0001209191-15-066320.txt : 20150817
0001209191-15-066320.hdr.sgml : 20150817
20150817170607
ACCESSION NUMBER: 0001209191-15-066320
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150813
FILED AS OF DATE: 20150817
DATE AS OF CHANGE: 20150817
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOVAVAX INC
CENTRAL INDEX KEY: 0001000694
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 222816046
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 FIRSTFIELD ROAD
CITY: GAITHERSBURG
STATE: MD
ZIP: 20878
BUSINESS PHONE: 240-268-2000
MAIL ADDRESS:
STREET 1: 20 FIRSTFIELD ROAD
CITY: GAITHERSBURG
STATE: MD
ZIP: 20878
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EVANS GARY C
CENTRAL INDEX KEY: 0001191410
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26770
FILM NUMBER: 151059508
MAIL ADDRESS:
STREET 1: 1048 TEXAN TRAIL
CITY: GRAPEVINE
STATE: TX
ZIP: 76051
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-08-13
0
0001000694
NOVAVAX INC
NVAX
0001191410
EVANS GARY C
C/O NOVAVAX, INC.
20 FIRSTFIELD ROAD
GAITHERSBURG
MD
20878
1
0
0
0
Common Stock
2015-08-13
4
M
0
15000
0.56
A
336979
D
Common Stock
2015-08-13
4
M
0
30000
1.28
A
366979
D
Common Stock
2015-08-13
4
S
0
6002
13.5618
D
360977
D
Common Stock
8000
I
See footnote
Stock Option (Right to buy)
0.056
2015-08-13
4
M
0
15000
0.00
D
2019-03-05
Common Stock
15000
0
D
Stock Option (Right to buy)
1.28
2015-08-13
4
M
0
30000
0.00
D
2022-03-01
Common Stock
30000
0
D
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.5301 to $13.585, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
Includes 4,000 shares owned of record by Gary Evans Custodian for Dustin Evans UTMA/TX and 4,000 shares owned of record by Gary Evans Custodian for Casey Evans UTMA/TX.
The 15,000 shares exercised on 08/13/2015 pursuant to this stock option vested on 09/05/2009.
The 30,000 shares exercised on 08/13/2015 pursuant to this stock option vested on 09/01/2012.
/s/ John A. Herrmann III, Attorney-in-Fact
2015-08-17