0001209191-15-048347.txt : 20150601
0001209191-15-048347.hdr.sgml : 20150601
20150601163911
ACCESSION NUMBER: 0001209191-15-048347
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150528
FILED AS OF DATE: 20150601
DATE AS OF CHANGE: 20150601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOVAVAX INC
CENTRAL INDEX KEY: 0001000694
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 222816046
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 FIRSTFIELD ROAD
CITY: GAITHERSBURG
STATE: MD
ZIP: 20878
BUSINESS PHONE: 240-268-2000
MAIL ADDRESS:
STREET 1: 20 FIRSTFIELD ROAD
CITY: GAITHERSBURG
STATE: MD
ZIP: 20878
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Modi Rajiv I.
CENTRAL INDEX KEY: 0001461241
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26770
FILM NUMBER: 15903882
MAIL ADDRESS:
STREET 1: SARKHEJ-DHOLKA ROAD
CITY: BHAT, AHMEDABAD
STATE: K7
ZIP: 382 210
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-05-28
0
0001000694
NOVAVAX INC
NVAX
0001461241
Modi Rajiv I.
C/O CADILA PHARMACEUTICALS LTD, CADILA
CORPORATE CAMPUS, SARKHEJ- DHOLKA ROAD
BHAT, AHMEDABAD GUJARAT
K7
382 210
INDIA
1
0
0
0
Common Stock
2015-05-28
4
S
0
2000000
8.70
D
5500000
I
See footnote
Common Stock
2015-06-01
4
S
0
1500000
8.80
D
4000000
I
See footnote
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.70 to $9.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
These shares are owned directly by Satellite Overseas (Holdings) Limited, which is a wholly owned subsidiary (except for directors' qualifying shares) of Cadila Pharmaceuticals Ltd. Cadila Pharmaceuticals Ltd is an indirect beneficial owner of the reported securities. These shares are held for convenience in the name of "SOHL, Inc., as nominee for Satellite Overseas (Holdings) Limited." SOHL, Inc., has no voting, dispositive or pecuniary interest in any such shares.
/s/ Rajiv I. Modi
2015-06-01