-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CcTPrHu0kaJdAHWXNhBNwS/TGHGXY1n08meXLsHC2wOqd6fzo8MrW3hd0J+a+dNf EWW6+lnejaxAMPZ+2lW2sA== 0001209191-09-021201.txt : 20090410 0001209191-09-021201.hdr.sgml : 20090410 20090410071206 ACCESSION NUMBER: 0001209191-09-021201 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090410 DATE AS OF CHANGE: 20090410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Modi Rajiv I. CENTRAL INDEX KEY: 0001461241 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26770 FILM NUMBER: 09744073 MAIL ADDRESS: STREET 1: SARKHEJ-DHOLKA ROAD CITY: BHAT, AHMEDABAD STATE: K7 ZIP: 382 210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVAVAX INC CENTRAL INDEX KEY: 0001000694 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 222816046 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9920 BELWARD CAMPUS DRIVE CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 240-268-2000 MAIL ADDRESS: STREET 1: 9920 BELWARD CAMPUS DRIVE CITY: ROCKVILLE STATE: MD ZIP: 20850 3 1 doc3.xml FORM 3 SUBMISSION X0203 3 2009-03-31 0 0001000694 NOVAVAX INC NVAX 0001461241 Modi Rajiv I. C/O CADILA PHARMACEUTICALS LTD, SARKHEJ - DHOLKA ROAD BHAT, AHMEDABAD GUJARAT K7 382210 INDIA 1 0 1 0 Common Stock 12500000 I See Footnote These shares are owned directly by Satellite Overseas (Holdings) Limited, which is a wholly owned subsidiary (except for directors' qualifying shares) of Cadila Pharmaceuticals Ltd. Cadila Pharmaceuticals Ltd is an indirect beneficial owner of the reported securities. These shares are held for convenience in the name of "SOHL, Inc., as nominee for Satellite Overseas (Holdings) Limited." SOHL, Inc. has no voting, dispositive or pecuniary interest in any such shares. The Reporting Person is Director of Satellite Overseas (Holdings) Limited and Managing Director of Cadila Pharmaceuticals, Ltd. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. /s/ Rajiv I. Modi 2009-04-07 -----END PRIVACY-ENHANCED MESSAGE-----