-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RY4lgBfzF09n3AMIIGIhbzpN7R8XSS6AdkExF4pQxjheKUR6kO2wBo0XdyKTddDZ o07UG+KmfbKFknraeLMi/A== 0001209191-08-039283.txt : 20080627 0001209191-08-039283.hdr.sgml : 20080627 20080627172256 ACCESSION NUMBER: 0001209191-08-039283 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080619 FILED AS OF DATE: 20080627 DATE AS OF CHANGE: 20080627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnston Thomas Scott CENTRAL INDEX KEY: 0001438782 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26770 FILM NUMBER: 08923563 BUSINESS ADDRESS: BUSINESS PHONE: 240-268-2000 MAIL ADDRESS: STREET 1: 9950 BELWARD CAMPUS DRIVE CITY: ROCKVILLE STATE: MD ZIP: 20850 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVAVAX INC CENTRAL INDEX KEY: 0001000694 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 222816046 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9920 BELWARD CAMPUS DRIVE CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 240-268-2000 MAIL ADDRESS: STREET 1: 9920 BELWARD CAMPUS DRIVE CITY: ROCKVILLE STATE: MD ZIP: 20850 3 1 doc3.xml FORM 3 SUBMISSION X0203 3 2008-06-19 0 0001000694 NOVAVAX INC NVAX 0001438782 Johnston Thomas Scott C/O NOVAVAX, INC. 9920 BELWARD CAMPUS DRIVE ROCKVILLE MD 20850 0 1 0 0 Vice President, Strategy Common Stock 25000 D Option - Right to Buy 2.77 2017-03-07 Common Stock 50000 D Option - Right to Buy 2.61 2018-03-06 Common Stock 18000 D Represents a grant of 25,000 shares of restricted stock, 8,334 shares of which have vested, 8,333 shares of which will vest on 3/7/2009 and 8,333 shares of which will vest on 3/7/2010. The options vests three equal annual installments beginning on March 7, 2008. The options vests three equal annual installments beginning on March 6, 2009. Exhibit List - ------------ Exhibit 24 Power of Attorney /s/ Len Stigliano as attorney-in-fact for Thomas Johnston 2008-06-27 EX-24.3_247320 2 poa.txt POA DOCUMENT Exhibit 24 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all persons by these presents, that the undersigned hereby constitutes and appoints Len Stigliano as his true and lawful attorney-in-fact to: (1) prepare and/or execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Novavax Inc. (the "Company"), Forms 3, 4 and 5 to report transactions in the Company's securities reportable by the undersigned in accordance with the provisions of Section 16(a) of the Securities Exchange Act of 1934, as amended and the rules and regulations promulgated thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the preparation and execution of any such Form 3, 4 or 5, and any amendment thereto, and the timely filing of any such Form 3, 4 or 5, and any amendment thereto, with the United States Securities and Exchange Commission and any other authority, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his or her discretion; and (3) resign as attorney-in-fact and appoint, as a replacement attorney-in-fact,any executive officer at the time of such resignation; provided that such resigning and replacement attorneys-in-fact shall send notice to the undersigned of any such replacement. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform alland every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation,hereby ratifying and confirming all that such attorney-in-fact, or anyreplacement attorney-in-fact, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, and any replacement attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934, as amended or the rules and regulations promulgated thereunder. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms, 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 12th day of June, 2008. /s/Thomas Johnston Signature Thomas Johnston Print Name -----END PRIVACY-ENHANCED MESSAGE-----