-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ret57VXonhNFb2AARv6YoWuzMzaq6yEsO24fDkEZJXqldGu/9DWr0K0CCP3jD3UA l4/xg5CHc/OeVcbNaGKkIA== 0001209191-05-038298.txt : 20050722 0001209191-05-038298.hdr.sgml : 20050722 20050722165546 ACCESSION NUMBER: 0001209191-05-038298 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050720 FILED AS OF DATE: 20050722 DATE AS OF CHANGE: 20050722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EVANS GARY C CENTRAL INDEX KEY: 0001191410 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26770 FILM NUMBER: 05969252 MAIL ADDRESS: STREET 1: 600 E LAS COLINAS # 1100 CITY: IRVING STATE: TX ZIP: 75019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVAVAX INC CENTRAL INDEX KEY: 0001000694 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 222816046 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 508 LAPP ROAD CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 4849131200 MAIL ADDRESS: STREET 1: 508 LAPP ROAD CITY: MALVERN STATE: PA ZIP: 19355 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2005-07-20 0 0001000694 NOVAVAX INC NVAX 0001191410 EVANS GARY C 2100 LA ROCHELLE FLOWER MOUND TX 75022 1 0 0 0 Common Stock / Restricted Stock Option 2005-07-20 4 A 0 50000 A 158300 D Option 1.03 2005-07-20 4 A 0 35000 1.03 A 2006-01-20 2015-07-20 Common 35000 35000 D Option 1.03 2005-07-20 4 A 0 150000 1.03 A 2015-07-20 Common 150000 150000 D Option 1.03 2005-07-20 4 A 0 125000 1.03 A 2015-07-20 Common 125000 125000 D Restricted stock grant pursuant to the 2005 Stock Incentive Plan. This option vests with respect to 50,000 shares when the market capitalization of the company exceeds $150,000,000. This option vests with respect to an additional 50,000 shares when the market capitalization of the company exceeds $250,000,000. This option vests with respect to an additional 50,000 shares when the market capitalization of the company exceeds $350,000,000. This option vests with respect to 50,000 shares when the company successfully accomplishes a specific strategic initiative and an additional 75,000 shares vest when the company successfully accomplishes a second strategic initiative. Dennis W. Genge Attorney-in-Fact 2005-07-22 -----END PRIVACY-ENHANCED MESSAGE-----