-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SRki5fyiZe+FIlARl4eOgMlzUzczJhT+llZsq+njW+czEuBWlbIAewDFlUJAUePw bKpvY87ktD5cfjIoPnAp7A== 0001170961-08-000019.txt : 20080804 0001170961-08-000019.hdr.sgml : 20080804 20080804142816 ACCESSION NUMBER: 0001170961-08-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080731 FILED AS OF DATE: 20080804 DATE AS OF CHANGE: 20080804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVAVAX INC CENTRAL INDEX KEY: 0001000694 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 222816046 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9920 BELWARD CAMPUS DRIVE CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 240-268-2000 MAIL ADDRESS: STREET 1: 9920 BELWARD CAMPUS DRIVE CITY: ROCKVILLE STATE: MD ZIP: 20850 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heaton Penny CENTRAL INDEX KEY: 0001409296 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26770 FILM NUMBER: 08987637 BUSINESS ADDRESS: BUSINESS PHONE: 240-268-2023 MAIL ADDRESS: STREET 1: 9920 BELWARD CAMPUS DRIVE CITY: ROCKVILLE STATE: MD ZIP: 20850 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2008-07-31 0 0001000694 NOVAVAX INC nvax 0001409296 Heaton Penny C/O NOVAVAX, INC. 9920 BELWARD CAMPUS DRIVE ROCKVILLE MD 20850 0 1 0 0 Chief Medical Officer Common Stock 2008-07-31 4 P 0 1759 A 28159 D Warrant - right to buy 3.62 2008-07-31 4 P 0 880 A 2009-01-31 2013-07-31 Common Stock 880 880 D The reported securiteis are included within 1,759 Units purchased by the Reporting Person for $2.845 per Unit. Each Unit consists of one share of Common Stock and a warrant to purchase .5 shares of Common Stock. Includes 8,333 shares of restricted stock that will vest October 9, 2009. /s/ Len Stigliano, as attorney-in-fact for Penny Heaton 2008-08-04 -----END PRIVACY-ENHANCED MESSAGE-----