| | |
Per Share
|
| |
Total
|
| ||||||
Public offering price
|
| | | $ | 10.00 | | | | | $ | 65,000,000 | | |
Underwriting discount and commissions(1)
|
| | | $ | 0.60 | | | | | $ | 3,900,000 | | |
Proceeds, before expenses, to us
|
| | | $ | 9.40 | | | | | $ | 61,100,000 | | |
| | | | | S-1 | | | |
| | | | | S-2 | | | |
| | | | | S-6 | | | |
| | | | | S-8 | | | |
| | | | | S-10 | | | |
| | | | | S-16 | | | |
| | | | | S-17 | | | |
| | | | | S-18 | | | |
| | | | | S-20 | | | |
| | | | | S-31 | | | |
| | | | | S-34 | | | |
| | | | | S-34 | | | |
| | | | | S-34 | | | |
| | | | | S-35 | | |
| | | | | 1 | | | |
| | | | | 1 | | | |
| | | | | 1 | | | |
| | | | | 2 | | | |
| | | | | 2 | | | |
| | | | | 2 | | | |
| | | | | 4 | | | |
| | | | | 6 | | | |
| | | | | 7 | | | |
| | | | | 8 | | | |
| | | | | 8 | | | |
| | | | | 8 | | | |
| | | | | 8 | | | |
| | | | | 9 | | |
|
Offering price per share
|
| | | | | | | | | $ | 10.00 | | |
|
Net tangible book value per share as of September 30, 2022
|
| | | $ | (8.82) | | | | | | | | |
|
Increase in net tangible book value per share attributable to the offering
|
| | | $ | 1.39 | | | | | | | | |
|
As-adjusted net tangible book value per share after giving effect to the offering
|
| | | | | | | | | $ | (7.43) | | |
|
Dilution in net tangible book value per share to new investors
|
| | | | | | | | | $ | (17.43) | | |
Name
|
| |
Number of Shares
|
| |||
J.P. Morgan Securities LLC
|
| | | | 2,600,000 | | |
Jefferies LLC
|
| | | | 1,950,000 | | |
Cowen and Company LLC
|
| | | | 1,462,500 | | |
B. Riley Securities, Inc.
|
| | | | 243,750 | | |
H.C. Wainwright & Co., LLC
|
| | | | 243,750 | | |
Total
|
| | | | 6,500,000 | | |
| | |
Without exercise of
option to purchase additional shares |
| |
With full exercise of
option to purchase additional shares |
| ||||||
Per Share
|
| | | $ | 0.60 | | | | | $ | 0.60 | | |
Total
|
| | | $ | 3,900,000 | | | | | $ | 4,485,000 | | |
| Section 96(1) (a) | | |
the offer, transfer, sale, renunciation, or delivery is to:
(i) the person whose ordinary business, or part of whose ordinary business, is to deal in securities, as principal or agent;
(ii) the South African Public Investment Corporation;
(iii) persons or entities regulated by the Reserve Bank of South Africa;
(iv) authorized financial service providers under South African law;
(v) financial institutions recognized as such under South African law;
(vi) a wholly owned subsidiary of any person or entity contemplated in (c), (d), or (e), acting as agent in the capacity of an authorized portfolio manager for a pension fund, or as manager for a collective investment scheme (in each case duly registered as such under South African law); or
|
|
| Section 96(1) (b) | | | the total contemplated acquisition cost of the securities, for any single addressee acting as principal is equal to or greater than ZAR1,000,000 or such higher amount as may be promulgated by notice in the Government Gazette of South Africa pursuant to section 96(2)(a) of the South African Companies Act. | |
| | | | | 1 | | | |
| | | | | 1 | | | |
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| | | | | 7 | | | |
| | | | | 8 | | | |
| | | | | 8 | | | |
| | | | | 8 | | | |
| | | | | 8 | | | |
| | | | | 9 | | |
Exhibit 107
Calculation of Filing Fee Tables
424(b)(5)
(Form Type)
Novavax, Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered and Carry Forward Securities
Security Type | Security Class Title | Fee Calculation or Carry Forward Rule | Amount Registered | Proposed Maximum Offering Price Per Unit | Maximum Aggregate Offering Price | Fee Rate | Amount of Registration Fee | Carry Forward Form Type | Carry Forward File Number | Carry Forward Initial effective date | Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward | |||||||||||||||||||||||||||||||
Fees to Be Paid | Equity | Common Stock, $0.01 par value per share | Rule 457(r) | 7,475,000 | (1) | $ | 10.00 | $ | 74,750,000 | 0.00011020 | $ | 8,237.45 | (2) | — | — | — | — | |||||||||||||||||||||||||
Fees Previously Paid | ||||||||||||||||||||||||||||||||||||||||||
Carry Forward Securities | ||||||||||||||||||||||||||||||||||||||||||
Carry Forward Securities | — | — | — | — | — | — | — | — | — | — | — | |||||||||||||||||||||||||||||||
Total Offering Amounts | $ | 74,750,000 | $ | 8,237.45 | ||||||||||||||||||||||||||||||||||||||
Total Fees Previously Paid | — | |||||||||||||||||||||||||||||||||||||||||
Total Fee Offsets | — | |||||||||||||||||||||||||||||||||||||||||
Net Fee Due | $ | 8,237.45 |
(1) | The amount registered includes shares of Common Stock that may be purchased by the underwriters pursuant to their option to purchase additional shares of Common Stock. |
(2) | The registration fee relates to the Registration Statement on Form S-3ASR (File No. 333-237094) filed by the Registrant on March 11, 2020. |
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