UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event
reported):
(Exact name of registrant as specified in charter)
(State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
(Address of Principal Executive Offices, including Zip Code)
(
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report.)
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On November 3, 2020, Novavax, Inc. (the “Company”) filed a Current Report on Form 8-K reporting that the Company’s Board of Directors (the “Board”) had appointed Gregg H. Alton to the Board. On December 9, 2020, the Company filed a Current Report on Form 8-K reporting that the Board had appointed Margaret G. McGlynn to the Board. At the time of each of these filings, the Board had not determined on which Board committees Mr. Alton or Ms. McGlynn would serve, and this Form 8-K/A is being filed for the purpose of reporting their committee appointments approved by the Board.
On December 14, 2020, the Board appointed Mr. Alton to its Audit Committee and the Board appointed Ms. McGlynn to its Nominating and Corporate Governance Committee and Compensation Committee, each appointment effective immediately.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
NOVAVAX, INC. | ||
Date: December 16, 2020 | By: | /s/ John A. Herrmann III |
Name: | John A. Hermann III | |
Title: | Executive Vice President, Chief Legal Officer, and Corporate Secretary |
Cover |
Oct. 31, 2020 |
---|---|
Cover [Abstract] | |
Document Type | 8-K/A |
Amendment Flag | false |
Document Period End Date | Oct. 31, 2020 |
Entity File Number | 0-26770 |
Entity Registrant Name | NOVAVAX, INC. |
Entity Central Index Key | 0001000694 |
Entity Tax Identification Number | 22-2816046 |
Entity Incorporation, State or Country Code | DE |
Entity Address, Address Line One | 21 Firstfield Road |
Entity Address, City or Town | Gaithersburg |
Entity Address, State or Province | MD |
Entity Address, Postal Zip Code | 20878 |
City Area Code | 240 |
Local Phone Number | 268-2000 |
Written Communications | false |
Soliciting Material | false |
Pre-commencement Tender Offer | false |
Pre-commencement Issuer Tender Offer | false |
Title of 12(b) Security | Common Stock, Par Value $0.01 per share |
Trading Symbol | NVAX |
Security Exchange Name | NASDAQ |
Entity Emerging Growth Company | false |
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