0000904454-20-000584.txt : 20200820
0000904454-20-000584.hdr.sgml : 20200820
20200820180946
ACCESSION NUMBER: 0000904454-20-000584
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200818
FILED AS OF DATE: 20200820
DATE AS OF CHANGE: 20200820
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EVANS GARY C
CENTRAL INDEX KEY: 0001191410
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26770
FILM NUMBER: 201121016
MAIL ADDRESS:
STREET 1: 1048 TEXAN TRAIL
CITY: GRAPEVINE
STATE: TX
ZIP: 76051
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOVAVAX INC
CENTRAL INDEX KEY: 0001000694
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 222816046
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 21 FIRSTFIELD ROAD
CITY: GAITHERSBURG
STATE: MD
ZIP: 20878
BUSINESS PHONE: 240-268-2000
MAIL ADDRESS:
STREET 1: 21 FIRSTFIELD ROAD
CITY: GAITHERSBURG
STATE: MD
ZIP: 20878
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-08-18
0001000694
NOVAVAX INC
NVAX
0001191410
EVANS GARY C
C/O NOVAVAX, INC.
21 FIRSTFIELD ROAD
GAITHERSBURG
MD
20878
1
0
0
0
Common Stock
2020-08-18
4
M
0
1000
50
A
322979
D
Common Stock
2020-08-18
4
M
0
1500
36.6
A
324479
D
Common Stock
2020-08-18
4
M
0
4000
27.6
A
328479
D
Common Stock
2020-08-18
4
M
0
4000
27.6
A
332479
D
Common Stock
2020-08-18
4
S
0
10500
150.44
D
321979
D
Common Stock
8000
I
See Footnote
Stock Option (Right to Buy)
50
2020-08-18
4
M
0
1000
0.0
D
2011-09-10
2021-03-10
Common Stock
1000
0.0
D
Stock Option (Right to Buy)
36.6
2020-08-18
4
M
0
1500
0.0
D
2013-09-02
2023-03-01
Common Stock
1500
0.0
D
Stock Option (Right to Buy)
27.6
2020-08-18
4
M
0
4000
0.0
D
2018-03-16
2027-03-16
Common Stock
4000
0.0
D
Stock Option (Right to Buy)
27.6
2020-08-18
4
M
0
4000
0
D
2018-12-15
2027-12-15
Common Stock
4000
0
D
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.3125 to $151.06, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
Includes 4,000 shares owned of record by Gary Evans Custodian for Dustin Evans UTMA/TX and 4,000 shares owned of record by Gary Evans Custodian for Casey Evans UTMA/TX.
/s/ John A. Herrmann III, Attorney-in-Fact
2020-08-20