0000904454-20-000584.txt : 20200820 0000904454-20-000584.hdr.sgml : 20200820 20200820180946 ACCESSION NUMBER: 0000904454-20-000584 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200818 FILED AS OF DATE: 20200820 DATE AS OF CHANGE: 20200820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EVANS GARY C CENTRAL INDEX KEY: 0001191410 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26770 FILM NUMBER: 201121016 MAIL ADDRESS: STREET 1: 1048 TEXAN TRAIL CITY: GRAPEVINE STATE: TX ZIP: 76051 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVAVAX INC CENTRAL INDEX KEY: 0001000694 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 222816046 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21 FIRSTFIELD ROAD CITY: GAITHERSBURG STATE: MD ZIP: 20878 BUSINESS PHONE: 240-268-2000 MAIL ADDRESS: STREET 1: 21 FIRSTFIELD ROAD CITY: GAITHERSBURG STATE: MD ZIP: 20878 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-08-18 0001000694 NOVAVAX INC NVAX 0001191410 EVANS GARY C C/O NOVAVAX, INC. 21 FIRSTFIELD ROAD GAITHERSBURG MD 20878 1 0 0 0 Common Stock 2020-08-18 4 M 0 1000 50 A 322979 D Common Stock 2020-08-18 4 M 0 1500 36.6 A 324479 D Common Stock 2020-08-18 4 M 0 4000 27.6 A 328479 D Common Stock 2020-08-18 4 M 0 4000 27.6 A 332479 D Common Stock 2020-08-18 4 S 0 10500 150.44 D 321979 D Common Stock 8000 I See Footnote Stock Option (Right to Buy) 50 2020-08-18 4 M 0 1000 0.0 D 2011-09-10 2021-03-10 Common Stock 1000 0.0 D Stock Option (Right to Buy) 36.6 2020-08-18 4 M 0 1500 0.0 D 2013-09-02 2023-03-01 Common Stock 1500 0.0 D Stock Option (Right to Buy) 27.6 2020-08-18 4 M 0 4000 0.0 D 2018-03-16 2027-03-16 Common Stock 4000 0.0 D Stock Option (Right to Buy) 27.6 2020-08-18 4 M 0 4000 0 D 2018-12-15 2027-12-15 Common Stock 4000 0 D The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.3125 to $151.06, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. Includes 4,000 shares owned of record by Gary Evans Custodian for Dustin Evans UTMA/TX and 4,000 shares owned of record by Gary Evans Custodian for Casey Evans UTMA/TX. /s/ John A. Herrmann III, Attorney-in-Fact 2020-08-20