N-PX 1 ameriprimenpx2004.txt AMERIPRIME FUNDS N-PX JUNE 2004 FORM N-PX Annual Report of Proxy voting Record of Registered Management Investment Company Investment Company Act file number 811-09096 ---------- AmeriPrime Funds ------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) Unified Fund Services, Inc. 431 N. Pennsylvania Street Indianapolis, IN 46204 ------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) Freddie Jacobs Unified Fund Services, Inc. 431 N. Pennsylvania St. Indianapolis, IN 46204 ------------------------------------ (Name and address of agent for service) Registrant's telephone number, including area code: 317-917-7000 Date of reporting period: 7/1/2003-06/30/2004 ----------------------- Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Secs. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Sec. 3507. AAM EQUITY FUND PROXY VOTING HISTORY Matter proposed Fund cast its vote Ticker Cusip Name Shareholder Description of by: management(m) Vote: for management or meeting date matter(s) voted on shareholders (s) against management ----------------------------------------------------------------------------------------------------------------------------------- igt 459902102 Intl Game Technology 03/02/04 For dis 254687106 Walt Disney 03/03/04 For hpq 428236103 Hewlett Packard 03/17/04 For nok 654902204 Nokia Corp 03/25/04 For gs 38141g104 Goldman Sachs 03/31/04 For tg 894650100 Tredegar 04/29/04 For sti 867914103 SunTrust Banks 04/20/04 For bp 055622104 BP PLC 04/15/04 For ko 191216100 Coca Cola 04/21/04 For jnj 478160104 Johnson andJohnson 04/22/04 For slb 806857108 Schulmberger 04/14/04 For abt 002824100 Abbottt 04/23/04 For cof 14040h105 Capital One 04/29/04 For pfe 717081103 Pfizer 04/22/04 For wm 939322103 Washington Mutual 04/20/04 For axp 025816109 American Express 04/26/04 For bud 035229103 Anheuser Busch 04/28/04 For jp 475070108 Jefferson-Pilot 05/03/04 For px 74005p104 Praxair 04/27/04 For brk.b 084670207 Berkshire Hathaway Class B 05/01/04 For mo 02209s103 Altria 04/29/04 For eog 26875p101 EOG Resources 05/05/04 For wye 983024100 Wyeth 04/22/04 For mkl 570535104 Markel Corp 05/11/04 For gd 369550108 General Dynamics 05/05/04 For mur 626717102 Murphy Oil 05/12/04 For zmh 98956p102 Zimmer Holdings 05/10/04 For dow 260543103 Dow Chemical 05/13/04 For amgn 031162100 Amgen 05/13/04 For ath 03674B104 Anthem 05/17/04 For intc 458140100 Intel Corp 05/19/04 For fdc 319963104 First Data 05/19/04 For agp 03073t102 Amerigroup 05/12/04 For xom 30231g102 Exxon Mobil 05/26/04 For icai 45840q101 Interactive Corp 06/23/04 For ath 03674b104 Anthem 06/28/04 For COLUMBIA PARTNERS EQUITY FUND PROXY VOTING HISTORY Mtg Company/ Mgmt Vote Record Shares Date/Type Ballot Issues Security Rec Cast Date Voted -------------------- ---------------------------------------- ------------ ------------- ------------- ------------ -------------- ---------------------------------------------------------------------------------------------------------------------------------- 07/21/03 - A Research In Motion Ltd *RIM* 760975102 06/03/03 18,410 1 Elect J. L. Balsillie, M. Lazaridis, D. For For Fregin, K. Cork, D. Wright, J. Estill and J. Richardson as Directors 2 Ratify Ernst & Young LLP as Auditors For For 08/05/03 - A Alliant Techsystems Inc. *ATK* 018804104 06/10/03 6,947 1 Elect Directors For Split 1.1 Elect Director Frances D. Cook --- For 1.2 Elect Director Gilbert F. Decker --- For 1.3 Elect Director Jonathan G. Guss --- For 1.4 Elect Director Admiral David E. Jeremiah, USN (Ret.) --- For 1.5 Elect Director Admiral Paul David Miller, USN (Ret.) --- Withhold 1.6 Elect Director Daniel J. Murphy, Jr. --- For 1.7 Elect Director General Robert W. RisCassi, USA (Ret.) --- For 1.8 Elect Director Michael T. Smith --- For 1.9 Elect Director William G. Van Dyke --- For 2 Ratify Auditors For For Shareholder Proposal 3 Report on Space-Based Weapons Against For In the case of Alliant Techsystems, we recognize that the report would omit classified or proprietary information that might jeopardize national security or the ability for the company to remain competitive in the industry. Furthermore, it is reasonable to conclude from the company's statements that such information is already carefully considered and at least partially disclosed in other documents. Therefore, consolidation of the information into a shareholder report should not pose significant costs to the company. In view of the scope and complexity of issues surrounding the long-term implications of involvement in space weapons programs and given that the company can prepare such a report at a reasonable cost while also omitting any proprietary information, we believe that this proposal is in the best interests of shareholders. 08/14/03 - A The J. M. Smucker Co. *SJM* 832696405 06/16/03 7,345 1 Elect Directors For Split 1.1 Elect Director Fred A. Duncan --- For 1.2 Elect Director Charles S. Mechem, Jr. --- For 1.3 Elect Director Gary A. Oatey --- For 1.4 Elect Director Timothy P. Smucker --- Withhold 2 Ratify Auditors For For 09/02/03 - A Network Appliance, Inc. *NTAP* 64120L104 07/07/03 12,255 1 Elect Directors For For 2 Amend Omnibus Stock Plan For Against We do not support this plan. First, the plan allows for the repricing of underwater stock options without shareholder approval. We believe repricing reduces the incentive value of the plan by undermining the concept that stock options is intended to be a long-term incentive. Second, the company's potential Voting Power Dilution (VPD) for all incentive plans is 23.38%, which exceeds our guidelines. Proposals that add to a company's VPD can potentially dilute the voting interests of common shareholders. 3 Amend Employee Stock Purchase Plan For For 4 Ratify Auditors For Against We do not support this item. In this instance, the non-auditing consulting fees are more than 25 percent of total fees paid. As such, we will vote against the company's auditor. We believe the integrity of the auditor's relationship with the company is compromised when a firm is paid excessive consulting fees on top of those paid for auditing services. This arrangement has the potential to open the auditor process to a wide range of conflicts of interest. 5 Other Business For Against As we cannot know the content of these issues, we do not support this request. 10/23/03 - A * Barr Pharmaceuticals Inc *BRL* 068306109 09/02/03 4,375 1 Elect Directors For Split 1.1 Elect Director Bruce L. Downey --- Withhold We will vote FOR the directors with the exceptions of insiders Carole Ben-Maimon, Paul Bisaro, and Bruce Downey, from whom we will WITHHOLD votes for standing on the Nominating Committee. We will also WITHHOLD votes from Mr. Downey for serving as chairman and CEO. 1.2 Elect Director Paul M. Bisaro --- Withhold The director nominees meet our guidelines. The composition of the board does not meet our standard for board and committee independence. A majority of independent directors on a board is a direct way to assure that shareholder interests will be properly represented on a board. We will WITHHOLD votes from all director nominees. 1.3 Elect Director Carole S. Ben-Maimon --- Withhold The director nominees meet our guidelines. The composition of the board does not meet our standard for board and committee independence. A majority of independent directors on a board is a direct way to assure that shareholder interests will be properly represented on a board. We will WITHHOLD votes from all director nominees. 1.4 Elect Director George P. Stephan --- For 1.5 Elect Director Jack M. Kay --- For 1.6 Elect Director Harold N. Chefitz --- For 1.7 Elect Director Richard R. Frankovic --- For 1.8 Elect Director Peter R. Seaver --- For 1.9 Elect Director James S. Gilmore, III --- For 2 Change State of Incorporation from New York For For to Delaware 3 Increase Authorized Common Stock For Against We do not support this plan. The number of additional authorized common shares sought in this proposal exceeds our guidelines. As a policy, PVS will not support increases in authorized common shares of this magnitude, unless the company has offered a specific and reasonable purpose for the additional shares. In this case, the company has not offered a specific reason for the share increase. Large increases in authorized common stock may be used for anti-takeover devices or to fund undesirable increases in executive stock options without shareholder approval. 10/06/03 - S Boston Scientific Corp. *BSX* 101137107 08/27/03 2,515 1 Increase Authorized Common Stock For For 10/03/03 - S * Coors (Adolph) Company *RKY* 217016104 08/25/03 3,355 1 Change State of Incorporation from Colorado For For to Delaware 2 Adjourn Meeting For Against Once their votes have been cast, there is no justification for spending more money to continue pressing shareholders for more votes. 11/11/03 - A Microsoft Corp. *MSFT* 594918104 09/12/03 8,230 1 Elect Directors For Split 1.1 Elect Director William H. Gates, III --- For 1.2 Elect Director Steven A. Ballmer --- For 1.3 Elect Director James I. Cash, Jr., Ph.D. --- For 1.4 Elect Director Raymond V. Gilmartin --- For 1.5 Elect Director Ann McLaughlin Korologos --- For 1.6 Elect Director David F. Marquardt --- For 1.7 Elect Director Charles H. Noski --- For 1.8 Elect Director Dr. Helmut Panke --- For 1.9 Elect Director Wm. G. Reed, Jr. --- For 1.10 Elect Director Jon A. Shirley --- Withhold 2 Amend Omnibus Stock Plan For Against 3 Amend Non-Employee Director Stock Option Plan For Against Shareholder Proposal 4 Refrain from Giving Charitable Contributions Against Against 03/10/04 - A Advanced Digital Information Corp. 007525108 01/12/04 21,905 *ADIC* 1 Elect Directors For Split 1.1 Elect Director Tom A. Alberg --- For 1.2 Elect Director Walter F. Walker --- Withhold 2 Amend Omnibus Stock Plan For Against 3 Amend Employee Stock Purchase Plan For For 01/29/04 - A Costco Wholesale Corporation *COST* 22160K105 12/05/03 4,395 1 Elect Directors For For Shareholder Proposals 2 Declassify the Board of Directors Against For 3 Develop Land Procurement Policy Against For Management Proposal 4 Ratify Auditors For Against 02/25/04 - A Deere & Co. *DE* 244199105 12/31/03 4,285 1 Elect Directors For Split 1.1 Elect Director Robert W. Lane --- Withhold 1.2 Elect Director Antonio Madero B. --- For 1.3 Elect Director Aulana L. Peters --- Withhold 1.4 Elect Director John R. Walter --- Withhold 03/17/04 - A Hewlett-Packard Co. *HPQ* 428236103 01/20/04 13,945 1 Elect Directors For Split 1.1 Elect Director L.T. Babbio, Jr. --- For 1.2 Elect Director P.C. Dunn --- For 1.3 Elect Director C.S. Fiorina --- Withhold 1.4 Elect Director R.A. Hackborn --- For 1.5 Elect Director G.A. Keyworth II --- Withhold 1.6 Elect Director R.E. Knowling, Jr. --- For 1.7 Elect Director S.M. Litvack --- Withhold 1.8 Elect Director R.L. Ryan --- For 1.9 Elect Director L.S. Salhany --- For 2 Ratify Auditors For Against 3 Approve Omnibus Stock Plan For Against 4 Expense Stock Options Against For 02/10/04 - A Laidlaw International, Inc. *LI* 50730R102 12/15/03 23,235 1 Elect Directors For Withhold 03/17/04 - A OSI Pharmaceuticals, Inc. *OSIP* 671040103 01/21/04 9,475 1 Elect Directors For Split 1.1 Elect Director Robert A. Ingram --- For 1.2 Elect Director Colin Goddard, Ph.D. --- Withhold 1.3 Elect Director Edwin A. Gee, Ph.D. --- Withhold 1.4 Elect Director Michael Atieh --- For 1.5 Elect Director G. Morgan Browne --- Withhold 1.6 Elect Director Daryl K. Granner, M.D. --- Withhold 1.7 Elect Director Walter M Lovenberg, Phd --- For 1.8 Elect Director Viren Mehta --- For 1.9 Elect Director Sir Mark Richmond, Phd --- For 1.10 Elect Director John P. White --- Withhold 2 Amend Stock Option Plan For Against 3 Ratify Auditors For For 03/22/04 - A Whole Foods Market, Inc. *WFMI* 966837106 01/22/04 2,985 1 Elect Directors For Split 1.1 Elect Director David W. Dupree --- For 1.2 Elect Director Gabrielle E. Greene --- For 1.3 Elect Director John P. Mackey --- Withhold 1.4 Elect Director Morris J. Siegel --- For 2 Amend Stock Option Plan For Against 3 Ratify Auditors For For 4 Submit Shareholder Rights Plan (Poison Pill) Against For to Shareholder Vote 04/23/04 - A Abbott Laboratories *ABT* 002824100 02/25/04 8,770 1 Elect Directors For Split Mgmt 1.1 Elect Director Roxanne S. Austin --- For 1.2 Elect Director H.Laurance Fuller --- Withhold 1.3 Elect Director Richard A. Gonzalez --- Withhold 1.4 Elect Director Jack M. Greenberg --- For 1.5 Elect Director Jeffrey M. Leiden --- Withhold 1.6 Elect Director David A. Lord Owen --- For 1.7 Elect Director Boone Powell Jr. --- Withhold 1.8 Elect Director Addison Barry Rand --- Withhold 1.9 Elect Director W.Ann Reynolds --- Withhold 1.10 Elect Director Roy S. Roberts --- For 1.11 Elect Director William D. Smithburg --- Withhold 1.12 Elect Director John R. Walter --- Withhold 1.13 Elect Director Miles D. White --- Withhold 2 Ratify Auditors For For Mgmt 3 Drug Pricing Against Against ShrHoldr 4 Report on Political Contributions/Activities Against For ShrHoldr 5 Prohibit Awards to Executives Against Against ShrHoldr 6 Report on Operational Imact of HIV/AIDS, Against For ShrHoldr TB, and Malaria Pandemic 05/20/04 - A ADVANCED MEDICAL OPTICS INC *AVO* 00763M108 03/26/04 4,805 1 Elect Directors For Split Mgmt 1.1 Elect Director William Grant --- Withhold 1.2 Elect Director Christopher Chavez --- For 2 Amend Omnibus Stock Plan For Against Mgmt 04/30/04 - A Alcoa Inc. *AA* 013817101 02/02/04 3,770 1 Elect Directors For Split Mgmt 1.1 Elect Director Alain J.P. Belda --- Withhold 1.2 Elect Director Carlos Ghosn --- For 1.3 Elect Director Henry B. Schacht --- Withhold 1.4 Elect Director Franklin A. Thomas --- Withhold 2 Approve Omnibus Stock Plan For Against Mgmt 3 Report on Pay Disparity Against For ShrHoldr 4 Submit Severance Agreement Against For ShrHoldr (Change-in-Control) to Shareholder Vote 05/13/04 - A Amgen, Inc. *AMGN* 031162100 03/19/04 3,615 1 Elect Directors For Split Mgmt 1.1 Elect Director Frank J. Biondi, Jr. --- For 1.2 Elect Director Jerry D. Choate --- Withhold 1.3 Elect Director Frank C. Herringer --- For 1.4 Elect Director Gilbert S. Omenn --- Withhold 2 Ratify Auditors For Against Mgmt 3 Prepare Glass Ceiling Report Against For ShrHoldr 4 Expense Stock Options Against For ShrHoldr 05/26/04 - A Bank of America Corp. *BAC* 060505104 04/07/04 2,595 1 Elect Directors For Split Mgmt 1.1 Elect Director William Barnet, III --- For 1.2 Elect Director Charles W. Coker --- Withhold 1.3 Elect Director John T. Collins --- For 1.4 Elect Director Gary L. Countryman --- For 1.5 Elect Director Paul Fulton --- Withhold 1.6 Elect Director Charles K. Gifford --- Withhold 1.7 Elect Director Donald E. Guinn --- For 1.8 Elect Director James H. Hance, Jr. --- Withhold 1.9 Elect Director Kenneth D. Lewis --- Withhold 1.10 Elect Director Walter E. Massey --- For 1.11 Elect Director Thomas J. May --- For 1.12 Elect Director C. Steven McMillan --- For 1.13 Elect Director Eugene M. McQuade --- Withhold 1.14 Elect Director Patricia E. Mitchell --- For 1.15 Elect Director Edward L. Romero --- For 1.16 Elect Director Thomas M. Ryan --- For 1.17 Elect Director O. Temple Sloan, Jr. --- For 1.18 Elect Director Meredith R. Spangler --- Withhold 1.19 Elect Director Jackie M. Ward --- For 2 Ratify Auditors For Against Mgmt 3 Change Date of Annual Meeting Against Against ShrHoldr 4 Adopt Nomination Procedures for the Board Against For ShrHoldr 5 Charitable Contributions Against Against ShrHoldr 6 Establish Independent Committee to Review Against For ShrHoldr Mutual Fund Policy 7 Adopt Standards Regarding Privacy and Against For ShrHoldr Information Security 06/02/04 - A Barnes & Noble, Inc. *BKS* 067774109 04/12/04 2,745 1 Elect Directors For Split Mgmt 1.1 Elect Director Leonard Riggio --- Withhold 1.2 Elect Director Michael J. Del Giudice --- For 1.3 Elect Director William Sheluck, Jr. --- Withhold 2 Approve Omnibus Stock Plan For Against Mgmt 3 Approve Executive Incentive Bonus Plan For Against Mgmt 4 Approve Increase in Size of Board For For Mgmt 5 Ratify Auditors For For Mgmt 06/24/04 - A Best Buy Co., Inc. *BBY* 086516101 04/26/04 4,105 1 Elect Directors For Split Mgmt 1.1 Elect Director Bradbury H. Anderson --- Withhold 1.2 Elect Director K.J. Higgins Victor --- For 1.3 Elect Director Allen U. Lenzmeier --- Withhold 1.4 Elect Director Frank D. Trestman --- Withhold 1.5 Elect Director James C. Wetherbe --- Withhold 1.6 Elect Director Ronald James --- For 1.7 Elect Director Matthew H. Paull --- For 1.8 Elect Director Mary A. Tolan --- For 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For Against Mgmt 05/11/04 - A Boston Scientific Corp. *BSX* 101137107 03/19/04 3,850 1 Elect Directors For Split Mgmt 1.1 Elect Director Ursula M. Burns --- For 1.2 Elect Director Marye Anne Fox --- For 1.3 Elect Director N.J. Nicholas, Jr. --- Withhold 1.4 Elect Director John E. Pepper --- For 2 Ratify Auditors For Against Mgmt 05/07/04 - A Colgate-Palmolive Co. *CL* 194162103 03/09/04 5,525 1 Elect Directors For Split Mgmt 1.1 Elect Director Jill K. Conway --- Withhold 1.2 Elect Director Ronald E. Ferguson --- Withhold 1.3 Elect Director Carlos M. Gutierrez --- For 1.4 Elect Director Ellen M. Hancock --- Withhold 1.5 Elect Director David W. Johnson --- Withhold 1.6 Elect Director Richard J. Kogan --- For 1.7 Elect Director Delano E. Lewis --- For 1.8 Elect Director Reuben Mark --- Withhold 1.9 Elect Director Elizabeth A. Monrad --- For 2 Ratify Auditors For For Mgmt 3 Approve Executive Incentive Bonus Plan For Against Mgmt 4 Submit Severance Agreement Against For ShrHoldr (Change-in-Control) to Shareholder Vote 5 Adopt ILO Based Code of Conduct Against For ShrHoldr 6 Separate Chairman and CEO Positions Against For ShrHoldr 05/18/04 - A Dean Foods Company *DF* 242370104 03/26/04 1,325 1 Elect Directors For Withhold Mgmt 1.1 Elect Director Alan J. Bernon --- Withhold 1.2 Elect Director Gregg L. Engles --- Withhold 1.3 Elect Director Joseph S. Hardin, Jr. --- Withhold 1.4 Elect Director Ronald Kirk --- Withhold 1.5 Elect Director John S. Llewellyn, Jr. --- Withhold 2 Ratify Auditors For For Mgmt 05/05/04 - A EMC Corp. *EMC* 268648102 03/08/04 25,305 1 Elect Directors For Split Mgmt 1.1 Elect Director John R. Egan --- Withhold 1.2 Elect Director Michael C. Ruettgers --- Withhold 1.3 Elect Director David N. Strohm --- For 2 Amend Omnibus Stock Plan For Against Mgmt 3 Amend Employee Stock Purchase Plan For For Mgmt 4 Ratify Auditors For For Mgmt 5 Limit Executive Compensation Against For ShrHoldr 05/26/04 - A Exxon Mobil Corp. *XOM* 30231G102 04/05/04 7,045 1 Elect Directors For Split Mgmt 1.1 Elect Director Michael J. Boskin --- For 1.2 Elect Director James R. Houghton --- For 1.3 Elect Director William R. Howell --- Withhold 1.4 Elect Director Reatha Clark King --- For 1.5 Elect Director Philip E. Lippincott --- Withhold 1.6 Elect Director Harry J. Longwell --- Withhold 1.7 Elect Director Henry A. McKinnell, Jr. --- For 1.8 Elect Director Marilyn Carlson Nelson --- Withhold 1.9 Elect Director Lee R. Raymond --- Withhold 1.10 Elect Director Walter V. Shipley --- For 1.11 Elect Director Rex W. Tillerson --- Withhold 2 Ratify Auditors For For Mgmt 3 Approve Non-Employee Director Restricted For For Mgmt Stock Plan 4 Affirm Political Nonpartisanship Against For ShrHoldr 5 Report on Political Contributions/Activities Against For ShrHoldr 6 Report on Equatorial Guinea Against For ShrHoldr 7 Separate Chairman and CEO Positions Against For ShrHoldr 8 Prohibit Awards to Executives Against Against ShrHoldr 9 Report on Stock Option Distribution by Race Against For ShrHoldr and Gender 10 Amend EEO Statement to Include Reference to Against For ShrHoldr Sexual Orientation 11 Report on Climate Change Research Against For ShrHoldr 04/28/04 - A General Electric Co. *GE* 369604103 03/01/04 6,735 1 Elect Directors For Split Mgmt 1.1 Elect Director James I. Cash, Jr. --- For 1.2 Elect Director Dennis D. Dammerman --- Withhold 1.3 Elect Director Ann M. Fudge --- For 1.4 Elect Director Claudio X. Gonzalez --- Withhold 1.5 Elect Director Jeffrey R. Immelt --- Withhold 1.6 Elect Director Andrea Jung --- For 1.7 Elect Director Alan G. Lafley --- For 1.8 Elect Director Kenneth G. Langone --- For 1.9 Elect Director Ralph S. Larsen --- For 1.10 Elect Director Rochelle B. Lazarus --- For 1.11 Elect Director Sam Nunn --- For 1.12 Elect Director Roger S. Penske --- Withhold 1.13 Elect Director Robert J. Swieringa --- For 1.14 Elect Director Douglas A. Warner III --- Withhold 1.15 Elect Director Robert C. Wright --- Withhold 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt 4 Provide for Cumulative Voting Against For ShrHoldr 5 Eliminate Animal Testing Against Against ShrHoldr 6 Report on Nuclear Fuel Storage Risks Against For ShrHoldr 7 Report on PCB Clean-up Against For ShrHoldr 8 Report on Foreign Outsourcing Against For ShrHoldr 9 Prepare Sustainability Report Against For ShrHoldr 10 Limit Composition of Management Development Against For ShrHoldr and Compensation Committee to Independent Directors 11 Report on Pay Disparity Against For ShrHoldr 12 Limit Awards to Executives Against Against ShrHoldr 13 Limit Board Service for Other Companies Against For ShrHoldr 14 Separate Chairman and CEO Positions Against For ShrHoldr 15 Hire Advisor/Maximize Shareholder Value Against Against ShrHoldr 16 Adopt a Retention Ratio for Executives and Against For ShrHoldr Directors 17 Require 70% to 80% Independent Board Against Against ShrHoldr 18 Report on Political Contributions/Activities Against For ShrHoldr 05/27/04 - A Home Depot, Inc. (The) *HD* 437076102 03/29/04 7,950 1 Elect Directors For Withhold Mgmt 1.1 Elect Director Gregory D. Brenneman --- Withhold 1.2 Elect Director Richard H. Brown --- Withhold 1.3 Elect Director John L. Clendenin --- Withhold 1.4 Elect Director Berry R. Cox --- Withhold 1.5 Elect Director Claudio X. Gonzalez --- Withhold 1.6 Elect Director Milledge A. Hart, III --- Withhold 1.7 Elect Director Bonnie G. Hill --- Withhold 1.8 Elect Director Kenneth G. Langone --- Withhold 1.9 Elect Director Robert L. Nardelli --- Withhold 1.10 Elect Director Roger S. Penske --- Withhold 2 Ratify Auditors For For Mgmt 3 Establish Term Limits for Directors Against Against ShrHoldr 4 Submit Shareholder Rights Plan (Poison Against For ShrHoldr Pill) to Shareholder Vote 5 Performance- Based/Indexed Options Against For ShrHoldr 6 Adopt ILO Based Code of Conduct Against For ShrHoldr 7 Submit Severance Agreement Against For ShrHoldr (Change-in-Control) to Shareholder Vote 8 Require Affirmative Vote of the Majority of Against For ShrHoldr the Shares to Elect Directors 06/23/04 - A IAC / INTERACTIVECORP *IACI* 45840Q101 04/29/04 3,825 1 Elect Directors For Split Mgmt 1.1 Elect Director Richard N. Barton --- For 1.2 Elect Director Robert R. Bennett --- Withhold 1.3 Elect Director Edgar Bronfman, Jr. --- Withhold 1.4 Elect Director Barry Diller --- Withhold 1.5 Elect Director Victor A. Kaufman --- Withhold 1.6 Elect Director Donald R. Keough --- For 1.7 Elect Director Marie-Josee Kravis --- For 1.8 Elect Director John C. Malone --- For 1.9 Elect Director Steven Rattner --- For 1.10 Elect Director Gen. H.N. Schwarzkopf --- For 1.11 Elect Director Alan G. Spoon --- For 1.12 Elect Director Diane Von Furstenberg --- Withhold 2 Ratify Auditors For For Mgmt 05/19/04 - A Intel Corp. *INTC* 458140100 03/22/04 12,470 1 Elect Directors For Split Mgmt 1.1 Elect Director Craig R. Barrett --- Withhold 1.2 Elect Director Charlene Barshefsky --- Withhold 1.3 Elect Director E. John P. Browne --- For 1.4 Elect Director Andrew S. Grove --- Withhold 1.5 Elect Director D. James Guzy --- Withhold 1.6 Elect Director Reed E. Hundt --- For 1.7 Elect Director Paul S. Otellini --- Withhold 1.8 Elect Director David S. Pottruck --- For 1.9 Elect Director Jane E. Shaw --- Withhold 1.10 Elect Director John L. Thornton --- For 1.11 Elect Director David B. Yoffie --- Withhold 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For Against Mgmt 4 Expense Stock Options Against For ShrHoldr 5 Limit/Prohibit Awards to Executives Against For ShrHoldr 6 Performance- Based/Indexed Options Against For ShrHoldr 04/27/04 - A International Business Machines Corp. 459200101 02/27/04 2,675 *IBM* 1 Elect Directors For Split Mgmt 1.1 Elect Director Cathleen Black --- For 1.2 Elect Director Kenneth I. Chenault --- Withhold 1.3 Elect Director Carlos Ghosn --- For 1.4 Elect Director Nannerl O. Keohane --- Withhold 1.5 Elect Director Charles F. Knight --- Withhold 1.6 Elect Director Lucio A. Noto --- For 1.7 Elect Director Samuel J. Palmisano --- Withhold 1.8 Elect Director John B. Slaughter --- Withhold 1.9 Elect Director Joan E. Spero --- For 1.10 Elect Director Sidney Taurel --- For 1.11 Elect Director Charles M. Vest --- For 1.12 Elect Director Lorenzo H. Zambrano --- For 2 Ratify Auditors For For Mgmt 3 Ratify Auditors for the Company's Business For For Mgmt Consulting Services Unit 4 Approve Executive Incentive Bonus Plan For Against Mgmt 5 Provide for Cumulative Voting Against For ShrHoldr 6 Amend Pension and Retirement Medical Against For ShrHoldr Insurance Plans 7 Submit Executive Compensation to Vote Against For ShrHoldr 8 Expense Stock Options Against For ShrHoldr 9 Limit Awards to Executives Against Against ShrHoldr 10 China Principles Against For ShrHoldr 11 Report on Political Contributions/Activities Against For ShrHoldr 12 Report on Executive Compensation Against For ShrHoldr 04/22/04 - A Johnson & Johnson *JNJ* 478160104 02/24/04 4,145 1 Elect Directors For Split Mgmt 1.1 Elect Director Gerard N. Burrow --- Withhold 1.2 Elect Director Mary S. Coleman --- For 1.3 Elect Director James G. Cullen --- For 1.4 Elect Director Robert J. Darretta --- Withhold 1.5 Elect Director M. Judah Folkman --- For 1.6 Elect Director Ann D. Jordan --- Withhold 1.7 Elect Director Arnold G. Langbo --- Withhold 1.8 Elect Director Susan L. Lindquist --- For 1.9 Elect Director Leo F. Mullin --- For 1.10 Elect Director Steven S Reinemund --- For 1.11 Elect Director David Satcher --- For 1.12 Elect Director Henry B. Schacht --- For 1.13 Elect Director William C. Weldon --- Withhold 2 Ratify Auditors For Against Mgmt 3 Cease Charitable Contributions Against Against ShrHoldr 04/27/04 - A Kraft Foods Inc *KFT* 50075N104 03/03/04 11,870 1 Elect Directors For Split Mgmt 1.1 Elect Director Louis C. Camilleri --- Withhold 1.2 Elect Director Roger K. Deromedi --- Withhold 1.3 Elect Director Dinyar S. Devitre --- Withhold 1.4 Elect Director W. James Farrell --- For 1.5 Elect Director Betsy D. Holden --- Withhold 1.6 Elect Director John C. Pope --- For 1.7 Elect Director Mary L. Schapiro --- For 1.8 Elect Director Charles R. Wall --- Withhold 1.9 Elect Director Deborah C. Wright --- For 2 Ratify Auditors For Against Mgmt 05/03/04 - A MBNA Corp. *KRB* 55262L100 02/13/04 11,055 1 Elect Directors For Split Mgmt 1.1 Elect Director James H. Berick --- Withhold 1.2 Elect Director Benjamin R. Civiletti --- Withhold 1.3 Elect Director Bruce L. Hammonds --- Withhold 1.4 Elect Director William L. Jews --- For 1.5 Elect Director Randolph D. Lerner --- Withhold 1.6 Elect Director Stuart L. Markowitz --- Withhold 1.7 Elect Director William B. Milstead --- For 2 Ratify Auditors For For Mgmt 3 Expense Stock Options Against For ShrHoldr 4 Require Majority of Independent Directors Against For ShrHoldr on Board 04/23/04 - A Merrill Lynch & Co., Inc. *MER* 590188108 02/24/04 3,145 1 Elect Directors For For Mgmt 1.1 Elect Director David K. Newbigging --- For 1.2 Elect Director Joseph W. Prueher --- For 2 Ratify Auditors For Against Mgmt 3 Restore or Provide for Cumulative Voting Against For ShrHoldr 4 Separate Chairman and CEO Positions Against For ShrHoldr 06/01/04 - A Nabors Industries, Ltd. *NBR* G6359F103 04/08/04 2,275 Meeting for Holders of ADRs 1 Elect Directors For Withhold Mgmt 1.1 Elect Director James L. Payne --- Withhold 1.2 Elect Director Hans W. Schmidt --- Withhold 2 Ratify Auditors For For Mgmt 3 SHAREHOLDER PROPOSAL TO CHANGE NABORS Against For Mgmt JURISDICTION OF INCORPORATION FROM BERMUDA TO DELAWARE. 05/14/04 - A Office Depot, Inc. *ODP* 676220106 03/10/04 6,710 1 Elect Directors For Split Mgmt 1.1 Elect Director Lee A. Ault III --- Withhold 1.2 Elect Director Neil R. Austrian --- Withhold 1.3 Elect Director David W. Bernauer --- For 1.4 Elect Director Abelardo E. Bru --- For 1.5 Elect Director David I. Fuente --- Withhold 1.6 Elect Director Brenda J. Gaines --- Withhold 1.7 Elect Director Myra M. Hart --- For 1.8 Elect Director W. Scott Hedrick --- Withhold 1.9 Elect Director James L. Heskett --- Withhold 1.10 Elect Director Patricia H. McKay --- For 1.11 Elect Director Michael J. Myers --- Withhold 1.12 Elect Director Bruce Nelson --- Withhold 2 Amend Omnibus Stock Plan For Against Mgmt 3 Ratify Auditors For Against Mgmt 04/22/04 - A Pfizer Inc. *PFE* 717081103 02/27/04 9,295 1 Elect Directors For Split Mgmt 1.1 Elect Director Michael S. Brown --- For 1.2 Elect Director M. Anthony Burns --- Withhold 1.3 Elect Director Robert N. Burt --- For 1.4 Elect Director W. Don Cornwell --- For 1.5 Elect Director William H. Gray III --- For 1.6 Elect Director Constance J. Horner --- Withhold 1.7 Elect Director William R. Howell --- For 1.8 Elect Director Stanley O. Ikenberry --- Withhold 1.9 Elect Director George A. Lorch --- For 1.10 Elect Director Henry A. Mckinnell --- Withhold 1.11 Elect Director Dana G. Mead --- For 1.12 Elect Director Franklin D. Raines --- For 1.13 Elect Director Ruth J. Simmons --- For 1.14 Elect Director William C. Steere, Jr. --- Withhold 1.15 Elect Director Jean-Paul Valles --- Withhold 2 Ratify Auditors For Against Mgmt 3 Approve Omnibus Stock Plan For Against Mgmt 4 Report on Operational Impact of HIV/AIDS, Against For ShrHoldr TB, and Malaria Pandemic 5 Cease Political Contributions/Activities Against Against ShrHoldr 6 Report on Political Contributions/Activities Against For ShrHoldr 7 Establish Term Limits for Directors Against Against ShrHoldr 8 Report on Drug Pricing Against Against ShrHoldr 9 Limit Awards to Executives Against Against ShrHoldr 10 Amend Animal Testing Policy Against Against ShrHoldr 06/02/04 - A Polycom, Inc. *PLCM* 73172K104 04/09/04 5,595 1 Elect Directors For Split Mgmt 1.1 Elect Director Betsy S. Atkins --- For 1.2 Elect Director John Seely Brown --- For 1.3 Elect Director Robert C. Hagerty --- Withhold 1.4 Elect Director John A. Kelley, Jr. --- For 1.5 Elect Director Michael R. Kourey --- For 1.6 Elect Director Stanley J. Meresman --- For 1.7 Elect Director William A. Owens --- Withhold 1.8 Elect Director Durk I. Jager --- For 1.9 Elect Director Thomas G. Stemberg --- For 2 Approve Omnibus Stock Plan For Against Mgmt 3 Ratify Auditors For Against Mgmt 05/13/04 - A Providian Financial Corp. *PVN* 74406A102 03/15/04 5,585 1 Elect Directors For For Mgmt 1.1 Elect Director John L. Douglas --- For 1.2 Elect Director J. David Grissom --- For 1.3 Elect Director Robert J. Higgins --- For 1.4 Elect Director Francesca Ruiz de Luzuriaga--- For 2 Ratify Auditors For For Mgmt 04/30/04 - A SBC Communications Inc. *SBC* 78387G103 03/02/04 10,645 1 Elect Directors For Split Mgmt 1.1 Elect Director James E. Barnes --- Withhold 1.2 Elect Director James A. Henderson --- Withhold 1.3 Elect Director John B. McCoy --- For 1.4 Elect Director S. Donley Ritchey --- For 1.5 Elect Director Joyce M. Roche --- For 1.6 Elect Director Patricia P. Upton --- Withhold 2 Ratify Auditors For For Mgmt 3 Amend Bylaws For For Mgmt 4 Report on Political Contributions/Activities Against For ShrHoldr 5 Change Size of Board of Directors Against Against ShrHoldr 05/13/04 - A SLM Corp. *SLM* 78442P106 03/15/04 4,970 1 Elect Directors For Split Mgmt 1.1 Elect Director Charles L. Daley --- For 1.2 Elect Director William M. Diefenderfer, III --- Withhold 1.3 Elect Director Thomas J. Fitzpatrick --- For 1.4 Elect Director Edward A. Fox --- For 1.5 Elect Director Diane Suitt Gilleland --- Withhold 1.6 Elect Director Earl A. Goode --- Withhold 1.7 Elect Director Ann Torre Grant --- For 1.8 Elect Director Ronald F. Hunt --- For 1.9 Elect Director Benjamin J. Lambert, III --- Withhold 1.10 Elect Director Albert L. Lord --- For 1.11 Elect Director Barry A. Munitz --- Withhold 1.12 Elect Director A. Alexander Porter, Jr. --- For 1.13 Elect Director Wolfgang Schoellkopf --- Withhold 1.14 Elect Director Steven L. Shapiro --- For 1.15 Elect Director Barry L. Williams --- For 2 Approve Omnibus Stock Plan For Against Mgmt 3 Ratify Auditors For For Mgmt 04/22/04 - A Sovereign Bancorp, Inc. *SOV* 845905108 03/01/04 4,040 1 Elect Directors For Withhold Mgmt 1.1 Elect Director Andrew C. Hove, Jr. --- Withhold 1.2 Elect Director Daniel K. Rothermel --- Withhold 2 Ratify Auditors For For Mgmt 3 Increase Authorized Common Stock For Against Mgmt 4 Approve Stock Plan and Employee Stock For Against Mgmt Purchase Plan 5 Approve Bonus Plan For Against Mgmt 06/17/04 - A Take-Two Interactive Software, Inc. 874054109 05/12/04 3,105 *TTWO* 1 Elect Directors For Split Mgmt 1.1 Elect Director Richard W. Roedel --- Withhold 1.2 Elect Director Paul Eibeler --- For 1.3 Elect Director Oliver R. Grace, Jr. --- Withhold 1.4 Elect Director Robert Flug --- Withhold 1.5 Elect Director Todd Emmel --- Withhold 1.6 Elect Director Mark Lewis --- For 1.7 Elect Director Steven Tisch --- For 2 Amend Stock Option Plan For Against Mgmt 3 Amend Omnibus Stock Plan For Against Mgmt 04/15/04 - A Texas Instruments Inc. *TXN* 882508104 02/17/04 10,230 1 Elect Directors For Split Mgmt 1.1 Elect Director James R. Adams --- Withhold 1.2 Elect Director David L. Boren --- For 1.3 Elect Director Daniel A. Carp --- For 1.4 Elect Director Thomas J. Engibous --- Withhold 1.5 Elect Director Gerald W. Fronterhouse --- Withhold 1.6 Elect Director David R. Goode --- For 1.7 Elect Director Wayne R. Sanders --- For 1.8 Elect Director Ruth J. Simmons --- For 1.9 Elect Director Richard K. Templeton --- Withhold 1.10 Elect Director Christine Todd Whitman --- For 2 Ratify Auditors For Against Mgmt 3 Expense Stock Options Against For ShrHoldr 04/21/04 - A The Coca-Cola Company *KO* 191216100 02/23/04 8,535 1 Elect Directors For Split Mgmt 1.1 Elect Director Herbert A. Allen --- Withhold 1.2 Elect Director Ronald W. Allen --- Withhold 1.3 Elect Director Cathleen P. Black --- Withhold 1.4 Elect Director Warren E. Buffett --- Withhold 1.5 Elect Director Douglas N. Daft --- Withhold 1.6 Elect Director Barry Diller --- For 1.7 Elect Director Donald R. Keough --- Withhold 1.8 Elect Director Susan Bennett King --- Withhold 1.9 Elect Director Maria Elena Lagomasino --- For 1.10 Elect Director Donald F. Mchenry --- Withhold 1.11 Elect Director Robert L. Nardelli --- For 1.12 Elect Director Sam Nunn --- For 1.13 Elect Director J. Pedro Reinhard --- For 1.14 Elect Director James D. Robinson III --- Withhold 1.15 Elect Director Peter V. Ueberroth --- Withhold 1.16 Elect Director James B. Williams --- Withhold 2 Ratify Auditors For Against Mgmt 3 Report on Operational Impact of HIV/AIDS For For ShrHoldr Pandemic 4 Report on Stock Option Distribution by Race Against For ShrHoldr and Gender 5 Prohibit Awards to Executives Against Against ShrHoldr 6 Submit Executive Compensation to Vote Against For ShrHoldr 7 Submit Executive Compensation to Vote Against For ShrHoldr 8 Implement China Principles Against For ShrHoldr 9 Separate Chairman and CEO Positions Against For ShrHoldr 05/20/04 - A Tiffany & Co. *TIF* 886547108 03/25/04 2,420 1 Elect Directors For Split Mgmt 1.1 Elect Director Michael J. Kowalski --- Withhold 1.2 Elect Director Rose Marie Bravo --- For 1.3 Elect Director William R. Chaney --- Withhold 1.4 Elect Director Samuel L. Hayes III --- Withhold 1.5 Elect Director Abby F. Kohnstamm --- For 1.6 Elect Director Charles K. Marquis --- Withhold 1.7 Elect Director J. Thomas Presby --- For 1.8 Elect Director James E. Quinn --- Withhold 1.9 Elect Director William A. Shutzer --- Withhold 2 Ratify Auditors For For Mgmt 05/21/04 - A Time Warner Inc *TWX* 887317105 03/23/04 13,010 1 Elect Directors For Split Mgmt 1.1 Elect Director James L. Barksdale --- Withhold 1.2 Elect Director Stephen F. Bollenbach --- For 1.3 Elect Director Stephen M. Case --- Withhold 1.4 Elect Director Frank J. Caufield --- For 1.5 Elect Director Robert C. Clark --- For 1.6 Elect Director Miles R. Gilburne --- Withhold 1.7 Elect Director Carla A. Hills --- For 1.8 Elect Director Reuben Mark --- For 1.9 Elect Director Michael A. Miles --- For 1.10 Elect Director Kenneth J. Novack --- Withhold 1.11 Elect Director Richard D. Parsons --- Withhold 1.12 Elect Director R. E. Turner --- Withhold 1.13 Elect Director Francis T. Vincent, Jr. --- For 2 Ratify Auditors For For Mgmt 3 Adopt China Principles Against For ShrHoldr 4 Report on Pay Disparity Against For ShrHoldr 05/14/04 - A UTStarcom, Inc. *UTSI* 918076100 03/29/04 3,515 1 Elect Directors For Split Mgmt 1.1 Elect Director Thomas J. Toy --- For 1.2 Elect Director Ying Wu --- Withhold 2 Ratify Auditors For Against Mgmt 04/28/04 - A Verizon Communications *VZ* 92343V104 03/01/04 8,095 1 Elect Directors For Split Mgmt 1.1 Elect Director James R. Barker --- Withhold 1.2 Elect Director Richard L. Carrion --- Withhold 1.3 Elect Director Robert W. Lane --- For 1.4 Elect Director Sandra O. Moose --- Withhold 1.5 Elect Director Joseph Neubauer --- Withhold 1.6 Elect Director Thomas H. O'Brien --- Withhold 1.7 Elect Director Hugh B. Price --- Withhold 1.8 Elect Director Ivan G. Seidenberg --- Withhold 1.9 Elect Director Walter V. Shipley --- Withhold 1.10 Elect Director John R. Stafford --- Withhold 1.11 Elect Director Robert D. Storey --- Withhold 2 Ratify Auditors For For Mgmt 3 Restore or Provide for Cumulative Voting Against For ShrHoldr 4 Require Majority of Independent Directors Against For ShrHoldr on Board 5 Separate Chairman and CEO Positions Against For ShrHoldr 6 Submit Shareholder Rights Plan (Poison Against For ShrHoldr Pill) to Shareholder Vote 7 Submit Executive Compensation to Vote Against For ShrHoldr 8 Prohibit Awards to Executives Against For ShrHoldr 9 Report on Stock Option Distribution by Race Against For ShrHoldr and Gender 10 Report on Political Contributions/Activities Against For ShrHoldr 11 Cease Charitable Contributions Against Against ShrHoldr 06/04/04 - A Wal-Mart Stores, Inc. *WMT* 931142103 04/05/04 4,880 1 Elect Directors For Split Mgmt 1.1 Elect Director James W. Breyer --- For 1.2 Elect Director M. Michele Burns --- For 1.3 Elect Director Thomas M. Coughlin --- Withhold 1.4 Elect Director David D. Glass --- Withhold 1.5 Elect Director Roland A. Hernandez --- For 1.6 Elect Director Dawn G. Lepore --- For 1.7 Elect Director John D. Opie --- For 1.8 Elect Director J. Paul Reason --- For 1.9 Elect Director H. Lee Scott, Jr. --- Withhold 1.10 Elect Director Jack C. Shewmaker --- Withhold 1.11 Elect Director Jose H. Villarreal --- For 1.12 Elect Director John T. Walton --- Withhold 1.13 Elect Director S. Robson Walton --- Withhold 1.14 Elect Director Christopher J. Williams --- For 2 Approve Stock Option Plan For For Mgmt 3 Approve Stock Option Plan For For Mgmt 4 Amend Employee Stock Purchase Plan For For Mgmt 5 Ratify Auditors For Against Mgmt 6 Separate Chairman and CEO Positions Against For ShrHoldr 7 Prepare Sustainability Report Against For ShrHoldr 8 Report on Stock Option Distribution by Race Against For ShrHoldr and Gender 9 Report on Genetically Modified Organisms Against For ShrHoldr (GMO) 10 Prepare Diversity Report Against For ShrHoldr 11 Submit Executive Compensation to Vote Against For ShrHoldr 04/20/04 - A Washington Mutual, Inc *WM* 939322103 02/27/04 6,690 1 Elect Directors For Split Mgmt 1.1 Elect Director Anne V. Farrell --- Withhold 1.2 Elect Director Stephen E. Frank --- For 1.3 Elect Director Margaret Osmer Mcquade --- For 1.4 Elect Director William D. Schulte --- For 2 Ratify Auditors For Against Mgmt 3 Limit Executive Compensation Against For ShrHoldr 04/27/04 - A Wells Fargo & Company *WFC* 949746101 03/09/04 4,715 1 Elect Directors For Split Mgmt 1.1 Elect Director J.A. Blanchard III --- For 1.2 Elect Director Susan E. Engel --- For 1.3 Elect Director Enrique Hernandez, Jr. --- For 1.4 Elect Director Robert L. Joss --- Withhold 1.5 Elect Director Reatha Clark King --- Withhold 1.6 Elect Director Richard M. Kovacevich --- Withhold 1.7 Elect Director Richard D. McCormick --- Withhold 1.8 Elect Director Cynthia H. Milligan --- Withhold 1.9 Elect Director Philip J. Quigley --- For 1.10 Elect Director Donald B. Rice --- Withhold 1.11 Elect Director Judith M. Runstad --- Withhold 1.12 Elect Director Stephen W. Sanger --- For 1.13 Elect Director Susan G. Swenson --- For 1.14 Elect Director Michael W. Wright --- Withhold 2 Approve Retirement Plan For For Mgmt 3 Ratify Auditors For For Mgmt 4 Expense Stock Options Against For ShrHoldr 5 Limit Executive Compensation Against For ShrHoldr 6 Link Executive Compensation to Social Issues Against For ShrHoldr 7 Report on Political Contributions/Activities Against For ShrHoldr 05/27/04 - A XM Satellite Radio Holdings Inc. 983759101 04/09/04 4,040 *XMSR* 1 Elect Directors For Split Mgmt 1.1 Elect Director Gary M. Parsons --- Withhold 1.2 Elect Director Hugh Panero --- For 1.3 Elect Director Nathaniel A. Davis --- Withhold 1.4 Elect Director Thomas J. Donohue --- For 1.5 Elect Director Thomas G. Elliott --- Withhold 1.6 Elect Director George W. Haywood --- For 1.7 Elect Director Chester A. Huber, Jr. --- For 1.8 Elect Director Jarl Mohn --- For 1.9 Elect Director Pierce J. Roberts, Jr. --- Withhold 1.10 Elect Director Jack Shaw --- For DOBSON COVERED CALL FUND PROXY VOTING HISTORY Matter proposed Fund cast its vote Ticker Cusip Name Shareholder Description of by: management(m) Vote: for management or meeting date matter(s) voted on shareholders (s) against management ----------------------------------------------------------------------------------------------------------------------------------- DELL 247025109 DELL COMPUTER 07/18/03 DIRECTORS M For For DELL 247025109 DELL COMPUTER 07/18/03 ELIMINATE CLASSIDIED BOARD M For For DELL 247025109 DELL COMPUTER 07/18/03 CHANGE NAME TO DELL M For For DELL 247025109 DELL COMPUTER 07/18/03 INCENTIVE BONUS PLAN M For For HNZ 423074103 H J HEINZ 09/12/03 DIRECTORS M FOR For HNZ 423074103 H J HEINZ 09/12/03 AUDITORS M FOR For MDT 585055106 MEDTRONIC 08/28/03 DIRECTORS M FOR For MDT 585055106 MEDTRONIC 08/08/03 AUDITORS M FOR For MDT 585055106 MEDTRONIC 08/28/03 2003 LONG TERM INCENTIVE M FOR For MDT 585055106 MEDTRONIC 08/28/03 EXECUTIVE INCENTIVE M FOR For FDX 31428X106 FEDEX CORP 09/29/03 DIRECTORS M FOR For FDX 31428X106 FEDEX CORP 09/29/03 INCENTIVE STOCK PLAN M FOR For FDX 31428X106 FEDEX CORP 09/29/03 AUDITORS M FOR For FDX 31428X106 FEDEX CORP 09/29/03 DECLASSIFY BOARD S AGAINST For GM 370442105 GENERAL MOTORS 10/03/03 FIRST CHARTER AMENDMENT M FOR For GM 370442105 GENERAL MOTORS 10/03/03 HUGHES CERTIFICATE OF INC. M FOR For GM 370442105 GENERAL MOTORS 10/03/03 HUGHES SPLIT OFF AND DIVIDEND M FOR For GM 370442105 GENERAL MOTORS 10/03/03 GM/NEWS STOCK SALE M FOR For GM 370442105 GENERAL MOTORS 10/03/03 NEWS STOCK ACQUISITION M FOR For GM 370442105 GENERAL MOTORS 10/03/03 SECOND CHARTER AMENDMENT M FOR For ORCL 68389X105 ORACLE 10/13/03 DIRECTORS M FOR For ORCL 68389X105 ORACLE 10/13/03 EXECUTIVE BONUS M FOR For ORCL 68389X105 ORACLE 10/13/03 AUDITORS M FOR For ORCL 68389X105 ORACLE 10/13/03 DIRECTOR'S STOCK PLAN M FOR For ORCL 68389X105 ORACLE 10/13/03 CHINA BUSINESS PRINCIPALS S AGAINST For PG 742718109 PROCTOR & GAMBLE 10/14/03 DIRECTORS M FOR For PG 742718109 PROCTOR & GAMBLE 10/14/03 AUDITORS M FOR For PG 742718109 PROCTOR & GAMBLE 10/14/03 DIRECTORS STOCK PLAN M FOR For PG 742718109 PROCTOR & GAMBLE 10/14/03 DIRECTORS TERMS S AGAINST For PG 742718109 PROCTOR & GAMBLE 10/14/03 GENETICALLY ENGINEERED FOODS S AGAINST For WAG 931422109 WALGREEN 01/14/04 DIRECTORS M FOR For WAG 931422109 WALGREEN 01/14/04 DIRECTOR STOCK PLAN M FOR For LU 549463107 LUCENT 02/18/04 DIRECTORS M FOR For LU 549463107 LUCENT 02/18/04 DECLASSIFY BOARD M FOR For LU 549463107 LUCENT 02/18/04 DIRECTOR COMPENSATION M FOR For LU 549463107 LUCENT 02/18/04 REVERSE SPLIT M FOR For LU 549463107 LUCENT 02/18/04 FUTURE SEVERANCE AGREEMENT S FOR Against LU 549463107 LUCENT 02/18/04 DISCONTINUE EXEX COMP S FOR Against AGR 00845V209 AGERE 02/19/04 DIRECTORS M FOR FOR QCOM 747525103 QUALCOMM 03/02/04 DIRECTORS M FOR FOR QCOM 747525103 QUALCOMM 03/02/04 INCREASE NUMBER OF SHARES M FOR FOR QCOM 747525103 QUALCOMM 03/02/04 AUDITORS M FOR FOR QCOM 747525103 QUALCOMM 03/02/04 ELIMINATE CLASSIFIED BOARD S AGAINST FOR DIS 254687106 DISNEY 03/03/04 DIRECTORS M FOR FOR DIS 254687106 DISNEY 03/03/04 AUDITORS M FOR FOR DIS 254687106 DISNEY 03/03/04 HARRINGTON STANDARDS CHINA S AGAINST FOR DIS 254687106 DISNEY 03/03/04 NYC STANDARDS IN CHINA S AGAINST FOR DIS 254687106 DISNEY 03/03/04 THEME PARK SAFETY S AGAINST FOR BAC 60505104 BANKAMERICA 03/17/04 MERGER AGREEMENT M FOR FOR BAC 60505104 BANKAMERICA 03/17/04 AMENDED STOCK PLAN M FOR FOR BAC 60505104 BANKAMERICA 03/17/04 INCREASE SHARES M FOR FOR BAC 60505104 BANKAMERICA 03/17/0 4ADJOURN IF NECESSARY M FOR FOR UTX 913017109 UNITED TECHNOLOGIES 04/04/04 DIRECTORS M FOR FOR UTX 913017109 UNITED TECHNOLOGIES 04/04/04 AUDITORS M FOR FOR UTX 913017109 UNITED TECHNOLOGIES 04/14/04 EXECUTIVE COMP S AGAINST FOR UTX 913017109 UNITED TECHNOLOGIES 04/14/04 ETHICAL CRITERIA MILITARY S AGAINST FOR UTX 913017109 UNITED TECHNOLOGIES 04/14/04 PERF BASED SENIOR OPTIONS S AGAINST FOR UTX 913017109 UNITED TECHNOLOGIES 04/14/04 INDEPENDENT CHAIRMAN S AGAINST FOR SLB 80685708 SCHLUMBERGER 04/14/04 FIRECTORS M FOR FOR SLB 80685709 SCHLUMBERGER 04/14/04 FINANCIALS & DIVIDENDS M FOR FOR SLB 80685710 SCHLUMBERGER 04/14/04 2004 STOCK PLAN NON-EMP M FOR FOR SLB 80685711 SCHLUMBERGER 04/14/04 AUDITORS M FOR FOR CAT 149123101 CATERPILLAR 04/14/04 DIRECTORS M FOR FOR CAT 149123101 CATERPILLAR 04/14/04 AMEND OPTION PLAN M FOR FOR CAT 149123101 CATERPILLAR 04/14/04 AUDITORS S AGAINST FOR CAT 149123101 CATERPILLAR 04/14/04 AMEND PLAN S AGAINST FOR CAT 149123101 CATERPILLAR 04/14/04 SALE TO ISREAL S AGAINST FOR CAT 149123101 CATERPILLAR 04/14/04 HIV/AIDS S AGAINST FOR TXN 882508104 TEXAS INSTRUMNETS 04/15/04 DIRECTORS M FOR FOR TXN 882508104 TEXAS INSTRUMNETS 04/15/04 AUDITORS M FOR FOR TXN 882508104 TEXAS INSTRUMNETS 04/15/04 EXPENSE STOCK OPTIONS S FOR FOR MWD 617446448 MORGAN STANLEY 04/20/04 DIRECTORS M FOR FOR MWD 617446448 MORGAN STANLEY 04/20/04 AUDITORS M FOR FOR MWD 617446448 MORGAN STANLEY 04/20/04 DECLASSIFY BOARD S AGAINST FOR MWD 617446448 MORGAN STANLEY 04/20/04 GOLDEN PARACHUTE S AGAINST FOR MWD 617446448 MORGAN STANLEY 04/20/04 DISCLOSE POLITICAL CONTRIBUT S AGAINST FOR C 172967101 CITIGROUP 04/20/04 DIRECTORS M FOR FOR C 172967101 CITIGROUP 04/20/04 AUDITORS M FOR FOR C 172967101 CITIGROUP 04/20/04 CURB EXECUTIVE COMP S AGAINST FOR C 172967101 CITIGROUP 04/20/04 POLITICAL CONTRIBUTIONS S AGAINST FOR C 172967101 CITIGROUP 04/20/04 DISCONT RIGHTS OPTIONS TOP 5 S AGAINST FOR C 172967101 CITIGROUP 04/20/04 CHAIRMAN NO MGMT DUTIES S AGAINST FOR MDH 58405U102 MEDCO HEALTH 04/21/04 DIRECTORS M FOR FOR MDH 58405U102 MEDCO HEALTH 04/21/04 AUDITORS M FOR FOR KO 19126100 COCA COLA 04/21/04 DIRECTORS M FOR FOR KO 19126100 COCA COLA 04/21/04 AUDITORS M FOR FOR KO 19126100 COCA COLA 04/21/04 HIV/AIDS PANDEMIC S FOR FOR KO 19126100 COCA COLA 04/21/04 OPTION GLASS CEILING S AGAINST FOR KO 19126100 COCA COLA 04/21/04 EXECUTIVE COMPENSATION S AGAINST FOR KO 19126100 COCA COLA 04/21/04 RESTRICTED STOCK S AGAINST FOR KO 19126100 COCA COLA 04/21/04 EXECUTIVE PARTICPATIO S AGAINST FOR KO 19126100 COCA COLA 04/21/04 CHINA BUSINESS PRINCIPALS S AGAINST FOR KO 19126100 COCA COLA 04/21/04 SEPARATE CHAIRMA AND CEO S AGAINST FOR JNJ 478160104 JOHNSON & JOHNSON 04/22/04 FIRECTORS M FOR FOR JNJ 478160104 JOHNSON & JOHNSON 04/22/04 AUDITORS M FOR FOR JNJ 478160104 JOHNSON & JOHNSON 04/22/04 CHARITABLE CONTRIBUTIONS S AGAINST FOR WYE 983024100 WYETH 04/22/04 DIRECTORS M FOR FOR WYE 983024100 WYETH 04/22/04 AUDITORS M FOR FOR WYE 983024100 WYETH 04/22/04 AFFORD PERSCRIPTION DRUDS S AGAINST FOR WYE 983024100 WYETH 04/22/04 ANIMAL TESTING S AGAINST FOR MER 590188108 MERRILL LYNCH 04/23/04 DIRECTORS M FOR FOR MER 590188108 MERRILL LYNCH 04/23/04 AUDITORS M FOR FOR MER 590188108 MERRILL LYNCH 04/23/04 CUMMULATIVE VOTING S AGAINST FOR MER 590188108 MERRILL LYNCH 04/23/04 SEPARATE CHAIRMAN AND CEO S AGAINST FOR D 2576U109 DOMINION RESOURCES 04/23/04 DIRECTORS M FOR FOR D 2576U109 DOMINION RESOURCES 04/23/04 AUDITORS M FOR FOR D 2576U109 DOMINION RESOURCES 04/23/04 COMPENSATION S AGAINST FOR HON 438516106 HONEYWELL 04/26/04 DIRECTORS M FOR FOR HON 438516106 HONEYWELL 04/26/04 AUDITORS M FOR FOR HON 438516106 HONEYWELL 04/26/04 ELECTION OF DIRECTORS S AGAINST FOR HON 438516106 HONEYWELL 04/26/04 SHAREOWNER VOTING S AGAINST FOR HON 438516106 HONEYWELL 04/26/04 GOLDEN PARACHUTES S AGAINST FOR HON 438516106 HONEYWELL 04/26/04 PAY DISPARITY S AGAINST FOR HON 438516106 HONEYWELL 04.26.04 CUMMULATIVE VOTING S AGAINST FOR PFE 717081103 PFIZER 04/22/04 DIRECTORS M FOR FOR PFE 717081103 PFIZER 04/22/04 AUDITORS M FOR FOR PFE 717081103 PFIZER 04/22/04 2004 STOCK PLSN M FOR FOR PFE 717081103 PFIZER 04/22/04 HIV/AIDS S AGAINST FOR PFE 717081103 PFIZER 04/22/04 PLITICAL CONTRIBUTIONS S AGAINST FOR PFE 717081103 PFIZER 04/22/04 SUPPORT POLITICAL ENTITIES S AGAINST FOR PFE 717081103 PFIZER 04/22/04 TERM LIMITS DIRECTORS S AGAINST FOR PFE 717081103 PFIZER 04/22/04 ACCESS TO PRODUCTS S AGAINST FOR PFE 717081103 PFIZER 04/22/04 STOCK OPTIONS S AGAINST FOR PFE 717081103 PFIZER 04/22/04 IN VITRO TESTING S AGAINST FOR AXP 025816109 AMERICAN EXPRRESS 04/26/04 DIRECTORS M FOR FOR AXP 025816109 AMERICAN EXPRRESS 04/26/04 AUDITORS M FOR FOR AXP 025816109 AMERICAN EXPRRESS 04/26/04 TERM LIMITS DIRECTORS S AGAINST FOR AXP 025816109 AMERICAN EXPRRESS 04/26/04 POLITICAL CONTRIBUTIONS S AGAINST FOR BLS 079860102 BELLSOUTH 04/26/04 DIRECTORS M FOR FOR BLS 079860102 BELLSOUTH 04/26/04 AUDITORS M FOR FOR BLS 079860102 BELLSOUTH 04/26/04 ANNUAL ELECTION OIF DIRECTORS M FOR FOR BLS 079860102 BELLSOUTH 04/26/04 STOCK & INCENTIVE COMP M FOR FOR BLS 079860102 BELLSOUTH 04/26/04 EXECUTIVE COMPENSATION S AGAINST FOR BLS 079860102 BELLSOUTH 04/26/04 CEO COMPENSATION S AGAINST FOR BLS 079860102 BELLSOUTH 04/26/04 POLITICAL CONTRIBUTIONS S AGAINST FOR SGP 806605101 SCHERING PLOUGH 04/27/04 DIRECTORS M FOR FOR SGP 806605101 SCHERING PLOUGH 04/27/04 AUDITORS M FOR FOR SGP 806605101 SCHERING PLOUGH 04/27/04 TEAM INCENTIVE PLAN M FOR FOR IBM 459200101 INTRENATIONAL BUSINESS MAC04/27/04 DIRECTORS M FOR FOR IBM 459200101 INTRENATIONAL BUSINESS MAC04/27/04 AUDIORS M FOR FOR IBM 459200101 INTRENATIONAL BUSINESS MAC04/27/04 AUDITORS CONSULTING M FOR FOR IBM 459200101 INTRENATIONAL BUSINESS MAC04/27/04 LONG TERM INCENTIVE M FOR FOR IBM 459200101 INTRENATIONAL BUSINESS MAC04/27/04 CUMMULATIVE VOTING S AGAINST FOR IBM 459200101 INTRENATIONAL BUSINESS MAC04/27/04 PENSION & RETIREMENT S AGAINST FOR IBM 459200101 INTRENATIONAL BUSINESS MAC04/27/04 EXECUTIVE COMPENSATION S AGAINST FOR IBM 459200101 INTRENATIONAL BUSINESS MAC04/27/04 EXPENSE STOCK OPTIONS S AGAINST FOR IBM 459200101 INTRENATIONAL BUSINESS MAC04/27/04 DISCLOSE EXEC COMPENSATION S AGAINST FOR IBM 459200101 INTRENATIONAL BUSINESS MAC04/27004 CHINA BUSINESS PRINCIPALS S AGAINST FOR IBM 459200101 INTRENATIONAL BUSINESS MAC04/27/04 POLITICAL CONTRIBUTIONS S AGAINST FOR IBM 459200101 INTRENATIONAL BUSINESS MAC04/27/04 EXEC COMPENSATION POLICIES S AGAINST FOR MRK 589331107 MERCK 04/27/04 DIRECTORS M For FOR MRK 589331107 MERCK 04/27/04 AUDITORS M FOR FOR MRK 589331107 MERCK 04/27/04 DECLASSIFY BOARD M FOR FOR MRK 589331107 MERCK 04/27/04 EXECUTIVE COMPENSATION S AGAINST FOR MRK 589331107 MERCK 04/27/04 PRESCRIPTION DRUG PATIENTS S AGAINST FOR MRK 589331107 MERCK 04/27/04 SOCIAL PERFORMANCE S AGAINST FOR MRK 589331107 MERCK 04/27/04 RESOURCES FOR POLITICAL PUR S AGAINST FOR MRK 589331107 MERCK 04/27/04 HIV/AIDS S AGAINST FOR WFC 589331107 MERCK 04/27/04 DIRECTORS M FOR FOR WFC 949746101 WELLS FARGO 04/27/04 401K PLAN M FOR FOR WFC 949746101 WELLS FARGO 04/27/04 AUDITORS M FOR FOR WFC 949746101 WELLS FARGO 04/27/04 EXPENSE STOCK OPTIONS S AGAINST FOR WFC 949746101 WELLS FARGO 04/27/04 RESTRICTED STOCK S AGAINST FOR WFC 949746101 WELLS FARGO 04/27/04 EXECUTIVE COMPENSATION S AGAINST FOR WFC 949746101 WELLS FARGO 04/27/04 POLITICAL CONTRIBUTIONS S AGAINST FOR CVX 166764100 CHEVRON/TEXACO 04/28/04 DIRECTORS M FOR FOR CVX 166764100 CHEVRON/TEXACO 04/28/04 AUDITORS M FOR FOR CVX 166764100 CHEVRON/TEXACO 04/28/04 STOCKHOLDER RIGHTS M FOR FOR CVX 166764100 CHEVRON/TEXACO 04/28/04 LONG TERM INCENTIVE M FOR FOR CVX 166764100 CHEVRON/TEXACO 04/28/04 HIV/AIDS S AGAINST FOR CVX 166764100 CHEVRON/TEXACO 04/28/04 POLITICAL DISCLOSURE S AGAINST FOR CVX 166764100 CHEVRON/TEXACO 04/28/04 DURECTOR ELECTION THRESHOLD S AGAINST FOR CVX 166764100 CHEVRON/TEXACO 04/28/04 ECUADOR S AGAINST FOR CVX 166764100 CHEVRON/TEXACO 04/28/04 RENEWABLE ENERGY S AGAINST FOR BA 097023105 BOEING 05/03/04 DIRECTORS M FOR FOR BA 097023105 BOEING 05/03/04 ELIMINATE SUPERMAJORITY M FOR FOR BA 097023105 BOEING 05/03/04 AUDITORS M FOR FOR BA 097023105 BOEING 05/03/04 MILITARY CONTRACTS S AGAINST FOR BA 097023105 BOEING 05/03/04 HUMAN RIGHTS S AGAINST FOR BA 097023105 BOEING 05/03/04 DECLASSIFY BOARD S AGAINST FOR BA 097023105 BOEING 05/03/04 SIMPLE MAJORITY S AGAINST FOR BA 097023105 BOEING 05/03/04 SEVERANCE AGREEMENTS S AGAINST FOR BA 097023105 BOEING 05/03/04 STOCK POLICY S AGAINST FOR BA 097023105 BOEING 05/03/04 CHOICE OF PENSION PLANS S AGAINST FOR BMY 110122108 BRISTOL MYERS 05/04/04 DIRECTORS M FOR FOR BMY 110122108 BRISTOL MYERS 05/04/04 AUDITORS M FOR FOR BMY 110122108 BRISTOL MYERS 05/04/04 POLITICAL CONTRIBUTIONS S AGAINST FOR BMY 110122108 BRISTOL MYERS 04/04/04 PROHIBIT POLITICAL CONTRBUT S AGAINST FOR BMY 110122108 BRISTOL MYERS 05/04/04 SEPARATE CHAIRMAN & CEO S AGAINST FOR BMY 110122108 BRISTOL MYERS 05/04/04 HIV/AIDS S AGAINST FOR BMY 110122108 BRISTOL MYERS 05/04/04 DIRECTOR VOTE THRESHOLD S AGAINST FOR PEP 713448108 PEPSICO 05/05/04 DIRECTORS M FOR FOR PEP 713448108 PEPSICO 05/05/04 AUDITORS M FOR FOR PEP 713448108 PEPSICO 05/05/04 EXECUTIVE COMPENSATION M FOR FOR PEP 713448108 PEPSICO 05/05/04 POLITICAL CONTRIBUTIONS S AGAINST FOR PEP 713448108 PEPSICO 05/05/04 HIV/AIDS S AGAINST FOR IP 460146103 INTERNATIONAL PAPER 05/11/04 DIEECTORS M FOR FOR IP 460146103 INTERNATIONAL PAPER 05/11/04 AUDITORS M FOR FOR IP 460146103 INTERNATIONAL PAPER 05/11/04 LONG TERM INCENTIVE M FOR FOR IP 460146103 INTERNATIONAL PAPER 05/11/04 PERFORMANCE GOALS M FOR FOR IP 460146103 INTERNATIONAL PAPER 05/11/04 EXECUTIVE COMPENSATION S FOR Against EK 277461109 EASTMAN KODAK 05/12/04 DIRECTORS M FOR FOR EK 277461109 EASTMAN KODAK 05/12/04 AUDITORS M FOR FOR EK 277461109 EASTMAN KODAK 05/12/04 PERFORMANCE GOALS M FOR FOR EK 277461109 EASTMAN KODAK 05/12/04 CHEMICALS POLICY S AGAINST FOR EK 277461109 EASTMAN KODAK 05/12/04 COMPENSATION OF EXECUTIVES S AGAINST FOR AMGN 031162100 AMGEN 05/13/04 DIRECTORS M FOR FOR AMGN 031162100 AMGEN 05/13/04 AUDITORS M FOR FOR AMGN 031162100 AMGEN 05/13/04 EEO-1 REPORT S AGAINST FOR AMGN 031162100 AMGEN 05/13/04 EXPENSE STOCK OPTIONS S AGAINST FOR DUK 264399106 DUKE POWER 05/13/04 DIRECTORS M FOR FOR DUK 264399106 DUKE POWER 05/13/04 AUDITORS M FOR FOR DUK 264399106 DUKE POWER 05/13/04 DECLASSIFY BOARD S AGAINST FOR DOW 260543103 DOW CHEMICAL 05/13/04 DIRECTORS M FOR FOR DOW 260543103 DOW CHEMICAL 05/13/04 AUDITORS M FOR FOR DOW 260543103 DOW CHEMICAL 05/13/04 ANNUAL ELECTION OF DIRECTORS M FOR FOR DOW 260543103 DOW CHEMICAL 05/13/04 BHOPAL S AGAINST FOR F 345370860 FORD MOTOR 05/13/04 DIRECTORS M FOR FOR F 345370860 FORD MOTOR 05/13/04 AUDITORS M FOR FOR F 345370860 FORD MOTOR 05/13/04 DISCLOSURE OF COMPENSATION S AGAINST FOR F 345370860 FORD MOTOR 05/13/04 EVALUATE CONFLICTS S AGAINST FOR F 345370860 FORD MOTOR 05/13/04 COMPENSATION FOR NAMED EXEC S AGAINST FOR F 345370860 FORD MOTOR 05/13/04 EMPLOYEES AS DIRECTORS S AGAINST FOR F 345370860 FORD MOTOR 05/13/04 GREENHOUSE GASES S AGAINST FOR SCH 808513105 CHARLES SCHWAB 05/17/04 DIRECTORS M FOR FOR SCH 808513105 CHARLES SCHWAB 05/17/04 STOCK INCENTIVE M FOR FOR AWE 00209A106 AT&T WIRELESS 05/19/04 DIRECTORS M FOR FOR AWE 00209A106 AT&T WIRELESS 05/19/04 MERGER M FOR FOR AWE 00209A106 AT&T WIRELESS 05/19/04 AUDITORS M FOR FOR AWE 00209A106 AT&T WIRELESS 05/19/04 EXECUTIVE COMPNESATION S AGAINST FOR AWE 00209A106 AT&T WIRELESS 05/19/04 DISCONTINUE EXEC COMP S AGAINST FOR AWE 00209A106 AT&T WIRELESS 05/19/04 DIRECTOR ELECTIONS S AGAINST FOR T 001957506 AT&T 05/19/04 DIRECTORS M FOR FOR T 001957506 AT&T 05/19/04 AUDITORS M FOR FOR T 001957506 AT&T 05/19/04 LONG TERM INCENTIVE M FOR FOR T 001957506 AT&T 05/19/04 TERM LIMITS S AGAINST FOR T 001957506 AT&T 05/19/04 POISON PILL S AGAINST FOR T 001957506 AT&T 05/19/04 SEPARATE CHAIRMAN & CEO S AGAINST FOR T 001957567 AT&T 05/19/04 EXECUTIVE COMPENSATION S AGAINST FOR INTC 458140100 INTEL 05/19/04 DIRECTOR M FOR FOR INTC 458140100 INTEL 05/19/04 AUDITORS M FOR FOR INTC 458140100 INTEL 05/19/04 EQUITY INCENTIVE M FOR FOR INTC 458140100 INTEL 05/19/04 EXPENSE OPTIONS S AGAINST FOR INTC 458140100 INTEL 05/19/04 PERFORMANCE VESTING S AGAINST FOR INTC 458140100 INTEL 05/19/04 PERFORMANCE BASED OPTIONS S AGAINST FOR FDC 319963104 FIRST DATA 05/19/04 DIRECTORS M FOR FOR FDC 319963104 FIRST DATA 05/19/04 AUDITORS M FOR FOR TGT 87612E106 TARGET 05/19/04 DIRECTORS M FOR FOR TGT 87612E106 TARGET 05/19/04 AUDITORS M FOR FOR TGT 87612E106 TARGET 05/19/04 LONG TERM INCENTIVE M FOR FOR AIG 026874107 AMERICAN INTERNATIONAL GROUP 05/19/04 DIRECTORS M FOR FOR AIG 026874107 AMERICAN INTERNATIONAL GROUP 05/19/04 CEO ANNUAL COMP M FOR FOR AIG 026874107 AMERICAN INTERNATIONAL GROUP 05/19/04 DIRECTOR STOCK PLSN M FOR FOR AIG 026874107 AMERICAN INTERNATIONAL GROUP 05/19/04 AUDITORS M FOR FOR AIG 026874107 AMERICAN INTERNATIONAL GROUP 05/19/04 POLITICAL CONTRIBUTIONS S AGAINST FOR AIG 026874107 AMERICAN INTERNATIONAL GROUP 05/19/04 EXECUTIVE COMP S AGAINST FOR AIG 026874107 AMERICAN INTERNATIONAL GROUP 05/19/04 INVEST IN TOBACCO S AGAINST FOR MCD 580135101 MCDONALDS 05/20/04 DIRECTORS M FOR FOR MCD 580135101 MCDONALDS 05/20/04 AUDITORS M FOR FOR MCD 580135101 MCDONALDS 05/20/04 STOCK OWNERSHIP M FOR FOR MCD 580135101 MCDONALDS 05/20/04 2004 INCENTIVE STOCK PLAN M FOR FOR G 375766102 GILLETTE 05/20/04 DIRECTORS M FOR FOR G 375766102 GILLETTE 05/20/04 AUDITORS M FOR FOR G 375766102 GILLETTE 05/20/04 LONG TERM INCENTIVE M FOR FOR G 375766102 GILLETTE 05/20/04 DECLASSIFY BOARD S AGAINST FOR G 375766102 GILLETTE 05/20/04 LIMIT SERVICES OF PROVIDER S AGAINST FOR G 375766102 GILLETTE 05/20/04 EXPENSE STOCK OPTIONS S AGAINST FOR ONE 06423A103 BANK ONE 05/25/04 DIRECTORS M FOR FOR ONE 06423A104 BANK ONE 05/25/04 MERGER M FOR FOR ONE 06423A105 BANK ONE 05/25/04 AUDITORS M FOR FOR JPM 46625H100 J P MORGAN 05/25/04 DIRECTORS M FOR FOR JPM 46625H100 J P MORGAN 05/25/04 MERGER M FOR FOR JPM 46625H100 J P MORGAN 05/25/04 AUDITORS M FOR FOR JPM 46625H100 J P MORGAN 05/25/04 KEY EXEC PERFORMANCE M FOR FOR JPM 46625H100 J P MORGAN 05/25/04 ADJOURNMENT M FOR FOR JPM 46625H100 J P MORGAN 05/25/04 DIRECTOR TERM LIMIT S AGAINST FOR JPM 46625H100 J P MORGAN 05/25/04 CHARITABLE CONTRIBUTIONS S AGAINST FOR JPM 46625H100 J P MORGAN 05/25/04 POLITICAL CONTRIBUTIONS S AGAINST FOR JPM 46625H100 J P MORGAN 05/25/04 SEPARATE CHAIRMAN & CEO S AGAINST FOR JPM 46625H100 J P MORGAN 05/25/04 DERIVATIVE DISCLOSURE S AGAINST FOR JPM 46625H100 J P MORGAN 05/25/04 AUDITOR INDEPENDENCE S AGAINST FOR JPM 46625H100 J P MORGAN 05/25/04 DIRECTOR COMPENSATION S AGAINST FOR JPM 46625H100 J P MORGAN 05/25/04 OAT DISPARITY S AGAINST FOR CMCSA 20030N101 COMCAST 05/26/04 DIRECTORS M FOR FOR CMCSA 20030N101 COMCAST 05/26/04 AUDITORS M FOR FOR CMCSA 20030N101 COMCAST 05/26/04 RESTRICTED STOCK M FOR FOR CMCSA 20030N101 COMCAST 05/26/04 AMNED ARTICLES OF INC. M FOR FOR CMCSA 20030N101 COMCAST 05/26/04 TW THIRDS INDEPENDENT DURECT S AGAINST FOR CMCSA 20030N101 COMCAST 05/26/04 POLITICAL CONTRIBUTIONS S AGAINST FOR CMCSA 20030N101 COMCAST 05/26/04 NOMINATE 2 DIRECTORS S AGAINST FOR CMCSA 20030N101 COMCAST 05/26/04 COMPENSATION OF EXECS S FOR Against CMCSA 20030N101 COMCAST 05/26/04 RECAPITA;IZATION PLAN S AGAINST FOR BAC 060505104 BANK OF AMERICA 05/26/04 DIRECTORS M FOR FOR BAC 060505104 BANK OF AMERICA 05/26/04 AUDITORS M FOR FOR BAC 060505104 BANK OF AMERICA 05/26/04 MEETING DATE S AGAINST FOR BAC 060505104 BANK OF AMERICA 05/26/04 NOMINATION OF DIRECTORS S AGAINST FOR BAC 060505104 BANK OF AMERICA 05/26/04 CHARITABLE CONTRIBUTIONS S AGAINST FOR BAC 060505104 BANK OF AMERICA 05/26/04 MUTAL FUND TRADING POLICIES S AGAINST FOR BAC 060505104 BANK OF AMERICA 05/26/04 PRIVACY & INFO SECURITY S AGAINST FOR SO 842587107 SOUTHERN 05/26/04 DIRECTORS M FOR FOR SO 842587107 SOUTHERN 05/26/04 AUDITORS M FOR FOR SO 842587107 SOUTHERN 05/26/04 OUTSIDE DIRECTOR M FOR FOR HD 437076102 HOME DEPOT 05/27/04 DIRECTORS M FOR For HD 437076102 HOME DEPOT 05/27/04 AUDITORS M FOR For HD 437076102 HOME DEPOT 05/27/04 DIRECTOR TERM LIMITS S AGAINST For HD 437076102 HOME DEPOT 05/27/04 POISON PILL S AGAINST For HD 437076102 HOME DEPOT 05/27/04 PERFROMANCE GOALS S AGAINST For HD 437076102 HOME DEPOT 05/27/04 HUMAN RIGHTS S AGAINST For HD 437076102 HOME DEPOT 05/27/04 SEVERANCE AGREEMENTS S AGAINST For HD 437076102 HOME DEPOT 05/27/04 VOTING FOR DIRECTORS S AGAINST For 30231G102 EXXON MOBIL 05/28/04 DIRECTORS M FOR For XOM 30231G102 EXXON MOBIL 05/28/04 AUDITORS M FOR For XOM 30231G102 EXXON MOBIL 05/28/04 INCENTIVE PLAN M FOR For XOM 30231G102 EXXON MOBIL 05/28/04 POLITICAL NONPARTISANSHIP S AGAINST For XOM 30231G102 EXXON MOBIL 05/28/04 AUDITOR SERVICES S AGAINST For XOM 30231G102 EXXON MOBIL 05/28/04 ADDITIONAL BOARD MEMBERS S AGAINST For XOM 30231G102 EXXON MOBIL 05/28/04 NON-EMP DIRECTOR COMP S AGAINST For XOM 30231G102 EXXON MOBIL 05/28/04 POISON PILL S AGAINST For XOM 30231G102 EXXON MOBIL 05/28/04 CHAIRMAN & CEO S AGAINST For XOM 30231G102 EXXON MOBIL 05/28/04 HEALTH IN AFRICA S AGAINST For XOM 30231G102 EXXON MOBIL 05/28/04 INVESTMENT REPORT S AGAINST For XOM 30231G102 EXXON MOBIL 05/28/04 HUMAN RIGHTS S AGAINST For XOM 30231G102 EXXON MOBIL 05/28/04 EEO POLICY S AGAINST For XOM 30231G102 EXXON MOBIL 05/28/04 CLIMATE CHANGE S AGAINST For XOM 30231G102 EXXON MOBIL 05/28/04 RENEWABLE ENERGY S AGAINST For GM 370442105 GENERAL MOTORS 06/02/04 DIRECTORS M FOR For GM 370442105 GENERAL MOTORS 06/02/04 AUDITORS M FOR For GM 370442105 GENERAL MOTORS 06/02/04 RENEWING STOCK OPTIONS S AGAINST For GM 370442105 GENERAL MOTORS 06/02/04 ELIMINATE OPTIONS S AGAINST For GM 370442105 GENERAL MOTORS 06/02/04 SEPARATE CEO & CHAIRMAN S AGAINST For GM 370442105 GENERAL MOTORS 06/02/04 INDEPENDENT DIRECTORS S AGAINST For GM 370442105 GENERAL MOTORS 06/02/04 GREENHOUSE S AGAINST For GM 370442105 GENERAL MOTORS 06/02/04 GOLDEN PARACHUTES S AGAINST For GM 370442105 GENERAL MOTORS 06/02/04 RETAIN STOCK S AGAINST For WMT 931142103 WALMART 06/04/04 DIRECTORS M FOR For WMT 931142103 WALMART 06/04/04 ASDA COLLEAGUE SHARE M FOR For WMT 931142103 WALMART 06/04/04 ASDA SHARESAVE M FOR For WMT 931142103 WALMART 06/04/04 ASSOCIATE STOCK PURCHASE M FOR For WMT 931142103 WALMART 06/04/04 AUDITORS M FOR For WMT 931142103 WALMART 06/04/04 INDEPENDENT CHAIRMAN S AGAINST For WMT 931142103 WALMART 06/04/04 SUSTAINABILITY REPORT S AGAINST For WMT 931142103 WALMART 06/04/04 EQUITY COMPENSATION S AGAINST For WMT 931142103 WALMART 06/04/04 GENETICALL ENGINEERED FOOD S AGAINST For WMT 931142103 WALMART 06/04/04 EQUAL EMPLOYMENT S AGAINST For WMT 931142103 WALMART 06/04/04 OFICER DEFERRED COMPENSATION S AGAINST For
IMS CAPITAL VALUE FUND PROXY VOTING HISTORY =============================================================================== A.G. EDWARDS, INC. Ticker: AGE Security ID: 281760108 Meeting Date: JUN 24, 2004 Meeting Type: Annual Record Date: MAY 3, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Bagby For For Management 1.2 Elect Director Dr. E. Eugene Carter For For Management 1.3 Elect Director Peter B. Madoff For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- AMDOCS Ticker: DOX Security ID: G02602103 Meeting Date: JAN 22, 2004 Meeting Type: ANNUAL Record Date: NOV 28, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1 DIRECTORS FOR ALL FOR Management 2 APPROVAL OF CONSOLIDATED FINANCIAL FOR FOR Management STATEMENTS FOR FISCAL YEAR 2003 3 APPROVAL OF AMENDMENT TO 1998 STOCK FOR FOR Management OPTION AND INCENTIVE PLAN 4 RATIFICATION AND APPROVAL OF ERNST AND FOR FOR Management YOUNG LLP AND AUTHORIZATION OF AUDIT COMMITTEE OF BOARD TO FIX REMUNERATION -------------------------------------------------------------------------------- AMDOCS Ticker: DOX Security ID: G02602103 Meeting Date: JAN 22, 2004 Meeting Type: ANNUAL Record Date: NOV 28, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1 DIRECTORS FOR ALL FOR Management 2 APPROVAL OF CONSOLIDATED FINANCIAL FOR FOR Management STATEMENTS FOR FISCAL YEAR 2003 3 APPROVAL OF AMENDMENT TO 1998 STOCK FOR FOR Management OPTION AND INCENTIVE PLAN 4 RATIFICATION AND APPROVAL OF ERNST AND FOR FOR Management YOUNG LLP AND AUTHORIZATION OF AUDIT COMMITTEE OF BOARD TO FIX REMUNERATION -------------------------------------------------------------------------------- AMERADA HESS CORP. Ticker: AHC Security ID: 023551104 Meeting Date: MAY 5, 2004 Meeting Type: Annual Record Date: MAR 15, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas F. Brady For Withhold Management 1.2 Elect Director J. Barclay Collins II For For Management 1.3 Elect Director Thomas H. Kean For For Management 1.4 Elect Director Frank A. Olson For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Establish Other Board Committee Against For Shareholder -------------------------------------------------------------------------------- AMERICAN POWER CONVERSION CORP. Ticker: APCC Security ID: 029066107 Meeting Date: JUN 10, 2004 Meeting Type: Annual Record Date: APR 14, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors For For Management 2.1 Elect Director Rodger B. Dowdell, Jr. For Withhold Management 2.2 Elect Director Emanuel E. Landsman For Withhold Management 2.3 Elect Director Neil E. Rasmussen For Withhold Management 2.4 Elect Director Ervin F. Lyon For Withhold Management 2.5 Elect Director James D. Gerson For For Management 2.6 Elect Director John G. Kassakian For For Management 2.7 Elect Director John F. Keane, Sr. For For Management 2.8 Elect Director Ellen B. Richstone For For Management 3 Approve Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- AON CORP. Ticker: AOC Security ID: 037389103 Meeting Date: MAY 21, 2004 Meeting Type: Annual Record Date: MAR 24, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick G. Ryan For For Management 1.2 Elect Director Edgar D. Jannotta For Withhold Management 1.3 Elect Director Jan Kalff For Withhold Management 1.4 Elect Director Lester B. Knight For For Management 1.5 Elect Director J. Michael Losh For For Management 1.6 Elect Director R. Eden Martin For For Management 1.7 Elect Director Andrew J. McKenna For For Management 1.8 Elect Director Robert S. Morrison For For Management 1.9 Elect Director Richard C. Notebaert For For Management 1.10 Elect Director Michael D. O'Halleran For For Management 1.11 Elect Director John W. Rogers, Jr. For For Management 1.12 Elect Director Gloria Santona For For Management 1.13 Elect Director Carolyn Y. Woo For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- APRIA HEALTHCARE GROUP, INC. Ticker: AHG Security ID: 037933108 Meeting Date: APR 21, 2004 Meeting Type: Annual Record Date: MAR 17, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vicente Anido, Jr. For For Management 1.2 Elect Director I.T. Corley For For Management 1.3 Elect Director David L. Goldsmith For For Management 1.4 Elect Director Lawrence M. Higby For For Management 1.5 Elect Director Richard H. Koppes For For Management 1.6 Elect Director Philip R. Lochner, Jr. For For Management 1.7 Elect Director Jeri L. Lose For For Management 1.8 Elect Director Beverly Benedict Thomas For For Management 1.9 Elect Director Ralph V. Whitworth For For Management -------------------------------------------------------------------------------- BAUSCH & LOMB INC. Ticker: BOL Security ID: 071707103 Meeting Date: APR 27, 2004 Meeting Type: Annual Record Date: MAR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan M. Bennett For For Management 1.2 Elect Director Domenico De Sole For For Management 1.3 Elect Director Kenneth L. Wolfe For For Management 1.4 Elect Director Ronald L. Zarrella For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- CENDANT CORPORATION Ticker: CD Security ID: 151313103 Meeting Date: APR 20, 2004 Meeting Type: Annual Record Date: FEB 23, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director The Right Honourable For For Management Brian Mulroney 1.2 Elect Director Ronald L. Nelson For For Management 1.3 Elect Director Robert W. Pittman For For Management 1.4 Elect Director Myra J. Biblowit For For Management 1.5 Elect Director Sheli Z. Rosenberg For For Management 2 Declassify the Board of Directors For For Management 3 Ratify Auditors For For Management 4 Separate Chairman and CEO Positions Against Against Shareholder 5 Limit Executive Compensation Against Against Shareholder -------------------------------------------------------------------------------- CENTURYTEL, INC. Ticker: CTL Security ID: 156700106 Meeting Date: MAY 6, 2004 Meeting Type: Annual Record Date: MAR 8, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William R. Boles, Jr. For Did Not Management Vote 1.2 Elect Director W. Bruce Hanks For Did Not Management Vote 1.3 Elect Director C.G. Melville, Jr. For Did Not Management Vote 1.4 Elect Director Glen F. Post, III For Did Not Management Vote 2 Ratify Auditors For Did Not Management Vote -------------------------------------------------------------------------------- COMCAST CORP. Ticker: CMCSA Security ID: 20030N101 Meeting Date: MAY 26, 2004 Meeting Type: Annual Record Date: MAR 15, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director S. Decker Anstrom For For Management 1.2 Elect Director C. Michael Armstrong For For Management 1.3 Elect Director Kenneth J. Bacon For For Management 1.4 Elect Director Sheldon M. Bonovitz For For Management 1.5 Elect Director Julian A. Brodsky For For Management 1.6 Elect Director Joseph L. Castle, II For For Management 1.7 Elect Director J. Michael Cook For For Management 1.8 Elect Director Brian L. Roberts For For Management 1.9 Elect Director Ralph J. Roberts For For Management 1.10 Elect Director Dr. Judith Rodin For For Management 1.11 Elect Director Michael I. Sovern For For Management 2 Ratify Auditors For For Management 3 Amend Restricted Stock Plan For For Management 4 Amend Articles/Bylaws/Charter-Non-Routine For For Management 5 Require Two-Thirds Majority of Against For Shareholder Independent Directors on Board 6 Political Contributions/Activities Against Against Shareholder 7 Nominate Two Directors for every open Against Against Shareholder Directorships 8 Limit Executive Compensation Against Against Shareholder 9 Adopt a Recapitalization Plan Against For Shareholder -------------------------------------------------------------------------------- CONVERGYS CORP. Ticker: CVG Security ID: 212485106 Meeting Date: APR 27, 2004 Meeting Type: Annual Record Date: MAR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Zoe Baird For For Management 1.2 Elect Director Roger L. Howe For For Management 1.3 Elect Director Philip A. Odeen For For Management 1.4 Elect Director James M. Zimmerman For For Management 2 Amend Omnibus Stock Plan For For Management 3 Approve Employee Stock Purchase Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- CYTEC INDUSTRIES INC. Ticker: CYT Security ID: 232820100 Meeting Date: APR 22, 2004 Meeting Type: Annual Record Date: FEB 23, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chris A. Davis For For Management 1.2 Elect Director William P. Powell For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- E*TRADE GROUP, INC. Ticker: ET Security ID: 269246104 Meeting Date: MAY 27, 2004 Meeting Type: Annual Record Date: APR 5, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald D. Fisher For For Management 1.2 Elect Director George A. Hayter For For Management 1.3 Elect Director Donna L. Weaver For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- FIRST HORIZON NATIONAL CORP Ticker: FHN Security ID: 337162101 Meeting Date: APR 20, 2004 Meeting Type: Annual Record Date: FEB 27, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert C. Blattberg For For Management 1.2 Elect Director J. Kenneth Glass For For Management 1.3 Elect Director Michael D. Rose For For Management 1.4 Elect Director Luke Yancy III For Withhold Management 1.5 Elect Director Mary F. Sammons For For Management 2 Change Company Name For For Management 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- GENTIVA HEALTH SERVICES, INC. Ticker: GTIV Security ID: 37247A102 Meeting Date: MAY 14, 2004 Meeting Type: Annual Record Date: MAR 19, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor F. Ganzi For Did Not Management Vote 1.2 Elect Director Josh S. Weston For Did Not Management Vote 1.3 Elect Director Gail R. Wilensky For Did Not Management Vote 2 Ratify Auditors For Did Not Management Vote 3 Approve Omnibus Stock Plan For Did Not Management Vote -------------------------------------------------------------------------------- GREAT PLAINS ENERGY, INC. Ticker: GXP Security ID: 391164100 Meeting Date: MAY 4, 2004 Meeting Type: Annual Record Date: FEB 27, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David L. Bodde For Did Not Management Vote 1.2 Elect Director Michael J. Chesser For Did Not Management Vote 1.3 Elect Director William H. Downey For Did Not Management Vote 1.4 Elect Director Mark A. Ernst For Did Not Management Vote 1.5 Elect Director Randall C. Ferguson, Jr. For Did Not Management Vote 1.6 Elect Director William K. Hall For Did Not Management Vote 1.7 Elect Director Luis A. Jimenez For Did Not Management Vote 1.8 Elect Director James A. Mitchell For Did Not Management Vote 1.9 Elect Director William C. Nelson For Did Not Management Vote 1.10 Elect Director Linda H. Talbott For Did Not Management Vote 1.11 Elect Director Robert H. West For Did Not Management Vote 2 Ratify Auditors For Did Not Management Vote -------------------------------------------------------------------------------- HENRY SCHEIN, INC. Ticker: HSIC Security ID: 806407102 Meeting Date: MAY 25, 2004 Meeting Type: Annual Record Date: APR 15, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stanley M. Bergman For For Management 1.2 Elect Director Gerald A. Benjamin For For Management 1.3 Elect Director James P. Breslawski For For Management 1.4 Elect Director Mark E. Mlotek For For Management 1.5 Elect Director Steven Paladino For For Management 1.6 Elect Director Barry J. Alperin For For Management 1.7 Elect Director Pamela Joseph For Withhold Management 1.8 Elect Director Donald J. Kabat For For Management 1.9 Elect Director Marvin H. Schein For For Management 1.10 Elect Director Irving Shafran For For Management 1.11 Elect Director Philip A. Laskawy For For Management 1.12 Elect Director Norman S. Matthews For For Management 1.13 Elect Director Louis W. Sullivan For For Management 1.14 Elect Director Margaret A. Hamburg For For Management 2 Amend Stock Option Plan For For Management 3 Amend Non-Employee Director Omnibus Stock For For Management Plan 4 Approve Employee Stock Purchase Plan For For Management 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- HUMANA INC. Ticker: HUM Security ID: 444859102 Meeting Date: APR 22, 2004 Meeting Type: Annual Record Date: MAR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Jones For For Management 1.2 Elect Director David A. Jones, Jr. For For Management 1.3 Elect Director Frank A. D'Amelio For For Management 1.4 Elect Director Michael E. Gellert For For Management 1.5 Elect Director John R. Hall For For Management 1.6 Elect Director Kurt J. Hilzinger For For Management 1.7 Elect Director Michael B. McCallister For For Management 1.8 Elect Director W. Ann Reynolds, Ph.D. For For Management -------------------------------------------------------------------------------- LINCOLN NATIONAL CORP. Ticker: LNC Security ID: 534187109 Meeting Date: MAY 13, 2004 Meeting Type: Annual Record Date: FEB 20, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Avery For For Management 1.2 Elect Director Jon A. Boscia For For Management 1.3 Elect Director Eric G. Johnson For For Management 1.4 Elect Director Glenn F. Tilton For For Management 2 Approve Deferred Compensation Plan For For Management -------------------------------------------------------------------------------- LOEWS CORP. Ticker: LTR Security ID: 540424108 Meeting Date: MAY 11, 2004 Meeting Type: Annual Record Date: MAR 15, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph L. Bower For For Management 1.2 Elect Director John Brademas For For Management 1.3 Elect Director Charles M. Diker For For Management 1.4 Elect Director Paul J. Fribourg For For Management 1.5 Elect Director Philip A. Laskawy For For Management 1.6 Elect Director Gloria R. Scott For For Management 1.7 Elect Director Andrew H. Tisch For For Management 1.8 Elect Director James S. Tisch For For Management 1.9 Elect Director Jonathan M. Tisch For For Management 1.10 Elect Director Preston R. Tisch For For Management 2 Ratify Auditors For For Management 3 Provide for Cumulative Voting Against Against Shareholder 4 Support Legislation and Make Public Against For Shareholder Statements on Environmental Tobacco Smoke 5 Cease Charitable Contributions Against Against Shareholder -------------------------------------------------------------------------------- LSI LOGIC CORP. Ticker: LSI Security ID: 502161102 Meeting Date: MAY 6, 2004 Meeting Type: Annual Record Date: MAR 11, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wilfred J. Corrigan For For Management 1.2 Elect Director James H. Keyes For For Management 1.3 Elect Director Malcolm R. Currie For For Management 1.4 Elect Director T.Z. Chu For For Management 1.5 Elect Director R. Douglas Norby For For Management 1.6 Elect Director Matthew J. O'Rourke For For Management 1.7 Elect Director Gregorio Reyes For For Management 1.8 Elect Director Larry W. Sonsini For For Management 2 Amend Employee Stock Purchase Plan For Against Management 3 Amend Employee Stock Purchase Plan For For Management 4 Approve/Amend Executive Incentive Bonus For For Management Plan 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- MANOR CARE, INC. Ticker: HCR Security ID: 564055101 Meeting Date: MAY 5, 2004 Meeting Type: Annual Record Date: MAR 12, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Virgis W. Colbert For Withhold Management 1.2 Elect Director William H. Longfield For For Management 1.3 Elect Director Paul A. Ormond For For Management 2 Amend Omnibus Stock Plan For For Management 3 Declassify the Board of Directors For For Management 4 Ratify Auditors For Against Management 5 Limit Executive Compensation Against Against Shareholder -------------------------------------------------------------------------------- MARVEL ENTERPRISES, INC. Ticker: MVL Security ID: 57383M108 Meeting Date: MAY 5, 2004 Meeting Type: Annual Record Date: MAR 24, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Morton E. Handel For For Management 1.2 Elect Director F. Peter Cuneo For For Management 1.3 Elect Director Isaac Perlmutter For For Management 2 Amend Articles/Bylaws/Charter-Non-Routine For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- NATIONWIDE FINANCIAL SERVICES, INC. Ticker: NFS Security ID: 638612101 Meeting Date: MAY 5, 2004 Meeting Type: Annual Record Date: MAR 8, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James G. Brocksmith, Jr. For Did Not Management Vote 1.2 Elect Director Keith W. Eckel For Did Not Management Vote 1.3 Elect Director James F. Patterson For Did Not Management Vote 1.4 Elect Director Gerald D. Prothro For Did Not Management Vote 2 Ratify Auditors For Did Not Management Vote 3 Amend Omnibus Stock Plan For Did Not Management Vote 4 Approve Outside Director Stock For Did Not Management Awards/Options in Lieu of Cash Vote -------------------------------------------------------------------------------- OFFICEMAX Ticker: OMX Security ID: 67622M108 Meeting Date: DEC 9, 2003 Meeting Type: SPECIAL Record Date: NOV 3, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1 TO APPROVE AND ADOPT THE AGREEMENT AND FOR FOR Management PLAN OF MERGER, DATED AS OF JULY 13, 2003, AMOUNG BOISE CASCADE COPR, CHALLIS CORPORATION AND OFFICEMAX, INC., AS MORE FULLY DESCRIBED IN THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS -------------------------------------------------------------------------------- OFFICEMAX Ticker: OMX Security ID: 67622M108 Meeting Date: DEC 9, 2003 Meeting Type: SPECIAL Record Date: NOV 3, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1 TO APPROVE AND ADOPT THE AGREEMENT AND FOR FOR Management PLAN OF MERGER, DATED AS OF JULY 13, 2003, AMOUNG BOISE CASCADE COPR, CHALLIS CORPORATION AND OFFICEMAX, INC., AS MORE FULLY DESCRIBED IN THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS -------------------------------------------------------------------------------- PACIFICARE HEALTH SYSTEMS, INC. Ticker: PHS Security ID: 695112102 Meeting Date: MAY 20, 2004 Meeting Type: Annual Record Date: MAR 31, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aida Alvarez For For Management 1.2 Elect Director Bradley C. Call For For Management 1.3 Elect Director Terry O. Hartshorn For Withhold Management 1.4 Elect Director Dominic Ng For For Management 1.5 Elect Director Howard G. Phanstiel For For Management 1.6 Elect Director Warren E. Pinckert Ii For For Management 1.7 Elect Director David A. Reed For For Management 1.8 Elect Director Charles R. Rinehart For For Management 1.9 Elect Director Linda Rosenstock For For Management 1.10 Elect Director Lloyd E. Ross For For Management 2 Amend Employee Stock Purchase Plan For For Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- PEPSIAMERICAS, INC. Ticker: PAS Security ID: 71343P200 Meeting Date: APR 22, 2004 Meeting Type: Annual Record Date: MAR 4, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brenda C. Barnes For For Management 1.2 Elect Director Herbert M. Baum For For Management 1.3 Elect Director Richard G. Cline For For Management 1.4 Elect Director Pierre S. Du Pont For For Management 1.5 Elect Director Archie R. Dykes For For Management 1.6 Elect Director Jarobin Gilbert, Jr. For For Management 1.7 Elect Director Matthew M. Mckenna For For Management 1.8 Elect Director Lionel L. Nowell, III For For Management 1.9 Elect Director Robert C. Pohlad For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management 4 Limit Awards to Executives Against For Shareholder 5 Report on Recycling Policy Against Against Shareholder -------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. Ticker: RSG Security ID: 760759100 Meeting Date: MAY 11, 2004 Meeting Type: Annual Record Date: MAR 18, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James E. O'Connor For For Management 1.2 Elect Director Harris W. Hudson For For Management 1.3 Elect Director John W. Croghan For For Management 1.4 Elect Director W. Lee Nutter For For Management 1.5 Elect Director Ramon A. Rodriguez For For Management 1.6 Elect Director Allan C. Sorensen For For Management 2 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- RITE AID CORP. Ticker: RAD Security ID: 767754104 Meeting Date: JUN 24, 2004 Meeting Type: Annual Record Date: MAY 3, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary F. Sammons For For Management 1.2 Elect Director George G. Golleher For For Management 2 Approve Omnibus Stock Plan For For Management 3 Prepare Diversity Report Against Against Shareholder -------------------------------------------------------------------------------- SERVICE CORPORATION INTERNATIONAL Ticker: SRV Security ID: 817565104 Meeting Date: MAY 13, 2004 Meeting Type: Annual Record Date: MAR 25, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan R. Buckwalter III For For Management 1.2 Elect Director S. Malcolm Gillis For For Management 1.3 Elect Director B.D. Hunter For For Management 1.4 Elect Director Victor L. Lund For For Management 1.5 Elect Director John W. Mecom, Jr. For For Management 1.6 Elect Director Thomas L. Ryan For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SPRINT CORP. Ticker: FON Security ID: 852061100 Meeting Date: APR 20, 2004 Meeting Type: Annual Record Date: FEB 20, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gordon M. Bethune For For Management 1.2 Elect Director E. Linn Draper, Jr. For For Management 1.3 Elect Director Deborah A. Henretta For For Management 1.4 Elect Director Linda Koch Lorimer For Withhold Management 2 Ratify Auditors For For Management 3 Performance- Based/Indexed Options Against For Shareholder 4 Limit Executive Compensation Against Against Shareholder 5 Separate Chairman and CEO Positions Against For Shareholder 6 Report on Foreign Outsourcing Against Against Shareholder -------------------------------------------------------------------------------- SUNGARD DATA SYSTEMS INC. Ticker: SDS Security ID: 867363103 Meeting Date: MAY 14, 2004 Meeting Type: Annual Record Date: MAR 15, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory S. Bentley For Withhold Management 1.2 Elect Director Michael C. Brooks For For Management 1.3 Elect Director Cristobal Conde For For Management 1.4 Elect Director Ramon de Oliveira For For Management 1.5 Elect Director Henry C. Duques For For Management 1.6 Elect Director Albert A. Eisenstat For For Management 1.7 Elect Director Bernard Goldstein For For Management 1.8 Elect Director Janet Brutschea Haugen For For Management 1.9 Elect Director James L. Mann For For Management 1.10 Elect Director Malcolm I. Ruddock For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. Ticker: TROW Security ID: 74144T108 Meeting Date: APR 8, 2004 Meeting Type: Annual Record Date: FEB 6, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward C. Bernard For For Management 1.2 Elect Director James T. Brady For For Management 1.3 Elect Director D. William J. Garrett For For Management 1.4 Elect Director Donald B. Hebb, Jr. For For Management 1.5 Elect Director James A.C. Kennedy For For Management 1.6 Elect Director James S. Riepe For For Management 1.7 Elect Director George A. Roche For For Management 1.8 Elect Director Brian C. Rogers For For Management 1.9 Elect Director Dr. Alfred Sommer For For Management 1.10 Elect Director Dwight S. Taylor For For Management 1.11 Elect Director Anne Marie Whittemore For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For Against Management 4 Other Business For Against Management -------------------------------------------------------------------------------- THE DIAL CORPORATION Ticker: DL Security ID: 25247D101 Meeting Date: MAR 24, 2004 Meeting Type: SPECIAL Record Date: FEB 17, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 ADOPTION OF THE AGREEMENT AND PLAN OF FOR FOR Management MERGER, DATED AS OF DECEMBER 14, 2003, BY AND AMONG HENKEL KGAA, HENKEL MERGER CORPORATION AND THE DIAL CORPORATION 2 IN THEIR DISCRETION, THE NAMED PROXIES FOR FOR Management ARE AUTHORIZED TO VOTE ON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE SPECIAL MEETING, INCLUDING ANY ADJOURNMENTS, POSTPONEMENTS OR CONTINUATIONS THEREOF -------------------------------------------------------------------------------- THE DIAL CORPORATION Ticker: DL Security ID: 25247D101 Meeting Date: MAR 24, 2004 Meeting Type: SPECIAL Record Date: FEB 17, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 ADOPTION OF THE AGREEMENT AND PLAN OF FOR FOR Management MERGER, DATED AS OF DECEMBER 14, 2003, BY AND AMONG HENKEL KGAA, HENKEL MERGER CORPORATION AND THE DIAL CORPORATION 2 IN THEIR DISCRETION, THE NAMED PROXIES FOR FOR Management ARE AUTHORIZED TO VOTE ON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE SPECIAL MEETING, INCLUDING ANY ADJOURNMENTS, POSTPONEMENTS OR CONTINUATIONS THEREOF -------------------------------------------------------------------------------- TYSON FOODS INC Ticker: TSN Security ID: 902494103 Meeting Date: FEB 6, 2004 Meeting Type: ANNUAL Record Date: DEC 23, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 ELECT DIRECTOR DON TYSON FOR WITHHOLD Management 1.2 ELECT DIRECTOR JOHN TYSON FOR WITHHOLD Management 1.3 ELECT DIRECTOR LELAND E. TOLLETT FOR WITHHOLD Management 1.4 ELECT DIRECTOR BARBARA A. TYSON FOR WITHHOLD Management 1.5 ELECT DIRECTOR LLOYD V. HACKLEY FOR FOR Management 1.6 ELECT DIRECTOR JIM KEVER FOR FOR Management 1.7 ELECT DIRECTOR DAVID A. JONES FOR FOR Management 1.8 ELECT DIRECTOR RICHARD L. BOND FOR WITHHOLD Management 1.9 ELECT DIRECTOR JO ANN R. SMITH FOR FOR Management 2 AMEND OMNIBUS STOCK PLAN FOR FOR Management 3 APPROVE EMPLOYEE STOCK PURCHASE PLAN FOR AGAINST Management 4 RATIFY AUDITORS FOR FOR Management 5 REMOVE SUPERVOTING RIGHTS FOR CLASS B AGAINST FOR Shareholder COMMON STOCK 6 SEPARATE CHAIRMAN AND CEO POSITIONS AGAINST FOR Shareholder -------------------------------------------------------------------------------- TYSON FOODS INC Ticker: TSN Security ID: 902494103 Meeting Date: FEB 6, 2004 Meeting Type: ANNUAL Record Date: DEC 23, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 ELECT DIRECTOR DON TYSON FOR WITHHOLD Management 1.2 ELECT DIRECTOR JOHN TYSON FOR WITHHOLD Management 1.3 ELECT DIRECTOR LELAND E. TOLLETT FOR WITHHOLD Management 1.4 ELECT DIRECTOR BARBARA A. TYSON FOR WITHHOLD Management 1.5 ELECT DIRECTOR LLOYD V. HACKLEY FOR FOR Management 1.6 ELECT DIRECTOR JIM KEVER FOR FOR Management 1.7 ELECT DIRECTOR DAVID A. JONES FOR FOR Management 1.8 ELECT DIRECTOR RICHARD L. BOND FOR WITHHOLD Management 1.9 ELECT DIRECTOR JO ANN R. SMITH FOR FOR Management 2 AMEND OMNIBUS STOCK PLAN FOR FOR Management 3 APPROVE EMPLOYEE STOCK PURCHASE PLAN FOR AGAINST Management 4 RATIFY AUDITORS FOR FOR Management 5 REMOVE SUPERVOTING RIGHTS FOR CLASS B AGAINST FOR Shareholder COMMON STOCK 6 SEPARATE CHAIRMAN AND CEO POSITIONS AGAINST FOR Shareholder -------------------------------------------------------------------------------- UNISYS CORP. Ticker: UIS Security ID: 909214108 Meeting Date: APR 22, 2004 Meeting Type: Annual Record Date: FEB 27, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Henry C. Duques For For Management 1.2 Elect Director Clayton M. Jones For For Management 1.3 Elect Director Theodore E. Martin For For Management 1.4 Elect Director Lawrence A. Weinbach For For Management -------------------------------------------------------------------------------- UTSTARCOM, INC. Ticker: UTSI Security ID: 918076100 Meeting Date: MAY 14, 2004 Meeting Type: Annual Record Date: MAR 29, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Toy For For Management 1.2 Elect Director Ying Wu For Withhold Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- VERISIGN INC Ticker: VRSN Security ID: 92343E102 Meeting Date: MAY 27, 2004 Meeting Type: Annual Record Date: MAR 29, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director D. James Bidzos For For Management 1.2 Elect Director William L. Chenevich For For Management 1.3 Elect Director Gregory L. Reyes For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- WATSON PHARMACEUTICALS, INC. Ticker: WPI Security ID: 942683103 Meeting Date: MAY 17, 2004 Meeting Type: Annual Record Date: MAR 19, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Allen Chao, Ph.D. For For Management 1.2 Elect Director Michel J. Feldman For For Management 1.3 Elect Director Fred G. Weiss For For Management 2 Ratify Auditors For For Management 3 Review Executive Compensation Against Against Shareholder -------------------------------------------------------------------------------- XM SATELLITE RADIO HOLDINGS INC. Ticker: XMSR Security ID: 983759101 Meeting Date: MAY 27, 2004 Meeting Type: Annual Record Date: APR 9, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary M. Parsons For For Management 1.2 Elect Director Hugh Panero For For Management 1.3 Elect Director Nathaniel A. Davis For For Management 1.4 Elect Director Thomas J. Donohue For For Management 1.5 Elect Director Thomas G. Elliott For Withhold Management 1.6 Elect Director George W. Haywood For For Management 1.7 Elect Director Chester A. Huber, Jr. For For Management 1.8 Elect Director Jarl Mohn For For Management 1.9 Elect Director Pierce J. Roberts, Jr. For For Management 1.10 Elect Director Jack Shaw For For Management IMS STRATEGIC ALLOCATION FUND PROXY VOTING HISTORY =============================================================================== ADVANCED MICRO DEVICES, INC. Ticker: AMD Security ID: 007903107 Meeting Date: APR 29, 2004 Meeting Type: Annual Record Date: MAR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. J. Sanders III For For Management 1.2 Elect Director Hector de J. Ruiz For For Management 1.3 Elect Director W. Michael Barnes For For Management 1.4 Elect Director Charles M. Blalack For For Management 1.5 Elect Director R. Gene Brown For For Management 1.6 Elect Director Bruce Claflin For For Management 1.7 Elect Director H. Paulett Eberhart For For Management 1.8 Elect Director Robert B. Palmer For For Management 1.9 Elect Director Leonard M. Silverman For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AETHER SYSTEMS, INC. Ticker: AETH Security ID: 00808VWMH Meeting Date: JUN 11, 2004 Meeting Type: Annual Record Date: APR 23, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Carter Beese, Jr. For For Management 1.2 Elect Director James T. Brady For For Management 1.3 Elect Director Jack B. Dunn IV For For Management 1.4 Elect Director Edward J. Mathias For For Management 1.5 Elect Director David S. Oros For For Management 1.6 Elect Director Truman T. Semans For For Management 1.7 Elect Director George P. Stamas For Withhold Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- ALTERA CORP. Ticker: ALTR Security ID: 021441209 Meeting Date: MAY 11, 2004 Meeting Type: Annual Record Date: MAR 16, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Daane For For Management 1.2 Elect Director Robert W. Reed For For Management 1.3 Elect Director Charles M. Clough For For Management 1.4 Elect Director Robert J. Finocchio Jr For For Management 1.5 Elect Director Kevin Mcgarity For For Management 1.6 Elect Director Paul Newhagen For For Management 1.7 Elect Director William E. Terry For For Management 1.8 Elect Director Susan Wang For For Management 2 Amend Stock Option Plan For For Management 3 Amend Employee Stock Purchase Plan For For Management 4 Ratify Auditors For For Management 5 Approve Option Expensing Against For Shareholder -------------------------------------------------------------------------------- ARIBA, INC. Ticker: ARBAD Security ID: 04033VBHH Meeting Date: JUN 28, 2004 Meeting Type: Annual Record Date: MAY 14, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with an For For Management Acquisition 2 Approve Reverse Stock Split For For Management 3 Elect Director Richard Wallman For For Management 4 Elect Director Thomas Monahan For For Management 5 Ratify Auditors For For Management 6 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- AT&T WIRELESS SERVICES, INC. Ticker: AWE Security ID: 00209A106 Meeting Date: MAY 19, 2004 Meeting Type: Annual Record Date: MAR 22, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For Did Not Management Vote 2.1 Elect Director Nobuharu Ono For Did Not Management Vote 2.2 Elect Director Carolyn M. Ticknor For Did Not Management Vote 2.3 Elect Director John D. Zeglis For Did Not Management Vote 3 Ratify Auditors For Did Not Management Vote 4 Limit Executive Compensation Against Did Not Shareholder Vote 5 Prohibit Awards to Executives Against Did Not Shareholder Vote 6 Require Affirmative Vote of a Majority of Against Did Not Shareholder the Shares to Elect Directors Vote -------------------------------------------------------------------------------- ATMEL CORP. Ticker: ATML Security ID: 049513104 Meeting Date: MAY 12, 2004 Meeting Type: Annual Record Date: MAR 16, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Perlegos For Withhold Management 1.2 Elect Director Gust Perlegos For Withhold Management 1.3 Elect Director Tsung-Ching Wu For Withhold Management 1.4 Elect Director T. Peter Thomas For For Management 1.5 Elect Director Norm Hall For Withhold Management 1.6 Elect Director Pierre Fougere For For Management 1.7 Elect Director Dr. Chaiho Kim For For Management 1.8 Elect Director David Sugishita For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- BROADCOM CORP. Ticker: BRCM Security ID: 111320107 Meeting Date: APR 29, 2004 Meeting Type: Annual Record Date: MAR 5, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George L. Farinsky For For Management 1.2 Elect Director John Major For For Management 1.3 Elect Director Alan E. Ross For For Management 1.4 Elect Director Henry Samueli, Ph.D. For For Management 1.5 Elect Director Robert E. Switz For For Management 1.6 Elect Director Werner F. Wolfen For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- COMVERSE TECHNOLOGY, INC. Ticker: CMVT Security ID: 205862105 Meeting Date: JUN 15, 2004 Meeting Type: Annual Record Date: APR 27, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kobi Alexander For For Management 1.2 Elect Director Raz Alon For For Management 1.3 Elect Director Itsik Danziger For For Management 1.4 Elect Director John H. Friedman For For Management 1.5 Elect Director Ron Hiram For For Management 1.6 Elect Director Sam Oolie For For Management 1.7 Elect Director William F. Sorin For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- COPPER MOUNTAIN NETWORKS, INC. Ticker: CMTN Security ID: 217510106 Meeting Date: MAY 5, 2004 Meeting Type: Annual Record Date: MAR 22, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard S. Gilbert For Did Not Management Vote 1.2 Elect Director Joseph D. Markee For Did Not Management Vote 1.3 Elect Director Tench Coxe For Did Not Management Vote 1.4 Elect Director Roger L. Evans For Did Not Management Vote 1.5 Elect Director Raymond V. Thomas For Did Not Management Vote 1.6 Elect Director Joseph R. Zell For Did Not Management Vote 2 Ratify Auditors For Did Not Management Vote -------------------------------------------------------------------------------- CORNING INC. Ticker: GLW Security ID: 219350105 Meeting Date: APR 29, 2004 Meeting Type: Annual Record Date: MAR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeremy R. Knowles For For Management 1.2 Elect Director Eugene C. Sit For For Management 1.3 Elect Director William D. Smithburg For For Management 1.4 Elect Director Hansel E. Tookes II For For Management 1.5 Elect Director Wendell P. Weeks For For Management 2 Ratify Auditors For For Management 3 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- CROWN CASTLE INTERNATIONAL CORP. Ticker: CCI Security ID: 228227104 Meeting Date: MAY 26, 2004 Meeting Type: Annual Record Date: APR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randall A. Hack For For Management 1.2 Elect Director Edward C. Hutcheson, Jr. For Withhold Management 1.3 Elect Director J. Landis Martin For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management 4 Implement MacBride Principles Against Against Shareholder -------------------------------------------------------------------------------- DEUTSCHE TELEKOM Ticker: DT Security ID: 251566105 Meeting Date: MAY 18, 2004 Meeting Type: Annual Record Date: APR 5, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE RESOLUTION ON THE For For Management APPROPRIATION OF NET INCOME. 2 APPROVAL OF ACTIONS BY THE BOARD OF For For Management MANAGEMENT FOR THE FINANCIAL YEAR 2003. 3 APPROVAL OF ACTIONS BY THE SUPERVISORY For For Management BOARD FOR THE FINANCIAL YEAR 2003. 4 Ratify Auditors For For Management 5 APPROVAL OF THE RESOLUTION AUTHORIZING For For Management THE COMPANY TO PURCHASE AND USE ITS OWN SHARES. 6 APPROVAL OF THE RESOLUTION ON PARTIAL For For Management REVOCATION OF AS YET UNUSED PART OF AUTHORIZATION TO GRANT SUBSCRIPTION RIGHTS. 7 APPROVAL OF THE RESOLUTION ON THE For Against Management CANCELLATION OF THE APPROVED CAPITAL 2000 AND THE CREATION OF NEW APPROVED CAPITAL 2004. 8 APPROVAL TO CONCLUDE A PROFIT AND LOSS For For Management TRANSFER AGREEMENT WITH T-PUNKT VERTRIEBSGESELLSCHAFT MBH. 9 APPROVAL TO CONCLUDE A PROFIT AND LOSS For For Management TRANSFER AGREEMENT WITH TRAVIATA TELEKOMMUNIKATIONSDIENSTE GMBH. 10 APPROVAL TO CONCLUDE A PROFIT AND LOSS For For Management TRANSFER AGREEMENT WITH NORMA TELEKOMMUNIKATIONSDIENSTE GMBH. 11 APPROVAL TO CONCLUDE A PROFIT AND LOSS For For Management TRANSFER AGREEMENT WITH CARMEN TELEKOMMUNIKATIONSDIENSTE GMBH. 12 APPROVAL OF THE RESOLUTION ON THE For For Management AMENDMENT OF SECTION 13 OF THE ARTICLES OF INCORPORATION. 13 APPROVAL OF THE RESOLUTION ON THE For For Management AMENDMENT OF SECTION 14 OF THE ARTICLES OF INCORPORATION. -------------------------------------------------------------------------------- FREEMARKETS, INC. Ticker: FMKT Security ID: 356602BHH Meeting Date: JUN 28, 2004 Meeting Type: Special Record Date: MAY 14, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For Against Management -------------------------------------------------------------------------------- INTEL CORP. Ticker: INTC Security ID: 458140100 Meeting Date: MAY 19, 2004 Meeting Type: Annual Record Date: MAR 22, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Craig R. Barrett For For Management 1.2 Elect Director Charlene Barshefsky For For Management 1.3 Elect Director E. John P. Browne For For Management 1.4 Elect Director Andrew S. Grove For For Management 1.5 Elect Director D. James Guzy For Withhold Management 1.6 Elect Director Reed E. Hundt For For Management 1.7 Elect Director Paul S. Otellini For For Management 1.8 Elect Director David S. Pottruck For For Management 1.9 Elect Director Jane E. Shaw For For Management 1.10 Elect Director John L. Thornton For For Management 1.11 Elect Director David B. Yoffie For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Expense Stock Options Against For Shareholder 5 Limit/Prohibit Awards to Executives Against For Shareholder 6 Performance- Based/Indexed Options Against For Shareholder -------------------------------------------------------------------------------- INTERNET CAPITAL GROUP, INC. Ticker: ICGE Security ID: 46059C106 Meeting Date: APR 23, 2004 Meeting Type: Annual Record Date: FEB 23, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dr. Thomas P. Gerrity For For Management 1.2 Elect Director Robert E. Keith, Jr. For For Management 2 Ratify Auditors For For Management 3 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- LSI LOGIC CORP. Ticker: LSI Security ID: 502161102 Meeting Date: MAY 6, 2004 Meeting Type: Annual Record Date: MAR 11, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wilfred J. Corrigan For For Management 1.2 Elect Director James H. Keyes For For Management 1.3 Elect Director Malcolm R. Currie For For Management 1.4 Elect Director T.Z. Chu For For Management 1.5 Elect Director R. Douglas Norby For For Management 1.6 Elect Director Matthew J. O'Rourke For For Management 1.7 Elect Director Gregorio Reyes For For Management 1.8 Elect Director Larry W. Sonsini For For Management 2 Amend Employee Stock Purchase Plan For Against Management 3 Amend Employee Stock Purchase Plan For For Management 4 Approve/Amend Executive Incentive Bonus For For Management Plan 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- MOTOROLA, INC. Ticker: MOT Security ID: 620076109 Meeting Date: MAY 3, 2004 Meeting Type: Annual Record Date: MAR 5, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward Zander For For Management 1.2 Elect Director H. Laurence Fuller For For Management 1.3 Elect Director Judy Lewent For For Management 1.4 Elect Director Walter Massey For For Management 1.5 Elect Director Nicholas Negroponte For For Management 1.6 Elect Director Indra Nooyi For For Management 1.7 Elect Director John Pepper, Jr. For For Management 1.8 Elect Director Samuel Scott III For For Management 1.9 Elect Director Douglas Warner III For For Management 1.10 Elect Director John White For For Management 1.11 Elect Director Mike Zafirovski For For Management 2 Limit Executive Compensation Against Against Shareholder 3 Limit Awards to Executives Against Against Shareholder -------------------------------------------------------------------------------- NEXTEL COMMUNICATIONS, INC. Ticker: NXTL Security ID: 65332V103 Meeting Date: MAY 27, 2004 Meeting Type: Annual Record Date: APR 2, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith J. Bane For For Management 1.2 Elect Director V. Janet Hill For For Management 2 Ratify Auditors For For Management 3 Amend Employee Stock Purchase Plan For For Management -------------------------------------------------------------------------------- NEXTEL PARTNERS, INC. Ticker: NXTP Security ID: 65333F107 Meeting Date: MAY 18, 2004 Meeting Type: Annual Record Date: APR 2, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adam Aron For For Management 1.2 Elect Director John Chapple For For Management 1.3 Elect Director Steven B. Dodge For For Management 1.4 Elect Director Timothy Donahue For For Management 1.5 Elect Director Caroline H. Rapking For For Management 1.6 Elect Director James N. Perry, Jr. For For Management 1.7 Elect Director Dennis M. Weibling For For Management 2 Ratify Auditors For For Management 3 Amend Stock Option Plan For Against Management 4 Increase Authorized Common Stock For For Management 5 Permit Board to Amend Bylaws Without For Against Management Shareholder Consent -------------------------------------------------------------------------------- NOKIA CORP. Ticker: NKCAF Security ID: 654902204 Meeting Date: MAR 25, 2004 Meeting Type: Annual Record Date: JAN 30, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE INCOME STATEMENTS AND THE For Did Not Management BALANCE SHEETS. Vote 2 APPROVAL OF A DIVIDEND OF EUR 0.30 PER For Did Not Management SHARE. Vote 3 APPROVAL OF THE DISCHARGE OF THE For Did Not Management CHAIRMAN, THE MEMBERS OF THE BOARD OF Vote DIRECTORS AND THE PRESIDENT FROM LIABILITY. 4.1 Elect Director Paul J. Collins For Did Not Management Vote 4.2 Elect Director Georg Ehrnrooth For Did Not Management Vote 4.3 Elect Director Bengt Holmstrom For Did Not Management Vote 4.4 Elect Director Per Karlsson For Did Not Management Vote 4.5 Elect Director Jorma Ollila For Did Not Management Vote 4.6 Elect Director Marjorie Scardino For Did Not Management Vote 4.7 Elect Director Vesa Vainio For Did Not Management Vote 4.8 Elect Director Arne Wessberg For Did Not Management Vote 5 Ratify Auditors For Did Not Management Vote 6 APPROVAL OF THE PROPOSAL OF THE BOARD TO For Did Not Management REDUCE THE SHARE CAPITAL THROUGH Vote CANCELLATION OF NOKIA SHARES HELD BY THE COMPANY 7 APPROVAL OF THE AUTHORIZATION TO THE For Did Not Management BOARD TO INCREASE THE SHARE CAPITAL OF Vote THE COMPANY. 8 APPROVAL OF THE AUTHORIZATION TO THE For Did Not Management BOARD TO REPURCHASE NOKIA SHARES. Vote 9 APPROVAL OF THE AUTHORIZATION TO THE For Did Not Management BOARD TO DISPOSE NOKIA SHARES HELD BY THE Vote COMPANY. 10 APPROVAL OF THE PROPOSAL OF THE BOARD TO For Did Not Management INCREASE THE CAPITAL OF THE FOUNDATION OF Vote NOKIA CORPORATION. 11 MARK THE FOR BOX IF YOU WISH TO None Did Not Management INSTRUCT THE DEPOSITARY TO GIVE A PROXY Vote TO ANY ONE OF MARIANNA UOTINEN-TARKOMA, ESA KAUNISTOLA, BOTH LEGAL COUNSELS OF NOKIA CORPORATION, TO AUTHORIZE ANY OF THEM (WITH FULL POWER OF SUBSTITUTION) TO VOTE, IN THEIR DISCR -------------------------------------------------------------------------------- PEGASUS SOLUTIONS Ticker: PEGS Security ID: 705906105 Meeting Date: MAY 3, 2004 Meeting Type: Annual Record Date: MAR 9, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William C. Hammett, Jr. For For Management 1.2 Elect Director Thomas F. O'Toole For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- PMC-SIERRA, INC. Ticker: PMCS Security ID: 69344F106 Meeting Date: MAY 14, 2004 Meeting Type: Annual Record Date: MAR 15, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Bailey For For Management 1.2 Elect Director Alexandre Balkanski For For Management 1.3 Elect Director Richard Belluzzo For For Management 1.4 Elect Director James Diller For Withhold Management 1.5 Elect Director Jonathan Judge For For Management 1.6 Elect Director William Kurtz For For Management 1.7 Elect Director Frank Marshall For For Management 1.8 Elect Director Lewis Wilks For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- QRS CORP. Ticker: QRSI Security ID: 74726X105 Meeting Date: JUN 8, 2004 Meeting Type: Annual Record Date: APR 16, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles K. Crovitz For For Management 1.2 Elect Director John P. Dougall For For Management 2 Ratify Auditors For For Management 3 Approve Employee Stock Purchase Plan For For Management -------------------------------------------------------------------------------- RETEK INC. Ticker: RETK Security ID: 76128Q109 Meeting Date: MAY 25, 2004 Meeting Type: Annual Record Date: MAR 31, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Buchanan For For Management 1.2 Elect Director N. Ross Buckenham For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- SANDISK CORP. Ticker: SNDK Security ID: 80004C101 Meeting Date: MAY 20, 2004 Meeting Type: Annual Record Date: MAR 30, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eli Harari For Did Not Management Vote 1.2 Elect Director Irwin Federman For Did Not Management Vote 1.3 Elect Director Judy Bruner For Did Not Management Vote 1.4 Elect Director Michael E. Marks For Did Not Management Vote 1.5 Elect Director James D. Meindl For Did Not Management Vote 1.6 Elect Director Alan F. Shugart For Did Not Management Vote 2 Ratify Auditors For Did Not Management Vote -------------------------------------------------------------------------------- SPRINT CORP. Ticker: FON Security ID: 852061100 Meeting Date: APR 20, 2004 Meeting Type: Annual Record Date: FEB 20, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gordon M. Bethune For For Management 1.2 Elect Director E. Linn Draper, Jr. For For Management 1.3 Elect Director Deborah A. Henretta For For Management 1.4 Elect Director Linda Koch Lorimer For Withhold Management 2 Ratify Auditors For For Management 3 Performance- Based/Indexed Options Against For Shareholder 4 Limit Executive Compensation Against Against Shareholder 5 Separate Chairman and CEO Positions Against For Shareholder 6 Report on Foreign Outsourcing Against Against Shareholder -------------------------------------------------------------------------------- TELLABS, INC. Ticker: TLAB Security ID: 879664100 Meeting Date: APR 22, 2004 Meeting Type: Annual Record Date: FEB 23, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Birck For For Management 1.2 Elect Director Frederick A. Krehbiel For For Management 1.3 Elect Director Krish A. Prabhu For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- TERADYNE, INC. Ticker: TER Security ID: 880770102 Meeting Date: MAY 27, 2004 Meeting Type: Annual Record Date: APR 5, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Mulroney For For Management 1.2 Elect Director Patricia S. Wolpert For For Management 2 Amend Employee Stock Purchase Plan For For Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- UNITED STATES CELLULAR CORP. Ticker: USM Security ID: 911684WMH Meeting Date: JUN 29, 2004 Meeting Type: Annual Record Date: MAY 17, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director H.J. Harczak, Jr. For For Management 1.2 Elect Director P. Denuit For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS Ticker: VZ Security ID: 92343V104 Meeting Date: APR 28, 2004 Meeting Type: Annual Record Date: MAR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Barker For For Management 1.2 Elect Director Richard L. Carrion For For Management 1.3 Elect Director Robert W. Lane For For Management 1.4 Elect Director Sandra O. Moose For For Management 1.5 Elect Director Joseph Neubauer For For Management 1.6 Elect Director Thomas H. O'Brien For For Management 1.7 Elect Director Hugh B. Price For For Management 1.8 Elect Director Ivan G. Seidenberg For For Management 1.9 Elect Director Walter V. Shipley For For Management 1.10 Elect Director John R. Stafford For For Management 1.11 Elect Director Robert D. Storey For For Management 2 Ratify Auditors For For Management 3 Restore or Provide for Cumulative Voting Against For Shareholder 4 Require Majority of Independent Directors Against Against Shareholder on Board 5 Separate Chairman and CEO Positions Against For Shareholder 6 Submit Shareholder Rights Plan (Poison Against Against Shareholder Pill) to Shareholder Vote 7 Submit Executive Compensation to Vote Against For Shareholder 8 Prohibit Awards to Executives Against Against Shareholder 9 Report on Stock Option Distribution by Against Against Shareholder Race and Gender 10 Report on Political Against Against Shareholder Contributions/Activities 11 Cease Charitable Contributions Against Against Shareholder -------------------------------------------------------------------------------- WESTERN WIRELESS CORPORATION Ticker: WWCA Security ID: 95988E105 Meeting Date: MAY 26, 2004 Meeting Type: Annual Record Date: MAR 26, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Stanton For For Management 1.2 Elect Director John L. Bunce, Jr. For For Management 1.3 Elect Director Mitchell R. Cohen For For Management 1.4 Elect Director Daniel J. Evans For For Management 1.5 Elect Director Theresa E. Gillespie For For Management 1.6 Elect Director Jonathan M. Nelson For For Management 1.7 Elect Director Peggy V. Phillips For For Management 1.8 Elect Director Mikal J. Thomsen For For Management 1.9 Elect Director Peter H. van Oppen For For Management 2 Ratify Auditors For For Management 3 Approve Employee Stock Purchase Plan For For Management 4 Other Business For Against Management IMS STRATEGIC INCOME FUND PROXY VOTING HISTORY =============================================================================== ALLIANCE WORLD DOLLAR GOVERNMENT FUND Ticker: AWF Security ID: 01879R106 Meeting Date: MAR 25, 2004 Meeting Type: ANNUAL Record Date: JAN 2, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 DIRECTORS FOR ALL FOR ALL Management -------------------------------------------------------------------------------- ALLIANCE WORLD DOLLAR GOVERNMENT FUND Ticker: AWF Security ID: 01879R106 Meeting Date: MAR 25, 2004 Meeting Type: ANNUAL Record Date: JAN 2, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 DIRECTORS FOR ALL FOR ALL Management -------------------------------------------------------------------------------- ALLIED CAPITAL CORPORATION Ticker: ALD Security ID: 01903Q108 Meeting Date: MAY 12, 2004 Meeting Type: Annual Record Date: FEB 27, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William L. Walton For For Management 1.2 Elect Director Joan M. Sweeney For For Management 1.3 Elect Director Brooks H. Browne For For Management 1.4 Elect Director Robert E. Long For For Management 2 Ratify Auditors For For Management 3 Approve Deferred Compensation Plan For For Management 4 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- ALLTEL CORP. Ticker: AT Security ID: 020039103 Meeting Date: APR 22, 2004 Meeting Type: Annual Record Date: FEB 24, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott T. Ford For For Management 1.2 Elect Director Lawrence L. Gellerstedt, For For Management III 1.3 Elect Director Emon A. Mahony, Jr. For For Management 1.4 Elect Director Ronald Townsend For For Management 2 Ratify Auditors For For Management 3 Ammend EEO - Sexual Orientation Against For Shareholder -------------------------------------------------------------------------------- AMERICAN STRATEGIC INCOME PORTFOLIO Ticker: CSP Security ID: 03009T101 Meeting Date: OCT 28, 2003 Meeting Type: ANNUAL Record Date: SEP 8, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1 DIRECTORS FOR ALL FOR ALL Management 2 TO RATIFY THE SELCETION OF ERNST AND FOR FOR Management YOUNG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FUND -------------------------------------------------------------------------------- AMERICAN STRATEGIC INCOME PORTFOLIO Ticker: CSP Security ID: 03009T101 Meeting Date: OCT 28, 2003 Meeting Type: ANNUAL Record Date: SEP 8, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1 DIRECTORS FOR ALL FOR ALL Management 2 TO RATIFY THE SELCETION OF ERNST AND FOR FOR Management YOUNG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FUND -------------------------------------------------------------------------------- ENTERPRISE PRODUCTS PARTNERS L.P. Ticker: EPD Security ID: 293792107 Meeting Date: MAY 17, 2004 Meeting Type: Written Consent Record Date: APR 15, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Employee Stock Purchase Plan For For Management 2 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- GABLES RESIDENTIAL TRUST Ticker: GBP Security ID: 362418105 Meeting Date: MAY 21, 2004 Meeting Type: Annual Record Date: MAR 19, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Trustee Marcus E. Bromley For Withhold Management 1.2 Elect Trustee James D. Motta For For Management 1.3 Elect Trustee Chris C. Stroup For For Management 2 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- GLOBAL HIGH INCOME DOLLAR FUND Ticker: GHI Security ID: 37933G108 Meeting Date: FEB 19, 2004 Meeting Type: ANNUAL Record Date: DEC 19, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1 DIRECTORS FOR FOR ALL Management -------------------------------------------------------------------------------- GLOBAL HIGH INCOME DOLLAR FUND Ticker: GHI Security ID: 37933G108 Meeting Date: FEB 19, 2004 Meeting Type: ANNUAL Record Date: DEC 19, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1 DIRECTORS FOR FOR ALL Management -------------------------------------------------------------------------------- HRPT PROPERTIES TRUST Ticker: HRP Security ID: 40426W101 Meeting Date: MAY 11, 2004 Meeting Type: Annual Record Date: MAR 19, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Trustee Patrick F. Donelan For For Management -------------------------------------------------------------------------------- JP MORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 25, 2004 Meeting Type: Annual Record Date: APR 2, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2.1 Elect Director Hans W. Becherer For For Management 2.2 Elect Director Frank A. Bennack, Jr. For For Management 2.3 Elect Director John H. Biggs For For Management 2.4 Elect Director Lawrence A. Bossidy For For Management 2.5 Elect Director Ellen V. Futter For For Management 2.6 Elect Director William H. Gray, III For For Management 2.7 Elect Director William B. Harrison, Jr For For Management 2.8 Elect Director Helene L. Kaplan For For Management 2.9 Elect Director Lee R. Raymond For For Management 2.10 Elect Director John R. Stafford For For Management 3 Ratify Auditors For For Management 4 Amend Executive Incentive Bonus Plan For For Management 5 Adjourn Meeting For Against Management 6 Establish Term Limits for Directors Against Against Shareholder 7 Charitable Contributions Against Against Shareholder 8 Political Contributions Against Against Shareholder 9 Separate Chairman and CEO Positions Against For Shareholder 10 Provide Adequate Disclosure for over the Against Against Shareholder counter Derivatives 11 Auditor Independence Against Against Shareholder 12 Submit Non-Employee Director Compensation Against Against Shareholder to Vote 13 Report on Pay Disparity Against Against Shareholder -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 589331107 Meeting Date: APR 27, 2004 Meeting Type: Annual Record Date: FEB 24, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter C. Wendell For For Management 1.2 Elect Director William G. Bowen For For Management 1.3 Elect Director William M. Daley For For Management 1.4 Elect Director Thomas E. Shenk For For Management 1.5 Elect Director Wendell P. Weeks For For Management 2 Ratify Auditors For For Management 3 Declassify the Board of Directors For For Management 4 Prohibit Awards to Executives Against Against Shareholder 5 Develop Ethical Criteria for Patent Against Against Shareholder Extension 6 Link Executive Compensation to Social Against Against Shareholder Issues 7 Report on Political Contributions Against Against Shareholder 8 Report on Operational Impact of HIV/AIDS, Against Against Shareholder TB, and Malaria Pandemic -------------------------------------------------------------------------------- PETROFUND ENERGY TRUST (FORMERLY NCE PETROFUND) Ticker: NCN Security ID: 71648W108 Meeting Date: APR 14, 2004 Meeting Type: Annual/Special Record Date: FEB 27, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect James Allard, Sandra Cowan, John For For Management Driscoll, Jeffery Errico, Wayne Newhouse, Frank Potter, Peter Thomson as Directors of Petrofund Corp. 2 Ratify Auditors of the Trust For For Management 3 Approve Restricted Unit Plan For For Management 4 Approve Long Term Incentive Plan For For Management 5 Amend the Trust Indenture and the Royalty For For Management Agreement -------------------------------------------------------------------------------- PIMCO CORPORATE OPPORTUNITY FUND Ticker: PTY Security ID: 72201B101 Meeting Date: MAR 9, 2004 Meeting Type: ANNUAL Record Date: JAN 20, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 DIRECTORS FOR ALL FOR ALL Management -------------------------------------------------------------------------------- PIMCO CORPORATE OPPORTUNITY FUND Ticker: PTY Security ID: 72201B101 Meeting Date: MAR 9, 2004 Meeting Type: ANNUAL Record Date: JAN 20, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 DIRECTORS FOR ALL FOR ALL Management -------------------------------------------------------------------------------- PROVIDENT ENERGY TR Ticker: PVE.U Security ID: 74386K104 Meeting Date: MAY 10, 2004 Meeting Type: Annual/Special Record Date: APR 9, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify PricewaterhouseCoopers LLP as For Did Not Management Auditors Vote 2 Elect G. D. Billing, T. W. Buchanan, R. For Did Not Management J. Findlay, Norman R. Gish, Bruce Vote R.Libin, Dr. R. Mitchell, B. J. Seaman, M. H. Shaikh, J. T. Smith and J. B. Zaozirny as Directors 3 Appoint the Trustee of the Trust For Did Not Management Vote 4 Amend Trust Unit Option Plan For Did Not Management Vote -------------------------------------------------------------------------------- TUPPERWARE CORP. Ticker: TUP Security ID: 899896104 Meeting Date: MAY 12, 2004 Meeting Type: Annual Record Date: MAR 15, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rita Bornstein For For Management 1.2 Elect Director E.V. Goings For For Management 1.3 Elect Director Robert J. Murray For For Management 1.4 Elect Director Joyce M. Roche For For Management 1.5 Elect Director M. Anne Szostak For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- UIL HOLDINGS CORPORATION Ticker: UIL Security ID: 902748102 Meeting Date: MAY 12, 2004 Meeting Type: Annual Record Date: MAR 9, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thelma R. Albright For For Management 1.2 Elect Director Marc C. Breslawsky For For Management 1.3 Elect Director David E. A. Carson For For Management 1.4 Elect Director Arnold L. Chase For For Management 1.5 Elect Director John F. Croweak For For Management 1.6 Elect Director Betsy Henley-Cohn For For Management 1.7 Elect Director John L. Lahey For For Management 1.8 Elect Director F. Patrick Mcfadden, Jr For For Management 1.9 Elect Director Daniel J. Miglio For For Management 1.10 Elect Director William F. Murdy For For Management 1.11 Elect Director James A. Thomas For For Management 1.12 Elect Director Nathaniel D. Woodson For For Management 2 Ratify Auditors For For Management 3 Approve Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- UNION PLANTERS CORP. Ticker: UPC Security ID: 908068109 Meeting Date: JUN 8, 2004 Meeting Type: Annual Record Date: APR 21, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2.1 Elect Director Albert M. Austin For For Management 2.2 Elect Director George W. Bryan For For Management 2.3 Elect Director Robert R. Waller, M.D. For For Management 2.4 Elect Director Spence L. Wilson For For Management 3 Ratify Auditors For For Management 4 Adjourn Meeting For Against Management 5 Limit Executive Compensation Against Against Shareholder -------------------------------------------------------------------------------- XCEL ENERGY INC. Ticker: XEL Security ID: 98389B100 Meeting Date: MAY 20, 2004 Meeting Type: Annual Record Date: MAR 22, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director David A. Christensen For For Management 2.2 Elect Director Margaret R. Preska For For Management 2.3 Elect Director W. Thomas Stephens For For Management 2.4 Elect Director Richard H. Anderson For For Management 2.5 Elect Director Richard C. Kelly For For Management 2.6 Elect Director Ralph R. Peterson For For Management 3 Approve Non-Employee Director Omnibus For For Management Stock Plan Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) AmeriPrime Funds By Anthony J. Ghoston ------------------------------------------------------------------------------ Anthony J. Ghoston, President Date 08/27/2004 ---------------------------------------------------------------------------