SC 13G/A 1 a19-3078_1sc13ga.htm SC 13G/A

 

 

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b)

(Amendment No.1)

 

CODA OCTOPUS GROUP, INC.

(Name of Issuer)

COMMON STOCK, $0.001 PAR VALUE PER SHARE

(Title of Class of Securities)

19188U206

(CUSIP Number)

December 31, 2018

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

 

CUSIP No. 19188U206

13G

 

 

 

1

Names of Reporting Persons
I.R.S. Identification Number (Entity Only)

Steven N. Bronson

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization:
United States

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power:
0

 

6

Shared Voting Power:
0

 

7

Sole Dispositive Power:
0

 

8

Shared Dispositive Power:
0

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person:
0

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11

Percent of Class Represented by Amount in Row (9):
0%

 

 

12

Type of Reporting Person (See Instructions):
IN

 

2

 

CUSIP No. 19188U206

13G

 

 

 

1

Names of Reporting Persons
I.R.S. Identification Number (Entity Only)

BKF Capital Group, Inc.

EIN 36-0767530

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization:
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power:
0

 

6

Shared Voting Power:
0

 

7

Sole Dispositive Power:
0

 

8

Shared Dispositive Power:
0

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person:
0

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11

Percent of Class Represented by Amount in Row (9):
0%

 

 

12

Type of Reporting Person (See Instructions):
CO

 

3

 

CUSIP No. 19188U206

13G

 

 

 

1

Names of Reporting Persons
I.R.S. Identification Number (Entity Only)

BKF Asset Holdings, Inc.

EIN 90-0941288

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization:
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power:
0

 

6

Shared Voting Power:
0

 

7

Sole Dispositive Power:
0

 

8

Shared Dispositive Power:
0

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person:
0

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11

Percent of Class Represented by Amount in Row (9):
0%

 

 

12

Type of Reporting Person (See Instructions):
CO

 

4

 

CUSIP No. 19188U206

13G

 

 

Item 1(a).

Name of Issuer:
Coda Octopus Group, Inc.

 

 

Item 1(b).

Address of Issuer’s Principal Executive Offices:
9100 Conroy Windermere Road, Suite 200

Windermere, Florida 34784

 

Item 2(a).

Name of Person Filing:
Steven N. Bronson

BKF Capital Group, Inc.

BKF Asset Holdings, Inc.

 

 

Item 2(b).

Address of Principal Business Office or, if none, Residence:
31248 Oak Crest Drive, Suite 110

Westlake Village, California 91361

 

 

Item 2(c).

Citizenship:
Steven N. Bronson is a citizen of the United States.

BKF Capital Group, Inc. and BKF Asset Holdings, Inc. are each incorporated in Delaware.

 

 

Item 2(d).

Title of Class of Securities:
Common Stock, $0.001 par value per share

 

 

Item 2(e).

CUSIP Number:
19188U206

 

 

Item 3.

Type of Person:
Not Applicable

 

5

 

CUSIP No. 19188U206

13G

 

 

Item 4.

Ownership:

 

(a)

Amount beneficially owned as of December 31, 2018:    0

 

 

(b)

Percent of class:    0%

 

 

(c)

Number of shares as to which such person has:

 

 

 

(i)

Sole power to vote or to direct the vote:
0

 

 

(ii)

Shared power to vote or to direct the vote:

0

 

 

(iii)

Sole power to dispose or to direct the disposition of:

0

 

 

(iv)

Shared power to dispose or to direct the disposition of:

0

 

Item 5.

Ownership of Five Percent or Less of a Class:

 

Not Applicable

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person:

 

Not Applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:

 

Not Applicable

 

Item 8.

Identification and Classification of Members of the Group:

 

Not Applicable

 

Item 9.

Notice of Dissolution of Group:

 

Not Applicable

 

6

 

CUSIP No. 19188U206

13G

 

 

Item 10.

Certifications:

 

Not Applicable

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: January 17, 2019

 

 

 

Steven N. Bronson

 

 

 

 

/s/ STEVEN N. BRONSON

 

STEVEN N. BRONSON

 

 

 

 

BKF Capital Group, Inc.

 

 

 

 

By:

/s/ STEVEN N. BRONSON

 

STEVEN N. BRONSON, CEO

 

 

 

 

BKF Asset Holdings, Inc.

 

 

 

 

By:

/s/ STEVEN N. BRONSON

 

STEVEN N. BRONSON, CEO

 

7