-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FIuMWbl1naJQr53CfzE/kfb1nRpHStlDPdUCioP3Sq5I0siw0lpFzEzMnTGRf0Y3 7j69EEnPzaBkexZHTLKhcA== 0000946275-02-000064.txt : 20020414 0000946275-02-000064.hdr.sgml : 20020414 ACCESSION NUMBER: 0000946275-02-000064 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020207 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMBANC HOLDING CO INC CENTRAL INDEX KEY: 0001000301 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 141783770 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48786 FILM NUMBER: 02529735 BUSINESS ADDRESS: STREET 1: 11 DIVISION ST CITY: AMSTERDAM STATE: NY ZIP: 12010 BUSINESS PHONE: 5188427200 MAIL ADDRESS: STREET 1: PO BOX 669 CITY: AMSTERDAM STATE: NY ZIP: 12010 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AMBANC HOLDING CO INC EMPLOYEE STOCK OWNERSHIP PLAN ET AL CENTRAL INDEX KEY: 0001006315 IRS NUMBER: 321349376 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 11 DIVISION STREET CITY: AMSTERDAM STATE: NY ZIP: 12010 BUSINESS PHONE: 5188427200 MAIL ADDRESS: STREET 1: 11 DIVISION STREET CITY: AMSTERDAM STATE: NY ZIP: 12010 SC 13G/A 1 sc13ga_020702-0257esop.txt AMBANC HOLDING CO., INC. ESOP SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------ SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2)* Ambanc Holding Co., Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 023161 10 2 - -------------------------------------------------------------------------------- (CUSIP Number) September 25, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this schedule is filed: |X| Rule 13d-1(b) |_| Rule 13d-1(c) |_| Rule 13d-1(d) - ------------------- * The remainder of the cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 4 pages Page 2 of 4 pages CUSIP No. 023161 10 2 Schedule 13G ----------- ------------ 1. Name of Reporting Person S.S. or I.R.S. Identification Number of above person: Ambanc Holding Co., Inc. Employee Stock Ownership Plan 2. Check the appropriate box if a member of a group* (a) |_| (b) |X| 3. SEC Use Only 4. Citizenship or Place of Organization: New York -------- Number of Shares Beneficially Owned by Each Reporting Person with: 5. Sole Voting Power: 0 ------- 6. Shared Voting Power: 376,434 ------- 7. Sole Dispositive Power: 0 ------- 8. Shared Dispositive Power: 376,434 ------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 376,434 ------- 10. Check Box If The Aggregate Amount in Row (9) Excludes Certain Shares* |_| 11. Percent of Class Represented by Amount in Row 9: 8.4% --- 12. Type of Reporting Person*: EP -- * SEE INSTRUCTION Page 3 of 4 pages Item 1(a) Name of Issuer: Ambanc Holding Co., Inc. -------------- ----------------------- Item 1(b) Address of Issuer's Principal Executive Offices: ----------------------------------------------- 11 Division Street Amsterdam, New York 12010-4303 Item 2(a) Name of Person Filing: --------------------- Ambanc Holding Co., Inc. Employee Stock Ownership Plan Item 2(b) Address of Principal Business Office: Same as Item 1(b) ------------------------------------ ----------------- Item 2(c) Citizenship: New York ----------- -------- Item 2(d) Title of Class of Securities: Common Stock ---------------------------- ------------ Item 2(e) CUSIP Number: 023161 10 2 ------------ ----------- Item 3 Check whether the person filing is a: ------------------------------------ Item 3(f) X Employee Benefit Plan, in accordance with ----- Rule 13d-1(b)(1)(ii)(F). Item 3(a)(b)(c)(d)(e)(g)(h)(i)(j)- not applicable. Item 4(a) Amount Beneficially Owned: 376,434 ------------------------- ------- Item 4(b) Percent of Class: 8.4% ---------------- ---- Item 4(c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 0 ------- (ii) shared power to vote or to direct the vote 376,434 ------- (iii) sole power to dispose or to direct the disposition of 0 ------- (iv) shared power to dispose or to direct the disposition of 376,434 ------- Item 5 Ownership of Five Percent or Less of Class: ------------------------------------------ Not Applicable Page 4 of 4 pages Item 6 Ownership of More than Five Percent on Behalf of Another -------------------------------------------------------- Person: ------ Not Applicable Item 7 Identification and Classification of the Subsidiary Which --------------------------------------------------------- Acquired the Security Being Reported on by the Parent ----------------------------------------------------- Holding Company. --------------- Not Applicable Item 8 Identification and Classification of Members of the --------------------------------------------------- Group. ----- Not Applicable Item 9 Notice of Dissolution of Group. ------------------------------ Not Applicable Item 10 Certification. ------------- By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE: After reasonable inquiry and to the best of my knowledge and belief, as a member of the ESOP Committee, I certify that the information set forth in this statement is true, complete and correct. Ambanc Holding Co., Inc. Employee Stock Ownership Plan RS Group Trust Company, Trustee By: /s/ Scott Ridenour ------------------ Date: February 6, 2002 ---------------- Name: Scott Ridenour -------------- Title: Officer ------- -----END PRIVACY-ENHANCED MESSAGE-----