-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SvT8nRFnCiOs5qNcowLJDS9CipIa9tdb9Q5il+5pzGAjUOjqE/RrTzhePKbD90dA 0LqQG0R2UoMR2I2Dxvum6w== 0000950152-98-005899.txt : 19980714 0000950152-98-005899.hdr.sgml : 19980714 ACCESSION NUMBER: 0000950152-98-005899 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980514 FILED AS OF DATE: 19980710 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SMARTIRE SYSTEMS INC CENTRAL INDEX KEY: 0001057293 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-24209 FILM NUMBER: 98664779 BUSINESS ADDRESS: STREET 1: 150 13151 VANIER PL STREET 2: RICHMOND BC CITY: V6V 2J1 BUSINESS PHONE: 6042769884 MAIL ADDRESS: STREET 1: 150 13151 VANIER PL STREET 2: RICHMOND BC CITY: V6V 2J1 COMPANY DATA: COMPANY CONFORMED NAME: TRW INC CENTRAL INDEX KEY: 0000100030 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] OWNER IRS NUMBER: 340575430 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 1900 RICHMOND RD CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 2162917000 MAIL ADDRESS: STREET 1: 1900 RICHMOND ROAD CITY: CLEVELAND STATE: OH ZIP: 44124 3 1 TRW, INC./SMARTIRE SYSTEMS, INC. FORM 3 1
-------------------------- FORM 3 OMB Approval U.S. SECURITIES AND EXCHANGE COMMISSION -------------------------- WASHINGTON, D.C. 20549 OMB Number 3235-0104 Expires: September 30, 1998 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Estimated average burden hours per response... 0.5 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting | 2. Date of Event Re- | 4. Issuer Name AND Ticker or Trading Symbol Person* | quiring Statement | SmarTire Systems Inc.; SES TRW Inc. | (Month/Day/Year) |------------------------------------------------------------------ - ---------------------------------------| | 5. Relationship of Reporting | 6. If Amendment, Date of (Last) (First) (Middle) | May 14, 1998 | Person(s) to Issuer | Original (Month/Day/Year) |-------------------------| (Check all applicable) | 1900 Richmond Road | 3. IRS or Social | ___ Director __X__ 10% Owner|------------------------------- - ---------------------------------------| Security Number | ___ Officer _____ Other | 7. Ind.or Joint/Group Filing (Street) | of Reporting | (give title (specify | Form filed by: | Person (Voluntary) | below below) | _X_ One Reporting Person | | | ___ More than One Reporting Cleveland Ohio 44124 | 34-0575430 | ------------------------ | Person - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) | TABLE I - NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED | - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security | 2. Amount of Securities | 3. Ownership | 4. Nature of Indirect Beneficial (Instr. 4) | Beneficially Owned | Form: Direct | Ownership (Instr. 5) | (Instr. 4) | (D) or Indirect | | | (I) (Instr. 5) | - ---------------------------------------|---------------------------------|----------------------|----------------------------------- Common Stock | 900,000 | D | - ---------------------------------------|---------------------------------|----------------------|----------------------------------- | | | - ---------------------------------------|---------------------------------|----------------------|----------------------------------- | | | - ---------------------------------------|---------------------------------|----------------------|----------------------------------- | | | - ---------------------------------------|---------------------------------|----------------------|----------------------------------- | | | - ---------------------------------------|---------------------------------|----------------------|----------------------------------- | | | - ---------------------------------------|---------------------------------|----------------------|----------------------------------- | | | - ---------------------------------------|---------------------------------|----------------------|----------------------------------- | | | - ---------------------------------------|---------------------------------|----------------------|----------------------------------- | | | - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned, directly or indirectly. (Over) * If the form is filed by more than one reporting person, see Instruction 5(b)(v) SEC 1473 (7-96)
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FORM 3 (CONTINUED) TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1.Title of Derivative Security | 2.Date Exer- | 3.Title and Amount of Securities | 4.Conver- | 5. Owner- | 6. Nature of Indirect (Instr. 4) | cisable and | Underlying Derivative Security | sion or | ship | Beneficial | Expiration | (Instr. 4) | Exercise | Form of | Ownership | Date | | Price of | Deriv- | (Instr. 5) | (Month/Day/ | | Deriv- | ative | | Year) | | ative | Security:| |---------------|----------------------------------| Security | Direct | |Date | Expir-| | Amount | | (D) or | |Exer- | ation | Title | or | | Indirect | |cisable| Date | | Number | | (I) | | | | | of | | (Instr. 5) | | | | | Shares | | | - -------------------------------|-------|-------|-------------------------|--------|-----------|-------------|----------------------- Warrant (1) |5/14/98|4/20/00| Common Stock |900,000 | (1) | D | - -------------------------------|-------|-------|-------------------------|--------|-----------|-------------|----------------------- | | | | | | | - -------------------------------|-------|-------|-------------------------|--------|-----------|-------------|----------------------- | | | | | | | - -------------------------------|-------|-------|-------------------------|--------|-----------|-------------|----------------------- | | | | | | | - -------------------------------|-------|-------|-------------------------|--------|-----------|-------------|----------------------- | | | | | | | - -------------------------------|-------|-------|-------------------------|--------|-----------|-------------|----------------------- | | | | | | | - -------------------------------|-------|-------|-------------------------|--------|-----------|-------------|----------------------- | | | | | | | - -------------------------------|-------|-------|-------------------------|--------|-----------|-------------|----------------------- | | | | | | | - -------------------------------|-------|-------|-------------------------|--------|-----------|-------------|----------------------- | | | | | | | - -------------------------------|-------|-------|-------------------------|--------|-----------|-------------|----------------------- | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) Each warrant is a two-year non-transferable purchase warrant which entitles TRW Inc. to purchase one share of common stock at a unit price of $4.00 in the first year or a unit price of $4.60 in the second year. /s/ Ronald D. Sugar July 10, 1998 ------------------------------------ ----------------- *Signature of Reporting Person Date TRW Inc. Executive Vice President ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays currently valid OMB Number. Page 2 SEC 1473 (7-96)
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