-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kjk+Go9MlhGQrT9uJCvwER1UnMU21Rc/e502UXc0LhyTlRAk3rAefT8d4V9ubAUP pGkeyQkvgBcGS3SNEizzyg== 0000898430-03-001606.txt : 20030214 0000898430-03-001606.hdr.sgml : 20030214 20030214181022 ACCESSION NUMBER: 0000898430-03-001606 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20030214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SMARTIRE SYSTEMS INC CENTRAL INDEX KEY: 0001057293 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 000000000 FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-04337 FILM NUMBER: 03569300 BUSINESS ADDRESS: STREET 1: 150 13151 VANIER PL CITY: RICHMOND BC CANADA STATE: A1 ZIP: V6V 2J1 BUSINESS PHONE: 6042769884 MAIL ADDRESS: STREET 1: 150 13151 VANIER PL CITY: RICHMOND BC CANADA ZIP: V6V 2J1 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN SPACE & MISSION SYSTEMS CORP CENTRAL INDEX KEY: 0000100030 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 340575430 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1900 RICHMOND RD CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 2162917000 MAIL ADDRESS: STREET 1: 1900 RICHMOND ROAD CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: TRW INC DATE OF NAME CHANGE: 19920703 SC 13G/A 1 dsc13ga.htm AMENDMENT NO. 3 TO SCHEDULE 13G Amendment No. 3 to Schedule 13G

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No. 3)1

SmarTire Systems Inc.


(Name of Issuer)

 

Common Stock


(Title of Class of Securities)

 

831913 10 8


(CUSIP Number)

 

December 31, 2002


(Date of Event Which Requires Filing of this Statement)

 

          Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

 

o

Rule 13d-1(b)

 

 

x

Rule 13d-1(c)

 

 

o

Rule 13d-1 (d)

 

 


1         The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

 

        The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

Page 1 of 7 Pages



CUSIP No. 831913 10 8

 


 

 

1.

NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON
S (ENTITIES ONLY)

 

 

 

TRW Automotive Inc. (“TRW Automotive”)
I.R.S. No. 03-0450952

 

 


 

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)

o

 

 

(b)

o

 

 


 

 

3.

SEC USE ONLY

 

 

 

 


 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

Ohio

 

 


 

 








NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5.

SOLE VOTING POWER

 

 

 

1,390,072*

 

 

 


 

6.

SHARED VOTING POWER

 

 

 

0

 

 

 


 

7.

SOLE DISPOSITIVE POWER

 

 

 

1,390,072*

 

 

 


 

8.

SHARED DISPOSITIVE POWER

 

 

 

0

 

 

 

 


 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:

 

 

 

1,390,072*

 

 

 


 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES____

 

 

 

 


 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

 

 

6.7%

 

 

 


 

12.

TYPE OF REPORTING PERSON

 

 

 

CO

 

 

 


Page 2 of 7 Pages



CUSIP No. 831913 10 8

 


 

 

1.

NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON
S (ENTITIES ONLY)

 

 

 

Northrop Grumman Space & Mission Systems Corp. (“NGS&MS”)
(formerly, TRW Inc.)
I.R.S. No. 34-0575430

 

 


 

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)

o

 

 

(b)

o

 

 


 

 

3.

SEC USE ONLY

 

 

 

 


 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

Ohio

 

 


 

 








NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5.

SOLE VOTING POWER

 

 

 

1,390,072*

 

 

 


 

6.

SHARED VOTING POWER

 

 

 

0

 

 

 


 

7.

SOLE DISPOSITIVE POWER

 

 

 

1,390,072*

 

 

 


 

8.

SHARED DISPOSITIVE POWER

 

 

 

0

 

 

 

 


 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:

 

 

 

1,390,072*

 

 

 


 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES____

 

 

 

 


 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

 

 

6.7%

 

 

 


 

12.

TYPE OF REPORTING PERSON

 

 

 

CO

 

 

 


Page 3 of 7 Pages



CUSIP No. 831913 10 8

 


 

 

1.

NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON
S (ENTITIES ONLY)

 

 

 

Northrop Grumman Corporation (“Northrop Grumman”)
I.R.S. No. 95-4840775

 

 


 

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)

o

 

 

(b)

o

 

 


 

 

3.

SEC USE ONLY

 

 

 

 


 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

Delaware

 

 


 

 








NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5.

SOLE VOTING POWER

 

 

 

1,390,072*

 

 

 


 

6.

SHARED VOTING POWER

 

 

 

0

 

 

 


 

7.

SOLE DISPOSITIVE POWER

 

 

 

1,390,072*

 

 

 


 

8.

SHARED DISPOSITIVE POWER

 

 

 

0

 

 

 

 


 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:

 

 

 

1,390,072*

 

 

 


 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES____

 

 

 

 


 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

 

 

6.7%

 

 

 


 

12.

TYPE OF REPORTING PERSON

 

 

 

CO

 

 

 


 

* On November 4, 2002, Northrop Grumman Space & Mission Systems Corp. (then known as TRW Inc.), an Ohio corporation ("NGS&MS") contributed to its subsidiary, TRW Automotive, all 1,390,072 shares of the Common Stock of the Issuer covered under this Schedule 13G (the "Shares").  On June 30, 2002, NGS&MS, Northrop and Richmond Acquisition Corp., an Ohio corporation and wholly-owned subsidiary of Northrop ("Richmond") entered into an Agreement and Plan of Merger.  Pursuant to the merger agreement, on December 11, 2002 Richmond was merged with and into NGS&MS, with NGS&MS surviving the merger as a wholly-owned subsidiary of Northrop Grumman.  As the ultimate parent of TRW Automotive, Northrop Grumman acquired the indirect power to vote and dispose of the Shares.  As the direct parent of TRW Automotive, NGS&MS still has the indirect power to vote and direct the disposition of the Shares.  As the record owner, TRW Automotive has the direct power to vote and direct the disposition of the Shares.

Page 4 of 7 Pages



Item 1(a).

Name of Issuer:

 

 

 

SmarTire Systems Inc.

 

 

Item 1(b).

Address of Issuer’s Principal Executive Offices:

 

 

 

150-13151 Vanier Place, Suite 150

 

Richmond, British Columbia

 

Canada V6V 2J1

 

 

Item 2(a).

Name of Person Filing:

 

 

 

Northrop Grumman Space & Mission Systems Corp. ("NGS&MS")
(formerly, TRW Inc.)

 

 

Item 2(b).

Address of Principal Business Office or, if None, Residence:

 

 

 

1900 Richmond Road

 

Cleveland, Ohio 44124

 

 

Item 2(c).

Citizenship:

 

 

 

Delaware

 

 

Item 2(d).

Title of Class of Securities:

 

 

 

Common Stock of SmarTire Systems Inc.

 

 

Item 2(e).

CUSIP Number:

 

 

 

831913 10 8

 

 

Item 3.

If This Statement is Filed Pursuant to §§ 240.13d-1(b) or §§ 240.13d-2(b) or (c), Check Whether the Person Filing is a:

 

 

 

Not applicable.

 

 

Item 4.

Ownership:

 

 

 

(a)  Amount beneficially owned:

 

 

 

 

1,390,072*

 

 

 

(b)  Percent of class:

 

 

 

 

6.7%

 

 

 

(c)  Number of shares as to which such person has:

 

 

 

 

(i)  Sole power to vote or to direct the vote: 1,390,072*

 

 

 

 

 

(ii)  Shared power to vote or to direct the vote: 0

 

 

 

 

 

(iii)  Sole power to dispose or to direct the disposition of: 1,390,072*

 

 

 

 

 

(iv)  Shared power to dispose or to direct the disposition of: 0

 

 

 

Item 5.

Ownership of Five Percent or Less of a Class:

 

 

 

Not applicable.

Page 5 of 7 Pages



Item 6.

Ownership of More than Five Percent on Behalf of Another Person:

 

 

 

Not applicable.

 

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:

 

 

 

Not applicable.

 

 

Item 8.

Identification and Classification of Members of the Group:

 

 

 

Not applicable.

 

 

Item 9.

Notice of Dissolution of Group:

 

 

 

Not applicable.

 

 

Item 10.

Certifications:

 

 

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Page 6 of 7 Pages



Signatures

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 14, 2003

TRW AUTOMOTIVE INC.

 

 

 

By:

 /s/ David L. Bialosky

 

 


 

 

David L. Bialosky

 

 

Vice President and General Counsel

 

 

Date: February 14, 2003

NORTHROP GRUMMAN SPACE &

 

 

MISSION SYSTEMS CORP.

 

 

 

By:

 /s/ Howard V. Knicely

 

 


 

 

Howard V. Knicely

 

 

Executive Vice President

 

 

Date: February 14, 2003

NORTHROP GRUMMAN CORPORATION

 

 

 

By:

 /s/ John H. Mullan

 

 


 

 

John H. Mullan

 

 

Corporate Vice President and Secretary

Page 7 of 7 Pages


EX-1 3 dex1.htm JOINT FILING AGREEMENT Joint Filing Agreement

Exhibit 1

Joint Filing Agreement

          The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements.  The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that it knows or has reason to believe that such information is inaccurate.

          This Agreement may be executed counterparts and each of such counterparts taken together shall constitute one and the same instrument.

Date: February 14, 2003

TRW AUTOMOTIVE INC.

 

 

 

By:

 /s/ David L. Bialosky

 

 


 

 

David L. Bialosky

 

 

Vice President and General Counsel

 

 

Date: February 14, 2003

NORTHROP GRUMMAN SPACE &

 

 

MISSION SYSTEMS CORP.

 

 

 

By:

 /s/ Howard V. Knicely

 

 


 

 

Howard V. Knicely

 

 

Executive Vice President

 

 

Date: February 14, 2003

NORTHROP GRUMMAN CORPORATION

 

 

 

By:

 /s/ John H. Mullan

 

 


 

 

John H. Mullan

 

 

Corporate Vice President and Secretary

 

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