0001179110-20-001621.txt : 20200214 0001179110-20-001621.hdr.sgml : 20200214 20200214161113 ACCESSION NUMBER: 0001179110-20-001621 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200212 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FILIPPS FRANK P CENTRAL INDEX KEY: 0001188562 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14100 FILM NUMBER: 20619790 MAIL ADDRESS: STREET 1: 1601 MARKET ST CITY: PHILADELPHIA STATE: PA ZIP: 19103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMPAC MORTGAGE HOLDINGS INC CENTRAL INDEX KEY: 0001000298 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 330675505 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19500 JAMBOREE ROAD CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 9494753600 MAIL ADDRESS: STREET 1: 19500 JAMBOREE ROAD CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL CREDIT MORTGAGE HOLDINGS INC DATE OF NAME CHANGE: 19950911 4 1 edgar.xml FORM 4 - X0306 4 2020-02-12 0 0001000298 IMPAC MORTGAGE HOLDINGS INC IMH 0001188562 FILIPPS FRANK P 19500 JAMBOREE ROAD IRVINE CA 92612 1 0 0 0 Common Stock 43310 D Common Stock 2020-02-12 4 A 0 15000 0 A 15000 D Non-Qualified Stock Option 2.73 2011-12-03 2020-12-03 Common Stock 6000 6000 D Non-Qualified Stock Option 5.39 2015-07-22 2024-07-22 Common Stock 7500 7500 D Non-Qualified Stock Option 20.50 2016-07-21 2025-07-21 Common Stock 10000 10000 D Non-Qualified Stock Option 17.40 2017-07-19 2026-07-19 Common Stock 10000 10000 D Includes 39,500 shares of common stock underlying Deferred Stock Units (DSUs), of which 22,834 are vested. The DSUs were granted under the Non-Employee Director Deferred Stock Unit Award Program. Represents 15,000 shares of common stock underlying Restricted Stock Units (RSUs) granted under the 2010 Omnibus Plan so that each RSU represents a contingent right to receive one shareof common stock. The RSUs vest 1/3 a year for 3 years beginning on February 12, 2021. These options are fully vested. The awards vest annually in 1/3 increments and will be fully vested on July 19, 2020. Frank P. Filipps 2020-02-14