0001179110-19-002830.txt : 20190228 0001179110-19-002830.hdr.sgml : 20190228 20190228194352 ACCESSION NUMBER: 0001179110-19-002830 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190226 FILED AS OF DATE: 20190228 DATE AS OF CHANGE: 20190228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FILIPPS FRANK P CENTRAL INDEX KEY: 0001188562 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14100 FILM NUMBER: 19646170 MAIL ADDRESS: STREET 1: 1601 MARKET ST CITY: PHILADELPHIA STATE: PA ZIP: 19103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMPAC MORTGAGE HOLDINGS INC CENTRAL INDEX KEY: 0001000298 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 330675505 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19500 JAMBOREE ROAD CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 9494753600 MAIL ADDRESS: STREET 1: 19500 JAMBOREE ROAD CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL CREDIT MORTGAGE HOLDINGS INC DATE OF NAME CHANGE: 19950911 4 1 edgar.xml FORM 4 - X0306 4 2019-02-26 0 0001000298 IMPAC MORTGAGE HOLDINGS INC IMH 0001188562 FILIPPS FRANK P 19500 JAMBOREE ROAD IRVINE CA 92612 1 0 0 0 Common Stock 28310 D Common Stock 2019-02-26 4 A 0 15000 0 A 43310 D Non-Qualified Stock Option 2.73 2011-12-03 2020-12-03 Common Stock 6000 6000 D Non-Qualified Stock Option 5.39 2015-07-22 2024-07-22 Common Stock 7500 7500 D Non-Qualified Stock Option 20.50 2016-07-21 2025-07-21 Common Stock 10000 10000 D Non-Qualified Stock Option 17.40 2017-07-19 2026-07-19 Common Stock 10000 10000 D Represents 15,000 shares of common stock underlying Deferred Stock Units (DSUs) granted under the Non-Employee Director Deferred Stock Unit Award Program so that each DSU represents a contingent right to receive one share of common stock. The DSUs vest 1/3 a year for 3 years beginning on February 26, 2020; however, the shares are distributed only upon termination of the Reporting Person's services as a director of the Issuer. Includes 39,500 shares of common stock underlying Deferred Stock Units (DSUs), of which 21,167 are vested. The DSUs were granted under the Non-Employee Director Deferred Stock Unit Award Program so that each DSU represents a contingent right to receive one share of common stock. The shares are distributed only upon termination of the Reporting Person's services as a director of the Issuer. These options are fully vested. The awards vest annually in 1/3 increments beginning on July 21, 2016. The awards vest annually in 1/3 increments beginning on July 19, 2017. Frank P. Filipps 2019-02-28