0000899243-15-002876.txt : 20150811 0000899243-15-002876.hdr.sgml : 20150811 20150811183430 ACCESSION NUMBER: 0000899243-15-002876 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150807 FILED AS OF DATE: 20150811 DATE AS OF CHANGE: 20150811 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMPAC MORTGAGE HOLDINGS INC CENTRAL INDEX KEY: 0001000298 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 330675505 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19500 JAMBOREE ROAD CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 9494753600 MAIL ADDRESS: STREET 1: 19500 JAMBOREE ROAD CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL CREDIT MORTGAGE HOLDINGS INC DATE OF NAME CHANGE: 19950911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RHP Trust, dated May 31, 2011 CENTRAL INDEX KEY: 0001576118 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14100 FILM NUMBER: 151045161 BUSINESS ADDRESS: STREET 1: 2532 DUPONT DRIVE CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-250-7312 MAIL ADDRESS: STREET 1: 2532 DUPONT DRIVE CITY: IRVINE STATE: CA ZIP: 92612 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-08-07 0 0001000298 IMPAC MORTGAGE HOLDINGS INC IMH 0001576118 RHP Trust, dated May 31, 2011 2532 DUPONT DRIVE IRVINE CA 92612 0 0 1 0 Common Stock 2015-08-07 4 P 0 1900 17.16 A 1178727 D Common Stock 2015-08-07 4 P 0 773 17.16 A 1179500 D Common Stock 2015-08-07 4 P 0 1000 17.1599 A 1180500 D Common Stock 2015-08-07 4 P 0 2300 17.16 A 1182800 D Common Stock 2015-08-07 4 P 0 200 17.157 A 1183000 D Common Stock 2015-08-07 4 P 0 100 17.17 A 1183100 D Common Stock 2015-08-07 4 P 0 2400 17.17 A 1185500 D Common Stock 2015-08-07 4 P 0 126 17.17 A 1185626 D Common Stock 2015-08-07 4 P 0 200 17.17 A 1185826 D Common Stock 2015-08-10 4 P 0 501 17.15 A 1186327 D Common Stock 2015-08-10 4 P 0 1900 16.51 A 1188227 D Common Stock 2015-08-10 4 P 0 3100 16.51 A 1191327 D Common Stock 2015-08-10 4 P 0 3000 16.35 A 1194327 D Common Stock 2015-08-10 4 P 0 1836 16.319 A 1196163 D Common Stock 2015-08-10 4 P 0 164 16.26 A 1196327 D Common Stock 2015-08-10 4 P 0 200 16.26 A 1196527 D Common Stock 2015-08-10 4 P 0 1800 16.26 A 1198327 D Common Stock 2015-08-10 4 P 0 3000 16.26 A 1201327 D Common Stock 2015-08-10 4 P 0 3400 16.22 A 1204727 D Common Stock 2015-08-10 4 P 0 1500 16.217 A 1206227 D Common Stock 2015-08-10 4 P 0 100 16.215 A 1206327 D Common Stock 2015-08-10 4 P 0 4900 16.1699 A 1211227 D Common Stock 2015-08-10 4 P 0 100 16.13 A 1211327 D Common Stock 2015-08-10 4 P 0 100 16.15 A 1211427 D Common Stock 2015-08-10 4 P 0 400 16.15 A 1211827 D Common Stock 2015-08-10 4 P 0 2100 16.15 A 1213927 D Common Stock 2015-08-10 4 P 0 2400 16.15 A 1216327 D Common Stock 2015-08-10 4 P 0 5000 16.10 A 1221327 D Common Stock 2015-08-10 4 P 0 420 16.07 A 1221747 D Common Stock 2015-08-10 4 P 0 4580 16.07 A 1226327 D Convertible Promissory Note Due 2018 10.875 2013-04-30 2018-04-30 Common Stock 524138 5700000 D Convertible Promissory Note Due 2020 21.50 2016-01-02 2020-05-09 Common Stock 639535 13750000 D As previously reported on a Form 3 filed by Reporting Person on May 8, 2013, on April 30, 2013, Reporting Person purchased a Convertible Promissory Note Due 2018 in the original principal amount of $5,700,000 that is convertible by Reporting Person immediately upon receipt and, upon conversion of the original principal amount prior to maturity at the initial conversion price of $10.875 per share (subject to adjustment in the event of stock splits, stock dividends and reclassifications), Reporting Person will receive 524,138 shares of common stock (subject to adjustment in the event of stock splits, stock dividends and reclassifications). The Convertible Promissory Note Due 2018 is due and payable, to the extent not converted, on or before April 30, 2018. As previously reported on a Form 4 filed by Reporting Person on May 11, 2015, on May 8, 2015, Reporting Person purchased a Convertible Promissory Note Due 2020 in the original principal amount of $13,750,000 that is convertible by Reporting Person at any time after January 1, 2016, and, upon conversion of the original principal amount prior to maturity at the initial conversion price of $21.50 per share (subject to adjustment in the event of stock splits, stock dividends and reclassifications), Reporting Person will receive 639,535 shares of common stock (subject to adjustment in the event of stock splits, stock dividends and reclassifications). The Convertible Promissory Note Due 2020 is due and payable, to the extent not converted, on or before May 9, 2020. This Form 4 is being filed in two parts; this is the first of two parts. /s/ Richard H. Pickup, Trustee 2015-08-11