13F-HR/A 1 form13fa.txt ROYAL BANK OF CANADA 13-FA 3-31-2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2010 Check here if Amendment [X]; Amendment Number: 1 ------- This Amendment (Check only one.): [X] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Royal Bank of Canada Address: Royal Bank of Canada 200 Bay Street Royal Bank Plaza Toronto, ON CANADA M5J 2J5 Form 13F File Number: 028-11396 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Ingrid Versnel Title: Senior Vice-President Phone: 416-955-6442 Signature, Place, and Date of Signing: /s/ Ingrid Versnel Toronto, Ontario 2/14/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 19 Form 13F Information Table Entry Total: 14,603 Form 13F Information Table Value Total: $ 88,801,045 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-11252 RBC Asset Management Inc. ---- -------------------- ---------------------------------------------------- 2 028-11273 RBC Capital Markets Arbitrage SA ---- -------------------- ---------------------------------------------------- 3 028-04069 RBC Capital Markets Corporation ---- -------------------- ---------------------------------------------------- 4 028-10228 RBC Global Asset Management Managment (U.S.) Inc. (Formerly Voyageur Asset Management Inc.) ---- -------------------- ---------------------------------------------------- 5 028-11322 RBC Dominion Securities Inc. ---- -------------------- ---------------------------------------------------- 6 028-12243 Phillips, Hager and North Investment Management Limited ---- -------------------- ---------------------------------------------------- 7 028-11271 RBC Phillips, Hager & North Investment Counsel Inc. (Formerly, RBC Private Counsel Inc.) ---- -------------------- ---------------------------------------------------- 8 028-11454 RBC Private Counsel (USA) Inc. ---- -------------------- ---------------------------------------------------- 9 028-11393 Royal Trust Corporation of Canada ---- -------------------- ---------------------------------------------------- 10 028-12564 RBC Investment Solutions (CI) Ltd ---- -------------------- ---------------------------------------------------- 11 028-11367 Royal Bank of Canada Investment Management (UK) Limited ---- -------------------- ---------------------------------------------------- 12 028-11619 Royal Bank of Canada Europe Limited ---- -------------------- ---------------------------------------------------- 13 028-11601 RBC cees Trustee Limited (formerly Abacus Corporate Trustee Ltd.) ---- -------------------- ---------------------------------------------------- 14 028-13471 RBC Trust Company (International) Limited ---- -------------------- ---------------------------------------------------- 15 028-12693 Royal Bank of Canda Trust Company (Bahamas) Limited ---- -------------------- ---------------------------------------------------- 16 028-13008 RBC Trustees (CI) Limited ---- -------------------- ---------------------------------------------------- 17 028-13851 Royal Bank of Canada (Suisse) ---- -------------------- ---------------------------------------------------- 18 028-13779 RBC Trust Company (Delaware) Limited ---- -------------------- ---------------------------------------------------- S 028-12562 Sky Investment Counsel Inc. ---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- AAR CORP COM 000361105 79 3170 SH DEFINED 2 3170 0 0 AAR CORP COM 000361105 21 845 SH DEFINED 18 845 0 0 ABB LTD SPONSORED ADR 000375204 1728 79104 SH DEFINED 3 0 0 79104 ABB LTD SPONSORED ADR 000375204 5605 256631 SH DEFINED 5 256631 0 0 ABB LTD SPONSORED ADR 000375204 15 700 SH DEFINED 7 0 700 0 ABB LTD SPONSORED ADR 000375204 129 5920 SH DEFINED 8 5920 0 0 ABB LTD SPONSORED ADR 000375204 70 3224 SH DEFINED 18 3224 0 0 ABB LTD SPONSORED ADR 000375204 11710 536156 SH DEFINED 5;1 536156 0 0 ABB LTD SPONSORED ADR 000375204 54 2467 SH DEFINED 2467 0 0 A D C TELECOMMUNICATIONS COM NEW 000886309 67 9181 SH DEFINED 2 9181 0 0 A D C TELECOMMUNICATIONS COM NEW 000886309 140 19135 SH DEFINED 3 0 0 19135 A D C TELECOMMUNICATIONS COM NEW 000886309 1029 140800 SH DEFINED 4 0 66700 74100 A D C TELECOMMUNICATIONS COM NEW 000886309 15 2042 SH DEFINED 5 2042 0 0 ABM INDS INC COM 000957100 138 6500 SH DEFINED 3 0 0 6500 ABM INDS INC COM 000957100 4 184 SH DEFINED 18 184 0 0 AFLAC INC COM 001055102 12938 238314 SH DEFINED 2 238314 0 0 AFLAC INC COM 001055102 3569 65740 SH DEFINED 3 36509 0 29231 AFLAC INC COM 001055102 886 16315 SH DEFINED 4 0 14440 1875 AFLAC INC COM 001055102 5231 96346 SH DEFINED 5 96346 0 0 AFLAC INC COM 001055102 52277 962926 SH DEFINED 6 962926 0 0 AFLAC INC COM 001055102 22 410 SH DEFINED 7 0 410 0 AFLAC INC COM 001055102 349 6424 SH DEFINED 8 3424 3000 0 AFLAC INC COM 001055102 225 4148 SH DEFINED 10 4148 0 0 AFLAC INC COM 1055102 20 375 SH DEFINED 15 375 0 0 AFLAC INC COM 001055102 753 13870 SH DEFINED 18 13870 0 0 AFLAC INC COM 001055102 6 108 SH DEFINED 108 0 0 AFLAC INC COM 001055102 7 125 SH SOLE 125 0 0 AGCO CORP COM 001084102 224 6242 SH DEFINED 2 6242 0 0 AGCO CORP COM 001084102 1119 31202 SH DEFINED 3 25986 0 5216 AGCO CORP COM 001084102 237 6606 SH DEFINED 10 6606 0 0 AGCO CORP COM 001084102 3 94 SH DEFINED 18 94 0 0 AGCO CORP COM 001084102 19 517 SH DEFINED 517 0 0 AGCO CORP COM 001084102 92 2555 SH SOLE 2555 0 0 AGL RES INC COM 001204106 6210 160672 SH DEFINED 3 21653 62830 76189 AGL RES INC COM 001204106 1 21 SH DEFINED 5 21 0 0 AGL RES INC COM 001204106 521 13478 SH DEFINED 18 13478 0 0 AGL RES INC COM 001204106 14 364 SH DEFINED 0 0 364 A H BELO CORP COM CL A 001282102 15 2100 SH DEFINED 2 2100 0 0 A H BELO CORP COM CL A 001282102 0 24 SH DEFINED 3 0 0 24 A H BELO CORP COM CL A 001282102 8 1047 SH DEFINED 5 1047 0 0 AK STL HLDG CORP COM 001547108 52315 2288500 SH DEFINED 1 2288500 0 0 AK STL HLDG CORP COM 001547108 1449 63400 SH DEFINED 2 63400 0 0 AK STL HLDG CORP COM 001547108 1225 53569 SH DEFINED 3 3414 0 50155 AK STL HLDG CORP COM 001547108 1406 61497 SH DEFINED 5 61497 0 0 AK STL HLDG CORP COM 001547108 32 1410 SH DEFINED 8 1410 0 0 AK STL HLDG CORP COM 001547108 10 432 SH DEFINED 16 432 0 0 AK STL HLDG CORP COM 001547108 3 124 SH DEFINED 18 124 0 0 AMN HEALTHCARE SERVICES INC COM 001744101 30 3409 SH DEFINED 2 3409 0 0 AMR CORP COM 001765106 431 47278 SH DEFINED 2 47278 0 0 AMR CORP COM 001765106 2653 291200 PUT DEFINED 3 291200 0 0 AMR CORP COM 001765106 2179 239137 SH DEFINED 3 76242 0 162895 AMR CORP COM 001765106 729 80000 SH DEFINED 16 80000 0 0 ATS MED INC COM 002083103 95 36600 SH DEFINED 3 26600 0 10000 AU OPTRONICS CORP SPONSORED ADR 002255107 127 11242 SH DEFINED 2 11242 0 0 AU OPTRONICS CORP SPONSORED ADR 002255107 110 9685 SH DEFINED 3 0 0 9685 AU OPTRONICS CORP SPONSORED ADR 002255107 148 13063 SH DEFINED 14 13063 0 0 AU OPTRONICS CORP SPONSORED ADR 002255107 7 637 SH DEFINED 18 637 0 0 AU OPTRONICS CORP SPONSORED ADR 002255107 152 13390 SH SOLE 13390 0 0 AVX CORP NEW COM 002444107 12 829 SH DEFINED 3 129 0 700 AVX CORP NEW COM 002444107 949 66833 SH DEFINED 5 66833 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- AVX CORP NEW COM 002444107 142 10000 SH DEFINED 8 10000 0 0 AVX CORP NEW COM 002444107 241 17000 SH DEFINED 14 17000 0 0 AVX CORP NEW COM 002444107 175 12300 SH DEFINED 16 12300 0 0 AZZ INC COM 002474104 49 1455 SH DEFINED 2 1455 0 0 AZZ INC COM 002474104 47 1400 SH DEFINED 3 0 0 1400 AZZ INC COM 002474104 11391 336500 SH DEFINED 4 0 126100 210400 AARONS INC COM 002535201 696 20861 SH DEFINED 3 15241 0 5620 AARONS INC COM 002535201 721 21619 SH DEFINED 5 21619 0 0 AARONS INC COM 002535201 54 1632 SH DEFINED 8 1632 0 0 AARONS INC COM 002535201 9 260 SH DEFINED 18 260 0 0 ABAXIS INC COM 002567105 7 250 SH DEFINED 3 0 0 250 ABAXIS INC COM 002567105 14 519 SH DEFINED 18 519 0 0 ABBOTT LABS COM 002824100 56376 1070150 SH DEFINED 1 1070150 0 0 ABBOTT LABS COM 002824100 46246 877875 SH DEFINED 2 877875 0 0 ABBOTT LABS COM 002824100 35133 666922 SH DEFINED 3 20048 44688 602186 ABBOTT LABS COM 002824100 37264 707360 SH DEFINED 5 707360 0 0 ABBOTT LABS COM 002824100 1336 25358 SH DEFINED 7 0 25358 0 ABBOTT LABS COM 002824100 1061 20143 SH DEFINED 8 19723 420 0 ABBOTT LABS COM 002824100 98 1855 SH DEFINED 9 1855 0 0 ABBOTT LABS COM 002824100 242 4600 SH DEFINED 10 4600 0 0 ABBOTT LABS COM 002824100 342 6500 SH DEFINED 11 6500 0 0 ABBOTT LABS COM 002824100 375 7121 SH DEFINED 15 7121 0 0 ABBOTT LABS COM 002824100 105 2000 SH DEFINED 16 2000 0 0 ABBOTT LABS COM 002824100 316 6000 SH DEFINED 17 0 0 6000 ABBOTT LABS COM 002824100 2308 43814 SH DEFINED 18 43814 0 0 ABBOTT LABS COM 002824100 12678 240659 SH DEFINED 5;1 240659 0 0 ABBOTT LABS COM 002824100 885 16804 SH DEFINED 3982 12822 0 ABBOTT LABS COM 002824100 23 440 SH SOLE 440 0 0 ABERCROMBIE & FITCH CO CL A 002896207 64 1400 SH DEFINED 1 1400 0 0 ABERCROMBIE & FITCH CO CL A 002896207 1781 39032 SH DEFINED 2 39032 0 0 ABERCROMBIE & FITCH CO CL A 002896207 365 8000 CALL DEFINED 3 8000 0 0 ABERCROMBIE & FITCH CO CL A 002896207 100 2185 SH DEFINED 3 972 0 1213 ABERCROMBIE & FITCH CO CL A 002896207 1739 38105 SH DEFINED 7 0 38105 0 ABERCROMBIE & FITCH CO CL A 002896207 70 1535 SH DEFINED 8 0 1535 0 ABERCROMBIE & FITCH CO CL A 002896207 10 220 SH DEFINED 15 220 0 0 ABERCROMBIE & FITCH CO CL A 002896207 25 550 SH DEFINED 16 550 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 1086 166570 SH DEFINED 3 0 0 166570 ABERDEEN ASIA PACIFIC INCOM COM 003009107 179 27475 SH DEFINED 5 27475 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 0 10 SH DEFINED 8 10 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 300 46000 SH DEFINED 15 46000 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 100 15400 SH DEFINED 15400 0 0 ABERDEEN AUSTRALIA EQTY FD I COM 003011103 89 7300 SH DEFINED 3 0 0 7300 ABERDEEN GLOBAL INCOME FD IN COM 003013109 91 7738 SH DEFINED 3 0 0 7738 ABIOMED INC COM 003654100 19 1793 SH DEFINED 2 1793 0 0 ABIOMED INC COM 003654100 3 300 SH DEFINED 3 0 0 300 ABRAXAS PETE CORP COM 003830106 4 2000 SH DEFINED 3 0 0 2000 ACADIA PHARMACEUTICALS INC COM 004225108 1 700 SH DEFINED 7 0 700 0 ACADIA RLTY TR COM SH BEN INT 004239109 25 1398 SH DEFINED 3 0 0 1398 ACCURAY INC COM 004397105 270 44541 SH DEFINED 2 44541 0 0 ACCURAY INC COM 004397105 3 500 SH DEFINED 3 0 0 500 ACCURAY INC COM 004397105 18 3000 SH DEFINED 18 3000 0 0 ACETO CORP COM 004446100 307 50839 SH DEFINED 4 0 0 50839 ACETO CORP COM 004446100 8 1350 SH DEFINED 18 1350 0 0 ACI WORLDWIDE INC COM 004498101 58 2800 SH DEFINED 3 0 0 2800 ACME PACKET INC COM 004764106 875 45400 SH DEFINED 1 45400 0 0 ACME PACKET INC COM 004764106 14 750 SH DEFINED 3 0 0 750 ACORN ENERGY INC COM 004848107 710 120000 SH DEFINED 3 0 0 120000 ACORN ENERGY INC COM 004848107 681 115000 SH DEFINED 4 0 0 115000 ACTEL CORP COM 004934105 8 586 SH DEFINED 3 0 0 586 ACTEL CORP COM 004934105 762 55000 SH DEFINED 4 0 0 55000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ACXIOM CORP COM 005125109 2 100 SH DEFINED 3 0 0 100 ACXIOM CORP COM 005125109 4418 246212 SH DEFINED 4 0 195962 50250 ADAMS EXPRESS CO COM 006212104 5751 545615 SH DEFINED 3 0 0 545615 ADAMS GOLF INC COM NEW 006228209 312 96000 SH DEFINED 4 0 0 96000 ADMINISTAFF INC COM 007094105 16 773 SH DEFINED 3 0 0 773 ADVENT CLAY GBL CONV SEC INC COM BENE INTER 007639107 227 26024 SH DEFINED 3 0 0 26024 AEROCENTURY CORP COM 007737109 549 28498 SH DEFINED 3 0 0 28498 AEROPOSTALE COM 007865108 1250 43352 SH DEFINED 3 27904 0 15448 AEROPOSTALE COM 007865108 971 33689 SH DEFINED 5 33689 0 0 AEROPOSTALE COM 007865108 16 540 SH DEFINED 8 540 0 0 ADVANCED MICRO DEVICES INC COM 007903107 1389 149800 SH DEFINED 1 149800 0 0 ADVANCED MICRO DEVICES INC COM 007903107 1340 144604 SH DEFINED 2 144604 0 0 ADVANCED MICRO DEVICES INC COM 007903107 254 27384 SH DEFINED 3 7227 0 20157 ADVANCED MICRO DEVICES INC COM 007903107 23 2479 SH DEFINED 5 2479 0 0 ADVANCED MICRO DEVICES INC COM 007903107 7 782 SH DEFINED 6 782 0 0 ADVANCED MICRO DEVICES INC COM 007903107 2324 250755 SH DEFINED 7 0 250755 0 ADVANCED MICRO DEVICES INC COM 007903107 74 7970 SH DEFINED 8 0 7970 0 ADVANCED MICRO DEVICES INC COM 007903107 129 13890 SH DEFINED 15 13890 0 0 ADVANCED MICRO DEVICES INC COM 007903107 32 3500 SH DEFINED 16 3500 0 0 AEGON N V NY REGISTRY SH 007924103 223 32695 SH DEFINED 2 32695 0 0 AEGON N V NY REGISTRY SH 007924103 39 5745 SH DEFINED 3 0 0 5745 AEGON N V NY REGISTRY SH 007924103 4 597 SH DEFINED 5 597 0 0 AEGON N V NY REGISTRY SH 7924103 1 209 SH DEFINED 15 209 0 0 AEGON N V NY REGISTRY SH 007924103 1 212 SH DEFINED 16 212 0 0 AEGON N V NY REGISTRY SH 007924103 271 39728 SH DEFINED 18 39728 0 0 ADVANCED ENERGY INDS COM 007973100 10110 610500 SH DEFINED 1 610500 0 0 ADVENT SOFTWARE INC COM 007974108 3 74 SH DEFINED 18 74 0 0 AETERNA ZENTARIS INC COM 007975204 6 8200 SH DEFINED 5 8200 0 0 AETERNA ZENTARIS INC COM 007975204 3 4000 SH DEFINED 7 0 4000 0 AEROVIRONMENT INC COM 008073108 52 2000 SH DEFINED 3 0 0 2000 AEROVIRONMENT INC COM 008073108 6 222 SH DEFINED 5 222 0 0 AFFILIATED MANAGERS GROUP COM 008252108 5672 71800 SH DEFINED 1 71800 0 0 AFFILIATED MANAGERS GROUP COM 008252108 954 12081 SH DEFINED 3 11903 0 178 AFFILIATED MANAGERS GROUP COM 008252108 12 150 SH DEFINED 8 150 0 0 AFFIRMATIVE INS HLDGS INC COM 008272106 188 40000 SH DEFINED 4 0 0 40000 AGNICO EAGLE MINES LTD COM 008474108 92612 1663584 SH DEFINED 1 1663584 0 0 AGNICO EAGLE MINES LTD COM 008474108 3147 56522 SH DEFINED 2 56522 0 0 AGNICO EAGLE MINES LTD COM 008474108 7571 136000 PUT DEFINED 3 136000 0 0 AGNICO EAGLE MINES LTD COM 008474108 2371 42586 SH DEFINED 3 10000 0 32586 AGNICO EAGLE MINES LTD COM 8474108 1147 20600 CALL DEFINED 5 20600 0 0 AGNICO EAGLE MINES LTD COM 8474108 1269 22800 PUT DEFINED 5 22800 0 0 AGNICO EAGLE MINES LTD COM 008474108 7325 131577 SH DEFINED 5 131577 0 0 AGNICO EAGLE MINES LTD COM 8474108 117 2101 SH DEFINED 5 2101 0 0 AGNICO EAGLE MINES LTD COM 008474108 143 2564 SH DEFINED 6 2564 0 0 AGNICO EAGLE MINES LTD COM 008474108 98 1754 SH DEFINED 7 0 1754 0 AGNICO EAGLE MINES LTD COM 008474108 137 2454 SH DEFINED 8 2344 110 0 AGNICO EAGLE MINES LTD COM 008474108 81 1455 SH DEFINED 9 1455 0 0 AGNICO EAGLE MINES LTD COM 008474108 56 1000 SH DEFINED 17 0 0 1000 AGNICO EAGLE MINES LTD COM 008474108 15 261 SH DEFINED 18 261 0 0 AGNICO EAGLE MINES LTD COM 008474108 319 5725 SH DEFINED 5725 0 0 AGNICO EAGLE MINES LTD COM 008474108 40712 731303 SH SOLE 731303 0 0 AGREE REALTY CORP COM 008492100 73 3176 SH DEFINED 3 0 0 3176 AGREE REALTY CORP COM 008492100 3 129 SH DEFINED 18 129 0 0 AGRIUM INC COM 008916108 133789 1894226 SH DEFINED 1 1873126 0 21100 AGRIUM INC COM 008916108 1198 16961 SH DEFINED 3 0 0 16961 AGRIUM INC COM 8916108 2401 34000 CALL DEFINED 5 34000 0 0 AGRIUM INC COM 8916108 148 2100 PUT DEFINED 5 2100 0 0 AGRIUM INC COM 008916108 59249 838864 SH DEFINED 5 838864 0 0 AGRIUM INC COM 8916108 18 252 SH DEFINED 5 252 0 0 AGRIUM INC COM 008916108 242048 3426980 SH DEFINED 6 3426980 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- AGRIUM INC COM 008916108 10183 144173 SH DEFINED 7 0 144173 0 AGRIUM INC COM 008916108 743 10518 SH DEFINED 8 7818 2700 0 AGRIUM INC COM 008916108 458 6490 SH DEFINED 9 6490 0 0 AGRIUM INC COM 008916108 25 360 SH DEFINED 15 360 0 0 AGRIUM INC COM 008916108 28 400 SH DEFINED 17 0 0 400 AGRIUM INC COM 008916108 33 465 SH DEFINED 18 465 0 0 AGRIUM INC COM 008916108 13 180 SH DEFINED 5;1 180 0 0 AGRIUM INC COM 008916108 1164 16477 SH DEFINED 16477 0 0 AGRIUM INC COM 008916108 58400 826844 SH SOLE 826844 0 0 AIR METHODS CORP COM PAR $.06 009128307 4 124 SH DEFINED 3 0 0 124 AIR METHODS CORP COM PAR $.06 009128307 646 19000 SH DEFINED 4 0 0 19000 AIR PRODS & CHEMS INC COM 009158106 4060 54900 SH DEFINED 1 54900 0 0 AIR PRODS & CHEMS INC COM 009158106 7854 106210 SH DEFINED 2 106210 0 0 AIR PRODS & CHEMS INC COM 009158106 2079 28109 SH DEFINED 3 2339 4431 21339 AIR PRODS & CHEMS INC COM 009158106 209 2820 SH DEFINED 4 0 2820 0 AIR PRODS & CHEMS INC COM 009158106 12021 162559 SH DEFINED 5 162559 0 0 AIR PRODS & CHEMS INC COM 009158106 976 13200 SH DEFINED 7 0 13200 0 AIR PRODS & CHEMS INC COM 009158106 520 7028 SH DEFINED 8 6513 515 0 AIR PRODS & CHEMS INC COM 009158106 70 940 SH DEFINED 9 940 0 0 AIR PRODS & CHEMS INC COM 009158106 231 3123 SH DEFINED 10 3123 0 0 AIR PRODS & CHEMS INC COM 009158106 139 1875 SH DEFINED 11 1875 0 0 AIR PRODS & CHEMS INC COM 009158106 47 640 SH DEFINED 15 640 0 0 AIR PRODS & CHEMS INC COM 009158106 60 815 SH DEFINED 17 0 0 815 AIR PRODS & CHEMS INC COM 009158106 915 12371 SH DEFINED 18 12371 0 0 AIR PRODS & CHEMS INC COM 009158106 7693 104027 SH DEFINED 5;1 104027 0 0 AIR PRODS & CHEMS INC COM 009158106 150 2034 SH DEFINED 2034 0 0 AIR PRODS & CHEMS INC COM 009158106 1571 21244 SH SOLE 21244 0 0 AIRGAS INC COM 009363102 2374 37320 SH DEFINED 2 37320 0 0 AIRGAS INC COM 009363102 1107 17400 CALL DEFINED 3 17400 0 0 AIRGAS INC COM 009363102 76 1200 PUT DEFINED 3 1200 0 0 AIRGAS INC COM 009363102 1062 16686 SH DEFINED 3 15111 0 1575 AIRGAS INC COM 009363102 1 12 SH DEFINED 18 12 0 0 AIXTRON AKTIENGESELLSCHAFT SPONSORED ADR 009606104 232 6500 SH DEFINED 3 3600 0 2900 AKORN INC COM 009728106 3 2000 SH DEFINED 3 0 0 2000 ALAMO GROUP INC COM 011311107 480 24000 SH DEFINED 4 0 0 24000 ALASKA AIR GROUP INC COM 011659109 181 4400 SH DEFINED 3 0 0 4400 ALASKA AIR GROUP INC COM 011659109 332 8051 SH DEFINED 5 8051 0 0 ALBANY INTL CORP CL A 012348108 121 5623 SH DEFINED 2 5623 0 0 ALBANY INTL CORP CL A 012348108 2 100 SH DEFINED 5 100 0 0 ALBANY MOLECULAR RESH INC COM 012423109 7 815 SH DEFINED 3 0 0 815 ALBANY MOLECULAR RESH INC COM 012423109 451 54000 SH DEFINED 4 0 0 54000 ALBEMARLE CORP COM 012653101 1300 30491 SH DEFINED 3 25542 0 4949 ALBERTO CULVER CO NEW COM 013078100 1772 67772 SH DEFINED 2 67772 0 0 ALBERTO CULVER CO NEW COM 013078100 672 25680 SH DEFINED 3 24005 0 1675 ALBERTO CULVER CO NEW COM 013078100 2096 80150 SH DEFINED 4 0 39900 40250 ALBERTO CULVER CO NEW COM 013078100 5 200 SH DEFINED 5 200 0 0 ALBERTO CULVER CO NEW COM 013078100 78 3000 SH DEFINED 7 0 3000 0 ALCOA INC COM 013817101 33661 2363800 SH DEFINED 1 2363800 0 0 ALCOA INC COM 013817101 11065 777071 SH DEFINED 2 777071 0 0 ALCOA INC COM 013817101 12955 909757 SH DEFINED 3 433659 0 476098 ALCOA INC COM 013817101 3110 218369 SH DEFINED 5 218369 0 0 ALCOA INC COM 013817101 23388 1642394 SH DEFINED 6 1642394 0 0 ALCOA INC COM 013817101 11 750 SH DEFINED 7 0 750 0 ALCOA INC COM 013817101 31 2190 SH DEFINED 8 2190 0 0 ALCOA INC COM 013817101 100569 7062400 SH DEFINED 14 7062400 0 0 ALCOA INC COM 013817101 562 39500 SH DEFINED 15 39500 0 0 ALCOA INC COM 013817101 55 3865 SH DEFINED 16 3865 0 0 ALCOA INC COM 013817101 77 5376 SH DEFINED 18 5376 0 0 ALCOA INC COM 013817101 7 525 SH DEFINED 525 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 17 5600 SH DEFINED 2 5600 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ALCATEL-LUCENT SPONSORED ADR 013904305 288 92149 SH DEFINED 3 69845 0 22304 ALCATEL-LUCENT SPONSORED ADR 013904305 61 19541 SH DEFINED 5 19541 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 1 291 SH DEFINED 7 0 291 0 ALCATEL-LUCENT SPONSORED ADR 013904305 22 7027 SH DEFINED 14 7027 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 18 5855 SH DEFINED 15 5855 0 0 ALCATEL-LUCENT SPONSORED ADR 13904305 2 497 SH DEFINED 15 497 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 406 130168 SH DEFINED 16 130168 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 240 77000 SH DEFINED 18 77000 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 6 1809 SH DEFINED 1809 0 0 ALEXANDER & BALDWIN INC COM 014482103 432 13077 SH DEFINED 2 13077 0 0 ALEXANDER & BALDWIN INC COM 014482103 510 15430 SH DEFINED 3 11560 0 3870 ALEXANDERS INC COM 014752109 363 1213 SH DEFINED 2 1213 0 0 ALEXANDERS INC COM 014752109 4 15 SH DEFINED 3 0 0 15 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 2107 31162 SH DEFINED 3 12451 0 18711 ALEXION PHARMACEUTICALS INC COM 015351109 87 1600 SH DEFINED 1 1600 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 2079 38234 SH DEFINED 3 35234 0 3000 ALEXION PHARMACEUTICALS INC COM 015351109 816 15000 SH DEFINED 14 15000 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 7 126 SH DEFINED 18 126 0 0 ALEXZA PHARMACEUTICALS INC COM 015384100 97 36200 SH DEFINED 3 0 0 36200 ALIGN TECHNOLOGY INC COM 016255101 72 3700 SH DEFINED 1 3700 0 0 ALLEGHANY CORP DEL COM 017175100 182 626 SH DEFINED 3 14 0 612 ALLEGHENY ENERGY INC COM 017361106 1970 85662 SH DEFINED 2 85662 0 0 ALLEGHENY ENERGY INC COM 017361106 960 41724 SH DEFINED 3 11874 0 29850 ALLEGHENY ENERGY INC COM 017361106 14 600 SH DEFINED 5 600 0 0 ALLEGHENY ENERGY INC COM 017361106 285 12375 SH DEFINED 14 12375 0 0 ALLERGAN INC COM 018490102 2645 40500 SH DEFINED 1 40500 0 0 ALLERGAN INC COM 018490102 8651 132446 SH DEFINED 2 132446 0 0 ALLERGAN INC COM 018490102 10642 162922 SH DEFINED 3 150426 0 12496 ALLERGAN INC COM 018490102 616 9431 SH DEFINED 5 9431 0 0 ALLERGAN INC COM 018490102 204 3120 SH DEFINED 7 0 3120 0 ALLERGAN INC COM 018490102 102 1554 SH DEFINED 8 1419 135 0 ALLERGAN INC COM 018490102 81 1235 SH DEFINED 10 1235 0 0 ALLERGAN INC COM 018490102 42 640 SH DEFINED 17 0 0 640 ALLERGAN INC COM 018490102 179 2744 SH DEFINED 18 2744 0 0 ALLERGAN INC COM 018490102 41 630 SH DEFINED 630 0 0 ALLERGAN INC COM 018490102 1002 15347 SH SOLE 15347 0 0 ALLETE INC COM NEW 018522300 55 1645 SH DEFINED 2 1645 0 0 ALLETE INC COM NEW 018522300 284 8474 SH DEFINED 3 0 0 8474 ALLETE INC COM NEW 018522300 10 300 SH DEFINED 5 300 0 0 ALLIANCE CALIF MUN INCOME FD COM 018546101 56 4300 SH DEFINED 3 0 0 4300 ALLIANCE DATA SYSTEMS CORP COM 018581108 952 14876 SH DEFINED 3 14681 0 195 ALLIANCE DATA SYSTEMS CORP COM 018581108 494 7718 SH DEFINED 5 7718 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 13 200 SH DEFINED 8 200 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 7 111 SH DEFINED 18 111 0 0 ALLIANCE HEALTHCARE SRVCS IN COM NEW 018606202 2083 370700 SH DEFINED 3 370700 0 0 ALLIANCE ONE INTL INC COM 018772103 14 2660 SH DEFINED 2660 0 0 ALLIANT ENERGY CORP COM 018802108 206 6198 SH DEFINED 2 6198 0 0 ALLIANT ENERGY CORP COM 018802108 1327 39896 SH DEFINED 3 30967 159 8770 ALLIANT TECHSYSTEMS INC COM 018804104 783 9630 SH DEFINED 2 9630 0 0 ALLIANT TECHSYSTEMS INC COM 018804104 8537 105000 CALL DEFINED 3 105000 0 0 ALLIANT TECHSYSTEMS INC COM 018804104 9706 119388 SH DEFINED 3 118820 0 568 ALLIANT TECHSYSTEMS INC COM 018804104 1000 12300 SH DEFINED 4 0 1900 10400 ALLIANT TECHSYSTEMS INC COM 018804104 105 1297 SH DEFINED 5 1297 0 0 ALLIANT TECHSYSTEMS INC COM 018804104 89 1090 SH DEFINED 0 0 1090 ALLIED DEFENSE GROUP INC COM 019118108 403 55956 SH DEFINED 4 0 14300 41656 ALLIED IRISH BKS P L C SPON ADR ORD 019228402 2 700 SH DEFINED 2 700 0 0 ALLIED IRISH BKS P L C SPON ADR ORD 019228402 412 127900 PUT DEFINED 3 127900 0 0 ALLIED IRISH BKS P L C SPON ADR ORD 019228402 507 157514 SH DEFINED 3 127900 0 29614 ALLIED IRISH BKS P L C SPON ADR ORD 019228402 43 13234 SH DEFINED 5 13234 0 0 ALLIED MOTION TECHNOLOGIES I COM 019330109 450 125000 SH DEFINED 4 0 0 125000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ALLIED NEVADA GOLD CORP COM 019344100 15738 949800 SH DEFINED 1 949800 0 0 ALLIED NEVADA GOLD CORP COM 019344100 10 616 SH DEFINED 3 0 0 616 ALLIED NEVADA GOLD CORP COM 019344100 51 3107 SH DEFINED 5 3107 0 0 ALLIED NEVADA GOLD CORP COM 019344100 43 2600 SH DEFINED 7 0 2600 0 ALLIS CHALMERS ENERGY INC COM PAR $.01NW 019645506 9 2500 SH DEFINED 3 0 0 2500 ALLSTATE CORP COM 020002101 8739 270465 SH DEFINED 2 270465 0 0 ALLSTATE CORP COM 020002101 2620 81100 PUT DEFINED 3 81100 0 0 ALLSTATE CORP COM 020002101 14266 441547 SH DEFINED 3 87031 0 354516 ALLSTATE CORP COM 020002101 99 3050 SH DEFINED 5 3050 0 0 ALLSTATE CORP COM 020002101 26572 822419 SH DEFINED 6 822419 0 0 ALLSTATE CORP COM 020002101 3 100 SH DEFINED 7 0 100 0 ALLSTATE CORP COM 020002101 78 2400 SH DEFINED 16 2400 0 0 ALLSTATE CORP COM 020002101 55 1688 SH DEFINED 18 1688 0 0 ALLSTATE CORP COM 020002101 12 374 SH DEFINED 374 0 0 ALMADEN MINERALS LTD COM 20283107 1 1440 SH DEFINED 5 1440 0 0 ALMOST FAMILY INC COM 020409108 281 7457 SH DEFINED 3 0 0 7457 ALMOST FAMILY INC COM 020409108 8 200 SH DEFINED 8 200 0 0 ALON USA ENERGY INC COM 020520102 156 21522 SH DEFINED 2 21522 0 0 ALON USA ENERGY INC COM 020520102 14 1902 SH DEFINED 3 0 0 1902 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 932 102978 SH DEFINED 3 0 0 102978 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 41 4500 SH DEFINED 13 4500 0 0 ALTAIR NANOTECHNOLOGIES INC COM 021373105 5 6409 SH DEFINED 3 4449 0 1960 ALTERA CORP COM 021441100 42389 1744400 SH DEFINED 1 1744400 0 0 ALTERA CORP COM 021441100 6075 249984 SH DEFINED 2 249984 0 0 ALTERA CORP COM 021441100 174 7172 SH DEFINED 3 3478 0 3694 ALTERA CORP COM 021441100 948 39000 SH DEFINED 4 0 6200 32800 ALTERA CORP COM 021441100 17 700 SH DEFINED 5 700 0 0 ALTERA CORP COM 021441100 30 1233 SH DEFINED 18 1233 0 0 ALTERA CORP COM 021441100 4 178 SH DEFINED 178 0 0 ALUMINA LTD SPONSORED ADR 022205108 19 3054 SH DEFINED 2 3054 0 0 ALUMINA LTD SPONSORED ADR 022205108 2 315 SH DEFINED 5 315 0 0 ALUMINA LTD SPONSORED ADR 22205108 2 271 SH DEFINED 15 271 0 0 ALUMINA LTD SPONSORED ADR 022205108 213 34000 SH OTHER S;6 34000 0 0 ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 5 200 SH DEFINED 2 200 0 0 ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 21 820 SH DEFINED 3 0 0 820 ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 3 100 SH DEFINED 5 100 0 0 ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 21 800 SH DEFINED 800 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 0 100 SH DEFINED 3 0 0 100 AMAZON COM INC COM 023135106 2308 17000 SH DEFINED 1 17000 0 0 AMAZON COM INC COM 023135106 27801 204765 SH DEFINED 2 204765 0 0 AMAZON COM INC COM 023135106 6789 50000 CALL DEFINED 3 50000 0 0 AMAZON COM INC COM 023135106 9083 66898 SH DEFINED 3 16513 0 50385 AMAZON COM INC COM 023135106 546 4019 SH DEFINED 5 4019 0 0 AMAZON COM INC COM 023135106 1 11 SH DEFINED 8 11 0 0 AMAZON COM INC COM 023135106 212 1560 SH DEFINED 16 1560 0 0 AMAZON COM INC COM 023135106 356 2622 SH DEFINED 18 2622 0 0 AMAZON COM INC COM 023135106 320 2357 SH DEFINED 82 2275 0 AMBAC FINL GROUP INC COM 023139108 3 5171 SH DEFINED 3 0 0 5171 AMBAC FINL GROUP INC COM 023139108 0 50 SH DEFINED 5 50 0 0 AMBAC FINL GROUP INC COM 023139108 2 3135 SH DEFINED 16 3135 0 0 AMBAC FINL GROUP INC COM 023139108 1 1480 SH DEFINED 1480 0 0 AMBAC FINL GROUP INC COM 023139108 0 100 SH SOLE 100 0 0 AMBASSADORS INTL INC COM 023178106 15 29800 SH DEFINED 4 0 0 29800 AMEDISYS INC COM 023436108 1392 25217 SH DEFINED 2 25217 0 0 AMEDISYS INC COM 023436108 800 14480 SH DEFINED 3 0 0 14480 AMEDISYS INC COM 023436108 3550 64280 SH DEFINED 4 0 35480 28800 AMEDISYS INC COM 023436108 755 13673 SH DEFINED 5 13673 0 0 AMEDISYS INC COM 023436108 70 1276 SH DEFINED 8 1276 0 0 AMEREN CORP COM 023608102 2710 103908 SH DEFINED 2 103908 0 0 AMEREN CORP COM 023608102 3299 126514 SH DEFINED 3 2646 0 123868
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- AMEREN CORP COM 023608102 18 681 SH DEFINED 18 681 0 0 AMEREN CORP COM 023608102 9 326 SH DEFINED 326 0 0 AMERICAN APPAREL INC COM 023850100 14 4500 SH DEFINED 5 4500 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 8 800 SH DEFINED 3 0 0 800 AMERICAN CAMPUS CMNTYS INC COM 024835100 2482 89747 SH DEFINED 2 89747 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 49 1758 SH DEFINED 3 0 0 1758 AMERICAN COMMERCIAL LINES COM PAR $0.01 025195405 55 2188 SH DEFINED 3 0 0 2188 AMERICAN DAIRY INC COM 025334103 2 127 SH DEFINED 2 127 0 0 AMERICAN DAIRY INC COM 025334103 12 645 SH DEFINED 3 0 0 645 AMERICAN DG ENERGY INC COM 025398108 1815 607143 SH DEFINED 13 607143 0 0 AMERICAN ELEC PWR INC COM 025537101 37390 1093900 SH DEFINED 1 1093900 0 0 AMERICAN ELEC PWR INC COM 025537101 8774 256694 SH DEFINED 2 256694 0 0 AMERICAN ELEC PWR INC COM 025537101 9123 266905 SH DEFINED 3 80283 9035 177587 AMERICAN ELEC PWR INC COM 025537101 10256 300045 SH DEFINED 4 0 108730 191315 AMERICAN ELEC PWR INC COM 025537101 14786 432598 SH DEFINED 5 432598 0 0 AMERICAN ELEC PWR INC COM 025537101 305 8920 SH DEFINED 7 0 8920 0 AMERICAN ELEC PWR INC COM 025537101 1100 32168 SH DEFINED 8 31846 322 0 AMERICAN ELEC PWR INC COM 025537101 10 290 SH DEFINED 9 290 0 0 AMERICAN ELEC PWR INC COM 025537101 103 3000 SH DEFINED 10 3000 0 0 AMERICAN ELEC PWR INC COM 025537101 200 5850 SH DEFINED 11 5850 0 0 AMERICAN ELEC PWR INC COM 025537101 236 6915 SH DEFINED 15 6915 0 0 AMERICAN ELEC PWR INC COM 025537101 2 45 SH DEFINED 16 0 45 0 AMERICAN ELEC PWR INC COM 025537101 1814 53068 SH DEFINED 18 53068 0 0 AMERICAN ELEC PWR INC COM 025537101 4320 126400 SH DEFINED 5;1 126400 0 0 AMERICAN ELEC PWR INC COM 025537101 79 2304 SH DEFINED 2304 0 0 AMERICAN ELEC PWR INC COM 025537101 6 184 SH SOLE 184 0 0 AMERICAN EQTY INVT LIFE HLD COM 025676206 30 2840 SH DEFINED 3 0 0 2840 AMERICAN EQTY INVT LIFE HLD COM 025676206 1065 100000 SH DEFINED 4 0 0 100000 AMERICAN EXPRESS CO COM 025816109 8549 207200 SH DEFINED 1 207200 0 0 AMERICAN EXPRESS CO COM 025816109 34011 824316 SH DEFINED 2 824316 0 0 AMERICAN EXPRESS CO COM 025816109 1857 45000 PUT DEFINED 3 45000 0 0 AMERICAN EXPRESS CO COM 025816109 4276 103634 SH DEFINED 3 54174 0 49460 AMERICAN EXPRESS CO COM 025816109 11000 266599 SH DEFINED 5 266599 0 0 AMERICAN EXPRESS CO COM 025816109 2121 51415 SH DEFINED 7 0 51415 0 AMERICAN EXPRESS CO COM 025816109 628 15222 SH DEFINED 8 8400 6822 0 AMERICAN EXPRESS CO COM 025816109 12 300 SH DEFINED 9 300 0 0 AMERICAN EXPRESS CO COM 025816109 149 3600 SH DEFINED 11 3600 0 0 AMERICAN EXPRESS CO COM 025816109 465 11260 SH DEFINED 13 11260 0 0 AMERICAN EXPRESS CO COM 025816109 619 15000 SH DEFINED 14 15000 0 0 AMERICAN EXPRESS CO COM 025816109 472 11445 SH DEFINED 15 11445 0 0 AMERICAN EXPRESS CO COM 025816109 53 1290 SH DEFINED 16 1050 240 0 AMERICAN EXPRESS CO COM 025816109 182 4420 SH DEFINED 18 4420 0 0 AMERICAN EXPRESS CO COM 025816109 234 5676 SH DEFINED 5676 0 0 AMERICAN EXPRESS CO COM 025816109 1 28 SH SOLE 28 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 615 21608 SH DEFINED 3 21608 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 158 5560 SH DEFINED 5 5560 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 4 150 SH DEFINED 7 0 150 0 AMERICAN FINL GROUP INC OHIO COM 025932104 1 50 SH DEFINED 16 0 50 0 AMERICAN FINL GROUP INC OHIO COM 025932104 9 330 SH DEFINED 18 330 0 0 AMERICAN GREETINGS CORP CL A 026375105 10 492 SH DEFINED 3 0 0 492 AMERICAN INDEPENDENCE CORP COM NEW 026760405 469 75000 SH DEFINED 4 0 0 75000 AMERICAN INTL GROUP INC COM NEW 026874784 2576 75446 SH DEFINED 2 75446 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 2695 78947 SH DEFINED 3 71873 0 7074 AMERICAN INTL GROUP INC COM NEW 026874784 32 949 SH DEFINED 5 949 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 3 78 SH DEFINED 7 0 78 0 AMERICAN INTL GROUP INC COM NEW 026874784 0 2 SH DEFINED 8 2 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 0 8 SH DEFINED 9 8 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 870 25472 SH DEFINED 14 25472 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 29 835 SH DEFINED 15 835 0 0 AMERICAN INTL GROUP INC COM NEW 26874784 51 1500 SH DEFINED 15 1500 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- AMERICAN INTL GROUP INC COM NEW 026874784 1 18 SH DEFINED 18 18 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 1 15 SH DEFINED 5;1 15 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 172 5050 SH DEFINED 5050 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 17 501 SH SOLE 501 0 0 AMERICAN ITALIAN PASTA CO CL A 027070101 79 2030 SH DEFINED 2 2030 0 0 AMERICAN ITALIAN PASTA CO CL A 027070101 557 14333 SH DEFINED 3 0 0 14333 AMERICAN MUN INCOME PORTFOLI COM 027649102 59 4100 SH DEFINED 3 0 0 4100 AMERICAN NATL INS CO COM 028591105 209 1838 SH DEFINED 2 1838 0 0 AMERICAN NATL INS CO COM 028591105 5 42 SH DEFINED 3 42 0 0 AMERICAN ORIENTAL BIOENGR IN COM 028731107 12 3000 SH DEFINED 3 0 0 3000 AMERICAN PAC CORP COM 028740108 479 70200 SH DEFINED 4 0 0 70200 AMERICAN REPROGRAPHICS CO COM 029263100 4 450 SH DEFINED 5 450 0 0 AMERICAN RIVER BANKSHARES COM 029326105 2 300 SH DEFINED 3 0 0 300 AMERICAN SCIENCE & ENGR INC COM 029429107 367 4901 SH DEFINED 2 4901 0 0 AMERICAN SCIENCE & ENGR INC COM 029429107 2997 40000 CALL DEFINED 3 40000 0 0 AMERICAN SCIENCE & ENGR INC COM 029429107 3746 50000 PUT DEFINED 3 50000 0 0 AMERICAN SCIENCE & ENGR INC COM 029429107 4053 54100 SH DEFINED 3 53500 0 600 AMERICAN SCIENCE & ENGR INC COM 029429107 749 10000 SH DEFINED 4 0 4800 5200 AMERICAN SCIENCE & ENGR INC COM 029429107 33 447 SH DEFINED 18 447 0 0 AMERICAN SELECT PORTFOLIO IN COM 029570108 67 5640 SH DEFINED 3 0 0 5640 AMERICAN SHARED HOSPITAL SVC COM 029595105 32 11000 SH DEFINED 4 0 0 11000 AMERICAN SOFTWARE INC CL A 029683109 5 900 SH DEFINED 3 0 0 900 AMERICAN STS WTR CO COM 029899101 176 5070 SH DEFINED 3 0 0 5070 AMERICAN STS WTR CO COM 029899101 312 9000 SH DEFINED 4 0 0 9000 AMERICAN STS WTR CO COM 029899101 135 3900 SH DEFINED 5 3900 0 0 AMERICAN STS WTR CO COM 029899101 874 25200 SH DEFINED 8 25200 0 0 AMERICAN TOWER CORP CL A 029912201 9728 228300 SH DEFINED 1 228300 0 0 AMERICAN TOWER CORP CL A 029912201 10447 245182 SH DEFINED 2 245182 0 0 AMERICAN TOWER CORP CL A 029912201 6766 158800 SH DEFINED 3 109539 0 49261 AMERICAN TOWER CORP CL A 029912201 551 12930 SH DEFINED 4 0 11465 1465 AMERICAN TOWER CORP CL A 029912201 303 7100 SH DEFINED 5 7100 0 0 AMERICAN TOWER CORP CL A 029912201 182 4270 SH DEFINED 7 0 4270 0 AMERICAN TOWER CORP CL A 029912201 8 195 SH DEFINED 8 0 195 0 AMERICAN TOWER CORP CL A 029912201 67 1562 SH DEFINED 10 1562 0 0 AMERICAN TOWER CORP CL A 029912201 35 815 SH DEFINED 17 0 0 815 AMERICAN TOWER CORP CL A 029912201 187 4383 SH DEFINED 18 4383 0 0 AMERICAN TOWER CORP CL A 029912201 9 200 SH DEFINED 200 0 0 AMERICAN TOWER CORP CL A 029912201 891 20919 SH SOLE 20919 0 0 AMERN STRATEGIC INCOME PTFL COM 030099105 27 2604 SH DEFINED 3 0 0 2604 AMERICAN SUPERCONDUCTOR CORP COM 030111108 156 5393 SH DEFINED 2 5393 0 0 AMERICAN SUPERCONDUCTOR CORP COM 030111108 581 20097 SH DEFINED 3 20000 0 97 AMERICAN SUPERCONDUCTOR CORP COM 030111108 14 475 SH DEFINED 5 475 0 0 AMERICAN SUPERCONDUCTOR CORP COM 030111108 20 704 SH DEFINED 16 704 0 0 AMERICAN SUPERCONDUCTOR CORP COM 030111108 3 120 SH DEFINED 18 120 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 73 3362 SH DEFINED 3 184 0 3178 AMERICAN WTR WKS CO INC NEW COM 030420103 65 3000 SH DEFINED 5 3000 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 783 36000 SH DEFINED 8 36000 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 17 800 SH DEFINED 15 800 0 0 AMERON INTL INC COM 030710107 267 4240 SH DEFINED 2 4240 0 0 AMERON INTL INC COM 030710107 140 2230 SH DEFINED 3 0 0 2230 AMERIGAS PARTNERS L P UNIT L P INT 030975106 684 17074 SH DEFINED 2 17074 0 0 AMERIGAS PARTNERS L P UNIT L P INT 030975106 841 20995 SH DEFINED 3 0 0 20995 AMERIGAS PARTNERS L P UNIT L P INT 030975106 23 576 SH DEFINED 576 0 0 AMETEK INC NEW COM 031100100 6833 164800 SH DEFINED 1 164800 0 0 AMETEK INC NEW COM 031100100 1634 39408 SH DEFINED 3 30298 0 9110 AMETEK INC NEW COM 031100100 1115 26900 SH DEFINED 4 0 4200 22700 AMGEN INC COM 031162100 30697 513013 SH DEFINED 2 513013 0 0 AMGEN INC COM 031162100 20166 337012 SH DEFINED 3 11025 0 325987 AMGEN INC COM 031162100 14828 247810 SH DEFINED 4 0 112005 135805 AMGEN INC COM 031162100 2481 41465 SH DEFINED 5 41465 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- AMGEN INC COM 031162100 14 235 SH DEFINED 7 0 235 0 AMGEN INC COM 031162100 24 400 SH DEFINED 8 400 0 0 AMGEN INC COM 031162100 223 3734 SH DEFINED 10 3734 0 0 AMGEN INC COM 031162100 197 3300 SH DEFINED 14 3300 0 0 AMGEN INC COM 031162100 142 2376 SH DEFINED 15 2376 0 0 AMGEN INC COM 031162100 793 13246 SH DEFINED 18 13246 0 0 AMGEN INC COM 031162100 441 7365 SH DEFINED 785 6580 0 AMGEN INC COM 031162100 94 1569 SH SOLE 1569 0 0 AMKOR TECHNOLOGY INC COM 031652100 4 530 SH DEFINED 3 0 0 530 AMPCO-PITTSBURGH CORP COM 032037103 89 3603 SH DEFINED 2 3603 0 0 AMPHENOL CORP NEW CL A 032095101 6996 165827 SH DEFINED 2 165827 0 0 AMPHENOL CORP NEW CL A 032095101 1357 32160 SH DEFINED 3 4139 0 28021 AMPHENOL CORP NEW CL A 032095101 5 124 SH DEFINED 5 124 0 0 AMPHENOL CORP NEW CL A 032095101 2 49 SH DEFINED 7 0 49 0 AMPHENOL CORP NEW CL A 032095101 40 942 SH DEFINED 18 942 0 0 AMREP CORP NEW COM 032159105 189 13000 SH DEFINED 4 0 0 13000 AMYLIN PHARMACEUTICALS INC COM 032346108 71 3137 SH DEFINED 2 3137 0 0 AMYLIN PHARMACEUTICALS INC COM 032346108 382 17005 SH DEFINED 3 376 0 16629 AMTRUST FINANCIAL SERVICES I COM 032359309 139 9954 SH DEFINED 2 9954 0 0 AMTRUST FINANCIAL SERVICES I COM 032359309 3 225 SH DEFINED 16 0 225 0 ANADARKO PETE CORP COM 032511107 101190 1389400 SH DEFINED 1 1365000 0 24400 ANADARKO PETE CORP COM 032511107 15765 216457 SH DEFINED 2 216457 0 0 ANADARKO PETE CORP COM 032511107 10410 142936 SH DEFINED 3 45464 0 97472 ANADARKO PETE CORP COM 032511107 15040 206505 SH DEFINED 4 0 83435 123070 ANADARKO PETE CORP COM 032511107 589 8094 SH DEFINED 5 8094 0 0 ANADARKO PETE CORP COM 032511107 2609 35820 SH DEFINED 7 0 35820 0 ANADARKO PETE CORP COM 032511107 53 730 SH DEFINED 8 0 730 0 ANADARKO PETE CORP COM 032511107 88 1215 SH DEFINED 9 1215 0 0 ANADARKO PETE CORP COM 032511107 544 7476 SH DEFINED 10 7476 0 0 ANADARKO PETE CORP COM 032511107 328 4500 SH DEFINED 11 4500 0 0 ANADARKO PETE CORP COM 032511107 6 80 SH DEFINED 15 80 0 0 ANADARKO PETE CORP COM 032511107 36 495 SH DEFINED 16 495 0 0 ANADARKO PETE CORP COM 032511107 161 2204 SH DEFINED 18 2204 0 0 ANADARKO PETE CORP COM 032511107 11368 156093 SH DEFINED 5;1 156093 0 0 ANADARKO PETE CORP COM 032511107 353 4851 SH DEFINED 4851 0 0 ANADARKO PETE CORP COM 032511107 175 2409 SH SOLE 2409 0 0 ANALOG DEVICES INC COM 032654105 72 2500 SH DEFINED 1 2500 0 0 ANALOG DEVICES INC COM 032654105 6858 237973 SH DEFINED 2 237973 0 0 ANALOG DEVICES INC COM 032654105 1324 45930 SH DEFINED 3 34875 119 10936 ANALOG DEVICES INC COM 032654105 6 200 SH DEFINED 5 200 0 0 ANALOG DEVICES INC COM 032654105 4 156 SH DEFINED 18 156 0 0 ANALOG DEVICES INC COM 032654105 160 5555 SH DEFINED 5555 0 0 ANALOGIC CORP COM PAR $0.05 032657207 203 4751 SH DEFINED 2 4751 0 0 ANALOGIC CORP COM PAR $0.05 032657207 9 200 SH DEFINED 8 200 0 0 ANALOGIC CORP COM PAR $0.05 032657207 2 45 SH DEFINED 18 45 0 0 ANAREN INC COM 032744104 755 53000 SH DEFINED 4 0 0 53000 ANDERSONS INC COM 034164103 656 19600 SH DEFINED 4 0 0 19600 ANDERSONS INC COM 034164103 77 2305 SH DEFINED 5 2305 0 0 ANGIOTECH PHARMACEUTICALS IN COM 034918102 20 18500 SH DEFINED 3 0 0 18500 ANGIOTECH PHARMACEUTICALS IN COM 034918102 25 23060 SH DEFINED 5 23060 0 0 ANGIOTECH PHARMACEUTICALS IN COM 34918102 3 3000 SH DEFINED 5 3000 0 0 ANGIOTECH PHARMACEUTICALS IN COM 034918102 4 3320 SH DEFINED 6 3320 0 0 ANGIOTECH PHARMACEUTICALS IN COM 034918102 11 10000 SH DEFINED 7 0 10000 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 185 4883 SH DEFINED 3 0 0 4883 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 68 1792 SH DEFINED 5 1792 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 65 1710 SH DEFINED 13 1710 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 35128206 3 68 SH DEFINED 15 68 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 490 12900 SH DEFINED 16 12900 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 350 9230 SH DEFINED 18 9230 0 0 ANIXTER INTL INC COM 035290105 62 1319 SH DEFINED 2 1319 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ANIXTER INTL INC COM 035290105 222 4735 SH DEFINED 3 0 0 4735 ANIXTER INTL INC COM 035290105 10 210 SH DEFINED 5 210 0 0 ANNALY CAP MGMT INC COM 035710409 788 45857 SH DEFINED 2 45857 0 0 ANNALY CAP MGMT INC COM 035710409 19843 1155007 SH DEFINED 3 1451 0 1153556 ANNALY CAP MGMT INC COM 035710409 591 34414 SH DEFINED 5 34414 0 0 ANNALY CAP MGMT INC COM 035710409 40 2315 SH DEFINED 8 2315 0 0 ANNALY CAP MGMT INC COM 035710409 45 2638 SH DEFINED 15 2638 0 0 ANNALY CAP MGMT INC COM 035710409 108 6290 SH DEFINED 16 6290 0 0 ANNALY CAP MGMT INC COM 035710409 181 10509 SH DEFINED 18 10509 0 0 ANNALY CAP MGMT INC COM 035710409 16 958 SH DEFINED 958 0 0 ANNTAYLOR STORES CORP COM 036115103 59 2862 SH DEFINED 3 0 0 2862 ANNTAYLOR STORES CORP COM 036115103 250 12090 SH DEFINED 10 12090 0 0 ANNTAYLOR STORES CORP COM 036115103 7 345 SH SOLE 345 0 0 ANTIGENICS INC DEL COM 037032109 15 20659 SH DEFINED 3 0 0 20659 ANWORTH MORTGAGE ASSET CP COM 037347101 809 120083 SH DEFINED 2 120083 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 2884 427835 SH DEFINED 3 0 0 427835 AON CORP COM 037389103 5060 118482 SH DEFINED 2 118482 0 0 AON CORP COM 037389103 256 5991 SH DEFINED 3 2977 0 3014 AON CORP COM 037389103 4 103 SH DEFINED 5 103 0 0 AON CORP COM 037389103 205 4808 SH DEFINED 10 4808 0 0 AON CORP COM 037389103 86 2015 SH DEFINED 17 0 0 2015 AON CORP COM 037389103 581 13597 SH DEFINED 18 13597 0 0 AON CORP COM 037389103 12 292 SH DEFINED 292 0 0 AON CORP COM 037389103 186 4350 SH SOLE 4350 0 0 APACHE CORP COM 037411105 61722 608100 SH DEFINED 1 608100 0 0 APACHE CORP COM 037411105 18244 179739 SH DEFINED 2 179739 0 0 APACHE CORP COM 037411105 8749 86196 SH DEFINED 3 43717 0 42479 APACHE CORP COM 037411105 15205 149807 SH DEFINED 4 0 64022 85785 APACHE CORP COM 037411105 9271 91343 SH DEFINED 5 91343 0 0 APACHE CORP COM 037411105 1368 13481 SH DEFINED 7 0 13481 0 APACHE CORP COM 037411105 269 2650 SH DEFINED 8 2455 195 0 APACHE CORP COM 037411105 51 500 SH DEFINED 9 500 0 0 APACHE CORP COM 037411105 7 65 SH DEFINED 15 65 0 0 APACHE CORP COM 037411105 1239 12203 SH DEFINED 18 12203 0 0 APACHE CORP COM 037411105 75 735 SH DEFINED 5;1 735 0 0 APACHE CORP COM 037411105 31 301 SH DEFINED 301 0 0 APOGEE ENTERPRISES INC COM 037598109 4 280 SH DEFINED 18 280 0 0 APOLLO GROUP INC CL A 037604105 5797 94581 SH DEFINED 2 94581 0 0 APOLLO GROUP INC CL A 037604105 9194 150000 PUT DEFINED 3 150000 0 0 APOLLO GROUP INC CL A 037604105 1154 18825 SH DEFINED 3 12014 0 6811 APOLLO GROUP INC CL A 037604105 16 255 SH DEFINED 5 255 0 0 APOLLO GROUP INC CL A 037604105 2 27 SH DEFINED 8 27 0 0 APOLLO GROUP INC CL A 037604105 138 2248 SH DEFINED 18 2248 0 0 APPLE INC COM 037833100 135760 577700 SH DEFINED 1 577700 0 0 APPLE INC COM 037833100 142400 605959 SH DEFINED 2 605959 0 0 APPLE INC COM 037833100 7708 32800 CALL DEFINED 3 32800 0 0 APPLE INC COM 037833100 705 3000 PUT DEFINED 3 3000 0 0 APPLE INC COM 037833100 42933 182695 SH DEFINED 3 24078 0 158617 APPLE INC COM 037833100 1767 7520 SH DEFINED 4 0 6655 865 APPLE INC COM 037833100 27548 117226 SH DEFINED 5 117226 0 0 APPLE INC COM 037833100 47 200 SH DEFINED 6 200 0 0 APPLE INC COM 037833100 2633 11203 SH DEFINED 7 0 11203 0 APPLE INC COM 037833100 1485 6321 SH DEFINED 8 5661 660 0 APPLE INC COM 037833100 157 670 SH DEFINED 9 670 0 0 APPLE INC COM 037833100 1579 6720 SH DEFINED 10 6720 0 0 APPLE INC COM 037833100 705 3000 SH DEFINED 11 3000 0 0 APPLE INC COM 037833100 763 3245 SH DEFINED 13 3245 0 0 APPLE INC COM 037833100 122 520 SH DEFINED 15 520 0 0 APPLE INC COM 037833100 893 3801 SH DEFINED 16 3801 0 0 APPLE INC COM 037833100 1332 5668 SH DEFINED 18 5668 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- APPLE INC COM 037833100 19616 83471 SH DEFINED 5;1 83471 0 0 APPLE INC COM 037833100 1415 6022 SH DEFINED 3436 2586 0 APPLE INC COM 037833100 309 1314 SH SOLE 1314 0 0 APPLIED MATLS INC COM 038222105 10151 753722 SH DEFINED 2 753722 0 0 APPLIED MATLS INC COM 038222105 4918 365143 SH DEFINED 3 99860 0 265283 APPLIED MATLS INC COM 038222105 65 4803 SH DEFINED 5 4803 0 0 APPLIED MATLS INC COM 038222105 2 118 SH DEFINED 7 0 118 0 APPLIED MATLS INC COM 038222105 23 1700 SH DEFINED 8 1700 0 0 APPLIED MATLS INC COM 038222105 8 600 SH DEFINED 9 600 0 0 APPLIED MATLS INC COM 038222105 358 26600 SH DEFINED 15 26600 0 0 APPLIED MATLS INC COM 038222105 134 9950 SH DEFINED 16 8700 1250 0 APPLIED MATLS INC COM 038222105 120 8936 SH DEFINED 18 8936 0 0 APPLIED MATLS INC COM 038222105 6 443 SH DEFINED 443 0 0 APPLIED MATLS INC COM 038222105 4 280 SH SOLE 280 0 0 APPLIED SIGNAL TECHNOLOGY IN COM 038237103 3720 190000 SH DEFINED 3 190000 0 0 APTARGROUP INC COM 038336103 525 13339 SH DEFINED 2 13339 0 0 APTARGROUP INC COM 038336103 1014 25775 SH DEFINED 3 19000 0 6775 APTARGROUP INC COM 038336103 653 16600 SH DEFINED 4 0 2700 13900 APTARGROUP INC COM 38336103 11 273 SH DEFINED 15 273 0 0 APTARGROUP INC COM 038336103 4 94 SH DEFINED 18 94 0 0 ARBOR RLTY TR INC COM 038923108 123 37850 SH DEFINED 3 0 0 37850 ARCH COAL INC COM 039380100 442 19331 SH DEFINED 2 19331 0 0 ARCH COAL INC COM 039380100 3254 142386 SH DEFINED 3 75376 0 67010 ARCH COAL INC COM 039380100 37 1638 SH DEFINED 5 1638 0 0 ARCH COAL INC COM 039380100 14 600 SH DEFINED 16 0 600 0 ARCH COAL INC COM 039380100 13 555 SH DEFINED 18 555 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 10477 362530 SH DEFINED 2 362530 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 1698 58762 SH DEFINED 3 9904 0 48858 ARCHER DANIELS MIDLAND CO COM 039483102 216 7462 SH DEFINED 5 7462 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 32 1100 SH DEFINED 7 0 1100 0 ARCHER DANIELS MIDLAND CO COM 039483102 3 100 SH DEFINED 8 100 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 22 775 SH DEFINED 9 775 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 51 1750 SH DEFINED 14 1750 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 2 67 SH DEFINED 15 67 0 0 ARCHER DANIELS MIDLAND CO COM 39483102 15 511 SH DEFINED 15 511 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 45 1560 SH DEFINED 16 1000 560 0 ARCHER DANIELS MIDLAND CO COM 039483102 9 320 SH DEFINED 17 0 0 320 ARCHER DANIELS MIDLAND CO COM 039483102 252 8718 SH DEFINED 18 8718 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 98 3385 SH DEFINED 507 0 2878 ARCHER DANIELS MIDLAND CO UNIT 99/99/9999 039483201 29 700 PRN DEFINED 3 0 0 700 ARCSIGHT INC COM 039666102 7038 250000 CALL DEFINED 3 250000 0 0 ARCSIGHT INC COM 039666102 590 20948 SH DEFINED 3 0 0 20948 ARCSIGHT INC COM 039666102 187 6628 SH DEFINED 14 6628 0 0 ARCTIC CAT INC COM 039670104 575 53000 SH DEFINED 4 0 0 53000 ARENA PHARMACEUTICALS INC COM 040047102 2 780 SH DEFINED 2 780 0 0 ARENA PHARMACEUTICALS INC COM 040047102 1 400 SH DEFINED 3 0 0 400 ARENA RESOURCES INC COM 040049108 12 351 SH DEFINED 3 0 0 351 ARENA RESOURCES INC COM 040049108 1 18 SH DEFINED 18 18 0 0 ARGON ST INC COM 040149106 6 212 SH DEFINED 3 0 0 212 ARLINGTON ASSET INVT CORP CL A NEW 041356205 7 367 SH DEFINED 3 0 0 367 ARM HLDGS PLC SPONSORED ADR 042068106 153 14300 SH DEFINED 1 14300 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 576 54000 PUT DEFINED 3 54000 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 779 73032 SH DEFINED 3 73032 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 2664 249696 SH DEFINED 5 249696 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 57 5378 SH DEFINED 8 5378 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 4 380 SH DEFINED 18 380 0 0 ARROW ELECTRS INC COM 042735100 1043 34625 SH DEFINED 3 33800 0 825 ARROW ELECTRS INC COM 042735100 1 22 SH DEFINED 15 22 0 0 ARROW ELECTRS INC COM 042735100 7 224 SH DEFINED 16 224 0 0 ARROW FINL CORP COM 042744102 7 257 SH DEFINED 3 0 0 257
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ARTESIAN RESOURCES CORP CL A 043113208 98 5570 SH DEFINED 3 0 0 5570 ARTHROCARE CORP COM 043136100 36 1200 SH DEFINED 3 0 0 1200 ARUBA NETWORKS INC COM 043176106 1292 94600 SH DEFINED 1 94600 0 0 ARUBA NETWORKS INC COM 043176106 14 1000 SH DEFINED 5 1000 0 0 ASBURY AUTOMOTIVE GROUP INC COM 043436104 665 50000 SH DEFINED 4 0 0 50000 ASCENT MEDIA CORP COM SER A 043632108 886 32500 SH DEFINED 1 32500 0 0 ASCENT MEDIA CORP COM SER A 043632108 1 54 SH DEFINED 3 0 0 54 ASCENT MEDIA CORP COM SER A 043632108 13 492 SH DEFINED 16 492 0 0 ASHFORD HOSPITALITY TR INC COM SHS 044103109 54 7500 SH DEFINED 3 7500 0 0 ASHLAND INC NEW COM 044209104 4976 94300 SH DEFINED 1 94300 0 0 ASHLAND INC NEW COM 044209104 1332 25239 SH DEFINED 3 22007 0 3232 ASHLAND INC NEW COM 044209104 39 744 SH DEFINED 15 744 0 0 ASIA PAC FD INC COM 044901106 22 2200 SH DEFINED 5 2200 0 0 ASPEN TECHNOLOGY INC COM 045327103 10 1000 SH DEFINED 3 0 0 1000 ASPEN TECHNOLOGY INC COM 045327103 4848 472932 SH DEFINED 4 0 159850 313082 ASSOCIATED BANC CORP COM 045487105 36 2632 SH DEFINED 2 2632 0 0 ASSOCIATED BANC CORP COM 045487105 772 56099 SH DEFINED 3 48865 0 7234 ASSOCIATED BANC CORP COM 045487105 1 38 SH DEFINED 18 38 0 0 ASTA FDG INC COM 046220109 4715 669757 SH DEFINED 4 0 169250 500507 ASTEC INDS INC COM 046224101 17 600 SH DEFINED 3 0 0 600 ASTEC INDS INC COM 046224101 7 235 SH DEFINED 5 235 0 0 ASTORIA FINL CORP COM 046265104 6 435 SH DEFINED 3 0 0 435 ASTRAZENECA PLC SPONSORED ADR 046353108 1133 25325 SH DEFINED 2 25325 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 1359 30378 SH DEFINED 3 8350 0 22028 ASTRAZENECA PLC SPONSORED ADR 046353108 434 9695 SH DEFINED 5 9695 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 59 1320 SH DEFINED 7 0 1320 0 ASTRAZENECA PLC SPONSORED ADR 046353108 3 60 SH DEFINED 8 60 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 246 5500 SH DEFINED 15 5500 0 0 ASTRAZENECA PLC SPONSORED ADR 46353108 1 32 SH DEFINED 15 32 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 39 872 SH DEFINED 16 872 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 462 10334 SH DEFINED 18 10334 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 91 2034 SH DEFINED 2034 0 0 ASTRONICS CORP COM 046433108 24 2400 SH DEFINED 3 0 0 2400 ASTRONICS CORP COM 046433108 4 400 SH DEFINED 16 400 0 0 ATLANTIC TELE NETWORK INC COM NEW 049079205 16 365 SH DEFINED 5 365 0 0 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 3570 67300 SH DEFINED 4 0 32500 34800 ATLAS ENERGY INC COM 049298102 3289 105700 SH DEFINED 1 105700 0 0 ATLAS ENERGY INC COM 049298102 166 5329 SH DEFINED 2 5329 0 0 ATLAS ENERGY INC COM 049298102 323 10378 SH DEFINED 3 0 0 10378 ATLAS ENERGY INC COM 049298102 58 1857 SH SOLE 1857 0 0 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 26 1897 SH DEFINED 2 1897 0 0 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 56 4000 SH DEFINED 3 0 0 4000 ATMEL CORP COM 049513104 964 191353 SH DEFINED 2 191353 0 0 ATMEL CORP COM 049513104 779 154505 SH DEFINED 3 129105 0 25400 ATMOS ENERGY CORP COM 049560105 410 14354 SH DEFINED 2 14354 0 0 ATMOS ENERGY CORP COM 049560105 862 30178 SH DEFINED 3 26130 0 4048 ATMOS ENERGY CORP COM 049560105 120 4200 SH DEFINED 18 4200 0 0 ATWOOD OCEANICS INC COM 050095108 187 5396 SH DEFINED 2 5396 0 0 ATWOOD OCEANICS INC COM 050095108 870 25110 SH DEFINED 3 15926 0 9184 ATWOOD OCEANICS INC COM 050095108 55 1578 SH DEFINED 5 1578 0 0 ATWOOD OCEANICS INC COM 050095108 28 800 SH DEFINED 18 800 0 0 AUDIOVOX CORP CL A 050757103 669 86000 SH DEFINED 4 0 0 86000 AUGUSTA RES CORP COM NEW 050912203 2425 911600 SH DEFINED 1 911600 0 0 AUGUSTA RES CORP COM NEW 050912203 13 5000 SH DEFINED 5 5000 0 0 AUTHENTEC INC COM 052660107 1 500 SH DEFINED 3 0 0 500 AUTODESK INC COM 052769106 3955 134608 SH DEFINED 2 134608 0 0 AUTODESK INC COM 052769106 329 11188 SH DEFINED 3 2535 0 8653 AUTODESK INC COM 052769106 967 32910 SH DEFINED 4 0 5100 27810 AUTODESK INC COM 052769106 12 400 SH DEFINED 5 400 0 0 AUTODESK INC COM 052769106 14 492 SH DEFINED 18 492 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- AUTOLIV INC COM 052800109 88 1700 SH DEFINED 1 1700 0 0 AUTOLIV INC COM 052800109 66 1275 SH DEFINED 3 226 0 1049 AUTOLIV INC COM 052800109 10 190 SH DEFINED 5 190 0 0 AUTOLIV INC COM 052800109 1 14 SH DEFINED 18 14 0 0 AUTOLIV INC COM 052800109 9115 176885 SH DEFINED 5;1 176885 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 13177 296323 SH DEFINED 2 296323 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 15203 341877 SH DEFINED 3 26558 53640 261679 AUTOMATIC DATA PROCESSING IN COM 053015103 1258 28283 SH DEFINED 5 28283 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 2 50 SH DEFINED 7 0 50 0 AUTOMATIC DATA PROCESSING IN COM 053015103 64 1438 SH DEFINED 8 1438 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 180 4050 SH DEFINED 15 4050 0 0 AUTOMATIC DATA PROCESSING IN COM 53015103 9 200 SH DEFINED 15 200 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 12 275 SH DEFINED 16 0 275 0 AUTOMATIC DATA PROCESSING IN COM 053015103 682 15339 SH DEFINED 18 15339 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 10 231 SH DEFINED 231 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 2 50 SH SOLE 50 0 0 AUTOZONE INC COM 053332102 2526 14596 SH DEFINED 2 14596 0 0 AUTOZONE INC COM 053332102 745 4303 SH DEFINED 3 328 0 3975 AUTOZONE INC COM 053332102 714 4127 SH DEFINED 10 4127 0 0 AUTOZONE INC COM 053332102 203 1175 SH DEFINED 500 0 675 AVALONBAY CMNTYS INC COM 053484101 2003 23201 SH DEFINED 2 23201 0 0 AVALONBAY CMNTYS INC COM 053484101 77 896 SH DEFINED 3 896 0 0 AVALONBAY CMNTYS INC COM 053484101 69 802 SH DEFINED 18 802 0 0 AVALONBAY CMNTYS INC COM 053484101 5 58 SH DEFINED 58 0 0 AVERY DENNISON CORP COM 053611109 1091 29953 SH DEFINED 3 1240 0 28713 AVERY DENNISON CORP COM 053611109 57 1575 SH DEFINED 5 1575 0 0 AVIS BUDGET GROUP COM 053774105 5 452 SH DEFINED 3 0 0 452 AVNET INC COM 053807103 12 398 SH DEFINED 2 398 0 0 AVNET INC COM 053807103 1575 52500 SH DEFINED 3 42708 0 9792 AVNET INC COM 053807103 65 2155 SH DEFINED 5 2155 0 0 AVON PRODS INC COM 054303102 6196 182939 SH DEFINED 2 182939 0 0 AVON PRODS INC COM 054303102 804 23728 SH DEFINED 3 4725 0 19003 AVON PRODS INC COM 054303102 175 5155 SH DEFINED 5 5155 0 0 AVON PRODS INC COM 054303102 117 3451 SH DEFINED 10 3451 0 0 AVON PRODS INC COM 054303102 119 3500 SH DEFINED 17 0 0 3500 AVON PRODS INC COM 054303102 300 8866 SH DEFINED 18 8866 0 0 AVON PRODS INC COM 054303102 195 5750 SH SOLE 5750 0 0 AXA SPONSORED ADR 054536107 539 24475 SH DEFINED 2 24475 0 0 AXA SPONSORED ADR 054536107 21 973 SH DEFINED 3 0 0 973 AXA SPONSORED ADR 054536107 341 15481 SH DEFINED 5 15481 0 0 AXA SPONSORED ADR 054536107 3 120 SH DEFINED 7 0 120 0 AXA SPONSORED ADR 054536107 52 2360 SH DEFINED 14 2360 0 0 AXA SPONSORED ADR 054536107 13 582 SH DEFINED 18 582 0 0 AXA SPONSORED ADR 054536107 5401 245047 SH DEFINED 5;1 245047 0 0 AXA SPONSORED ADR 054536107 10 449 SH DEFINED 449 0 0 AXCELIS TECHNOLOGIES INC COM 054540109 1 322 SH DEFINED 3 0 0 322 BB&T CORP COM 054937107 9599 296343 SH DEFINED 2 296343 0 0 BB&T CORP COM 054937107 9062 279785 SH DEFINED 3 198718 0 81067 BB&T CORP COM 054937107 10508 324435 SH DEFINED 4 0 135195 189240 BB&T CORP COM 054937107 47 1458 SH DEFINED 5 1458 0 0 BB&T CORP COM 054937107 4 120 SH DEFINED 7 0 120 0 BB&T CORP COM 054937107 87 2700 SH DEFINED 8 2700 0 0 BB&T CORP COM 054937107 497 15350 SH DEFINED 18 15350 0 0 BB&T CORP COM 054937107 282 8717 SH DEFINED 3943 4774 0 BJ SVCS CO COM 055482103 3195 149295 SH DEFINED 2 149295 0 0 BJ SVCS CO COM 055482103 5043 235651 SH DEFINED 3 228926 0 6725 BJ SVCS CO COM 055482103 9 400 SH DEFINED 5 400 0 0 BJ SVCS CO COM 055482103 32 1505 SH DEFINED 16 1505 0 0 BJ SVCS CO COM 055482103 5 214 SH DEFINED 18 214 0 0 BP PLC SPONSORED ADR 055622104 34450 603641 SH DEFINED 3 2401 41356 559884
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BP PLC SPONSORED ADR 055622104 3520 61670 SH DEFINED 5 61670 0 0 BP PLC SPONSORED ADR 055622104 504 8832 SH DEFINED 7 0 8832 0 BP PLC SPONSORED ADR 055622104 58 1011 SH DEFINED 8 961 50 0 BP PLC SPONSORED ADR 055622104 254 4452 SH DEFINED 9 4452 0 0 BP PLC SPONSORED ADR 055622104 126 2210 SH DEFINED 10 2210 0 0 BP PLC SPONSORED ADR 055622104 140 2453 SH DEFINED 11 2453 0 0 BP PLC SPONSORED ADR 055622104 150 2620 SH DEFINED 15 2620 0 0 BP PLC SPONSORED ADR 55622104 2 42 SH DEFINED 15 42 0 0 BP PLC SPONSORED ADR 055622104 100 1746 SH DEFINED 16 1746 0 0 BP PLC SPONSORED ADR 055622104 4459 78133 SH DEFINED 18 78133 0 0 BP PLC SPONSORED ADR 055622104 734 12864 SH OTHER S;6 12864 0 0 BP PLC SPONSORED ADR 055622104 717 12555 SH DEFINED 7732 4823 0 BP PLC SPONSORED ADR 055622104 1 25 SH SOLE 25 0 0 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 18 178 SH DEFINED 2 178 0 0 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 991 10034 SH DEFINED 3 0 0 10034 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 730 7396 SH DEFINED 5 7396 0 0 BPW ACQUISITION CORP COM 055637102 4731 380000 SH DEFINED 3 380000 0 0 BPZ RESOURCES INC COM 055639108 3 391 SH DEFINED 2 391 0 0 BMC SOFTWARE INC COM 055921100 5408 142307 SH DEFINED 2 142307 0 0 BMC SOFTWARE INC COM 055921100 322 8472 SH DEFINED 3 2025 0 6447 BMC SOFTWARE INC COM 055921100 430 11326 SH DEFINED 5 11326 0 0 BMC SOFTWARE INC COM 055921100 8 208 SH DEFINED 8 208 0 0 BMC SOFTWARE INC COM 055921100 503 13240 SH DEFINED 10 13240 0 0 BMC SOFTWARE INC COM 055921100 273 7188 SH DEFINED 18 7188 0 0 BMC SOFTWARE INC COM 055921100 124 3272 SH DEFINED 400 0 2872 BADGER METER INC COM 056525108 165 4296 SH DEFINED 2 4296 0 0 BADGER METER INC COM 056525108 466 12100 SH DEFINED 3 6500 0 5600 BADGER METER INC COM 56525108 4 110 SH DEFINED 15 110 0 0 BAIDU INC SPON ADR REP A 056752108 2108 3531 SH DEFINED 2 3531 0 0 BAIDU INC SPON ADR REP A 056752108 220 369 SH DEFINED 3 0 0 369 BAIDU INC SPON ADR REP A 056752108 19 31 SH DEFINED 5 31 0 0 BAIDU INC SPON ADR REP A 056752108 22675 37982 SH DEFINED 16 37982 0 0 BAIDU INC SPON ADR REP A 056752108 95 159 SH DEFINED 18 159 0 0 BAKER HUGHES INC COM 057224107 1761 37600 SH DEFINED 1 37600 0 0 BAKER HUGHES INC COM 057224107 9256 197617 SH DEFINED 2 197617 0 0 BAKER HUGHES INC COM 057224107 3776 80624 SH DEFINED 3 43443 0 37181 BAKER HUGHES INC COM 057224107 339 7240 SH DEFINED 4 0 7240 0 BAKER HUGHES INC COM 057224107 118 2522 SH DEFINED 5 2522 0 0 BAKER HUGHES INC COM 057224107 75 1605 SH DEFINED 9 1605 0 0 BAKER HUGHES INC COM 057224107 187 4000 SH DEFINED 15 4000 0 0 BAKER HUGHES INC COM 057224107 23 500 SH DEFINED 16 500 0 0 BAKER HUGHES INC COM 057224107 1306 27872 SH DEFINED 18 27872 0 0 BAKERS FOOTWEAR GROUP INC COM 057465106 207 90000 SH DEFINED 4 0 0 90000 BALCHEM CORP COM 057665200 13122 532341 SH DEFINED 4 0 423502 108839 BALDWIN & LYONS INC CL B 057755209 7 300 SH DEFINED 3 0 0 300 BALDWIN & LYONS INC CL B 057755209 506 21000 SH DEFINED 4 0 0 21000 BALL CORP COM 058498106 2996 56125 SH DEFINED 2 56125 0 0 BALL CORP COM 058498106 1197 22418 SH DEFINED 3 1040 0 21378 BALL CORP COM 058498106 140 2617 SH DEFINED 5 2617 0 0 BALL CORP COM 058498106 11 210 SH DEFINED 18 210 0 0 BALL CORP COM 058498106 26 494 SH DEFINED 0 494 0 BALLARD PWR SYS INC NEW COM 058586108 39 14700 SH DEFINED 3 0 0 14700 BALLARD PWR SYS INC NEW COM 058586108 26 9670 SH DEFINED 5 9670 0 0 BALLARD PWR SYS INC NEW COM 058586108 1 400 SH DEFINED 6 400 0 0 BALLARD PWR SYS INC NEW COM 058586108 0 50 SH DEFINED 7 0 50 0 BALLARD PWR SYS INC NEW COM 058586108 0 100 SH DEFINED 8 100 0 0 BALLARD PWR SYS INC NEW COM 058586108 1 200 SH DEFINED 200 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 5433 294787 SH DEFINED 3 293619 0 1168 BANCO BRADESCO S A SP ADR PFD NEW 59460303 265 14355 SH DEFINED 5 14355 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 173 9367 SH DEFINED 15 9367 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BANCO BRADESCO S A SP ADR PFD NEW 59460303 23 1265 SH DEFINED 15 1265 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 39 2134 SH DEFINED 16 2134 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 79 4301 SH DEFINED 4301 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 22 1206 SH SOLE 1206 0 0 BANCO DE CHILE SPONSORED ADR 059520106 940 16245 SH DEFINED 3 16245 0 0 BANCORP RHODE ISLAND INC COM 059690107 11 400 SH DEFINED 3 0 0 400 BANCORPSOUTH INC COM 059692103 437 20844 SH DEFINED 3 20779 0 65 BANCORPSOUTH INC COM 059692103 1 26 SH DEFINED 18 26 0 0 BANCROFT FUND LTD COM 059695106 40 2513 SH DEFINED 3 0 0 2513 BANK OF AMERICA CORPORATION COM 060505104 145147 8131500 SH DEFINED 1 8131500 0 0 BANK OF AMERICA CORPORATION COM 060505104 92753 5196247 SH DEFINED 2 5196247 0 0 BANK OF AMERICA CORPORATION COM 060505104 9818 550000 CALL DEFINED 3 550000 0 0 BANK OF AMERICA CORPORATION COM 060505104 18743 1050000 PUT DEFINED 3 1050000 0 0 BANK OF AMERICA CORPORATION COM 060505104 41440 2321546 SH DEFINED 3 854798 0 1466748 BANK OF AMERICA CORPORATION COM 060505104 22936 1284931 SH DEFINED 4 0 534018 750913 BANK OF AMERICA CORPORATION COM 060505104 34441 1929440 SH DEFINED 5 1929440 0 0 BANK OF AMERICA CORPORATION COM 060505104 21561 1207889 SH DEFINED 6 1207889 0 0 BANK OF AMERICA CORPORATION COM 060505104 5473 306634 SH DEFINED 7 0 306634 0 BANK OF AMERICA CORPORATION COM 060505104 1340 75045 SH DEFINED 8 55002 20043 0 BANK OF AMERICA CORPORATION COM 060505104 74 4124 SH DEFINED 9 4124 0 0 BANK OF AMERICA CORPORATION COM 060505104 2075 116258 SH DEFINED 10 116258 0 0 BANK OF AMERICA CORPORATION COM 060505104 452 25300 SH DEFINED 11 25300 0 0 BANK OF AMERICA CORPORATION COM 060505104 1838 102965 SH DEFINED 13 92965 10000 0 BANK OF AMERICA CORPORATION COM 060505104 1243 69629 SH DEFINED 14 69629 0 0 BANK OF AMERICA CORPORATION COM 060505104 319 17899 SH DEFINED 15 17899 0 0 BANK OF AMERICA CORPORATION COM 060505104 437 24484 SH DEFINED 16 24484 0 0 BANK OF AMERICA CORPORATION COM 060505104 635 35567 SH DEFINED 18 35567 0 0 BANK OF AMERICA CORPORATION COM 060505104 14860 832521 SH DEFINED 5;1 832521 0 0 BANK OF AMERICA CORPORATION COM 060505104 1036 58062 SH DEFINED 32266 25796 0 BANK OF AMERICA CORPORATION COM 060505104 60 3357 SH SOLE 3357 0 0 BANK OF AMERICA CORPORATION 7.25%CNV PFD L 060505682 37 38 PRN DEFINED 3 0 0 38 BANK OF AMERICA CORPORATION 7.25%CNV PFD L 060505682 488 500 PRN DEFINED 500 0 0 BANK FLA CORP NAPLES COM 062128103 4 4695 SH DEFINED 3 0 0 4695 BANK HAWAII CORP COM 062540109 34 758 SH DEFINED 2 758 0 0 BANK HAWAII CORP COM 062540109 624 13886 SH DEFINED 3 13486 0 400 BANK HAWAII CORP COM 062540109 13 300 SH DEFINED 16 300 0 0 BANK MONTREAL QUE COM 063671101 842887 13886104 SH DEFINED 1 13886104 0 0 BANK MONTREAL QUE COM 063671101 5062 83391 SH DEFINED 3 0 0 83391 BANK MONTREAL QUE COM 63671101 3854 63500 CALL DEFINED 5 63500 0 0 BANK MONTREAL QUE COM 063671101 595 9800 PUT DEFINED 5 9800 0 0 BANK MONTREAL QUE COM 63671101 510 8400 PUT DEFINED 5 8400 0 0 BANK MONTREAL QUE COM 063671101 222174 3660198 SH DEFINED 5 3660198 0 0 BANK MONTREAL QUE COM 63671101 1539 25354 SH DEFINED 5 25354 0 0 BANK MONTREAL QUE COM 063671101 240959 3969676 SH DEFINED 6 3969676 0 0 BANK MONTREAL QUE COM 063671101 70964 1169086 SH DEFINED 7 0 1169086 0 BANK MONTREAL QUE COM 063671101 5401 88977 SH DEFINED 8 62859 26118 0 BANK MONTREAL QUE COM 063671101 3560 58647 SH DEFINED 9 58647 0 0 BANK MONTREAL QUE COM 063671101 66 1095 SH DEFINED 15 1095 0 0 BANK MONTREAL QUE COM 63671101 607 10000 SH DEFINED 15 10000 0 0 BANK MONTREAL QUE COM 063671101 304 5000 SH DEFINED 17 0 0 5000 BANK MONTREAL QUE COM 063671101 59 968 SH DEFINED 5;1 968 0 0 BANK MONTREAL QUE COM 063671101 1997 32904 SH DEFINED 32904 0 0 BANK MONTREAL QUE COM 063671101 1316982 21696569 SH SOLE 21696569 0 0 BANK MUTUAL CORP NEW COM 063750103 187 28741 SH DEFINED 2 28741 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 18176 588603 SH DEFINED 2 588603 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 5110 165490 SH DEFINED 3 13324 0 152166 BANK OF NEW YORK MELLON CORP COM 064058100 5199 168370 SH DEFINED 4 0 61180 107190 BANK OF NEW YORK MELLON CORP COM 064058100 1221 39531 SH DEFINED 5 39531 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 17240 558300 SH DEFINED 6 558300 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 54 1742 SH DEFINED 7 0 1742 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BANK OF NEW YORK MELLON CORP COM 064058100 55 1770 SH DEFINED 8 1358 412 0 BANK OF NEW YORK MELLON CORP COM 064058100 37 1183 SH DEFINED 9 1183 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 702 22727 SH DEFINED 10 22727 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 12 386 SH DEFINED 16 386 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 9227 298816 SH DEFINED 18 298816 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 42 1370 SH DEFINED 1370 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 2 65 SH SOLE 65 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 1142515 22841164 SH DEFINED 1 22841164 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 1116 22305 SH DEFINED 3 800 0 21505 BANK NOVA SCOTIA HALIFAX COM 64149107 6067 121300 CALL DEFINED 5 121300 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 600 12000 PUT DEFINED 5 12000 0 0 BANK NOVA SCOTIA HALIFAX COM 64149107 1205 24100 PUT DEFINED 5 24100 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 184550 3689517 SH DEFINED 5 3689517 0 0 BANK NOVA SCOTIA HALIFAX COM 64149107 1365 27292 SH DEFINED 5 27292 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 118035 2359755 SH DEFINED 6 2359755 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 91441 1828079 SH DEFINED 7 0 1828079 0 BANK NOVA SCOTIA HALIFAX COM 064149107 6369 127324 SH DEFINED 8 86782 40542 0 BANK NOVA SCOTIA HALIFAX COM 064149107 3805 76062 SH DEFINED 9 76062 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 14 280 SH DEFINED 10 280 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 641 12820 SH DEFINED 11 12820 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 350 7000 SH DEFINED 14 7000 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 124 2477 SH DEFINED 15 2477 0 0 BANK NOVA SCOTIA HALIFAX COM 64149107 250 5000 SH DEFINED 15 5000 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 533 10650 SH DEFINED 17 0 0 10650 BANK NOVA SCOTIA HALIFAX COM 064149107 164634 3291360 SH DEFINED 5;1 3291360 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 2410 48183 SH DEFINED 44741 0 3442 BANK NOVA SCOTIA HALIFAX COM 064149107 2052102 41025620 SH SOLE 41025620 0 0 BANRO CORP COM 66800103 0 157 SH DEFINED 5 157 0 0 BANRO CORP *W EXP 09/17/201 66800111 0 270 SH DEFINED 5 270 0 0 BAR HBR BANKSHARES COM 066849100 184 6040 SH DEFINED 3 0 0 6040 BARD C R INC COM 067383109 3550 40984 SH DEFINED 2 40984 0 0 BARD C R INC COM 067383109 362 4178 SH DEFINED 3 1068 0 3110 BARD C R INC COM 067383109 3 39 SH DEFINED 5 39 0 0 BARD C R INC COM 067383109 2 25 SH DEFINED 7 0 25 0 BARD C R INC COM 067383109 56 641 SH DEFINED 14 641 0 0 BARD C R INC COM 067383109 44 507 SH DEFINED 18 507 0 0 BARD C R INC COM 067383109 1 7 SH DEFINED 7 0 0 BARNES & NOBLE INC COM 067774109 250 11551 SH DEFINED 3 11271 0 280 BARNES & NOBLE INC COM 067774109 6190 286321 SH DEFINED 7 0 286321 0 BARNES & NOBLE INC COM 067774109 222 10275 SH DEFINED 8 0 10275 0 BARNES & NOBLE INC COM 067774109 34 1590 SH DEFINED 15 1590 0 0 BARNES GROUP INC COM 067806109 1363 70090 SH DEFINED 3 70000 0 90 BARNES GROUP INC COM 067806109 18 900 SH DEFINED 9 900 0 0 BARNES GROUP INC COM 067806109 8 408 SH DEFINED 18 408 0 0 BARRICK GOLD CORP COM 067901108 682991 17814067 SH DEFINED 1 17814067 0 0 BARRICK GOLD CORP COM 067901108 1614 42089 SH DEFINED 2 42089 0 0 BARRICK GOLD CORP COM 067901108 29483 769000 PUT DEFINED 3 769000 0 0 BARRICK GOLD CORP COM 067901108 34966 911985 SH DEFINED 3 772400 0 139585 BARRICK GOLD CORP COM 67901108 5770 150500 CALL DEFINED 5 150500 0 0 BARRICK GOLD CORP COM 67901108 6292 164100 PUT DEFINED 5 164100 0 0 BARRICK GOLD CORP COM 067901108 95658 2494982 SH DEFINED 5 2494982 0 0 BARRICK GOLD CORP COM 67901108 26127 681445 SH DEFINED 5 681445 0 0 BARRICK GOLD CORP COM 067901108 310149 8089449 SH DEFINED 6 8089449 0 0 BARRICK GOLD CORP COM 067901108 33027 861415 SH DEFINED 7 0 861415 0 BARRICK GOLD CORP COM 067901108 2148 56032 SH DEFINED 8 39550 16482 0 BARRICK GOLD CORP COM 067901108 1183 30851 SH DEFINED 9 30851 0 0 BARRICK GOLD CORP COM 067901108 37 970 SH DEFINED 10 970 0 0 BARRICK GOLD CORP COM 067901108 174 4547 SH DEFINED 13 4547 0 0 BARRICK GOLD CORP COM 067901108 180 4695 SH DEFINED 15 4695 0 0 BARRICK GOLD CORP COM 67901108 3 90 SH DEFINED 15 90 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BARRICK GOLD CORP COM 067901108 40 1030 SH DEFINED 16 1000 30 0 BARRICK GOLD CORP COM 067901108 456 11900 SH DEFINED 17 0 0 11900 BARRICK GOLD CORP COM 067901108 611 15947 SH DEFINED 18 15947 0 0 BARRICK GOLD CORP COM 067901108 121043 3157082 SH DEFINED 5;1 3157082 0 0 BARRICK GOLD CORP COM 067901108 1317 34340 SH DEFINED 34340 0 0 BARRICK GOLD CORP COM 067901108 182485 4759656 SH SOLE 4759656 0 0 BARRETT BUSINESS SERVICES IN COM 068463108 138 10187 SH DEFINED 3 0 0 10187 BARRY R G CORP OHIO COM 068798107 62 6060 SH DEFINED 3 0 0 6060 BARRY R G CORP OHIO COM 068798107 2324 227830 SH DEFINED 4 0 84530 143300 BAXTER INTL INC COM 071813109 1653 28400 SH DEFINED 1 28400 0 0 BAXTER INTL INC COM 071813109 18410 316324 SH DEFINED 2 316324 0 0 BAXTER INTL INC COM 071813109 9067 155793 SH DEFINED 3 6670 0 149123 BAXTER INTL INC COM 071813109 6766 116250 SH DEFINED 4 0 55805 60445 BAXTER INTL INC COM 071813109 8603 147810 SH DEFINED 5 147810 0 0 BAXTER INTL INC COM 071813109 813 13970 SH DEFINED 7 0 13970 0 BAXTER INTL INC COM 071813109 275 4720 SH DEFINED 8 4480 240 0 BAXTER INTL INC COM 071813109 145 2484 SH DEFINED 9 2484 0 0 BAXTER INTL INC COM 071813109 1124 19307 SH DEFINED 10 19307 0 0 BAXTER INTL INC COM 071813109 113 1936 SH DEFINED 11 1936 0 0 BAXTER INTL INC COM 071813109 39 665 SH DEFINED 14 665 0 0 BAXTER INTL INC COM 071813109 104 1780 SH DEFINED 17 0 0 1780 BAXTER INTL INC COM 071813109 623 10706 SH DEFINED 18 10706 0 0 BAXTER INTL INC COM 071813109 7 120 SH DEFINED 5;1 120 0 0 BAXTER INTL INC COM 071813109 208 3580 SH SOLE 3580 0 0 BAXTER INTL INC COM 071813109 440 7558 SH DEFINED 5553 2005 0 BAYTEX ENERGY TR TRUST UNIT 073176109 14605 430058 SH DEFINED 1 430058 0 0 BAYTEX ENERGY TR TRUST UNIT 073176109 288 8467 SH DEFINED 3 0 0 8467 BAYTEX ENERGY TR TRUST UNIT 073176109 3505 103203 SH DEFINED 5 103203 0 0 BAYTEX ENERGY TR TRUST UNIT 73176109 179 5278 SH DEFINED 5 5278 0 0 BAYTEX ENERGY TR TRUST UNIT 073176109 60687 1787010 SH DEFINED 6 1787010 0 0 BAYTEX ENERGY TR TRUST UNIT 073176109 17692 520957 SH DEFINED 7 0 520957 0 BAYTEX ENERGY TR TRUST UNIT 073176109 334 9849 SH DEFINED 8 4259 5590 0 BAYTEX ENERGY TR TRUST UNIT 073176109 38 1105 SH DEFINED 15 1105 0 0 BE AEROSPACE INC COM 073302101 1755 57791 SH DEFINED 3 29587 0 28204 BE AEROSPACE INC COM 073302101 4 133 SH DEFINED 5 133 0 0 BEACON FED BANCORP INC COM 073582108 13 1500 SH DEFINED 3 0 0 1500 BEACON POWER CORP COM 073677106 0 1000 SH DEFINED 3 0 0 1000 BEACON ROOFING SUPPLY INC COM 073685109 245 12833 SH DEFINED 2 12833 0 0 BEACON ROOFING SUPPLY INC COM 073685109 650 34000 SH DEFINED 4 0 0 34000 BEACON ROOFING SUPPLY INC COM 073685109 9 450 SH DEFINED 5 450 0 0 BEACON ROOFING SUPPLY INC COM 073685109 10 525 SH DEFINED 18 525 0 0 BEBE STORES INC COM 075571109 7 810 SH DEFINED 3 0 0 810 BECKMAN COULTER INC COM 075811109 2157 34343 SH DEFINED 2 34343 0 0 BECKMAN COULTER INC COM 075811109 1276 20316 SH DEFINED 3 19708 0 608 BECKMAN COULTER INC COM 075811109 38 600 SH DEFINED 5 600 0 0 BECKMAN COULTER INC COM 075811109 12 195 SH DEFINED 18 195 0 0 BECTON DICKINSON & CO COM 075887109 10606 134710 SH DEFINED 2 134710 0 0 BECTON DICKINSON & CO COM 075887109 2377 30188 SH DEFINED 3 2616 0 27572 BECTON DICKINSON & CO COM 075887109 6110 77603 SH DEFINED 5 77603 0 0 BECTON DICKINSON & CO COM 075887109 16 200 SH DEFINED 6 200 0 0 BECTON DICKINSON & CO COM 075887109 7 86 SH DEFINED 7 0 86 0 BECTON DICKINSON & CO COM 075887109 242 3070 SH DEFINED 8 3070 0 0 BECTON DICKINSON & CO COM 075887109 518 6574 SH DEFINED 10 6574 0 0 BECTON DICKINSON & CO COM 075887109 24 300 SH DEFINED 15 300 0 0 BECTON DICKINSON & CO COM 75887109 10 130 SH DEFINED 15 130 0 0 BECTON DICKINSON & CO COM 075887109 746 9470 SH DEFINED 17 0 0 9470 BECTON DICKINSON & CO COM 075887109 461 5858 SH DEFINED 18 5858 0 0 BECTON DICKINSON & CO COM 075887109 10 130 SH DEFINED 130 0 0 BECTON DICKINSON & CO COM 075887109 218 2772 SH SOLE 2772 0 0 BED BATH & BEYOND INC COM 075896100 79 1800 SH DEFINED 1 1800 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BED BATH & BEYOND INC COM 075896100 7329 167487 SH DEFINED 2 167487 0 0 BED BATH & BEYOND INC COM 075896100 525 11992 SH DEFINED 3 2892 0 9100 BED BATH & BEYOND INC COM 075896100 61 1400 SH DEFINED 5 1400 0 0 BED BATH & BEYOND INC COM 075896100 24 558 SH DEFINED 18 558 0 0 BELDEN INC COM 077454106 5 200 SH DEFINED 3 0 0 200 BELDEN INC COM 077454106 12 428 SH DEFINED 5 428 0 0 BELDEN INC COM 077454106 7 267 SH DEFINED 18 267 0 0 BELL MICROPRODUCTS INC COM 078137106 3234 465332 SH DEFINED 3 452000 0 13332 BELL MICROPRODUCTS INC COM 078137106 370 53300 SH DEFINED 4 0 0 53300 BELO CORP COM SER A 080555105 1 100 SH DEFINED 2 100 0 0 BELO CORP COM SER A 080555105 22 3265 SH DEFINED 3 0 0 3265 BEMIS INC COM 081437105 2433 84716 SH DEFINED 2 84716 0 0 BEMIS INC COM 081437105 2925 101842 SH DEFINED 3 1202 0 100640 BEMIS INC COM 081437105 85 2964 SH DEFINED 5 2964 0 0 BEMIS INC COM 081437105 5 178 SH DEFINED 8 178 0 0 BENIHANA INC CL A 082047200 6059 932211 SH DEFINED 4 0 290914 641297 BERKLEY W R CORP COM 084423102 1227 47018 SH DEFINED 2 47018 0 0 BERKLEY W R CORP COM 084423102 1196 45850 SH DEFINED 3 35973 0 9877 BERKLEY W R CORP COM 084423102 143 5480 SH DEFINED 4 0 5480 0 BERKLEY W R CORP COM 084423102 9 342 SH DEFINED 18 342 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 5603 46 SH DEFINED 3 10 0 36 BERKSHIRE HATHAWAY INC DEL CL A 084670108 9988 82 SH DEFINED 5 82 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 122 1 SH DEFINED 6 1 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 731 6 SH DEFINED 7 0 6 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 4507 37 SH DEFINED 13 37 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 487 4 SH DEFINED 14 4 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 487 4 SH DEFINED 15 4 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2558 21 SH DEFINED 16 21 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 122 1 SH DEFINED 17 0 0 1 BERKSHIRE HATHAWAY INC DEL CL A 084670108 71984 591 SH DEFINED 18 591 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 365 3 SH DEFINED 3 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 66373 816698 SH DEFINED 2 816698 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 24897 306348 SH DEFINED 3 23433 0 282915 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 976 12015 SH DEFINED 4 0 10655 1360 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 35825 440816 SH DEFINED 5 440816 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 53360 656578 SH DEFINED 6 656578 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2970 36545 SH DEFINED 7 0 36545 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 773 9515 SH DEFINED 8 9275 240 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 203 2500 SH DEFINED 9 2500 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 183 2250 SH DEFINED 10 2250 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 175 2150 SH DEFINED 17 0 0 2150 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3186 39200 SH DEFINED 18 39200 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 33 400 SH DEFINED 400 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2637 32450 SH SOLE 32450 0 0 BERRY PETE CO CL A 085789105 1 50 SH DEFINED 3 0 0 50 BERRY PETE CO CL A 085789105 11789 418652 SH DEFINED 4 0 334142 84510 BEST BUY INC COM 086516101 43 1000 SH DEFINED 1 1000 0 0 BEST BUY INC COM 086516101 9620 226132 SH DEFINED 2 226132 0 0 BEST BUY INC COM 086516101 1314 30900 PUT DEFINED 3 30900 0 0 BEST BUY INC COM 086516101 2128 50014 SH DEFINED 3 13824 0 36190 BEST BUY INC COM 086516101 803 18885 SH DEFINED 5 18885 0 0 BEST BUY INC COM 086516101 91 2135 SH DEFINED 7 0 2135 0 BEST BUY INC COM 086516101 21 495 SH DEFINED 8 200 295 0 BEST BUY INC COM 086516101 473 11112 SH DEFINED 10 11112 0 0 BEST BUY INC COM 086516101 255 6000 SH DEFINED 15 6000 0 0 BEST BUY INC COM 086516101 136 3195 SH DEFINED 17 0 0 3195 BEST BUY INC COM 086516101 364 8546 SH DEFINED 18 8546 0 0 BEST BUY INC COM 086516101 9 210 SH DEFINED 210 0 0 BEST BUY INC COM 086516101 224 5270 SH SOLE 5270 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 19020 236800 SH DEFINED 1 236800 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BHP BILLITON LTD SPONSORED ADR 088606108 297 3702 SH DEFINED 2 3702 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 3098 38568 SH DEFINED 3 900 0 37668 BHP BILLITON LTD SPONSORED ADR 088606108 28839 359047 SH DEFINED 5 359047 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 146 1815 SH DEFINED 7 0 1815 0 BHP BILLITON LTD SPONSORED ADR 088606108 437 5436 SH DEFINED 8 5061 375 0 BHP BILLITON LTD SPONSORED ADR 088606108 12 150 SH DEFINED 9 150 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 16 200 SH DEFINED 14 200 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 63 782 SH DEFINED 18 782 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 8847 110146 SH DEFINED 5;1 110146 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 665 8279 SH DEFINED 2422 5857 0 BIG LOTS INC COM 089302103 1454 39920 SH DEFINED 2 39920 0 0 BIG LOTS INC COM 089302103 33 915 SH DEFINED 3 915 0 0 BIG LOTS INC COM 089302103 1057 29015 SH DEFINED 5 29015 0 0 BIG LOTS INC COM 089302103 6 170 SH DEFINED 7 0 170 0 BIG LOTS INC COM 089302103 77 2121 SH DEFINED 8 2121 0 0 BIG LOTS INC COM 089302103 5 132 SH DEFINED 18 132 0 0 BIG LOTS INC COM 089302103 1 40 SH DEFINED 5;1 40 0 0 BIG LOTS INC COM 089302103 6 154 SH DEFINED 154 0 0 BIGBAND NETWORKS INC COM 089750509 2 500 SH DEFINED 3 0 0 500 BIO RAD LABS INC CL A 090572207 546 5279 SH DEFINED 3 5279 0 0 BIO RAD LABS INC CL A 090572207 14 132 SH DEFINED 18 132 0 0 BIOLASE TECHNOLOGY INC COM 090911108 2 800 SH DEFINED 3 0 0 800 BIOLASE TECHNOLOGY INC COM 090911108 185 95000 SH DEFINED 95000 0 0 BIOSPECIFICS TECHNOLOGIES CO COM 090931106 14 500 SH DEFINED 3 500 0 0 BITSTREAM INC CL A 091736108 2 300 SH DEFINED 5 300 0 0 BLACK BOX CORP DEL COM 091826107 35 1147 SH DEFINED 2 1147 0 0 BLACK BOX CORP DEL COM 091826107 4889 158938 SH DEFINED 4 0 115378 43560 BLACKBOARD INC COM 091935502 93 2226 SH DEFINED 2 2226 0 0 BLACKBOARD INC COM 091935502 55 1315 SH DEFINED 3 1115 0 200 BLACKBOARD INC COM 091935502 8 201 SH DEFINED 18 201 0 0 BLACKROCK FLOATING RATE INCO COM 091941104 1644 106614 SH DEFINED 3 0 0 106614 BLACK HILLS CORP COM 092113109 504 16600 SH DEFINED 3 0 0 16600 BLACK HILLS CORP COM 092113109 11 375 SH DEFINED 16 375 0 0 BLACKROCK INSD MUN TERM TR I COM 092474105 15 1500 SH DEFINED 3 0 0 1500 BLACKROCK INCOME OPP TRUST I COM 092475102 98 10300 SH DEFINED 3 0 0 10300 BLACKROCK INSD MUN INCOME TR COM 092479104 87 6100 SH DEFINED 3 0 0 6100 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 865 44118 SH DEFINED 3 0 0 44118 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 3 169 SH DEFINED 5 169 0 0 BLACKROCK CREDIT ALL INC TR COM 092508100 263 21584 SH DEFINED 3 0 0 21584 BLACKROCK CREDIT ALL INC TR COM 092508100 37 3000 SH DEFINED 18 3000 0 0 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 354 30824 SH DEFINED 3 0 0 30824 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 86 7500 SH DEFINED 18 7500 0 0 BLACKROCK KELSO CAPITAL CORP COM 092533108 11 1153 SH DEFINED 2 1153 0 0 BLACKROCK KELSO CAPITAL CORP COM 092533108 50 4983 SH DEFINED 3 0 0 4983 BLACKROCK ECOSOLUTIONS INVT COM SH 092546100 226 21257 SH DEFINED 3 0 0 21257 BLOCK H & R INC COM 093671105 2821 158482 SH DEFINED 2 158482 0 0 BLOCK H & R INC COM 093671105 5513 309713 SH DEFINED 3 303720 0 5993 BLOCK H & R INC COM 093671105 19 1050 SH DEFINED 16 1050 0 0 BLOCK H & R INC COM 093671105 117 6548 SH DEFINED 18 6548 0 0 BLOCKBUSTER INC CL A 093679108 1 5000 SH DEFINED 3 0 0 5000 BLOUNT INTL INC NEW COM 095180105 665 64171 SH DEFINED 2 64171 0 0 BLUE CHIP VALUE FD INC COM 095333100 3 1000 SH DEFINED 3 0 0 1000 BLUE SQUARE - ISRAEL LTD SPONSORED ADR 096055108 1 100 SH DEFINED 3 0 0 100 BLUEGREEN CORP COM 096231105 226 69000 SH DEFINED 4 0 0 69000 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 794 26686 SH DEFINED 2 26686 0 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 4198 141060 SH DEFINED 3 0 0 141060 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 143 4820 SH DEFINED 18 4820 0 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 9 298 SH DEFINED 298 0 0 BOB EVANS FARMS INC COM 096761101 912 29515 SH DEFINED 3 0 0 29515 BOB EVANS FARMS INC COM 096761101 1 45 SH DEFINED 16 0 45 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BOEING CO COM 097023105 16650 229302 SH DEFINED 2 229302 0 0 BOEING CO COM 097023105 16337 225000 PUT DEFINED 3 225000 0 0 BOEING CO COM 097023105 15825 217949 SH DEFINED 3 61267 0 156682 BOEING CO COM 097023105 4908 67595 SH DEFINED 4 0 24535 43060 BOEING CO COM 097023105 1471 20257 SH DEFINED 5 20257 0 0 BOEING CO COM 097023105 461 6350 SH DEFINED 6 6350 0 0 BOEING CO COM 097023105 3315 45655 SH DEFINED 7 0 45655 0 BOEING CO COM 097023105 113 1555 SH DEFINED 8 300 1255 0 BOEING CO COM 097023105 84 1153 SH DEFINED 10 1153 0 0 BOEING CO COM 097023105 232 3200 SH DEFINED 14 3200 0 0 BOEING CO COM 097023105 158 2170 SH DEFINED 15 2170 0 0 BOEING CO COM 097023105 1271 17500 SH DEFINED 16 17500 0 0 BOEING CO COM 097023105 44 600 SH DEFINED 17 0 0 600 BOEING CO COM 097023105 213 2934 SH DEFINED 18 2934 0 0 BOEING CO COM 097023105 36 492 SH DEFINED 492 0 0 BOEING CO COM 097023105 11948 164545 SH SOLE 164545 0 0 BOLT TECHNOLOGY CORP COM 097698104 8 750 SH DEFINED 5 750 0 0 BOOKS-A-MILLION INC COM 098570104 333 46000 SH DEFINED 4 0 0 46000 BORDERS GROUP INC COM 099709107 516 300000 SH DEFINED 6 300000 0 0 BORDERS GROUP INC COM 099709107 11 6145 SH DEFINED 16 6145 0 0 BORGWARNER INC COM 099724106 206 5400 SH DEFINED 1 5400 0 0 BORGWARNER INC COM 099724106 577 15105 SH DEFINED 2 15105 0 0 BORGWARNER INC COM 099724106 4111 107674 SH DEFINED 3 82817 0 24857 BORGWARNER INC COM 099724106 26 668 SH DEFINED 18 668 0 0 BOSTON BEER INC CL A 100557107 1172 22424 SH DEFINED 3 0 0 22424 BOSTON BEER INC CL A 100557107 21 405 SH DEFINED 5 405 0 0 BOSTON BEER INC CL A 100557107 3 48 SH DEFINED 18 48 0 0 BOSTON BEER INC CL A 100557107 16 300 SH SOLE 300 0 0 BOSTON PRIVATE FINL HLDGS IN COM 101119105 14 1870 SH DEFINED 2 1870 0 0 BOSTON PRIVATE FINL HLDGS IN COM 101119105 45 6125 SH DEFINED 3 0 0 6125 BOSTON PRIVATE FINL HLDGS IN COM 101119105 589 79900 SH DEFINED 4 0 28000 51900 BOSTON PROPERTIES INC COM 101121101 7318 97000 SH DEFINED 1 97000 0 0 BOSTON PROPERTIES INC COM 101121101 3534 46842 SH DEFINED 2 46842 0 0 BOSTON PROPERTIES INC COM 101121101 2829 37500 CALL DEFINED 3 37500 0 0 BOSTON PROPERTIES INC COM 101121101 239 3167 SH DEFINED 3 1536 0 1631 BOSTON PROPERTIES INC COM 101121101 38 500 SH DEFINED 5 500 0 0 BOSTON PROPERTIES INC COM 101121101 15 200 SH DEFINED 8 200 0 0 BOSTON PROPERTIES INC COM 101121101 52 686 SH DEFINED 18 686 0 0 BOSTON PROPERTIES INC COM 101121101 3 34 SH DEFINED 34 0 0 BOSTON SCIENTIFIC CORP COM 101137107 6815 943890 SH DEFINED 2 943890 0 0 BOSTON SCIENTIFIC CORP COM 101137107 1553 215117 SH DEFINED 3 131509 0 83608 BOSTON SCIENTIFIC CORP COM 101137107 1564 216656 SH DEFINED 5 216656 0 0 BOSTON SCIENTIFIC CORP COM 101137107 53 7350 SH DEFINED 8 7350 0 0 BOSTON SCIENTIFIC CORP COM 101137107 44 6030 SH DEFINED 16 5000 1030 0 BOSTON SCIENTIFIC CORP COM 101137107 119 16475 SH DEFINED 18 16475 0 0 BOSTON SCIENTIFIC CORP COM 101137107 6 791 SH DEFINED 791 0 0 BOTTOMLINE TECH DEL INC COM 101388106 4 256 SH DEFINED 2 256 0 0 BOULDER GROWTH & INCOME FD I COM 101507101 10 1620 SH DEFINED 3 0 0 1620 BOULDER TOTAL RETURN FD INC COM 101541100 66 4430 SH DEFINED 3 0 0 4430 BOWL AMER INC CL A 102565108 197 15127 SH DEFINED 4 0 0 15127 BOWNE & CO INC COM 103043105 78 6994 SH DEFINED 3 0 0 6994 BOYD GAMING CORP COM 103304101 201 20300 SH DEFINED 3 19300 0 1000 BOYD GAMING CORP COM 103304101 153 15500 SH DEFINED 15 15500 0 0 BOYD GAMING CORP COM 103304101 20 2000 SH DEFINED 16 2000 0 0 BRADY CORP CL A 104674106 35 1115 SH DEFINED 2 1115 0 0 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 1082 88606 SH DEFINED 3 342 238 88026 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 5 450 SH DEFINED 18 450 0 0 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 4 319 SH DEFINED 319 0 0 BRASKEM S A SP ADR PFD A 105532105 38 2600 SH DEFINED 2 2600 0 0 BRASKEM S A SP ADR PFD A 105532105 114 7895 SH DEFINED 3 700 0 7195
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 3429 229800 SH DEFINED 3 142100 0 87700 BRIGGS & STRATTON CORP COM 109043109 373 19116 SH DEFINED 3 0 0 19116 BRIGHAM EXPLORATION CO COM 109178103 4653 291700 SH DEFINED 1 291700 0 0 BRIGHAM EXPLORATION CO COM 109178103 3 173 SH DEFINED 2 173 0 0 BRIGHAM EXPLORATION CO COM 109178103 30 1900 SH DEFINED 3 0 0 1900 BRIGHTPOINT INC COM NEW 109473405 20 2670 SH DEFINED 2 2670 0 0 BRIGHTPOINT INC COM NEW 109473405 59 7800 SH DEFINED 3 7800 0 0 BRINKER INTL INC COM 109641100 183 9472 SH DEFINED 2 9472 0 0 BRINKER INTL INC COM 109641100 739 38352 SH DEFINED 3 28757 0 9595 BRINKER INTL INC COM 109641100 46 2400 SH DEFINED 18 2400 0 0 BRINKS CO COM 109696104 380 13473 SH DEFINED 3 13358 0 115 BRINKS CO COM 109696104 1976 70000 SH DEFINED 6 70000 0 0 BRINKS CO COM 109696104 28 1000 SH DEFINED 14 1000 0 0 BRINKS CO COM 109696104 5 165 SH DEFINED 18 165 0 0 BRINKS HOME SEC HLDGS INC COM 109699108 30719 721962 SH DEFINED 3 721472 0 490 BRINKS HOME SEC HLDGS INC COM 109699108 43 1000 SH DEFINED 14 1000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 12816 480000 SH DEFINED 1 480000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 20863 781375 SH DEFINED 3 23945 198 757232 BRISTOL MYERS SQUIBB CO COM 110122108 12142 454751 SH DEFINED 5 454751 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 877 32839 SH DEFINED 7 0 32839 0 BRISTOL MYERS SQUIBB CO COM 110122108 530 19847 SH DEFINED 8 17982 1865 0 BRISTOL MYERS SQUIBB CO COM 110122108 9 350 SH DEFINED 9 350 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 134 5000 SH DEFINED 14 5000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 107 4000 SH DEFINED 15 4000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 129 4850 SH DEFINED 16 4850 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 776 29048 SH DEFINED 18 29048 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 330 12358 SH DEFINED 3346 9012 0 BRISTOL MYERS SQUIBB CO COM 110122108 3299 123545 SH SOLE 123545 0 0 BRISTOW GROUP INC COM 110394103 190 5030 SH DEFINED 2 5030 0 0 BRISTOW GROUP INC COM 110394103 126 3350 SH DEFINED 16 3350 0 0 BRISTOW GROUP INC COM 110394103 6 150 SH DEFINED 18 150 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 210 3049 SH DEFINED 3 0 0 3049 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 3163 45909 SH DEFINED 5 45909 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 64 936 SH DEFINED 7 0 936 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 19 279 SH DEFINED 8 279 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 26 372 SH DEFINED 18 372 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 78 1139 SH DEFINED 0 1139 0 BRITISH SKY BROADCASTING GRO SPONSORED ADR 111013108 28 770 SH DEFINED 5 770 0 0 BRITISH SKY BROADCASTING GRO SPONSORED ADR 111013108 2 45 SH DEFINED 8 45 0 0 BRITISH SKY BROADCASTING GRO SPONSORED ADR 111013108 129 3534 SH DEFINED 18 3534 0 0 BRITISH SKY BROADCASTING GRO SPONSORED ADR 111013108 5550 152521 SH DEFINED 5;1 152521 0 0 BRITISH SKY BROADCASTING GRO SPONSORED ADR 111013108 11 300 SH DEFINED 300 0 0 BROADCOM CORP CL A 111320107 62957 1896300 SH DEFINED 1 1896300 0 0 BROADCOM CORP CL A 111320107 7082 213301 SH DEFINED 2 213301 0 0 BROADCOM CORP CL A 111320107 2606 78493 SH DEFINED 3 40930 0 37563 BROADCOM CORP CL A 111320107 18 530 SH DEFINED 5 530 0 0 BROADCOM CORP CL A 111320107 3 90 SH DEFINED 7 0 90 0 BROADCOM CORP CL A 111320107 100 3000 SH DEFINED 15 3000 0 0 BROADCOM CORP CL A 111320107 15 450 SH DEFINED 16 450 0 0 BROADCOM CORP CL A 111320107 70 2114 SH DEFINED 18 2114 0 0 BROADCOM CORP CL A 111320107 128 3843 SH DEFINED 70 0 3773 BROADCOM CORP CL A 111320107 1 42 SH SOLE 42 0 0 BROADVISION INC COM PAR $.001 111412706 0 6 SH DEFINED 3 0 0 6 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 543 95086 SH DEFINED 3 76175 0 18911 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 22 3900 SH DEFINED 5 3900 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 6 1000 SH DEFINED 14 1000 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 5 846 SH DEFINED 18 846 0 0 BRONCO DRILLING CO INC COM 112211107 14 3000 SH DEFINED 3 0 0 3000 BRONCO DRILLING CO INC COM 112211107 207 44000 SH DEFINED 4 0 0 44000 BROOKDALE SR LIVING INC COM 112463104 29 1393 SH DEFINED 2 1393 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BROOKDALE SR LIVING INC COM 112463104 2 117 SH DEFINED 3 117 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 567666 22331486 SH DEFINED 1 22331486 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 642 25273 SH DEFINED 3 0 0 25273 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 158 6200 CALL DEFINED 5 6200 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 141753 5576448 SH DEFINED 5 5576448 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 124935 4914842 SH DEFINED 6 4914842 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 10066 396006 SH DEFINED 7 0 396006 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 4388 172603 SH DEFINED 8 145267 27336 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 633 24896 SH DEFINED 9 24896 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 141 5540 SH DEFINED 15 5540 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 182 7150 SH DEFINED 16 7150 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 40 1576 SH DEFINED 5;1 1576 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 350 13777 SH DEFINED 13777 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 454088 17863406 SH SOLE 17863406 0 0 BROOKFIELD HOMES CORP COM 112723101 1 100 SH DEFINED 2 100 0 0 BROOKFIELD HOMES CORP COM 112723101 376 43000 SH DEFINED 4 0 0 43000 BROOKFIELD HOMES CORP COM 112723101 40 4575 SH DEFINED 5 4575 0 0 BROOKFIELD PPTYS CORP COM 112900105 92491 6021551 SH DEFINED 1 6021551 0 0 BROOKFIELD PPTYS CORP COM 112900105 58 3807 SH DEFINED 3 0 0 3807 BROOKFIELD PPTYS CORP COM 112900105 3964 258100 CALL DEFINED 5 258100 0 0 BROOKFIELD PPTYS CORP COM 112900105 6822 444165 SH DEFINED 5 444165 0 0 BROOKFIELD PPTYS CORP COM 112900105 28615 1862970 SH DEFINED 6 1862970 0 0 BROOKFIELD PPTYS CORP COM 112900105 119 7746 SH DEFINED 7 0 7746 0 BROOKFIELD PPTYS CORP COM 112900105 47 3067 SH DEFINED 8 3067 0 0 BROOKFIELD PPTYS CORP COM 112900105 324798 21145681 SH SOLE 21145681 0 0 BROOKS AUTOMATION INC COM 114340102 40 4487 SH DEFINED 2 4487 0 0 BROOKS AUTOMATION INC COM 114340102 8 888 SH DEFINED 3 0 0 888 BROOKS AUTOMATION INC COM 114340102 22 2500 SH DEFINED 5 2500 0 0 BROWN & BROWN INC COM 115236101 1635 91213 SH DEFINED 3 33550 0 57663 BROWN & BROWN INC COM 115236101 11 600 SH DEFINED 5 600 0 0 BROWN & BROWN INC COM 115236101 19942 1112854 SH DEFINED 6 1112854 0 0 BROWN & BROWN INC COM 115236101 263 14691 SH DEFINED 18 14691 0 0 BROWN FORMAN CORP CL A 115637100 28 450 SH DEFINED 3 0 0 450 BROWN FORMAN CORP CL B 115637209 2495 41964 SH DEFINED 2 41964 0 0 BROWN FORMAN CORP CL B 115637209 409 6881 SH DEFINED 3 1152 0 5729 BROWN FORMAN CORP CL B 115637209 594 9986 SH DEFINED 5 9986 0 0 BROWN FORMAN CORP CL B 115637209 72 1214 SH DEFINED 8 1214 0 0 BROWN SHOE INC NEW COM 115736100 123 7940 SH DEFINED 3 0 0 7940 BROWN SHOE INC NEW COM 115736100 24 1575 SH DEFINED 5 1575 0 0 BRUKER CORP COM 116794108 2945 201000 SH DEFINED 1 201000 0 0 BRUKER CORP COM 116794108 960 65500 SH DEFINED 4 0 10400 55100 BRUNSWICK CORP COM 117043109 4227 264707 SH DEFINED 3 175000 0 89707 BRUNSWICK CORP COM 117043109 6 375 SH DEFINED 5 375 0 0 BRUNSWICK CORP COM 117043109 14 900 SH DEFINED 16 900 0 0 BRUSH ENGINEERED MATLS INC COM 117421107 5 221 SH DEFINED 3 0 0 221 BRUSH ENGINEERED MATLS INC COM 117421107 11 475 SH DEFINED 16 0 475 0 BUCKEYE GP HOLDINGS LP COM UNITS LP 118167105 2079 60548 SH DEFINED 3 60400 0 148 BUCKEYE GP HOLDINGS LP COM UNITS LP 118167105 5 151 SH DEFINED 5 151 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 388 6465 SH DEFINED 2 6465 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1909 31771 SH DEFINED 3 0 0 31771 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 14 239 SH DEFINED 5 239 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 60 1000 SH DEFINED 16 1000 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 654 10890 SH DEFINED 18 10890 0 0 BUCKEYE TECHNOLOGIES INC COM 118255108 1089 83285 SH DEFINED 3 0 0 83285 BUCKEYE TECHNOLOGIES INC COM 118255108 1086 83000 SH DEFINED 4 0 0 83000 BUCKEYE TECHNOLOGIES INC COM 118255108 2 178 SH DEFINED 18 178 0 0 BUCKLE INC COM 118440106 27 745 SH DEFINED 3 0 0 745 BUCYRUS INTL INC NEW COM 118759109 6830 103500 SH DEFINED 1 103500 0 0 BUCYRUS INTL INC NEW COM 118759109 81 1234 SH DEFINED 2 1234 0 0 BUCYRUS INTL INC NEW COM 118759109 4068 61645 SH DEFINED 3 23981 141 37523
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BUCYRUS INTL INC NEW COM 118759109 5 74 SH DEFINED 8 74 0 0 BUCYRUS INTL INC NEW COM 118759109 18 278 SH DEFINED 18 278 0 0 BUCYRUS INTL INC NEW COM 118759109 1 14 SH DEFINED 14 0 0 BUFFALO WILD WINGS INC COM 119848109 92 1907 SH DEFINED 3 0 0 1907 BUFFALO WILD WINGS INC COM 119848109 16449 341913 SH DEFINED 4 0 272273 69640 BUILD A BEAR WORKSHOP COM 120076104 513 72000 SH DEFINED 4 0 0 72000 BURGER KING HLDGS INC COM 121208201 766 36031 SH DEFINED 3 25931 0 10100 BURGER KING HLDGS INC COM 121208201 19722 927657 SH DEFINED 6 927657 0 0 BURGER KING HLDGS INC COM 121208201 7 348 SH DEFINED 18 348 0 0 C&D TECHNOLOGIES INC COM 124661109 2508 1567300 SH DEFINED 4 0 559800 1007500 CAE INC COM 124765108 12071 1234275 SH DEFINED 1 1234275 0 0 CAE INC COM 124765108 24 2500 CALL DEFINED 5 2500 0 0 CAE INC COM 124765108 20 2000 PUT DEFINED 5 2000 0 0 CAE INC COM 124765108 3824 391013 SH DEFINED 5 391013 0 0 CAE INC COM 124765108 6704 685434 SH DEFINED 6 685434 0 0 CAE INC COM 124765108 56 5700 SH DEFINED 7 0 5700 0 CAE INC COM 124765108 52 5360 SH DEFINED 8 5360 0 0 CAE INC COM 124765108 4 390 SH DEFINED 5;1 390 0 0 CBIZ INC COM 124805102 9 1300 SH DEFINED 3 0 0 1300 CBL & ASSOC PPTYS INC COM 124830100 50 3637 SH DEFINED 3 0 0 3637 CBL & ASSOC PPTYS INC COM 124830100 176 12812 SH DEFINED 5 12812 0 0 CBS CORP NEW CL A 124857103 29 2049 SH DEFINED 2 2049 0 0 CBS CORP NEW CL A 124857103 25 1797 SH DEFINED 3 0 0 1797 CBS CORP NEW CL A 124857103 1 75 SH DEFINED 8 75 0 0 CBS CORP NEW CL B 124857202 4941 354412 SH DEFINED 2 354412 0 0 CBS CORP NEW CL B 124857202 633 45439 SH DEFINED 3 7300 0 38139 CBS CORP NEW CL B 124857202 51 3659 SH DEFINED 5 3659 0 0 CBS CORP NEW CL B 124857202 10 710 SH DEFINED 7 0 710 0 CBS CORP NEW CL B 124857202 2 143 SH DEFINED 8 143 0 0 CBS CORP NEW CL B 124857202 586 42066 SH DEFINED 10 42066 0 0 CBS CORP NEW CL B 124857202 56 4000 SH DEFINED 14 4000 0 0 CBS CORP NEW CL B 124857202 7 500 SH DEFINED 15 500 0 0 CBS CORP NEW CL B 124857202 117 8416 SH DEFINED 18 8416 0 0 CBS CORP NEW CL B 124857202 6 458 SH DEFINED 458 0 0 CBS CORP NEW CL B 124857202 17 1225 SH SOLE 1225 0 0 CCA INDS INC COM 124867102 383 65994 SH DEFINED 14 65994 0 0 C D I CORP COM 125071100 118 8022 SH DEFINED 2 8022 0 0 CF INDS HLDGS INC COM 125269100 2427 26613 SH DEFINED 2 26613 0 0 CF INDS HLDGS INC COM 125269100 93 1021 SH DEFINED 3 537 0 484 CF INDS HLDGS INC COM 125269100 0 5 SH DEFINED 5 5 0 0 CIGNA CORP COM 125509109 7631 208600 SH DEFINED 1 208600 0 0 CIGNA CORP COM 125509109 4398 120235 SH DEFINED 2 120235 0 0 CIGNA CORP COM 125509109 3658 100000 CALL DEFINED 3 100000 0 0 CIGNA CORP COM 125509109 10920 298524 SH DEFINED 3 214224 0 84300 CIGNA CORP COM 125509109 231 6305 SH DEFINED 5 6305 0 0 CIGNA CORP COM 125509109 5 144 SH DEFINED 8 144 0 0 CIGNA CORP COM 125509109 94 2565 SH DEFINED 14 2565 0 0 CIGNA CORP COM 125509109 95 2601 SH DEFINED 18 2601 0 0 CIT GROUP INC COM NEW 125581801 511 13108 SH DEFINED 1 13108 0 0 CIT GROUP INC COM NEW 125581801 9211 236419 SH DEFINED 3 228800 0 7619 CIT GROUP INC COM NEW 125581801 123 3165 SH DEFINED 5 3165 0 0 CIT GROUP INC COM NEW 125581801 70 1806 SH DEFINED 15 1806 0 0 CIT GROUP INC COM NEW 125581801 9978 256100 SH SOLE 256100 0 0 CMS ENERGY CORP COM 125896100 10052 650200 SH DEFINED 1 650200 0 0 CMS ENERGY CORP COM 125896100 2069 133805 SH DEFINED 2 133805 0 0 CMS ENERGY CORP COM 125896100 5453 352746 SH DEFINED 3 342532 0 10214 CMS ENERGY CORP COM 125896100 15 1000 SH DEFINED 16 1000 0 0 CPI CORP COM 125902106 20 1423 SH DEFINED 3 0 0 1423 CPI CORP COM 125902106 6 400 SH DEFINED 16 0 400 0 CSS INDS INC COM 125906107 643 32000 SH DEFINED 4 0 0 32000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CPI AEROSTRUCTURES INC COM NEW 125919308 155 19527 SH DEFINED 3 0 0 19527 CNA FINL CORP COM 126117100 163 6104 SH DEFINED 3 72 0 6032 CNA FINL CORP COM 126117100 12 450 SH DEFINED 5 450 0 0 CNA FINL CORP COM 126117100 4 162 SH DEFINED 18 162 0 0 CNOOC LTD SPONSORED ADR 126132109 223 1348 SH DEFINED 3 0 0 1348 CNOOC LTD SPONSORED ADR 126132109 291 1761 SH DEFINED 5 1761 0 0 CNOOC LTD SPONSORED ADR 126132109 2 13 SH DEFINED 7 0 13 0 CNOOC LTD SPONSORED ADR 126132109 7 45 SH DEFINED 18 45 0 0 CNOOC LTD SPONSORED ADR 126132109 24874 150681 SH OTHER S;6 150681 0 0 CNOOC LTD SPONSORED ADR 126132109 5 32 SH DEFINED 32 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 478 7843 SH DEFINED 2 7843 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 93 1525 SH DEFINED 3 1000 0 525 CPFL ENERGIA S A SPONSORED ADR 126153105 92 1510 SH DEFINED 5 1510 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 3 42 SH DEFINED 15 42 0 0 CSG SYS INTL INC COM 126349109 209 9975 SH DEFINED 2 9975 0 0 CSG SYS INTL INC COM 126349109 179 8542 SH DEFINED 3 0 0 8542 CSG SYS INTL INC COM 126349109 997 47453 SH DEFINED 5 47453 0 0 CSG SYS INTL INC COM 126349109 87 4155 SH DEFINED 8 4155 0 0 CSX CORP COM 126408103 8546 167900 SH DEFINED 1 167900 0 0 CSX CORP COM 126408103 10990 215919 SH DEFINED 2 215919 0 0 CSX CORP COM 126408103 1872 36774 SH DEFINED 3 4316 0 32458 CSX CORP COM 126408103 1428 28057 SH DEFINED 5 28057 0 0 CSX CORP COM 126408103 78 1534 SH DEFINED 8 1534 0 0 CSX CORP COM 126408103 15 300 SH DEFINED 16 300 0 0 CSX CORP COM 126408103 184 3610 SH DEFINED 18 3610 0 0 CVB FINL CORP COM 126600105 26 2657 SH DEFINED 2 2657 0 0 CVS CAREMARK CORPORATION COM 126650100 46590 1274354 SH DEFINED 1 1274354 0 0 CVS CAREMARK CORPORATION COM 126650100 26613 727934 SH DEFINED 2 727934 0 0 CVS CAREMARK CORPORATION COM 126650100 3656 100000 CALL DEFINED 3 100000 0 0 CVS CAREMARK CORPORATION COM 126650100 3656 100000 PUT DEFINED 3 100000 0 0 CVS CAREMARK CORPORATION COM 126650100 19434 531564 SH DEFINED 3 172604 9001 349959 CVS CAREMARK CORPORATION COM 126650100 18895 516827 SH DEFINED 5 516827 0 0 CVS CAREMARK CORPORATION COM 126650100 2251 61574 SH DEFINED 7 0 61574 0 CVS CAREMARK CORPORATION COM 126650100 791 21632 SH DEFINED 8 19441 2191 0 CVS CAREMARK CORPORATION COM 126650100 156 4271 SH DEFINED 9 4271 0 0 CVS CAREMARK CORPORATION COM 126650100 1811 49538 SH DEFINED 10 49538 0 0 CVS CAREMARK CORPORATION COM 126650100 756 20682 SH DEFINED 11 20682 0 0 CVS CAREMARK CORPORATION COM 126650100 238 6500 SH DEFINED 14 6500 0 0 CVS CAREMARK CORPORATION COM 126650100 55 1512 SH DEFINED 15 1512 0 0 CVS CAREMARK CORPORATION COM 126650100 47 1280 SH DEFINED 16 1280 0 0 CVS CAREMARK CORPORATION COM 126650100 534 14616 SH DEFINED 18 14616 0 0 CVS CAREMARK CORPORATION COM 126650100 17157 469287 SH DEFINED 5;1 469287 0 0 CVS CAREMARK CORPORATION COM 126650100 2324 63572 SH DEFINED 62324 1248 0 CVS CAREMARK CORPORATION COM 126650100 172 4697 SH SOLE 4697 0 0 CABELAS INC COM 126804301 66 3799 SH DEFINED 2 3799 0 0 CABELAS INC COM 126804301 30 1700 SH DEFINED 3 0 0 1700 CABOT CORP COM 127055101 381 12549 SH DEFINED 2 12549 0 0 CABOT CORP COM 127055101 945 31071 SH DEFINED 3 18293 0 12778 CABOT CORP COM 127055101 213 7000 SH DEFINED 14 7000 0 0 CABOT OIL & GAS CORP COM 127097103 2968 80650 SH DEFINED 2 80650 0 0 CABOT OIL & GAS CORP COM 127097103 2995 81374 SH DEFINED 3 81174 0 200 CACHE INC COM NEW 127150308 883 160250 SH DEFINED 4 0 0 160250 CACI INTL INC CL A 127190304 2246 45974 SH DEFINED 2 45974 0 0 CACI INTL INC CL A 127190304 76 1563 SH DEFINED 3 0 0 1563 CACI INTL INC CL A 127190304 501 10260 SH DEFINED 4 0 10260 0 CACI INTL INC CL A 127190304 14 292 SH DEFINED 18 292 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 552 82780 SH DEFINED 3 76400 0 6380 CADENCE DESIGN SYSTEM INC COM 127387108 6 930 SH DEFINED 18 930 0 0 CADIZ INC COM NEW 127537207 387 30270 SH DEFINED 3 0 0 30270 CADIZ INC COM NEW 127537207 1 40 SH DEFINED 40 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CAL MAINE FOODS INC COM NEW 128030202 5 150 SH DEFINED 3 0 0 150 CAL MAINE FOODS INC COM NEW 128030202 11 315 SH DEFINED 18 315 0 0 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 205 16126 SH DEFINED 3 0 0 16126 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 39 3056 SH DEFINED 18 3056 0 0 CALAMOS GLOBAL TOTAL RETURN COM SH BEN INT 128118106 265 17946 SH DEFINED 3 0 0 17946 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 2589 283001 SH DEFINED 3 0 0 283001 CALGON CARBON CORP COM 129603106 785 45852 SH DEFINED 3 45200 0 652 CALIFORNIA FIRST NTNL BANCOR COM 130222102 668 50000 SH DEFINED 4 0 0 50000 CALIFORNIA WTR SVC GROUP COM 130788102 428 11368 SH DEFINED 3 6500 0 4868 CALIFORNIA WTR SVC GROUP COM 130788102 152 4054 SH DEFINED 4 0 0 4054 CALIFORNIA WTR SVC GROUP COM 130788102 15 400 SH DEFINED 5 400 0 0 CALLAWAY GOLF CO COM 131193104 37 4159 SH DEFINED 2 4159 0 0 CALLAWAY GOLF CO COM 131193104 3 350 SH DEFINED 3 0 0 350 CALPINE CORP COM NEW 131347304 11298 950197 SH DEFINED 3 910213 0 39984 CALPINE CORP COM NEW 131347304 3 226 SH DEFINED 18 226 0 0 CALPINE CORP COM NEW 131347304 5 387 SH DEFINED 387 0 0 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 3 136 SH DEFINED 2 136 0 0 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 27 1300 SH DEFINED 3 0 0 1300 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 749 36000 SH DEFINED 4 0 0 36000 CAMBREX CORP COM 132011107 0 58 SH DEFINED 2 58 0 0 CAMBREX CORP COM 132011107 3 620 SH DEFINED 18 620 0 0 CAMCO FINL CORP COM 132618109 62 21000 SH DEFINED 4 0 0 21000 CAMDEN PPTY TR SH BEN INT 133131102 749 17991 SH DEFINED 3 17991 0 0 CAMDEN PPTY TR SH BEN INT 133131102 19 465 SH DEFINED 18 465 0 0 CAMPBELL SOUP CO COM 134429109 1686 47703 SH DEFINED 2 47703 0 0 CAMPBELL SOUP CO COM 134429109 1061 30027 SH DEFINED 3 2107 0 27920 CAMPBELL SOUP CO COM 134429109 804 22738 SH DEFINED 5 22738 0 0 CAMPBELL SOUP CO COM 134429109 15 411 SH DEFINED 8 411 0 0 CAMPBELL SOUP CO COM 134429109 513 14500 SH DEFINED 14 14500 0 0 CAMPBELL SOUP CO COM 134429109 135 3828 SH DEFINED 18 3828 0 0 CAMPBELL SOUP CO COM 134429109 2 57 SH DEFINED 57 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 708840 9710135 SH DEFINED 1 9710135 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 867 11876 SH DEFINED 3 0 0 11876 CDN IMPERIAL BK OF COMMERCE COM 136069101 3424 46900 CALL DEFINED 5 46900 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 854 11700 PUT DEFINED 5 11700 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 54255 743221 SH DEFINED 5 743221 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 615855 8436369 SH DEFINED 6 8436369 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 41485 568294 SH DEFINED 7 0 568294 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 3138 42987 SH DEFINED 8 26335 16652 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 2451 33580 SH DEFINED 9 33580 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 417 5710 SH DEFINED 15 5710 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 73 1000 SH DEFINED 17 0 0 1000 CDN IMPERIAL BK OF COMMERCE COM 136069101 20933 286754 SH DEFINED 5;1 286754 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 1398 19151 SH DEFINED 19151 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 911522 12486602 SH SOLE 12486602 0 0 CANADIAN NATL RY CO COM 136375102 640874 10577220 SH DEFINED 1 10577220 0 0 CANADIAN NATL RY CO COM 136375102 1869 30840 SH DEFINED 3 0 0 30840 CANADIAN NATL RY CO COM 136375102 2811 46400 CALL DEFINED 5 46400 0 0 CANADIAN NATL RY CO COM 136375102 1266 20900 PUT DEFINED 5 20900 0 0 CANADIAN NATL RY CO COM 136375102 118465 1955190 SH DEFINED 5 1955190 0 0 CANADIAN NATL RY CO COM 136375102 450164 7429680 SH DEFINED 6 7429680 0 0 CANADIAN NATL RY CO COM 136375102 33598 554520 SH DEFINED 7 0 554520 0 CANADIAN NATL RY CO COM 136375102 5677 93688 SH DEFINED 8 86466 7222 0 CANADIAN NATL RY CO COM 136375102 1439 23745 SH DEFINED 9 23745 0 0 CANADIAN NATL RY CO COM 136375102 88 1446 SH DEFINED 15 1446 0 0 CANADIAN NATL RY CO COM 136375102 654 10800 SH DEFINED 17 0 0 10800 CANADIAN NATL RY CO COM 136375102 51 844 SH DEFINED 18 844 0 0 CANADIAN NATL RY CO COM 136375102 114285 1886207 SH DEFINED 5;1 1886207 0 0 CANADIAN NATL RY CO COM 136375102 1312 21654 SH DEFINED 21654 0 0 CANADIAN NATL RY CO COM 136375102 720143 11885511 SH SOLE 11885511 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CANADIAN NAT RES LTD COM 136385101 522611 7058496 SH DEFINED 1 7020796 0 37700 CANADIAN NAT RES LTD COM 136385101 4765 64356 SH DEFINED 3 26706 0 37650 CANADIAN NAT RES LTD COM 136385101 2651 35800 CALL DEFINED 5 35800 0 0 CANADIAN NAT RES LTD COM 136385101 4013 54200 PUT DEFINED 5 54200 0 0 CANADIAN NAT RES LTD COM 136385101 216864 2929014 SH DEFINED 5 2929014 0 0 CANADIAN NAT RES LTD COM 136385101 290290 3920713 SH DEFINED 6 3920713 0 0 CANADIAN NAT RES LTD COM 136385101 40353 545015 SH DEFINED 7 0 545015 0 CANADIAN NAT RES LTD COM 136385101 4142 55936 SH DEFINED 8 47617 8319 0 CANADIAN NAT RES LTD COM 136385101 1321 17845 SH DEFINED 9 17845 0 0 CANADIAN NAT RES LTD COM 136385101 161 2175 SH DEFINED 10 2175 0 0 CANADIAN NAT RES LTD COM 136385101 74 1000 SH DEFINED 13 1000 0 0 CANADIAN NAT RES LTD COM 136385101 37 500 SH DEFINED 15 500 0 0 CANADIAN NAT RES LTD COM 136385101 173 2330 SH DEFINED 17 0 0 2330 CANADIAN NAT RES LTD COM 136385101 375 5061 SH DEFINED 18 5061 0 0 CANADIAN NAT RES LTD COM 136385101 118613 1602016 SH DEFINED 5;1 1602016 0 0 CANADIAN NAT RES LTD COM 136385101 14337 193634 SH DEFINED 193634 0 0 CANADIAN NAT RES LTD COM 136385101 191328 2584118 SH SOLE 2584118 0 0 CANADIAN SOLAR INC COM 136635109 137 5639 SH DEFINED 3 801 0 4838 CANADIAN SUPERIOR ENERGY INC COM 136644101 3 5000 SH DEFINED 3 0 0 5000 CANO PETE INC COM 137801106 1 525 SH DEFINED 3 0 0 525 CANO PETE INC COM 137801106 110 93800 SH DEFINED 14 93800 0 0 CANON INC ADR 138006309 42 900 SH DEFINED 3 0 0 900 CANON INC ADR 138006309 1576 34107 SH DEFINED 5 34107 0 0 CANON INC ADR 138006309 118 2547 SH DEFINED 7 0 2547 0 CANON INC ADR 138006309 10 215 SH DEFINED 8 175 40 0 CANON INC ADR 138006309 69 1500 SH DEFINED 11 1500 0 0 CANON INC ADR 138006309 52 1118 SH DEFINED 16 1118 0 0 CANON INC ADR 138006309 624 13500 SH DEFINED 17 0 0 13500 CANON INC ADR 138006309 526 11391 SH DEFINED 18 11391 0 0 CANON INC ADR 138006309 9184 198751 SH DEFINED 5;1 198751 0 0 CANON INC ADR 138006309 104 2250 SH OTHER S;6 2250 0 0 CANON INC ADR 138006309 15 334 SH DEFINED 334 0 0 CANON INC ADR 138006309 1 30 SH SOLE 30 0 0 CANTEL MEDICAL CORP COM 138098108 47 2345 SH DEFINED 3 0 0 2345 CANTEL MEDICAL CORP COM 138098108 893 45000 SH DEFINED 4 0 0 45000 CANTEL MEDICAL CORP COM 138098108 0 15 SH DEFINED 5 15 0 0 CAPELLA EDUCATION COMPANY COM 139594105 35 372 SH DEFINED 3 0 0 372 CAPELLA EDUCATION COMPANY COM 139594105 1142 12300 SH DEFINED 4 0 1900 10400 CAPLEASE INC COM 140288101 2 300 SH DEFINED 3 0 0 300 CAPITAL SOUTHWEST CORP COM 140501107 473 5200 SH DEFINED 4 0 0 5200 CARBO CERAMICS INC COM 140781105 62 989 SH DEFINED 2 989 0 0 CARBO CERAMICS INC COM 140781105 580 9300 SH DEFINED 4 0 4500 4800 CARBO CERAMICS INC COM 140781105 8 136 SH DEFINED 18 136 0 0 CAREER EDUCATION CORP COM 141665109 715 22586 SH DEFINED 3 19138 0 3448 CARIBOU COFFEE INC COM 142042209 153 23121 SH DEFINED 3 0 0 23121 CARLISLE COS INC COM 142339100 339 8906 SH DEFINED 2 8906 0 0 CARLISLE COS INC COM 142339100 785 20597 SH DEFINED 3 16877 0 3720 CARMAX INC COM 143130102 1591 63349 SH DEFINED 3 62774 0 575 CARMAX INC COM 143130102 17835 709999 SH DEFINED 6 709999 0 0 CARMAX INC COM 143130102 2 95 SH DEFINED 16 0 95 0 CARMAX INC COM 143130102 172 6850 SH DEFINED 0 0 6850 CARNIVAL CORP PAIRED CTF 143658300 36217 931500 SH DEFINED 1 931500 0 0 CARNIVAL CORP PAIRED CTF 143658300 11025 283563 SH DEFINED 2 283563 0 0 CARNIVAL CORP PAIRED CTF 143658300 292 7522 SH DEFINED 3 4808 0 2714 CARNIVAL CORP PAIRED CTF 143658300 97 2500 SH DEFINED 5 2500 0 0 CARNIVAL CORP PAIRED CTF 143658300 6 155 SH DEFINED 7 0 155 0 CARNIVAL CORP PAIRED CTF 143658300 11 285 SH DEFINED 8 0 285 0 CARNIVAL CORP PAIRED CTF 143658300 5 117 SH DEFINED 15 117 0 0 CARNIVAL CORP PAIRED CTF 143658300 203 5230 SH DEFINED 18 5230 0 0 CARNIVAL CORP PAIRED CTF 143658300 9 223 SH DEFINED 223 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CARRIAGE SVCS INC COM 143905107 202 44000 SH DEFINED 4 0 0 44000 CARPENTER TECHNOLOGY CORP COM 144285103 13516 369300 SH DEFINED 1 369300 0 0 CARPENTER TECHNOLOGY CORP COM 144285103 973 26585 SH DEFINED 3 12440 0 14145 CARPENTER TECHNOLOGY CORP COM 144285103 4 100 SH DEFINED 5 100 0 0 CARPENTER TECHNOLOGY CORP COM 144285103 16 450 SH DEFINED 18 450 0 0 CARRIZO OIL & CO INC COM 144577103 42 1845 SH DEFINED 2 1845 0 0 CARRIZO OIL & CO INC COM 144577103 21 904 SH DEFINED 3 0 0 904 CARRIZO OIL & CO INC COM 144577103 6 260 SH DEFINED 18 260 0 0 CARROLLTON BANCORP COM 145282109 0 28 SH DEFINED 3 28 0 0 CARTER INC COM 146229109 1055 34994 SH DEFINED 2 34994 0 0 CARTER INC COM 146229109 39 1300 SH DEFINED 3 0 0 1300 CARTER INC COM 146229109 388 12856 SH DEFINED 5 12856 0 0 CARTER INC COM 146229109 67 2224 SH DEFINED 8 2224 0 0 CARTER INC COM 146229109 1 24 SH DEFINED 18 24 0 0 CASCADE BANCORP COM 147154108 1 2545 SH DEFINED 3 0 0 2545 CASCADE CORP COM 147195101 59 1824 SH DEFINED 2 1824 0 0 CASCADE CORP COM 147195101 895 27800 SH DEFINED 4 0 0 27800 CASCADE FINL CORP COM 147272108 24 12000 SH DEFINED 3 0 0 12000 CASEYS GEN STORES INC COM 147528103 384 12240 SH DEFINED 3 0 0 12240 CASUAL MALE RETAIL GRP INC COM NEW 148711302 9400 2438293 SH DEFINED 4 0 1006620 1431673 CATERPILLAR INC DEL COM 149123101 35014 557100 SH DEFINED 1 557100 0 0 CATERPILLAR INC DEL COM 149123101 15422 245372 SH DEFINED 2 245372 0 0 CATERPILLAR INC DEL COM 149123101 12723 202427 SH DEFINED 3 9542 79 192806 CATERPILLAR INC DEL COM 149123101 6178 98301 SH DEFINED 5 98301 0 0 CATERPILLAR INC DEL COM 149123101 864 13750 SH DEFINED 6 13750 0 0 CATERPILLAR INC DEL COM 149123101 4937 78555 SH DEFINED 7 0 78555 0 CATERPILLAR INC DEL COM 149123101 436 6943 SH DEFINED 8 3166 3777 0 CATERPILLAR INC DEL COM 149123101 403 6411 SH DEFINED 10 6411 0 0 CATERPILLAR INC DEL COM 149123101 716 11400 SH DEFINED 14 11400 0 0 CATERPILLAR INC DEL COM 149123101 390 6210 SH DEFINED 15 6210 0 0 CATERPILLAR INC DEL COM 149123101 123 1950 SH DEFINED 16 1950 0 0 CATERPILLAR INC DEL COM 149123101 16 260 SH DEFINED 17 0 0 260 CATERPILLAR INC DEL COM 149123101 329 5232 SH DEFINED 18 5232 0 0 CATERPILLAR INC DEL COM 149123101 819 13026 SH DEFINED 9230 3796 0 CATERPILLAR INC DEL COM 149123101 18 290 SH SOLE 290 0 0 CATO CORP NEW CL A 149205106 80 3735 SH DEFINED 3 0 0 3735 CAVCO INDS INC DEL COM 149568107 74 2170 SH DEFINED 3 0 0 2170 CBEYOND INC COM 149847105 5 400 SH DEFINED 3 400 0 0 CEDAR FAIR L P DEPOSITRY UNIT 150185106 23 1906 SH DEFINED 3 0 0 1906 CEDAR SHOPPING CTRS INC COM NEW 150602209 43 5400 SH DEFINED 3 0 0 5400 CELADON GROUP INC COM 150838100 1032 74000 SH DEFINED 4 0 0 74000 CELANESE CORP DEL COM SER A 150870103 3421 107400 SH DEFINED 1 107400 0 0 CELANESE CORP DEL COM SER A 150870103 49 1528 SH DEFINED 2 1528 0 0 CELANESE CORP DEL COM SER A 150870103 457 14348 SH DEFINED 3 383 0 13965 CELANESE CORP DEL COM SER A 150870103 203 6380 SH DEFINED 4 0 6380 0 CELANESE CORP DEL COM SER A 150870103 10 318 SH DEFINED 18 318 0 0 CELL THERAPEUTICS INC COM NO PAR 150934503 0 375 SH DEFINED 3 0 0 375 CELGENE CORP COM 151020104 46656 753000 SH DEFINED 1 753000 0 0 CELGENE CORP COM 151020104 18379 296624 SH DEFINED 2 296624 0 0 CELGENE CORP COM 151020104 3215 51893 SH DEFINED 3 14085 0 37808 CELGENE CORP COM 151020104 877 14147 SH DEFINED 5 14147 0 0 CELGENE CORP COM 151020104 200 3220 SH DEFINED 7 0 3220 0 CELGENE CORP COM 151020104 9 140 SH DEFINED 8 0 140 0 CELGENE CORP COM 151020104 81 1312 SH DEFINED 10 1312 0 0 CELGENE CORP COM 151020104 41 660 SH DEFINED 17 0 0 660 CELGENE CORP COM 151020104 108 1735 SH DEFINED 18 1735 0 0 CELGENE CORP COM 151020104 72 1170 SH DEFINED 1170 0 0 CELGENE CORP COM 151020104 1041 16798 SH SOLE 16798 0 0 CELLU TISSUE HLDGS INC COM 151169109 95 9500 SH DEFINED 3 9000 0 500 CEMEX SAB DE CV SPON ADR NEW 151290889 45 4400 SH DEFINED 2 4400 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CEMEX SAB DE CV SPON ADR NEW 151290889 495 48441 SH DEFINED 3 0 0 48441 CEMEX SAB DE CV SPON ADR NEW 151290889 3473 340154 SH DEFINED 5 340154 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 85 8277 SH DEFINED 8 8277 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 16 1581 SH DEFINED 16 975 606 0 CEMEX SAB DE CV SPON ADR NEW 151290889 135 13198 SH DEFINED 18 13198 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 27 2600 SH DEFINED 2600 0 0 CENTRAL EUROPEAN DIST CORP COM 153435102 11 318 SH DEFINED 2 318 0 0 CENTRAL EUROPEAN DIST CORP COM 153435102 6 164 SH DEFINED 3 164 0 0 CENTRAL EUROPEAN DIST CORP COM 153435102 17 492 SH DEFINED 18 492 0 0 CENTRAL EUROPEAN DIST CORP COM 153435102 8 240 SH DEFINED 240 0 0 CENTRAL FD CDA LTD CL A 153501101 8972 640870 SH DEFINED 3 0 0 640870 CENTRAL FD CDA LTD CL A 153501101 4415 315336 SH DEFINED 5 315336 0 0 CENTRAL FD CDA LTD CL A 153501101 14 1000 SH DEFINED 8 1000 0 0 CENTRAL FD CDA LTD CL A 153501101 299 21375 SH DEFINED 13 21375 0 0 CENTRAL FD CDA LTD CL A 153501101 3360 240000 SH DEFINED 15 240000 0 0 CENTRAL FD CDA LTD CL A 153501101 70 5000 SH DEFINED 5000 0 0 CENTRAL GARDEN & PET CO COM 153527106 45 4544 SH DEFINED 3 0 0 4544 CENTRAL GARDEN & PET CO COM 153527106 790 80000 SH DEFINED 4 0 0 80000 CENTRAL GARDEN & PET CO COM 153527106 1 100 SH DEFINED 16 0 100 0 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 302 32938 SH DEFINED 3 32938 0 0 CENTRAL GOLDTRUST TR UNIT 153546106 7551 170642 SH DEFINED 3 0 0 170642 CENTRAL GOLDTRUST TR UNIT 153546106 1257 28396 SH DEFINED 5 28396 0 0 CENTRAL GOLDTRUST TR UNIT 153546106 13 300 SH DEFINED 8 300 0 0 CENTRAL GOLDTRUST TR UNIT 153546106 102 2300 SH DEFINED 13 2300 0 0 CENTRAL GOLDTRUST TR UNIT 153546106 135 3059 SH DEFINED 16 3059 0 0 CENTRAL PAC FINL CORP COM 154760102 52 31226 SH DEFINED 2 31226 0 0 CENTRAL PAC FINL CORP COM 154760102 74 44000 SH DEFINED 4 0 0 44000 CENTRAL SECS CORP COM 155123102 1575 79596 SH DEFINED 3 0 0 79596 CENTRAL VT PUB SVC CORP COM 155771108 3320 164600 SH DEFINED 4 0 28200 136400 CENTURY ALUM CO COM 156431108 3546 257700 SH DEFINED 1 257700 0 0 CENTURY ALUM CO COM 156431108 45 3300 SH DEFINED 3 0 0 3300 CENTURY ALUM CO COM 156431108 9 670 SH DEFINED 18 670 0 0 CENTURYTEL INC COM 156700106 1670 47100 SH DEFINED 1 47100 0 0 CENTURYTEL INC COM 156700106 3827 107917 SH DEFINED 2 107917 0 0 CENTURYTEL INC COM 156700106 6398 180433 SH DEFINED 3 123305 79 57049 CENTURYTEL INC COM 156700106 1961 55303 SH DEFINED 5 55303 0 0 CENTURYTEL INC COM 156700106 54 1511 SH DEFINED 8 1511 0 0 CENTURYTEL INC COM 156700106 17 480 SH DEFINED 15 480 0 0 CENTURYTEL INC COM 156700106 14 407 SH DEFINED 16 342 65 0 CENTURYTEL INC COM 156700106 57 1602 SH DEFINED 18 1602 0 0 CENTURYTEL INC COM 156700106 72 2025 SH DEFINED 525 0 1500 CENTURYTEL INC COM 156700106 0 1 SH SOLE 1 0 0 CEPHALON INC COM 156708109 45053 664700 SH DEFINED 1 664700 0 0 CEPHALON INC COM 156708109 4703 69381 SH DEFINED 2 69381 0 0 CEPHALON INC COM 156708109 641 9457 SH DEFINED 3 825 0 8632 CEPHALON INC COM 156708109 2 24 SH DEFINED 18 24 0 0 CERADYNE INC COM 156710105 126 5566 SH DEFINED 2 5566 0 0 CERADYNE INC COM 156710105 1 50 SH DEFINED 3 0 0 50 CERNER CORP COM 156782104 1495 17599 SH DEFINED 2 17599 0 0 CERNER CORP COM 156782104 2874 33842 SH DEFINED 3 19110 0 14732 CERNER CORP COM 156782104 1045 12300 SH DEFINED 4 0 1900 10400 CERNER CORP COM 156782104 344 4050 SH DEFINED 7 0 4050 0 CERNER CORP COM 156782104 19 220 SH DEFINED 8 0 220 0 CERNER CORP COM 156782104 130 1534 SH DEFINED 10 1534 0 0 CERNER CORP COM 156782104 67 790 SH DEFINED 17 0 0 790 CERNER CORP COM 156782104 174 2049 SH DEFINED 18 2049 0 0 CERNER CORP COM 156782104 8 100 SH DEFINED 100 0 0 CERNER CORP COM 156782104 1607 18923 SH SOLE 18923 0 0 CEVA INC COM 157210105 202 17292 SH DEFINED 3 3300 0 13992 CEVA INC COM 157210105 18 1560 SH DEFINED 5 1560 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CEVA INC COM 157210105 1 81 SH DEFINED 16 81 0 0 CHARLES RIV LABS INTL INC COM 159864107 796 20253 SH DEFINED 3 18508 0 1745 CHARLES RIV LABS INTL INC COM 159864107 570 14500 SH DEFINED 4 0 2300 12200 CHARLES RIV LABS INTL INC COM 159864107 7 180 SH DEFINED 18 180 0 0 CHARMING SHOPPES INC COM 161133103 1 100 SH DEFINED 2 100 0 0 CHECKPOINT SYS INC COM 162825103 522 23600 SH DEFINED 1 23600 0 0 CHECKPOINT SYS INC COM 162825103 33 1500 SH DEFINED 18 1500 0 0 CHECKPOINT SYS INC COM 162825103 98 4425 SH DEFINED 4425 0 0 CHEESECAKE FACTORY INC COM 163072101 5 197 SH DEFINED 3 0 0 197 CHEESECAKE FACTORY INC COM 163072101 74 2720 SH DEFINED 5 2720 0 0 CHEESECAKE FACTORY INC COM 163072101 11 408 SH DEFINED 18 408 0 0 CHEESECAKE FACTORY INC COM 163072101 121 4490 SH DEFINED 4490 0 0 CHELSEA THERAPEUTICS INTL LT COM 163428105 34 9600 SH DEFINED 3 9600 0 0 CHESAPEAKE ENERGY CORP COM 165167107 9209 389543 SH DEFINED 2 389543 0 0 CHESAPEAKE ENERGY CORP COM 165167107 7640 323200 PUT DEFINED 3 323200 0 0 CHESAPEAKE ENERGY CORP COM 165167107 11575 489644 SH DEFINED 3 264612 0 225032 CHESAPEAKE ENERGY CORP COM 165167107 167 7073 SH DEFINED 5 7073 0 0 CHESAPEAKE ENERGY CORP COM 165167107 2 75 SH DEFINED 7 0 75 0 CHESAPEAKE ENERGY CORP COM 165167107 4 165 SH DEFINED 8 0 165 0 CHESAPEAKE ENERGY CORP COM 165167107 1064 45000 SH DEFINED 13 45000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 40 1678 SH DEFINED 16 1138 540 0 CHESAPEAKE ENERGY CORP COM 165167107 179 7587 SH DEFINED 18 7587 0 0 CHESAPEAKE ENERGY CORP COM 165167107 24 1000 SH DEFINED 1000 0 0 CHESAPEAKE ENERGY CORP PFD CONV 165167842 50 600 PRN DEFINED 3 0 0 600 CHESAPEAKE LODGING TR SH BEN INT 165240102 27 1400 SH DEFINED 3 0 0 1400 CHESAPEAKE UTILS CORP COM 165303108 100 3360 SH DEFINED 3 0 0 3360 CHESAPEAKE UTILS CORP COM 165303108 655 21990 SH DEFINED 4 0 0 21990 CHEVRON CORP NEW COM 166764100 52903 697649 SH DEFINED 1 697649 0 0 CHEVRON CORP NEW COM 166764100 37693 497078 SH DEFINED 2 497078 0 0 CHEVRON CORP NEW COM 166764100 1517 20000 CALL DEFINED 3 20000 0 0 CHEVRON CORP NEW COM 166764100 18578 245000 PUT DEFINED 3 245000 0 0 CHEVRON CORP NEW COM 166764100 52661 694457 SH DEFINED 3 132112 31848 530497 CHEVRON CORP NEW COM 166764100 30108 397051 SH DEFINED 4 0 162096 234955 CHEVRON CORP NEW COM 166764100 9682 127679 SH DEFINED 5 127679 0 0 CHEVRON CORP NEW COM 166764100 2982 39320 SH DEFINED 6 39320 0 0 CHEVRON CORP NEW COM 166764100 1446 19075 SH DEFINED 7 0 19075 0 CHEVRON CORP NEW COM 166764100 484 6382 SH DEFINED 8 6032 350 0 CHEVRON CORP NEW COM 166764100 8 100 SH DEFINED 9 100 0 0 CHEVRON CORP NEW COM 166764100 1593 21005 SH DEFINED 10 21005 0 0 CHEVRON CORP NEW COM 166764100 455 6000 SH DEFINED 11 6000 0 0 CHEVRON CORP NEW COM 166764100 38 500 SH DEFINED 14 500 0 0 CHEVRON CORP NEW COM 166764100 353 4660 SH DEFINED 15 4660 0 0 CHEVRON CORP NEW COM 166764100 194 2564 SH DEFINED 16 2564 0 0 CHEVRON CORP NEW COM 166764100 89 1180 SH DEFINED 17 0 0 1180 CHEVRON CORP NEW COM 166764100 2756 36339 SH DEFINED 18 36339 0 0 CHEVRON CORP NEW COM 166764100 897 11833 SH DEFINED 2890 8943 0 CHEVRON CORP NEW COM 166764100 284 3739 SH SOLE 3739 0 0 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 14 592 SH DEFINED 2 592 0 0 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 872 37470 SH DEFINED 3 0 0 37470 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 31 1350 SH DEFINED 5 1350 0 0 CHICAGO RIVET & MACH CO COM 168088102 43 2800 SH DEFINED 4 0 0 2800 CHICOS FAS INC COM 168615102 400 27760 SH DEFINED 2 27760 0 0 CHICOS FAS INC COM 168615102 4510 312790 SH DEFINED 3 275183 0 37607 CHICOS FAS INC COM 168615102 4 250 SH DEFINED 5 250 0 0 CHICOS FAS INC COM 168615102 31 2139 SH DEFINED 18 2139 0 0 CHILE FD INC COM 168834109 3 150 SH DEFINED 3 0 0 150 CHILDRENS PL RETAIL STORES I COM 168905107 45 1000 SH DEFINED 5 1000 0 0 CHINA NAT GAS INC COM NEW 168910206 5 550 SH DEFINED 3 0 0 550 CHINA FD INC COM 169373107 48 1735 SH DEFINED 3 0 0 1735 CHINA FD INC COM 169373107 41 1473 SH DEFINED 5 1473 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CHINA FD INC COM 169373107 4 133 SH DEFINED 7 0 133 0 CHINA FIN ONLINE CO LTD SPONSORED ADR 169379104 218 27770 SH DEFINED 3 0 0 27770 CHINA DIRECT INDS INC COM NEW 169384203 0 2 SH DEFINED 3 0 0 2 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 7 150 SH DEFINED 3 0 0 150 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 28 570 SH DEFINED 5 570 0 0 CHINA TRANSINFO TECHNLGY COR COM 169453107 21 3100 SH DEFINED 3 0 0 3100 CHINDEX INTERNATIONAL INC COM 169467107 16 1362 SH DEFINED 3 0 0 1362 CHINA VALVES TECHNOLOGY INC COM NEW 169476207 20 1500 SH DEFINED 2 1500 0 0 CHINA MED TECHNOLOGIES INC SPONSORED ADR 169483104 18 1306 SH DEFINED 3 0 0 1306 CHINA MED TECHNOLOGIES INC SPONSORED ADR 169483104 36 2679 SH DEFINED 5 2679 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 14872 132000 SH DEFINED 1 132000 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 63 560 SH DEFINED 2 560 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 1782 15816 SH DEFINED 3 9764 0 6052 CHIPOTLE MEXICAN GRILL INC COM 169656105 4 34 SH DEFINED 5 34 0 0 CHOICE HOTELS INTL INC COM 169905106 1205 34606 SH DEFINED 2 34606 0 0 CHOICE HOTELS INTL INC COM 169905106 18 517 SH DEFINED 3 77 0 440 CHIQUITA BRANDS INTL INC COM 170032809 566 36000 SH DEFINED 4 0 0 36000 CHORDIANT SOFTWARE INC COM NEW 170404305 7 1367 SH DEFINED 3 0 0 1367 CHRISTOPHER & BANKS CORP COM 171046105 3 352 SH DEFINED 2 352 0 0 CHUBB CORP COM 171232101 7626 147075 SH DEFINED 2 147075 0 0 CHUBB CORP COM 171232101 6546 126240 SH DEFINED 3 3642 46243 76355 CHUBB CORP COM 171232101 413 7968 SH DEFINED 5 7968 0 0 CHUBB CORP COM 171232101 52 1000 SH DEFINED 8 1000 0 0 CHUBB CORP COM 171232101 33 645 SH DEFINED 13 645 0 0 CHUBB CORP COM 171232101 1224 23605 SH DEFINED 18 23605 0 0 CHUBB CORP COM 171232101 309 5968 SH DEFINED 0 5968 0 CHURCH & DWIGHT INC COM 171340102 5343 79800 SH DEFINED 1 79800 0 0 CHURCH & DWIGHT INC COM 171340102 643 9606 SH DEFINED 2 9606 0 0 CHURCH & DWIGHT INC COM 171340102 2423 36198 SH DEFINED 3 23959 0 12239 CHURCH & DWIGHT INC COM 171340102 803 12000 SH DEFINED 4 0 1900 10100 CHURCH & DWIGHT INC COM 171340102 286 4275 SH DEFINED 5 4275 0 0 CHURCH & DWIGHT INC COM 171340102 17 250 SH DEFINED 7 0 250 0 CHURCH & DWIGHT INC COM 171340102 673 10056 SH DEFINED 10 10056 0 0 CHURCH & DWIGHT INC COM 171340102 37 548 SH DEFINED 18 548 0 0 CHURCH & DWIGHT INC COM 171340102 20 300 SH SOLE 300 0 0 CIENA CORP COM NEW 171779309 5669 371500 SH DEFINED 1 371500 0 0 CIENA CORP COM NEW 171779309 356 23353 SH DEFINED 2 23353 0 0 CIENA CORP COM NEW 171779309 610 39969 SH DEFINED 3 30232 0 9737 CIENA CORP COM NEW 171779309 15 1000 SH DEFINED 5 1000 0 0 CIENA CORP COM NEW 171779309 2 142 SH DEFINED 15 142 0 0 CIMAREX ENERGY CO COM 171798101 192 3231 SH DEFINED 2 3231 0 0 CIMAREX ENERGY CO COM 171798101 1674 28186 SH DEFINED 3 23693 0 4493 CIMAREX ENERGY CO COM 171798101 4 64 SH DEFINED 18 64 0 0 CIMAREX ENERGY CO COM 171798101 15 250 SH DEFINED 250 0 0 CINCINNATI BELL INC NEW COM 171871106 28 8221 SH DEFINED 3 0 0 8221 CINCINNATI BELL INC NEW PFD CV DEP1/20 171871403 39 1000 PRN DEFINED 3 0 0 1000 CINCINNATI FINL CORP COM 172062101 1536 53118 SH DEFINED 2 53118 0 0 CINCINNATI FINL CORP COM 172062101 82 2827 SH DEFINED 3 1751 0 1076 CINCINNATI FINL CORP COM 172062101 23906 826909 SH DEFINED 6 826909 0 0 CIRRUS LOGIC INC COM 172755100 151 18016 SH DEFINED 3 0 0 18016 CINTAS CORP COM 172908105 2479 88222 SH DEFINED 2 88222 0 0 CINTAS CORP COM 172908105 121 4310 SH DEFINED 3 1454 0 2856 CINTAS CORP COM 172908105 4 130 SH DEFINED 16 0 130 0 CINTAS CORP COM 172908105 5 192 SH DEFINED 18 192 0 0 CINTAS CORP COM 172908105 3 120 SH DEFINED 120 0 0 CITIGROUP INC COM 172967101 16569 4091000 SH DEFINED 1 4091000 0 0 CITIGROUP INC COM 172967101 39652 9790702 SH DEFINED 2 9790702 0 0 CITIGROUP INC COM 172967101 3130 772800 CALL DEFINED 3 772800 0 0 CITIGROUP INC COM 172967101 17375 4290231 SH DEFINED 3 2569976 0 1720255 CITIGROUP INC COM 172967101 5861 1447115 SH DEFINED 4 0 529465 917650
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CITIGROUP INC COM 172967101 5854 1445454 SH DEFINED 5 1445454 0 0 CITIGROUP INC COM 172967101 298 73532 SH DEFINED 7 0 73532 0 CITIGROUP INC COM 172967101 129 31909 SH DEFINED 8 29349 2560 0 CITIGROUP INC COM 172967101 624 153965 SH DEFINED 10 153965 0 0 CITIGROUP INC COM 172967101 8 2000 SH DEFINED 11 2000 0 0 CITIGROUP INC COM 172967101 565 139582 SH DEFINED 13 139582 0 0 CITIGROUP INC COM 172967101 1042 257324 SH DEFINED 14 257324 0 0 CITIGROUP INC COM 172967101 1103 272400 SH DEFINED 15 272400 0 0 CITIGROUP INC COM 172967101 1261 311262 SH DEFINED 16 311262 0 0 CITIGROUP INC COM 172967101 21 5300 SH DEFINED 17 0 0 5300 CITIGROUP INC COM 172967101 626 154630 SH DEFINED 18 154630 0 0 CITIGROUP INC COM 172967101 501 123773 SH DEFINED 99843 17830 6100 CITIGROUP INC COM 172967101 12264 3028105 SH SOLE 3028105 0 0 CITIGROUP INC UNIT 99/99/9999 172967416 1 12 PRN DEFINED 3 0 0 12 CITIZENS REPUBLIC BANCORP IN COM 174420109 1 600 SH DEFINED 3 0 0 600 CITIZENS INC CL A 174740100 333 48150 SH DEFINED 4 0 0 48150 CITIZENS SOUTH BKG CP DEL COM 176682102 154 25000 SH DEFINED 4 0 0 25000 CITRIX SYS INC COM 177376100 1206 25400 SH DEFINED 1 25400 0 0 CITRIX SYS INC COM 177376100 4873 102663 SH DEFINED 2 102663 0 0 CITRIX SYS INC COM 177376100 244 5150 SH DEFINED 3 2025 0 3125 CITRIX SYS INC COM 177376100 27 575 SH DEFINED 5 575 0 0 CITRIX SYS INC COM 177376100 52 1087 SH DEFINED 16 1087 0 0 CITRIX SYS INC COM 177376100 38 800 SH DEFINED 17 0 0 800 CITRIX SYS INC COM 177376100 194 4096 SH DEFINED 18 4096 0 0 CITRIX SYS INC COM 177376100 38 800 SH DEFINED 800 0 0 CITY HLDG CO COM 177835105 224 6538 SH DEFINED 2 6538 0 0 CITY NATL CORP COM 178566105 713 13209 SH DEFINED 3 12266 0 943 CLARCOR INC COM 179895107 542 15722 SH DEFINED 2 15722 0 0 CLARCOR INC COM 179895107 4 125 SH DEFINED 3 0 0 125 CLARIENT INC COM 180489106 3 1000 SH DEFINED 3 1000 0 0 CLAUDE RES INC COM 182873109 6006 5720000 SH DEFINED 1 5720000 0 0 CLAUDE RES INC COM 182873109 5 4760 SH DEFINED 5 4760 0 0 CLEAN HARBORS INC COM 184496107 1027 18482 SH DEFINED 2 18482 0 0 CLEAN HARBORS INC COM 184496107 57 1028 SH DEFINED 3 0 0 1028 CLEAN HARBORS INC COM 184496107 4 64 SH DEFINED 5 64 0 0 CLEAN ENERGY FUELS CORP COM 184499101 111 4885 SH DEFINED 3 0 0 4885 CLEAN ENERGY FUELS CORP COM 184499101 57 2500 SH DEFINED 5 2500 0 0 CLEAN ENERGY FUELS CORP COM 184499101 68 3000 SH SOLE 3000 0 0 CLEARONE COMMUNICATIONS INC COM 185060100 42 14000 SH DEFINED 14 14000 0 0 CLOROX CO DEL COM 189054109 1360 21200 SH DEFINED 1 21200 0 0 CLOROX CO DEL COM 189054109 2051 31984 SH DEFINED 3 1555 0 30429 CLOROX CO DEL COM 189054109 2253 35121 SH DEFINED 5 35121 0 0 CLOROX CO DEL COM 189054109 51 800 SH DEFINED 7 0 800 0 CLOROX CO DEL COM 189054109 62 970 SH DEFINED 8 970 0 0 CLOROX CO DEL COM 189054109 239 3725 SH DEFINED 14 3725 0 0 CLOROX CO DEL COM 189054109 80 1243 SH DEFINED 18 1243 0 0 CLOROX CO DEL COM 189054109 303 4727 SH DEFINED 122 4605 0 COACH INC COM 189754104 43464 1099800 SH DEFINED 1 1099800 0 0 COACH INC COM 189754104 6001 151858 SH DEFINED 2 151858 0 0 COACH INC COM 189754104 1067 27005 SH DEFINED 3 3483 0 23522 COACH INC COM 189754104 890 22517 SH DEFINED 5 22517 0 0 COACH INC COM 189754104 2 54 SH DEFINED 7 0 54 0 COACH INC COM 189754104 59 1488 SH DEFINED 8 1488 0 0 COACH INC COM 189754104 146 3683 SH DEFINED 10 3683 0 0 COACH INC COM 189754104 21 520 SH DEFINED 13 520 0 0 COACH INC COM 189754104 116 2940 SH DEFINED 17 0 0 2940 COACH INC COM 189754104 500 12640 SH DEFINED 18 12640 0 0 COACH INC COM 189754104 2 54 SH DEFINED 54 0 0 COACH INC COM 189754104 194 4902 SH SOLE 4902 0 0 COBIZ FINANCIAL INC COM 190897108 85 13648 SH DEFINED 3 0 0 13648
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- COBIZ FINANCIAL INC COM 190897108 780 125159 SH DEFINED 4 0 34100 91059 COBRA ELECTRS CORP COM 191042100 113 45000 SH DEFINED 4 0 0 45000 COCA COLA CO COM 191216100 27511 500203 SH DEFINED 2 500203 0 0 COCA COLA CO COM 191216100 24777 450497 SH DEFINED 3 56476 79 393942 COCA COLA CO COM 191216100 29161 530191 SH DEFINED 5 530191 0 0 COCA COLA CO COM 191216100 470 8550 SH DEFINED 6 8550 0 0 COCA COLA CO COM 191216100 6914 125708 SH DEFINED 7 0 125708 0 COCA COLA CO COM 191216100 2423 44051 SH DEFINED 8 37719 6332 0 COCA COLA CO COM 191216100 28 500 SH DEFINED 9 500 0 0 COCA COLA CO COM 191216100 1782 32400 SH DEFINED 13 32400 0 0 COCA COLA CO COM 191216100 18 325 SH DEFINED 13 325 0 0 COCA COLA CO COM 191216100 440 8000 SH DEFINED 14 8000 0 0 COCA COLA CO COM 191216100 405 7371 SH DEFINED 15 7371 0 0 COCA COLA CO COM 191216100 636 11566 SH DEFINED 16 11051 515 0 COCA COLA CO COM 191216100 4184 76078 SH DEFINED 18 76078 0 0 COCA COLA CO COM 191216100 10 180 SH DEFINED 5;1 180 0 0 COCA COLA CO COM 191216100 1416 25748 SH DEFINED 3051 22697 0 COCA COLA CO COM 191216100 2343 42600 SH SOLE 42600 0 0 COCA COLA ENTERPRISES INC COM 191219104 4000 144622 SH DEFINED 2 144622 0 0 COCA COLA ENTERPRISES INC COM 191219104 2270 82057 SH DEFINED 3 78521 0 3536 COCA COLA ENTERPRISES INC COM 191219104 4 132 SH DEFINED 5 132 0 0 COCA COLA ENTERPRISES INC COM 191219104 198 7152 SH DEFINED 18 7152 0 0 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 416 6255 SH DEFINED 2 6255 0 0 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 15 233 SH DEFINED 5 233 0 0 COEUR D ALENE MINES CORP IDA COM NEW 192108504 24 1630 SH DEFINED 2 1630 0 0 COEUR D ALENE MINES CORP IDA COM NEW 192108504 462 30831 SH DEFINED 3 0 0 30831 COEUR D ALENE MINES CORP IDA COM NEW 192108504 52 3500 CALL DEFINED 5 3500 0 0 COEUR D ALENE MINES CORP IDA COM NEW 192108504 75 5000 PUT DEFINED 5 5000 0 0 COEUR D ALENE MINES CORP IDA COM NEW 192108504 66 4400 SH DEFINED 5 4400 0 0 COEUR D ALENE MINES CORP IDA COM NEW 192108504 1114 74360 SH DEFINED 7 0 74360 0 COEUR D ALENE MINES CORP IDA COM NEW 192108504 56 3705 SH DEFINED 8 0 3705 0 COEUR D ALENE MINES CORP IDA COM NEW 192108504 6 415 SH DEFINED 15 415 0 0 COEUR D ALENE MINES CORP IDA COM NEW 192108504 2 160 SH DEFINED 160 0 0 COGNEX CORP COM 192422103 594 32124 SH DEFINED 2 32124 0 0 COGNEX CORP COM 192422103 1 50 SH DEFINED 3 0 0 50 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 9428 184941 SH DEFINED 2 184941 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1892 37118 SH DEFINED 3 3276 0 33842 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 73 1423 SH DEFINED 5 1423 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 132 2591 SH DEFINED 10 2591 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 66 1300 SH DEFINED 14 1300 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 133 2605 SH DEFINED 17 0 0 2605 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 650 12741 SH DEFINED 18 12741 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 220 4325 SH SOLE 4325 0 0 COGO GROUP INC COM 192448108 42 5978 SH DEFINED 2 5978 0 0 COGO GROUP INC COM 192448108 7 1000 SH DEFINED 3 0 0 1000 COHERENT INC COM 192479103 195 6110 SH DEFINED 2 6110 0 0 COHERENT INC COM 192479103 32 1000 SH DEFINED 3 0 0 1000 COLDWATER CREEK INC COM 193068103 9 1320 SH DEFINED 2 1320 0 0 COLDWATER CREEK INC COM 193068103 2 336 SH DEFINED 3 0 0 336 COLGATE PALMOLIVE CO COM 194162103 48355 567150 SH DEFINED 1 567150 0 0 COLGATE PALMOLIVE CO COM 194162103 20353 238715 SH DEFINED 2 238715 0 0 COLGATE PALMOLIVE CO COM 194162103 11149 130769 SH DEFINED 3 5473 3663 121633 COLGATE PALMOLIVE CO COM 194162103 17856 209425 SH DEFINED 5 209425 0 0 COLGATE PALMOLIVE CO COM 194162103 870 10200 SH DEFINED 6 10200 0 0 COLGATE PALMOLIVE CO COM 194162103 818 9590 SH DEFINED 7 0 9590 0 COLGATE PALMOLIVE CO COM 194162103 509 5967 SH DEFINED 8 5742 225 0 COLGATE PALMOLIVE CO COM 194162103 20 240 SH DEFINED 9 240 0 0 COLGATE PALMOLIVE CO COM 194162103 185 2165 SH DEFINED 10 2165 0 0 COLGATE PALMOLIVE CO COM 194162103 102 1200 SH DEFINED 11 1200 0 0 COLGATE PALMOLIVE CO COM 194162103 2004 23500 SH DEFINED 14 23500 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- COLGATE PALMOLIVE CO COM 194162103 166 1950 SH DEFINED 15 1950 0 0 COLGATE PALMOLIVE CO COM 194162103 260 3048 SH DEFINED 16 2753 295 0 COLGATE PALMOLIVE CO COM 194162103 116 1356 SH DEFINED 17 0 0 1356 COLGATE PALMOLIVE CO COM 194162103 356 4181 SH DEFINED 18 4181 0 0 COLGATE PALMOLIVE CO COM 194162103 8910 104505 SH DEFINED 5;1 104505 0 0 COLGATE PALMOLIVE CO COM 194162103 379 4442 SH DEFINED 4002 440 0 COLGATE PALMOLIVE CO COM 194162103 196 2299 SH SOLE 2299 0 0 COLONIAL PPTYS TR COM SH BEN INT 195872106 24 1827 SH DEFINED 2 1827 0 0 COLONIAL PPTYS TR COM SH BEN INT 195872106 7 577 SH DEFINED 3 0 0 577 COLONIAL PPTYS TR COM SH BEN INT 195872106 3 231 SH DEFINED 18 231 0 0 COLUMBIA BKG SYS INC COM 197236102 7 339 SH DEFINED 2 339 0 0 COLUMBIA BKG SYS INC COM 197236102 16 790 SH DEFINED 3 0 0 790 COLUMBIA LABS INC COM 197779101 59 55500 SH DEFINED 3 0 0 55500 COLUMBIA LABS INC COM 197779101 1 1000 SH DEFINED 5 1000 0 0 COLUMBIA LABS INC COM 197779101 59 54990 SH DEFINED 14 54990 0 0 COLUMBIA SPORTSWEAR CO COM 198516106 104 1985 SH DEFINED 3 0 0 1985 COLUMBIA SPORTSWEAR CO COM 198516106 40 755 SH DEFINED 18 755 0 0 COLUMBUS MCKINNON CORP N Y COM 199333105 2 145 SH DEFINED 2 145 0 0 COLUMBUS MCKINNON CORP N Y COM 199333105 10162 640325 SH DEFINED 4 0 228900 411425 COMFORT SYS USA INC COM 199908104 96 7709 SH DEFINED 2 7709 0 0 COMFORT SYS USA INC COM 199908104 76 6101 SH DEFINED 3 0 0 6101 COMARCO INC COM 200080109 350 115000 SH DEFINED 4 0 0 115000 COMERICA INC COM 200340107 20625 542200 SH DEFINED 1 542200 0 0 COMERICA INC COM 200340107 3585 94256 SH DEFINED 2 94256 0 0 COMERICA INC COM 200340107 321 8426 SH DEFINED 3 1900 0 6526 COMERICA INC COM 200340107 153 4019 SH DEFINED 5 4019 0 0 COMERICA INC COM 200340107 5 126 SH DEFINED 8 126 0 0 COMMERCE BANCSHARES INC COM 200525103 3127 76005 SH DEFINED 1 76005 0 0 COMMERCE BANCSHARES INC COM 200525103 364 8856 SH DEFINED 2 8856 0 0 COMMERCE BANCSHARES INC COM 200525103 873 21223 SH DEFINED 3 20440 0 783 COMMERCE BANCSHARES INC COM 200525103 0 2 SH DEFINED 2 0 0 COMMERCIAL METALS CO COM 201723103 524 34814 SH DEFINED 3 31572 0 3242 COMMERCIAL METALS CO COM 201723103 28595 1898711 SH DEFINED 6 1898711 0 0 COMMSCOPE INC COM 203372107 76 2697 SH DEFINED 2 2697 0 0 COMMSCOPE INC COM 203372107 747 26654 SH DEFINED 3 26529 0 125 COMMSCOPE INC COM 203372107 162 5790 SH DEFINED 4 0 5790 0 COMMSCOPE INC COM 203372107 174 6219 SH DEFINED 5 6219 0 0 COMMSCOPE INC COM 203372107 87 3110 SH DEFINED 8 3110 0 0 COMMUNITY BK SYS INC COM 203607106 130 5700 SH DEFINED 3 0 0 5700 COMMUNITY BK SYS INC COM 203607106 7 286 SH DEFINED 18 286 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 461 12483 SH DEFINED 2 12483 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 7319 198196 SH DEFINED 3 128518 0 69678 COMMUNITY HEALTH SYS INC NEW COM 203668108 6753 182855 SH DEFINED 4 0 80065 102790 COMMUNITY HEALTH SYS INC NEW COM 203668108 11 302 SH DEFINED 5 302 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 26 711 SH DEFINED 18 711 0 0 COMMUNICATIONS SYS INC COM 203900105 1 74 SH DEFINED 3 0 0 74 COMMUNICATIONS SYS INC COM 203900105 297 23000 SH DEFINED 4 0 0 23000 COMMVAULT SYSTEMS INC COM 204166102 435 20373 SH DEFINED 2 20373 0 0 COMMVAULT SYSTEMS INC COM 204166102 11694 547715 SH DEFINED 4 0 435325 112390 COMMVAULT SYSTEMS INC COM 204166102 7 342 SH DEFINED 18 342 0 0 CGG VERITAS SPONSORED ADR 204386106 7 250 SH DEFINED 3 0 0 250 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 95 5733 SH DEFINED 2 5733 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 2086 125356 SH DEFINED 3 115031 0 10325 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 5 300 SH DEFINED 15 300 0 0 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 315 8400 SH DEFINED 2 8400 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 282 9116 SH DEFINED 2 9116 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 1674 54063 SH DEFINED 3 49807 0 4256 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 203 6570 SH DEFINED 5 6570 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 136 4400 SH DEFINED 8 4400 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 139 4500 SH DEFINED 18 4500 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 43 1400 SH SOLE 1400 0 0 COMPTON PETE CORP COM 204940100 78 83000 SH DEFINED 5 83000 0 0 COMPUTER PROGRAMS & SYS INC COM 205306103 6 158 SH DEFINED 18 158 0 0 COMPUTER SCIENCES CORP COM 205363104 3978 73008 SH DEFINED 2 73008 0 0 COMPUTER SCIENCES CORP COM 205363104 534 9805 SH DEFINED 3 1725 0 8080 COMPUTER SCIENCES CORP COM 205363104 107 1970 SH DEFINED 5 1970 0 0 COMPUTER SCIENCES CORP COM 205363104 3 50 SH DEFINED 16 0 50 0 COMPUTER SCIENCES CORP COM 205363104 31 567 SH DEFINED 18 567 0 0 COMPUTER SCIENCES CORP COM 205363104 138 2530 SH DEFINED 0 0 2530 COMPUTER TASK GROUP INC COM 205477102 974 134300 SH DEFINED 4 0 34300 100000 COMPUWARE CORP COM 205638109 114 13621 SH DEFINED 2 13621 0 0 COMPUWARE CORP COM 205638109 34 4019 SH DEFINED 3 2544 0 1475 COMPUWARE CORP COM 205638109 48 5693 SH DEFINED 5 5693 0 0 COMSTOCK RES INC COM NEW 205768203 430 13515 SH DEFINED 2 13515 0 0 COMSTOCK RES INC COM NEW 205768203 517 16252 SH DEFINED 3 13252 0 3000 COMTECH TELECOMMUNICATIONS C COM NEW 205826209 71 2221 SH DEFINED 2 2221 0 0 COMTECH TELECOMMUNICATIONS C COM NEW 205826209 3160 98700 SH DEFINED 3 98700 0 0 COMTECH TELECOMMUNICATIONS C COM NEW 205826209 15734 491382 SH DEFINED 4 0 289105 202277 COMTECH TELECOMMUNICATIONS C COM NEW 205826209 6 200 SH DEFINED 5 200 0 0 COMTECH TELECOMMUNICATIONS C COM NEW 205826209 2 78 SH DEFINED 18 78 0 0 COMVERGE INC COM 205859101 934 82606 SH DEFINED 3 11000 0 71606 CONAGRA FOODS INC COM 205887102 21059 840000 SH DEFINED 1 840000 0 0 CONAGRA FOODS INC COM 205887102 2162 86247 SH DEFINED 3 4912 0 81335 CONAGRA FOODS INC COM 205887102 14508 578715 SH DEFINED 4 0 255165 323550 CONAGRA FOODS INC COM 205887102 1124 44834 SH DEFINED 5 44834 0 0 CONAGRA FOODS INC COM 205887102 85 3376 SH DEFINED 8 3376 0 0 CONAGRA FOODS INC COM 205887102 1 57 SH DEFINED 15 57 0 0 CONAGRA FOODS INC COM 205887102 1 50 SH DEFINED 16 0 50 0 CONAGRA FOODS INC COM 205887102 48 1926 SH DEFINED 18 1926 0 0 CONAGRA FOODS INC COM 205887102 2492 99400 SH SOLE 99400 0 0 CON-WAY INC COM 205944101 494 14056 SH DEFINED 3 13847 0 209 CONCEPTUS INC COM 206016107 360 18051 SH DEFINED 2 18051 0 0 CONCUR TECHNOLOGIES INC COM 206708109 489 11935 SH DEFINED 2 11935 0 0 CONCUR TECHNOLOGIES INC COM 206708109 4614 112520 SH DEFINED 3 112500 0 20 CONCUR TECHNOLOGIES INC COM 206708109 5 114 SH DEFINED 18 114 0 0 CONEXANT SYSTEMS INC COM NEW 207142308 70 20700 SH DEFINED 1 20700 0 0 CONEXANT SYSTEMS INC COM NEW 207142308 4 1271 SH DEFINED 2 1271 0 0 CONEXANT SYSTEMS INC COM NEW 207142308 2558 752449 SH DEFINED 3 751011 0 1438 CONEXANT SYSTEMS INC COM NEW 207142308 68 20000 SH DEFINED 14 20000 0 0 CONMED CORP COM 207410101 29 1200 SH DEFINED 3 0 0 1200 CONMED CORP COM 207410101 619 26000 SH DEFINED 4 0 0 26000 CONMED CORP COM 207410101 5 230 SH DEFINED 18 230 0 0 CONNECTICUT BK&TR CO HART NE COM 207546102 5 1000 SH DEFINED 3 0 0 1000 CONNECTICUT WTR SVC INC COM 207797101 4 169 SH DEFINED 3 0 0 169 CONNECTICUT WTR SVC INC COM 207797101 547 23500 SH DEFINED 4 0 0 23500 CONNS INC COM 208242107 8 1065 SH DEFINED 2 1065 0 0 CONNS INC COM 208242107 89 11328 SH DEFINED 3 0 0 11328 CONSECO INC COM NEW 208464883 10178 1636400 PUT DEFINED 3 1636400 0 0 CONSECO INC COM NEW 208464883 10305 1656694 SH DEFINED 3 1636400 0 20294 CONSECO INC COM NEW 208464883 1 134 SH DEFINED 18 134 0 0 CONSOLIDATED COMM HLDGS INC COM 209034107 44 2300 SH DEFINED 3 0 0 2300 CONSOLIDATED EDISON INC COM 209115104 5113 114788 SH DEFINED 2 114788 0 0 CONSOLIDATED EDISON INC COM 209115104 5597 125668 SH DEFINED 3 73093 0 52575 CONSOLIDATED EDISON INC COM 209115104 225 5056 SH DEFINED 5 5056 0 0 CONSOLIDATED EDISON INC COM 209115104 89 2000 SH DEFINED 7 0 2000 0 CONSOLIDATED EDISON INC COM 209115104 156 3500 SH DEFINED 14 3500 0 0 CONSOLIDATED EDISON INC COM 209115104 257 5760 SH DEFINED 15 5760 0 0 CONSOLIDATED EDISON INC COM 209115104 178 4000 SH DEFINED 16 4000 0 0 CONSOLIDATED EDISON INC COM 209115104 72 1611 SH DEFINED 18 1611 0 0 CONSOLIDATED EDISON INC COM 209115104 107 2398 SH DEFINED 2398 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CONSOLIDATED GRAPHICS INC COM 209341106 1367 33000 SH DEFINED 4 0 0 33000 CONSTELLATION ENERGY GROUP I COM 210371100 3952 112560 SH DEFINED 2 112560 0 0 CONSTELLATION ENERGY GROUP I COM 210371100 447 12721 SH DEFINED 3 2173 0 10548 CONSTELLATION ENERGY GROUP I COM 210371100 5 150 SH DEFINED 5 150 0 0 CONSTELLATION ENERGY GROUP I COM 210371100 611 17400 SH DEFINED 18 17400 0 0 CONSUMER PORTFOLIO SVCS INC COM 210502100 299 133000 SH DEFINED 4 0 0 133000 CONTINENTAL AIRLS INC CL B 210795308 68 3100 SH DEFINED 1 3100 0 0 CONTINENTAL AIRLS INC CL B 210795308 6591 300000 CALL DEFINED 3 300000 0 0 CONTINENTAL AIRLS INC CL B 210795308 1219 55495 SH DEFINED 3 53005 0 2490 CONTINENTAL AIRLS INC CL B 210795308 12 531 SH DEFINED 18 531 0 0 CONTINENTAL RESOURCES INC COM 212015101 55 1301 SH DEFINED 3 1301 0 0 CONTINENTAL RESOURCES INC COM 212015101 3655 85890 SH DEFINED 7 0 85890 0 CONTINENTAL RESOURCES INC COM 212015101 105 2470 SH DEFINED 8 0 2470 0 CONTINENTAL RESOURCES INC COM 212015101 20 475 SH DEFINED 15 475 0 0 CONTINENTAL RESOURCES INC COM 212015101 2 50 SH DEFINED 50 0 0 CONVERGYS CORP COM 212485106 48 3933 SH DEFINED 2 3933 0 0 CONVERGYS CORP COM 212485106 425 34625 SH DEFINED 3 34407 0 218 COOPER COS INC COM NEW 216648402 547 14061 SH DEFINED 2 14061 0 0 COOPER COS INC COM NEW 216648402 9781 251566 SH DEFINED 4 0 200806 50760 COOPER COS INC COM NEW 216648402 68 1760 SH DEFINED 18 1760 0 0 COOPER TIRE & RUBR CO COM 216831107 81 4234 SH DEFINED 2 4234 0 0 COOPER TIRE & RUBR CO COM 216831107 238 12491 SH DEFINED 3 0 0 12491 COPANO ENERGY L L C COM UNITS 217202100 266 10996 SH DEFINED 2 10996 0 0 COPANO ENERGY L L C COM UNITS 217202100 7119 294183 SH DEFINED 3 131823 0 162360 COPART INC COM 217204106 141 3970 SH DEFINED 2 3970 0 0 COPART INC COM 217204106 4832 135728 SH DEFINED 3 130767 0 4961 CORCEPT THERAPEUTICS INC COM 218352102 1 300 SH DEFINED 5 300 0 0 CORE MARK HOLDING CO INC COM 218681104 643 21000 SH DEFINED 4 0 0 21000 CORINTHIAN COLLEGES INC COM 218868107 533 30299 SH DEFINED 3 0 0 30299 CORINTHIAN COLLEGES INC COM 218868107 321 18265 SH DEFINED 5 18265 0 0 CORINTHIAN COLLEGES INC COM 218868107 4 237 SH DEFINED 18 237 0 0 CORINTHIAN COLLEGES INC COM 218868107 47 2686 SH DEFINED 2686 0 0 CORN PRODS INTL INC COM 219023108 1429 41226 SH DEFINED 3 20988 0 20238 CORN PRODS INTL INC COM 219023108 20 576 SH DEFINED 5 576 0 0 CORN PRODS INTL INC COM 219023108 28 800 SH DEFINED 18 800 0 0 CORNELL COMPANIES INC COM 219141108 139 7611 SH DEFINED 2 7611 0 0 CORNELL COMPANIES INC COM 219141108 641 35000 SH DEFINED 4 0 0 35000 CORNELL COMPANIES INC COM 219141108 20 1083 SH DEFINED 5 1083 0 0 CORNELL COMPANIES INC COM 219141108 8 450 SH DEFINED 18 450 0 0 CORNING INC COM 219350105 41952 2075800 SH DEFINED 1 2075800 0 0 CORNING INC COM 219350105 15101 747183 SH DEFINED 2 747183 0 0 CORNING INC COM 219350105 4826 238773 SH DEFINED 3 48922 0 189851 CORNING INC COM 219350105 1585 78430 SH DEFINED 5 78430 0 0 CORNING INC COM 219350105 888 43930 SH DEFINED 7 0 43930 0 CORNING INC COM 219350105 214 10565 SH DEFINED 8 8625 1940 0 CORNING INC COM 219350105 141 7000 SH DEFINED 15 7000 0 0 CORNING INC COM 219350105 160 7894 SH DEFINED 18 7894 0 0 CORNING INC COM 219350105 47 2325 SH DEFINED 2325 0 0 CORNING INC COM 219350105 1 45 SH SOLE 45 0 0 CORUS ENTERTAINMENT INC COM CL B NON VTG 220874101 12 639 SH DEFINED 3 0 0 639 CORUS ENTERTAINMENT INC COM CL B NON VTG 220874101 5462 279527 SH DEFINED 5 279527 0 0 CORUS ENTERTAINMENT INC COM CL B NON VTG 220874101 58467 2992166 SH DEFINED 6 2992166 0 0 CORUS ENTERTAINMENT INC COM CL B NON VTG 220874101 61 3128 SH DEFINED 8 3128 0 0 CORUS ENTERTAINMENT INC COM CL B NON VTG 220874101 5 258 SH DEFINED 18 258 0 0 CORVEL CORP COM 221006109 40 1107 SH DEFINED 3 0 0 1107 COURIER CORP COM 222660102 38 2278 SH DEFINED 3 0 0 2278 COUSINS PPTYS INC COM 222795106 2 207 SH DEFINED 3 1 0 206 COVANCE INC COM 222816100 2279 37127 SH DEFINED 3 18013 0 19114 COVANCE INC COM 222816100 55 897 SH DEFINED 5 897 0 0 COVANCE INC COM 222816100 17 270 SH DEFINED 18 270 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- COVENTRY HEALTH CARE INC COM 222862104 4195 169700 SH DEFINED 1 169700 0 0 COVENTRY HEALTH CARE INC COM 222862104 1996 80727 SH DEFINED 2 80727 0 0 COVENTRY HEALTH CARE INC COM 222862104 181 7324 SH DEFINED 3 1637 0 5687 COWEN GROUP INC NEW CL A 223622101 1647 291000 SH DEFINED 3 291000 0 0 CRANE CO COM 224399105 468 13179 SH DEFINED 3 13179 0 0 CRAWFORD & CO CL B 224633107 167 41037 SH DEFINED 4 0 0 41037 CREDIT SUISSE ASSET MGMT INC COM 224916106 14 3850 SH DEFINED 3 0 0 3850 CRAY INC COM NEW 225223304 9 1554 SH DEFINED 3 0 0 1554 CREDIT SUISSE GROUP SPONSORED ADR 225401108 25 490 SH DEFINED 2 490 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 202 3940 SH DEFINED 3 500 0 3440 CREDIT SUISSE GROUP SPONSORED ADR 225401108 1845 35909 SH DEFINED 5 35909 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 7 135 SH DEFINED 7 0 135 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 11 218 SH DEFINED 8 218 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 154 3000 SH DEFINED 15 3000 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 21 414 SH DEFINED 18 414 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 9088 176885 SH DEFINED 5;1 176885 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 51 988 SH DEFINED 114 0 874 CREDIT SUISSE GROUP SPONSORED ADR 225401108 2 40 SH SOLE 40 0 0 CREE INC COM 225447101 646 9200 SH DEFINED 1 9200 0 0 CREE INC COM 225447101 84 1191 SH DEFINED 2 1191 0 0 CREE INC COM 225447101 2433 34648 SH DEFINED 3 30015 0 4633 CREE INC COM 225447101 4 58 SH DEFINED 5 58 0 0 CREE INC COM 225447101 14 200 SH DEFINED 7 0 200 0 CREE INC COM 225447101 38 548 SH DEFINED 18 548 0 0 CRESUD S A C I F Y A SPONSORED ADR 226406106 23 1643 SH DEFINED 16 1643 0 0 CREXUS INVT CORP COM 226553105 80 6000 SH DEFINED 3 0 0 6000 CROCS INC COM 227046109 32 3700 SH DEFINED 1 3700 0 0 CROCS INC COM 227046109 27 3055 SH DEFINED 3 0 0 3055 CROSS CTRY HEALTHCARE INC COM 227483104 465 46000 SH DEFINED 4 0 0 46000 CROWN CASTLE INTL CORP COM 228227104 1047 27386 SH DEFINED 2 27386 0 0 CROWN CASTLE INTL CORP COM 228227104 432 11294 SH DEFINED 3 776 0 10518 CROWN CASTLE INTL CORP COM 228227104 53 1386 SH DEFINED 18 1386 0 0 CROWN HOLDINGS INC COM 228368106 467 17308 SH DEFINED 2 17308 0 0 CROWN HOLDINGS INC COM 228368106 270 10024 SH DEFINED 3 426 0 9598 CROWN HOLDINGS INC COM 228368106 766 28410 SH DEFINED 4 0 28410 0 CROWN HOLDINGS INC COM 228368106 12 450 SH DEFINED 5 450 0 0 CROWN HOLDINGS INC COM 228368106 24 900 SH DEFINED 14 900 0 0 CROWN HOLDINGS INC COM 228368106 7 246 SH DEFINED 18 246 0 0 CROWN MEDIA HLDGS INC CL A 228411104 4 2000 SH DEFINED 3 0 0 2000 CRUCELL N V SPONSORED ADR 228769105 41 2000 SH DEFINED 3 0 0 2000 CRYOLIFE INC COM 228903100 1 200 SH DEFINED 3 0 0 200 CUBIC CORP COM 229669106 181 5018 SH DEFINED 2 5018 0 0 CUBIC CORP COM 229669106 49 1357 SH DEFINED 3 0 0 1357 CUBIC CORP COM 229669106 14 384 SH DEFINED 18 384 0 0 CUBIST PHARMACEUTICALS INC COM 229678107 398 17671 SH DEFINED 3 2300 0 15371 CULLEN FROST BANKERS INC COM 229899109 670 12000 SH DEFINED 2 12000 0 0 CULLEN FROST BANKERS INC COM 229899109 1636 29322 SH DEFINED 3 16816 0 12506 CULP INC COM 230215105 71 5930 SH DEFINED 3 0 0 5930 CUMMINS INC COM 231021106 56852 917700 SH DEFINED 1 917700 0 0 CUMMINS INC COM 231021106 7320 118164 SH DEFINED 2 118164 0 0 CUMMINS INC COM 231021106 1024 16529 SH DEFINED 3 2228 0 14301 CUMMINS INC COM 231021106 520 8394 SH DEFINED 5 8394 0 0 CUMMINS INC COM 231021106 628 10140 SH DEFINED 7 0 10140 0 CUMMINS INC COM 231021106 14 227 SH DEFINED 8 22 205 0 CUMMINS INC COM 231021106 867 14000 SH DEFINED 15 14000 0 0 CUMMINS INC COM 231021106 2 35 SH DEFINED 16 0 35 0 CUMMINS INC COM 231021106 42 677 SH DEFINED 18 677 0 0 CUMMINS INC COM 231021106 257 4152 SH DEFINED 4152 0 0 CURIS INC COM 231269101 35 11300 SH DEFINED 3 0 0 11300 CURTISS WRIGHT CORP COM 231561101 47 1356 SH DEFINED 3 0 0 1356
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CUSHING MLP TOTAL RETURN FD COM SHS 231631102 286 31377 SH DEFINED 3 0 0 31377 CUTERA INC COM 232109108 17 1600 SH DEFINED 3 0 0 1600 CYMER INC COM 232572107 1000 26800 SH DEFINED 1 26800 0 0 CYMER INC COM 232572107 159 4265 SH DEFINED 3 500 0 3765 CYMER INC COM 232572107 14457 387579 SH DEFINED 4 0 308389 79190 CYMER INC COM 232572107 9 250 SH DEFINED 16 250 0 0 CYNOSURE INC CL A 232577205 6 500 SH DEFINED 3 0 0 500 CYPRESS BIOSCIENCES INC COM PAR $.02 232674507 74 15190 SH DEFINED 2 15190 0 0 CYPRESS BIOSCIENCES INC COM PAR $.02 232674507 98 20000 SH DEFINED 13 20000 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 7259 629600 SH DEFINED 1 629600 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 1520 131873 SH DEFINED 2 131873 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 39 3405 SH DEFINED 3 0 0 3405 CYPRESS SEMICONDUCTOR CORP COM 232806109 6 501 SH DEFINED 18 501 0 0 CYTEC INDS INC COM 232820100 646 13831 SH DEFINED 3 13701 0 130 CYTEC INDS INC COM 232820100 104 2234 SH DEFINED 4 0 2234 0 CYTEC INDS INC COM 232820100 4 78 SH DEFINED 18 78 0 0 DCA TOTAL RETURN FD COM 233066109 15 5000 SH DEFINED 3 0 0 5000 DCT INDUSTRIAL TRUST INC COM 233153105 122 23266 SH DEFINED 2 23266 0 0 DCT INDUSTRIAL TRUST INC COM 233153105 7 1428 SH DEFINED 3 0 0 1428 DPL INC COM 233293109 551 20252 SH DEFINED 2 20252 0 0 DPL INC COM 233293109 1395 51316 SH DEFINED 3 33618 0 17698 DPL INC COM 233293109 82 3010 SH DEFINED 5 3010 0 0 DST SYS INC DEL COM 233326107 348 8398 SH DEFINED 2 8398 0 0 DST SYS INC DEL COM 233326107 452 10909 SH DEFINED 3 10749 0 160 DST SYS INC DEL COM 233326107 24 575 SH DEFINED 18 575 0 0 DTE ENERGY CO COM 233331107 4139 92810 SH DEFINED 2 92810 0 0 DTE ENERGY CO COM 233331107 460 10307 SH DEFINED 3 1819 79 8409 DTE ENERGY CO COM 233331107 67 1500 SH DEFINED 5 1500 0 0 DWS RREEF REAL ESTATE FD INC COM 233384106 14 3000 SH DEFINED 3 0 0 3000 DAKTRONICS INC COM 234264109 80 10506 SH DEFINED 2 10506 0 0 DAKTRONICS INC COM 234264109 102 13400 SH DEFINED 3 0 0 13400 DANA HOLDING CORP COM 235825205 81 6800 SH DEFINED 1 6800 0 0 DANA HOLDING CORP COM 235825205 2 200 SH DEFINED 3 0 0 200 DANAHER CORP DEL COM 235851102 10491 131280 SH DEFINED 2 131280 0 0 DANAHER CORP DEL COM 235851102 1543 19311 SH DEFINED 3 2886 0 16425 DANAHER CORP DEL COM 235851102 311 3896 SH DEFINED 5 3896 0 0 DANAHER CORP DEL COM 235851102 7369 92215 SH DEFINED 6 92215 0 0 DANAHER CORP DEL COM 235851102 180 2250 SH DEFINED 7 0 2250 0 DANAHER CORP DEL COM 235851102 141 1763 SH DEFINED 10 1763 0 0 DANAHER CORP DEL COM 235851102 72 900 SH DEFINED 14 900 0 0 DANAHER CORP DEL COM 235851102 185 2315 SH DEFINED 17 0 0 2315 DANAHER CORP DEL COM 235851102 382 4780 SH DEFINED 18 4780 0 0 DANAHER CORP DEL COM 235851102 359 4493 SH DEFINED 177 0 4316 DANAHER CORP DEL COM 235851102 232 2900 SH SOLE 2900 0 0 DANVERS BANCORP INC COM 236442109 124 9000 SH DEFINED 3 0 0 9000 DANVERS BANCORP INC COM 236442109 0 22 SH DEFINED 18 22 0 0 DARDEN RESTAURANTS INC COM 237194105 445 10000 SH DEFINED 1 10000 0 0 DARDEN RESTAURANTS INC COM 237194105 4258 95595 SH DEFINED 2 95595 0 0 DARDEN RESTAURANTS INC COM 237194105 600 13473 SH DEFINED 3 2838 0 10635 DARDEN RESTAURANTS INC COM 237194105 223 5015 SH DEFINED 5 5015 0 0 DARDEN RESTAURANTS INC COM 237194105 10265 230462 SH DEFINED 6 230462 0 0 DARDEN RESTAURANTS INC COM 237194105 2 50 SH DEFINED 18 50 0 0 DARDEN RESTAURANTS INC COM 237194105 135 3033 SH DEFINED 425 0 2608 DARLING INTL INC COM 237266101 3 383 SH DEFINED 3 0 0 383 DARLING INTL INC COM 237266101 9 1000 SH DEFINED 5 1000 0 0 DARLING INTL INC COM 237266101 8 915 SH DEFINED 16 915 0 0 DATA I O CORP COM 237690102 57 12400 SH DEFINED 3 0 0 12400 DEALERTRACK HLDGS INC COM 242309102 6 366 SH DEFINED 18 366 0 0 DEAN FOODS CO NEW COM 242370104 1273 81123 SH DEFINED 2 81123 0 0 DEAN FOODS CO NEW COM 242370104 46 2958 SH DEFINED 3 2052 0 906
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- DEAN FOODS CO NEW COM 242370104 1 76 SH DEFINED 18 76 0 0 DECKERS OUTDOOR CORP COM 243537107 97 700 SH DEFINED 1 700 0 0 DECKERS OUTDOOR CORP COM 243537107 496 3594 SH DEFINED 3 0 0 3594 DECKERS OUTDOOR CORP COM 243537107 29 210 SH DEFINED 5 210 0 0 DECKERS OUTDOOR CORP COM 243537107 7 50 SH DEFINED 18 50 0 0 DEERE & CO COM 244199105 54400 914900 SH DEFINED 1 914900 0 0 DEERE & CO COM 244199105 13415 225617 SH DEFINED 2 225617 0 0 DEERE & CO COM 244199105 6479 108964 SH DEFINED 3 4684 0 104280 DEERE & CO COM 244199105 4911 82595 SH DEFINED 4 0 36210 46385 DEERE & CO COM 244199105 1747 29384 SH DEFINED 5 29384 0 0 DEERE & CO COM 244199105 5665 95271 SH DEFINED 7 0 95271 0 DEERE & CO COM 244199105 223 3745 SH DEFINED 8 310 3435 0 DEERE & CO COM 244199105 21 360 SH DEFINED 9 360 0 0 DEERE & CO COM 244199105 118 1988 SH DEFINED 10 1988 0 0 DEERE & CO COM 244199105 54 900 SH DEFINED 14 900 0 0 DEERE & CO COM 244199105 26 430 SH DEFINED 15 430 0 0 DEERE & CO COM 244199105 156 2625 SH DEFINED 16 2625 0 0 DEERE & CO COM 244199105 119 2000 SH DEFINED 17 0 0 2000 DEERE & CO COM 244199105 3132 52678 SH DEFINED 18 52678 0 0 DEERE & CO COM 244199105 3 55 SH DEFINED 5;1 55 0 0 DEERE & CO COM 244199105 201 3376 SH DEFINED 163 0 3213 DEERE & CO COM 244199105 192 3225 SH SOLE 3225 0 0 DEJOUR ENTERPRISES LTD COM NEW 244866208 3 6000 SH DEFINED 5 6000 0 0 DEJOUR ENTERPRISES LTD COM NEW 244866208 2 5000 SH DEFINED 16 5000 0 0 DELAWARE INVTS DIV & INCOME COM 245915103 19 2500 SH DEFINED 3 0 0 2500 DELAWARE ENHANCED GBL DIV & COM 246060107 635 51946 SH DEFINED 3 0 0 51946 DELAWAR INVTS AZ MUN INCOME COM 246100101 11 925 SH DEFINED 3 0 0 925 DELEK US HLDGS INC COM 246647101 3 478 SH DEFINED 3 0 0 478 DELPHI FINL GROUP INC CL A 247131105 56 2215 SH DEFINED 3 0 0 2215 DELPHI FINL GROUP INC CL A 247131105 2709 107680 SH DEFINED 4 0 54880 52800 DELPHI FINL GROUP INC CL A 247131105 356 14149 SH DEFINED 5 14149 0 0 DELPHI FINL GROUP INC CL A 247131105 9 375 SH DEFINED 8 375 0 0 DELPHI FINL GROUP INC CL A 247131105 10 413 SH DEFINED 18 413 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 1459 100000 PUT DEFINED 3 100000 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 1966 134758 SH DEFINED 3 30375 0 104383 DELTA AIR LINES INC DEL COM NEW 247361702 73 5000 SH DEFINED 15 5000 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 136 9316 SH DEFINED 18 9316 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 265 18173 SH DEFINED 964 0 17209 DELTA APPAREL INC COM 247368103 19 1200 SH DEFINED 3 0 0 1200 DELTA APPAREL INC COM 247368103 933 59830 SH DEFINED 4 0 4730 55100 DELTA NAT GAS INC COM 247748106 267 9000 SH DEFINED 4 0 0 9000 DELTIC TIMBER CORP COM 247850100 415 9414 SH DEFINED 2 9414 0 0 DELTA PETE CORP COM NEW 247907207 2 1314 SH DEFINED 2 1314 0 0 DELTA PETE CORP COM NEW 247907207 5 3750 SH DEFINED 3 0 0 3750 DELTA PETE CORP COM NEW 247907207 2 1175 SH DEFINED 7 0 1175 0 DELTA PETE CORP COM NEW 247907207 0 265 SH DEFINED 8 0 265 0 DENBURY RES INC COM NEW 247916208 1731 102598 SH DEFINED 2 102598 0 0 DENBURY RES INC COM NEW 247916208 1955 115894 SH DEFINED 3 4376 0 111518 DENBURY RES INC COM NEW 247916208 110 6510 SH DEFINED 5 6510 0 0 DENBURY RES INC COM NEW 247916208 6 332 SH DEFINED 18 332 0 0 DENBURY RES INC COM NEW 247916208 88 5231 SH DEFINED 5231 0 0 DELUXE CORP COM 248019101 37 1923 SH DEFINED 2 1923 0 0 DELUXE CORP COM 248019101 876 45093 SH DEFINED 3 0 0 45093 DELUXE CORP COM 248019101 9 450 SH DEFINED 18 450 0 0 DENISON MINES CORP COM 248356107 246 168157 SH DEFINED 5 168157 0 0 DENISON MINES CORP COM 248356107 8 5408 SH DEFINED 8 5408 0 0 DENISON MINES CORP COM 248356107 36 24320 SH DEFINED 16 24320 0 0 DENISON MINES CORP COM 248356107 5 3100 SH SOLE 3100 0 0 DENTSPLY INTL INC NEW COM 249030107 3204 91871 SH DEFINED 2 91871 0 0 DENTSPLY INTL INC NEW COM 249030107 140 4012 SH DEFINED 3 1631 0 2381
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- DENTSPLY INTL INC NEW COM 249030107 9 260 SH DEFINED 5 260 0 0 DENTSPLY INTL INC NEW COM 249030107 6 178 SH DEFINED 18 178 0 0 DENTSPLY INTL INC NEW COM 249030107 1 18 SH DEFINED 18 0 0 DESCARTES SYS GROUP INC COM 249906108 22 3450 SH DEFINED 3 0 0 3450 DESCARTES SYS GROUP INC COM 249906108 3181 493869 SH DEFINED 5 493869 0 0 DESCARTES SYS GROUP INC COM 249906108 65 10044 SH DEFINED 8 10044 0 0 DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 561 41574 SH DEFINED 3 23800 0 17774 DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 160 11865 SH DEFINED 5 11865 0 0 DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 16 1200 SH DEFINED 8 1200 0 0 DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 27 2000 SH DEFINED 13 2000 0 0 DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 38 2782 SH DEFINED 16 2782 0 0 DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 637 47195 SH DEFINED 18 47195 0 0 DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 42 3097 SH DEFINED 3097 0 0 DEVELOPERS DIVERSIFIED RLTY COM 251591103 58 4794 SH DEFINED 3 0 0 4794 DEVELOPERS DIVERSIFIED RLTY COM 251591103 170 14000 SH DEFINED 5 14000 0 0 DEVRY INC DEL COM 251893103 13288 203800 SH DEFINED 1 203800 0 0 DEVRY INC DEL COM 251893103 2183 33489 SH DEFINED 2 33489 0 0 DEVRY INC DEL COM 251893103 1073 16450 SH DEFINED 3 1009 0 15441 DEVRY INC DEL COM 251893103 1424 21839 SH DEFINED 5 21839 0 0 DEVRY INC DEL COM 251893103 87 1336 SH DEFINED 8 1336 0 0 DEVRY INC DEL COM 251893103 3 42 SH DEFINED 18 42 0 0 DEVRY INC DEL COM 251893103 142 2175 SH DEFINED 0 0 2175 DEXCOM INC COM 252131107 32 3335 SH DEFINED 2 3335 0 0 DIAMOND FOODS INC COM 252603105 3 67 SH DEFINED 3 0 0 67 DIAMONDROCK HOSPITALITY CO COM 252784301 0 0 SH DEFINED 3 0 0 0 DIAMONDROCK HOSPITALITY CO COM 252784301 1 74 SH DEFINED 18 74 0 0 DICKS SPORTING GOODS INC COM 253393102 638 24416 SH DEFINED 2 24416 0 0 DICKS SPORTING GOODS INC COM 253393102 726 27800 SH DEFINED 3 25200 0 2600 DIEBOLD INC COM 253651103 728 22910 SH DEFINED 3 18590 0 4320 DIGI INTL INC COM 253798102 798 75000 SH DEFINED 4 0 0 75000 DIGI INTL INC COM 253798102 9 852 SH DEFINED 18 852 0 0 DIGIRAD CORP COM 253827109 19 9288 SH DEFINED 3 0 0 9288 DIGITAL RLTY TR INC COM 253868103 6260 115500 SH DEFINED 1 115500 0 0 DIGITAL RLTY TR INC COM 253868103 1615 29797 SH DEFINED 2 29797 0 0 DIGITAL RLTY TR INC COM 253868103 1123 20728 SH DEFINED 3 303 0 20425 DIGITAL RLTY TR INC COM 253868103 5032 92845 SH DEFINED 4 0 33695 59150 DIGITAL RLTY TR INC COM 253868103 38 700 SH DEFINED 5 700 0 0 DIGITAL RLTY TR INC COM 253868103 33 615 SH DEFINED 18 615 0 0 DIME CMNTY BANCSHARES COM 253922108 103 8184 SH DEFINED 2 8184 0 0 DIME CMNTY BANCSHARES COM 253922108 11 874 SH DEFINED 3 0 0 874 DILLARDS INC CL A 254067101 57 2400 SH DEFINED 1 2400 0 0 DINEEQUITY INC COM 254423106 12 300 SH DEFINED 3 0 0 300 DIODES INC COM 254543101 1039 46400 SH DEFINED 1 46400 0 0 DIODES INC COM 254543101 51 2271 SH DEFINED 3 0 0 2271 DIODES INC COM 254543101 11441 510780 SH DEFINED 4 0 406155 104625 DIONEX CORP COM 254546104 254 3400 SH DEFINED 3 3400 0 0 DISNEY WALT CO COM DISNEY 254687106 67366 1929700 SH DEFINED 1 1929700 0 0 DISNEY WALT CO COM DISNEY 254687106 43040 1232888 SH DEFINED 2 1232888 0 0 DISNEY WALT CO COM DISNEY 254687106 8717 249707 SH DEFINED 3 21321 0 228386 DISNEY WALT CO COM DISNEY 254687106 11831 338910 SH DEFINED 4 0 140600 198310 DISNEY WALT CO COM DISNEY 254687106 18967 543309 SH DEFINED 5 543309 0 0 DISNEY WALT CO COM DISNEY 254687106 1381 39554 SH DEFINED 7 0 39554 0 DISNEY WALT CO COM DISNEY 254687106 642 18381 SH DEFINED 8 16201 2180 0 DISNEY WALT CO COM DISNEY 254687106 13 381 SH DEFINED 9 381 0 0 DISNEY WALT CO COM DISNEY 254687106 437 12519 SH DEFINED 10 12519 0 0 DISNEY WALT CO COM DISNEY 254687106 244 7000 SH DEFINED 11 7000 0 0 DISNEY WALT CO COM DISNEY 254687106 255 7300 SH DEFINED 14 7300 0 0 DISNEY WALT CO COM DISNEY 254687106 42 1200 SH DEFINED 15 1200 0 0 DISNEY WALT CO COM DISNEY 254687106 19 540 SH DEFINED 16 0 540 0 DISNEY WALT CO COM DISNEY 254687106 192 5490 SH DEFINED 17 0 0 5490
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- DISNEY WALT CO COM DISNEY 254687106 898 25733 SH DEFINED 18 25733 0 0 DISNEY WALT CO COM DISNEY 254687106 83 2391 SH DEFINED 2391 0 0 DISNEY WALT CO COM DISNEY 254687106 1582 45326 SH SOLE 45326 0 0 DISCOVER FINL SVCS COM 254709108 4637 311200 SH DEFINED 1 311200 0 0 DISCOVER FINL SVCS COM 254709108 3878 260263 SH DEFINED 2 260263 0 0 DISCOVER FINL SVCS COM 254709108 131 8815 SH DEFINED 3 5989 0 2826 DISCOVER FINL SVCS COM 254709108 20 1365 SH DEFINED 5 1365 0 0 DISCOVER FINL SVCS COM 254709108 2 156 SH DEFINED 18 156 0 0 DIVX INC COM 255413106 7838 1094739 SH DEFINED 4 0 435913 658826 DIXIE GROUP INC CL A 255519100 277 56000 SH DEFINED 4 0 0 56000 DR REDDYS LABS LTD ADR 256135203 130 4599 SH DEFINED 3 2200 0 2399 DR REDDYS LABS LTD ADR 256135203 8 300 SH DEFINED 5 300 0 0 DR REDDYS LABS LTD ADR 256135203 51 1809 SH DEFINED 18 1809 0 0 DOLLAR GEN CORP NEW COM 256677105 78 3076 SH DEFINED 2 3076 0 0 DOLLAR GEN CORP NEW COM 256677105 10 391 SH DEFINED 3 91 0 300 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 4 110 SH DEFINED 2 110 0 0 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 101 3149 SH DEFINED 3 0 0 3149 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 3 84 SH DEFINED 18 84 0 0 DOLLAR TREE INC COM 256746108 6585 111200 SH DEFINED 1 111200 0 0 DOLLAR TREE INC COM 256746108 1674 28274 SH DEFINED 3 25756 0 2518 DOLLAR TREE INC COM 256746108 829 14003 SH DEFINED 5 14003 0 0 DOLLAR TREE INC COM 256746108 71 1192 SH DEFINED 8 1192 0 0 DOLLAR TREE INC COM 256746108 1 21 SH DEFINED 15 21 0 0 DOLLAR TREE INC COM 256746108 4 60 SH DEFINED 16 0 60 0 DOLLAR TREE INC COM 256746108 6 105 SH DEFINED 18 105 0 0 DOMTAR CORP COM NEW 257559203 24173 375300 SH DEFINED 1 375300 0 0 DOMTAR CORP COM NEW 257559203 685 10637 SH DEFINED 3 0 0 10637 DOMTAR CORP COM NEW 257559203 6348 98563 SH DEFINED 5 98563 0 0 DOMTAR CORP COM NEW 257559203 656 10180 SH DEFINED 7 0 10180 0 DOMTAR CORP COM NEW 257559203 73 1126 SH DEFINED 8 1106 20 0 DOMTAR CORP COM NEW 257559203 4 65 SH DEFINED 65 0 0 DONALDSON INC COM 257651109 1037 22977 SH DEFINED 3 21659 0 1318 DONALDSON INC COM 257651109 885 19620 SH DEFINED 4 0 3100 16520 DONALDSON INC COM 257651109 14 300 SH DEFINED 16 300 0 0 DONEGAL GROUP INC CL A 257701201 17 1189 SH DEFINED 3 0 0 1189 DONEGAL GROUP INC CL A 257701201 635 43777 SH DEFINED 4 0 0 43777 DONEGAL GROUP INC CL B 257701300 0 2 SH DEFINED 3 0 0 2 DONEGAL GROUP INC CL B 257701300 221 12444 SH DEFINED 4 0 0 12444 DONNELLEY R R & SONS CO COM 257867101 2274 106504 SH DEFINED 2 106504 0 0 DONNELLEY R R & SONS CO COM 257867101 313 14658 SH DEFINED 3 2272 0 12386 DONNELLEY R R & SONS CO COM 257867101 41 1923 SH DEFINED 5 1923 0 0 DONNELLEY R R & SONS CO COM 257867101 4 180 SH DEFINED 18 180 0 0 DORMAN PRODUCTS INC COM 258278100 684 36000 SH DEFINED 4 0 0 36000 DOUBLE EAGLE PETE CO COM PAR $0.10 258570209 2 510 SH DEFINED 3 0 0 510 DOUBLE-TAKE SOFTWARE INC COM 258598101 4 400 SH DEFINED 3 0 0 400 DOVER CORP COM 260003108 4777 102179 SH DEFINED 2 102179 0 0 DOVER CORP COM 260003108 1830 39152 SH DEFINED 3 2059 0 37093 DOVER CORP COM 260003108 49 1043 SH DEFINED 5 1043 0 0 DOVER CORP COM 260003108 4 87 SH DEFINED 15 87 0 0 DOVER CORP COM 260003108 1024 21900 SH DEFINED 18 21900 0 0 DOVER CORP COM 260003108 123 2641 SH DEFINED 185 0 2456 DOW 30SM ENHANCED PREM & INC COM 260537105 50 4664 SH DEFINED 3 0 0 4664 DOW 30SM ENHANCED PREM & INC COM 260537105 57 5400 SH DEFINED 18 5400 0 0 DOW CHEM CO COM 260543103 59258 2004000 SH DEFINED 1 2004000 0 0 DOW CHEM CO COM 260543103 12553 424528 SH DEFINED 3 56078 119 368331 DOW CHEM CO COM 260543103 1032 34902 SH DEFINED 5 34902 0 0 DOW CHEM CO COM 260543103 512 17330 SH DEFINED 7 0 17330 0 DOW CHEM CO COM 260543103 95 3210 SH DEFINED 8 2720 490 0 DOW CHEM CO COM 260543103 41 1385 SH DEFINED 9 1385 0 0 DOW CHEM CO COM 260543103 182 6165 SH DEFINED 10 6165 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- DOW CHEM CO COM 260543103 238 8038 SH DEFINED 11 8038 0 0 DOW CHEM CO COM 260543103 102 3465 SH DEFINED 15 3465 0 0 DOW CHEM CO COM 260543103 47 1600 SH DEFINED 16 1600 0 0 DOW CHEM CO COM 260543103 563 19026 SH DEFINED 18 19026 0 0 DOW CHEM CO COM 260543103 5008 169359 SH DEFINED 5;1 169359 0 0 DOW CHEM CO COM 260543103 82 2764 SH DEFINED 2764 0 0 DOW CHEM CO COM 260543103 11 375 SH SOLE 375 0 0 DOW 30 PREMIUM & DIV INC FD COM 260582101 70 4762 SH DEFINED 3 0 0 4762 DRESS BARN INC COM 261570105 68 2600 SH DEFINED 1 2600 0 0 DRESS BARN INC COM 261570105 372 14244 SH DEFINED 2 14244 0 0 DRESS BARN INC COM 261570105 23 890 SH DEFINED 3 0 0 890 DRESS BARN INC COM 261570105 2864 109550 SH DEFINED 4 0 60350 49200 DRESS BARN INC COM 261570105 4 156 SH DEFINED 5 156 0 0 DRESS BARN INC COM 261570105 52 2000 SH DEFINED 8 2000 0 0 DRESSER-RAND GROUP INC COM 261608103 70 2225 SH DEFINED 2 2225 0 0 DRESSER-RAND GROUP INC COM 261608103 84 2669 SH DEFINED 3 219 0 2450 DRESSER-RAND GROUP INC COM 261608103 325 10350 SH DEFINED 4 0 10350 0 DREYFUS STRATEGIC MUNS INC COM 261932107 151 17734 SH DEFINED 3 0 0 17734 DRIL-QUIP INC COM 262037104 1089 17900 SH DEFINED 4 0 2800 15100 DRIL-QUIP INC COM 262037104 9 150 SH DEFINED 18 150 0 0 DRUGSTORE COM INC COM 262241102 48 13500 SH DEFINED 3 13300 0 200 DU PONT E I DE NEMOURS & CO COM 263534109 11213 301100 SH DEFINED 1 301100 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 11999 322220 SH DEFINED 2 322220 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 15178 407567 SH DEFINED 3 13693 0 393874 DU PONT E I DE NEMOURS & CO COM 263534109 3211 86213 SH DEFINED 5 86213 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 1150 30873 SH DEFINED 7 0 30873 0 DU PONT E I DE NEMOURS & CO COM 263534109 156 4182 SH DEFINED 8 812 3370 0 DU PONT E I DE NEMOURS & CO COM 263534109 76 2052 SH DEFINED 14 2052 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 503 13495 SH DEFINED 15 13495 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 89 2390 SH DEFINED 16 1745 645 0 DU PONT E I DE NEMOURS & CO COM 263534109 268 7200 SH DEFINED 17 0 0 7200 DU PONT E I DE NEMOURS & CO COM 263534109 998 26809 SH DEFINED 18 26809 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 687 18435 SH DEFINED 5480 12955 0 DU PONT E I DE NEMOURS & CO COM 263534109 145 3900 SH SOLE 3900 0 0 DUCKWALL-ALCO STORES INC NEW COM 264142100 254 17500 SH DEFINED 4 0 0 17500 DUCOMMUN INC DEL COM 264147109 7269 345958 SH DEFINED 3 345958 0 0 DUCOMMUN INC DEL COM 264147109 609 29000 SH DEFINED 4 0 0 29000 DUKE REALTY CORP COM NEW 264411505 1071 86350 SH DEFINED 3 63579 0 22771 DUNCAN ENERGY PARTNERS LP COM UNITS 265026104 1 22 SH DEFINED 2 22 0 0 DUNCAN ENERGY PARTNERS LP COM UNITS 265026104 1058 39073 SH DEFINED 3 0 0 39073 DUOYUAN GLOBAL WTR INC SPONSORED ADR 266043108 17 600 SH DEFINED 3 0 0 600 DYCOM INDS INC COM 267475101 22 2554 SH DEFINED 2 2554 0 0 DYNAMIC MATLS CORP COM 267888105 113 7232 SH DEFINED 2 7232 0 0 DYNAMIC MATLS CORP COM 267888105 4 247 SH DEFINED 5 247 0 0 DYNAMICS RESH CORP COM 268057106 841 74598 SH DEFINED 4 0 0 74598 EDCI HLDGS INC COM 268315108 1 350 SH DEFINED 3 0 0 350 E M C CORP MASS COM 268648102 83199 4611900 SH DEFINED 1 4611900 0 0 E M C CORP MASS COM 268648102 21539 1193985 SH DEFINED 2 1193985 0 0 E M C CORP MASS COM 268648102 11928 661173 SH DEFINED 3 143358 17376 500439 E M C CORP MASS COM 268648102 2058 114054 SH DEFINED 4 0 100965 13089 E M C CORP MASS COM 268648102 15501 859270 SH DEFINED 5 859270 0 0 E M C CORP MASS COM 268648102 1442 79955 SH DEFINED 7 0 79955 0 E M C CORP MASS COM 268648102 710 39384 SH DEFINED 8 36539 2845 0 E M C CORP MASS COM 268648102 21 1155 SH DEFINED 9 1155 0 0 E M C CORP MASS COM 268648102 573 31738 SH DEFINED 10 31738 0 0 E M C CORP MASS COM 268648102 271 15000 SH DEFINED 11 15000 0 0 E M C CORP MASS COM 268648102 155 8600 SH DEFINED 14 8600 0 0 E M C CORP MASS COM 268648102 182 10084 SH DEFINED 15 10084 0 0 E M C CORP MASS COM 268648102 108 5997 SH DEFINED 16 5997 0 0 E M C CORP MASS COM 268648102 115 6375 SH DEFINED 17 0 0 6375
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- E M C CORP MASS COM 268648102 218 12094 SH DEFINED 18 12094 0 0 E M C CORP MASS COM 268648102 9074 503003 SH DEFINED 5;1 503003 0 0 E M C CORP MASS COM 268648102 640 35459 SH DEFINED 35459 0 0 E M C CORP MASS COM 268648102 167 9275 SH SOLE 9275 0 0 EMC INS GROUP INC COM 268664109 166 7382 SH DEFINED 3 0 0 7382 EMC INS GROUP INC COM 268664109 698 31000 SH DEFINED 4 0 0 31000 EAGLE BANCORP INC MD COM 268948106 56 4721 SH DEFINED 3 0 0 4721 E TRADE FINANCIAL CORP COM 269246104 1313 794848 SH DEFINED 2 794848 0 0 E TRADE FINANCIAL CORP COM 269246104 65 39585 SH DEFINED 3 0 0 39585 E TRADE FINANCIAL CORP COM 269246104 10 6000 SH DEFINED 5 6000 0 0 E TRADE FINANCIAL CORP COM 269246104 44 26345 SH DEFINED 16 26345 0 0 E TRADE FINANCIAL CORP COM 269246104 1 310 SH DEFINED 18 310 0 0 EXCO RESOURCES INC COM 269279402 5271 286800 SH DEFINED 1 286800 0 0 EXCO RESOURCES INC COM 269279402 10 550 SH DEFINED 3 371 0 179 EXCO RESOURCES INC COM 269279402 2 88 SH DEFINED 16 88 0 0 EAGLE CAP GROWTH FD INC COM 269451100 2 264 SH DEFINED 3 0 0 264 EARTHLINK INC COM 270321102 241 28276 SH DEFINED 2 28276 0 0 EARTHLINK INC COM 270321102 5 575 SH DEFINED 3 0 0 575 EASTERN AMERN NAT GAS TR SPERS RCT UNIT 276217106 105 4500 SH DEFINED 3 0 0 4500 EASTERN CO COM 276317104 199 14700 SH DEFINED 4 0 0 14700 EASTERN INS HLDGS INC COM 276534104 22 2174 SH DEFINED 3 0 0 2174 EASTMAN CHEM CO COM 277432100 2144 33668 SH DEFINED 2 33668 0 0 EASTMAN CHEM CO COM 277432100 1104 17341 SH DEFINED 3 857 0 16484 EASTMAN CHEM CO COM 277432100 7 112 SH DEFINED 7 0 112 0 EASTMAN CHEM CO COM 277432100 223 3506 SH DEFINED 18 3506 0 0 EASTMAN CHEM CO COM 277432100 299 4700 SH DEFINED 4700 0 0 EASTMAN KODAK CO COM 277461109 811 140075 SH DEFINED 2 140075 0 0 EASTMAN KODAK CO COM 277461109 1448 250166 SH DEFINED 3 195900 0 54266 EASTMAN KODAK CO COM 277461109 0 5 SH DEFINED 5 5 0 0 EASTMAN KODAK CO COM 277461109 9 1600 SH DEFINED 14 1600 0 0 EASTMAN KODAK CO COM 277461109 2 300 SH DEFINED 15 300 0 0 EASTMAN KODAK CO COM 277461109 19 3200 SH DEFINED 16 3200 0 0 EASTMAN KODAK CO COM 277461109 14 2350 SH DEFINED 2000 0 350 EATON CORP COM 278058102 6016 79404 SH DEFINED 2 79404 0 0 EATON CORP COM 278058102 688 9085 SH DEFINED 3 1829 0 7256 EATON CORP COM 278058102 54 716 SH DEFINED 5 716 0 0 EATON CORP COM 278058102 16 212 SH DEFINED 8 212 0 0 EATON CORP COM 278058102 327 4311 SH DEFINED 18 4311 0 0 EATON CORP COM 278058102 321 4243 SH DEFINED 4243 0 0 EATON VANCE CORP COM NON VTG 278265103 1590 47396 SH DEFINED 3 32923 0 14473 EATON VANCE CORP COM NON VTG 278265103 657 19600 SH DEFINED 4 0 3100 16500 EATON VANCE CORP COM NON VTG 278265103 252 7500 SH DEFINED 5 7500 0 0 EATON VANCE CORP COM NON VTG 278265103 14 404 SH DEFINED 15 404 0 0 EATON VANCE CORP COM NON VTG 278265103 10 300 SH DEFINED 16 300 0 0 EATON VANCE CORP COM NON VTG 278265103 10 285 SH DEFINED 18 285 0 0 EATON VANCE ENHANCED EQ INC COM 278274105 98 6982 SH DEFINED 3 0 0 6982 EATON VANCE ENH EQTY INC FD COM 278277108 254 18678 SH DEFINED 3 0 0 18678 EATON VANCE ENH EQTY INC FD COM 278277108 34 2500 SH DEFINED 16 2500 0 0 EATON VANCE FLTING RATE INC COM 278279104 2150 136352 SH DEFINED 3 0 0 136352 EATON VANCE FLTING RATE INC COM 278279104 182 11550 SH DEFINED 18 11550 0 0 EBAY INC COM 278642103 1079 40000 SH DEFINED 1 40000 0 0 EBAY INC COM 278642103 18965 703240 SH DEFINED 2 703240 0 0 EBAY INC COM 278642103 6865 254556 SH DEFINED 3 53929 0 200627 EBAY INC COM 278642103 1238 45920 SH DEFINED 5 45920 0 0 EBAY INC COM 278642103 2990 110880 SH DEFINED 7 0 110880 0 EBAY INC COM 278642103 129 4775 SH DEFINED 8 300 4475 0 EBAY INC COM 278642103 797 29571 SH DEFINED 10 29571 0 0 EBAY INC COM 278642103 67 2500 SH DEFINED 13 2500 0 0 EBAY INC COM 278642103 270 10000 SH DEFINED 14 10000 0 0 EBAY INC COM 278642103 49 1835 SH DEFINED 15 1835 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- EBAY INC COM 278642103 1691 62720 SH DEFINED 16 62720 0 0 EBAY INC COM 278642103 136 5055 SH DEFINED 17 0 0 5055 EBAY INC COM 278642103 402 14895 SH DEFINED 18 14895 0 0 EBAY INC COM 278642103 51 1883 SH DEFINED 1883 0 0 EBAY INC COM 278642103 237 8795 SH SOLE 8795 0 0 EBIX INC COM NEW 278715206 20 1263 SH DEFINED 2 1263 0 0 EBIX INC COM NEW 278715206 95 5968 SH DEFINED 3 0 0 5968 EBIX INC COM NEW 278715206 13 800 SH DEFINED 8 800 0 0 ECHOSTAR CORP CL A 278768106 2 101 SH DEFINED 3 101 0 0 ECLIPSYS CORP COM 278856109 215 10812 SH DEFINED 2 10812 0 0 ECLIPSYS CORP COM 278856109 41 2085 SH DEFINED 18 2085 0 0 ECOLAB INC COM 278865100 5226 118905 SH DEFINED 2 118905 0 0 ECOLAB INC COM 278865100 2222 50557 SH DEFINED 3 8513 0 42044 ECOLAB INC COM 278865100 58 1323 SH DEFINED 5 1323 0 0 ECOLAB INC COM 278865100 178 4045 SH DEFINED 7 0 4045 0 ECOLAB INC COM 278865100 5 105 SH DEFINED 8 0 105 0 ECOLAB INC COM 278865100 249 5671 SH DEFINED 10 5671 0 0 ECOLAB INC COM 278865100 10 235 SH DEFINED 15 235 0 0 ECOLAB INC COM 278865100 33 750 SH DEFINED 17 0 0 750 ECOLAB INC COM 278865100 80 1814 SH DEFINED 18 1814 0 0 ECOLAB INC COM 278865100 87 1980 SH DEFINED 500 0 1480 ECOLAB INC COM 278865100 925 21047 SH SOLE 21047 0 0 ECOLOGY & ENVIRONMENT INC CL A 278878103 104 7425 SH DEFINED 3 0 0 7425 ECOLOGY & ENVIRONMENT INC CL A 278878103 167 11880 SH DEFINED 4 0 0 11880 ECOPETROL S A SPONSORED ADS 279158109 22 790 SH DEFINED 3 0 0 790 EDGAR ONLINE INC COM 279765101 2 1000 SH DEFINED 1000 0 0 EDGEWATER TECHNOLOGY INC COM 280358102 272 85000 SH DEFINED 4 0 0 85000 EDISON INTL COM 281020107 5573 163088 SH DEFINED 2 163088 0 0 EDISON INTL COM 281020107 884 25876 SH DEFINED 3 3601 0 22275 EDISON INTL COM 281020107 1242 36358 SH DEFINED 5 36358 0 0 EDISON INTL COM 281020107 55 1610 SH DEFINED 8 1610 0 0 EDISON INTL COM 281020107 5 160 SH DEFINED 14 160 0 0 EDISON INTL COM 281020107 11 335 SH DEFINED 18 335 0 0 EL PASO ENERGY CAP TR I PFD CV TR SECS 283678209 367 9900 PRN DEFINED 3 0 0 9900 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 3366 120700 SH DEFINED 3 95000 0 25700 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 84 3000 SH DEFINED 18 3000 0 0 ELAN PLC ADR 284131208 2693 355333 SH DEFINED 3 85833 0 269500 ELAN PLC ADR 284131208 3 385 SH DEFINED 5 385 0 0 ELAN PLC ADR 284131208 18 2390 SH DEFINED 16 2390 0 0 ELAN PLC ADR 284131208 19 2466 SH DEFINED 18 2466 0 0 ELAN PLC ADR 284131208 2 312 SH DEFINED 0 0 312 ELDORADO GOLD CORP NEW COM 284902103 112930 9348528 SH DEFINED 1 9348528 0 0 ELDORADO GOLD CORP NEW COM 284902103 1142 94499 SH DEFINED 3 12500 0 81999 ELDORADO GOLD CORP NEW COM 284902103 366 30300 CALL DEFINED 5 30300 0 0 ELDORADO GOLD CORP NEW COM 284902103 53 4400 PUT DEFINED 5 4400 0 0 ELDORADO GOLD CORP NEW COM 284902103 578 47886 SH DEFINED 5 47886 0 0 ELDORADO GOLD CORP NEW COM 284902103 29998 2483258 SH DEFINED 6 2483258 0 0 ELDORADO GOLD CORP NEW COM 284902103 1026 84921 SH DEFINED 7 0 84921 0 ELDORADO GOLD CORP NEW COM 284902103 145 11965 SH DEFINED 8 9595 2370 0 ELDORADO GOLD CORP NEW COM 284902103 117 9700 SH DEFINED 9 9700 0 0 ELDORADO GOLD CORP NEW COM 284902103 8 700 SH DEFINED 15 700 0 0 ELDORADO GOLD CORP NEW COM 284902103 604 50024 SH DEFINED 16 50024 0 0 ELDORADO GOLD CORP NEW COM 284902103 5 385 SH DEFINED 5;1 385 0 0 ELDORADO GOLD CORP NEW COM 284902103 99 8225 SH DEFINED 8225 0 0 ELDORADO GOLD CORP NEW COM 284902103 30328 2510600 SH SOLE 2510600 0 0 ELECTRO OPTICAL SCIENCES INC COM 285192100 234 31500 SH DEFINED 2 31500 0 0 ELECTRO OPTICAL SCIENCES INC COM 285192100 157 21200 SH DEFINED 21200 0 0 ELECTRO RENT CORP COM 285218103 604 46000 SH DEFINED 4 0 0 46000 ELECTRO SCIENTIFIC INDS COM 285229100 4 299 SH DEFINED 2 299 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 500 39000 SH DEFINED 4 0 0 39000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ELECTRONIC ARTS INC COM 285512109 2883 154521 SH DEFINED 2 154521 0 0 ELECTRONIC ARTS INC COM 285512109 865 46356 SH DEFINED 3 12801 0 33555 ELECTRONIC ARTS INC COM 285512109 179 9577 SH DEFINED 5 9577 0 0 ELECTRONIC ARTS INC COM 285512109 131 7000 SH DEFINED 15 7000 0 0 ELECTRONIC ARTS INC COM 285512109 4 210 SH DEFINED 18 210 0 0 ELECTRONIC ARTS INC COM 285512109 1 27 SH SOLE 27 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 307 26428 SH DEFINED 2 26428 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 1 100 SH DEFINED 3 0 0 100 ELLIS PERRY INTL INC COM 288853104 53 2338 SH DEFINED 3 0 0 2338 ELLIS PERRY INTL INC COM 288853104 961 42350 SH DEFINED 4 0 0 42350 ELLSWORTH FUND LTD COM 289074106 66 9700 SH DEFINED 3 0 0 9700 ELOYALTY CORP COM NEW 290151307 24 4233 SH DEFINED 3 0 0 4233 EMCORE CORP COM 290846104 216 178122 SH DEFINED 3 178122 0 0 EMCORE CORP COM 290846104 0 200 SH DEFINED 8 200 0 0 EMERGING MKTS TELECOMNC FD N COM 290890102 151 8853 SH DEFINED 3 0 0 8853 EMERGING MKTS TELECOMNC FD N COM 290890102 37 2200 SH DEFINED 5 2200 0 0 EMERITUS CORP COM 291005106 2806 137867 SH DEFINED 3 0 0 137867 EMERSON ELEC CO COM 291011104 11578 230000 SH DEFINED 1 230000 0 0 EMERSON ELEC CO COM 291011104 20597 409158 SH DEFINED 2 409158 0 0 EMERSON ELEC CO COM 291011104 18085 359263 SH DEFINED 3 8378 49232 301653 EMERSON ELEC CO COM 291011104 3573 70982 SH DEFINED 5 70982 0 0 EMERSON ELEC CO COM 291011104 45575 905337 SH DEFINED 6 905337 0 0 EMERSON ELEC CO COM 291011104 3809 75662 SH DEFINED 7 0 75662 0 EMERSON ELEC CO COM 291011104 575 11414 SH DEFINED 8 8680 2734 0 EMERSON ELEC CO COM 291011104 99 1972 SH DEFINED 10 1972 0 0 EMERSON ELEC CO COM 291011104 40 790 SH DEFINED 14 790 0 0 EMERSON ELEC CO COM 291011104 14 278 SH DEFINED 15 278 0 0 EMERSON ELEC CO COM 291011104 58 1160 SH DEFINED 16 1000 160 0 EMERSON ELEC CO COM 291011104 640 12705 SH DEFINED 17 0 0 12705 EMERSON ELEC CO COM 291011104 1295 25724 SH DEFINED 18 25724 0 0 EMERSON ELEC CO COM 291011104 79 1566 SH DEFINED 1566 0 0 EMERSON ELEC CO COM 291011104 1259 25003 SH SOLE 25003 0 0 EMMIS COMMUNICATIONS CORP CL A 291525103 96 84000 SH DEFINED 4 0 0 84000 EMPIRE DIST ELEC CO COM 291641108 879 48775 SH DEFINED 2 48775 0 0 EMPIRE DIST ELEC CO COM 291641108 696 38600 SH DEFINED 4 0 0 38600 EMPIRE DIST ELEC CO COM 291641108 43 2400 SH DEFINED 18 2400 0 0 EMPLOYERS HOLDINGS INC COM 292218104 7 500 SH DEFINED 3 0 0 500 EMULEX CORP COM NEW 292475209 1016 76500 SH DEFINED 1 76500 0 0 EMULEX CORP COM NEW 292475209 43 3268 SH DEFINED 3 0 0 3268 ENCANA CORP COM 292505104 466898 15046659 SH DEFINED 1 15046659 0 0 ENCANA CORP COM 292505104 491 15822 SH DEFINED 2 15822 0 0 ENCANA CORP COM 292505104 2257 72736 SH DEFINED 3 10100 0 62636 ENCANA CORP COM 292505104 2939 94700 CALL DEFINED 5 94700 0 0 ENCANA CORP COM 292505104 825 26600 PUT DEFINED 5 26600 0 0 ENCANA CORP COM 292505104 169836 5473284 SH DEFINED 5 5473284 0 0 ENCANA CORP COM 292505104 160466 5171307 SH DEFINED 6 5171307 0 0 ENCANA CORP COM 292505104 21169 682214 SH DEFINED 7 0 682214 0 ENCANA CORP COM 292505104 6973 224703 SH DEFINED 8 129890 94813 0 ENCANA CORP COM 292505104 1875 60414 SH DEFINED 9 60414 0 0 ENCANA CORP COM 292505104 8 260 SH DEFINED 10 260 0 0 ENCANA CORP COM 292505104 86 2784 SH DEFINED 11 2784 0 0 ENCANA CORP COM 292505104 931 30000 SH DEFINED 13 30000 0 0 ENCANA CORP COM 292505104 62 2000 SH DEFINED 14 2000 0 0 ENCANA CORP COM 292505104 389 12540 SH DEFINED 15 12540 0 0 ENCANA CORP COM 292505104 62 2005 SH DEFINED 16 1750 255 0 ENCANA CORP COM 292505104 338 10900 SH DEFINED 17 0 0 10900 ENCANA CORP COM 292505104 66 2142 SH DEFINED 18 2142 0 0 ENCANA CORP COM 292505104 68700 2213985 SH DEFINED 5;1 2213985 0 0 ENCANA CORP COM 292505104 2342 75486 SH DEFINED 75486 0 0 ENCANA CORP COM 292505104 299661 9657139 SH SOLE 9657139 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ENCORE WIRE CORP COM 292562105 262 12589 SH DEFINED 2 12589 0 0 ENCORE WIRE CORP COM 292562105 728 35000 SH DEFINED 4 0 0 35000 ENERGY CONVERSION DEVICES IN COM 292659109 123 15701 SH DEFINED 2 15701 0 0 ENERGY CONVERSION DEVICES IN COM 292659109 1038 132738 SH DEFINED 3 0 0 132738 ENERGY CONVERSION DEVICES IN COM 292659109 4 500 SH DEFINED 5 500 0 0 ENERGY CONVERSION DEVICES IN COM 292659109 1 100 SH DEFINED 8 100 0 0 ENERGY INCOME & GROWTH FD COM 292697109 56 2310 SH DEFINED 3 0 0 2310 ENERGYSOLUTIONS INC COM 292756202 643 100000 CALL DEFINED 3 100000 0 0 ENERGYSOLUTIONS INC COM 292756202 223 34700 SH DEFINED 3 0 0 34700 ENERGYSOLUTIONS INC COM 292756202 44 6850 SH DEFINED 7 0 6850 0 ENERGYSOLUTIONS INC COM 292756202 4 575 SH DEFINED 8 0 575 0 ENERNOC INC COM 292764107 39 1310 SH DEFINED 3 0 0 1310 ENERNOC INC COM 292764107 393 13245 SH DEFINED 5 13245 0 0 ENERNOC INC COM 292764107 86 2897 SH DEFINED 8 2897 0 0 ENGLOBAL CORP COM 293306106 4 1500 SH DEFINED 3 0 0 1500 ENNIS INC COM 293389102 2 110 SH DEFINED 3 0 0 110 ENNIS INC COM 293389102 2179 133900 SH DEFINED 4 0 15700 118200 ENNIS INC COM 293389102 16 1000 SH DEFINED 14 1000 0 0 ENTERCOM COMMUNICATIONS CORP CL A 293639100 250 21000 SH DEFINED 4 0 0 21000 ENTERPRISE BANCORP INC MASS COM 293668109 5 400 SH DEFINED 3 0 0 400 ENTERPRISE GP HLDGS L P UNIT LP INT 293716106 715 16646 SH DEFINED 2 16646 0 0 ENTERPRISE GP HLDGS L P UNIT LP INT 293716106 1031 24008 SH DEFINED 3 18500 0 5508 ENTERPRISE GP HLDGS L P UNIT LP INT 293716106 2 36 SH DEFINED 5 36 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 31681 916158 SH DEFINED 3 270000 0 646158 ENTERPRISE PRODS PARTNERS L COM 293792107 45 1293 SH DEFINED 5 1293 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 87 2510 SH DEFINED 15 2510 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 73 2110 SH DEFINED 18 2110 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 388 11217 SH DEFINED 11217 0 0 ENZON PHARMACEUTICALS INC COM 293904108 31 3000 SH DEFINED 16 3000 0 0 EPLUS INC COM 294268107 691 39400 SH DEFINED 4 0 0 39400 EQUIFAX INC COM 294429105 750 20961 SH DEFINED 2 20961 0 0 EQUIFAX INC COM 294429105 128 3565 SH DEFINED 3 1397 0 2168 EQUIFAX INC COM 294429105 7 207 SH DEFINED 5 207 0 0 EQUITY ONE COM 294752100 358 18937 SH DEFINED 2 18937 0 0 EQUITY ONE COM 294752100 29 1549 SH DEFINED 3 0 0 1549 EQUUS TOTAL RETURN INC COM 294766100 25 8800 SH DEFINED 3 0 0 8800 ERICSSON L M TEL CO ADR B SEK 10 294821608 1296 124093 SH DEFINED 2 124093 0 0 ERICSSON L M TEL CO ADR B SEK 10 294821608 1109 106224 SH DEFINED 3 101700 0 4524 ERICSSON L M TEL CO ADR B SEK 10 294821608 101 9681 SH DEFINED 5 9681 0 0 ERICSSON L M TEL CO ADR B SEK 10 294821608 2 200 SH DEFINED 7 0 200 0 ERICSSON L M TEL CO ADR B SEK 10 294821608 659 63078 SH DEFINED 18 63078 0 0 ERICSSON L M TEL CO ADR B SEK 10 294821608 16 1505 SH DEFINED 1505 0 0 ERICSSON L M TEL CO ADR B SEK 10 294821608 1 60 SH SOLE 60 0 0 ESCALON MED CORP COM NEW 296074305 19 12500 SH DEFINED 12500 0 0 ESCO TECHNOLOGIES INC COM 296315104 1626 51118 SH DEFINED 2 51118 0 0 ESPEY MFG & ELECTRS CORP COM 296650104 784 39000 SH DEFINED 4 0 0 39000 ESSEX PPTY TR INC COM 297178105 2485 27624 SH DEFINED 2 27624 0 0 ESSEX PPTY TR INC COM 297178105 798 8876 SH DEFINED 3 8157 0 719 ESSEX PPTY TR INC COM 297178105 21 228 SH DEFINED 18 228 0 0 ESTERLINE TECHNOLOGIES CORP COM 297425100 630 12742 SH DEFINED 3 0 0 12742 ESTERLINE TECHNOLOGIES CORP COM 297425100 5 98 SH DEFINED 18 98 0 0 ETHAN ALLEN INTERIORS INC COM 297602104 6 295 SH DEFINED 16 0 295 0 EURONET WORLDWIDE INC COM 298736109 471 25536 SH DEFINED 2 25536 0 0 EUROPEAN EQUITY FUND COM 298768102 134 20334 SH DEFINED 3 0 0 20334 EXAR CORP COM 300645108 7 957 SH DEFINED 3 0 0 957 EXETER RES CORP COM 301835104 2759 450000 SH DEFINED 1 450000 0 0 EXETER RES CORP COM 301835104 15 2400 SH DEFINED 3 0 0 2400 EXFO INC SUB VTG SHS 302046107 109 17600 SH DEFINED 1 17600 0 0 EXFO INC SUB VTG SHS 302046107 3 529 SH DEFINED 3 0 0 529 EXFO INC SUB VTG SHS 302046107 141 22700 SH DEFINED 5 22700 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- EXFO INC SUB VTG SHS 302046107 13 2050 SH DEFINED 7 0 2050 0 EXIDE TECHNOLOGIES COM NEW 302051206 16 2702 SH DEFINED 2 2702 0 0 EXIDE TECHNOLOGIES COM NEW 302051206 10 1800 SH DEFINED 3 0 0 1800 EXLSERVICE HOLDINGS INC COM 302081104 31 1865 SH DEFINED 2 1865 0 0 EXPEDITORS INTL WASH INC COM 302130109 6511 176356 SH DEFINED 2 176356 0 0 EXPEDITORS INTL WASH INC COM 302130109 443 11998 SH DEFINED 3 2345 0 9653 EXPEDITORS INTL WASH INC COM 302130109 457 12380 SH DEFINED 4 0 2000 10380 EXPEDITORS INTL WASH INC COM 302130109 134 3630 SH DEFINED 18 3630 0 0 EXPRESS SCRIPTS INC COM 302182100 86649 851500 SH DEFINED 1 851500 0 0 EXPRESS SCRIPTS INC COM 302182100 16848 165570 SH DEFINED 2 165570 0 0 EXPRESS SCRIPTS INC COM 302182100 9982 98094 SH DEFINED 3 63041 0 35053 EXPRESS SCRIPTS INC COM 302182100 616 6050 SH DEFINED 5 6050 0 0 EXPRESS SCRIPTS INC COM 302182100 1227 12060 SH DEFINED 7 0 12060 0 EXPRESS SCRIPTS INC COM 302182100 37 360 SH DEFINED 8 0 360 0 EXPRESS SCRIPTS INC COM 302182100 106 1045 SH DEFINED 9 1045 0 0 EXPRESS SCRIPTS INC COM 302182100 433 4260 SH DEFINED 10 4260 0 0 EXPRESS SCRIPTS INC COM 302182100 331 3250 SH DEFINED 11 3250 0 0 EXPRESS SCRIPTS INC COM 302182100 145 1425 SH DEFINED 17 0 0 1425 EXPRESS SCRIPTS INC COM 302182100 481 4725 SH DEFINED 18 4725 0 0 EXPRESS SCRIPTS INC COM 302182100 15716 154446 SH DEFINED 5;1 154446 0 0 EXPRESS SCRIPTS INC COM 302182100 134 1319 SH DEFINED 1319 0 0 EXPRESS SCRIPTS INC COM 302182100 257 2525 SH SOLE 2525 0 0 EZCORP INC CL A NON VTG 302301106 51 2495 SH DEFINED 3 0 0 2495 EZCORP INC CL A NON VTG 302301106 48 2319 SH DEFINED 5 2319 0 0 FLIR SYS INC COM 302445101 2668 94680 SH DEFINED 2 94680 0 0 FLIR SYS INC COM 302445101 286 10138 SH DEFINED 3 1683 0 8455 FLIR SYS INC COM 302445101 37 1303 SH DEFINED 5 1303 0 0 FLIR SYS INC COM 302445101 117 4151 SH DEFINED 18 4151 0 0 FLIR SYS INC COM 302445101 91 3214 SH DEFINED 3214 0 0 F M C CORP COM NEW 302491303 1889 31203 SH DEFINED 2 31203 0 0 F M C CORP COM NEW 302491303 508 8396 SH DEFINED 3 801 0 7595 F M C CORP COM NEW 302491303 450 7440 SH DEFINED 4 0 7440 0 F M C CORP COM NEW 302491303 6 106 SH DEFINED 5 106 0 0 F M C CORP COM NEW 302491303 76 1250 SH DEFINED 13 1250 0 0 F M C CORP COM NEW 302491303 608 10040 SH DEFINED 16 10000 40 0 F M C CORP COM NEW 302491303 70 1160 SH DEFINED 0 0 1160 F N B UNITED CORP COM 302519103 54 45000 SH DEFINED 4 0 0 45000 FNB CORP PA COM 302520101 51 6279 SH DEFINED 2 6279 0 0 FNB CORP PA COM 302520101 28 3451 SH DEFINED 3 0 0 3451 FNB CORP PA COM 302520101 370 45660 SH DEFINED 4 0 0 45660 FPIC INS GROUP INC COM 302563101 691 25500 SH DEFINED 4 0 0 25500 FPL GROUP INC COM 302571104 3226 66750 SH DEFINED 3 4563 0 62187 FPL GROUP INC COM 302571104 428 8847 SH DEFINED 5 8847 0 0 FPL GROUP INC COM 302571104 107 2204 SH DEFINED 7 0 2204 0 FPL GROUP INC COM 302571104 994 20575 SH DEFINED 8 20575 0 0 FPL GROUP INC COM 302571104 92 1900 SH DEFINED 15 1900 0 0 FPL GROUP INC COM 302571104 285 5905 SH DEFINED 18 5905 0 0 FPL GROUP INC COM 302571104 606 12538 SH DEFINED 300 12238 0 FPL GROUP INC COM 302571104 19337 400100 SH SOLE 400100 0 0 FSI INTL INC COM 302633102 27 6947 SH DEFINED 3 0 0 6947 FX ENERGY INC COM 302695101 115 33398 SH DEFINED 3 0 0 33398 FTI CONSULTING INC COM 302941109 644 16378 SH DEFINED 3 13125 0 3253 FTI CONSULTING INC COM 302941109 246 6250 SH DEFINED 4 0 6250 0 FTI CONSULTING INC COM 302941109 138 3513 SH DEFINED 5 3513 0 0 FTI CONSULTING INC COM 302941109 3 76 SH DEFINED 8 76 0 0 FTI CONSULTING INC COM 302941109 1 14 SH DEFINED 14 0 0 FACTSET RESH SYS INC COM 303075105 667 9095 SH DEFINED 2 9095 0 0 FACTSET RESH SYS INC COM 303075105 938 12789 SH DEFINED 3 12299 0 490 FACTSET RESH SYS INC COM 303075105 43 580 SH DEFINED 18 580 0 0 FAIR ISAAC CORP COM 303250104 115 4530 SH DEFINED 3 800 0 3730
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- FAIRCHILD SEMICONDUCTOR INTL COM 303726103 190 17822 SH DEFINED 2 17822 0 0 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 384 36073 SH DEFINED 3 35073 0 1000 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 310 29130 SH DEFINED 4 0 29130 0 FAMILY DLR STORES INC COM 307000109 1834 50101 SH DEFINED 2 50101 0 0 FAMILY DLR STORES INC COM 307000109 552 15086 SH DEFINED 3 1535 0 13551 FAMILY DLR STORES INC COM 307000109 210 5731 SH DEFINED 5 5731 0 0 FAMILY DLR STORES INC COM 307000109 10 274 SH DEFINED 8 274 0 0 FAMILY DLR STORES INC COM 307000109 258 7041 SH DEFINED 10 7041 0 0 FAMILY DLR STORES INC COM 307000109 129 3526 SH DEFINED 500 0 3026 FAMILY DLR STORES INC COM 307000109 105 2875 SH SOLE 2875 0 0 FAMOUS DAVES AMER INC COM 307068106 16 2000 SH DEFINED 3 0 0 2000 FARMER BROS CO COM 307675108 37 2000 SH DEFINED 3 0 0 2000 FARO TECHNOLOGIES INC COM 311642102 5 189 SH DEFINED 18 189 0 0 FASTENAL CO COM 311900104 3173 66116 SH DEFINED 2 66116 0 0 FASTENAL CO COM 311900104 1755 36578 SH DEFINED 3 1453 0 35125 FASTENAL CO COM 311900104 11293 235321 SH DEFINED 5 235321 0 0 FASTENAL CO COM 311900104 2 48 SH DEFINED 7 0 48 0 FASTENAL CO COM 311900104 132 2750 SH DEFINED 8 2750 0 0 FASTENAL CO COM 311900104 43 900 SH DEFINED 18 900 0 0 FEDERAL AGRIC MTG CORP CL C 313148306 496 43750 SH DEFINED 3 0 0 43750 FEDERAL HOME LN MTG CORP COM 313400301 146 115333 SH DEFINED 3 100000 0 15333 FEDERAL HOME LN MTG CORP COM 313400301 1 1000 SH DEFINED 7 0 1000 0 FEDERAL HOME LN MTG CORP COM 313400301 39 31000 SH DEFINED 15 31000 0 0 FEDERAL HOME LN MTG CORP COM 313400301 1 600 SH DEFINED 16 600 0 0 FEDERAL MOGUL CORP COM 313549404 57 3100 SH DEFINED 2 3100 0 0 FEDERAL MOGUL CORP COM 313549404 1 56 SH DEFINED 3 56 0 0 FEDERAL NATL MTG ASSN COM 313586109 1639 1560776 SH DEFINED 3 1547000 0 13776 FEDERAL NATL MTG ASSN COM 313586109 0 100 SH DEFINED 5 100 0 0 FEDERAL NATL MTG ASSN COM 313586109 1 1000 SH DEFINED 7 0 1000 0 FEDERAL NATL MTG ASSN COM 313586109 23 22000 SH DEFINED 15 22000 0 0 FEDERAL NATL MTG ASSN COM 313586109 44 41700 SH DEFINED 41700 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 1392 19122 SH DEFINED 3 17176 0 1946 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 35 477 SH DEFINED 18 477 0 0 FEDERAL SIGNAL CORP COM 313855108 1 100 SH DEFINED 3 0 0 100 FEDERATED INVS INC PA CL B 314211103 1089 41291 SH DEFINED 2 41291 0 0 FEDERATED INVS INC PA CL B 314211103 182 6890 SH DEFINED 3 977 0 5913 FEDERATED INVS INC PA CL B 314211103 578 21900 SH DEFINED 4 0 3600 18300 FEDERATED INVS INC PA CL B 314211103 9 348 SH DEFINED 18 348 0 0 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 372 16270 SH DEFINED 3 0 0 16270 FERRO CORP COM 315405100 52 5952 SH DEFINED 2 5952 0 0 FERRO CORP COM 315405100 1602 182306 SH DEFINED 3 150000 0 32306 F5 NETWORKS INC COM 315616102 1602 26000 SH DEFINED 1 26000 0 0 F5 NETWORKS INC COM 315616102 1540 24989 SH DEFINED 3 22364 0 2625 F5 NETWORKS INC COM 315616102 25884 419988 SH DEFINED 4 0 315408 104580 F5 NETWORKS INC COM 315616102 3 56 SH DEFINED 5 56 0 0 F5 NETWORKS INC COM 315616102 374 6064 SH DEFINED 7 0 6064 0 F5 NETWORKS INC COM 315616102 41 670 SH DEFINED 18 670 0 0 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 62 660 SH DEFINED 3 0 0 660 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 47 500 SH DEFINED 5 500 0 0 FIFTH THIRD BANCORP COM 316773100 15111 1114400 SH DEFINED 1 1114400 0 0 FIFTH THIRD BANCORP COM 316773100 5313 391813 SH DEFINED 2 391813 0 0 FIFTH THIRD BANCORP COM 316773100 875 64502 SH DEFINED 3 12241 0 52261 FIFTH THIRD BANCORP COM 316773100 12 875 SH DEFINED 5 875 0 0 FIFTH THIRD BANCORP COM 316773100 605 44624 SH DEFINED 10 44624 0 0 FIFTH THIRD BANCORP COM 316773100 116 8566 SH DEFINED 18 8566 0 0 FIFTH THIRD BANCORP COM 316773100 3 213 SH DEFINED 213 0 0 FIFTH THIRD BANCORP COM 316773100 18 1340 SH SOLE 1340 0 0 51JOB INC SP ADR REP COM 316827104 3 154 SH DEFINED 3 0 0 154 FINANCIAL INSTNS INC COM 317585404 9 629 SH DEFINED 3 0 0 629 FINISH LINE INC CL A 317923100 21 1259 SH DEFINED 2 1259 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- FINISH LINE INC CL A 317923100 916 56000 SH DEFINED 4 0 0 56000 FIRST AMERN CORP CALIF COM 318522307 1178 34803 SH DEFINED 3 29023 0 5780 FIRST AMERN CORP CALIF COM 318522307 29 862 SH DEFINED 8 862 0 0 FIRST AMERN CORP CALIF COM 318522307 18 525 SH DEFINED 16 525 0 0 FIRST BANCORP P R COM 318672102 14 5710 SH DEFINED 2 5710 0 0 FIRST CAPITAL BANCORP VA COM 319438107 82 10093 SH DEFINED 3 0 0 10093 FIRST COMWLTH FINL CORP PA COM 319829107 53 7863 SH DEFINED 3 0 0 7863 FIRST FINL BANCORP OH COM 320209109 125 7051 SH DEFINED 2 7051 0 0 FIRST FINL BANCORP OH COM 320209109 31 1725 SH DEFINED 3 0 0 1725 FIRST FINL BANCORP OH COM 320209109 4 214 SH DEFINED 18 214 0 0 FIRST FINL CORP IND COM 320218100 319 11000 SH DEFINED 4 0 0 11000 FIRST FINL HLDGS INC COM 320239106 684 45400 SH DEFINED 4 0 0 45400 FIRST FINL HLDGS INC COM 320239106 12 800 SH DEFINED 16 800 0 0 FIRST HORIZON NATL CORP COM 320517105 1267 90197 SH DEFINED 2 90197 0 0 FIRST HORIZON NATL CORP COM 320517105 1223 87071 SH DEFINED 3 2466 0 84605 FIRST HORIZON NATL CORP COM 320517105 453 32272 SH DEFINED 4 0 32272 0 FIRST HORIZON NATL CORP COM 320517105 85 6057 SH DEFINED 0 0 6057 FIRST LONG IS CORP COM 320734106 149 6203 SH DEFINED 3 0 0 6203 FIRST MARBLEHEAD CORP COM 320771108 6 1975 SH DEFINED 3 0 0 1975 FIRST MARINER BANCORP COM 320795107 1 567 SH DEFINED 3 0 0 567 FIRST MARINER BANCORP COM 320795107 3 3000 SH DEFINED 18 3000 0 0 FIRST MERCHANTS CORP COM 320817109 1 127 SH DEFINED 3 0 0 127 FIRST MERCHANTS CORP COM 320817109 376 54000 SH DEFINED 4 0 0 54000 FIRST MERCURY FINANCIAL CORP COM 320841109 65 4991 SH DEFINED 2 4991 0 0 FIRST MERCURY FINANCIAL CORP COM 320841109 5 400 SH DEFINED 3 0 0 400 FIRST MIDWEST BANCORP DEL COM 320867104 188 13848 SH DEFINED 2 13848 0 0 FIRST SOLAR INC COM 336433107 4051 33025 SH DEFINED 2 33025 0 0 FIRST SOLAR INC COM 336433107 4906 40000 PUT DEFINED 3 40000 0 0 FIRST SOLAR INC COM 336433107 1291 10527 SH DEFINED 3 8058 0 2469 FIRST SOLAR INC COM 336433107 116 949 SH DEFINED 5 949 0 0 FIRST SOLAR INC COM 336433107 31 250 SH DEFINED 7 0 250 0 FIRST SOLAR INC COM 336433107 4 32 SH DEFINED 16 32 0 0 FIRST SOLAR INC COM 336433107 2 16 SH DEFINED 18 16 0 0 FIRST SOLAR INC COM 336433107 1 5 SH DEFINED 5 0 0 FIRST SOLAR INC COM 336433107 147 1200 SH SOLE 1200 0 0 FIRST ST BANCORPORATION COM 336453105 22 42000 SH DEFINED 4 0 0 42000 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 92 6400 SH DEFINED 3 0 0 6400 FIRST TR ENHANCED EQTY INC F COM 337318109 198 16589 SH DEFINED 3 0 0 16589 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 2505 153045 SH DEFINED 3 0 0 153045 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 105 6418 SH DEFINED 18 6418 0 0 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 2279 108512 SH DEFINED 3 0 0 108512 FIRST TR NASDAQ100 TECH INDE SHS 337345102 906 41423 SH DEFINED 3 0 0 41423 FIRST TR STRTGC HIGH INCM FD COM 337347108 130 39682 SH DEFINED 3 0 0 39682 FIRST TR STRATEGIC HIGH INC COM SHS 337353106 64 14079 SH DEFINED 3 0 0 14079 FISERV INC COM 337738108 4695 92501 SH DEFINED 2 92501 0 0 FISERV INC COM 337738108 823 16213 SH DEFINED 3 1692 0 14521 FISERV INC COM 337738108 7 129 SH DEFINED 5 129 0 0 FISERV INC COM 337738108 642 12642 SH DEFINED 10 12642 0 0 FISERV INC COM 337738108 51 1002 SH DEFINED 18 1002 0 0 FISERV INC COM 337738108 20 400 SH DEFINED 400 0 0 FIRSTMERIT CORP COM 337915102 1166 54079 SH DEFINED 2 54079 0 0 FIRSTMERIT CORP COM 337915102 25 1137 SH DEFINED 3 0 0 1137 FIRSTMERIT CORP COM 337915102 1 40 SH DEFINED 18 40 0 0 FLAGSTAR BANCORP INC COM 337930101 1200 2000000 SH DEFINED 3 2000000 0 0 FLAGSTAR BANCORP INC COM 337930101 40 66000 SH DEFINED 4 0 0 66000 FIRSTENERGY CORP COM 337932107 7216 184604 SH DEFINED 2 184604 0 0 FIRSTENERGY CORP COM 337932107 605 15466 SH DEFINED 3 3370 0 12096 FIRSTENERGY CORP COM 337932107 18 450 SH DEFINED 16 450 0 0 FIRSTENERGY CORP COM 337932107 13 336 SH DEFINED 18 336 0 0 FIRSTENERGY CORP COM 337932107 305 7807 SH DEFINED 835 6972 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- FLAHERTY & CRMN/CLYMR PFD SE COM SHS 338478100 1170 76572 SH DEFINED 3 0 0 76572 FLAHERTY & CRMN/CLYMR PFD SE COM SHS 338478100 495 32380 SH DEFINED 5 32380 0 0 FLAHERTY & CRMN/CLYMR PFD SE COM SHS 338478100 202 13219 SH DEFINED 8 13219 0 0 FLAHERTY & CRMRN CLYMRE T R COM 338479108 100 6258 SH DEFINED 3 0 0 6258 FLAHERTY & CRMRN CLYMRE T R COM 338479108 78 4900 SH DEFINED 5 4900 0 0 FLAHERTY & CRMRN CLYMRE T R COM 338479108 22 1400 SH DEFINED 8 1400 0 0 FLAHERTY & CRUMRINE PFD INC COM 338480106 3 300 SH DEFINED 3 0 0 300 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 13 1481 SH DEFINED 3 0 0 1481 FLEXSTEEL INDS INC COM 339382103 761 56000 SH DEFINED 4 0 0 56000 FLUOR CORP NEW COM 343412102 4075 87622 SH DEFINED 2 87622 0 0 FLUOR CORP NEW COM 343412102 3270 70299 SH DEFINED 3 21978 0 48321 FLUOR CORP NEW COM 343412102 345 7410 SH DEFINED 4 0 7410 0 FLUOR CORP NEW COM 343412102 861 18509 SH DEFINED 5 18509 0 0 FLUOR CORP NEW COM 343412102 1594 34282 SH DEFINED 7 0 34282 0 FLUOR CORP NEW COM 343412102 81 1750 SH DEFINED 8 55 1695 0 FLUOR CORP NEW COM 343412102 78 1675 SH DEFINED 10 1675 0 0 FLUOR CORP NEW COM 343412102 21 448 SH DEFINED 15 448 0 0 FLUOR CORP NEW COM 343412102 101 2175 SH DEFINED 17 0 0 2175 FLUOR CORP NEW COM 343412102 193 4155 SH DEFINED 18 4155 0 0 FLUOR CORP NEW COM 343412102 36 784 SH DEFINED 784 0 0 FLUOR CORP NEW COM 343412102 128 2750 SH SOLE 2750 0 0 FLOW INTL CORP COM 343468104 14 4750 SH DEFINED 3 0 0 4750 FLOWERS FOODS INC COM 343498101 527 21307 SH DEFINED 2 21307 0 0 FLOWERS FOODS INC COM 343498101 635 25648 SH DEFINED 3 21610 0 4038 FLOWERS FOODS INC COM 343498101 8 343 SH DEFINED 5 343 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 23 491 SH DEFINED 3 0 0 491 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 24 500 SH DEFINED 15 500 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 7 144 SH DEFINED 18 144 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 8 163 SH DEFINED 163 0 0 FONAR CORP COM NEW 344437405 0 160 SH DEFINED 5 160 0 0 FONAR CORP COM NEW 344437405 2 800 SH DEFINED 15 800 0 0 FOOT LOCKER INC COM 344849104 389 25858 SH DEFINED 2 25858 0 0 FOOT LOCKER INC COM 344849104 768 51070 SH DEFINED 3 44050 0 7020 FOOT LOCKER INC COM 344849104 68 4550 SH DEFINED 5 4550 0 0 FORCE PROTECTION INC COM NEW 345203202 166 27604 SH DEFINED 3 0 0 27604 FORD MTR CO DEL COM PAR $0.01 345370860 47590 3786000 SH DEFINED 1 3786000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 24677 1963196 SH DEFINED 2 1963196 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 9487 754708 SH DEFINED 3 103415 0 651293 FORD MTR CO DEL COM PAR $0.01 345370860 662 52677 SH DEFINED 5 52677 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 8 600 SH DEFINED 7 0 600 0 FORD MTR CO DEL COM PAR $0.01 345370860 12 976 SH DEFINED 8 976 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 233 18500 SH DEFINED 15 18500 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 30 2350 SH DEFINED 16 2350 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 105 8348 SH DEFINED 18 8348 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 16 1305 SH DEFINED 1305 0 0 FORD MTR CO CAP TR II PFD TR CV6.5% 345395206 15909 342858 PRN DEFINED 3 305000 0 37858 FOREST CITY ENTERPRISES INC CL A 345550107 749 51959 SH DEFINED 3 293 0 51666 FOREST CITY ENTERPRISES INC CL A 345550107 144 10000 SH DEFINED 5 10000 0 0 FOREST CITY ENTERPRISES INC CL A 345550107 43 3000 SH DEFINED 16 3000 0 0 FOREST CITY ENTERPRISES INC CL B CONV 345550305 6 400 SH DEFINED 2 400 0 0 FOREST LABS INC COM 345838106 129 4100 SH DEFINED 1 4100 0 0 FOREST LABS INC COM 345838106 3224 102801 SH DEFINED 2 102801 0 0 FOREST LABS INC COM 345838106 657 20954 SH DEFINED 3 3341 0 17613 FOREST LABS INC COM 345838106 12483 398055 SH DEFINED 4 0 184155 213900 FOREST LABS INC COM 345838106 1133 36133 SH DEFINED 5 36133 0 0 FOREST LABS INC COM 345838106 20 647 SH DEFINED 8 647 0 0 FOREST LABS INC COM 345838106 1 28 SH DEFINED 15 28 0 0 FOREST LABS INC COM 345838106 6 200 SH DEFINED 18 200 0 0 FOREST LABS INC COM 345838106 144 4607 SH DEFINED 0 0 4607 FOREST OIL CORP COM PAR $0.01 346091705 424 16433 SH DEFINED 2 16433 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- FOREST OIL CORP COM PAR $0.01 346091705 1492 57801 SH DEFINED 3 31558 0 26243 FOREST OIL CORP COM PAR $0.01 346091705 317 12260 SH DEFINED 4 0 12260 0 FOREST OIL CORP COM PAR $0.01 346091705 26 1000 SH DEFINED 7 0 1000 0 FOREST OIL CORP COM PAR $0.01 346091705 10 405 SH DEFINED 18 405 0 0 FORESTAR GROUP INC COM 346233109 1522 80621 SH DEFINED 3 80000 0 621 FORMFACTOR INC COM 346375108 23 1316 SH DEFINED 2 1316 0 0 FORMFACTOR INC COM 346375108 7 400 SH DEFINED 3 0 0 400 FORRESTER RESH INC COM 346563109 36 1193 SH DEFINED 2 1193 0 0 FORRESTER RESH INC COM 346563109 7 249 SH DEFINED 18 249 0 0 FORT DEARBORN INCOME SECS IN COM 347200107 36 2450 SH DEFINED 3 0 0 2450 FORTUNE BRANDS INC COM 349631101 3526 72679 SH DEFINED 2 72679 0 0 FORTUNE BRANDS INC COM 349631101 1264 26062 SH DEFINED 3 1675 0 24387 FORTUNE BRANDS INC COM 349631101 22 450 SH DEFINED 5 450 0 0 FORTUNE BRANDS INC COM 349631101 15 310 SH DEFINED 18 310 0 0 FORWARD AIR CORP COM 349853101 652 24799 SH DEFINED 2 24799 0 0 FORWARD AIR CORP COM 349853101 1874 71260 SH DEFINED 4 0 34960 36300 FORWARD AIR CORP COM 349853101 32 1206 SH DEFINED 18 1206 0 0 FOSSIL INC COM 349882100 218 5777 SH DEFINED 2 5777 0 0 FOSSIL INC COM 349882100 48 1275 SH DEFINED 3 0 0 1275 FOSSIL INC COM 349882100 1317 34900 SH DEFINED 4 0 5500 29400 FOSSIL INC COM 349882100 5 132 SH DEFINED 18 132 0 0 FOSTER L B CO COM 350060109 230 7950 SH DEFINED 2 7950 0 0 FOSTER L B CO COM 350060109 104 3600 SH DEFINED 3 0 0 3600 FOSTER L B CO COM 350060109 1910 66100 SH DEFINED 4 0 40600 25500 FRANKLIN ELEC INC COM 353514102 207 6911 SH DEFINED 2 6911 0 0 FRANKLIN ELEC INC COM 353514102 36 1200 SH DEFINED 3 0 0 1200 FRANKLIN RES INC COM 354613101 7926 71470 SH DEFINED 2 71470 0 0 FRANKLIN RES INC COM 354613101 1144 10313 SH DEFINED 3 1645 0 8668 FRANKLIN RES INC COM 354613101 58 525 SH DEFINED 5 525 0 0 FRANKLIN RES INC COM 354613101 975 8790 SH DEFINED 7 0 8790 0 FRANKLIN RES INC COM 354613101 18 165 SH DEFINED 8 0 165 0 FRANKLIN RES INC COM 354613101 59 530 SH DEFINED 14 530 0 0 FRANKLIN RES INC COM 354613101 1 9 SH DEFINED 15 9 0 0 FRANKLIN RES INC COM 354613101 256 2307 SH DEFINED 18 2307 0 0 FRANKLIN RES INC COM 354613101 186 1680 SH DEFINED 75 1605 0 FRANKLIN UNVL TR SH BEN INT 355145103 1826 307875 SH DEFINED 3 0 0 307875 FREDS INC CL A 356108100 686 57137 SH DEFINED 4 0 137 57000 FREDS INC CL A 356108100 7 618 SH DEFINED 18 618 0 0 FREIGHTCAR AMER INC COM 357023100 14 589 SH DEFINED 2 589 0 0 FREIGHTCAR AMER INC COM 357023100 440 18200 SH DEFINED 5 18200 0 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 41 731 SH DEFINED 3 0 0 731 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 1 21 SH DEFINED 5 21 0 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 25 450 SH DEFINED 18 450 0 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 43 767 SH DEFINED 0 0 767 FRIEDMAN INDS INC COM 358435105 103 18000 SH DEFINED 4 0 0 18000 FROZEN FOOD EXPRESS INDS INC COM 359360104 308 79000 SH DEFINED 4 0 0 79000 FUEL TECH INC COM 359523107 9 1100 SH DEFINED 3 0 0 1100 FULL HOUSE RESORTS INC COM 359678109 4 1500 SH DEFINED 3 0 0 1500 FULLER H B CO COM 359694106 123 5306 SH DEFINED 2 5306 0 0 FULLER H B CO COM 359694106 34 1480 SH DEFINED 3 0 0 1480 FULTON FINL CORP PA COM 360271100 2372 232516 SH DEFINED 3 50118 0 182398 FURNITURE BRANDS INTL INC COM 360921100 1 100 SH DEFINED 2 100 0 0 G & K SVCS INC CL A 361268105 73 2808 SH DEFINED 2 2808 0 0 G & K SVCS INC CL A 361268105 544 21000 SH DEFINED 4 0 0 21000 GAMCO INVESTORS INC COM 361438104 368 8094 SH DEFINED 2 8094 0 0 GATX CORP COM 361448103 381 13285 SH DEFINED 2 13285 0 0 GATX CORP COM 361448103 385 13453 SH DEFINED 3 12953 0 500 GATX CORP COM 361448103 6 200 SH DEFINED 5 200 0 0 GLG LIFE TECH CORP COM NEW 361793201 2930 370938 SH DEFINED 1 370938 0 0 GS FINL CORP COM 362274102 7 500 SH DEFINED 3 0 0 500
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- GAFISA S A SPONS ADR 362607301 193 14052 SH DEFINED 2 14052 0 0 GAFISA S A SPONS ADR 362607301 865 62958 SH DEFINED 3 7558 0 55400 GALLAGHER ARTHUR J & CO COM 363576109 254 10341 SH DEFINED 2 10341 0 0 GALLAGHER ARTHUR J & CO COM 363576109 752 30650 SH DEFINED 3 28814 0 1836 GANNETT INC COM 364730101 3811 230700 SH DEFINED 1 230700 0 0 GANNETT INC COM 364730101 1555 94121 SH DEFINED 2 94121 0 0 GANNETT INC COM 364730101 540 32664 SH DEFINED 3 2611 0 30053 GANNETT INC COM 364730101 19 1122 SH DEFINED 5 1122 0 0 GANNETT INC COM 364730101 3 175 SH DEFINED 16 0 175 0 GANNETT INC COM 364730101 52 3138 SH DEFINED 18 3138 0 0 GAP INC DEL COM 364760108 3326 143934 SH DEFINED 2 143934 0 0 GAP INC DEL COM 364760108 449 19427 SH DEFINED 3 5280 0 14147 GAP INC DEL COM 364760108 7602 328940 SH DEFINED 4 0 143440 185500 GAP INC DEL COM 364760108 787 34055 SH DEFINED 5 34055 0 0 GAP INC DEL COM 364760108 907 39255 SH DEFINED 7 0 39255 0 GAP INC DEL COM 364760108 83 3583 SH DEFINED 8 2808 775 0 GAP INC DEL COM 364760108 445 19245 SH DEFINED 10 19245 0 0 GAP INC DEL COM 364760108 9 408 SH DEFINED 18 408 0 0 GAP INC DEL COM 364760108 137 5926 SH DEFINED 180 0 5746 GAP INC DEL COM 364760108 12 520 SH SOLE 520 0 0 GARDNER DENVER INC COM 365558105 7967 180900 SH DEFINED 1 180900 0 0 GARDNER DENVER INC COM 365558105 2078 47184 SH DEFINED 2 47184 0 0 GARDNER DENVER INC COM 365558105 44 998 SH DEFINED 3 0 0 998 GARDNER DENVER INC COM 365558105 5842 132644 SH DEFINED 4 0 68690 63954 GARTNER INC COM 366651107 407 18307 SH DEFINED 2 18307 0 0 GARTNER INC COM 366651107 2 100 SH DEFINED 3 0 0 100 GASCO ENERGY INC COM 367220100 3 8090 SH DEFINED 3 0 0 8090 GASTAR EXPL LTD COM NEW 367299203 7 1356 SH DEFINED 3 0 0 1356 GENCORP INC COM 368682100 1 178 SH DEFINED 16 178 0 0 GENERAL AMERN INVS INC COM 368802104 990 39961 SH DEFINED 3 0 0 39961 GENERAL CABLE CORP DEL NEW COM 369300108 7 244 SH DEFINED 2 244 0 0 GENERAL CABLE CORP DEL NEW COM 369300108 215 7971 SH DEFINED 3 138 0 7833 GENERAL CABLE CORP DEL NEW COM 369300108 71 2630 SH DEFINED 7 0 2630 0 GENERAL CABLE CORP DEL NEW COM 369300108 6 240 SH DEFINED 8 0 240 0 GENERAL CABLE CORP DEL NEW COM 369300108 0 14 SH DEFINED 18 14 0 0 GENERAL COMMUNICATION INC CL A 369385109 1 168 SH DEFINED 2 168 0 0 GENERAL COMMUNICATION INC CL A 369385109 9 1556 SH DEFINED 3 0 0 1556 GENERAL DYNAMICS CORP COM 369550108 13629 176541 SH DEFINED 2 176541 0 0 GENERAL DYNAMICS CORP COM 369550108 38600 500000 CALL DEFINED 3 500000 0 0 GENERAL DYNAMICS CORP COM 369550108 1906 24695 SH DEFINED 3 4158 0 20537 GENERAL DYNAMICS CORP COM 369550108 9142 118425 SH DEFINED 4 0 54005 64420 GENERAL DYNAMICS CORP COM 369550108 665 8610 SH DEFINED 5 8610 0 0 GENERAL DYNAMICS CORP COM 369550108 76 979 SH DEFINED 8 979 0 0 GENERAL DYNAMICS CORP COM 369550108 208 2700 SH DEFINED 15 2700 0 0 GENERAL DYNAMICS CORP COM 369550108 34 440 SH DEFINED 17 0 0 440 GENERAL DYNAMICS CORP COM 369550108 217 2814 SH DEFINED 18 2814 0 0 GENERAL DYNAMICS CORP COM 369550108 333 4307 SH DEFINED 440 3867 0 GENERAL ELECTRIC CO COM 369604103 104608 5747700 SH DEFINED 1 5747700 0 0 GENERAL ELECTRIC CO COM 369604103 103057 5662482 SH DEFINED 2 5662482 0 0 GENERAL ELECTRIC CO COM 369604103 7944 436500 CALL DEFINED 3 436500 0 0 GENERAL ELECTRIC CO COM 369604103 24 1300 PUT DEFINED 3 1300 0 0 GENERAL ELECTRIC CO COM 369604103 62861 3453888 SH DEFINED 3 260325 0 3193563 GENERAL ELECTRIC CO COM 369604103 24403 1340810 SH DEFINED 4 0 555875 784935 GENERAL ELECTRIC CO COM 369604103 39829 2188407 SH DEFINED 5 2188407 0 0 GENERAL ELECTRIC CO COM 369604103 104327 5732232 SH DEFINED 6 5732232 0 0 GENERAL ELECTRIC CO COM 369604103 2534 139230 SH DEFINED 7 0 139230 0 GENERAL ELECTRIC CO COM 369604103 1547 84987 SH DEFINED 8 70037 14950 0 GENERAL ELECTRIC CO COM 369604103 30 1653 SH DEFINED 9 1653 0 0 GENERAL ELECTRIC CO COM 369604103 1166 64064 SH DEFINED 10 64064 0 0 GENERAL ELECTRIC CO COM 369604103 130 7140 SH DEFINED 11 7140 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- GENERAL ELECTRIC CO COM 369604103 519 28494 SH DEFINED 13 28494 0 0 GENERAL ELECTRIC CO COM 369604103 1379 75780 SH DEFINED 14 75780 0 0 GENERAL ELECTRIC CO COM 369604103 273 15005 SH DEFINED 15 15005 0 0 GENERAL ELECTRIC CO COM 369604103 620 34085 SH DEFINED 16 33255 830 0 GENERAL ELECTRIC CO COM 369604103 64 3500 SH DEFINED 17 0 0 3500 GENERAL ELECTRIC CO COM 369604103 3222 177012 SH DEFINED 18 177012 0 0 GENERAL ELECTRIC CO COM 369604103 1 40 SH DEFINED 5;1 40 0 0 GENERAL ELECTRIC CO COM 369604103 4847 266313 SH DEFINED 241639 24674 0 GENERAL ELECTRIC CO COM 369604103 337 18529 SH SOLE 18529 0 0 GENERAL GROWTH PPTYS INC COM 370021107 5 300 SH DEFINED 2 300 0 0 GENERAL GROWTH PPTYS INC COM 370021107 640 39798 SH DEFINED 3 29420 0 10378 GENERAL GROWTH PPTYS INC COM 370021107 2 101 SH DEFINED 7 0 101 0 GENERAL MLS INC COM 370334104 86504 1221979 SH DEFINED 1 1221979 0 0 GENERAL MLS INC COM 370334104 12739 179960 SH DEFINED 2 179960 0 0 GENERAL MLS INC COM 370334104 8637 122003 SH DEFINED 3 4176 0 117827 GENERAL MLS INC COM 370334104 9752 137758 SH DEFINED 5 137758 0 0 GENERAL MLS INC COM 370334104 285 4021 SH DEFINED 7 0 4021 0 GENERAL MLS INC COM 370334104 562 7940 SH DEFINED 8 7800 140 0 GENERAL MLS INC COM 370334104 731 10325 SH DEFINED 10 10325 0 0 GENERAL MLS INC COM 370334104 103 1450 SH DEFINED 11 1450 0 0 GENERAL MLS INC COM 370334104 11 155 SH DEFINED 14 155 0 0 GENERAL MLS INC COM 370334104 115 1620 SH DEFINED 15 1620 0 0 GENERAL MLS INC COM 370334104 3 45 SH DEFINED 16 0 45 0 GENERAL MLS INC COM 370334104 150 2125 SH DEFINED 17 0 0 2125 GENERAL MLS INC COM 370334104 1075 15187 SH DEFINED 18 15187 0 0 GENERAL MLS INC COM 370334104 2 25 SH DEFINED 5;1 25 0 0 GENERAL MLS INC COM 370334104 502 7090 SH DEFINED 5094 574 1422 GENERAL MLS INC COM 370334104 1431 20211 SH SOLE 20211 0 0 GENERAL STEEL HOLDINGS INC COM 370853103 24 5900 SH DEFINED 3 0 0 5900 GENERAL STEEL HOLDINGS INC COM 370853103 2 585 SH DEFINED 16 585 0 0 GENEREX BIOTECHNOLOGY CP DEL COM 371485103 0 133 SH DEFINED 5 133 0 0 GENEREX BIOTECHNOLOGY CP DEL COM 371485103 5 10000 SH DEFINED 14 10000 0 0 GENESCO INC COM 371532102 35 1123 SH DEFINED 3 0 0 1123 GENESEE & WYO INC CL A 371559105 99 2900 SH DEFINED 2 2900 0 0 GENTEX CORP COM 371901109 52 2700 SH DEFINED 1 2700 0 0 GENTEX CORP COM 371901109 676 34804 SH DEFINED 2 34804 0 0 GENTEX CORP COM 371901109 852 43876 SH DEFINED 3 38901 0 4975 GENTEX CORP COM 371901109 10919 562264 SH DEFINED 4 0 446894 115370 GENTEX CORP COM 371901109 30 1551 SH DEFINED 18 1551 0 0 GENESIS ENERGY L P UNIT LTD PARTN 371927104 481 24700 SH DEFINED 2 24700 0 0 GENESIS ENERGY L P UNIT LTD PARTN 371927104 1350 69290 SH DEFINED 3 0 0 69290 GENESIS ENERGY L P UNIT LTD PARTN 371927104 10 501 SH DEFINED 501 0 0 GENUINE PARTS CO COM 372460105 4066 96254 SH DEFINED 2 96254 0 0 GENUINE PARTS CO COM 372460105 1407 33312 SH DEFINED 3 1756 0 31556 GENUINE PARTS CO COM 372460105 59 1397 SH DEFINED 5 1397 0 0 GENUINE PARTS CO COM 372460105 1 15 SH DEFINED 7 0 15 0 GENUINE PARTS CO COM 372460105 24 566 SH DEFINED 18 566 0 0 GENUINE PARTS CO COM 372460105 91 2147 SH DEFINED 0 2147 0 GEORESOURCES INC COM 372476101 16 1070 SH DEFINED 3 0 0 1070 GEORESOURCES INC COM 372476101 2297 150400 SH DEFINED 4 0 93300 57100 GEOKINETICS INC COM PAR $0.01 372910307 673 93330 SH DEFINED 3 1200 0 92130 GENZYME CORP COM 372917104 40427 780000 SH DEFINED 1 780000 0 0 GENZYME CORP COM 372917104 11906 229720 SH DEFINED 2 229720 0 0 GENZYME CORP COM 372917104 2332 45000 CALL DEFINED 3 45000 0 0 GENZYME CORP COM 372917104 4599 88729 SH DEFINED 3 3651 0 85078 GENZYME CORP COM 372917104 10 200 SH DEFINED 5 200 0 0 GENZYME CORP COM 372917104 16 310 SH DEFINED 15 310 0 0 GENZYME CORP COM 372917104 16 300 SH DEFINED 18 300 0 0 GENZYME CORP COM 372917104 67 1287 SH DEFINED 1287 0 0 GEORGIA GULF CORP COM PAR$0.01 NEW 373200302 14 769 SH DEFINED 2 769 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- GERDAU S A SPONSORED ADR 373737105 2342 143700 SH DEFINED 1 143700 0 0 GERDAU S A SPONSORED ADR 373737105 5014 307616 SH DEFINED 3 307492 0 124 GERDAU S A SPONSORED ADR 373737105 412 25302 SH DEFINED 5 25302 0 0 GERDAU S A SPONSORED ADR 373737105 64 3930 SH DEFINED 15 3930 0 0 GERDAU S A SPONSORED ADR 373737105 90 5500 SH DEFINED 5500 0 0 GERDAU S A SPONSORED ADR 373737105 7 444 SH SOLE 444 0 0 GERON CORP COM 374163103 366 64500 SH DEFINED 3 6000 0 58500 GERON CORP COM 374163103 2 400 SH DEFINED 5 400 0 0 GETTY RLTY CORP NEW COM 374297109 691 29527 SH DEFINED 2 29527 0 0 GETTY RLTY CORP NEW COM 374297109 258 11015 SH DEFINED 3 0 0 11015 GETTY RLTY CORP NEW COM 374297109 15 630 SH DEFINED 630 0 0 GIANT INTERACTIVE GROUP INC ADR 374511103 1900 250000 CALL DEFINED 3 250000 0 0 GIANT INTERACTIVE GROUP INC ADR 374511103 1900 250000 PUT DEFINED 3 250000 0 0 GIBRALTAR INDS INC COM 374689107 18 1408 SH DEFINED 2 1408 0 0 GIBRALTAR INDS INC COM 374689107 694 55000 SH DEFINED 4 0 0 55000 GILEAD SCIENCES INC COM 375558103 26844 590358 SH DEFINED 2 590358 0 0 GILEAD SCIENCES INC COM 375558103 8245 181336 SH DEFINED 3 9996 0 171340 GILEAD SCIENCES INC COM 375558103 1616 35535 SH DEFINED 4 0 31495 4040 GILEAD SCIENCES INC COM 375558103 8165 179576 SH DEFINED 5 179576 0 0 GILEAD SCIENCES INC COM 375558103 19 425 SH DEFINED 7 0 425 0 GILEAD SCIENCES INC COM 375558103 499 10984 SH DEFINED 8 10984 0 0 GILEAD SCIENCES INC COM 375558103 320 7046 SH DEFINED 10 7046 0 0 GILEAD SCIENCES INC COM 375558103 74 1630 SH DEFINED 15 1630 0 0 GILEAD SCIENCES INC COM 375558103 205 4500 SH DEFINED 16 4500 0 0 GILEAD SCIENCES INC COM 375558103 84 1845 SH DEFINED 17 0 0 1845 GILEAD SCIENCES INC COM 375558103 1076 23654 SH DEFINED 18 23654 0 0 GILEAD SCIENCES INC COM 375558103 1 30 SH DEFINED 5;1 30 0 0 GILEAD SCIENCES INC COM 375558103 76 1681 SH DEFINED 1681 0 0 GILEAD SCIENCES INC COM 375558103 253 5574 SH SOLE 5574 0 0 GILDAN ACTIVEWEAR INC COM 375916103 9746 370697 SH DEFINED 1 370697 0 0 GILDAN ACTIVEWEAR INC COM 375916103 39 1474 SH DEFINED 2 1474 0 0 GILDAN ACTIVEWEAR INC COM 375916103 1942 73876 SH DEFINED 5 73876 0 0 GILDAN ACTIVEWEAR INC COM 375916103 7233 275106 SH DEFINED 6 275106 0 0 GILDAN ACTIVEWEAR INC COM 375916103 987 37557 SH DEFINED 7 0 37557 0 GILDAN ACTIVEWEAR INC COM 375916103 290 11030 SH DEFINED 8 10965 65 0 GILDAN ACTIVEWEAR INC COM 375916103 297 11303 SH DEFINED 10 11303 0 0 GILDAN ACTIVEWEAR INC COM 375916103 22 850 SH DEFINED 17 0 0 850 GILDAN ACTIVEWEAR INC COM 375916103 26 1000 SH DEFINED 1000 0 0 GILDAN ACTIVEWEAR INC COM 375916103 12902 490755 SH SOLE 490755 0 0 GLADSTONE CAPITAL CORP COM 376535100 565 47910 SH DEFINED 3 0 0 47910 GLADSTONE CAPITAL CORP COM 376535100 35 3000 SH DEFINED 18 3000 0 0 GLADSTONE COML CORP COM 376536108 1160 80311 SH DEFINED 3 0 0 80311 GLADSTONE COML CORP COM 376536108 130 9000 SH DEFINED 18 9000 0 0 GLADSTONE INVT CORP COM 376546107 1036 173180 SH DEFINED 3 0 0 173180 GLADSTONE INVT CORP COM 376546107 269 45000 SH DEFINED 4 0 0 45000 GLATFELTER COM 377316104 16 1100 SH DEFINED 3 0 0 1100 GLOBAL CASH ACCESS HLDGS INC COM 378967103 26 3152 SH DEFINED 2 3152 0 0 GLOBAL CASH ACCESS HLDGS INC COM 378967103 16 2000 SH DEFINED 3 0 0 2000 GLOBAL INCOME&CURRENCY FD IN COM 378968101 13 873 SH DEFINED 3 0 0 873 GLOBALSTAR INC COM 378973408 0 84 SH DEFINED 3 0 0 84 GLIMCHER RLTY TR SH BEN INT 379302102 61 11975 SH DEFINED 3 0 0 11975 GLIMCHER RLTY TR SH BEN INT 379302102 56 11000 SH DEFINED 5 11000 0 0 GLIMCHER RLTY TR SH BEN INT 379302102 10 2000 SH DEFINED 8 2000 0 0 GLOBAL INDS LTD COM 379336100 69 10720 SH DEFINED 2 10720 0 0 GLOBAL INDS LTD COM 379336100 20 3100 SH DEFINED 3 0 0 3100 GOLDCORP INC NEW *W EXP 06/09/201 380956177 464 112406 SH DEFINED 1 112406 0 0 GOLDCORP INC NEW COM 380956409 466726 12539660 SH DEFINED 1 12539660 0 0 GOLDCORP INC NEW COM 380956409 558 14991 SH DEFINED 2 14991 0 0 GOLDCORP INC NEW COM 380956409 1489 40000 CALL DEFINED 3 40000 0 0 GOLDCORP INC NEW COM 380956409 6739 181053 SH DEFINED 3 18015 0 163038
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- GOLDCORP INC NEW COM 380956409 2550 68500 CALL DEFINED 5 68500 0 0 GOLDCORP INC NEW COM 380956409 1608 43200 PUT DEFINED 5 43200 0 0 GOLDCORP INC NEW COM 380956409 139308 3742837 SH DEFINED 5 3742837 0 0 GOLDCORP INC NEW COM 380956409 41176 1106298 SH DEFINED 6 1106298 0 0 GOLDCORP INC NEW COM 380956409 29623 795897 SH DEFINED 7 0 795897 0 GOLDCORP INC NEW COM 380956409 4084 109715 SH DEFINED 8 96180 13535 0 GOLDCORP INC NEW COM 380956409 724 19460 SH DEFINED 9 19460 0 0 GOLDCORP INC NEW COM 380956409 74 2000 SH DEFINED 13 2000 0 0 GOLDCORP INC NEW COM 380956409 115 3100 SH DEFINED 14 3100 0 0 GOLDCORP INC NEW COM 380956409 263 7065 SH DEFINED 15 7065 0 0 GOLDCORP INC NEW COM 380956409 27 720 SH DEFINED 16 0 720 0 GOLDCORP INC NEW COM 380956409 69 1845 SH DEFINED 17 0 0 1845 GOLDCORP INC NEW COM 380956409 189 5085 SH DEFINED 18 5085 0 0 GOLDCORP INC NEW COM 380956409 111654 2999840 SH DEFINED 5;1 2999840 0 0 GOLDCORP INC NEW COM 380956409 693 18611 SH DEFINED 18611 0 0 GOLDCORP INC NEW COM 380956409 132098 3549114 SH SOLE 3549114 0 0 GOODRICH CORP COM 382388106 21579 306000 SH DEFINED 1 306000 0 0 GOODRICH CORP COM 382388106 5348 75843 SH DEFINED 2 75843 0 0 GOODRICH CORP COM 382388106 1377 19530 SH DEFINED 3 1380 0 18150 GOODRICH CORP COM 382388106 5 72 SH DEFINED 5 72 0 0 GOODRICH CORP COM 382388106 2 25 SH DEFINED 15 25 0 0 GOODRICH CORP COM 382388106 173 2451 SH DEFINED 18 2451 0 0 GOODRICH CORP COM 382388106 28 400 SH DEFINED 400 0 0 GOODRICH PETE CORP COM NEW 382410405 178 11362 SH DEFINED 2 11362 0 0 GOODRICH PETE CORP COM NEW 382410405 50 3200 SH DEFINED 3 0 0 3200 GOODRICH PETE CORP COM NEW 382410405 754 48200 SH DEFINED 4 0 21000 27200 GOODYEAR TIRE & RUBR CO COM 382550101 1679 132799 SH DEFINED 2 132799 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 401 31702 SH DEFINED 3 2676 0 29026 GOODYEAR TIRE & RUBR CO COM 382550101 236 18656 SH DEFINED 5 18656 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 25 2000 SH DEFINED 14 2000 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 10 770 SH DEFINED 16 770 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 10 768 SH DEFINED 18 768 0 0 GORMAN RUPP CO COM 383082104 402 15800 SH DEFINED 2 15800 0 0 GORMAN RUPP CO COM 383082104 44 1726 SH DEFINED 3 0 0 1726 GRACO INC COM 384109104 1137 35533 SH DEFINED 3 16808 0 18725 GRACO INC COM 384109104 2 56 SH DEFINED 5 56 0 0 GRAFTECH INTL LTD COM 384313102 335 24511 SH DEFINED 2 24511 0 0 GRAFTECH INTL LTD COM 384313102 1 100 SH DEFINED 3 0 0 100 GRAFTECH INTL LTD COM 384313102 15 1068 SH DEFINED 18 1068 0 0 GRAINGER W W INC COM 384802104 30169 279030 SH DEFINED 1 279030 0 0 GRAINGER W W INC COM 384802104 3585 33159 SH DEFINED 2 33159 0 0 GRAINGER W W INC COM 384802104 586 5420 SH DEFINED 3 680 0 4740 GRAINGER W W INC COM 384802104 11 100 SH DEFINED 5 100 0 0 GRAINGER W W INC COM 384802104 100 925 SH DEFINED 7 0 925 0 GRAINGER W W INC COM 384802104 5 45 SH DEFINED 8 0 45 0 GRAINGER W W INC COM 384802104 577 5341 SH DEFINED 10 5341 0 0 GRAINGER W W INC COM 384802104 76 700 SH DEFINED 11 700 0 0 GRAINGER W W INC COM 384802104 213 1972 SH DEFINED 1600 372 0 GRAINGER W W INC COM 384802104 26 240 SH SOLE 240 0 0 GRAMERCY CAP CORP COM 384871109 3 1241 SH DEFINED 3 0 0 1241 GRANITE CONSTR INC COM 387328107 5 160 SH DEFINED 3 0 0 160 GRANITE CONSTR INC COM 387328107 108 3571 SH DEFINED 5 3571 0 0 GRANITE CONSTR INC COM 387328107 9 300 SH DEFINED 300 0 0 GRAY TELEVISION INC COM 389375106 1 500 SH DEFINED 3 0 0 500 GREAT ATLANTIC & PAC TEA INC COM 390064103 7 900 SH DEFINED 3 0 0 900 GREAT ATLANTIC & PAC TEA INC COM 390064103 9 1230 SH DEFINED 5 1230 0 0 GREAT ATLANTIC & PAC TEA INC COM 390064103 3544 462045 SH DEFINED 7 0 462045 0 GREAT ATLANTIC & PAC TEA INC COM 390064103 173 22510 SH DEFINED 8 0 22510 0 GREAT ATLANTIC & PAC TEA INC COM 390064103 20 2565 SH DEFINED 15 2565 0 0 GREAT BASIN GOLD LTD COM 390124105 27442 15862174 SH DEFINED 1 15862174 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- GREAT BASIN GOLD LTD COM 390124105 17 10000 SH DEFINED 3 0 0 10000 GREAT BASIN GOLD LTD COM 390124105 56 32635 SH DEFINED 5 32635 0 0 GREAT LAKES DREDGE & DOCK CO COM 390607109 9 1800 SH DEFINED 3 0 0 1800 GREAT NORTHN IRON ORE PPTYS CTFS BEN INT 391064102 11 110 SH DEFINED 110 0 0 GREAT PLAINS ENERGY INC COM 391164100 2005 107961 SH DEFINED 3 73147 0 34814 GREAT PLAINS ENERGY INC COM 391164100 286 15400 SH DEFINED 6 15400 0 0 GREAT PLAINS ENERGY INC COM 391164100 26 1400 SH DEFINED 9 1400 0 0 GREAT PLAINS ENERGY INC COM 391164100 5 261 SH DEFINED 18 261 0 0 GREAT PLAINS ENERGY INC COM 391164100 5 287 SH DEFINED 287 0 0 GREAT WOLF RESORTS INC COM 391523107 10 3100 SH DEFINED 3 0 0 3100 GREEN MTN COFFEE ROASTERS IN COM 393122106 26 267 SH DEFINED 2 267 0 0 GREEN MTN COFFEE ROASTERS IN COM 393122106 1877 19374 SH DEFINED 3 14161 0 5213 GREEN MTN COFFEE ROASTERS IN COM 393122106 185 1913 SH DEFINED 8 1913 0 0 GREEN PLAINS RENEWABLE ENERG COM 393222104 214 15011 SH DEFINED 3 800 0 14211 GREENBRIER COS INC COM 393657101 8 700 SH DEFINED 3 0 0 700 GREEN BANKSHARES INC COM NEW 394361208 411 50400 SH DEFINED 4 0 0 50400 GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 2507 99970 SH DEFINED 3 0 0 99970 GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 8 300 SH DEFINED 16 300 0 0 GREENHILL & CO INC COM 395259104 471 5738 SH DEFINED 3 5738 0 0 GREENHILL & CO INC COM 395259104 15 177 SH DEFINED 18 177 0 0 GREIF INC CL A 397624107 606 11038 SH DEFINED 3 9733 0 1305 GREIF INC CL A 397624107 4 74 SH DEFINED 5 74 0 0 GREIF INC CL B 397624206 13 244 SH DEFINED 2 244 0 0 GRIFFON CORP COM 398433102 562 45080 SH DEFINED 2 45080 0 0 GRIFFON CORP COM 398433102 1 93 SH DEFINED 3 0 0 93 GRIFFON CORP COM 398433102 586 47000 SH DEFINED 4 0 0 47000 GROUP 1 AUTOMOTIVE INC COM 398905109 9 285 SH DEFINED 3 0 0 285 GROUP 1 AUTOMOTIVE INC COM 398905109 701 22000 SH DEFINED 4 0 0 22000 GPO AEROPORTUARIO DEL PAC SA SPON ADR B 400506101 9 249 SH DEFINED 2 249 0 0 GPO AEROPORTUARIO DEL PAC SA SPON ADR B 400506101 114 3090 SH DEFINED 3 0 0 3090 GUESS INC COM 401617105 208 4435 SH DEFINED 2 4435 0 0 GUESS INC COM 401617105 1512 32189 SH DEFINED 3 17794 0 14395 GUESS INC COM 401617105 1123 23900 SH DEFINED 4 0 3800 20100 GUESS INC COM 401617105 18 384 SH DEFINED 18 384 0 0 GUIDANCE SOFTWARE INC COM 401692108 2 402 SH DEFINED 18 402 0 0 GULF ISLAND FABRICATION INC COM 402307102 609 28000 SH DEFINED 4 0 0 28000 GULFMARK OFFSHORE INC CL A NEW 402629208 243 9162 SH DEFINED 2 9162 0 0 GULFMARK OFFSHORE INC CL A NEW 402629208 24 890 SH DEFINED 3 0 0 890 GULFMARK OFFSHORE INC CL A NEW 402629208 21 792 SH DEFINED 5 792 0 0 GULFPORT ENERGY CORP COM NEW 402635304 12 1091 SH DEFINED 2 1091 0 0 GULFPORT ENERGY CORP COM NEW 402635304 124 11000 SH DEFINED 3 0 0 11000 GULFPORT ENERGY CORP COM NEW 402635304 878 78100 SH DEFINED 4 0 21700 56400 GYMBOREE CORP COM 403777105 509 9852 SH DEFINED 2 9852 0 0 GYMBOREE CORP COM 403777105 3 51 SH DEFINED 3 0 0 51 GYMBOREE CORP COM 403777105 3 59 SH DEFINED 5 59 0 0 GYMBOREE CORP COM 403777105 1 20 SH DEFINED 18 20 0 0 GYRODYNE CO AMER INC COM 403820103 14 334 SH DEFINED 3 0 0 334 H & Q HEALTHCARE FD SH BEN INT 404052102 1398 109155 SH DEFINED 3 0 0 109155 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 2986 290486 SH DEFINED 3 0 0 290486 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 1302 126607 SH DEFINED 5 126607 0 0 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 152 14749 SH DEFINED 8 14749 0 0 HCC INS HLDGS INC COM 404132102 3322 120352 SH DEFINED 2 120352 0 0 HCC INS HLDGS INC COM 404132102 965 34969 SH DEFINED 3 32257 0 2712 HCC INS HLDGS INC COM 404132102 16687 604612 SH DEFINED 4 0 456682 147930 HCC INS HLDGS INC COM 404132102 19 700 SH DEFINED 5 700 0 0 HCC INS HLDGS INC COM 404132102 1 46 SH DEFINED 8 46 0 0 HCC INS HLDGS INC COM 404132102 221 8000 SH DEFINED 14 8000 0 0 HCC INS HLDGS INC COM 404132102 3 124 SH DEFINED 15 124 0 0 HCC INS HLDGS INC COM 404132102 8 295 SH DEFINED 18 295 0 0 HF FINL CORP COM 404172108 384 38000 SH DEFINED 4 0 0 38000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- HNI CORP COM 404251100 3 100 SH DEFINED 3 0 0 100 HSBC HLDGS PLC SPON ADR NEW 404280406 1885 37189 SH DEFINED 2 37189 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 17742 350000 CALL DEFINED 3 350000 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 740 14605 SH DEFINED 3 0 0 14605 HSBC HLDGS PLC SPON ADR NEW 404280406 7448 146932 SH DEFINED 5 146932 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 45 878 SH DEFINED 7 0 878 0 HSBC HLDGS PLC SPON ADR NEW 404280406 49 961 SH DEFINED 8 961 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 279 5495 SH DEFINED 15 5495 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 1048 20675 SH DEFINED 16 20675 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 20 403 SH DEFINED 18 403 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 8911 175785 SH DEFINED 5;1 175785 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 4676 92251 SH DEFINED 92251 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 1 25 SH SOLE 25 0 0 HSBC HLDGS PLC ADR A 1/40PF A 404280604 482 21100 PRN DEFINED 3 0 0 21100 HSBC HLDGS PLC ADR A 1/40PF A 404280604 41 1800 PRN DEFINED 5 1800 0 0 HSBC HLDGS PLC ADR A 1/40PF A 404280604 183 8000 PRN DEFINED 7 0 8000 0 HSBC HLDGS PLC ADR A 1/40PF A 404280604 68 3000 PRN DEFINED 18 3000 0 0 HSN INC COM 404303109 10 335 SH DEFINED 2 335 0 0 HSN INC COM 404303109 20 680 SH DEFINED 3 0 0 680 HSN INC COM 404303109 5 156 SH DEFINED 5 156 0 0 HSN INC COM 404303109 2 60 SH DEFINED 8 60 0 0 HSN INC COM 404303109 36 1224 SH DEFINED 18 1224 0 0 HSN INC COM 404303109 6 193 SH DEFINED 193 0 0 HACKETT GROUP INC COM 404609109 14 5092 SH DEFINED 3 4100 0 992 HAEMONETICS CORP COM 405024100 6 100 SH DEFINED 3 0 0 100 HAEMONETICS CORP COM 405024100 7 120 SH DEFINED 18 120 0 0 HAIN CELESTIAL GROUP INC COM 405217100 54 3087 SH DEFINED 3 0 0 3087 HALLIBURTON CO COM 406216101 29802 989100 SH DEFINED 1 989100 0 0 HALLIBURTON CO COM 406216101 14962 496575 SH DEFINED 2 496575 0 0 HALLIBURTON CO COM 406216101 1281 42500 CALL DEFINED 3 42500 0 0 HALLIBURTON CO COM 406216101 17325 575000 PUT DEFINED 3 575000 0 0 HALLIBURTON CO COM 406216101 8814 292518 SH DEFINED 3 205336 0 87182 HALLIBURTON CO COM 406216101 1613 53542 SH DEFINED 5 53542 0 0 HALLIBURTON CO COM 406216101 407 13500 SH DEFINED 6 13500 0 0 HALLIBURTON CO COM 406216101 146 4848 SH DEFINED 8 4848 0 0 HALLIBURTON CO COM 406216101 88 2930 SH DEFINED 14 2930 0 0 HALLIBURTON CO COM 406216101 133 4424 SH DEFINED 15 4424 0 0 HALLIBURTON CO COM 406216101 31 1025 SH DEFINED 16 1025 0 0 HALLIBURTON CO COM 406216101 470 15593 SH DEFINED 18 15593 0 0 HALLIBURTON CO COM 406216101 11 360 SH DEFINED 5;1 360 0 0 HALLIBURTON CO COM 406216101 261 8670 SH DEFINED 2646 6024 0 HAMPTON ROADS BANKSHARES INC COM 409321106 57 36850 SH DEFINED 4 0 0 36850 JOHN HANCOCK BK &THRIFT OPP SH BEN INT NEW 409735206 832 49498 SH DEFINED 3 0 0 49498 HANCOCK HLDG CO COM 410120109 541 12950 SH DEFINED 2 12950 0 0 HANCOCK HLDG CO COM 410120109 7 170 SH DEFINED 18 170 0 0 HANCOCK JOHN INCOME SECS TR COM 410123103 40 2900 SH DEFINED 3 0 0 2900 HANCOCK JOHN INCOME SECS TR COM 410123103 1019 73845 SH DEFINED 5 73845 0 0 HANCOCK JOHN INVS TR COM 410142103 58 2985 SH DEFINED 3 0 0 2985 HANESBRANDS INC COM 410345102 832 29924 SH DEFINED 3 26810 0 3114 HANESBRANDS INC COM 410345102 69 2473 SH DEFINED 5 2473 0 0 HANESBRANDS INC COM 410345102 348 12494 SH DEFINED 10 12494 0 0 HANESBRANDS INC COM 410345102 31 1125 SH DEFINED 14 1125 0 0 HANESBRANDS INC COM 410345102 20 720 SH DEFINED 15 720 0 0 HANESBRANDS INC COM 410345102 14 500 SH DEFINED 16 500 0 0 HANESBRANDS INC COM 410345102 46 1644 SH DEFINED 18 1644 0 0 HANESBRANDS INC COM 410345102 10 370 SH SOLE 370 0 0 HANOVER INS GROUP INC COM 410867105 170 3896 SH DEFINED 2 3896 0 0 HANOVER INS GROUP INC COM 410867105 637 14602 SH DEFINED 3 13919 0 683 HANOVER INS GROUP INC COM 410867105 7 170 SH DEFINED 18 170 0 0 HANSEN MEDICAL INC COM 411307101 212 92400 SH DEFINED 3 0 0 92400
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- HANSEN MEDICAL INC COM 411307101 11 5000 SH DEFINED 5 5000 0 0 HANSEN NAT CORP COM 411310105 50 1143 SH DEFINED 2 1143 0 0 HANSEN NAT CORP COM 411310105 874 20155 SH DEFINED 3 19846 0 309 HANSEN NAT CORP COM 411310105 26 600 SH DEFINED 5 600 0 0 HARDINGE INC COM 412324303 232 25750 SH DEFINED 4 0 0 25750 HARLEY DAVIDSON INC COM 412822108 2898 103235 SH DEFINED 2 103235 0 0 HARLEY DAVIDSON INC COM 412822108 574 20451 SH DEFINED 3 2591 0 17860 HARLEY DAVIDSON INC COM 412822108 75 2681 SH DEFINED 5 2681 0 0 HARLEY DAVIDSON INC COM 412822108 4 130 SH DEFINED 7 0 130 0 HARLEY DAVIDSON INC COM 412822108 39 1400 SH DEFINED 15 1400 0 0 HARLEY DAVIDSON INC COM 412822108 15 540 SH DEFINED 18 540 0 0 HARLEYSVILLE GROUP INC COM 412824104 654 19370 SH DEFINED 2 19370 0 0 HARLEYSVILLE NATL CORP PA COM 412850109 34 5059 SH DEFINED 3 0 0 5059 HARLEYSVILLE NATL CORP PA COM 412850109 142 21180 SH DEFINED 4 0 0 21180 HARMAN INTL INDS INC COM 413086109 94 2000 SH DEFINED 1 2000 0 0 HARMAN INTL INDS INC COM 413086109 1359 29054 SH DEFINED 2 29054 0 0 HARMAN INTL INDS INC COM 413086109 59 1264 SH DEFINED 3 766 0 498 HARMAN INTL INDS INC COM 413086109 33 696 SH DEFINED 18 696 0 0 HARMONIC INC COM 413160102 321 50866 SH DEFINED 2 50866 0 0 HARMONIC INC COM 413160102 94 14818 SH DEFINED 3 0 0 14818 HARMONIC INC COM 413160102 3 400 SH DEFINED 5 400 0 0 HARMONIC INC COM 413160102 16 2496 SH DEFINED 18 2496 0 0 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 11 1200 SH DEFINED 2 1200 0 0 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 192 20250 SH DEFINED 3 0 0 20250 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 16 1700 SH DEFINED 5 1700 0 0 HARRIS CORP DEL COM 413875105 3177 66899 SH DEFINED 2 66899 0 0 HARRIS CORP DEL COM 413875105 1085 22842 SH DEFINED 3 16450 0 6392 HARRIS CORP DEL COM 413875105 889 18720 SH DEFINED 4 0 18720 0 HARRIS CORP DEL COM 413875105 837 17625 SH DEFINED 5 17625 0 0 HARRIS CORP DEL COM 413875105 79 1673 SH DEFINED 8 1673 0 0 HARRIS CORP DEL COM 413875105 4291 90366 SH DEFINED 18 90366 0 0 HARRIS CORP DEL COM 413875105 10 213 SH DEFINED 213 0 0 HARRIS INTERACTIVE INC COM 414549105 27 22000 SH DEFINED 3 0 0 22000 HARRIS PFD CAP CORP PFD EXCH A 414567206 7 300 PRN DEFINED 3 0 0 300 HARSCO CORP COM 415864107 187 5848 SH DEFINED 2 5848 0 0 HARSCO CORP COM 415864107 1042 32618 SH DEFINED 3 22568 0 10050 HARSCO CORP COM 415864107 127 3990 SH DEFINED 4 0 3990 0 HARTE-HANKS INC COM 416196103 148 11509 SH DEFINED 2 11509 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 5384 189448 SH DEFINED 2 189448 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 2269 79838 SH DEFINED 3 4743 0 75095 HARTFORD FINL SVCS GROUP INC COM 416515104 154 5411 SH DEFINED 5 5411 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 621 21866 SH DEFINED 10 21866 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 301 10576 SH DEFINED 18 10576 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 17 615 SH SOLE 615 0 0 HASBRO INC COM 418056107 2297 60004 SH DEFINED 2 60004 0 0 HASBRO INC COM 418056107 143 3726 SH DEFINED 3 1363 0 2363 HASBRO INC COM 418056107 737 19244 SH DEFINED 5 19244 0 0 HASBRO INC COM 418056107 74 1927 SH DEFINED 8 1927 0 0 HASBRO INC COM 418056107 134 3500 SH DEFINED 15 3500 0 0 HASBRO INC COM 418056107 74 1941 SH DEFINED 18 1941 0 0 HASBRO INC COM 418056107 8 196 SH DEFINED 196 0 0 HASTINGS ENTMT INC COM 418365102 393 89000 SH DEFINED 4 0 0 89000 HAVERTY FURNITURE INC COM 419596101 69 4232 SH DEFINED 2 4232 0 0 HAWAIIAN ELEC INDUSTRIES COM 419870100 2865 127600 SH DEFINED 1 127600 0 0 HAWAIIAN ELEC INDUSTRIES COM 419870100 1272 56675 SH DEFINED 3 26043 0 30632 HAWAIIAN HOLDINGS INC COM 419879101 9 1253 SH DEFINED 2 1253 0 0 HAWAIIAN HOLDINGS INC COM 419879101 7 926 SH DEFINED 3 0 0 926 HAWK CORP CL A 420089104 2 122 SH DEFINED 3 0 0 122 HAWKINS INC COM 420261109 702 29000 SH DEFINED 4 0 0 29000 HAYNES INTERNATIONAL INC COM NEW 420877201 627 17638 SH DEFINED 3 17638 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- HAYNES INTERNATIONAL INC COM NEW 420877201 32 900 SH DEFINED 18 900 0 0 HEALTHCARE SVCS GRP INC COM 421906108 406 18085 SH DEFINED 2 18085 0 0 HEALTHCARE SVCS GRP INC COM 421906108 3 125 SH DEFINED 3 0 0 125 HEALTHSOUTH CORP COM NEW 421924309 808 43216 SH DEFINED 2 43216 0 0 HEALTHSOUTH CORP COM NEW 421924309 154 8235 SH DEFINED 3 0 0 8235 HEALTHSOUTH CORP COM NEW 421924309 12 654 SH DEFINED 18 654 0 0 HEALTH MGMT ASSOC INC NEW CL A 421933102 5979 695200 SH DEFINED 1 695200 0 0 HEALTH MGMT ASSOC INC NEW CL A 421933102 438 50961 SH DEFINED 2 50961 0 0 HEALTH MGMT ASSOC INC NEW CL A 421933102 677 78765 SH DEFINED 3 78430 0 335 HEALTH MGMT ASSOC INC NEW CL A 421933102 17 2000 SH DEFINED 5 2000 0 0 HEALTH MGMT ASSOC INC NEW CL A 421933102 19 2200 SH DEFINED 16 2200 0 0 HEALTHCARE RLTY TR COM 421946104 154 6625 SH DEFINED 3 0 0 6625 HEALTHWAYS INC COM 422245100 193 12008 SH DEFINED 2 12008 0 0 HEALTHWAYS INC COM 422245100 4 226 SH DEFINED 3 0 0 226 HEALTHWAYS INC COM 422245100 7257 451605 SH DEFINED 4 0 358635 92970 HEALTHWAYS INC COM 422245100 5 300 SH DEFINED 5 300 0 0 HEARTLAND EXPRESS INC COM 422347104 2049 124186 SH DEFINED 6 124186 0 0 HECKMANN CORP COM 422680108 172 29700 SH DEFINED 3 0 0 29700 HECKMANN CORP *W EXP 11/09/201 422680116 36 45980 SH DEFINED 3 45980 0 0 HECLA MNG CO COM 422704106 1505 275215 SH DEFINED 3 112000 0 163215 HECLA MNG CO COM 422704106 111 20240 SH DEFINED 5 20240 0 0 HECLA MNG CO COM 422704106 5 1000 SH DEFINED 8 1000 0 0 HECLA MNG CO COM 422704106 11 2000 SH DEFINED 16 2000 0 0 HECLA MNG CO PFD CV SER B 422704205 40 770 PRN DEFINED 3 0 0 770 HEICO CORP NEW COM 422806109 85 1642 SH DEFINED 2 1642 0 0 HEICO CORP NEW COM 422806109 13 243 SH DEFINED 3 0 0 243 HEICO CORP NEW CL A 422806208 2687 67717 SH DEFINED 3 67478 0 239 HEICO CORP NEW CL A 422806208 8 196 SH DEFINED 18 196 0 0 HEIDRICK & STRUGGLES INTL IN COM 422819102 55 1947 SH DEFINED 2 1947 0 0 HEIDRICK & STRUGGLES INTL IN COM 422819102 30 1085 SH DEFINED 3 0 0 1085 HEINZ H J CO COM 423074103 223 4900 SH DEFINED 1 4900 0 0 HEINZ H J CO COM 423074103 10706 234728 SH DEFINED 2 234728 0 0 HEINZ H J CO COM 423074103 6946 152289 SH DEFINED 3 3491 0 148798 HEINZ H J CO COM 423074103 1027 22513 SH DEFINED 5 22513 0 0 HEINZ H J CO COM 423074103 207 4539 SH DEFINED 7 0 4539 0 HEINZ H J CO COM 423074103 44 958 SH DEFINED 8 443 515 0 HEINZ H J CO COM 423074103 148 3250 SH DEFINED 15 3250 0 0 HEINZ H J CO COM 423074103 46 1000 SH DEFINED 16 1000 0 0 HEINZ H J CO COM 423074103 2008 44019 SH DEFINED 18 44019 0 0 HEINZ H J CO COM 423074103 343 7520 SH DEFINED 7520 0 0 HEINZ H J CO COM 423074103 2276 49900 SH SOLE 49900 0 0 HELLENIC TELECOM ORGANIZATN SPONSORED ADR 423325307 25 3945 SH DEFINED 3 0 0 3945 HELMERICH & PAYNE INC COM 423452101 5495 144300 SH DEFINED 1 144300 0 0 HELMERICH & PAYNE INC COM 423452101 2652 69639 SH DEFINED 2 69639 0 0 HELMERICH & PAYNE INC COM 423452101 261 6865 SH DEFINED 3 1168 0 5697 HELMERICH & PAYNE INC COM 423452101 5 120 SH DEFINED 7 0 120 0 HELMERICH & PAYNE INC COM 423452101 5 121 SH DEFINED 8 121 0 0 HELMERICH & PAYNE INC COM 423452101 528 13858 SH DEFINED 10 13858 0 0 HELMERICH & PAYNE INC COM 423452101 1 21 SH DEFINED 15 21 0 0 HELMERICH & PAYNE INC COM 423452101 52 1365 SH DEFINED 0 0 1365 HELMERICH & PAYNE INC COM 423452101 14 375 SH SOLE 375 0 0 HENRY JACK & ASSOC INC COM 426281101 17 695 SH DEFINED 3 0 0 695 HENRY JACK & ASSOC INC COM 426281101 8 316 SH DEFINED 18 316 0 0 HERCULES OFFSHORE INC COM 427093109 26 6128 SH DEFINED 3 0 0 6128 HERCULES TECH GROWTH CAP INC COM 427096508 14 1307 SH DEFINED 2 1307 0 0 HERCULES TECH GROWTH CAP INC COM 427096508 419 39599 SH DEFINED 3 0 0 39599 HERCULES TECH GROWTH CAP INC COM 427096508 673 63528 SH DEFINED 4 0 0 63528 HERLEY INDS INC DEL COM 427398102 233 15895 SH DEFINED 3 1400 0 14495 HERLEY INDS INC DEL COM 427398102 630 43000 SH DEFINED 4 0 0 43000 HERSHA HOSPITALITY TR SH BEN INT A 427825104 31 5950 SH DEFINED 3 0 0 5950
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- HERSHEY CO COM 427866108 2635 61552 SH DEFINED 2 61552 0 0 HERSHEY CO COM 427866108 1538 35933 SH DEFINED 3 1805 0 34128 HERSHEY CO COM 427866108 82 1921 SH DEFINED 5 1921 0 0 HERSHEY CO COM 427866108 257 6000 SH DEFINED 14 6000 0 0 HERSHEY CO COM 427866108 151 3525 SH DEFINED 18 3525 0 0 HEWLETT PACKARD CO COM 428236103 113768 2140500 SH DEFINED 1 2140500 0 0 HEWLETT PACKARD CO COM 428236103 75777 1425728 SH DEFINED 2 1425728 0 0 HEWLETT PACKARD CO COM 428236103 17549 330181 SH DEFINED 3 52525 5979 271677 HEWLETT PACKARD CO COM 428236103 17897 336724 SH DEFINED 4 0 162843 173881 HEWLETT PACKARD CO COM 428236103 24590 462648 SH DEFINED 5 462648 0 0 HEWLETT PACKARD CO COM 428236103 27 505 SH DEFINED 6 505 0 0 HEWLETT PACKARD CO COM 428236103 1987 37394 SH DEFINED 7 0 37394 0 HEWLETT PACKARD CO COM 428236103 1157 21767 SH DEFINED 8 19042 2725 0 HEWLETT PACKARD CO COM 428236103 105 1975 SH DEFINED 9 1975 0 0 HEWLETT PACKARD CO COM 428236103 2356 44331 SH DEFINED 10 44331 0 0 HEWLETT PACKARD CO COM 428236103 399 7500 SH DEFINED 11 7500 0 0 HEWLETT PACKARD CO COM 428236103 558 10492 SH DEFINED 14 10492 0 0 HEWLETT PACKARD CO COM 428236103 231 4350 SH DEFINED 15 4350 0 0 HEWLETT PACKARD CO COM 428236103 58 1095 SH DEFINED 16 1050 45 0 HEWLETT PACKARD CO COM 428236103 199 3750 SH DEFINED 17 0 0 3750 HEWLETT PACKARD CO COM 428236103 1702 32023 SH DEFINED 18 32023 0 0 HEWLETT PACKARD CO COM 428236103 13867 260903 SH DEFINED 5;1 260903 0 0 HEWLETT PACKARD CO COM 428236103 2487 46788 SH DEFINED 30481 16307 0 HEWLETT PACKARD CO COM 428236103 1777 33443 SH SOLE 33443 0 0 HEXCEL CORP NEW COM 428291108 1694 117295 SH DEFINED 3 100000 0 17295 HEXCEL CORP NEW COM 428291108 0 34 SH DEFINED 18 34 0 0 HIBBETT SPORTS INC COM 428567101 90 3512 SH DEFINED 2 3512 0 0 HIBBETT SPORTS INC COM 428567101 96 3750 SH DEFINED 3 0 0 3750 HICKORY TECH CORP COM 429060106 347 39264 SH DEFINED 3 0 0 39264 HIGHWOODS PPTYS INC COM 431284108 544 17138 SH DEFINED 2 17138 0 0 HIGHWOODS PPTYS INC COM 431284108 159 5014 SH DEFINED 3 0 0 5014 HIGHWOODS PPTYS INC COM 431284108 11 353 SH DEFINED 353 0 0 HILL INTERNATIONAL INC COM 431466101 4938 847083 SH DEFINED 4 0 672253 174830 HILL ROM HLDGS INC COM 431475102 489 17953 SH DEFINED 3 17766 0 187 HILLENBRAND INC COM 431571108 4 187 SH DEFINED 3 0 0 187 HILLENBRAND INC COM 431571108 26 1200 SH DEFINED 5 1200 0 0 HILLTOP HOLDINGS INC COM 432748101 766 65171 SH DEFINED 2 65171 0 0 HITACHI LIMITED ADR 10 COM 433578507 334 8980 SH DEFINED 3 0 0 8980 HITACHI LIMITED ADR 10 COM 433578507 118 3180 SH DEFINED 5 3180 0 0 HITACHI LIMITED ADR 10 COM 433578507 107 2870 SH DEFINED 18 2870 0 0 HOLLY CORP COM PAR $0.01 435758305 2255 80800 SH DEFINED 1 80800 0 0 HOLLY CORP COM PAR $0.01 435758305 44 1570 SH DEFINED 2 1570 0 0 HOLLY CORP COM PAR $0.01 435758305 3 100 SH DEFINED 3 0 0 100 HOLLY CORP COM PAR $0.01 435758305 29 1055 SH DEFINED 5 1055 0 0 HOLLY CORP COM PAR $0.01 435758305 269 9645 SH DEFINED 6 9645 0 0 HOLLY CORP COM PAR $0.01 435758305 9 315 SH DEFINED 18 315 0 0 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 213 5013 SH DEFINED 2 5013 0 0 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 92 2167 SH DEFINED 3 0 0 2167 HOLOGIC INC COM 436440101 468 25225 SH DEFINED 2 25225 0 0 HOLOGIC INC COM 436440101 2237 120684 SH DEFINED 3 72774 0 47910 HOLOGIC INC COM 436440101 4 232 SH DEFINED 18 232 0 0 HOME BANCSHARES INC COM 436893200 116 4387 SH DEFINED 2 4387 0 0 HOME DEPOT INC COM 437076102 60611 1873600 SH DEFINED 1 1873600 0 0 HOME DEPOT INC COM 437076102 13651 421989 SH DEFINED 2 421989 0 0 HOME DEPOT INC COM 437076102 6470 200000 CALL DEFINED 3 200000 0 0 HOME DEPOT INC COM 437076102 5500 170000 PUT DEFINED 3 170000 0 0 HOME DEPOT INC COM 437076102 10245 316685 SH DEFINED 3 112890 159 203636 HOME DEPOT INC COM 437076102 8477 262045 SH DEFINED 4 0 116945 145100 HOME DEPOT INC COM 437076102 10811 334189 SH DEFINED 5 334189 0 0 HOME DEPOT INC COM 437076102 48698 1505349 SH DEFINED 6 1505349 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- HOME DEPOT INC COM 437076102 141 4365 SH DEFINED 7 0 4365 0 HOME DEPOT INC COM 437076102 383 11825 SH DEFINED 8 8675 3150 0 HOME DEPOT INC COM 437076102 40 1250 SH DEFINED 9 1250 0 0 HOME DEPOT INC COM 437076102 793 24500 SH DEFINED 14 24500 0 0 HOME DEPOT INC COM 437076102 286 8834 SH DEFINED 15 8834 0 0 HOME DEPOT INC COM 437076102 87 2700 SH DEFINED 16 2700 0 0 HOME DEPOT INC COM 437076102 23 700 SH DEFINED 17 0 0 700 HOME DEPOT INC COM 437076102 1368 42281 SH DEFINED 18 42281 0 0 HOME DEPOT INC COM 437076102 365 11291 SH DEFINED 5951 5340 0 HOME DEPOT INC COM 437076102 14 435 SH SOLE 435 0 0 HOME DIAGNOSTICS INC DEL COM 437080104 19 1641 SH DEFINED 18 1641 0 0 HOME PROPERTIES INC COM 437306103 250 5333 SH DEFINED 2 5333 0 0 HOME PROPERTIES INC COM 437306103 50 1058 SH DEFINED 3 0 0 1058 HOME PROPERTIES INC COM 437306103 431 9200 SH DEFINED 5 9200 0 0 HOME PROPERTIES INC COM 437306103 5 115 SH DEFINED 8 115 0 0 HONDA MOTOR LTD AMERN SHS 438128308 289 8194 SH DEFINED 2 8194 0 0 HONDA MOTOR LTD AMERN SHS 438128308 227 6440 SH DEFINED 3 0 0 6440 HONDA MOTOR LTD AMERN SHS 438128308 5247 148677 SH DEFINED 5 148677 0 0 HONDA MOTOR LTD AMERN SHS 438128308 72 2054 SH DEFINED 7 0 2054 0 HONDA MOTOR LTD AMERN SHS 438128308 36 1010 SH DEFINED 8 1010 0 0 HONDA MOTOR LTD AMERN SHS 438128308 75 2129 SH DEFINED 18 2129 0 0 HONDA MOTOR LTD AMERN SHS 438128308 8479 240270 SH DEFINED 5;1 240270 0 0 HONDA MOTOR LTD AMERN SHS 438128308 15 420 SH DEFINED 420 0 0 HONEYWELL INTL INC COM 438516106 138196 3052710 SH DEFINED 1 3052710 0 0 HONEYWELL INTL INC COM 438516106 15398 340136 SH DEFINED 2 340136 0 0 HONEYWELL INTL INC COM 438516106 12809 282938 SH DEFINED 3 15686 7565 259687 HONEYWELL INTL INC COM 438516106 23549 520183 SH DEFINED 5 520183 0 0 HONEYWELL INTL INC COM 438516106 2411 53260 SH DEFINED 7 0 53260 0 HONEYWELL INTL INC COM 438516106 1051 23218 SH DEFINED 8 21838 1380 0 HONEYWELL INTL INC COM 438516106 126 2780 SH DEFINED 9 2780 0 0 HONEYWELL INTL INC COM 438516106 283 6259 SH DEFINED 10 6259 0 0 HONEYWELL INTL INC COM 438516106 272 6000 SH DEFINED 11 6000 0 0 HONEYWELL INTL INC COM 438516106 256 5645 SH DEFINED 14 5645 0 0 HONEYWELL INTL INC COM 438516106 66 1450 SH DEFINED 15 1450 0 0 HONEYWELL INTL INC COM 438516106 424 9360 SH DEFINED 17 0 0 9360 HONEYWELL INTL INC COM 438516106 5049 111532 SH DEFINED 18 111532 0 0 HONEYWELL INTL INC COM 438516106 15279 337506 SH DEFINED 5;1 337506 0 0 HONEYWELL INTL INC COM 438516106 787 17378 SH DEFINED 12230 5148 0 HONEYWELL INTL INC COM 438516106 191 4219 SH SOLE 4219 0 0 HOOKER FURNITURE CORP COM 439038100 498 31000 SH DEFINED 4 0 0 31000 HOOPER HOLMES INC COM 439104100 1 1250 SH DEFINED 3 0 0 1250 HORACE MANN EDUCATORS CORP N COM 440327104 101 6705 SH DEFINED 2 6705 0 0 HORMEL FOODS CORP COM 440452100 2166 51552 SH DEFINED 2 51552 0 0 HORMEL FOODS CORP COM 440452100 2905 69155 SH DEFINED 3 1568 0 67587 HORMEL FOODS CORP COM 440452100 563 13412 SH DEFINED 5 13412 0 0 HORMEL FOODS CORP COM 440452100 69 1643 SH DEFINED 8 1643 0 0 HORNBECK OFFSHORE SVCS INC N COM 440543106 169 9078 SH DEFINED 2 9078 0 0 HORNBECK OFFSHORE SVCS INC N COM 440543106 1107 59610 SH DEFINED 3 50000 0 9610 HORNBECK OFFSHORE SVCS INC N COM 440543106 5 250 SH DEFINED 18 250 0 0 HOSPIRA INC COM 441060100 125 2200 SH DEFINED 1 2200 0 0 HOSPIRA INC COM 441060100 3350 59133 SH DEFINED 2 59133 0 0 HOSPIRA INC COM 441060100 484 8541 SH DEFINED 3 2243 0 6298 HOSPIRA INC COM 441060100 89 1578 SH DEFINED 5 1578 0 0 HOSPIRA INC COM 441060100 26 460 SH DEFINED 15 460 0 0 HOSPIRA INC COM 441060100 136 2400 SH DEFINED 16 2400 0 0 HOSPIRA INC COM 441060100 117 2072 SH DEFINED 18 2072 0 0 HOT TOPIC INC COM 441339108 6 987 SH DEFINED 2 987 0 0 HOT TOPIC INC COM 441339108 977 150000 SH DEFINED 3 150000 0 0 HOT TOPIC INC COM 441339108 326 50000 SH DEFINED 4 0 0 50000 HOVNANIAN ENTERPRISES INC CL A 442487203 15 3400 SH DEFINED 2 3400 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- HOVNANIAN ENTERPRISES INC CL A 442487203 1199 275600 SH DEFINED 3 275600 0 0 HUANENG PWR INTL INC SPON ADR H SHS 443304100 9 380 SH DEFINED 3 0 0 380 HUANENG PWR INTL INC SPON ADR H SHS 443304100 3 150 SH DEFINED 7 0 150 0 HUB GROUP INC CL A 443320106 210 7497 SH DEFINED 2 7497 0 0 HUB GROUP INC CL A 443320106 100 3572 SH DEFINED 3 0 0 3572 HUBBELL INC CL B 443510201 895 17751 SH DEFINED 3 16817 0 934 HUBBELL INC CL B 443510201 157 3115 SH DEFINED 5 3115 0 0 HUBBELL INC CL B 443510201 1 21 SH DEFINED 15 21 0 0 HUDSON CITY BANCORP COM 443683107 925 65281 SH DEFINED 2 65281 0 0 HUDSON CITY BANCORP COM 443683107 769 54259 SH DEFINED 3 5222 0 49037 HUDSON CITY BANCORP COM 443683107 1070 75545 SH DEFINED 5 75545 0 0 HUDSON CITY BANCORP COM 443683107 21 1503 SH DEFINED 8 1503 0 0 HUDSON CITY BANCORP COM 443683107 11 800 SH DEFINED 18 800 0 0 HUDSON CITY BANCORP COM 443683107 14 1001 SH DEFINED 1001 0 0 HUGHES COMMUNICATIONS INC COM 444398101 0 10 SH DEFINED 10 0 0 HUGOTON RTY TR TEX UNIT BEN INT 444717102 942 56948 SH DEFINED 2 56948 0 0 HUGOTON RTY TR TEX UNIT BEN INT 444717102 655 39582 SH DEFINED 3 0 0 39582 HUGOTON RTY TR TEX UNIT BEN INT 444717102 0 2 SH DEFINED 5 2 0 0 HUGOTON RTY TR TEX UNIT BEN INT 444717102 10 599 SH DEFINED 599 0 0 HUMANA INC COM 444859102 4538 97037 SH DEFINED 2 97037 0 0 HUMANA INC COM 444859102 1656 35403 SH DEFINED 3 32379 0 3024 HUMANA INC COM 444859102 840 17969 SH DEFINED 5 17969 0 0 HUMANA INC COM 444859102 2 47 SH DEFINED 8 47 0 0 HUMAN GENOME SCIENCES INC COM 444903108 1510 50000 CALL DEFINED 3 50000 0 0 HUMAN GENOME SCIENCES INC COM 444903108 88 2900 PUT DEFINED 3 2900 0 0 HUMAN GENOME SCIENCES INC COM 444903108 180 5950 SH DEFINED 3 2900 0 3050 HUMAN GENOME SCIENCES INC COM 444903108 919 30445 SH DEFINED 5 30445 0 0 HUMAN GENOME SCIENCES INC COM 444903108 36 1200 SH DEFINED 8 1200 0 0 HUMAN GENOME SCIENCES INC COM 444903108 28 924 SH DEFINED 18 924 0 0 HUMAN GENOME SCIENCES INC COM 444903108 453 15000 SH SOLE 15000 0 0 HUNT J B TRANS SVCS INC COM 445658107 1234 34403 SH DEFINED 2 34403 0 0 HUNT J B TRANS SVCS INC COM 445658107 4392 122399 SH DEFINED 3 44786 0 77613 HUNT J B TRANS SVCS INC COM 445658107 158 4410 SH DEFINED 4 0 4410 0 HUNTINGTON BANCSHARES INC COM 446150104 4964 920972 SH DEFINED 2 920972 0 0 HUNTINGTON BANCSHARES INC COM 446150104 381 70656 SH DEFINED 3 32915 0 37741 HUNTINGTON BANCSHARES INC COM 446150104 19 3500 SH DEFINED 8 3500 0 0 HUNTSMAN CORP COM 447011107 338 28043 SH DEFINED 2 28043 0 0 HUNTSMAN CORP COM 447011107 246 20382 SH DEFINED 3 432 0 19950 HUNTSMAN CORP COM 447011107 2 140 SH DEFINED 18 140 0 0 HURCO COMPANIES INC COM 447324104 997 59221 SH DEFINED 4 0 32321 26900 HURON CONSULTING GROUP INC COM 447462102 114 5637 SH DEFINED 2 5637 0 0 HURON CONSULTING GROUP INC COM 447462102 4859 239357 SH DEFINED 4 0 181387 57970 HURON CONSULTING GROUP INC COM 447462102 5 250 SH DEFINED 18 250 0 0 HURRAY HLDGS CO LTD SPONSORED ADR 447773102 31 10000 SH DEFINED 16 10000 0 0 HUTCHINSON TECHNOLOGY INC COM 448407106 1696 271778 SH DEFINED 3 261223 0 10555 HUTCHINSON TECHNOLOGY INC COM 448407106 5 805 SH DEFINED 16 0 805 0 HYATT HOTELS CORP COM CL A 448579102 5 116 SH DEFINED 3 116 0 0 HYATT HOTELS CORP COM CL A 448579102 7 170 SH DEFINED 5 170 0 0 HYATT HOTELS CORP COM CL A 448579102 3 69 SH DEFINED 69 0 0 HYDROGENICS CORP NEW COM NEW 448883207 2 400 SH DEFINED 3 0 0 400 HYDROGENICS CORP NEW COM NEW 448883207 0 55 SH DEFINED 5 55 0 0 HYDROGENICS CORP NEW COM NEW 448883207 15 3320 SH DEFINED 7 0 3320 0 IDT CORP CL B NEW 448947507 1 100 SH DEFINED 3 0 0 100 HYPERDYNAMICS CORP COM 448954107 24 20000 SH DEFINED 16 20000 0 0 I D SYSTEMS INC COM 449489103 1 500 SH DEFINED 3 0 0 500 ING RISK MANAGED NAT RES FD COM 449810100 680 39382 SH DEFINED 3 0 0 39382 IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 22 2000 SH DEFINED 2000 0 0 IBERIABANK CORP COM 450828108 58 960 SH DEFINED 2 960 0 0 IBERIABANK CORP COM 450828108 28 462 SH DEFINED 3 0 0 462 ITT CORP NEW COM 450911102 4496 83867 SH DEFINED 2 83867 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ITT CORP NEW COM 450911102 2904 54164 SH DEFINED 3 2019 0 52145 ITT CORP NEW COM 450911102 157 2921 SH DEFINED 5 2921 0 0 ITT CORP NEW COM 450911102 519 9685 SH DEFINED 7 0 9685 0 ITT CORP NEW COM 450911102 18 343 SH DEFINED 8 168 175 0 ITT CORP NEW COM 450911102 32 600 SH DEFINED 15 600 0 0 ITT CORP NEW COM 450911102 15 275 SH DEFINED 16 0 275 0 ITT CORP NEW COM 450911102 48 898 SH DEFINED 18 898 0 0 ITT CORP NEW COM 450911102 2 45 SH DEFINED 45 0 0 IAMGOLD CORP COM 450913108 47751 3612000 SH DEFINED 1 3528000 0 84000 IAMGOLD CORP COM 450913108 375 28380 SH DEFINED 2 28380 0 0 IAMGOLD CORP COM 450913108 588 44500 SH DEFINED 3 0 0 44500 IAMGOLD CORP COM 450913108 660 49900 CALL DEFINED 5 49900 0 0 IAMGOLD CORP COM 450913108 572 43300 PUT DEFINED 5 43300 0 0 IAMGOLD CORP COM 450913108 1294 97918 SH DEFINED 5 97918 0 0 IAMGOLD CORP COM 450913108 147 11095 SH DEFINED 6 11095 0 0 IAMGOLD CORP COM 450913108 788 59635 SH DEFINED 7 0 59635 0 IAMGOLD CORP COM 450913108 41 3139 SH DEFINED 8 1994 1145 0 IAMGOLD CORP COM 450913108 3437 260000 SH DEFINED 16 260000 0 0 IAMGOLD CORP COM 450913108 15 1100 SH DEFINED 1100 0 0 IAMGOLD CORP COM 450913108 22750 1720900 SH SOLE 1720900 0 0 ICONIX BRAND GROUP INC COM 451055107 5 300 SH DEFINED 3 0 0 300 ICONIX BRAND GROUP INC COM 451055107 31 2025 SH DEFINED 16 2025 0 0 ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 3349 70495 SH DEFINED 3 68495 0 2000 IDACORP INC COM 451107106 1545 44630 SH DEFINED 3 1900 0 42730 IDACORP INC COM 451107106 10 300 SH DEFINED 5 300 0 0 IDACORP INC COM 451107106 182 5258 SH DEFINED 18 5258 0 0 IHS INC CL A 451734107 138 2585 SH DEFINED 3 127 0 2458 IHS INC CL A 451734107 54 1011 SH DEFINED 18 1011 0 0 ILLINOIS TOOL WKS INC COM 452308109 9280 195955 SH DEFINED 2 195955 0 0 ILLINOIS TOOL WKS INC COM 452308109 14208 300000 CALL DEFINED 3 300000 0 0 ILLINOIS TOOL WKS INC COM 452308109 4037 85234 SH DEFINED 3 4442 0 80792 ILLINOIS TOOL WKS INC COM 452308109 9181 193850 SH DEFINED 4 0 87250 106600 ILLINOIS TOOL WKS INC COM 452308109 109 2308 SH DEFINED 5 2308 0 0 ILLINOIS TOOL WKS INC COM 452308109 62138 1312037 SH DEFINED 6 1312037 0 0 ILLINOIS TOOL WKS INC COM 452308109 245 5175 SH DEFINED 7 0 5175 0 ILLINOIS TOOL WKS INC COM 452308109 75 1577 SH DEFINED 8 1272 305 0 ILLINOIS TOOL WKS INC COM 452308109 94 1990 SH DEFINED 10 1990 0 0 ILLINOIS TOOL WKS INC COM 452308109 12 253 SH DEFINED 15 253 0 0 ILLINOIS TOOL WKS INC COM 452308109 110 2315 SH DEFINED 17 0 0 2315 ILLINOIS TOOL WKS INC COM 452308109 58 1223 SH DEFINED 18 1223 0 0 ILLINOIS TOOL WKS INC COM 452308109 9 200 SH DEFINED 200 0 0 ILLINOIS TOOL WKS INC COM 452308109 1171 24726 SH SOLE 24726 0 0 ILLUMINA INC COM 452327109 626 16098 SH DEFINED 2 16098 0 0 ILLUMINA INC COM 452327109 334 8590 SH DEFINED 3 850 0 7740 ILLUMINA INC COM 452327109 70 1805 SH DEFINED 5 1805 0 0 ILLUMINA INC COM 452327109 0 8 SH DEFINED 7 0 8 0 ILLUMINA INC COM 452327109 24 606 SH DEFINED 18 606 0 0 ILLUMINA INC COM 452327109 11 275 SH DEFINED 275 0 0 IMMUCOR INC COM 452526106 23 1047 SH DEFINED 3 0 0 1047 IMMUCOR INC COM 452526106 20 900 SH DEFINED 7 0 900 0 IMMUNOMEDICS INC COM 452907108 3 1000 SH DEFINED 3 0 0 1000 IMMUNOMEDICS INC COM 452907108 5 1554 SH DEFINED 16 1554 0 0 IMPERIAL OIL LTD COM NEW 453038408 328055 8439800 SH DEFINED 1 8439800 0 0 IMPERIAL OIL LTD COM NEW 453038408 75 1926 SH DEFINED 3 0 0 1926 IMPERIAL OIL LTD COM NEW 453038408 51 1300 CALL DEFINED 5 1300 0 0 IMPERIAL OIL LTD COM NEW 453038408 49716 1279036 SH DEFINED 5 1279036 0 0 IMPERIAL OIL LTD COM NEW 453038408 3214 82691 SH DEFINED 6 82691 0 0 IMPERIAL OIL LTD COM NEW 453038408 10234 263299 SH DEFINED 7 0 263299 0 IMPERIAL OIL LTD COM NEW 453038408 5082 130753 SH DEFINED 8 44083 86670 0 IMPERIAL OIL LTD COM NEW 453038408 1060 27282 SH DEFINED 9 27282 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- IMPERIAL OIL LTD COM NEW 453038408 233 5985 SH DEFINED 15 5985 0 0 IMPERIAL OIL LTD COM NEW 453038408 1 25 SH DEFINED 16 0 25 0 IMPERIAL OIL LTD COM NEW 453038408 12 300 SH DEFINED 18 300 0 0 IMPERIAL OIL LTD COM NEW 453038408 44056 1133409 SH DEFINED 5;1 1133409 0 0 IMPERIAL OIL LTD COM NEW 453038408 377 9702 SH DEFINED 9702 0 0 IMPERIAL OIL LTD COM NEW 453038408 47601 1224624 SH SOLE 1224624 0 0 IMPERIAL SUGAR CO NEW COM NEW 453096208 67 4300 SH DEFINED 3 0 0 4300 INDEPENDENCE HLDG CO NEW COM NEW 453440307 342 36000 SH DEFINED 4 0 0 36000 INDEPENDENT BANK CORP MASS COM 453836108 266 10775 SH DEFINED 2 10775 0 0 INDEPENDENT BANK CORP MASS COM 453836108 16 654 SH DEFINED 3 0 0 654 INDEPENDENT BANK CORP MASS COM 453836108 10 393 SH DEFINED 393 0 0 INDIA FD INC COM 454089103 2504 79406 SH DEFINED 3 10116 0 69290 INDIA FD INC COM 454089103 416 13194 SH DEFINED 5 13194 0 0 INDIA FD INC COM 454089103 31 968 SH DEFINED 8 968 0 0 INDIA FD INC COM 454089103 107 3378 SH DEFINED 13 3378 0 0 INDIANA COMMUNITY BANCORP COM 454674102 119 13000 SH DEFINED 4 0 0 13000 INDUSTRIAL SVCS AMER INC FLA COM 456314103 220 13376 SH DEFINED 3 0 0 13376 INERGY L P UNIT LTD PTNR 456615103 113 3000 SH DEFINED 2 3000 0 0 INERGY L P UNIT LTD PTNR 456615103 901 23841 SH DEFINED 3 15901 0 7940 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 6122 104100 SH DEFINED 1 104100 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 1428 24284 SH DEFINED 2 24284 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 1164 19796 SH DEFINED 3 18800 0 996 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 49 837 SH DEFINED 5 837 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 59 1000 SH DEFINED 16 1000 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 51 873 SH DEFINED 18 873 0 0 ING GROEP N V SPONSORED ADR 456837103 49 4900 SH DEFINED 2 4900 0 0 ING GROEP N V SPONSORED ADR 456837103 753 75619 SH DEFINED 3 0 0 75619 ING GROEP N V SPONSORED ADR 456837103 1027 103133 SH DEFINED 5 103133 0 0 ING GROEP N V SPONSORED ADR 456837103 21 2150 SH DEFINED 7 0 2150 0 ING GROEP N V SPONSORED ADR 456837103 35 3480 SH DEFINED 8 3480 0 0 ING GROEP N V SPONSORED ADR 456837103 47 4680 SH DEFINED 15 4680 0 0 ING GROEP N V SPONSORED ADR 456837103 8 787 SH DEFINED 16 787 0 0 ING GROEP N V SPONSORED ADR 456837103 92 9200 SH DEFINED 17 0 0 9200 ING GROEP N V SPONSORED ADR 456837103 52 5242 SH DEFINED 18 5242 0 0 INGLES MKTS INC CL A 457030104 782 52000 SH DEFINED 4 0 0 52000 INGRAM MICRO INC CL A 457153104 932 53115 SH DEFINED 2 53115 0 0 INGRAM MICRO INC CL A 457153104 823 46901 SH DEFINED 3 45901 0 1000 INGRAM MICRO INC CL A 457153104 27 1522 SH DEFINED 18 1522 0 0 INLAND REAL ESTATE CORP COM NEW 457461200 4 400 SH DEFINED 3 0 0 400 INLAND REAL ESTATE CORP COM NEW 457461200 4 432 SH DEFINED 18 432 0 0 INSITUFORM TECHNOLOGIES INC CL A 457667103 59 2220 SH DEFINED 2 2220 0 0 INSITUFORM TECHNOLOGIES INC CL A 457667103 370 13900 SH DEFINED 3 13700 0 200 INSITUFORM TECHNOLOGIES INC CL A 457667103 825 31000 SH DEFINED 4 0 0 31000 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 157 3584 SH DEFINED 2 3584 0 0 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 131 3000 SH DEFINED 3 0 0 3000 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 17633 402300 SH DEFINED 4 0 308050 94250 INTEGRATED DEVICE TECHNOLOGY COM 458118106 289 47159 SH DEFINED 3 47159 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 8 1350 SH DEFINED 18 1350 0 0 INTEL CORP COM 458140100 106110 4760450 SH DEFINED 1 4760450 0 0 INTEL CORP COM 458140100 25172 1129299 SH DEFINED 2 1129299 0 0 INTEL CORP COM 458140100 461 20700 CALL DEFINED 3 20700 0 0 INTEL CORP COM 458140100 17687 793500 PUT DEFINED 3 793500 0 0 INTEL CORP COM 458140100 44882 2013549 SH DEFINED 3 300926 0 1712623 INTEL CORP COM 458140100 2426 108823 SH DEFINED 4 0 96248 12575 INTEL CORP COM 458140100 26597 1193238 SH DEFINED 5 1193238 0 0 INTEL CORP COM 458140100 55388 2484892 SH DEFINED 6 2484892 0 0 INTEL CORP COM 458140100 4479 200955 SH DEFINED 7 0 200955 0 INTEL CORP COM 458140100 1165 52287 SH DEFINED 8 44946 7341 0 INTEL CORP COM 458140100 98 4375 SH DEFINED 9 4375 0 0 INTEL CORP COM 458140100 483 21659 SH DEFINED 10 21659 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- INTEL CORP COM 458140100 921 41307 SH DEFINED 11 41307 0 0 INTEL CORP COM 458140100 282 12652 SH DEFINED 14 12652 0 0 INTEL CORP COM 458140100 508 22795 SH DEFINED 15 22795 0 0 INTEL CORP COM 458140100 275 12319 SH DEFINED 16 11844 475 0 INTEL CORP COM 458140100 58 2600 SH DEFINED 17 0 0 2600 INTEL CORP COM 458140100 3131 140462 SH DEFINED 18 140462 0 0 INTEL CORP COM 458140100 16071 720980 SH DEFINED 5;1 720980 0 0 INTEL CORP COM 458140100 3526 158172 SH DEFINED 146143 12029 0 INTEL CORP COM 458140100 75 3375 SH SOLE 3375 0 0 INTELLIPHARMACEUTICS INTL IN COM 458173101 1 527 SH DEFINED 5 527 0 0 INTELLIPHARMACEUTICS INTL IN COM 458173101 0 25 SH DEFINED 8 25 0 0 INTERFACE INC CL A 458665106 4371 377500 SH DEFINED 4 0 221800 155700 INTERMEC INC COM 458786100 357 25208 SH DEFINED 2 25208 0 0 INTERMEC INC COM 458786100 2 150 SH DEFINED 3 0 0 150 INTERNATIONAL ASSETS HLDG CO COM 459028106 1566 104536 SH DEFINED 14 104536 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 74645 582025 SH DEFINED 1 582025 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 38109 297148 SH DEFINED 2 297148 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 26956 210181 SH DEFINED 3 17322 0 192859 INTERNATIONAL BUSINESS MACHS COM 459200101 1261 9836 SH DEFINED 4 0 8720 1116 INTERNATIONAL BUSINESS MACHS COM 459200101 20419 159210 SH DEFINED 5 159210 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 18357 143137 SH DEFINED 6 143137 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 7461 58173 SH DEFINED 7 0 58173 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1121 8742 SH DEFINED 8 5267 3475 0 INTERNATIONAL BUSINESS MACHS COM 459200101 310 2418 SH DEFINED 9 2418 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1237 9644 SH DEFINED 10 9644 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 96 750 SH DEFINED 11 750 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1389 10830 SH DEFINED 14 10830 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 312 2434 SH DEFINED 15 2434 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 219 1704 SH DEFINED 16 1689 15 0 INTERNATIONAL BUSINESS MACHS COM 459200101 366 2855 SH DEFINED 17 0 0 2855 INTERNATIONAL BUSINESS MACHS COM 459200101 9156 71389 SH DEFINED 18 71389 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1385 10796 SH DEFINED 3732 7064 0 INTERNATIONAL BUSINESS MACHS COM 459200101 79148 617137 SH SOLE 617137 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 946 19855 SH DEFINED 2 19855 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 407 8528 SH DEFINED 3 872 0 7656 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 92 1920 SH DEFINED 5 1920 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 76 1594 SH DEFINED 18 1594 0 0 INTERNATIONAL GAME TECHNOLOG COM 459902102 2674 144949 SH DEFINED 2 144949 0 0 INTERNATIONAL GAME TECHNOLOG COM 459902102 457 24765 SH DEFINED 3 3278 0 21487 INTERNATIONAL GAME TECHNOLOG COM 459902102 35 1910 SH DEFINED 5 1910 0 0 INTERNATIONAL GAME TECHNOLOG COM 459902102 554 30000 SH DEFINED 14 30000 0 0 INTERNATIONAL GAME TECHNOLOG COM 459902102 18 1000 SH DEFINED 15 1000 0 0 INTERNATIONAL GAME TECHNOLOG COM 459902102 42 2250 SH DEFINED 16 2250 0 0 INTERNATIONAL GAME TECHNOLOG COM 459902102 5 264 SH DEFINED 18 264 0 0 INTL PAPER CO COM 460146103 35785 1454100 SH DEFINED 1 1454100 0 0 INTL PAPER CO COM 460146103 5695 231394 SH DEFINED 2 231394 0 0 INTL PAPER CO COM 460146103 12274 498749 SH DEFINED 3 267097 0 231652 INTL PAPER CO COM 460146103 6288 255505 SH DEFINED 4 0 118395 137110 INTL PAPER CO COM 460146103 2 90 SH DEFINED 5 90 0 0 INTL PAPER CO COM 460146103 133 5400 SH DEFINED 14 5400 0 0 INTL PAPER CO COM 460146103 20 800 SH DEFINED 15 800 0 0 INTL PAPER CO COM 460146103 117 4752 SH DEFINED 18 4752 0 0 INTL PAPER CO COM 460146103 120 4869 SH DEFINED 0 0 4869 INTERNATIONAL RECTIFIER CORP COM 460254105 1005 43879 SH DEFINED 3 26811 0 17068 INTERNATIONAL RECTIFIER CORP COM 460254105 7 290 SH DEFINED 18 290 0 0 INTERNATIONAL SHIPHOLDING CO COM NEW 460321201 833 28350 SH DEFINED 4 0 0 28350 INTERNATIONAL SPEEDWAY CORP CL A 460335201 829 32164 SH DEFINED 2 32164 0 0 INTERNATIONAL SPEEDWAY CORP CL A 460335201 434 16849 SH DEFINED 3 15089 0 1760 INTERNATIONAL SPEEDWAY CORP CL A 460335201 1 20 SH DEFINED 18 20 0 0 INTERPUBLIC GROUP COS INC COM 460690100 60 7200 SH DEFINED 1 7200 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- INTERPUBLIC GROUP COS INC COM 460690100 1765 212173 SH DEFINED 2 212173 0 0 INTERPUBLIC GROUP COS INC COM 460690100 101 12097 SH DEFINED 3 5352 0 6745 INTERPUBLIC GROUP COS INC COM 460690100 6 726 SH DEFINED 5 726 0 0 INTERPUBLIC GROUP COS INC COM 460690100 14 1694 SH DEFINED 18 1694 0 0 INTERPUBLIC GROUP COS INC COM 460690100 39 4680 SH DEFINED 4680 0 0 INTERVEST BANCSHARES CORP CL A 460927106 121 31000 SH DEFINED 4 0 0 31000 INTEROIL CORP COM 460951106 65 1000 SH DEFINED 2 1000 0 0 INTEROIL CORP COM 460951106 704 10870 SH DEFINED 3 4800 0 6070 INTUIT COM 461202103 7062 205763 SH DEFINED 2 205763 0 0 INTUIT COM 461202103 1248 36359 SH DEFINED 3 34352 0 2007 INTUIT COM 461202103 12 340 SH DEFINED 5 340 0 0 INTUIT COM 461202103 372 10836 SH DEFINED 10 10836 0 0 INTUIT COM 461202103 37 1082 SH DEFINED 18 1082 0 0 INTUIT COM 461202103 4 126 SH DEFINED 126 0 0 INTUIT COM 461202103 11 325 SH SOLE 325 0 0 INVACARE CORP COM 461203101 755 28439 SH DEFINED 2 28439 0 0 INVACARE CORP COM 461203101 3 105 SH DEFINED 3 0 0 105 INVACARE CORP COM 461203101 2996 112900 SH DEFINED 4 0 41100 71800 INVESTORS REAL ESTATE TR SH BEN INT 461730103 346 38412 SH DEFINED 2 38412 0 0 INVESTORS REAL ESTATE TR SH BEN INT 461730103 158 17535 SH DEFINED 3 0 0 17535 INVESTORS TITLE CO COM 461804106 8 244 SH DEFINED 3 0 0 244 INVESTORS TITLE CO COM 461804106 282 8300 SH DEFINED 4 0 0 8300 IOWA TELECOMM SERVICES INC COM 462594201 10959 656217 SH DEFINED 3 650934 0 5283 IROBOT CORP COM 462726100 44 2903 SH DEFINED 3 0 0 2903 IRON MTN INC COM 462846106 2139 78081 SH DEFINED 2 78081 0 0 IRON MTN INC COM 462846106 167 6109 SH DEFINED 3 2001 0 4108 IRON MTN INC COM 462846106 6 205 SH DEFINED 5 205 0 0 IRON MTN INC COM 462846106 212 7735 SH DEFINED 7 0 7735 0 IRON MTN INC COM 462846106 10 375 SH DEFINED 8 0 375 0 IRON MTN INC COM 462846106 83 3042 SH DEFINED 10 3042 0 0 IRON MTN INC COM 462846106 12 450 SH DEFINED 13 450 0 0 IRON MTN INC COM 462846106 43 1565 SH DEFINED 17 0 0 1565 IRON MTN INC COM 462846106 26 958 SH DEFINED 18 958 0 0 IRON MTN INC COM 462846106 11 400 SH DEFINED 400 0 0 IRON MTN INC COM 462846106 1104 40284 SH SOLE 40284 0 0 ISHARES COMEX GOLD TR ISHARES 464285105 2051 18815 SH DEFINED 1 18815 0 0 ISHARES COMEX GOLD TR ISHARES 464285105 9665 88644 SH DEFINED 3 0 0 88644 ISHARES COMEX GOLD TR ISHARES 464285105 1932 17719 SH DEFINED 5 17719 0 0 ISHARES COMEX GOLD TR ISHARES 464285105 109 1000 SH DEFINED 7 0 1000 0 ISHARES COMEX GOLD TR ISHARES 464285105 872 8000 SH DEFINED 14 8000 0 0 ISHARES COMEX GOLD TR ISHARES 464285105 3112 28540 SH DEFINED 15 28540 0 0 ISHARES COMEX GOLD TR ISHARES 464285105 956 8770 SH DEFINED 16 8770 0 0 ISHARES COMEX GOLD TR ISHARES 464285105 1128 10344 SH DEFINED 18 10344 0 0 ISHARES COMEX GOLD TR ISHARES 464285105 41 372 SH DEFINED 372 0 0 ISHARES INC MSCI AUSTRALIA 464286103 1 24 SH DEFINED 2 24 0 0 ISHARES INC MSCI AUSTRALIA 464286103 10725 446673 SH DEFINED 3 0 0 446673 ISHARES INC MSCI AUSTRALIA 464286103 5893 245438 SH DEFINED 5 245438 0 0 ISHARES INC MSCI AUSTRALIA 464286103 161 6700 SH DEFINED 7 0 6700 0 ISHARES INC MSCI AUSTRALIA 464286103 29 1215 SH DEFINED 8 694 521 0 ISHARES INC MSCI AUSTRALIA 464286103 60 2510 SH DEFINED 16 2510 0 0 ISHARES INC MSCI AUSTRALIA 464286103 2266 94385 SH DEFINED 17 0 0 94385 ISHARES INC MSCI AUSTRALIA 464286103 101 4200 SH DEFINED 18 4200 0 0 ISHARES INC MSCI AUSTRALIA 464286103 101 4221 SH DEFINED 4221 0 0 ISHARES INC MSCI AUSTRIA INV 464286202 30 1538 SH DEFINED 3 0 0 1538 ISHARES INC MSCI AUSTRIA INV 464286202 453 22925 SH DEFINED 5 22925 0 0 ISHARES INC MSCI AUSTRIA INV 464286202 8 400 SH DEFINED 8 400 0 0 ISHARES INC MSCI BELG INVEST 464286301 49 3778 SH DEFINED 3 0 0 3778 ISHARES INC MSCI BRAZIL 464286400 345 4681 SH DEFINED 2 4681 0 0 ISHARES INC MSCI BRAZIL 464286400 68485 930000 CALL DEFINED 3 930000 0 0 ISHARES INC MSCI BRAZIL 464286400 8461 114900 PUT DEFINED 3 114900 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES INC MSCI BRAZIL 464286400 18649 253249 SH DEFINED 3 72342 0 180907 ISHARES INC MSCI BRAZIL 464286400 12163 165163 SH DEFINED 5 165163 0 0 ISHARES INC MSCI BRAZIL 464286400 131 1775 SH DEFINED 7 0 1775 0 ISHARES INC MSCI BRAZIL 464286400 18 238 SH DEFINED 8 238 0 0 ISHARES INC MSCI BRAZIL 464286400 89 1215 SH DEFINED 13 1215 0 0 ISHARES INC MSCI BRAZIL 464286400 4477 60800 SH DEFINED 14 60800 0 0 ISHARES INC MSCI BRAZIL 464286400 909 12345 SH DEFINED 15 12345 0 0 ISHARES INC MSCI BRAZIL 464286400 118 1600 SH DEFINED 16 1600 0 0 ISHARES INC MSCI BRAZIL 464286400 48 650 SH DEFINED 17 0 0 650 ISHARES INC MSCI BRAZIL 464286400 23 312 SH DEFINED 18 312 0 0 ISHARES INC MSCI BRAZIL 464286400 3 45 SH DEFINED 5;1 45 0 0 ISHARES INC MSCI BRAZIL 464286400 203 2760 SH DEFINED 2760 0 0 ISHARES INC MSCI BRAZIL 464286400 3294 44732 SH SOLE 44732 0 0 ISHARES INC MSCI CDA INDEX 464286509 1005 36022 SH DEFINED 2 36022 0 0 ISHARES INC MSCI CDA INDEX 464286509 13103 469487 SH DEFINED 3 0 0 469487 ISHARES INC MSCI CDA INDEX 464286509 210 7512 SH DEFINED 5 7512 0 0 ISHARES INC MSCI CDA INDEX 464286509 776 27804 SH DEFINED 7 0 27804 0 ISHARES INC MSCI CDA INDEX 464286509 3752 134429 SH DEFINED 8 28254 106175 0 ISHARES INC MSCI CDA INDEX 464286509 837 30000 SH DEFINED 15 30000 0 0 ISHARES INC MSCI CDA INDEX 464286509 40 1450 SH DEFINED 16 1450 0 0 ISHARES INC MSCI CDA INDEX 464286509 103 3678 SH DEFINED 18 3678 0 0 ISHARES INC MSCI CDA INDEX 464286509 514 18421 SH DEFINED 18421 0 0 ISHARES INC MSCI CDA INDEX 464286509 207 7400 SH SOLE 7400 0 0 ISHARES INC MSCI EMKT EUR 464286566 549 19320 SH DEFINED 3 0 0 19320 ISHARES INC MSCI EMU INDEX 464286608 14 400 SH DEFINED 1 400 0 0 ISHARES INC MSCI EMU INDEX 464286608 5 130 SH DEFINED 3 0 0 130 ISHARES INC MSCI EMU INDEX 464286608 2209 61486 SH DEFINED 5 61486 0 0 ISHARES INC MSCI EMU INDEX 464286608 11 300 SH DEFINED 7 0 300 0 ISHARES INC MSCI EMU INDEX 464286608 61 1701 SH DEFINED 8 689 1012 0 ISHARES INC MSCI EMU INDEX 464286608 9276 258180 SH DEFINED 17 0 0 258180 ISHARES INC MSCI EMU INDEX 464286608 104 2890 SH SOLE 2890 0 0 ISHARES INC MSCI THAILAND 464286624 1704 35553 SH DEFINED 3 0 0 35553 ISHARES INC MSCI THAILAND 464286624 36 755 SH DEFINED 13 755 0 0 ISHARES INC MSCI ISRAEL FD 464286632 350 5943 SH DEFINED 3 0 0 5943 ISHARES INC MSCI ISRAEL FD 464286632 213 3615 SH DEFINED 5 3615 0 0 ISHARES INC MSCI ISRAEL FD 464286632 542 9200 SH DEFINED 9200 0 0 ISHARES INC MSCI CHILE INVES 464286640 961 17490 SH DEFINED 3 0 0 17490 ISHARES INC MSCI CHILE INVES 464286640 14 255 SH DEFINED 5 255 0 0 ISHARES INC MSCI CHILE INVES 464286640 10 188 SH DEFINED 188 0 0 ISHARES INC MSCI BRIC INDX 464286657 1884 40615 SH DEFINED 3 18178 0 22437 ISHARES INC MSCI BRIC INDX 464286657 2885 62194 SH DEFINED 5 62194 0 0 ISHARES INC MSCI BRIC INDX 464286657 586 12634 SH DEFINED 7 0 12634 0 ISHARES INC MSCI BRIC INDX 464286657 32 680 SH DEFINED 8 680 0 0 ISHARES INC MSCI BRIC INDX 464286657 66 1425 SH DEFINED 17 0 0 1425 ISHARES INC MSCI BRIC INDX 464286657 31 669 SH DEFINED 669 0 0 ISHARES INC MSCI PAC J IDX 464286665 333 7756 SH DEFINED 2 7756 0 0 ISHARES INC MSCI PAC J IDX 464286665 10740 250000 CALL DEFINED 3 250000 0 0 ISHARES INC MSCI PAC J IDX 464286665 10740 250000 PUT DEFINED 3 250000 0 0 ISHARES INC MSCI PAC J IDX 464286665 20176 469643 SH DEFINED 3 318981 0 150662 ISHARES INC MSCI PAC J IDX 464286665 5512 128304 SH DEFINED 5 128304 0 0 ISHARES INC MSCI PAC J IDX 464286665 1385 32242 SH DEFINED 7 0 32242 0 ISHARES INC MSCI PAC J IDX 464286665 911 21197 SH DEFINED 8 20747 450 0 ISHARES INC MSCI PAC J IDX 464286665 1673 38953 SH DEFINED 10 38953 0 0 ISHARES INC MSCI PAC J IDX 464286665 34 780 SH DEFINED 11 780 0 0 ISHARES INC MSCI PAC J IDX 464286665 595 13860 SH DEFINED 15 13860 0 0 ISHARES INC MSCI PAC J IDX 464286665 9 200 SH DEFINED 16 200 0 0 ISHARES INC MSCI PAC J IDX 464286665 450 10479 SH DEFINED 17 0 0 10479 ISHARES INC MSCI PAC J IDX 464286665 174 4057 SH DEFINED 18 4057 0 0 ISHARES INC MSCI PAC J IDX 464286665 1388 32298 SH DEFINED 32298 0 0 ISHARES INC MSCI PAC J IDX 464286665 1118 26027 SH SOLE 26027 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES INC MSCI SINGAPORE 464286673 335 29114 SH DEFINED 2 29114 0 0 ISHARES INC MSCI SINGAPORE 464286673 2026 176137 SH DEFINED 3 7900 0 168237 ISHARES INC MSCI SINGAPORE 464286673 212 18455 SH DEFINED 5 18455 0 0 ISHARES INC MSCI SINGAPORE 464286673 22 1900 SH DEFINED 7 0 1900 0 ISHARES INC MSCI SINGAPORE 464286673 5 399 SH DEFINED 8 316 83 0 ISHARES INC MSCI SINGAPORE 464286673 553 48100 SH DEFINED 17 0 0 48100 ISHARES INC MSCI SINGAPORE 464286673 11 914 SH DEFINED 914 0 0 ISHARES INC MSCI UTD KINGD 464286699 7 400 SH DEFINED 1 400 0 0 ISHARES INC MSCI UTD KINGD 464286699 12 745 SH DEFINED 3 0 0 745 ISHARES INC MSCI UTD KINGD 464286699 3212 197395 SH DEFINED 5 197395 0 0 ISHARES INC MSCI UTD KINGD 464286699 38 2335 SH DEFINED 7 0 2335 0 ISHARES INC MSCI UTD KINGD 464286699 292 17920 SH DEFINED 8 14720 3200 0 ISHARES INC MSCI UTD KINGD 464286699 2938 180600 SH DEFINED 17 0 0 180600 ISHARES INC MSCI UTD KINGD 464286699 143 8796 SH DEFINED 18 8796 0 0 ISHARES INC MSCI UTD KINGD 464286699 1005 61775 SH DEFINED 27675 34100 0 ISHARES INC MSCI FRANCE 464286707 582 23222 SH DEFINED 5 23222 0 0 ISHARES INC MSCI FRANCE 464286707 17 694 SH DEFINED 8 444 250 0 ISHARES INC MSCI TURKEY FD 464286715 3345 58366 SH DEFINED 3 0 0 58366 ISHARES INC MSCI TURKEY FD 464286715 395 6900 SH DEFINED 5 6900 0 0 ISHARES INC MSCI TAIWAN 464286731 833 66397 SH DEFINED 3 3300 0 63097 ISHARES INC MSCI TAIWAN 464286731 2597 206968 SH DEFINED 5 206968 0 0 ISHARES INC MSCI TAIWAN 464286731 82 6567 SH DEFINED 8 6567 0 0 ISHARES INC MSCI TAIWAN 464286731 34 2700 SH DEFINED 14 2700 0 0 ISHARES INC MSCI TAIWAN 464286731 38 3000 SH DEFINED 16 3000 0 0 ISHARES INC MSCI TAIWAN 464286731 1671 133110 SH DEFINED 133110 0 0 ISHARES INC MSCI SWITZERLD 464286749 67 2900 SH DEFINED 3 0 0 2900 ISHARES INC MSCI SWITZERLD 464286749 8 350 SH DEFINED 5 350 0 0 ISHARES INC MSCI SWITZERLD 464286749 2361 102200 SH DEFINED 17 0 0 102200 ISHARES INC MSCI SWEDEN 464286756 3597 141686 SH DEFINED 3 0 0 141686 ISHARES INC MSCI SWEDEN 464286756 819 32264 SH DEFINED 5 32264 0 0 ISHARES INC MSCI SWEDEN 464286756 21 838 SH DEFINED 8 838 0 0 ISHARES INC MSCI SWEDEN 464286756 731 28800 SH DEFINED 17 0 0 28800 ISHARES INC MSCI SWEDEN 464286756 46 1800 SH DEFINED 18 1800 0 0 ISHARES INC MSCI SPAIN 464286764 5 111 SH DEFINED 3 0 0 111 ISHARES INC MSCI SPAIN 464286764 11 272 SH DEFINED 5 272 0 0 ISHARES INC MSCI SPAIN 464286764 65 1530 SH DEFINED 1530 0 0 ISHARES INC MSCI S KOREA 464286772 336 6723 SH DEFINED 2 6723 0 0 ISHARES INC MSCI S KOREA 464286772 100000 2000000 PUT DEFINED 3 2000000 0 0 ISHARES INC MSCI S KOREA 464286772 12538 250766 SH DEFINED 3 2530 0 248236 ISHARES INC MSCI S KOREA 464286772 475 9499 SH DEFINED 5 9499 0 0 ISHARES INC MSCI S KOREA 464286772 11 211 SH DEFINED 8 211 0 0 ISHARES INC MSCI S KOREA 464286772 110 2200 SH DEFINED 13 2200 0 0 ISHARES INC MSCI S KOREA 464286772 135 2702 SH DEFINED 16 2702 0 0 ISHARES INC MSCI S KOREA 464286772 1706 34110 SH DEFINED 34110 0 0 ISHARES INC MSCI STH AFRCA 464286780 745 12327 SH DEFINED 3 5300 0 7027 ISHARES INC MSCI STH AFRCA 464286780 5 82 SH DEFINED 5 82 0 0 ISHARES INC MSCI STH AFRCA 464286780 10 160 SH DEFINED 13 160 0 0 ISHARES INC MSCI GERMAN 464286806 9 400 SH DEFINED 1 400 0 0 ISHARES INC MSCI GERMAN 464286806 367 16764 SH DEFINED 3 0 0 16764 ISHARES INC MSCI GERMAN 464286806 482 22061 SH DEFINED 5 22061 0 0 ISHARES INC MSCI GERMAN 464286806 44 2000 SH DEFINED 7 0 2000 0 ISHARES INC MSCI GERMAN 464286806 8 374 SH DEFINED 8 124 250 0 ISHARES INC MSCI GERMAN 464286806 4 200 SH DEFINED 16 200 0 0 ISHARES INC MSCI GERMAN 464286806 46 2100 SH DEFINED 18 2100 0 0 ISHARES INC MSCI GERMAN 464286806 320 14650 SH DEFINED 14650 0 0 ISHARES INC MSCI NETHR INVES 464286814 14 700 SH DEFINED 3 0 0 700 ISHARES INC MSCI NETHR INVES 464286814 43 2100 SH DEFINED 18 2100 0 0 ISHARES INC MSCI MEX INVEST 464286822 2669 50000 CALL DEFINED 3 50000 0 0 ISHARES INC MSCI MEX INVEST 464286822 834 15631 SH DEFINED 3 1804 0 13827 ISHARES INC MSCI MEX INVEST 464286822 176 3300 SH DEFINED 5 3300 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES INC MSCI MEX INVEST 464286822 13 250 SH DEFINED 7 0 250 0 ISHARES INC MSCI MEX INVEST 464286822 22 420 SH DEFINED 14 420 0 0 ISHARES INC MSCI MEX INVEST 464286822 32 600 SH DEFINED 17 0 0 600 ISHARES INC MSCI MALAYSIA 464286830 908 77778 SH DEFINED 3 5600 0 72178 ISHARES INC MSCI MALAYSIA 464286830 55 4750 SH DEFINED 13 4750 0 0 ISHARES INC MSCI MALAYSIA 464286830 35 3000 SH DEFINED 16 3000 0 0 ISHARES INC MSCI MALAYSIA 464286830 74 6300 SH DEFINED 6300 0 0 ISHARES INC MSCI JAPAN 464286848 20175 1932500 CALL DEFINED 3 1932500 0 0 ISHARES INC MSCI JAPAN 464286848 1638 156914 SH DEFINED 3 0 0 156914 ISHARES INC MSCI JAPAN 464286848 4924 471612 SH DEFINED 5 471612 0 0 ISHARES INC MSCI JAPAN 464286848 55 5300 SH DEFINED 6 5300 0 0 ISHARES INC MSCI JAPAN 464286848 45 4318 SH DEFINED 7 0 4318 0 ISHARES INC MSCI JAPAN 464286848 692 66259 SH DEFINED 8 63959 2300 0 ISHARES INC MSCI JAPAN 464286848 375 35919 SH DEFINED 10 35919 0 0 ISHARES INC MSCI JAPAN 464286848 280 26790 SH DEFINED 13 26790 0 0 ISHARES INC MSCI JAPAN 464286848 1670 160000 SH DEFINED 14 160000 0 0 ISHARES INC MSCI JAPAN 464286848 9 865 SH DEFINED 15 865 0 0 ISHARES INC MSCI JAPAN 464286848 244 23329 SH DEFINED 16 23329 0 0 ISHARES INC MSCI JAPAN 464286848 6429 615762 SH DEFINED 17 0 0 615762 ISHARES INC MSCI JAPAN 464286848 39 3731 SH DEFINED 18 3731 0 0 ISHARES INC MSCI JAPAN 464286848 2656 254371 SH DEFINED 196371 58000 0 ISHARES INC MSCI JAPAN 464286848 939 89945 SH SOLE 89945 0 0 ISHARES INC MSCI ITALY 464286855 451 24702 SH DEFINED 3 0 0 24702 ISHARES INC MSCI ITALY 464286855 23 1235 SH DEFINED 13 1235 0 0 ISHARES INC MSCI HONG KONG 464286871 2444 150000 CALL DEFINED 3 150000 0 0 ISHARES INC MSCI HONG KONG 464286871 3665 225000 PUT DEFINED 3 225000 0 0 ISHARES INC MSCI HONG KONG 464286871 5540 340062 SH DEFINED 3 5300 0 334762 ISHARES INC MSCI HONG KONG 464286871 836 51330 SH DEFINED 5 51330 0 0 ISHARES INC MSCI HONG KONG 464286871 13 800 SH DEFINED 7 0 800 0 ISHARES INC MSCI HONG KONG 464286871 7 450 SH DEFINED 8 253 197 0 ISHARES INC MSCI HONG KONG 464286871 47 2870 SH DEFINED 13 2870 0 0 ISHARES INC MSCI HONG KONG 464286871 96 5901 SH DEFINED 16 5901 0 0 ISHARES INC MSCI HONG KONG 464286871 969 59500 SH DEFINED 17 0 0 59500 ISHARES INC MSCI HONG KONG 464286871 3 180 SH DEFINED 18 180 0 0 ISHARES INC MSCI HONG KONG 464286871 9 540 SH DEFINED 5;1 540 0 0 ISHARES TR INDEX S&P 100 IDX FD 464287101 55 1020 SH DEFINED 3 0 0 1020 ISHARES TR INDEX S&P 100 IDX FD 464287101 1483 27677 SH DEFINED 5 27677 0 0 ISHARES TR INDEX LRGE GRW INDX 464287119 857 14222 SH DEFINED 3 0 0 14222 ISHARES TR INDEX LRGE CORE INDX 464287127 650 9686 SH DEFINED 3 0 0 9686 ISHARES TR INDEX LRGE CORE INDX 464287127 20 300 SH DEFINED 5 300 0 0 ISHARES TR INDEX NYSE 100INX FD 464287135 1571 27415 SH DEFINED 5 27415 0 0 ISHARES TR INDEX NYSE 100INX FD 464287135 89 1560 SH DEFINED 8 1560 0 0 ISHARES TR INDEX NYSE COMP INDX 464287143 75 1100 SH DEFINED 3 0 0 1100 ISHARES TR INDEX S&P 1500 INDEX 464287150 6 121 SH DEFINED 3 0 0 121 ISHARES TR INDEX S&P 1500 INDEX 464287150 89 1683 SH DEFINED 1683 0 0 ISHARES TR INDEX DJ SEL DIV INX 464287168 4861 105630 SH DEFINED 3 0 0 105630 ISHARES TR INDEX DJ SEL DIV INX 464287168 1392 30255 SH DEFINED 5 30255 0 0 ISHARES TR INDEX DJ SEL DIV INX 464287168 364 7900 SH DEFINED 6 7900 0 0 ISHARES TR INDEX DJ SEL DIV INX 464287168 735 15975 SH DEFINED 7 0 15975 0 ISHARES TR INDEX DJ SEL DIV INX 464287168 120 2607 SH DEFINED 8 32 2575 0 ISHARES TR INDEX DJ SEL DIV INX 464287168 33 710 SH DEFINED 13 710 0 0 ISHARES TR INDEX DJ SEL DIV INX 464287168 31 668 SH DEFINED 16 668 0 0 ISHARES TR INDEX DJ SEL DIV INX 464287168 3586 77926 SH DEFINED 18 77926 0 0 ISHARES TR INDEX DJ SEL DIV INX 464287168 147 3185 SH DEFINED 3185 0 0 ISHARES TR INDEX BARCLYS TIPS BD 464287176 68796 662139 SH DEFINED 3 0 285576 376563 ISHARES TR INDEX BARCLYS TIPS BD 464287176 3242 31207 SH DEFINED 5 31207 0 0 ISHARES TR INDEX BARCLYS TIPS BD 464287176 227 2183 SH DEFINED 8 1783 400 0 ISHARES TR INDEX BARCLYS TIPS BD 464287176 264 2540 SH DEFINED 10 2540 0 0 ISHARES TR INDEX BARCLYS TIPS BD 464287176 386 3719 SH DEFINED 13 3719 0 0 ISHARES TR INDEX BARCLYS TIPS BD 464287176 5 45 SH DEFINED 16 0 45 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES TR INDEX BARCLYS TIPS BD 464287176 2128 20484 SH DEFINED 18 20484 0 0 ISHARES TR INDEX BARCLYS TIPS BD 464287176 63 610 SH DEFINED 610 0 0 ISHARES TR INDEX BARCLYS TIPS BD 464287176 124 1193 SH SOLE 1193 0 0 ISHARES TR INDEX FTSE XNHUA IDX 464287184 7157 170000 CALL DEFINED 3 170000 0 0 ISHARES TR INDEX FTSE XNHUA IDX 464287184 52524 1247600 PUT DEFINED 3 1247600 0 0 ISHARES TR INDEX FTSE XNHUA IDX 464287184 43749 1039162 SH DEFINED 3 642935 0 396227 ISHARES TR INDEX FTSE XNHUA IDX 464287184 18401 437075 SH DEFINED 5 437075 0 0 ISHARES TR INDEX FTSE XNHUA IDX 464287184 2851 67719 SH DEFINED 7 0 67719 0 ISHARES TR INDEX FTSE XNHUA IDX 464287184 1295 30758 SH DEFINED 8 30658 100 0 ISHARES TR INDEX FTSE XNHUA IDX 464287184 257 6116 SH DEFINED 13 6116 0 0 ISHARES TR INDEX FTSE XNHUA IDX 464287184 333 7900 SH DEFINED 14 7900 0 0 ISHARES TR INDEX FTSE XNHUA IDX 464287184 248 5900 SH DEFINED 15 5900 0 0 ISHARES TR INDEX FTSE XNHUA IDX 464287184 229 5429 SH DEFINED 16 5429 0 0 ISHARES TR INDEX FTSE XNHUA IDX 464287184 101 2400 SH DEFINED 17 0 0 2400 ISHARES TR INDEX FTSE XNHUA IDX 464287184 6 150 SH DEFINED 5;1 150 0 0 ISHARES TR INDEX FTSE XNHUA IDX 464287184 336 7982 SH DEFINED 7982 0 0 ISHARES TR INDEX FTSE XNHUA IDX 464287184 1051 24972 SH SOLE 24972 0 0 ISHARES TR INDEX TRANSP AVE IDX 464287192 908 11479 SH DEFINED 3 0 0 11479 ISHARES TR INDEX TRANSP AVE IDX 464287192 77 969 SH DEFINED 5 969 0 0 ISHARES TR INDEX S&P 500 INDEX 464287200 17800 151698 SH DEFINED 3 0 0 151698 ISHARES TR INDEX S&P 500 INDEX 464287200 6385 54418 SH DEFINED 5 54418 0 0 ISHARES TR INDEX S&P 500 INDEX 464287200 3061 26087 SH DEFINED 7 0 26087 0 ISHARES TR INDEX S&P 500 INDEX 464287200 556 4741 SH DEFINED 8 785 3956 0 ISHARES TR INDEX S&P 500 INDEX 464287200 228 1945 SH DEFINED 9 1945 0 0 ISHARES TR INDEX S&P 500 INDEX 464287200 115 980 SH DEFINED 11 980 0 0 ISHARES TR INDEX S&P 500 INDEX 464287200 1432 12207 SH DEFINED 13 12207 0 0 ISHARES TR INDEX S&P 500 INDEX 464287200 507 4325 SH DEFINED 16 4325 0 0 ISHARES TR INDEX S&P 500 INDEX 464287200 352 3000 SH DEFINED 17 0 0 3000 ISHARES TR INDEX S&P 500 INDEX 464287200 792 6746 SH DEFINED 18 6746 0 0 ISHARES TR INDEX S&P 500 INDEX 464287200 51692 440535 SH DEFINED 436870 3665 0 ISHARES TR INDEX S&P 500 INDEX 464287200 61552 524558 SH SOLE 524558 0 0 ISHARES TR INDEX BARCLY USAGG B 464287226 9650 92607 SH DEFINED 3 0 0 92607 ISHARES TR INDEX BARCLY USAGG B 464287226 1741 16712 SH DEFINED 5 16712 0 0 ISHARES TR INDEX BARCLY USAGG B 464287226 466 4472 SH DEFINED 7 0 4472 0 ISHARES TR INDEX BARCLY USAGG B 464287226 156 1500 SH DEFINED 8 1500 0 0 ISHARES TR INDEX BARCLY USAGG B 464287226 1388 13319 SH DEFINED 10 13319 0 0 ISHARES TR INDEX BARCLY USAGG B 464287226 3028 29055 SH DEFINED 18 29055 0 0 ISHARES TR INDEX BARCLY USAGG B 464287226 396 3804 SH DEFINED 3804 0 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 338 8026 SH DEFINED 2 8026 0 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 31592 750000 CALL DEFINED 3 750000 0 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 118946 2823800 PUT DEFINED 3 2823800 0 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 109890 2608815 SH DEFINED 3 177875 1650490 780450 ISHARES TR INDEX MSCI EMERG MKT 464287234 22337 530297 SH DEFINED 5 530297 0 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 1209 28700 SH DEFINED 6 28700 0 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 7563 179546 SH DEFINED 7 0 179546 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 1692 40169 SH DEFINED 8 39719 450 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 2638 62630 SH DEFINED 10 62630 0 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 321 7629 SH DEFINED 13 7629 0 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 36 855 SH DEFINED 15 855 0 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 1370 32513 SH DEFINED 16 32513 0 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 1185 28135 SH DEFINED 17 0 0 28135 ISHARES TR INDEX MSCI EMERG MKT 464287234 349 8292 SH DEFINED 18 8292 0 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 1759 41750 SH DEFINED 23988 17762 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 4573 108563 SH SOLE 108563 0 0 ISHARES TR INDEX IBOXX INV CPBD 464287242 23567 222817 SH DEFINED 2 222817 0 0 ISHARES TR INDEX IBOXX INV CPBD 464287242 82435 779383 SH DEFINED 3 0 395178 384205 ISHARES TR INDEX IBOXX INV CPBD 464287242 6377 60290 SH DEFINED 5 60290 0 0 ISHARES TR INDEX IBOXX INV CPBD 464287242 3439 32510 SH DEFINED 7 0 32510 0 ISHARES TR INDEX IBOXX INV CPBD 464287242 3341 31591 SH DEFINED 8 10241 21350 0 ISHARES TR INDEX IBOXX INV CPBD 464287242 1821 17220 SH DEFINED 9 17220 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES TR INDEX IBOXX INV CPBD 464287242 163 1537 SH DEFINED 10 1537 0 0 ISHARES TR INDEX IBOXX INV CPBD 464287242 150 1416 SH DEFINED 13 1416 0 0 ISHARES TR INDEX IBOXX INV CPBD 464287242 193 1820 SH DEFINED 14 1820 0 0 ISHARES TR INDEX IBOXX INV CPBD 464287242 415 3921 SH DEFINED 16 3886 35 0 ISHARES TR INDEX IBOXX INV CPBD 464287242 2048 19367 SH DEFINED 18 19367 0 0 ISHARES TR INDEX IBOXX INV CPBD 464287242 4255 40232 SH DEFINED 19840 20392 0 ISHARES TR INDEX IBOXX INV CPBD 464287242 896 8470 SH SOLE 8470 0 0 ISHARES TR INDEX S&P GBL TELCM 464287275 1251 23561 SH DEFINED 3 0 0 23561 ISHARES TR INDEX S&P GBL TELCM 464287275 21 400 SH DEFINED 5 400 0 0 ISHARES TR INDEX S&P GBL TELCM 464287275 44 822 SH DEFINED 18 822 0 0 ISHARES TR INDEX S&P GBL INF 464287291 3511 60697 SH DEFINED 3 0 0 60697 ISHARES TR INDEX S&P GBL INF 464287291 2737 47320 SH DEFINED 5 47320 0 0 ISHARES TR INDEX S&P GBL INF 464287291 2 26 SH DEFINED 8 26 0 0 ISHARES TR INDEX S&P GBL INF 464287291 23 396 SH DEFINED 13 396 0 0 ISHARES TR INDEX S&P500 GRW 464287309 19496 325365 SH DEFINED 3 1 97103 228261 ISHARES TR INDEX S&P500 GRW 464287309 1312 21900 SH DEFINED 4 0 21900 0 ISHARES TR INDEX S&P500 GRW 464287309 219 3649 SH DEFINED 5 3649 0 0 ISHARES TR INDEX S&P500 GRW 464287309 132 2200 SH DEFINED 7 0 2200 0 ISHARES TR INDEX S&P500 GRW 464287309 626 10455 SH DEFINED 18 10455 0 0 ISHARES TR INDEX S&P500 GRW 464287309 26 436 SH DEFINED 436 0 0 ISHARES TR INDEX S&P GBL HLTHCR 464287325 3351 63852 SH DEFINED 3 0 0 63852 ISHARES TR INDEX S&P GBL HLTHCR 464287325 226 4315 SH DEFINED 5 4315 0 0 ISHARES TR INDEX S&P GBL HLTHCR 464287325 5 100 SH DEFINED 7 0 100 0 ISHARES TR INDEX S&P GBL HLTHCR 464287325 615 11722 SH DEFINED 16 11722 0 0 ISHARES TR INDEX S&P GBL HLTHCR 464287325 75 1422 SH DEFINED 18 1422 0 0 ISHARES TR INDEX S&P GBL HLTHCR 464287325 14 275 SH DEFINED 275 0 0 ISHARES TR INDEX S&P GBL FIN 464287333 2586 54790 SH DEFINED 3 0 0 54790 ISHARES TR INDEX S&P GBL FIN 464287333 121 2573 SH DEFINED 5 2573 0 0 ISHARES TR INDEX S&P GBL FIN 464287333 35 744 SH DEFINED 18 744 0 0 ISHARES TR INDEX S&P GBL FIN 464287333 30 630 SH DEFINED 630 0 0 ISHARES TR INDEX S&P GBL ENER 464287341 138 3903 SH DEFINED 3 0 0 3903 ISHARES TR INDEX S&P GBL ENER 464287341 103 2920 SH DEFINED 5 2920 0 0 ISHARES TR INDEX S&P GBL ENER 464287341 163 4614 SH DEFINED 13 4614 0 0 ISHARES TR INDEX S&P GBL ENER 464287341 2266 64090 SH DEFINED 16 64090 0 0 ISHARES TR INDEX S&P GBL ENER 464287341 134 3800 SH DEFINED 17 0 0 3800 ISHARES TR INDEX S&P GBL ENER 464287341 125 3525 SH DEFINED 0 3525 0 ISHARES TR INDEX S&P NA NAT RES 464287374 15395 446884 SH DEFINED 3 0 232943 213941 ISHARES TR INDEX S&P NA NAT RES 464287374 196 5700 SH DEFINED 5 5700 0 0 ISHARES TR INDEX S&P NA NAT RES 464287374 198 5742 SH DEFINED 18 5742 0 0 ISHARES TR INDEX S&P LTN AM 40 464287390 39387 815966 SH DEFINED 3 484330 0 331636 ISHARES TR INDEX S&P LTN AM 40 464287390 2965 61430 SH DEFINED 5 61430 0 0 ISHARES TR INDEX S&P LTN AM 40 464287390 246 5090 SH DEFINED 7 0 5090 0 ISHARES TR INDEX S&P LTN AM 40 464287390 886 18361 SH DEFINED 8 18361 0 0 ISHARES TR INDEX S&P LTN AM 40 464287390 48 990 SH DEFINED 13 990 0 0 ISHARES TR INDEX S&P LTN AM 40 464287390 65 1350 SH DEFINED 16 1350 0 0 ISHARES TR INDEX S&P LTN AM 40 464287390 195 4030 SH DEFINED 4030 0 0 ISHARES TR INDEX S&P LTN AM 40 464287390 1345 27866 SH SOLE 27866 0 0 ISHARES TR INDEX S&P 500 VALUE 464287408 34301 607528 SH DEFINED 3 0 136423 471105 ISHARES TR INDEX S&P 500 VALUE 464287408 726 12860 SH DEFINED 5 12860 0 0 ISHARES TR INDEX S&P 500 VALUE 464287408 56 1000 SH DEFINED 7 0 1000 0 ISHARES TR INDEX S&P 500 VALUE 464287408 371 6570 SH DEFINED 18 6570 0 0 ISHARES TR INDEX S&P 500 VALUE 464287408 237 4206 SH DEFINED 4206 0 0 ISHARES TR INDEX BARCLYS 20+ YR 464287432 7507 83876 SH DEFINED 3 22909 30207 30760 ISHARES TR INDEX BARCLYS 20+ YR 464287432 558 6232 SH DEFINED 5 6232 0 0 ISHARES TR INDEX BARCLYS 20+ YR 464287432 9 100 SH DEFINED 8 100 0 0 ISHARES TR INDEX BARCLYS 20+ YR 464287432 355 3966 SH DEFINED 10 3966 0 0 ISHARES TR INDEX BARCLYS 20+ YR 464287432 756 8450 SH DEFINED 16 8400 50 0 ISHARES TR INDEX BARCLYS 20+ YR 464287432 328 3662 SH DEFINED 3662 0 0 ISHARES TR INDEX BARCLYS 20+ YR 464287432 3332 37229 SH SOLE 37229 0 0 ISHARES TR INDEX BARCLYS 7-10 YR 464287440 3620 40451 SH DEFINED 3 0 14509 25942
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES TR INDEX BARCLYS 7-10 YR 464287440 27 300 SH DEFINED 5 300 0 0 ISHARES TR INDEX BARCLYS 7-10 YR 464287440 16 175 SH DEFINED 6 175 0 0 ISHARES TR INDEX BARCLYS 7-10 YR 464287440 7 75 SH DEFINED 7 0 75 0 ISHARES TR INDEX BARCLYS 7-10 YR 464287440 43 486 SH DEFINED 8 416 70 0 ISHARES TR INDEX BARCLYS 7-10 YR 464287440 153 1710 SH DEFINED 9 1710 0 0 ISHARES TR INDEX BARCLYS 7-10 YR 464287440 87 975 SH DEFINED 10 975 0 0 ISHARES TR INDEX BARCLYS 7-10 YR 464287440 825 9220 SH DEFINED 16 9140 80 0 ISHARES TR INDEX BARCLYS 7-10 YR 464287440 386 4313 SH DEFINED 4313 0 0 ISHARES TR INDEX BARCLYS 7-10 YR 464287440 5564 62167 SH SOLE 62167 0 0 ISHARES TR INDEX BARCLYS 1-3 YR 464287457 17931 215073 SH DEFINED 3 0 0 215073 ISHARES TR INDEX BARCLYS 1-3 YR 464287457 1577 18910 SH DEFINED 5 18910 0 0 ISHARES TR INDEX BARCLYS 1-3 YR 464287457 63 750 SH DEFINED 6 750 0 0 ISHARES TR INDEX BARCLYS 1-3 YR 464287457 16 190 SH DEFINED 7 0 190 0 ISHARES TR INDEX BARCLYS 1-3 YR 464287457 278 3340 SH DEFINED 8 3340 0 0 ISHARES TR INDEX BARCLYS 1-3 YR 464287457 185 2225 SH DEFINED 9 2225 0 0 ISHARES TR INDEX BARCLYS 1-3 YR 464287457 405 4863 SH DEFINED 10 4863 0 0 ISHARES TR INDEX BARCLYS 1-3 YR 464287457 7 80 SH DEFINED 16 0 80 0 ISHARES TR INDEX BARCLYS 1-3 YR 464287457 2276 27300 SH DEFINED 18 27300 0 0 ISHARES TR INDEX BARCLYS 1-3 YR 464287457 611 7331 SH DEFINED 7331 0 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 333 5951 SH DEFINED 2 5951 0 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 55980 1000000 PUT DEFINED 3 1000000 0 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 79201 1414810 SH DEFINED 3 868596 0 546214 ISHARES TR INDEX MSCI EAFE IDX 464287465 48289 862606 SH DEFINED 5 862606 0 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 2537 45320 SH DEFINED 6 45320 0 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 2676 47809 SH DEFINED 7 0 47809 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 4834 86361 SH DEFINED 8 40296 46065 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 21241 379437 SH DEFINED 9 379437 0 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 32 580 SH DEFINED 14 580 0 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 581 10375 SH DEFINED 15 10375 0 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 199 3550 SH DEFINED 16 3550 0 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 1486 26550 SH DEFINED 17 0 0 26550 ISHARES TR INDEX MSCI EAFE IDX 464287465 8390 149876 SH DEFINED 18 149876 0 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 681 12170 SH DEFINED 5;1 12170 0 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 15501 276898 SH DEFINED 249839 27059 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 27100 484104 SH SOLE 484104 0 0 ISHARES TR INDEX RUSSELL MCP VL 464287473 4964 123090 SH DEFINED 3 0 0 123090 ISHARES TR INDEX RUSSELL MCP VL 464287473 69 1700 SH DEFINED 7 0 1700 0 ISHARES TR INDEX RUSSELL MCP VL 464287473 14 339 SH DEFINED 8 0 339 0 ISHARES TR INDEX RUSSELL MCP VL 464287473 29 708 SH DEFINED 18 708 0 0 ISHARES TR INDEX RUSSELL MCP VL 464287473 1684 41765 SH DEFINED 41765 0 0 ISHARES TR INDEX RUSSELL MCP GR 464287481 35705 735888 SH DEFINED 3 0 569403 166485 ISHARES TR INDEX RUSSELL MCP GR 464287481 162 3330 SH DEFINED 5 3330 0 0 ISHARES TR INDEX RUSSELL MCP GR 464287481 893 18410 SH DEFINED 18 18410 0 0 ISHARES TR INDEX RUSSELL MCP GR 464287481 2142 44146 SH DEFINED 7155 36991 0 ISHARES TR INDEX RUSSELL MIDCAP 464287499 1132 12680 SH DEFINED 3 0 0 12680 ISHARES TR INDEX RUSSELL MIDCAP 464287499 52 580 SH DEFINED 5 580 0 0 ISHARES TR INDEX RUSSELL MIDCAP 464287499 434 4865 SH DEFINED 7 0 4865 0 ISHARES TR INDEX RUSSELL MIDCAP 464287499 674 7553 SH DEFINED 18 7553 0 0 ISHARES TR INDEX RUSSELL MIDCAP 464287499 686 7687 SH DEFINED 0 7687 0 ISHARES TR INDEX RUSSELL MIDCAP 464287499 20 220 SH SOLE 220 0 0 ISHARES TR INDEX S&P MIDCAP 400 464287507 13751 174730 SH DEFINED 3 0 0 174730 ISHARES TR INDEX S&P MIDCAP 400 464287507 315 3997 SH DEFINED 5 3997 0 0 ISHARES TR INDEX S&P MIDCAP 400 464287507 582 7400 SH DEFINED 6 7400 0 0 ISHARES TR INDEX S&P MIDCAP 400 464287507 1256 15960 SH DEFINED 7 0 15960 0 ISHARES TR INDEX S&P MIDCAP 400 464287507 49 622 SH DEFINED 8 0 622 0 ISHARES TR INDEX S&P MIDCAP 400 464287507 850 10800 SH DEFINED 17 0 0 10800 ISHARES TR INDEX S&P MIDCAP 400 464287507 499 6342 SH DEFINED 18 6342 0 0 ISHARES TR INDEX S&P MIDCAP 400 464287507 56 708 SH DEFINED 708 0 0 ISHARES TR INDEX S&P NA SOFTWR 464287515 2459 50637 SH DEFINED 3 0 0 50637 ISHARES TR INDEX S&P NA SEMICND 464287523 2581 52220 SH DEFINED 3 0 0 52220
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES TR INDEX S&P NA MULTIMD 464287531 247 8616 SH DEFINED 3 0 0 8616 ISHARES TR INDEX S&P NA TECH FD 464287549 1503 27079 SH DEFINED 3 0 0 27079 ISHARES TR INDEX S&P NA TECH FD 464287549 4 70 SH DEFINED 5 70 0 0 ISHARES TR INDEX NASDQ BIO INDX 464287556 9736 107056 SH DEFINED 3 3 0 107053 ISHARES TR INDEX NASDQ BIO INDX 464287556 745 8190 SH DEFINED 5 8190 0 0 ISHARES TR INDEX NASDQ BIO INDX 464287556 27 297 SH DEFINED 8 297 0 0 ISHARES TR INDEX NASDQ BIO INDX 464287556 85 932 SH DEFINED 16 932 0 0 ISHARES TR INDEX COHEN&ST RLTY 464287564 7873 137453 SH DEFINED 3 0 0 137453 ISHARES TR INDEX COHEN&ST RLTY 464287564 5 91 SH DEFINED 5 91 0 0 ISHARES TR INDEX COHEN&ST RLTY 464287564 206 3600 SH DEFINED 6 3600 0 0 ISHARES TR INDEX COHEN&ST RLTY 464287564 1022 17848 SH DEFINED 13 17848 0 0 ISHARES TR INDEX COHEN&ST RLTY 464287564 483 8427 SH DEFINED 18 8427 0 0 ISHARES TR INDEX S&P GLB100INDX 464287572 1189 19552 SH DEFINED 3 0 0 19552 ISHARES TR INDEX S&P GLB100INDX 464287572 440 7242 SH DEFINED 5 7242 0 0 ISHARES TR INDEX S&P GLB100INDX 464287572 728 11974 SH DEFINED 7 0 11974 0 ISHARES TR INDEX S&P GLB100INDX 464287572 261 4290 SH DEFINED 8 380 3910 0 ISHARES TR INDEX S&P GLB100INDX 464287572 61 1000 SH DEFINED 9 1000 0 0 ISHARES TR INDEX S&P GLB100INDX 464287572 22 360 SH DEFINED 10 360 0 0 ISHARES TR INDEX S&P GLB100INDX 464287572 91 1500 SH DEFINED 1500 0 0 ISHARES TR INDEX CONS SRVC IDX 464287580 146 2393 SH DEFINED 3 0 0 2393 ISHARES TR INDEX CONS SRVC IDX 464287580 401 6574 SH DEFINED 5 6574 0 0 ISHARES TR INDEX RUSSELL1000VAL 464287598 1001 16391 SH DEFINED 2 16391 0 0 ISHARES TR INDEX RUSSELL1000VAL 464287598 60233 986288 SH DEFINED 3 0 394945 591343 ISHARES TR INDEX RUSSELL1000VAL 464287598 701 11480 SH DEFINED 5 11480 0 0 ISHARES TR INDEX RUSSELL1000VAL 464287598 700 11465 SH DEFINED 7 0 11465 0 ISHARES TR INDEX RUSSELL1000VAL 464287598 15 250 SH DEFINED 8 150 100 0 ISHARES TR INDEX RUSSELL1000VAL 464287598 13570 222211 SH DEFINED 17 0 0 222211 ISHARES TR INDEX RUSSELL1000VAL 464287598 844 13815 SH DEFINED 18 13815 0 0 ISHARES TR INDEX RUSSELL1000VAL 464287598 2017 33023 SH DEFINED 3700 29323 0 ISHARES TR INDEX RUSSELL1000VAL 464287598 80 1305 SH SOLE 1305 0 0 ISHARES TR INDEX S&P MC 400 GRW 464287606 5065 59705 SH DEFINED 3 0 0 59705 ISHARES TR INDEX S&P MC 400 GRW 464287606 134 1575 SH DEFINED 18 1575 0 0 ISHARES TR INDEX RUSSELL1000GRW 464287614 5655 108847 SH DEFINED 2 108847 0 0 ISHARES TR INDEX RUSSELL1000GRW 464287614 106554 2051092 SH DEFINED 3 1 1287432 763659 ISHARES TR INDEX RUSSELL1000GRW 464287614 1417 27280 SH DEFINED 5 27280 0 0 ISHARES TR INDEX RUSSELL1000GRW 464287614 61 1165 SH DEFINED 8 165 1000 0 ISHARES TR INDEX RUSSELL1000GRW 464287614 893 17193 SH DEFINED 18 17193 0 0 ISHARES TR INDEX RUSSELL1000GRW 464287614 4328 83319 SH DEFINED 7100 76219 0 ISHARES TR INDEX RUSSELL 1000 464287622 9570 148100 SH DEFINED 3 88561 0 59539 ISHARES TR INDEX RUSSELL 1000 464287622 199 3080 SH DEFINED 5 3080 0 0 ISHARES TR INDEX RUSSELL 1000 464287622 12563 194416 SH DEFINED 7 0 194416 0 ISHARES TR INDEX RUSSELL 1000 464287622 1250 19340 SH DEFINED 8 0 19340 0 ISHARES TR INDEX RUSSELL 1000 464287622 20993 324863 SH DEFINED 9 324863 0 0 ISHARES TR INDEX RUSSELL 1000 464287622 176 2731 SH DEFINED 10 2731 0 0 ISHARES TR INDEX RUSSELL 1000 464287622 78 1200 SH DEFINED 14 1200 0 0 ISHARES TR INDEX RUSSELL 1000 464287622 956 14800 SH DEFINED 17 0 0 14800 ISHARES TR INDEX RUSSELL 1000 464287622 5389 83400 SH DEFINED 83400 0 0 ISHARES TR INDEX RUSSELL 1000 464287622 531 8215 SH SOLE 8215 0 0 ISHARES TR INDEX RUSL 2000 VALU 464287630 21809 341619 SH DEFINED 3 23400 0 318219 ISHARES TR INDEX RUSL 2000 VALU 464287630 88 1375 SH DEFINED 5 1375 0 0 ISHARES TR INDEX RUSL 2000 VALU 464287630 393 6155 SH DEFINED 7 0 6155 0 ISHARES TR INDEX RUSL 2000 VALU 464287630 17 260 SH DEFINED 9 260 0 0 ISHARES TR INDEX RUSL 2000 VALU 464287630 1213 19005 SH DEFINED 17 0 0 19005 ISHARES TR INDEX RUSL 2000 VALU 464287630 1542 24155 SH DEFINED 24155 0 0 ISHARES TR INDEX RUSL 2000 GROW 464287648 23800 324961 SH DEFINED 3 12800 61350 250811 ISHARES TR INDEX RUSL 2000 GROW 464287648 156 2124 SH DEFINED 18 2124 0 0 ISHARES TR INDEX RUSL 2000 GROW 464287648 1527 20848 SH DEFINED 20848 0 0 ISHARES TR INDEX RUSSELL 2000 464287655 111210 1640200 CALL DEFINED 3 1640200 0 0 ISHARES TR INDEX RUSSELL 2000 464287655 227498 3355300 PUT DEFINED 3 3355300 0 0 ISHARES TR INDEX RUSSELL 2000 464287655 522438 7705287 SH DEFINED 3 7473465 0 231822
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES TR INDEX RUSSELL 2000 464287655 878 12948 SH DEFINED 5 12948 0 0 ISHARES TR INDEX RUSSELL 2000 464287655 765 11276 SH DEFINED 7 0 11276 0 ISHARES TR INDEX RUSSELL 2000 464287655 1231 18155 SH DEFINED 8 710 17445 0 ISHARES TR INDEX RUSSELL 2000 464287655 977 14405 SH DEFINED 9 14405 0 0 ISHARES TR INDEX RUSSELL 2000 464287655 22 326 SH DEFINED 14 326 0 0 ISHARES TR INDEX RUSSELL 2000 464287655 7 100 SH DEFINED 16 100 0 0 ISHARES TR INDEX RUSSELL 2000 464287655 1793 26440 SH DEFINED 17 0 0 26440 ISHARES TR INDEX RUSSELL 2000 464287655 842 12425 SH DEFINED 18 12425 0 0 ISHARES TR INDEX RUSSELL 2000 464287655 10566 155839 SH DEFINED 139835 16004 0 ISHARES TR INDEX RUSSELL 2000 464287655 119 1750 SH SOLE 1750 0 0 ISHARES TR INDEX RUSL 3000 VALU 464287663 89 1110 SH DEFINED 3 0 0 1110 ISHARES TR INDEX RUSL 3000 VALU 464287663 15 183 SH DEFINED 5 183 0 0 ISHARES TR INDEX RUSL 3000 GROW 464287671 1562 36888 SH DEFINED 3 0 0 36888 ISHARES TR INDEX RUSL 3000 GROW 464287671 4 100 SH DEFINED 5 100 0 0 ISHARES TR INDEX RUSL 3000 GROW 464287671 695 16410 SH DEFINED 18 16410 0 0 ISHARES TR INDEX RUSSELL 3000 464287689 523 7600 SH DEFINED 3 0 0 7600 ISHARES TR INDEX RUSSELL 3000 464287689 28 400 SH DEFINED 5 400 0 0 ISHARES TR INDEX RUSSELL 3000 464287689 2 27 SH DEFINED 7 0 27 0 ISHARES TR INDEX RUSSELL 3000 464287689 330 4800 SH DEFINED 18 4800 0 0 ISHARES TR INDEX RUSSELL 3000 464287689 5241 76160 SH DEFINED 76160 0 0 ISHARES TR INDEX DJ US UTILS 464287697 4004 55370 SH DEFINED 3 0 0 55370 ISHARES TR INDEX DJ US UTILS 464287697 52 720 SH DEFINED 5 720 0 0 ISHARES TR INDEX DJ US UTILS 464287697 56 768 SH DEFINED 18 768 0 0 ISHARES TR INDEX DJ US UTILS 464287697 4484 62000 SH DEFINED 62000 0 0 ISHARES TR INDEX S&P MIDCP VALU 464287705 5722 80220 SH DEFINED 3 0 0 80220 ISHARES TR INDEX S&P MIDCP VALU 464287705 25 350 SH DEFINED 5 350 0 0 ISHARES TR INDEX S&P MIDCP VALU 464287705 82 1150 SH DEFINED 8 1150 0 0 ISHARES TR INDEX S&P MIDCP VALU 464287705 182 2547 SH DEFINED 18 2547 0 0 ISHARES TR INDEX DJ US TELECOMM 464287713 1458 72804 SH DEFINED 3 0 0 72804 ISHARES TR INDEX DJ US TELECOMM 464287713 1170 58430 SH DEFINED 5 58430 0 0 ISHARES TR INDEX DJ US TELECOMM 464287713 907 45300 SH DEFINED 17 0 0 45300 ISHARES TR INDEX DJ US TELECOMM 464287713 117 5820 SH DEFINED 5820 0 0 ISHARES TR INDEX DJ US TECH SEC 464287721 8027 137479 SH DEFINED 3 0 0 137479 ISHARES TR INDEX DJ US TECH SEC 464287721 2686 46002 SH DEFINED 5 46002 0 0 ISHARES TR INDEX DJ US TECH SEC 464287721 25 424 SH DEFINED 8 424 0 0 ISHARES TR INDEX DJ US TECH SEC 464287721 85 1449 SH DEFINED 13 1449 0 0 ISHARES TR INDEX DJ US TECH SEC 464287721 44 750 SH DEFINED 15 750 0 0 ISHARES TR INDEX DJ US TECH SEC 464287721 21 365 SH DEFINED 365 0 0 ISHARES TR INDEX DJ US REAL EST 464287739 4205 84474 SH DEFINED 2 84474 0 0 ISHARES TR INDEX DJ US REAL EST 464287739 32357 650000 CALL DEFINED 3 650000 0 0 ISHARES TR INDEX DJ US REAL EST 464287739 1369 27500 PUT DEFINED 3 27500 0 0 ISHARES TR INDEX DJ US REAL EST 464287739 12422 249529 SH DEFINED 3 128775 0 120754 ISHARES TR INDEX DJ US REAL EST 464287739 137 2759 SH DEFINED 5 2759 0 0 ISHARES TR INDEX DJ US REAL EST 464287739 639 12831 SH DEFINED 18 12831 0 0 ISHARES TR INDEX DJ US REAL EST 464287739 25 498 SH DEFINED 498 0 0 ISHARES TR INDEX DJ US INDUSTRL 464287754 1061 18220 SH DEFINED 3 0 0 18220 ISHARES TR INDEX DJ US INDUSTRL 464287754 398 6834 SH DEFINED 5 6834 0 0 ISHARES TR INDEX DJ US INDUSTRL 464287754 154 2640 SH DEFINED 18 2640 0 0 ISHARES TR INDEX DJ US HEALTHCR 464287762 1485 22391 SH DEFINED 3 0 0 22391 ISHARES TR INDEX DJ US HEALTHCR 464287762 131 1972 SH DEFINED 5 1972 0 0 ISHARES TR INDEX DJ US HEALTHCR 464287762 146 2200 SH DEFINED 7 0 2200 0 ISHARES TR INDEX DJ US HEALTHCR 464287762 32 475 SH DEFINED 8 475 0 0 ISHARES TR INDEX DJ US HEALTHCR 464287762 5668 85468 SH DEFINED 85000 0 468 ISHARES TR INDEX DJ US FINL SVC 464287770 2347 39608 SH DEFINED 3 0 0 39608 ISHARES TR INDEX DJ US FINL SVC 464287770 65 1103 SH DEFINED 5 1103 0 0 ISHARES TR INDEX DJ US FINL SVC 464287770 83 1398 SH DEFINED 16 1398 0 0 ISHARES TR INDEX DJ US FINL SEC 464287788 3014 52833 SH DEFINED 3 0 0 52833 ISHARES TR INDEX DJ US FINL SEC 464287788 2192 38419 SH DEFINED 5 38419 0 0 ISHARES TR INDEX DJ US FINL SEC 464287788 17 300 SH DEFINED 7 0 300 0 ISHARES TR INDEX DJ US FINL SEC 464287788 13 225 SH DEFINED 8 225 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES TR INDEX DJ US FINL SEC 464287788 1214 21288 SH DEFINED 13 21288 0 0 ISHARES TR INDEX DJ US FINL SEC 464287788 1 10 SH DEFINED 5;1 10 0 0 ISHARES TR INDEX DJ US ENERGY 464287796 1489 44800 SH DEFINED 3 0 0 44800 ISHARES TR INDEX DJ US ENERGY 464287796 29 867 SH DEFINED 5 867 0 0 ISHARES TR INDEX S&P SMLCAP 600 464287804 14853 249843 SH DEFINED 3 94404 79081 76358 ISHARES TR INDEX S&P SMLCAP 600 464287804 898 15110 SH DEFINED 5 15110 0 0 ISHARES TR INDEX S&P SMLCAP 600 464287804 523 8800 SH DEFINED 6 8800 0 0 ISHARES TR INDEX S&P SMLCAP 600 464287804 291 4893 SH DEFINED 8 4893 0 0 ISHARES TR INDEX S&P SMLCAP 600 464287804 63 1056 SH DEFINED 13 1056 0 0 ISHARES TR INDEX S&P SMLCAP 600 464287804 30 500 SH DEFINED 16 500 0 0 ISHARES TR INDEX S&P SMLCAP 600 464287804 299 5022 SH DEFINED 18 5022 0 0 ISHARES TR INDEX S&P SMLCAP 600 464287804 22 373 SH DEFINED 373 0 0 ISHARES TR INDEX CONS GOODS IDX 464287812 4091 69357 SH DEFINED 3 0 0 69357 ISHARES TR INDEX DJ US BAS MATL 464287838 6703 105444 SH DEFINED 3 0 0 105444 ISHARES TR INDEX DJ US BAS MATL 464287838 50 780 SH DEFINED 5 780 0 0 ISHARES TR INDEX DJ US INDEX FD 464287846 142 2430 SH DEFINED 3 0 0 2430 ISHARES TR INDEX DJ US INDEX FD 464287846 395 6765 SH DEFINED 5 6765 0 0 ISHARES TR INDEX DJ US INDEX FD 464287846 382 6550 SH DEFINED 17 0 0 6550 ISHARES TR INDEX DJ US INDEX FD 464287846 128 2200 SH DEFINED 2200 0 0 ISHARES TR INDEX S&P EURO PLUS 464287861 59 1537 SH DEFINED 3 0 0 1537 ISHARES TR INDEX S&P EURO PLUS 464287861 17870 466096 SH DEFINED 5 466096 0 0 ISHARES TR INDEX S&P EURO PLUS 464287861 1007 26265 SH DEFINED 7 0 26265 0 ISHARES TR INDEX S&P EURO PLUS 464287861 1457 38011 SH DEFINED 8 32807 5204 0 ISHARES TR INDEX S&P EURO PLUS 464287861 334 8715 SH DEFINED 9 8715 0 0 ISHARES TR INDEX S&P EURO PLUS 464287861 353 9197 SH DEFINED 10 9197 0 0 ISHARES TR INDEX S&P EURO PLUS 464287861 665 17344 SH DEFINED 11 17344 0 0 ISHARES TR INDEX S&P EURO PLUS 464287861 37 970 SH DEFINED 13 970 0 0 ISHARES TR INDEX S&P EURO PLUS 464287861 142 3700 SH DEFINED 15 3700 0 0 ISHARES TR INDEX S&P EURO PLUS 464287861 1477 38517 SH DEFINED 17 0 0 38517 ISHARES TR INDEX S&P EURO PLUS 464287861 619 16155 SH DEFINED 16155 0 0 ISHARES TR INDEX S&P SMLCP VALU 464287879 7502 116975 SH DEFINED 3 0 0 116975 ISHARES TR INDEX S&P SMLCP VALU 464287879 171 2661 SH DEFINED 5 2661 0 0 ISHARES TR INDEX S&P SMLCP VALU 464287879 503 7840 SH DEFINED 18 7840 0 0 ISHARES TR INDEX S&P SMLCP VALU 464287879 29 448 SH DEFINED 448 0 0 ISHARES TR INDEX S&P SMLCP GROW 464287887 7979 130242 SH DEFINED 3 0 0 130242 ISHARES TR INDEX S&P SMLCP GROW 464287887 92 1500 SH DEFINED 5 1500 0 0 ISHARES TR INDEX S&P SMLCP GROW 464287887 517 8440 SH DEFINED 18 8440 0 0 ISHARES TR LARGE VAL INDX 464288109 9871 175931 SH DEFINED 3 0 0 175931 ISHARES TR LARGE VAL INDX 464288109 34 600 SH DEFINED 5 600 0 0 ISHARES TR S&P CITINT TBD 464288117 888 8852 SH DEFINED 3 0 0 8852 ISHARES TR S&PCITI1-3YRTB 464288125 1316 13029 SH DEFINED 5 13029 0 0 ISHARES TR S&PCITI1-3YRTB 464288125 49 484 SH DEFINED 484 0 0 ISHARES TR S&P SH NTL AMTFR 464288158 1773 16894 SH DEFINED 3 0 0 16894 ISHARES TR S&P SH NTL AMTFR 464288158 210 2000 SH SOLE 2000 0 0 ISHARES TR AGENCY BD FD 464288166 42 385 SH DEFINED 3 0 0 385 ISHARES TR AGENCY BD FD 464288166 1151 10635 SH DEFINED 925 9710 0 ISHARES TR S&P GTFIDX ETF 464288174 62 1500 SH DEFINED 5 1500 0 0 ISHARES TR MSCI ACJPN IDX 464288182 819 14445 SH DEFINED 3 0 0 14445 ISHARES TR MSCI ACJPN IDX 464288182 2117 37315 SH DEFINED 5 37315 0 0 ISHARES TR MSCI ACJPN IDX 464288182 91 1600 SH DEFINED 8 1600 0 0 ISHARES TR MSCI ACJPN IDX 464288182 157 2760 SH DEFINED 14 2760 0 0 ISHARES TR MSCI ACJPN IDX 464288182 811 14300 SH DEFINED 16 14300 0 0 ISHARES TR MSCI ACJPN IDX 464288182 26 450 SH DEFINED 18 450 0 0 ISHARES TR MSCI ACJPN IDX 464288182 6 99 SH DEFINED 99 0 0 ISHARES TR MSCI ACJPN IDX 464288182 336 5920 SH SOLE 5920 0 0 ISHARES TR FTSE CHINA ETF 464288190 82 1665 SH DEFINED 5 1665 0 0 ISHARES TR MID CORE INDEX 464288208 407 5512 SH DEFINED 3 0 0 5512 ISHARES TR S&P EMRG INFRS 464288216 6 185 SH DEFINED 3 0 0 185 ISHARES TR S&P EMRG INFRS 464288216 789 25324 SH DEFINED 5 25324 0 0 ISHARES TR S&P EMRG INFRS 464288216 2 80 SH DEFINED 8 80 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES TR S&P GLBIDX ETF 464288224 6 300 SH DEFINED 3 0 0 300 ISHARES TR S&P NUCIDX ETF 464288232 41 1000 SH DEFINED 3 0 0 1000 ISHARES TR S&P NUCIDX ETF 464288232 252 6200 SH DEFINED 13 6200 0 0 ISHARES TR MSCI ACWI EX 464288240 27 654 SH DEFINED 3 0 0 654 ISHARES TR MSCI ACWI EX 464288240 122 2915 SH DEFINED 5 2915 0 0 ISHARES TR MSCI ACWI EX 464288240 1905 45700 SH DEFINED 17 0 0 45700 ISHARES TR MSCI ACWI INDX 464288257 183 4195 SH DEFINED 5 4195 0 0 ISHARES TR MSCI ACWI INDX 464288257 465 10680 SH DEFINED 14 10680 0 0 ISHARES TR MSCI ACWI INDX 464288257 484 11120 SH DEFINED 16 11120 0 0 ISHARES TR MSCI ACWI INDX 464288257 892 20500 SH DEFINED 17 0 0 20500 ISHARES TR MSCI SMALL CAP 464288273 3274 87534 SH DEFINED 3 0 0 87534 ISHARES TR MSCI SMALL CAP 464288273 53 1425 SH DEFINED 5 1425 0 0 ISHARES TR MSCI SMALL CAP 464288273 17 445 SH DEFINED 8 445 0 0 ISHARES TR MSCI SMALL CAP 464288273 27 729 SH DEFINED 16 729 0 0 ISHARES TR JPMORGAN USD 464288281 64277 616562 SH DEFINED 3 0 525189 91373 ISHARES TR JPMORGAN USD 464288281 885 8486 SH DEFINED 5 8486 0 0 ISHARES TR JPMORGAN USD 464288281 469 4500 SH DEFINED 7 0 4500 0 ISHARES TR JPMORGAN USD 464288281 8 77 SH DEFINED 8 77 0 0 ISHARES TR JPMORGAN USD 464288281 34 325 SH DEFINED 13 325 0 0 ISHARES TR JPMORGAN USD 464288281 71 681 SH DEFINED 18 681 0 0 ISHARES TR MID GRWTH INDX 464288307 4 46 SH DEFINED 3 0 0 46 ISHARES TR S&P AMTFREE MUNI 464288323 3 25 SH DEFINED 3 0 0 25 ISHARES TR S&P AMTFREE MUNI 464288323 39 375 SH DEFINED 8 0 375 0 ISHARES TR S&P CAL AMTFR MN 464288356 489 4607 SH DEFINED 3 0 0 4607 ISHARES TR S&P GLO INFRAS 464288372 326 9525 SH DEFINED 3 0 0 9525 ISHARES TR S&P GLO INFRAS 464288372 1618 47295 SH DEFINED 5 47295 0 0 ISHARES TR S&P GLO INFRAS 464288372 6 182 SH DEFINED 8 182 0 0 ISHARES TR S&P GLO INFRAS 464288372 26 760 SH DEFINED 760 0 0 ISHARES TR S&P NTL AMTFREE 464288414 2780 26909 SH DEFINED 3 0 0 26909 ISHARES TR S&P NTL AMTFREE 464288414 212 2050 SH DEFINED 8 0 2050 0 ISHARES TR S&P NTL AMTFREE 464288414 15 145 SH DEFINED 145 0 0 ISHARES TR S&P NTL AMTFREE 464288414 310 3000 SH SOLE 3000 0 0 ISHARES TR S&P DEV EX-US 464288422 3 95 SH DEFINED 3 0 0 95 ISHARES TR S&P ASIA 50 IN 464288430 35 875 SH DEFINED 3 0 0 875 ISHARES TR S&P ASIA 50 IN 464288430 916 22710 SH DEFINED 5 22710 0 0 ISHARES TR S&P ASIA 50 IN 464288430 319 7900 SH DEFINED 7 0 7900 0 ISHARES TR S&P ASIA 50 IN 464288430 33 820 SH DEFINED 820 0 0 ISHARES TR DJ INTL SEL DIVD 464288448 15 460 SH DEFINED 5 460 0 0 ISHARES TR DJ INTL SEL DIVD 464288448 24 750 SH DEFINED 8 750 0 0 ISHARES TR DJ INTL SEL DIVD 464288448 158 5000 SH DEFINED 17 0 0 5000 ISHARES TR DJ INTL SEL DIVD 464288448 32 1000 SH DEFINED 1000 0 0 ISHARES TR EPRA/NAR DEV R/E 464288489 1 48 SH DEFINED 3 0 0 48 ISHARES TR DEV SM CP EX-N 464288497 72 2100 SH DEFINED 5 2100 0 0 ISHARES TR SMLL CORE INDX 464288505 1792 23373 SH DEFINED 3 0 0 23373 ISHARES TR HIGH YLD CORP 464288513 7229 81799 SH DEFINED 2 81799 0 0 ISHARES TR HIGH YLD CORP 464288513 20622 233365 SH DEFINED 3 0 0 233365 ISHARES TR HIGH YLD CORP 464288513 9204 104155 SH DEFINED 5 104155 0 0 ISHARES TR HIGH YLD CORP 464288513 1863 21081 SH DEFINED 8 21081 0 0 ISHARES TR HIGH YLD CORP 464288513 372 4208 SH DEFINED 13 4208 0 0 ISHARES TR HIGH YLD CORP 464288513 133 1500 SH DEFINED 16 1500 0 0 ISHARES TR HIGH YLD CORP 464288513 1442 16317 SH DEFINED 18 16317 0 0 ISHARES TR HIGH YLD CORP 464288513 32 366 SH DEFINED 366 0 0 ISHARES TR HIGH YLD CORP 464288513 784 8871 SH SOLE 8871 0 0 ISHARES TR MRTG PLS CAP IDX 464288539 59 3900 SH DEFINED 3 0 0 3900 ISHARES TR RESIDENT PLS CAP 464288562 210 6315 SH DEFINED 3 0 0 6315 ISHARES TR FTSE KLD400 SOC 464288570 6 140 SH DEFINED 3 0 0 140 ISHARES TR FTSE KLD400 SOC 464288570 20 444 SH DEFINED 5 444 0 0 ISHARES TR BARCLYS MBS BD 464288588 24929 232870 SH DEFINED 3 0 108433 124437 ISHARES TR BARCLYS MBS BD 464288588 5 45 SH DEFINED 16 0 45 0 ISHARES TR BARCLYS MBS BD 464288588 1182 11037 SH DEFINED 885 10152 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES TR BARCLYS GOVT CR 464288596 37 350 SH DEFINED 3 0 0 350 ISHARES TR BARCLYS GOVT CR 464288596 289 2740 SH DEFINED 2740 0 0 ISHARES TR SMLL GRWTH IDX 464288604 347 4919 SH DEFINED 3 0 0 4919 ISHARES TR BARCLYS INTER GV 464288612 2247 21172 SH DEFINED 3 0 0 21172 ISHARES TR BARCLYS INTER GV 464288612 120 1133 SH DEFINED 5 1133 0 0 ISHARES TR BARCLYS CR BD 464288620 5085 49713 SH DEFINED 3 0 0 49713 ISHARES TR BARCLYS CR BD 464288620 173 1691 SH DEFINED 5 1691 0 0 ISHARES TR BARCLYS CR BD 464288620 97 950 SH DEFINED 7 0 950 0 ISHARES TR BARCLYS CR BD 464288620 113 1100 SH DEFINED 8 1000 100 0 ISHARES TR BARCLYS CR BD 464288620 331 3240 SH DEFINED 18 3240 0 0 ISHARES TR BARCLYS CR BD 464288620 286 2800 SH DEFINED 2800 0 0 ISHARES TR BARCLYS INTER CR 464288638 19191 184491 SH DEFINED 3 0 69266 115225 ISHARES TR BARCLYS INTER CR 464288638 54 520 SH DEFINED 5 520 0 0 ISHARES TR BARCLYS INTER CR 464288638 5867 56400 SH DEFINED 7 0 56400 0 ISHARES TR BARCLYS INTER CR 464288638 1033 9930 SH DEFINED 18 9930 0 0 ISHARES TR BARCLYS INTER CR 464288638 41 398 SH DEFINED 398 0 0 ISHARES TR BARCLYS 1-3YR CR 464288646 28339 270958 SH DEFINED 3 0 46620 224338 ISHARES TR BARCLYS 1-3YR CR 464288646 27 255 SH DEFINED 5 255 0 0 ISHARES TR BARCLYS 1-3YR CR 464288646 4820 46080 SH DEFINED 7 0 46080 0 ISHARES TR BARCLYS 1-3YR CR 464288646 1201 11480 SH DEFINED 8 5480 6000 0 ISHARES TR BARCLYS 1-3YR CR 464288646 678 6486 SH DEFINED 18 6486 0 0 ISHARES TR BARCLYS 1-3YR CR 464288646 25 237 SH DEFINED 237 0 0 ISHARES TR BARCLYS 10-20YR 464288653 58 535 SH DEFINED 3 0 0 535 ISHARES TR BARCLYS 10-20YR 464288653 827 7680 SH DEFINED 16 7680 0 0 ISHARES TR BARCLYS 3-7 YR 464288661 1214 10915 SH DEFINED 3 0 0 10915 ISHARES TR BARCLYS 3-7 YR 464288661 4 35 SH DEFINED 8 0 35 0 ISHARES TR BARCLYS 3-7 YR 464288661 57 509 SH DEFINED 509 0 0 ISHARES TR BARCLYS SH TREA 464288679 18572 168532 SH DEFINED 3 0 0 168532 ISHARES TR BARCLYS SH TREA 464288679 85 775 SH DEFINED 5 775 0 0 ISHARES TR BARCLYS SH TREA 464288679 30 270 SH DEFINED 8 270 0 0 ISHARES TR US PFD STK IDX 464288687 60242 1555836 SH DEFINED 3 0 1134500 421336 ISHARES TR US PFD STK IDX 464288687 385 9937 SH DEFINED 5 9937 0 0 ISHARES TR US PFD STK IDX 464288687 165 4270 SH DEFINED 8 3270 1000 0 ISHARES TR US PFD STK IDX 464288687 267 6906 SH DEFINED 18 6906 0 0 ISHARES TR S&P GLB MTRLS 464288695 1550 24379 SH DEFINED 3 0 0 24379 ISHARES TR S&P GLB MTRLS 464288695 1162 18269 SH DEFINED 5 18269 0 0 ISHARES TR S&P GLB MTRLS 464288695 22 350 SH DEFINED 7 0 350 0 ISHARES TR S&P GLB MTRLS 464288695 23 365 SH DEFINED 8 365 0 0 ISHARES TR S&P GLB MTRLS 464288695 102 1600 SH DEFINED 17 0 0 1600 ISHARES TR S&P GLB MTRLS 464288695 30 470 SH DEFINED 470 0 0 ISHARES TR SMLL VAL INDX 464288703 4133 55582 SH DEFINED 3 0 0 55582 ISHARES TR S&P GL UTILITI 464288711 1120 24511 SH DEFINED 3 0 0 24511 ISHARES TR S&P GL UTILITI 464288711 46 1000 SH DEFINED 5 1000 0 0 ISHARES TR S&P GL INDUSTR 464288729 247 5108 SH DEFINED 3 0 0 5108 ISHARES TR S&P GL INDUSTR 464288729 828 17093 SH DEFINED 5 17093 0 0 ISHARES TR S&P GL C STAPL 464288737 1082 18375 SH DEFINED 3 0 0 18375 ISHARES TR S&P GL C STAPL 464288737 26 450 SH DEFINED 5 450 0 0 ISHARES TR S&P GL CONSUME 464288745 1535 32730 SH DEFINED 3 0 0 32730 ISHARES TR S&P GL CONSUME 464288745 47 996 SH DEFINED 5 996 0 0 ISHARES TR DJ HOME CONSTN 464288752 435 32101 SH DEFINED 3 0 0 32101 ISHARES TR DJ AEROSPACE 464288760 229 3966 SH DEFINED 3 0 0 3966 ISHARES TR DJ REGIONAL BK 464288778 2310 93852 SH DEFINED 3 0 0 93852 ISHARES TR DJ REGIONAL BK 464288778 9 360 SH DEFINED 5 360 0 0 ISHARES TR DJ REGIONAL BK 464288778 37 1500 SH DEFINED 17 0 0 1500 ISHARES TR DJ INS INDX FD 464288786 2190 72220 SH DEFINED 3 0 0 72220 ISHARES TR DJ INS INDX FD 464288786 64 2100 SH DEFINED 18 2100 0 0 ISHARES TR DJ BROKER-DEAL 464288794 286 10123 SH DEFINED 3 0 0 10123 ISHARES TR DJ BROKER-DEAL 464288794 95 3345 SH DEFINED 5 3345 0 0 ISHARES TR FTSE KLD SEL SOC 464288802 10 200 SH DEFINED 3 0 0 200 ISHARES TR FTSE KLD SEL SOC 464288802 47 922 SH DEFINED 18 922 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES TR DJ MED DEVICES 464288810 1168 19992 SH DEFINED 3 0 0 19992 ISHARES TR DJ MED DEVICES 464288810 41 705 SH DEFINED 5 705 0 0 ISHARES TR DJ MED DEVICES 464288810 50 852 SH DEFINED 18 852 0 0 ISHARES TR DJ HEALTH CARE 464288828 3742 71726 SH DEFINED 3 0 0 71726 ISHARES TR DJ PHARMA INDX 464288836 3426 57377 SH DEFINED 3 0 0 57377 ISHARES TR DJ PHARMA INDX 464288836 330 5535 SH DEFINED 5 5535 0 0 ISHARES TR DJ PHARMA INDX 464288836 117 1960 SH DEFINED 1960 0 0 ISHARES TR DJ OIL EQUIP 464288844 3862 87842 SH DEFINED 3 0 0 87842 ISHARES TR DJ OIL EQUIP 464288844 39 882 SH DEFINED 18 882 0 0 ISHARES TR DJ OIL&GAS EXP 464288851 246 4526 SH DEFINED 3 0 0 4526 ISHARES TR DJ OIL&GAS EXP 464288851 50 912 SH DEFINED 18 912 0 0 ISHARES TR RSSL MCRCP IDX 464288869 3408 79386 SH DEFINED 3 15500 0 63886 ISHARES TR RSSL MCRCP IDX 464288869 5783 134700 SH DEFINED 4 0 0 134700 ISHARES TR MSCI VAL IDX 464288877 13284 262273 SH DEFINED 3 0 0 262273 ISHARES TR MSCI VAL IDX 464288877 7 135 SH DEFINED 8 135 0 0 ISHARES TR MSCI VAL IDX 464288877 151 2976 SH DEFINED 2976 0 0 ISHARES TR MSCI GRW IDX 464288885 10531 185926 SH DEFINED 3 0 100014 85912 ISHARES TR MSCI GRW IDX 464288885 17 300 SH DEFINED 5 300 0 0 ISHARES TR MSCI GRW IDX 464288885 17 300 SH DEFINED 15 300 0 0 ISHARES TR MSCI GRW IDX 464288885 297 5250 SH DEFINED 18 5250 0 0 ISHARES TR MSCI ACWI EX 464289164 155 6300 SH DEFINED 6300 0 0 ISHARES TR 2017 S&P AMTFR 464289271 10 200 SH DEFINED 3 0 0 200 ISHARES TR 2016 S&P AMTFR 464289313 16 317 SH DEFINED 3 0 0 317 ISHARES TR 2015 S&P AMTFR 464289339 32 610 SH DEFINED 3 0 0 610 ISHARES TR 2014 S&P AMTFR 464289362 48 936 SH DEFINED 3 0 0 936 ISHARES TR 2013 S&P AMTFR 464289388 38 745 SH DEFINED 3 0 0 745 ISHARES TR 2012 S&P AMTFR 464289412 92 1814 SH DEFINED 3 0 0 1814 ISHARES TR RUS200 IDX ETF 464289446 2081 76550 SH DEFINED 3 0 0 76550 ISHARES TR S&P INDIA 50 464289529 7 275 SH DEFINED 3 0 0 275 ISHARES TR S&P INDIA 50 464289529 691 25785 SH DEFINED 5 25785 0 0 ISHARES TR S&P INDIA 50 464289529 29 1100 SH DEFINED 7 0 1100 0 ISHARES TR S&P INDIA 50 464289529 112 4200 SH DEFINED 13 4200 0 0 ISHARES TR S&P GRWTH ALL 464289867 56 1900 SH DEFINED 3 0 0 1900 ISHARES TR S&P MODERATE 464289875 6 200 SH DEFINED 3 0 0 200 ISIS PHARMACEUTICALS INC COM 464330109 1106 101235 SH DEFINED 3 0 0 101235 ISIS PHARMACEUTICALS INC COM 464330109 5 502 SH DEFINED 18 502 0 0 ISLE OF CAPRI CASINOS INC COM 464592104 20 2615 SH DEFINED 2 2615 0 0 ISLE OF CAPRI CASINOS INC COM 464592104 4 540 SH DEFINED 3 0 0 540 ISLE OF CAPRI CASINOS INC COM 464592104 506 65000 SH DEFINED 4 0 0 65000 ISRAMCO INC COM NEW 465141406 20 300 SH DEFINED 5 300 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 9852 448000 SH DEFINED 1 448000 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 13536 615564 SH DEFINED 3 615564 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 2059 93649 SH DEFINED 5 93649 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 3 120 SH DEFINED 8 120 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 168 7652 SH DEFINED 15 7652 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 3 116 SH DEFINED 18 116 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 5217 237260 SH DEFINED 5;1 237260 0 0 ITC HLDGS CORP COM 465685105 155 2822 SH DEFINED 3 132 0 2690 ITC HLDGS CORP COM 465685105 176 3200 SH DEFINED 0 0 3200 ITRON INC COM 465741106 130 1789 SH DEFINED 2 1789 0 0 ITRON INC COM 465741106 1673 23055 SH DEFINED 3 15140 0 7915 ITRON INC COM 465741106 16 225 SH DEFINED 5 225 0 0 ITRON INC COM 465741106 53 735 SH DEFINED 18 735 0 0 IVANHOE ENERGY INC COM 465790103 15 4500 SH DEFINED 3 0 0 4500 IVANHOE ENERGY INC COM 465790103 1181 354593 SH DEFINED 5 354593 0 0 IVANHOE ENERGY INC COM 465790103 10 3000 SH DEFINED 8 3000 0 0 IVANHOE ENERGY INC COM 465790103 8 2500 SH DEFINED 16 2500 0 0 J & J SNACK FOODS CORP COM 466032109 284 6526 SH DEFINED 2 6526 0 0 J & J SNACK FOODS CORP COM 466032109 79 1808 SH DEFINED 3 0 0 1808 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 170 30373 SH DEFINED 3 2280 0 28093
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 18 3235 SH DEFINED 5 3235 0 0 J ALEXANDERS CORP COM 466096104 63 15000 SH DEFINED 4 0 0 15000 JABIL CIRCUIT INC COM 466313103 1018 62900 SH DEFINED 1 62900 0 0 JABIL CIRCUIT INC COM 466313103 2259 139517 SH DEFINED 2 139517 0 0 JABIL CIRCUIT INC COM 466313103 1970 121683 SH DEFINED 3 2121 0 119562 JABIL CIRCUIT INC COM 466313103 915 56514 SH DEFINED 18 56514 0 0 JACK IN THE BOX INC COM 466367109 14 600 SH DEFINED 3 0 0 600 JACK IN THE BOX INC COM 466367109 307 13035 SH DEFINED 14 13035 0 0 JACK IN THE BOX INC COM 466367109 7 300 SH DEFINED 18 300 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 2320 51338 SH DEFINED 2 51338 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 900 19917 SH DEFINED 3 1386 0 18531 JACOBS ENGR GROUP INC DEL COM 469814107 655 14500 SH DEFINED 4 0 2300 12200 JACOBS ENGR GROUP INC DEL COM 469814107 178 3945 SH DEFINED 5 3945 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 41 898 SH DEFINED 18 898 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 12 271 SH DEFINED 271 0 0 JAMES RIVER COAL CO COM NEW 470355207 67 4219 SH DEFINED 2 4219 0 0 JAMES RIVER COAL CO COM NEW 470355207 1925 121100 SH DEFINED 3 120000 0 1100 JAPAN EQUITY FD INC COM 471057109 30 5189 SH DEFINED 3 0 0 5189 JAPAN EQUITY FD INC COM 471057109 2 354 SH DEFINED 8 354 0 0 JARDEN CORP COM 471109108 68 2035 SH DEFINED 2 2035 0 0 JARDEN CORP COM 471109108 101 3024 SH DEFINED 3 234 0 2790 JARDEN CORP COM 471109108 33 1000 SH DEFINED 5 1000 0 0 JAZZ PHARMACEUTICALS INC COM 472147107 3 250 SH DEFINED 3 0 0 250 JEFFERIES GROUP INC NEW COM 472319102 597 25224 SH DEFINED 2 25224 0 0 JEFFERIES GROUP INC NEW COM 472319102 905 38248 SH DEFINED 3 36048 0 2200 JEFFERIES GROUP INC NEW COM 472319102 7 276 SH DEFINED 18 276 0 0 JEFFERSON BANCSHARES INC TEN COM 472375104 114 24000 SH DEFINED 4 0 0 24000 JETBLUE AIRWAYS CORP COM 477143101 467 83745 SH DEFINED 2 83745 0 0 JETBLUE AIRWAYS CORP COM 477143101 24 4375 SH DEFINED 3 0 0 4375 JOHN BEAN TECHNOLOGIES CORP COM 477839104 10 580 SH DEFINED 2 580 0 0 JOHN BEAN TECHNOLOGIES CORP COM 477839104 32 1838 SH DEFINED 3 0 0 1838 JOHN BEAN TECHNOLOGIES CORP COM 477839104 7173 408951 SH DEFINED 6 408951 0 0 JOHN BEAN TECHNOLOGIES CORP COM 477839104 4 237 SH DEFINED 13 237 0 0 JOHN BEAN TECHNOLOGIES CORP COM 477839104 1 74 SH DEFINED 16 74 0 0 JOHN BEAN TECHNOLOGIES CORP COM 477839104 30 1690 SH DEFINED 18 1690 0 0 JOHNSON & JOHNSON COM 478160104 196 3000 SH DEFINED 1 3000 0 0 JOHNSON & JOHNSON COM 478160104 11730 179906 SH DEFINED 2 179906 0 0 JOHNSON & JOHNSON COM 478160104 64145 983825 SH DEFINED 3 32736 36615 914474 JOHNSON & JOHNSON COM 478160104 65041 997557 SH DEFINED 5 997557 0 0 JOHNSON & JOHNSON COM 478160104 164154 2517707 SH DEFINED 6 2517707 0 0 JOHNSON & JOHNSON COM 478160104 5846 89666 SH DEFINED 7 0 89666 0 JOHNSON & JOHNSON COM 478160104 3412 52331 SH DEFINED 8 39837 12494 0 JOHNSON & JOHNSON COM 478160104 76 1165 SH DEFINED 9 1165 0 0 JOHNSON & JOHNSON COM 478160104 170 2605 SH DEFINED 10 2605 0 0 JOHNSON & JOHNSON COM 478160104 390 5980 SH DEFINED 13 5980 0 0 JOHNSON & JOHNSON COM 478160104 1400 21475 SH DEFINED 14 21475 0 0 JOHNSON & JOHNSON COM 478160104 731 11204 SH DEFINED 15 11204 0 0 JOHNSON & JOHNSON COM 478160104 611 9375 SH DEFINED 16 8775 600 0 JOHNSON & JOHNSON COM 478160104 177 2715 SH DEFINED 17 0 0 2715 JOHNSON & JOHNSON COM 478160104 7403 113538 SH DEFINED 18 113538 0 0 JOHNSON & JOHNSON COM 478160104 10670 163655 SH DEFINED 141511 22144 0 JOHNSON & JOHNSON COM 478160104 57205 877383 SH SOLE 877383 0 0 JOHNSON CTLS INC COM 478366107 990 30000 SH DEFINED 1 30000 0 0 JOHNSON CTLS INC COM 478366107 10703 324427 SH DEFINED 2 324427 0 0 JOHNSON CTLS INC COM 478366107 4167 126296 SH DEFINED 3 37754 0 88542 JOHNSON CTLS INC COM 478366107 6089 184575 SH DEFINED 4 0 82855 101720 JOHNSON CTLS INC COM 478366107 524 15879 SH DEFINED 5 15879 0 0 JOHNSON CTLS INC COM 478366107 23590 715068 SH DEFINED 6 715068 0 0 JOHNSON CTLS INC COM 478366107 49 1500 SH DEFINED 16 1500 0 0 JOHNSON CTLS INC COM 478366107 329 9965 SH DEFINED 18 9965 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- JOHNSON CTLS INC COM 478366107 7 214 SH DEFINED 214 0 0 JOHNSON CTLS INC COM 478366107 135 4100 SH SOLE 4100 0 0 JOHNSON OUTDOORS INC CL A 479167108 329 29000 SH DEFINED 4 0 0 29000 JONES APPAREL GROUP INC COM 480074103 37 1930 SH DEFINED 2 1930 0 0 JONES APPAREL GROUP INC COM 480074103 112 5870 SH DEFINED 3 0 0 5870 JOS A BANK CLOTHIERS INC COM 480838101 319 5828 SH DEFINED 3 0 0 5828 JOS A BANK CLOTHIERS INC COM 480838101 602 11000 SH DEFINED 4 0 0 11000 JOS A BANK CLOTHIERS INC COM 480838101 11 200 SH DEFINED 8 200 0 0 JOURNAL COMMUNICATIONS INC CL A 481130102 344 82000 SH DEFINED 4 0 0 82000 JOY GLOBAL INC COM 481165108 7238 127900 SH DEFINED 1 127900 0 0 JOY GLOBAL INC COM 481165108 968 17104 SH DEFINED 2 17104 0 0 JOY GLOBAL INC COM 481165108 6645 117431 SH DEFINED 3 46844 0 70587 JOY GLOBAL INC COM 481165108 116 2042 SH DEFINED 5 2042 0 0 JOY GLOBAL INC COM 481165108 509 9000 SH DEFINED 14 9000 0 0 JOY GLOBAL INC COM 481165108 1 21 SH DEFINED 15 21 0 0 JOY GLOBAL INC COM 481165108 26 460 SH DEFINED 17 0 0 460 JOY GLOBAL INC COM 481165108 208 3673 SH DEFINED 18 3673 0 0 JOY GLOBAL INC COM 481165108 26 460 SH DEFINED 460 0 0 KLA-TENCOR CORP COM 482480100 3914 126568 SH DEFINED 2 126568 0 0 KLA-TENCOR CORP COM 482480100 93 3003 SH DEFINED 3 1896 0 1107 KLA-TENCOR CORP COM 482480100 10 327 SH DEFINED 5 327 0 0 KLA-TENCOR CORP COM 482480100 6 200 SH DEFINED 18 200 0 0 K-SWISS INC CL A 482686102 12 1181 SH DEFINED 2 1181 0 0 KVH INDS INC COM 482738101 1 100 SH DEFINED 3 0 0 100 K V PHARMACEUTICAL CO CL A 482740206 1 700 SH DEFINED 2 700 0 0 K V PHARMACEUTICAL CO CL A 482740206 0 45 SH DEFINED 3 0 0 45 K V PHARMACEUTICAL CO CL A 482740206 53 30000 SH DEFINED 18 30000 0 0 KAISER ALUMINUM CORP COM PAR $0.01 483007704 9 240 SH DEFINED 3 0 0 240 KAMAN CORP COM 483548103 203 8127 SH DEFINED 2 8127 0 0 KANSAS CITY LIFE INS CO COM 484836101 537 17000 SH DEFINED 4 0 0 17000 KANSAS CITY SOUTHERN COM NEW 485170302 8793 243100 SH DEFINED 1 243100 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 133 3664 SH DEFINED 2 3664 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 1433 39629 SH DEFINED 3 27291 0 12338 KANSAS CITY SOUTHERN COM NEW 485170302 36 1000 SH DEFINED 18 1000 0 0 KAYDON CORP COM 486587108 274 7292 SH DEFINED 2 7292 0 0 KAYDON CORP COM 486587108 3 75 SH DEFINED 3 0 0 75 KAYDON CORP COM 486587108 105 2800 SH DEFINED 4 0 2800 0 KAYDON CORP COM 486587108 7 198 SH DEFINED 18 198 0 0 KAYNE ANDERSON MLP INVSMNT C COM 486606106 2922 108790 SH DEFINED 3 0 0 108790 KEEGAN RES INC COM 487275109 8983 1482400 SH DEFINED 1 1482400 0 0 KEITHLEY INSTRS INC COM 487584104 15 2300 SH DEFINED 3 0 0 2300 KELLOGG CO COM 487836108 799 14946 SH DEFINED 1 14946 0 0 KELLOGG CO COM 487836108 7449 139408 SH DEFINED 2 139408 0 0 KELLOGG CO COM 487836108 2386 44649 SH DEFINED 3 2817 0 41832 KELLOGG CO COM 487836108 13196 246980 SH DEFINED 4 0 108970 138010 KELLOGG CO COM 487836108 516 9663 SH DEFINED 5 9663 0 0 KELLOGG CO COM 487836108 214 4000 SH DEFINED 7 0 4000 0 KELLOGG CO COM 487836108 5 100 SH DEFINED 8 100 0 0 KELLOGG CO COM 487836108 267 5000 SH DEFINED 14 5000 0 0 KELLOGG CO COM 487836108 96 1800 SH DEFINED 15 1800 0 0 KELLOGG CO COM 487836108 210 3925 SH DEFINED 16 3925 0 0 KELLOGG CO COM 487836108 103 1922 SH DEFINED 18 1922 0 0 KELLOGG CO COM 487836108 3 50 SH DEFINED 50 0 0 KELLY SVCS INC CL A 488152208 144 8615 SH DEFINED 2 8615 0 0 KELLY SVCS INC CL A 488152208 2 100 SH DEFINED 7 0 100 0 KENNAMETAL INC COM 489170100 460 16341 SH DEFINED 2 16341 0 0 KENNAMETAL INC COM 489170100 649 23065 SH DEFINED 3 23015 0 50 KENNAMETAL INC COM 489170100 4 144 SH DEFINED 5 144 0 0 KENSEY NASH CORP COM 490057106 12188 517300 SH DEFINED 4 0 317770 199530 KEWAUNEE SCIENTIFIC CORP COM 492854104 99 7100 SH DEFINED 4 0 0 7100
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- KEY ENERGY SVCS INC COM 492914106 59 6139 SH DEFINED 2 6139 0 0 KEY ENERGY SVCS INC COM 492914106 197 20650 SH DEFINED 4 0 20650 0 KEY ENERGY SVCS INC COM 492914106 1 68 SH DEFINED 18 68 0 0 KEY TECHNOLOGY INC COM 493143101 1 64 SH DEFINED 3 0 0 64 KEY TECHNOLOGY INC COM 493143101 165 12000 SH DEFINED 4 0 0 12000 KEYCORP NEW COM 493267108 3855 497447 SH DEFINED 2 497447 0 0 KEYCORP NEW COM 493267108 15378 1984292 SH DEFINED 3 266961 0 1717331 KEYCORP NEW COM 493267108 1035 133579 SH DEFINED 5 133579 0 0 KEYCORP NEW COM 493267108 8 1000 SH DEFINED 8 1000 0 0 KEYCORP NEW COM 493267108 44 5630 SH DEFINED 16 5630 0 0 KEYCORP NEW COM 493267108 100 12871 SH DEFINED 18 12871 0 0 KEYCORP NEW COM 493267108 5 633 SH DEFINED 633 0 0 KEYNOTE SYS INC COM 493308100 547 48000 SH DEFINED 4 0 0 48000 KFORCE INC COM 493732101 958 63000 SH DEFINED 4 0 0 63000 KIMBALL INTL INC CL B 494274103 382 55000 SH DEFINED 4 0 0 55000 KIMBERLY CLARK CORP COM 494368103 11244 178820 SH DEFINED 2 178820 0 0 KIMBERLY CLARK CORP COM 494368103 8741 139009 SH DEFINED 3 4597 0 134412 KIMBERLY CLARK CORP COM 494368103 2186 34759 SH DEFINED 5 34759 0 0 KIMBERLY CLARK CORP COM 494368103 63 995 SH DEFINED 7 0 995 0 KIMBERLY CLARK CORP COM 494368103 81 1282 SH DEFINED 8 1282 0 0 KIMBERLY CLARK CORP COM 494368103 176 2800 SH DEFINED 14 2800 0 0 KIMBERLY CLARK CORP COM 494368103 63 1000 SH DEFINED 16 1000 0 0 KIMBERLY CLARK CORP COM 494368103 283 4500 SH DEFINED 17 0 0 4500 KIMBERLY CLARK CORP COM 494368103 809 12860 SH DEFINED 18 12860 0 0 KIMBERLY CLARK CORP COM 494368103 206 3282 SH DEFINED 282 3000 0 KIMBERLY CLARK CORP COM 494368103 2358 37500 SH SOLE 37500 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 484 7400 PUT DEFINED 3 0 0 7400 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 19788 302478 SH DEFINED 3 140000 0 162478 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 701 10716 SH DEFINED 5 10716 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 56 850 SH DEFINED 8 850 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 164 2500 SH DEFINED 15 2500 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 265 4050 SH DEFINED 16 4050 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 31 480 SH DEFINED 18 480 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 337 5146 SH DEFINED 5146 0 0 KINDRED HEALTHCARE INC COM 494580103 9 475 SH DEFINED 2 475 0 0 KINDRED HEALTHCARE INC COM 494580103 9 473 SH DEFINED 3 0 0 473 KING PHARMACEUTICALS INC COM 495582108 2354 200164 SH DEFINED 2 200164 0 0 KING PHARMACEUTICALS INC COM 495582108 81 6893 SH DEFINED 3 2780 0 4113 KING PHARMACEUTICALS INC COM 495582108 5 387 SH DEFINED 18 387 0 0 KINROSS GOLD CORP COM NO PAR 496902404 35703 2089091 SH DEFINED 1 2089091 0 0 KINROSS GOLD CORP COM NO PAR 496902404 655 38350 SH DEFINED 2 38350 0 0 KINROSS GOLD CORP COM NO PAR 496902404 959 56099 SH DEFINED 3 22350 0 33749 KINROSS GOLD CORP COM NO PAR 496902404 612 35800 CALL DEFINED 5 35800 0 0 KINROSS GOLD CORP COM NO PAR 496902404 150 8800 PUT DEFINED 5 8800 0 0 KINROSS GOLD CORP COM NO PAR 496902404 26229 1534772 SH DEFINED 5 1534772 0 0 KINROSS GOLD CORP COM NO PAR 496902404 478 27949 SH DEFINED 6 27949 0 0 KINROSS GOLD CORP COM NO PAR 496902404 103 6000 SH DEFINED 7 0 6000 0 KINROSS GOLD CORP COM NO PAR 496902404 856 50108 SH DEFINED 8 50108 0 0 KINROSS GOLD CORP COM NO PAR 496902404 3 155 SH DEFINED 9 155 0 0 KINROSS GOLD CORP COM NO PAR 496902404 59 3467 SH DEFINED 13 3467 0 0 KINROSS GOLD CORP COM NO PAR 496902404 21 1200 SH DEFINED 17 0 0 1200 KINROSS GOLD CORP COM NO PAR 496902404 19 1096 SH DEFINED 18 1096 0 0 KINROSS GOLD CORP COM NO PAR 496902404 34629 2026298 SH DEFINED 5;1 2026298 0 0 KINROSS GOLD CORP COM NO PAR 496902404 607 35518 SH DEFINED 15518 20000 0 KINROSS GOLD CORP COM NO PAR 496902404 58892 3445977 SH SOLE 3445977 0 0 KINGSWAY FINL SVCS INC COM 496904103 19 11648 SH DEFINED 5 11648 0 0 KINGSWAY FINL SVCS INC COM 496904103 21 13200 SH DEFINED 6 13200 0 0 KINGSWAY FINL SVCS INC COM 496904103 1 773 SH SOLE 773 0 0 KIRBY CORP COM 497266106 629 16492 SH DEFINED 3 15142 0 1350 KIRBY CORP COM 497266106 86 2260 SH DEFINED 0 0 2260
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- KIRKLANDS INC COM 497498105 416 19792 SH DEFINED 3 0 0 19792 KNOLL INC COM NEW 498904200 1293 114904 SH DEFINED 2 114904 0 0 KNOLL INC COM NEW 498904200 1434 127500 SH DEFINED 4 0 61400 66100 KNOLL INC COM NEW 498904200 5 450 SH DEFINED 18 450 0 0 KNIGHT CAPITAL GROUP INC CL A 499005106 326 21381 SH DEFINED 2 21381 0 0 KNIGHT CAPITAL GROUP INC CL A 499005106 10978 718950 SH DEFINED 3 718200 0 750 KNIGHT CAPITAL GROUP INC CL A 499005106 521 34100 SH DEFINED 4 0 5300 28800 KNIGHT CAPITAL GROUP INC CL A 499005106 2 114 SH DEFINED 5 114 0 0 KNIGHT CAPITAL GROUP INC CL A 499005106 5 340 SH DEFINED 18 340 0 0 KNIGHT TRANSN INC COM 499064103 53 2500 SH DEFINED 3 0 0 2500 KNIGHT TRANSN INC COM 499064103 20248 960069 SH DEFINED 4 0 762099 197970 KNOLOGY INC COM 499183804 8 601 SH DEFINED 2 601 0 0 KNOLOGY INC COM 499183804 7 525 SH DEFINED 3 0 0 525 KOHLBERG CAPITAL CORP COM 500233101 28 4924 SH DEFINED 3 0 0 4924 KOHLS CORP COM 500255104 9312 169984 SH DEFINED 2 169984 0 0 KOHLS CORP COM 500255104 2049 37410 SH DEFINED 3 29385 0 8025 KOHLS CORP COM 500255104 506 9230 SH DEFINED 4 0 9230 0 KOHLS CORP COM 500255104 1726 31500 SH DEFINED 5 31500 0 0 KOHLS CORP COM 500255104 234 4270 SH DEFINED 7 0 4270 0 KOHLS CORP COM 500255104 67 1231 SH DEFINED 8 1231 0 0 KOHLS CORP COM 500255104 274 5000 SH DEFINED 14 5000 0 0 KOHLS CORP COM 500255104 7 130 SH DEFINED 15 130 0 0 KOHLS CORP COM 500255104 107 1950 SH DEFINED 18 1950 0 0 KOHLS CORP COM 500255104 13 240 SH DEFINED 5;1 240 0 0 KOHLS CORP COM 500255104 330 6017 SH DEFINED 115 0 5902 KOHLS CORP COM 500255104 1 12 SH SOLE 12 0 0 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 274 8565 SH DEFINED 3 3200 0 5365 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 731 22837 SH DEFINED 5 22837 0 0 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 369 11523 SH DEFINED 17 0 0 11523 KOREA ELECTRIC PWR SPONSORED ADR 500631106 322 19812 SH DEFINED 2 19812 0 0 KOREA ELECTRIC PWR SPONSORED ADR 500631106 68 4189 SH DEFINED 3 0 0 4189 KOREA ELECTRIC PWR SPONSORED ADR 500631106 10 612 SH DEFINED 5 612 0 0 KOREA ELECTRIC PWR SPONSORED ADR 500631106 2 119 SH DEFINED 15 119 0 0 KOREA ELECTRIC PWR SPONSORED ADR 500631106 91 5600 SH DEFINED 16 5600 0 0 KOREA ELECTRIC PWR SPONSORED ADR 500631106 248 15274 SH DEFINED 18 15274 0 0 KOREA ELECTRIC PWR SPONSORED ADR 500631106 19 1200 SH DEFINED 1200 0 0 KOREA FD COM NEW 500634209 8 218 SH DEFINED 3 0 0 218 KOREA FD COM NEW 500634209 83 2251 SH DEFINED 16 2251 0 0 KORN FERRY INTL COM NEW 500643200 66 3736 SH DEFINED 2 3736 0 0 KRISPY KREME DOUGHNUTS INC COM 501014104 3 748 SH DEFINED 3 0 0 748 KRISPY KREME DOUGHNUTS INC COM 501014104 0 100 SH DEFINED 5 100 0 0 KROGER CO COM 501044101 7369 340207 SH DEFINED 2 340207 0 0 KROGER CO COM 501044101 1083 50000 PUT DEFINED 3 50000 0 0 KROGER CO COM 501044101 7878 363725 SH DEFINED 3 332193 0 31532 KROGER CO COM 501044101 315 14534 SH DEFINED 5 14534 0 0 KROGER CO COM 501044101 3 135 SH DEFINED 7 0 135 0 KROGER CO COM 501044101 238 11000 SH DEFINED 14 11000 0 0 KROGER CO COM 501044101 339 15644 SH DEFINED 18 15644 0 0 KROGER CO COM 501044101 1 55 SH DEFINED 5;1 55 0 0 KROGER CO COM 501044101 152 7036 SH DEFINED 4104 0 2932 KUBOTA CORP ADR 501173207 26 576 SH DEFINED 2 576 0 0 KUBOTA CORP ADR 501173207 1 25 SH DEFINED 3 0 0 25 KULICKE & SOFFA INDS INC COM 501242101 1013 139700 SH DEFINED 1 139700 0 0 KULICKE & SOFFA INDS INC COM 501242101 371 51149 SH DEFINED 3 0 0 51149 KYOCERA CORP ADR 501556203 68 700 SH DEFINED 3 0 0 700 LAN AIRLINES S A SPONSORED ADR 501723100 745 42209 SH DEFINED 2 42209 0 0 LAN AIRLINES S A SPONSORED ADR 501723100 1570 88951 SH DEFINED 3 88551 0 400 LCA-VISION INC COM PAR $.001 501803308 0 48 SH DEFINED 3 0 0 48 LKQ CORP COM 501889208 543 26747 SH DEFINED 2 26747 0 0 LKQ CORP COM 501889208 846 41685 SH DEFINED 3 39937 0 1748
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- LKQ CORP COM 501889208 24409 1202406 SH DEFINED 4 0 913686 288720 LKQ CORP COM 501889208 18 891 SH DEFINED 18 891 0 0 LMI AEROSPACE INC COM 502079106 2530 136173 SH DEFINED 3 136173 0 0 LSB INDS INC COM 502160104 3 200 SH DEFINED 3 0 0 200 LSI CORPORATION COM 502161102 995 162600 SH DEFINED 1 162600 0 0 LSI CORPORATION COM 502161102 1544 252216 SH DEFINED 2 252216 0 0 LSI CORPORATION COM 502161102 338 55152 SH DEFINED 3 7239 0 47913 LSI CORPORATION COM 502161102 0 72 SH DEFINED 5 72 0 0 LSI CORPORATION COM 502161102 0 19 SH DEFINED 7 0 19 0 LSI CORPORATION COM 502161102 13 2136 SH DEFINED 14 2136 0 0 LSI CORPORATION COM 502161102 31 5023 SH DEFINED 15 5023 0 0 LSI CORPORATION COM 502161102 3 446 SH DEFINED 16 446 0 0 LSI CORPORATION COM 502161102 1 130 SH DEFINED 130 0 0 LTC PPTYS INC COM 502175102 219 8104 SH DEFINED 2 8104 0 0 LTC PPTYS INC COM 502175102 35 1300 SH DEFINED 3 0 0 1300 LTX-CREDENCE CORP COM 502403108 6 2000 SH DEFINED 3 0 0 2000 LTX-CREDENCE CORP COM 502403108 55 18387 SH DEFINED 18387 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 8337 90985 SH DEFINED 2 90985 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 916 10000 PUT DEFINED 3 10000 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 1879 20504 SH DEFINED 3 1280 0 19224 L-3 COMMUNICATIONS HLDGS INC COM 502424104 2048 22348 SH DEFINED 5 22348 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 2 25 SH DEFINED 7 0 25 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 71 775 SH DEFINED 8 775 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 697 7605 SH DEFINED 10 7605 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 42 462 SH DEFINED 15 462 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 83 905 SH DEFINED 17 0 0 905 L-3 COMMUNICATIONS HLDGS INC COM 502424104 209 2277 SH DEFINED 18 2277 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 358 3909 SH DEFINED 2308 0 1601 L-3 COMMUNICATIONS HLDGS INC COM 502424104 132 1440 SH SOLE 1440 0 0 LA BARGE INC COM 502470107 6953 629194 SH DEFINED 4 0 166300 462894 LABOPHARM INC COM 504905100 54 37494 SH DEFINED 5 37494 0 0 LABOPHARM INC COM 504905100 33 23000 SH DEFINED 7 0 23000 0 LA Z BOY INC COM 505336107 878 70000 SH DEFINED 4 0 0 70000 LABRANCHE & CO INC COM 505447102 6 1227 SH DEFINED 3 0 0 1227 LABRANCHE & CO INC COM 505447102 299 56930 SH DEFINED 4 0 0 56930 LACLEDE GROUP INC COM 505597104 40 1183 SH DEFINED 3 0 0 1183 LACROSSE FOOTWEAR INC COM 505688101 7 453 SH DEFINED 3 0 0 453 LADISH INC COM NEW 505754200 373 18500 SH DEFINED 3 18000 0 500 LADISH INC COM NEW 505754200 746 37000 SH DEFINED 4 0 0 37000 LAKELAND FINL CORP COM 511656100 10 522 SH DEFINED 18 522 0 0 LAKELAND INDS INC COM 511795106 496 58310 SH DEFINED 4 0 0 58310 LAM RESEARCH CORP COM 512807108 286 7665 SH DEFINED 2 7665 0 0 LAM RESEARCH CORP COM 512807108 1599 42839 SH DEFINED 3 35949 0 6890 LAM RESEARCH CORP COM 512807108 5 131 SH DEFINED 5 131 0 0 LAMAR ADVERTISING CO CL A 512815101 1031 30000 PUT DEFINED 3 30000 0 0 LAMAR ADVERTISING CO CL A 512815101 1614 46982 SH DEFINED 3 46982 0 0 LANCASTER COLONY CORP COM 513847103 608 10313 SH DEFINED 2 10313 0 0 LANCASTER COLONY CORP COM 513847103 79 1336 SH DEFINED 3 0 0 1336 LANCE INC COM 514606102 197 8518 SH DEFINED 3 0 0 8518 LANDEC CORP COM 514766104 10 1500 SH DEFINED 3 0 0 1500 LANDEC CORP COM 514766104 1544 232900 SH DEFINED 4 0 38300 194600 LANDEC CORP COM 514766104 4 549 SH DEFINED 18 549 0 0 LANDSTAR SYS INC COM 515098101 1778 42365 SH DEFINED 3 39152 0 3213 LANDSTAR SYS INC COM 515098101 8236 196188 SH DEFINED 4 0 145908 50280 LANDSTAR SYS INC COM 515098101 0 10 SH DEFINED 18 10 0 0 LANNET INC COM 516012101 128 30000 SH DEFINED 4 0 0 30000 LAS VEGAS SANDS CORP COM 517834107 1230 58169 SH DEFINED 2 58169 0 0 LAS VEGAS SANDS CORP COM 517834107 4325 204512 SH DEFINED 3 154693 0 49819 LAS VEGAS SANDS CORP COM 517834107 275 13000 SH DEFINED 5 13000 0 0 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 5 205 SH DEFINED 3 0 0 205
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- LASALLE HOTEL PPTYS COM SH BEN INT 517942108 2113 90700 SH DEFINED 4 0 38500 52200 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 6 278 SH DEFINED 18 278 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 224 61000 SH DEFINED 1 61000 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 28 7618 SH DEFINED 2 7618 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 97 26450 SH DEFINED 3 0 0 26450 LATTICE SEMICONDUCTOR CORP COM 518415104 7 1870 SH DEFINED 18 1870 0 0 LAUDER ESTEE COS INC CL A 518439104 1018 15700 SH DEFINED 1 15700 0 0 LAUDER ESTEE COS INC CL A 518439104 3140 48405 SH DEFINED 2 48405 0 0 LAUDER ESTEE COS INC CL A 518439104 96 1482 SH DEFINED 3 1287 0 195 LAUDER ESTEE COS INC CL A 518439104 19 300 SH DEFINED 5 300 0 0 LAUDER ESTEE COS INC CL A 518439104 26 400 SH DEFINED 9 400 0 0 LAUDER ESTEE COS INC CL A 518439104 32 500 SH DEFINED 15 500 0 0 LAUDER ESTEE COS INC CL A 518439104 4 60 SH DEFINED 18 60 0 0 LAUDER ESTEE COS INC CL A 518439104 100 1534 SH DEFINED 1534 0 0 LAYNE CHRISTENSEN CO COM 521050104 43 1608 SH DEFINED 2 1608 0 0 LAYNE CHRISTENSEN CO COM 521050104 238 8900 SH DEFINED 3 8900 0 0 LAYNE CHRISTENSEN CO COM 521050104 18 684 SH DEFINED 18 684 0 0 LAZARD WORLD DIVID & INCOME COM 521076109 82 6829 SH DEFINED 3 0 0 6829 LAZARE KAPLAN INTL INC COM 521078105 238 95270 SH DEFINED 4 0 0 95270 LEAP WIRELESS INTL INC COM NEW 521863308 531 32458 SH DEFINED 3 32358 0 100 LEAP WIRELESS INTL INC COM NEW 521863308 20 1203 SH DEFINED 18 1203 0 0 LEAR CORP COM NEW 521865204 1190 15000 SH DEFINED 3 15000 0 0 LEARNING TREE INTL INC COM 522015106 7 473 SH DEFINED 3 0 0 473 LEARNING TREE INTL INC COM 522015106 4 305 SH DEFINED 16 0 305 0 LECG CORP COM 523234102 191 64000 SH DEFINED 4 0 0 64000 LEGGETT & PLATT INC COM 524660107 805 37209 SH DEFINED 2 37209 0 0 LEGGETT & PLATT INC COM 524660107 96 4428 SH DEFINED 3 1643 0 2785 LEGGETT & PLATT INC COM 524660107 29 1360 SH DEFINED 5 1360 0 0 LEGACY RESERVES LP UNIT LP INT 524707304 5802 251939 SH DEFINED 3 0 0 251939 LEGACY RESERVES LP UNIT LP INT 524707304 69 3000 SH DEFINED 8 3000 0 0 LEGG MASON INC COM 524901105 2244 78259 SH DEFINED 2 78259 0 0 LEGG MASON INC COM 524901105 348 12122 SH DEFINED 3 1790 0 10332 LEGG MASON INC COM 524901105 33 1150 SH DEFINED 5 1150 0 0 LEGG MASON INC COM 524901105 6 200 SH DEFINED 8 200 0 0 LEGG MASON INC COM 524901105 68 2382 SH DEFINED 18 2382 0 0 LENNAR CORP CL A 526057104 430 25000 SH DEFINED 1 25000 0 0 LENNAR CORP CL A 526057104 2077 120701 SH DEFINED 2 120701 0 0 LENNAR CORP CL A 526057104 6024 350000 CALL DEFINED 3 350000 0 0 LENNAR CORP CL A 526057104 104 6035 SH DEFINED 3 1781 0 4254 LENNAR CORP CL A 526057104 76 4400 SH DEFINED 5 4400 0 0 LENNAR CORP CL A 526057104 3 175 SH DEFINED 8 175 0 0 LENNAR CORP CL B 526057302 13 923 SH DEFINED 2 923 0 0 LENNAR CORP CL B 526057302 4155 297826 SH DEFINED 3 297826 0 0 LENNOX INTL INC COM 526107107 574 12954 SH DEFINED 2 12954 0 0 LENNOX INTL INC COM 526107107 3973 89649 SH DEFINED 3 13824 0 75825 LEUCADIA NATL CORP COM 527288104 2868 115581 SH DEFINED 2 115581 0 0 LEUCADIA NATL CORP COM 527288104 1057 42597 SH DEFINED 3 24299 0 18298 LEUCADIA NATL CORP COM 527288104 1414 57002 SH DEFINED 5 57002 0 0 LEUCADIA NATL CORP COM 527288104 20 800 SH DEFINED 8 800 0 0 LEUCADIA NATL CORP COM 527288104 72 2900 SH DEFINED 16 2900 0 0 LEUCADIA NATL CORP COM 527288104 82 3300 SH DEFINED 18 3300 0 0 LEUCADIA NATL CORP COM 527288104 820 33053 SH DEFINED 33053 0 0 LEXICON PHARMACEUTICALS INC COM 528872104 0 110 SH DEFINED 3 0 0 110 LEXINGTON REALTY TRUST COM 529043101 16 2527 SH DEFINED 3 0 0 2527 LEXINGTON REALTY TRUST PFD CONV SER C 529043309 5 125 PRN DEFINED 3 0 0 125 LEXMARK INTL NEW CL A 529771107 1645 45600 SH DEFINED 1 45600 0 0 LEXMARK INTL NEW CL A 529771107 1499 41552 SH DEFINED 2 41552 0 0 LEXMARK INTL NEW CL A 529771107 82 2271 SH DEFINED 3 862 0 1409 LEXMARK INTL NEW CL A 529771107 6 156 SH DEFINED 5 156 0 0 LIBERTY ALL-STAR GROWTH FD I COM 529900102 4 1000 SH DEFINED 3 0 0 1000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 50 10575 SH DEFINED 3 0 0 10575 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 154 32550 SH DEFINED 18 32550 0 0 LIBERTY GLOBAL INC COM SER A 530555101 28496 977233 SH DEFINED 3 972375 0 4858 LIBERTY GLOBAL INC COM SER A 530555101 1849 63404 SH DEFINED 16 63404 0 0 LIBERTY GLOBAL INC COM SER A 530555101 1 46 SH DEFINED 18 46 0 0 LIBERTY GLOBAL INC COM SER C 530555309 2 70 SH DEFINED 3 0 0 70 LIBERTY GLOBAL INC COM SER C 530555309 490 16950 SH DEFINED 16 16950 0 0 LIBERTY PPTY TR SH BEN INT 531172104 1135 33442 SH DEFINED 3 31717 0 1725 LIGHTPATH TECHNOLOGIES INC CL A NEW 532257805 1 350 SH DEFINED 16 350 0 0 LIHIR GOLD LTD SPONSORED ADR 532349107 8 278 SH DEFINED 3 0 0 278 LIHIR GOLD LTD SPONSORED ADR 532349107 26090 926500 SH OTHER S;6 926500 0 0 LILLY ELI & CO COM 532457108 2646 73067 SH DEFINED 2 73067 0 0 LILLY ELI & CO COM 532457108 16043 442930 SH DEFINED 3 18867 66067 357996 LILLY ELI & CO COM 532457108 3430 94711 SH DEFINED 5 94711 0 0 LILLY ELI & CO COM 532457108 54 1500 SH DEFINED 7 0 1500 0 LILLY ELI & CO COM 532457108 146 4035 SH DEFINED 8 4035 0 0 LILLY ELI & CO COM 532457108 190 5235 SH DEFINED 15 5235 0 0 LILLY ELI & CO COM 532457108 208 5733 SH DEFINED 16 5733 0 0 LILLY ELI & CO COM 532457108 2569 70929 SH DEFINED 18 70929 0 0 LILLY ELI & CO COM 532457108 166 4586 SH DEFINED 3984 602 0 LILLY ELI & CO COM 532457108 12047 332600 SH SOLE 332600 0 0 LIMITED BRANDS INC COM 532716107 74 3000 SH DEFINED 1 3000 0 0 LIMITED BRANDS INC COM 532716107 3281 133247 SH DEFINED 2 133247 0 0 LIMITED BRANDS INC COM 532716107 417 16941 SH DEFINED 3 3010 0 13931 LIMITED BRANDS INC COM 532716107 260 10557 SH DEFINED 5 10557 0 0 LIMITED BRANDS INC COM 532716107 1823 74036 SH DEFINED 7 0 74036 0 LIMITED BRANDS INC COM 532716107 110 4480 SH DEFINED 8 0 4480 0 LIMITED BRANDS INC COM 532716107 221 8974 SH DEFINED 10 8974 0 0 LIMITED BRANDS INC COM 532716107 10 395 SH DEFINED 15 395 0 0 LIMITED BRANDS INC COM 532716107 5 194 SH DEFINED 18 194 0 0 LIMITED BRANDS INC COM 532716107 17 700 SH DEFINED 700 0 0 LIMITED BRANDS INC COM 532716107 87 3535 SH SOLE 3535 0 0 LIN TV CORP CL A 532774106 55 9594 SH DEFINED 3 0 0 9594 LINCARE HLDGS INC COM 532791100 103 2300 SH DEFINED 1 2300 0 0 LINCARE HLDGS INC COM 532791100 943 21015 SH DEFINED 3 18659 0 2356 LINCARE HLDGS INC COM 532791100 33 725 SH DEFINED 5 725 0 0 LINCOLN EDL SVCS CORP COM 533535100 203 8042 SH DEFINED 2 8042 0 0 LINCOLN EDL SVCS CORP COM 533535100 261 10304 SH DEFINED 3 0 0 10304 LINCOLN EDL SVCS CORP COM 533535100 7 280 SH DEFINED 18 280 0 0 LINCOLN ELEC HLDGS INC COM 533900106 956 17587 SH DEFINED 3 11931 0 5656 LINCOLN ELEC HLDGS INC COM 533900106 7 134 SH DEFINED 18 134 0 0 LINCOLN NATL CORP IND COM 534187109 212 6900 SH DEFINED 1 6900 0 0 LINCOLN NATL CORP IND COM 534187109 4355 141869 SH DEFINED 2 141869 0 0 LINCOLN NATL CORP IND COM 534187109 809 26353 SH DEFINED 3 7802 0 18551 LINCOLN NATL CORP IND COM 534187109 7483 243745 SH DEFINED 4 0 106795 136950 LINCOLN NATL CORP IND COM 534187109 107 3500 SH DEFINED 5 3500 0 0 LINCOLN NATL CORP IND COM 534187109 3 90 SH DEFINED 8 90 0 0 LINCOLN NATL CORP IND COM 534187109 490 15949 SH DEFINED 10 15949 0 0 LINCOLN NATL CORP IND COM 534187109 166 5402 SH DEFINED 18 5402 0 0 LINCOLN NATL CORP IND COM 534187109 20 654 SH DEFINED 654 0 0 LINCOLN NATL CORP IND COM 534187109 15 480 SH SOLE 480 0 0 LINDSAY CORP COM 535555106 7 181 SH DEFINED 2 181 0 0 LINDSAY CORP COM 535555106 282 6800 SH DEFINED 3 6800 0 0 LINEAR TECHNOLOGY CORP COM 535678106 5230 185131 SH DEFINED 2 185131 0 0 LINEAR TECHNOLOGY CORP COM 535678106 809 28641 SH DEFINED 3 2468 0 26173 LINEAR TECHNOLOGY CORP COM 535678106 15 522 SH DEFINED 15 522 0 0 LINEAR TECHNOLOGY CORP COM 535678106 3 100 SH DEFINED 18 100 0 0 LINEAR TECHNOLOGY CORP COM 535678106 316 11177 SH DEFINED 11177 0 0 LIONS GATE ENTMNT CORP COM NEW 535919203 4 600 SH DEFINED 3 0 0 600 LIONS GATE ENTMNT CORP COM NEW 535919203 6 1000 SH DEFINED 8 1000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- LINKTONE LTD ADR 535925101 34 20000 SH DEFINED 14 20000 0 0 LINKTONE LTD ADR 535925101 7 4034 SH DEFINED 4034 0 0 LINN ENERGY LLC UNIT LTD LIAB 536020100 407 15818 SH DEFINED 2 15818 0 0 LINN ENERGY LLC UNIT LTD LIAB 536020100 8586 333842 SH DEFINED 3 0 0 333842 LINN ENERGY LLC UNIT LTD LIAB 536020100 57 2230 SH DEFINED 5 2230 0 0 LINN ENERGY LLC UNIT LTD LIAB 536020100 224 8700 SH DEFINED 18 8700 0 0 LIONBRIDGE TECHNOLOGIES INC COM 536252109 2539 699438 SH DEFINED 4 0 175200 524238 LITHIA MTRS INC CL A 536797103 1 154 SH DEFINED 2 154 0 0 LITHIA MTRS INC CL A 536797103 59 9250 SH DEFINED 3 0 0 9250 LITHIA MTRS INC CL A 536797103 160 25000 SH DEFINED 4 0 0 25000 LITTELFUSE INC COM 537008104 117 3071 SH DEFINED 2 3071 0 0 LITTELFUSE INC COM 537008104 6 162 SH DEFINED 3 0 0 162 LIVE NATION ENTERTAINMENT IN COM 538034109 18 1244 SH DEFINED 3 0 0 1244 LIVE NATION ENTERTAINMENT IN COM 538034109 317 21831 SH DEFINED 5 21831 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 5 313 SH DEFINED 8 313 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 18 1250 SH DEFINED 16 1250 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 61 4200 SH DEFINED 18 4200 0 0 LIVEPERSON INC COM 538146101 160 20844 SH DEFINED 3 0 0 20844 LIVEPERSON INC COM 538146101 38 5000 SH DEFINED 5 5000 0 0 LIZ CLAIBORNE INC COM 539320101 10 1400 SH DEFINED 3 0 0 1400 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 461 119700 SH DEFINED 3 115700 0 4000 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 16 4107 SH DEFINED 5 4107 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 6 1537 SH DEFINED 7 0 1537 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 1 307 SH DEFINED 8 307 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 3 794 SH DEFINED 13 794 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 9 2357 SH DEFINED 2357 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 0 30 SH SOLE 30 0 0 LO-JACK CORP COM 539451104 0 100 SH DEFINED 3 0 0 100 LOCKHEED MARTIN CORP COM 539830109 1673 20100 SH DEFINED 1 20100 0 0 LOCKHEED MARTIN CORP COM 539830109 13698 164601 SH DEFINED 2 164601 0 0 LOCKHEED MARTIN CORP COM 539830109 116508 1400000 CALL DEFINED 3 1400000 0 0 LOCKHEED MARTIN CORP COM 539830109 8971 107799 SH DEFINED 3 86495 0 21304 LOCKHEED MARTIN CORP COM 539830109 301 3614 SH DEFINED 5 3614 0 0 LOCKHEED MARTIN CORP COM 539830109 241 2900 SH DEFINED 8 2900 0 0 LOCKHEED MARTIN CORP COM 539830109 250 3000 SH DEFINED 14 3000 0 0 LOCKHEED MARTIN CORP COM 539830109 43 520 SH DEFINED 16 500 20 0 LOCKHEED MARTIN CORP COM 539830109 853 10250 SH DEFINED 18 10250 0 0 LOCKHEED MARTIN CORP COM 539830109 384 4620 SH DEFINED 476 4144 0 LODGENET INTERACTIVE CORP COM 540211109 12 1700 SH DEFINED 3 1700 0 0 LOEWS CORP COM 540424108 7315 196221 SH DEFINED 2 196221 0 0 LOEWS CORP COM 540424108 26630 714329 SH DEFINED 3 693765 0 20564 LOEWS CORP COM 540424108 60 1620 SH DEFINED 5 1620 0 0 LOEWS CORP COM 540424108 125 3355 SH DEFINED 8 3355 0 0 LOEWS CORP COM 540424108 1 26 SH DEFINED 15 26 0 0 LOEWS CORP COM 540424108 421 11290 SH DEFINED 18 11290 0 0 LOOPNET INC COM 543524300 2 166 SH DEFINED 3 0 0 166 LORILLARD INC COM 544147101 8042 106886 SH DEFINED 2 106886 0 0 LORILLARD INC COM 544147101 2356 31308 SH DEFINED 3 1809 0 29499 LORILLARD INC COM 544147101 523 6951 SH DEFINED 5 6951 0 0 LORILLARD INC COM 544147101 66 873 SH DEFINED 8 873 0 0 LORILLARD INC COM 544147101 756 10043 SH DEFINED 15 10043 0 0 LORILLARD INC COM 544147101 34 450 SH DEFINED 18 450 0 0 LORILLARD INC COM 544147101 119 1580 SH DEFINED 0 0 1580 LOUISIANA PAC CORP COM 546347105 5411 597900 SH DEFINED 1 597900 0 0 LOUISIANA PAC CORP COM 546347105 295 32600 SH DEFINED 2 32600 0 0 LOUISIANA PAC CORP COM 546347105 1810 200000 CALL DEFINED 3 200000 0 0 LOUISIANA PAC CORP COM 546347105 1361 150355 SH DEFINED 3 145000 0 5355 LOUISIANA PAC CORP COM 546347105 9 1000 SH DEFINED 5 1000 0 0 LOUISIANA PAC CORP COM 546347105 0 34 SH DEFINED 18 34 0 0 LOWES COS INC COM 548661107 2346 96800 SH DEFINED 1 96800 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- LOWES COS INC COM 548661107 19167 790734 SH DEFINED 2 790734 0 0 LOWES COS INC COM 548661107 1212 50000 CALL DEFINED 3 50000 0 0 LOWES COS INC COM 548661107 4935 203600 PUT DEFINED 3 203600 0 0 LOWES COS INC COM 548661107 7730 318915 SH DEFINED 3 131280 0 187635 LOWES COS INC COM 548661107 1248 51482 SH DEFINED 5 51482 0 0 LOWES COS INC COM 548661107 548 22625 SH DEFINED 7 0 22625 0 LOWES COS INC COM 548661107 47 1949 SH DEFINED 8 849 1100 0 LOWES COS INC COM 548661107 355 14636 SH DEFINED 10 14636 0 0 LOWES COS INC COM 548661107 275 11340 SH DEFINED 17 0 0 11340 LOWES COS INC COM 548661107 690 28458 SH DEFINED 18 28458 0 0 LOWES COS INC COM 548661107 255 10500 SH DEFINED 1100 9400 0 LOWES COS INC COM 548661107 2763 113977 SH SOLE 113977 0 0 LUBRIZOL CORP COM 549271104 2963 32300 SH DEFINED 1 32300 0 0 LUBRIZOL CORP COM 549271104 1989 21683 SH DEFINED 3 19194 0 2489 LUBRIZOL CORP COM 549271104 11878 129505 SH DEFINED 4 0 59000 70505 LUBRIZOL CORP COM 549271104 1170 12760 SH DEFINED 5 12760 0 0 LUBRIZOL CORP COM 549271104 124 1354 SH DEFINED 8 1354 0 0 LUBRIZOL CORP COM 549271104 28 310 SH DEFINED 15 310 0 0 LUBRIZOL CORP COM 549271104 4 40 SH DEFINED 18 40 0 0 LUBYS INC COM 549282101 359 91000 SH DEFINED 4 0 0 91000 LUFKIN INDS INC COM 549764108 871 11000 SH DEFINED 3 0 0 11000 LUFKIN INDS INC COM 549764108 712 9000 SH DEFINED 4 0 0 9000 LULULEMON ATHLETICA INC COM 550021109 71 1713 SH DEFINED 3 0 0 1713 LULULEMON ATHLETICA INC COM 550021109 784 18900 CALL DEFINED 5 18900 0 0 LULULEMON ATHLETICA INC COM 550021109 2505 60383 SH DEFINED 5 60383 0 0 LULULEMON ATHLETICA INC COM 550021109 25 600 SH DEFINED 8 600 0 0 LYDALL INC DEL COM 550819106 518 66000 SH DEFINED 4 0 0 66000 M & F WORLDWIDE CORP COM 552541104 44 1440 SH DEFINED 2 1440 0 0 M & F WORLDWIDE CORP COM 552541104 19 618 SH DEFINED 3 0 220 398 M D C HLDGS INC COM 552676108 240 6925 SH DEFINED 2 6925 0 0 M D C HLDGS INC COM 552676108 712 20584 SH DEFINED 3 19633 0 951 M D C HLDGS INC COM 552676108 17 480 SH DEFINED 15 480 0 0 M D C HLDGS INC COM 552676108 11 305 SH DEFINED 16 0 305 0 MDU RES GROUP INC COM 552690109 3559 164900 SH DEFINED 1 164900 0 0 MDU RES GROUP INC COM 552690109 310 14354 SH DEFINED 2 14354 0 0 MDU RES GROUP INC COM 552690109 2187 101324 SH DEFINED 3 52736 0 48588 MDU RES GROUP INC COM 552690109 6197 287160 SH DEFINED 4 0 104345 182815 MDU RES GROUP INC COM 552690109 0 10 SH DEFINED 18 10 0 0 MEMC ELECTR MATLS INC COM 552715104 1356 88444 SH DEFINED 2 88444 0 0 MEMC ELECTR MATLS INC COM 552715104 305 19902 SH DEFINED 3 2504 0 17398 MEMC ELECTR MATLS INC COM 552715104 18 1173 SH DEFINED 5 1173 0 0 MEMC ELECTR MATLS INC COM 552715104 1 43 SH DEFINED 8 43 0 0 MEMC ELECTR MATLS INC COM 552715104 49 3180 SH DEFINED 13 3180 0 0 MEMC ELECTR MATLS INC COM 552715104 13 840 SH DEFINED 16 0 840 0 MEMC ELECTR MATLS INC COM 552715104 4 260 SH DEFINED 18 260 0 0 MFS CHARTER INCOME TR SH BEN INT 552727109 196 20891 SH DEFINED 3 0 0 20891 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 331 49748 SH DEFINED 3 0 0 49748 MFS MUN INCOME TR SH BEN INT 552738106 8 1200 SH DEFINED 3 0 0 1200 MGIC INVT CORP WIS COM 552848103 109 9900 SH DEFINED 2 9900 0 0 MGIC INVT CORP WIS COM 552848103 10101 920796 SH DEFINED 3 730000 0 190796 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 169 22146 SH DEFINED 3 0 0 22146 MGM MIRAGE COM 552953101 968 80694 SH DEFINED 2 80694 0 0 MGM MIRAGE COM 552953101 660 55021 SH DEFINED 3 7677 0 47344 MGM MIRAGE COM 552953101 132 11000 SH DEFINED 5 11000 0 0 MGM MIRAGE COM 552953101 4901 408380 SH DEFINED 7 0 408380 0 MGM MIRAGE COM 552953101 211 17606 SH DEFINED 8 250 17356 0 MGM MIRAGE COM 552953101 29 2390 SH DEFINED 15 2390 0 0 MGM MIRAGE COM 552953101 6 525 SH DEFINED 18 525 0 0 MSC INDL DIRECT INC CL A 553530106 638 12572 SH DEFINED 3 12407 0 165 MSC INDL DIRECT INC CL A 553530106 1111 21900 SH DEFINED 4 0 3600 18300
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MTR GAMING GROUP INC COM 553769100 4 2000 SH DEFINED 3 0 0 2000 MTS SYS CORP COM 553777103 61 2095 SH DEFINED 2 2095 0 0 MTS SYS CORP COM 553777103 15 500 SH DEFINED 3 0 0 500 MVC CAPITAL INC COM 553829102 221 16281 SH DEFINED 3 0 0 16281 MV OIL TR TR UNITS 553859109 6951 275190 SH DEFINED 3 265096 0 10094 MAC-GRAY CORP COM 554153106 1739 154034 SH DEFINED 4 0 24404 129630 MACERICH CO COM 554382101 1 26 SH DEFINED 1 26 0 0 MACERICH CO COM 554382101 4385 114465 SH DEFINED 3 28018 0 86447 MACERICH CO COM 554382101 198 5178 SH DEFINED 5 5178 0 0 MACK CALI RLTY CORP COM 554489104 72 2050 SH DEFINED 2 2050 0 0 MACK CALI RLTY CORP COM 554489104 784 22241 SH DEFINED 3 22141 0 100 MACK CALI RLTY CORP COM 554489104 29 828 SH DEFINED 18 828 0 0 MAD CATZ INTERACTIVE INC COM 556162105 1 1600 SH DEFINED 5 1600 0 0 MAD CATZ INTERACTIVE INC COM 556162105 0 800 SH DEFINED 7 0 800 0 MADDEN STEVEN LTD COM 556269108 34 700 SH DEFINED 1 700 0 0 MADDEN STEVEN LTD COM 556269108 590 12095 SH DEFINED 3 0 0 12095 MADDEN STEVEN LTD COM 556269108 1435 29400 SH DEFINED 4 0 12900 16500 MADDEN STEVEN LTD COM 556269108 4 86 SH DEFINED 18 86 0 0 MADISON CLAYMORE CALL &EQTY COM 556582104 46 4846 SH DEFINED 3 0 0 4846 MADISON STRTG SECTOR PREM FD COM 558268108 186 14609 SH DEFINED 3 0 0 14609 MAGELLAN HEALTH SVCS INC COM NEW 559079207 559 12852 SH DEFINED 2 12852 0 0 MAGELLAN HEALTH SVCS INC COM NEW 559079207 3 62 SH DEFINED 3 0 0 62 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 13421 282375 SH DEFINED 3 48162 0 234213 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 25 522 SH DEFINED 5 522 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 19 405 SH DEFINED 15 405 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 14 305 SH DEFINED 305 0 0 MAGIC SOFTWARE ENTERPRISES L ORD 559166103 5 2000 SH DEFINED 5 2000 0 0 MAGMA DESIGN AUTOMATION COM 559181102 1 243 SH DEFINED 5 243 0 0 MAGNA INTL INC CL A 559222401 69826 1128950 SH DEFINED 1 1128950 0 0 MAGNA INTL INC CL A 559222401 102 1646 SH DEFINED 3 0 0 1646 MAGNA INTL INC CL A 559222401 555 8980 SH DEFINED 5 8980 0 0 MAGNA INTL INC CL A 559222401 149087 2410458 SH DEFINED 6 2410458 0 0 MAGNA INTL INC CL A 559222401 16183 261649 SH DEFINED 7 0 261649 0 MAGNA INTL INC CL A 559222401 214 3455 SH DEFINED 8 0 3455 0 MAGNA INTL INC CL A 559222401 495 8002 SH DEFINED 10 8002 0 0 MAGNA INTL INC CL A 559222401 2 29 SH DEFINED 15 29 0 0 MAGNA INTL INC CL A 559222401 198 3200 SH DEFINED 18 3200 0 0 MAGNA INTL INC CL A 559222401 3 45 SH DEFINED 5;1 45 0 0 MAGNA INTL INC CL A 559222401 4 60 SH DEFINED 60 0 0 MAGNA INTL INC CL A 559222401 88407 1429384 SH SOLE 1429384 0 0 MAGYAR TELEKOM TELECOMMUNS P SPONSORED ADR 559776109 53 2560 SH DEFINED 3 0 0 2560 MAGYAR TELEKOM TELECOMMUNS P SPONSORED ADR 559776109 10 500 SH DEFINED 5 500 0 0 MAINE & MARITIMES CORP COM 560377103 15 340 SH DEFINED 3 0 0 340 MAINE & MARITIMES CORP COM 560377103 216 4900 SH DEFINED 4 0 0 4900 MAJESCO ENTERTAINMENT CO COM NEW 560690208 3 2959 SH DEFINED 3 0 0 2959 MAKITA CORP ADR NEW 560877300 41 1250 SH DEFINED 3 0 0 1250 MAKITA CORP ADR NEW 560877300 4 123 SH DEFINED 15 123 0 0 MANAGED HIGH YIELD PLUS FD I COM 561911108 11 5000 SH DEFINED 8 5000 0 0 MANHATTAN ASSOCS INC COM 562750109 330 12938 SH DEFINED 2 12938 0 0 MANHATTAN ASSOCS INC COM 562750109 8820 346149 SH DEFINED 4 0 275169 70980 MANHATTAN ASSOCS INC COM 562750109 3 118 SH DEFINED 18 118 0 0 MANITOWOC INC COM 563571108 910 70000 CALL DEFINED 3 70000 0 0 MANITOWOC INC COM 563571108 7286 560449 SH DEFINED 3 180347 0 380102 MANITOWOC INC COM 563571108 106 8150 SH DEFINED 5 8150 0 0 MANITOWOC INC COM 563571108 26 2000 SH DEFINED 7 0 2000 0 MANITOWOC INC COM 563571108 23 1800 SH DEFINED 15 1800 0 0 MANITOWOC INC COM 563571108 39 3000 SH DEFINED 3000 0 0 MANNATECH INC COM 563771104 1 300 SH DEFINED 3 0 0 300 MANNATECH INC COM 563771104 1 217 SH DEFINED 5 217 0 0 MANTECH INTL CORP CL A 564563104 640 13100 SH DEFINED 2 13100 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MANTECH INTL CORP CL A 564563104 198 4061 SH DEFINED 3 0 0 4061 MANTECH INTL CORP CL A 564563104 601 12300 SH DEFINED 4 0 1900 10400 MANTECH INTL CORP CL A 564563104 6 127 SH DEFINED 5 127 0 0 MARATHON OIL CORP COM 565849106 5157 162978 SH DEFINED 3 7826 159 154993 MARATHON OIL CORP COM 565849106 467 14761 SH DEFINED 5 14761 0 0 MARATHON OIL CORP COM 565849106 35 1100 SH DEFINED 6 1100 0 0 MARATHON OIL CORP COM 565849106 4 134 SH DEFINED 8 134 0 0 MARATHON OIL CORP COM 565849106 94 2983 SH DEFINED 10 2983 0 0 MARATHON OIL CORP COM 565849106 99 3125 SH DEFINED 17 0 0 3125 MARATHON OIL CORP COM 565849106 2244 70921 SH DEFINED 18 70921 0 0 MARATHON OIL CORP COM 565849106 251 7930 SH DEFINED 1735 0 6195 MARATHON OIL CORP COM 565849106 22304 704915 SH SOLE 704915 0 0 MARCUS CORP COM 566330106 54 4161 SH DEFINED 2 4161 0 0 MARCUS CORP COM 566330106 22 1700 SH DEFINED 3 1700 0 0 MARCUS CORP COM 566330106 364 28000 SH DEFINED 4 0 0 28000 MARCUS CORP COM 566330106 13 1000 SH DEFINED 16 1000 0 0 MARINEMAX INC COM 567908108 3 300 SH DEFINED 2 300 0 0 MARINEMAX INC COM 567908108 463 43000 SH DEFINED 4 0 0 43000 MARKEL CORP COM 570535104 285 760 SH DEFINED 2 760 0 0 MARKEL CORP COM 570535104 2928 7814 SH DEFINED 3 26 0 7788 MARKEL CORP COM 570535104 723 1931 SH DEFINED 5 1931 0 0 MARKEL CORP COM 570535104 22 60 SH DEFINED 8 60 0 0 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 155 5054 SH DEFINED 2 5054 0 0 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 14804 483000 SH DEFINED 3 27340 0 455660 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 133 4350 SH DEFINED 18 4350 0 0 MARLIN BUSINESS SVCS CORP COM 571157106 51 5067 SH DEFINED 3 0 0 5067 MARLIN BUSINESS SVCS CORP COM 571157106 538 53000 SH DEFINED 4 0 0 53000 MARSH & MCLENNAN COS INC COM 571748102 6213 254422 SH DEFINED 2 254422 0 0 MARSH & MCLENNAN COS INC COM 571748102 1558 63790 SH DEFINED 3 5858 0 57932 MARSH & MCLENNAN COS INC COM 571748102 106 4325 SH DEFINED 5 4325 0 0 MARSH & MCLENNAN COS INC COM 571748102 449 18400 SH DEFINED 6 18400 0 0 MARSH & MCLENNAN COS INC COM 571748102 37 1500 SH DEFINED 7 0 1500 0 MARSH & MCLENNAN COS INC COM 571748102 17 705 SH DEFINED 16 0 705 0 MARSH & MCLENNAN COS INC COM 571748102 99 4034 SH DEFINED 18 4034 0 0 MARSHALL & ILSLEY CORP NEW COM 571837103 65 8100 SH DEFINED 1 8100 0 0 MARSHALL & ILSLEY CORP NEW COM 571837103 1946 241781 SH DEFINED 2 241781 0 0 MARSHALL & ILSLEY CORP NEW COM 571837103 2563 318385 SH DEFINED 3 5844 0 312541 MARRIOTT INTL INC NEW CL A 571903202 3989 126556 SH DEFINED 2 126556 0 0 MARRIOTT INTL INC NEW CL A 571903202 832 26381 SH DEFINED 3 3688 0 22693 MARRIOTT INTL INC NEW CL A 571903202 10 303 SH DEFINED 5 303 0 0 MARRIOTT INTL INC NEW CL A 571903202 34 1073 SH DEFINED 18 1073 0 0 MARRIOTT INTL INC NEW CL A 571903202 5 160 SH DEFINED 160 0 0 MARRIOTT INTL INC NEW CL A 571903202 1 28 SH SOLE 28 0 0 MARTEK BIOSCIENCES CORP COM 572901106 10 466 SH DEFINED 2 466 0 0 MARTEK BIOSCIENCES CORP COM 572901106 17 750 SH DEFINED 3 0 0 750 MARTEN TRANS LTD COM 573075108 88 4453 SH DEFINED 2 4453 0 0 MARTEN TRANS LTD COM 573075108 530 26875 SH DEFINED 4 0 0 26875 MARTHA STEWART LIVING OMNIME CL A 573083102 5 850 SH DEFINED 3 0 0 850 MARTHA STEWART LIVING OMNIME CL A 573083102 0 50 SH DEFINED 5 50 0 0 MARTIN MARIETTA MATLS INC COM 573284106 273 3266 SH DEFINED 2 3266 0 0 MARTIN MARIETTA MATLS INC COM 573284106 2089 25000 CALL DEFINED 3 25000 0 0 MARTIN MARIETTA MATLS INC COM 573284106 2841 34005 SH DEFINED 3 22752 0 11253 MARTIN MARIETTA MATLS INC COM 573284106 118 1410 SH DEFINED 18 1410 0 0 MARTIN MARIETTA MATLS INC COM 573284106 66 794 SH DEFINED 794 0 0 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 2337 75162 SH DEFINED 3 70962 0 4200 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 103 3300 SH DEFINED 18 3300 0 0 MASCO CORP COM 574599106 1009 65000 SH DEFINED 1 65000 0 0 MASCO CORP COM 574599106 2717 175068 SH DEFINED 2 175068 0 0 MASCO CORP COM 574599106 224 14460 SH DEFINED 3 3968 0 10492 MASCO CORP COM 574599106 12 800 SH DEFINED 5 800 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MASCO CORP COM 574599106 30483 1964122 SH DEFINED 6 1964122 0 0 MASCO CORP COM 574599106 18 1160 SH DEFINED 16 0 1160 0 MASCO CORP COM 574599106 22 1396 SH DEFINED 18 1396 0 0 MASIMO CORP COM 574795100 171 6438 SH DEFINED 2 6438 0 0 MASIMO CORP COM 574795100 54 2017 SH DEFINED 3 0 0 2017 MASIMO CORP COM 574795100 6 234 SH DEFINED 18 234 0 0 MASSACHUSETTS HEALTH & ED TX SH BEN INT 575672100 264 21200 SH DEFINED 3 0 0 21200 MASSEY ENERGY CORP COM 576206106 2497 47754 SH DEFINED 2 47754 0 0 MASSEY ENERGY CORP COM 576206106 36948 706600 PUT DEFINED 3 706600 0 0 MASSEY ENERGY CORP COM 576206106 46044 880554 SH DEFINED 3 869024 0 11530 MASSEY ENERGY CORP COM 576206106 540 10322 SH DEFINED 5 10322 0 0 MASSEY ENERGY CORP COM 576206106 15 290 SH DEFINED 8 290 0 0 MASSEY ENERGY CORP COM 576206106 59 1135 SH DEFINED 0 0 1135 MASSMUTUAL CORPORATE INVS IN COM 576292106 76 2849 SH DEFINED 3 0 0 2849 MASSMUTUAL PARTN INVS SH BEN INT 576299101 112 9000 SH DEFINED 18 9000 0 0 MASTEC INC COM 576323109 481 38128 SH DEFINED 2 38128 0 0 MATTEL INC COM 577081102 5633 247727 SH DEFINED 2 247727 0 0 MATTEL INC COM 577081102 174 7669 SH DEFINED 3 4007 0 3662 MATTEL INC COM 577081102 630 27714 SH DEFINED 5 27714 0 0 MATTEL INC COM 577081102 73 3212 SH DEFINED 8 3212 0 0 MATTEL INC COM 577081102 23 1000 SH DEFINED 13 1000 0 0 MATTEL INC COM 577081102 227 10000 SH DEFINED 15 10000 0 0 MATTEL INC COM 577081102 7 315 SH DEFINED 18 315 0 0 MATTEL INC COM 577081102 17 753 SH DEFINED 753 0 0 MATTEL INC COM 577081102 5 200 SH SOLE 200 0 0 MATTHEWS INTL CORP CL A 577128101 144 4053 SH DEFINED 2 4053 0 0 MATTHEWS INTL CORP CL A 577128101 9276 261299 SH DEFINED 4 0 208419 52880 MATTSON TECHNOLOGY INC COM 577223100 473 103600 SH DEFINED 1 103600 0 0 MAUI LD & PINEAPPLE INC COM 577345101 56 9000 SH DEFINED 18 9000 0 0 MAXWELL TECHNOLOGIES INC COM 577767106 126 10206 SH DEFINED 2 10206 0 0 MAXWELL TECHNOLOGIES INC COM 577767106 24 1922 SH DEFINED 3 0 0 1922 MAXWELL TECHNOLOGIES INC COM 577767106 4 350 SH DEFINED 16 0 350 0 MAXYGEN INC COM 577776107 22 3305 SH DEFINED 3 0 0 3305 MAXIMUS INC COM 577933104 203 3330 SH DEFINED 3 0 0 3330 MAXIMUS INC COM 577933104 10 165 SH DEFINED 18 165 0 0 MCAFEE INC COM 579064106 6213 154825 SH DEFINED 2 154825 0 0 MCAFEE INC COM 579064106 129 3211 SH DEFINED 3 1746 0 1465 MCAFEE INC COM 579064106 40 1000 SH DEFINED 5 1000 0 0 MCAFEE INC COM 579064106 803 20000 SH DEFINED 14 20000 0 0 MCCLATCHY CO CL A 579489105 0 100 SH DEFINED 2 100 0 0 MCCLATCHY CO CL A 579489105 27 5538 SH DEFINED 3 0 0 5538 MCCORMICK & CO INC COM NON VTG 579780206 2139 55774 SH DEFINED 2 55774 0 0 MCCORMICK & CO INC COM NON VTG 579780206 1490 38837 SH DEFINED 3 1455 0 37382 MCCORMICK & CO INC COM NON VTG 579780206 750 19561 SH DEFINED 5 19561 0 0 MCCORMICK & CO INC COM NON VTG 579780206 43 1109 SH DEFINED 8 1109 0 0 MCCORMICK & CO INC COM NON VTG 579780206 725 18900 SH DEFINED 18 18900 0 0 MCCORMICK & CO INC COM NON VTG 579780206 353 9200 SH DEFINED 0 9200 0 MCCORMICK & SCHMICKS SEAFD R COM 579793100 52 5200 SH DEFINED 3 0 0 5200 MCCORMICK & SCHMICKS SEAFD R COM 579793100 644 64000 SH DEFINED 4 0 0 64000 MCDERMOTT INTL INC COM 580037109 141 5252 SH DEFINED 2 5252 0 0 MCDERMOTT INTL INC COM 580037109 206 7648 SH DEFINED 3 609 0 7039 MCDERMOTT INTL INC COM 580037109 3020 112179 SH DEFINED 7 0 112179 0 MCDERMOTT INTL INC COM 580037109 110 4090 SH DEFINED 8 0 4090 0 MCDERMOTT INTL INC COM 580037109 35 1317 SH DEFINED 15 1317 0 0 MCDERMOTT INTL INC COM 580037109 14 505 SH DEFINED 18 505 0 0 MCDERMOTT INTL INC COM 580037109 14 502 SH DEFINED 502 0 0 MCDONALDS CORP COM 580135101 38596 578470 SH DEFINED 1 578470 0 0 MCDONALDS CORP COM 580135101 19485 292048 SH DEFINED 2 292048 0 0 MCDONALDS CORP COM 580135101 27340 409767 SH DEFINED 3 31260 40696 337811 MCDONALDS CORP COM 580135101 1735 26000 SH DEFINED 4 0 23015 2985
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MCDONALDS CORP COM 580135101 35778 536243 SH DEFINED 5 536243 0 0 MCDONALDS CORP COM 580135101 20 300 SH DEFINED 6 300 0 0 MCDONALDS CORP COM 580135101 7547 113115 SH DEFINED 7 0 113115 0 MCDONALDS CORP COM 580135101 1590 23836 SH DEFINED 8 19985 3851 0 MCDONALDS CORP COM 580135101 204 3065 SH DEFINED 9 3065 0 0 MCDONALDS CORP COM 580135101 1662 24911 SH DEFINED 10 24911 0 0 MCDONALDS CORP COM 580135101 619 9275 SH DEFINED 11 9275 0 0 MCDONALDS CORP COM 580135101 905 13563 SH DEFINED 14 13563 0 0 MCDONALDS CORP COM 580135101 229 3439 SH DEFINED 15 3439 0 0 MCDONALDS CORP COM 580135101 224 3360 SH DEFINED 16 3360 0 0 MCDONALDS CORP COM 580135101 123 1840 SH DEFINED 17 0 0 1840 MCDONALDS CORP COM 580135101 4082 61177 SH DEFINED 18 61177 0 0 MCDONALDS CORP COM 580135101 16763 251250 SH DEFINED 5;1 251250 0 0 MCDONALDS CORP COM 580135101 2072 31053 SH DEFINED 23349 7704 0 MCDONALDS CORP COM 580135101 1579 23664 SH SOLE 23664 0 0 MCGRATH RENTCORP COM 580589109 63 2581 SH DEFINED 2 2581 0 0 MCGRAW HILL COS INC COM 580645109 5414 151858 SH DEFINED 2 151858 0 0 MCGRAW HILL COS INC COM 580645109 584 16381 SH DEFINED 3 4957 0 11424 MCGRAW HILL COS INC COM 580645109 740 20749 SH DEFINED 5 20749 0 0 MCGRAW HILL COS INC COM 580645109 16897 473972 SH DEFINED 6 473972 0 0 MCGRAW HILL COS INC COM 580645109 71 2000 SH DEFINED 7 0 2000 0 MCGRAW HILL COS INC COM 580645109 69 1944 SH DEFINED 8 1944 0 0 MCGRAW HILL COS INC COM 580645109 117 3293 SH DEFINED 10 3293 0 0 MCGRAW HILL COS INC COM 580645109 86 2400 SH DEFINED 15 2400 0 0 MCGRAW HILL COS INC COM 580645109 145 4070 SH DEFINED 17 0 0 4070 MCGRAW HILL COS INC COM 580645109 154 4332 SH DEFINED 18 4332 0 0 MCGRAW HILL COS INC COM 580645109 205 5750 SH SOLE 5750 0 0 MCMORAN EXPLORATION CO COM 582411104 1770 120951 SH DEFINED 3 115551 0 5400 MCMORAN EXPLORATION CO COM 582411104 2022 138187 SH DEFINED 7 0 138187 0 MCMORAN EXPLORATION CO COM 582411104 55 3785 SH DEFINED 8 0 3785 0 MCMORAN EXPLORATION CO COM 582411104 11 750 SH DEFINED 13 750 0 0 MCMORAN EXPLORATION CO COM 582411104 11 780 SH DEFINED 15 780 0 0 MCMORAN EXPLORATION CO COM 582411104 2 150 SH DEFINED 18 150 0 0 MCMORAN EXPLORATION CO COM 582411104 2 110 SH DEFINED 110 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 9709 186610 SH DEFINED 1 186610 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 4806 92362 SH DEFINED 2 92362 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 5203 100000 PUT DEFINED 3 100000 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 10487 201566 SH DEFINED 3 136543 0 65023 MEAD JOHNSON NUTRITION CO COM 582839106 432 8300 SH DEFINED 5 8300 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 32 620 SH DEFINED 7 0 620 0 MEAD JOHNSON NUTRITION CO COM 582839106 1 25 SH DEFINED 8 0 25 0 MEAD JOHNSON NUTRITION CO COM 582839106 169 3251 SH DEFINED 10 3251 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 57 1100 SH DEFINED 11 1100 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 16 300 SH DEFINED 16 300 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 17 319 SH DEFINED 18 319 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 44 839 SH DEFINED 839 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 8 150 SH SOLE 150 0 0 MEADWESTVACO CORP COM 583334107 1671 65400 SH DEFINED 1 65400 0 0 MEADWESTVACO CORP COM 583334107 1779 69640 SH DEFINED 2 69640 0 0 MEADWESTVACO CORP COM 583334107 83 3234 SH DEFINED 3 1893 0 1341 MEADWESTVACO CORP COM 583334107 120 4700 SH DEFINED 0 0 4700 MEASUREMENT SPECIALTIES INC COM 583421102 515 35000 SH DEFINED 4 0 0 35000 MECHEL OAO SPONSORED ADR 583840103 18 619 SH DEFINED 3 0 0 619 MECHEL OAO SPONSORED ADR 583840103 129 4542 SH DEFINED 5 4542 0 0 MECHEL OAO SPONSORED ADR 583840103 1339 47100 SH DEFINED 14 47100 0 0 MEDALLION FINL CORP COM 583928106 494 62000 SH DEFINED 4 0 0 62000 MEDASSETS INC COM 584045108 442 21031 SH DEFINED 2 21031 0 0 MEDIA GEN INC CL A 584404107 2 200 SH DEFINED 2 200 0 0 MEDIA GEN INC CL A 584404107 216 26000 SH DEFINED 4 0 0 26000 MEDICINES CO COM 584688105 134 17069 SH DEFINED 2 17069 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MEDICINES CO COM 584688105 8 982 SH DEFINED 3 0 0 982 MEDICINES CO COM 584688105 39 5000 SH DEFINED 14 5000 0 0 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 204 8106 SH DEFINED 3 0 0 8106 MEDIWARE INFORMATION SYS INC COM 584946107 165 19000 SH DEFINED 4 0 0 19000 MEDQUIST INC COM 584949101 398 51000 SH DEFINED 4 0 0 51000 MEDTOX SCIENTIFIC INC COM NEW 584977201 3 300 SH DEFINED 3 0 0 300 MEDTOX SCIENTIFIC INC COM NEW 584977201 2 186 SH DEFINED 18 186 0 0 MEDTRONIC INC COM 585055106 6012 133500 SH DEFINED 1 133500 0 0 MEDTRONIC INC COM 585055106 14623 324749 SH DEFINED 2 324749 0 0 MEDTRONIC INC COM 585055106 16401 364228 SH DEFINED 3 12804 0 351424 MEDTRONIC INC COM 585055106 4749 105453 SH DEFINED 5 105453 0 0 MEDTRONIC INC COM 585055106 554 12292 SH DEFINED 7 0 12292 0 MEDTRONIC INC COM 585055106 160 3564 SH DEFINED 8 2934 630 0 MEDTRONIC INC COM 585055106 148 3290 SH DEFINED 10 3290 0 0 MEDTRONIC INC COM 585055106 90 2000 SH DEFINED 14 2000 0 0 MEDTRONIC INC COM 585055106 98 2170 SH DEFINED 15 2170 0 0 MEDTRONIC INC COM 585055106 135 3000 SH DEFINED 16 3000 0 0 MEDTRONIC INC COM 585055106 76 1685 SH DEFINED 17 0 0 1685 MEDTRONIC INC COM 585055106 436 9675 SH DEFINED 18 9675 0 0 MEDTRONIC INC COM 585055106 468 10386 SH DEFINED 4671 5715 0 MEDTRONIC INC COM 585055106 1829 40616 SH SOLE 40616 0 0 MELCO CROWN ENTMT LTD ADR 585464100 60 12450 SH DEFINED 3 0 0 12450 MENTOR GRAPHICS CORP COM 587200106 105 13043 SH DEFINED 2 13043 0 0 MENTOR GRAPHICS CORP COM 587200106 100 12446 SH DEFINED 3 5813 0 6633 MENTOR GRAPHICS CORP COM 587200106 19 2400 SH DEFINED 16 2400 0 0 MERCANTILE BANK CORP COM 587376104 137 34626 SH DEFINED 4 0 0 34626 MERCER INS GROUP INC COM 587902107 774 43000 SH DEFINED 4 0 0 43000 MERCER INTL INC COM 588056101 0 64 SH DEFINED 3 0 0 64 MERCER INTL INC COM 588056101 60 11300 SH DEFINED 5 11300 0 0 MERCURY GENL CORP NEW COM 589400100 516 11794 SH DEFINED 3 9966 0 1828 MEREDITH CORP COM 589433101 385 11182 SH DEFINED 2 11182 0 0 MEREDITH CORP COM 589433101 14 397 SH DEFINED 3 397 0 0 MEREDITH CORP COM 589433101 4 110 SH DEFINED 7 0 110 0 MEREDITH CORP COM 589433101 7 200 SH DEFINED 14 200 0 0 MERGE HEALTHCARE INC COM 589499102 60 28810 SH DEFINED 28810 0 0 MERIDIAN BIOSCIENCE INC COM 589584101 435 21365 SH DEFINED 2 21365 0 0 MERIDIAN BIOSCIENCE INC COM 589584101 33 1600 SH DEFINED 3 0 0 1600 MERIDIAN BIOSCIENCE INC COM 589584101 13419 658740 SH DEFINED 4 0 417940 240800 MERIDIAN BIOSCIENCE INC COM 589584101 19 922 SH DEFINED 15 922 0 0 MERIT MED SYS INC COM 589889104 37 2411 SH DEFINED 3 0 0 2411 MERIT MED SYS INC COM 589889104 17 1125 SH DEFINED 18 1125 0 0 MESA RTY TR UNIT BEN INT 590660106 25 600 SH DEFINED 3 0 0 600 MESABI TR CTF BEN INT 590672101 89 3634 SH DEFINED 3 0 0 3634 MET PRO CORP COM 590876306 354 36117 SH DEFINED 4 0 0 36117 METALICO INC COM 591176102 2 300 SH DEFINED 3 0 0 300 METHODE ELECTRS INC COM 591520200 10 1046 SH DEFINED 2 1046 0 0 METHODE ELECTRS INC COM 591520200 41 4092 SH DEFINED 3 0 0 4092 METHODE ELECTRS INC COM 591520200 931 94000 SH DEFINED 4 0 0 94000 METROCORP BANCSHARES INC COM 591650106 270 95389 SH DEFINED 4 0 0 95389 METROPCS COMMUNICATIONS INC COM 591708102 783 110587 SH DEFINED 2 110587 0 0 METROPCS COMMUNICATIONS INC COM 591708102 1763 249019 SH DEFINED 3 2865 0 246154 METROPCS COMMUNICATIONS INC COM 591708102 171 24213 SH DEFINED 10 24213 0 0 METROPCS COMMUNICATIONS INC COM 591708102 12 1700 SH DEFINED 1700 0 0 METROPCS COMMUNICATIONS INC COM 591708102 69 9755 SH SOLE 9755 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 1109 10154 SH DEFINED 3 9510 0 644 METTLER TOLEDO INTERNATIONAL COM 592688105 885 8100 SH DEFINED 4 0 1200 6900 METTLER TOLEDO INTERNATIONAL COM 592688105 1 10 SH DEFINED 5 10 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 8 74 SH DEFINED 18 74 0 0 MEXICO EQUITY & INCOME FD COM 592834105 4 409 SH DEFINED 3 0 0 409 MEXICO FD INC COM 592835102 42 1626 SH DEFINED 3 0 0 1626
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MICROS SYS INC COM 594901100 1147 34877 SH DEFINED 3 22412 0 12465 MICROS SYS INC COM 594901100 1020 31000 SH DEFINED 4 0 4900 26100 MICROS SYS INC COM 594901100 1 30 SH DEFINED 18 30 0 0 MICROSOFT CORP COM 594918104 134130 4579779 SH DEFINED 1 4579779 0 0 MICROSOFT CORP COM 594918104 128678 4393626 SH DEFINED 2 4393626 0 0 MICROSOFT CORP COM 594918104 10251 350000 CALL DEFINED 3 350000 0 0 MICROSOFT CORP COM 594918104 2794 95400 PUT DEFINED 3 95400 0 0 MICROSOFT CORP COM 594918104 57494 1963090 SH DEFINED 3 156316 91392 1715382 MICROSOFT CORP COM 594918104 17881 610550 SH DEFINED 4 0 314765 295785 MICROSOFT CORP COM 594918104 36799 1256487 SH DEFINED 5 1256487 0 0 MICROSOFT CORP COM 594918104 74786 2553498 SH DEFINED 6 2553498 0 0 MICROSOFT CORP COM 594918104 3843 131206 SH DEFINED 7 0 131206 0 MICROSOFT CORP COM 594918104 1070 36532 SH DEFINED 8 32817 3715 0 MICROSOFT CORP COM 594918104 48 1640 SH DEFINED 9 1640 0 0 MICROSOFT CORP COM 594918104 1640 56012 SH DEFINED 10 56012 0 0 MICROSOFT CORP COM 594918104 447 15250 SH DEFINED 11 15250 0 0 MICROSOFT CORP COM 594918104 147 5010 SH DEFINED 13 5010 0 0 MICROSOFT CORP COM 594918104 64 2200 SH DEFINED 14 2200 0 0 MICROSOFT CORP COM 594918104 4120 140684 SH DEFINED 15 140684 0 0 MICROSOFT CORP COM 594918104 7387 252215 SH DEFINED 16 250630 1585 0 MICROSOFT CORP COM 594918104 453 15477 SH DEFINED 17 0 0 15477 MICROSOFT CORP COM 594918104 3474 118624 SH DEFINED 18 118624 0 0 MICROSOFT CORP COM 594918104 15498 529157 SH DEFINED 5;1 529157 0 0 MICROSOFT CORP COM 594918104 3930 134190 SH DEFINED 83235 50955 0 MICROSOFT CORP COM 594918104 1894 64653 SH SOLE 64653 0 0 MICROVISION INC DEL COM 594960106 11 3950 SH DEFINED 3 0 0 3950 MICROSTRATEGY INC CL A NEW 594972408 56 662 SH DEFINED 2 662 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 3646 129485 SH DEFINED 2 129485 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 5042 179065 SH DEFINED 3 2033 84634 92398 MICROCHIP TECHNOLOGY INC COM 595017104 674 23950 SH DEFINED 4 0 4100 19850 MICROCHIP TECHNOLOGY INC COM 595017104 1 44 SH DEFINED 5 44 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 11 400 SH DEFINED 15 400 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 62 2205 SH DEFINED 18 2205 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 11 398 SH DEFINED 398 0 0 MICROFINANCIAL INC COM 595072109 539 136000 SH DEFINED 4 0 0 136000 MICRON TECHNOLOGY INC COM 595112103 64832 6251900 SH DEFINED 1 6251900 0 0 MICRON TECHNOLOGY INC COM 595112103 3936 379599 SH DEFINED 2 379599 0 0 MICRON TECHNOLOGY INC COM 595112103 1246 120123 SH DEFINED 3 9395 0 110728 MICRON TECHNOLOGY INC COM 595112103 117 11329 SH DEFINED 5 11329 0 0 MICRON TECHNOLOGY INC COM 595112103 91 8750 SH DEFINED 15 8750 0 0 MIDAS GROUP INC COM 595626102 38 3400 SH DEFINED 14 3400 0 0 MIDDLEBURG FINANCIAL CORP COM 596094102 0 25 SH DEFINED 3 0 0 25 MIDDLEBY CORP COM 596278101 6 100 SH DEFINED 3 0 0 100 MIDDLEBY CORP COM 596278101 7 130 SH DEFINED 18 130 0 0 MIDDLESEX WATER CO COM 596680108 518 30400 SH DEFINED 4 0 0 30400 MIDWAY GOLD CORP COM 598153104 6 10000 SH DEFINED 10000 0 0 MILLER HERMAN INC COM 600544100 109 6037 SH DEFINED 2 6037 0 0 MILLER HERMAN INC COM 600544100 139 7707 SH DEFINED 18 7707 0 0 MILLER INDS INC TENN COM NEW 600551204 733 59000 SH DEFINED 4 0 0 59000 MILLIPORE CORP COM 601073109 1626 15396 SH DEFINED 2 15396 0 0 MILLIPORE CORP COM 601073109 3886 36800 CALL DEFINED 3 36800 0 0 MILLIPORE CORP COM 601073109 8775 83100 PUT DEFINED 3 83100 0 0 MILLIPORE CORP COM 601073109 25696 243332 SH DEFINED 3 240545 0 2787 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 2240 61500 SH DEFINED 1 61500 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 647 17773 SH DEFINED 2 17773 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 558 15319 SH DEFINED 3 0 0 15319 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 113 3110 SH DEFINED 5 3110 0 0 MINDSPEED TECHNOLOGIES INC COM NEW 602682205 1 146 SH DEFINED 3 0 0 146 MINE SAFETY APPLIANCES CO COM 602720104 36 1290 SH DEFINED 3 700 0 590 MINE SAFETY APPLIANCES CO COM 602720104 8 300 SH DEFINED 16 300 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MINEFINDERS LTD COM 602900102 74 8001 SH DEFINED 5 8001 0 0 MINERALS TECHNOLOGIES INC COM 603158106 150 2900 SH DEFINED 2 2900 0 0 MINERALS TECHNOLOGIES INC COM 603158106 31 601 SH DEFINED 3 0 0 601 MINERALS TECHNOLOGIES INC COM 603158106 12 241 SH DEFINED 18 241 0 0 MINES MGMT INC COM 603432105 1 500 SH DEFINED 3 0 0 500 MIPS TECHNOLOGIES INC COM 604567107 5 1200 SH DEFINED 3 0 0 1200 MIPS TECHNOLOGIES INC COM 604567107 4 1000 SH DEFINED 5 1000 0 0 MISONIX INC COM 604871103 10 4400 SH DEFINED 8 4400 0 0 MISSION WEST PPTYS INC COM 605203108 1 200 SH DEFINED 3 0 0 200 MITCHAM INDS INC COM 606501104 56 7747 SH DEFINED 3 0 0 7747 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 174 33331 SH DEFINED 2 33331 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 695 132860 SH DEFINED 3 0 0 132860 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 32 6190 SH DEFINED 5 6190 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 470 89888 SH DEFINED 18 89888 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 31 5982 SH DEFINED 0 5982 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 1 170 SH SOLE 170 0 0 MITSUI & CO LTD ADR 606827202 40 118 SH DEFINED 3 0 0 118 MITSUI & CO LTD ADR 606827202 18 54 SH DEFINED 18 54 0 0 MITSUI & CO LTD ADR 606827202 19 57 SH DEFINED 57 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 2 31 SH DEFINED 5 31 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 1143 20600 SH DEFINED 14 20600 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 3 48 SH DEFINED 15 48 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 62 1125 SH SOLE 1125 0 0 MOCON INC COM 607494101 1 100 SH DEFINED 3 0 0 100 MODINE MFG CO COM 607828100 438 39000 SH DEFINED 4 0 0 39000 MOHAWK INDS INC COM 608190104 873 16053 SH DEFINED 3 15753 0 300 MOLEX INC COM 608554101 1805 86548 SH DEFINED 2 86548 0 0 MOLEX INC COM 608554101 82 3908 SH DEFINED 3 1488 0 2420 MOLEX INC CL A 608554200 401 22707 SH DEFINED 2 22707 0 0 MOLEX INC CL A 608554200 5072 287389 SH DEFINED 3 286568 0 821 MOLEX INC CL A 608554200 12 681 SH DEFINED 18 681 0 0 MOLEX INC CL A 608554200 33 1875 SH DEFINED 1875 0 0 MONARCH CASINO & RESORT INC COM 609027107 33 3900 SH DEFINED 3 0 0 3900 MONOLITHIC PWR SYS INC COM 609839105 9 416 SH DEFINED 16 416 0 0 MONSTER WORLDWIDE INC COM 611742107 815 49072 SH DEFINED 2 49072 0 0 MONSTER WORLDWIDE INC COM 611742107 75 4496 SH DEFINED 3 1390 0 3106 MONSTER WORLDWIDE INC COM 611742107 73 4368 SH DEFINED 18 4368 0 0 MONTGOMERY STR INCOME SECS I COM 614115103 206 13340 SH DEFINED 3 0 0 13340 MOODYS CORP COM 615369105 2324 78124 SH DEFINED 2 78124 0 0 MOODYS CORP COM 615369105 1561 52479 SH DEFINED 3 30420 0 22059 MOODYS CORP COM 615369105 5270 177155 SH DEFINED 5 177155 0 0 MOODYS CORP COM 615369105 137 4600 SH DEFINED 8 4600 0 0 MOODYS CORP COM 615369105 105 3542 SH DEFINED 18 3542 0 0 MOOG INC CL A 615394202 841 23740 SH DEFINED 2 23740 0 0 MOOG INC CL A 615394202 666 18792 SH DEFINED 3 18792 0 0 MORGAN STANLEY EASTN EUR FD COM 616988101 76 4542 SH DEFINED 13 4542 0 0 MORGAN STANLEY EASTN EUR FD COM 616988101 75 4500 SH DEFINED 16 4500 0 0 MORGAN STANLEY EASTN EUR FD COM 616988101 52 3095 SH DEFINED 3095 0 0 MORGAN STANLEY COM NEW 617446448 58601 2000700 SH DEFINED 1 2000700 0 0 MORGAN STANLEY COM NEW 617446448 19568 668072 SH DEFINED 2 668072 0 0 MORGAN STANLEY COM NEW 617446448 5494 187559 SH DEFINED 3 160222 0 27337 MORGAN STANLEY COM NEW 617446448 10461 357160 SH DEFINED 4 0 154350 202810 MORGAN STANLEY COM NEW 617446448 1165 39779 SH DEFINED 5 39779 0 0 MORGAN STANLEY COM NEW 617446448 21235 725000 SH DEFINED 6 725000 0 0 MORGAN STANLEY COM NEW 617446448 3 90 SH DEFINED 7 0 90 0 MORGAN STANLEY COM NEW 617446448 26 900 SH DEFINED 8 900 0 0 MORGAN STANLEY COM NEW 617446448 186 6339 SH DEFINED 10 6339 0 0 MORGAN STANLEY COM NEW 617446448 152 5196 SH DEFINED 13 5196 0 0 MORGAN STANLEY COM NEW 617446448 795 27139 SH DEFINED 14 27139 0 0 MORGAN STANLEY COM NEW 617446448 16 550 SH DEFINED 15 550 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MORGAN STANLEY COM NEW 617446448 15893 542596 SH DEFINED 16 542596 0 0 MORGAN STANLEY COM NEW 617446448 2145 73239 SH DEFINED 18 73239 0 0 MORGAN STANLEY COM NEW 617446448 625 21339 SH DEFINED 21339 0 0 MORGAN STANLEY COM NEW 617446448 260 8865 SH SOLE 8865 0 0 MORGAN STANLEY CHINA A SH FD COM 617468103 568 19587 SH DEFINED 3 0 0 19587 MORGAN STANLEY CHINA A SH FD COM 617468103 1094 37713 SH DEFINED 5 37713 0 0 MORGAN STANLEY CHINA A SH FD COM 617468103 445 15350 SH DEFINED 16 15350 0 0 MORGAN STANLEY EM MKTS DM DE COM 617477104 530 35568 SH DEFINED 3 0 0 35568 MORGAN STANLEY SHRT EUR ETN20 617480280 5 100 SH DEFINED 3 0 0 100 MORNINGSTAR INC COM 617700109 175 3638 SH DEFINED 2 3638 0 0 MORNINGSTAR INC COM 617700109 128 2664 SH DEFINED 3 53 0 2611 MORNINGSTAR INC COM 617700109 19 396 SH DEFINED 5 396 0 0 MORTONS RESTAURANT GRP INC N COM 619430101 499 82000 SH DEFINED 4 0 0 82000 MOSYS INC COM 619718109 3 700 SH DEFINED 5 700 0 0 MOTORCAR PTS AMER INC COM 620071100 45 6977 SH DEFINED 3 0 0 6977 MOTOROLA INC COM 620076109 6350 904613 SH DEFINED 2 904613 0 0 MOTOROLA INC COM 620076109 351 50000 CALL DEFINED 3 50000 0 0 MOTOROLA INC COM 620076109 1743 248268 SH DEFINED 3 89278 0 158990 MOTOROLA INC COM 620076109 1612 229583 SH DEFINED 5 229583 0 0 MOTOROLA INC COM 620076109 12117 1726036 SH DEFINED 6 1726036 0 0 MOTOROLA INC COM 620076109 19 2675 SH DEFINED 7 0 2675 0 MOTOROLA INC COM 620076109 114 16300 SH DEFINED 8 16300 0 0 MOTOROLA INC COM 620076109 533 75884 SH DEFINED 14 75884 0 0 MOTOROLA INC COM 620076109 109 15500 SH DEFINED 15 15500 0 0 MOTOROLA INC COM 620076109 32 4500 SH DEFINED 16 4500 0 0 MOTOROLA INC COM 620076109 634 90378 SH DEFINED 18 90378 0 0 MOTOROLA INC COM 620076109 1485 211600 SH DEFINED 211600 0 0 MOTOROLA INC COM 620076109 308 43829 SH SOLE 43829 0 0 MOVADO GROUP INC COM 624580106 5730 508001 SH DEFINED 4 0 143810 364191 MUELLER INDS INC COM 624756102 79 2966 SH DEFINED 2 2966 0 0 MUELLER INDS INC COM 624756102 1 45 SH DEFINED 3 0 0 45 MUELLER INDS INC COM 624756102 5 189 SH DEFINED 18 189 0 0 MUELLER WTR PRODS INC COM SER A 624758108 7 1525 SH DEFINED 2 1525 0 0 MUELLER WTR PRODS INC COM SER A 624758108 482 100876 SH DEFINED 3 0 0 100876 MURPHY OIL CORP COM 626717102 3925 69848 SH DEFINED 2 69848 0 0 MURPHY OIL CORP COM 626717102 11532 205227 SH DEFINED 3 152113 0 53114 MURPHY OIL CORP COM 626717102 872 15518 SH DEFINED 5 15518 0 0 MURPHY OIL CORP COM 626717102 3409 60671 SH DEFINED 7 0 60671 0 MURPHY OIL CORP COM 626717102 201 3575 SH DEFINED 8 288 3287 0 MURPHY OIL CORP COM 626717102 19 330 SH DEFINED 15 330 0 0 MURPHY OIL CORP COM 626717102 1462 26022 SH DEFINED 18 26022 0 0 MURPHY OIL CORP COM 626717102 56 1000 SH DEFINED 0 0 1000 MURPHY OIL CORP COM 626717102 4 70 SH SOLE 70 0 0 MYLAN INC COM 628530107 53207 2342900 SH DEFINED 1 2342900 0 0 MYLAN INC COM 628530107 2890 127241 SH DEFINED 2 127241 0 0 MYLAN INC COM 628530107 5688 250455 SH DEFINED 3 3387 0 247068 MYLAN INC COM 628530107 230 10137 SH DEFINED 5 10137 0 0 MYLAN INC COM 628530107 18 810 SH DEFINED 7 0 810 0 MYLAN INC COM 628530107 2 108 SH DEFINED 8 108 0 0 MYLAN INC COM 628530107 22 950 SH DEFINED 15 950 0 0 MYLAN INC COM 628530107 29 1255 SH DEFINED 18 1255 0 0 MYLAN INC PFD CONV 628530206 25065 18315 PRN DEFINED 3 18315 0 0 NBT BANCORP INC COM 628778102 11 500 SH DEFINED 3 0 0 500 NBTY INC COM 628782104 155 3226 SH DEFINED 2 3226 0 0 NBTY INC COM 628782104 1943 40504 SH DEFINED 3 17737 0 22767 NBTY INC COM 628782104 486 10120 SH DEFINED 5 10120 0 0 NBTY INC COM 628782104 14 300 SH DEFINED 8 300 0 0 NL INDS INC COM NEW 629156407 2 200 SH DEFINED 3 0 0 200 NN INC COM 629337106 6 1000 SH DEFINED 3 0 0 1000 NN INC COM 629337106 1212 220300 SH DEFINED 4 0 0 220300
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- NRG ENERGY INC COM NEW 629377508 3106 148589 SH DEFINED 2 148589 0 0 NRG ENERGY INC COM NEW 629377508 158 7566 SH DEFINED 3 2936 0 4630 NRG ENERGY INC COM NEW 629377508 211 10110 SH DEFINED 4 0 10110 0 NRG ENERGY INC COM NEW 629377508 2 73 SH DEFINED 5 73 0 0 NRG ENERGY INC COM NEW 629377508 128 6142 SH DEFINED 18 6142 0 0 NRG ENERGY INC COM NEW 629377508 87 4141 SH DEFINED 0 0 4141 NTN BUZZTIME INC COM NEW 629410309 2 4588 SH DEFINED 16 4588 0 0 NVE CORP COM NEW 629445206 27 595 SH DEFINED 2 595 0 0 NYMAGIC INC COM 629484106 3 123 SH DEFINED 3 0 0 123 NYMAGIC INC COM 629484106 340 16000 SH DEFINED 4 0 0 16000 NYSE EURONEXT COM 629491101 2729 92181 SH DEFINED 2 92181 0 0 NYSE EURONEXT COM 629491101 4592 155084 SH DEFINED 3 109786 0 45298 NYSE EURONEXT COM 629491101 45 1531 SH DEFINED 5 1531 0 0 NYSE EURONEXT COM 629491101 192 6500 SH DEFINED 15 6500 0 0 NYSE EURONEXT COM 629491101 447 15101 SH DEFINED 18 15101 0 0 NYSE EURONEXT COM 629491101 1 21 SH SOLE 21 0 0 NABI BIOPHARMACEUTICALS COM 629519109 6 1000 SH DEFINED 3 0 0 1000 NACCO INDS INC CL A 629579103 3 43 SH DEFINED 3 0 0 43 NAM TAI ELECTRS INC COM PAR $0.02 629865205 3 590 SH DEFINED 590 0 0 NANOMETRICS INC COM 630077105 2 200 SH DEFINED 3 0 0 200 NAPCO SEC TECHNOLOGIES INC COM 630402105 1 351 SH DEFINED 18 351 0 0 NASDAQ OMX GROUP INC COM 631103108 1271 60160 SH DEFINED 2 60160 0 0 NASDAQ OMX GROUP INC COM 631103108 7293 345290 SH DEFINED 3 3978 0 341312 NASDAQ OMX GROUP INC COM 631103108 30 1440 SH DEFINED 5 1440 0 0 NASDAQ OMX GROUP INC COM 631103108 1514 71671 SH DEFINED 7 0 71671 0 NASDAQ OMX GROUP INC COM 631103108 81 3835 SH DEFINED 8 0 3835 0 NASDAQ OMX GROUP INC COM 631103108 30 1400 SH DEFINED 14 1400 0 0 NASDAQ OMX GROUP INC COM 631103108 51 2395 SH DEFINED 15 2395 0 0 NASDAQ OMX GROUP INC COM 631103108 3 140 SH DEFINED 18 140 0 0 NASH FINCH CO COM 631158102 7 200 SH DEFINED 3 0 0 200 NASH FINCH CO COM 631158102 5441 161700 SH DEFINED 4 0 90600 71100 NATIONAL BK GREECE S A SPONSORED ADR 633643408 71 17400 SH DEFINED 2 17400 0 0 NATIONAL BK GREECE S A SPONSORED ADR 633643408 55 13492 SH DEFINED 3 0 0 13492 NATIONAL BK GREECE S A SPONSORED ADR 633643408 81 19984 SH DEFINED 5 19984 0 0 NATIONAL BK GREECE S A SPONSORED ADR 633643408 8 1911 SH DEFINED 18 1911 0 0 NATIONAL BK GREECE S A SPONSORED ADR 633643408 3 621 SH DEFINED 5;1 621 0 0 NATIONAL BK GREECE S A SPONSORED ADR 633643408 7 1620 SH DEFINED 1620 0 0 NATIONAL BK GREECE S A ADR PRF SER A 633643507 377 16550 PRN DEFINED 3 0 0 16550 NATIONAL CINEMEDIA INC COM 635309107 183 10585 SH DEFINED 2 10585 0 0 NATIONAL FUEL GAS CO N J COM 636180101 950 18803 SH DEFINED 2 18803 0 0 NATIONAL FUEL GAS CO N J COM 636180101 2171 42951 SH DEFINED 3 22870 0 20081 NATIONAL FUEL GAS CO N J COM 636180101 3284 64965 SH DEFINED 5 64965 0 0 NATIONAL FUEL GAS CO N J COM 636180101 202 4000 SH DEFINED 8 4000 0 0 NATIONAL FUEL GAS CO N J COM 636180101 5 100 SH DEFINED 16 100 0 0 NATIONAL FUEL GAS CO N J COM 636180101 51 1005 SH DEFINED 18 1005 0 0 NATIONAL FUEL GAS CO N J COM 636180101 53 1050 SH DEFINED 0 0 1050 NATIONAL GRID PLC SPON ADR NEW 636274300 201 4132 SH DEFINED 2 4132 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 48 980 SH DEFINED 3 0 0 980 NATIONAL GRID PLC SPON ADR NEW 636274300 32 651 SH DEFINED 5 651 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 37 767 SH DEFINED 16 767 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 24 502 SH DEFINED 18 502 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 43 877 SH DEFINED 877 0 0 NATIONAL INSTRS CORP COM 636518102 555 16635 SH DEFINED 3 16033 0 602 NATIONAL INSTRS CORP COM 636518102 730 21900 SH DEFINED 4 0 3600 18300 NATIONAL INSTRS CORP COM 636518102 15 459 SH DEFINED 18 459 0 0 NATIONAL OILWELL VARCO INC COM 637071101 11784 290381 SH DEFINED 2 290381 0 0 NATIONAL OILWELL VARCO INC COM 637071101 1483 36544 SH DEFINED 3 4626 0 31918 NATIONAL OILWELL VARCO INC COM 637071101 882 21747 SH DEFINED 5 21747 0 0 NATIONAL OILWELL VARCO INC COM 637071101 9 219 SH DEFINED 8 219 0 0 NATIONAL OILWELL VARCO INC COM 637071101 2841 70000 SH DEFINED 13 70000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- NATIONAL OILWELL VARCO INC COM 637071101 20 500 SH DEFINED 15 500 0 0 NATIONAL OILWELL VARCO INC COM 637071101 301 7415 SH DEFINED 18 7415 0 0 NATIONAL OILWELL VARCO INC COM 637071101 7 183 SH DEFINED 183 0 0 NATIONAL PENN BANCSHARES INC COM 637138108 338 48970 SH DEFINED 2 48970 0 0 NATIONAL PENN BANCSHARES INC COM 637138108 75 10867 SH DEFINED 3 0 0 10867 NATIONAL PRESTO INDS INC COM 637215104 213 1788 SH DEFINED 2 1788 0 0 NATIONAL PRESTO INDS INC COM 637215104 10 88 SH DEFINED 3 0 0 88 NATIONAL RETAIL PROPERTIES I COM 637417106 69 3005 SH DEFINED 2 3005 0 0 NATIONAL RETAIL PROPERTIES I COM 637417106 1287 56368 SH DEFINED 3 0 0 56368 NATIONAL SEC GROUP INC COM 637546102 65 5300 SH DEFINED 4 0 0 5300 NATIONAL SEMICONDUCTOR CORP COM 637640103 2640 182565 SH DEFINED 2 182565 0 0 NATIONAL SEMICONDUCTOR CORP COM 637640103 120 8268 SH DEFINED 3 2607 0 5661 NATIONAL SEMICONDUCTOR CORP COM 637640103 6 400 SH DEFINED 5 400 0 0 NATIONAL WESTN LIFE INS CO CL A 638522102 940 5100 SH DEFINED 4 0 0 5100 NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 129 6100 PRN DEFINED 3 0 0 6100 NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 488 23135 PRN DEFINED 5 23135 0 0 NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 11 500 PRN DEFINED 8 500 0 0 NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 51 2400 PRN DEFINED 18 2400 0 0 NATIONWIDE HEALTH PPTYS INC COM 638620104 66 1881 SH DEFINED 2 1881 0 0 NATIONWIDE HEALTH PPTYS INC COM 638620104 1236 35169 SH DEFINED 3 33319 0 1850 NAVIGATORS GROUP INC COM 638904102 115 2916 SH DEFINED 2 2916 0 0 NAVIGATORS GROUP INC COM 638904102 684 17400 SH DEFINED 4 0 0 17400 NAVIGATORS GROUP INC COM 638904102 15 378 SH DEFINED 18 378 0 0 NAVARRE CORP COM 639208107 52 25000 SH DEFINED 3 0 0 25000 NEENAH PAPER INC COM 640079109 63 3950 SH DEFINED 2 3950 0 0 NEENAH PAPER INC COM 640079109 1 56 SH DEFINED 3 0 0 56 NEENAH PAPER INC COM 640079109 1 48 SH DEFINED 5 48 0 0 NEENAH PAPER INC COM 640079109 1 84 SH DEFINED 14 84 0 0 NEKTAR THERAPEUTICS COM 640268108 64 4200 SH DEFINED 1 4200 0 0 NEKTAR THERAPEUTICS COM 640268108 152 10000 SH DEFINED 14 10000 0 0 NEOGEN CORP COM 640491106 7 294 SH DEFINED 2 294 0 0 NEOGEN CORP COM 640491106 88 3522 SH DEFINED 3 0 0 3522 NEOGEN CORP COM 640491106 9 360 SH DEFINED 18 360 0 0 NEOSTEM INC COM NEW 640650305 63 35000 SH DEFINED 3 0 0 35000 NEW AMER HIGH INCOME FD INC COM NEW 641876800 9 987 SH DEFINED 3 0 0 987 NEW ENGLAND BANCSHARES INC C COM NEW 643863202 4 500 SH DEFINED 3 0 0 500 NEW GERMANY FD INC COM 644465106 1862 147440 SH DEFINED 3 0 0 147440 NEW GERMANY FD INC COM 644465106 9 748 SH DEFINED 8 748 0 0 NEW GOLD INC CDA COM 644535106 5341 1225000 SH DEFINED 1 1225000 0 0 NEW GOLD INC CDA COM 644535106 1002 229838 SH DEFINED 5 229838 0 0 NEW GOLD INC CDA COM 644535106 107 24500 SH DEFINED 8 22500 2000 0 NEW HAMPSHIRE THRIFT BANCSHS COM 644722100 8 800 SH DEFINED 3 0 0 800 NEW JERSEY RES COM 646025106 711 18940 SH DEFINED 3 0 0 18940 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 129 1510 SH DEFINED 5 1510 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 37 430 SH DEFINED 16 430 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 9 100 SH DEFINED 18 100 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 88 1030 SH DEFINED 1030 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 2339 141390 SH DEFINED 3 122018 0 19372 NEW YORK CMNTY BANCORP INC COM 649445103 168 10180 SH DEFINED 4 0 10180 0 NEW YORK CMNTY BANCORP INC COM 649445103 1435 86782 SH DEFINED 6 86782 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 17 1045 SH DEFINED 18 1045 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 8 494 SH DEFINED 494 0 0 NEW YORK MTG TR INC COM PAR $.02 649604501 96 12731 SH DEFINED 3 0 0 12731 NEW YORK TIMES CO CL A 650111107 527 47347 SH DEFINED 2 47347 0 0 NEW YORK TIMES CO CL A 650111107 310 27860 SH DEFINED 3 1252 0 26608 NEWELL RUBBERMAID INC COM 651229106 1815 119433 SH DEFINED 2 119433 0 0 NEWELL RUBBERMAID INC COM 651229106 3978 261683 SH DEFINED 3 212271 0 49412 NEWELL RUBBERMAID INC COM 651229106 198 13029 SH DEFINED 5 13029 0 0 NEWELL RUBBERMAID INC COM 651229106 137 9000 SH DEFINED 17 0 0 9000 NEWELL RUBBERMAID INC COM 651229106 15 1000 SH DEFINED 1000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- NEWFIELD EXPL CO COM 651290108 71642 1376400 SH DEFINED 1 1376400 0 0 NEWFIELD EXPL CO COM 651290108 2471 47464 SH DEFINED 3 37577 0 9887 NEWFIELD EXPL CO COM 651290108 5 100 SH DEFINED 5 100 0 0 NEWFIELD EXPL CO COM 651290108 3 64 SH DEFINED 18 64 0 0 NEWMARKET CORP COM 651587107 65 631 SH DEFINED 3 0 72 559 NEWMARKET CORP COM 651587107 24 235 SH DEFINED 5 235 0 0 NEWMONT MINING CORP COM 651639106 5144 101000 SH DEFINED 1 101000 0 0 NEWMONT MINING CORP COM 651639106 11331 222483 SH DEFINED 2 222483 0 0 NEWMONT MINING CORP COM 651639106 7183 141044 SH DEFINED 3 24732 0 116312 NEWMONT MINING CORP COM 651639106 4512 88600 SH DEFINED 5 88600 0 0 NEWMONT MINING CORP COM 651639106 5 100 SH DEFINED 6 100 0 0 NEWMONT MINING CORP COM 651639106 7315 143633 SH DEFINED 7 0 143633 0 NEWMONT MINING CORP COM 651639106 737 14475 SH DEFINED 8 6207 8268 0 NEWMONT MINING CORP COM 651639106 327 6414 SH DEFINED 10 6414 0 0 NEWMONT MINING CORP COM 651639106 119 2345 SH DEFINED 15 2345 0 0 NEWMONT MINING CORP COM 651639106 59 1160 SH DEFINED 17 0 0 1160 NEWMONT MINING CORP COM 651639106 235 4620 SH DEFINED 18 4620 0 0 NEWMONT MINING CORP COM 651639106 1 10 SH DEFINED 5;1 10 0 0 NEWMONT MINING CORP COM 651639106 37 730 SH DEFINED 730 0 0 NEWMONT MINING CORP COM 651639106 1546 30355 SH SOLE 30355 0 0 NEWPARK RES INC COM PAR $.01NEW 651718504 557 106000 SH DEFINED 4 0 0 106000 NEWPORT CORP COM 651824104 259 20783 SH DEFINED 3 0 0 20783 NEWPORT CORP COM 651824104 624 50000 SH DEFINED 4 0 0 50000 NEWPORT CORP COM 651824104 7 545 SH DEFINED 16 0 545 0 NICE SYS LTD SPONSORED ADR 653656108 74 2341 SH DEFINED 3 0 0 2341 NICE SYS LTD SPONSORED ADR 653656108 8 264 SH DEFINED 18 264 0 0 NICE SYS LTD SPONSORED ADR 653656108 4 120 SH SOLE 120 0 0 NICOR INC COM 654086107 4216 100564 SH DEFINED 2 100564 0 0 NICOR INC COM 654086107 343 8194 SH DEFINED 3 0 0 8194 NICOR INC COM 654086107 13 300 SH DEFINED 5 300 0 0 NIKE INC CL B 654106103 16091 218921 SH DEFINED 2 218921 0 0 NIKE INC CL B 654106103 4306 58590 SH DEFINED 3 4236 0 54354 NIKE INC CL B 654106103 4805 65378 SH DEFINED 5 65378 0 0 NIKE INC CL B 654106103 493 6707 SH DEFINED 7 0 6707 0 NIKE INC CL B 654106103 272 3694 SH DEFINED 8 3584 110 0 NIKE INC CL B 654106103 140 1899 SH DEFINED 10 1899 0 0 NIKE INC CL B 654106103 143 1950 SH DEFINED 17 0 0 1950 NIKE INC CL B 654106103 556 7565 SH DEFINED 18 7565 0 0 NIKE INC CL B 654106103 337 4582 SH DEFINED 4582 0 0 NIKE INC CL B 654106103 230 3134 SH SOLE 3134 0 0 NILE THERAPEUTICS INC COM 654145101 4 4000 SH DEFINED 3 0 0 4000 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 1593 75768 SH DEFINED 2 75768 0 0 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 72 3408 SH DEFINED 3 0 0 3408 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 48 2277 SH DEFINED 5 2277 0 0 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 4 180 SH DEFINED 14 180 0 0 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 276 13142 SH DEFINED 15 13142 0 0 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 24 1130 SH DEFINED 16 1130 0 0 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 570 27111 SH DEFINED 18 27111 0 0 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 53 2500 SH DEFINED 2500 0 0 NOBEL LEARNING CMNTYS INC COM 654889104 143 18300 SH DEFINED 4 0 0 18300 NOBILITY HOMES INC COM 654892108 101 10300 SH DEFINED 4 0 0 10300 NOKIA CORP SPONSORED ADR 654902204 1204 77500 CALL DEFINED 3 77500 0 0 NOKIA CORP SPONSORED ADR 654902204 3467 223100 PUT DEFINED 3 223100 0 0 NOKIA CORP SPONSORED ADR 654902204 2925 188251 SH DEFINED 3 92008 317 95926 NOKIA CORP SPONSORED ADR 654902204 2425 156034 SH DEFINED 5 156034 0 0 NOKIA CORP SPONSORED ADR 654902204 42 2700 SH DEFINED 7 0 2700 0 NOKIA CORP SPONSORED ADR 654902204 12 750 SH DEFINED 8 750 0 0 NOKIA CORP SPONSORED ADR 654902204 26 1700 SH DEFINED 9 1700 0 0 NOKIA CORP SPONSORED ADR 654902204 37 2400 SH DEFINED 14 2400 0 0 NOKIA CORP SPONSORED ADR 654902204 201 12935 SH DEFINED 15 12935 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- NOKIA CORP SPONSORED ADR 654902204 79 5075 SH DEFINED 16 5075 0 0 NOKIA CORP SPONSORED ADR 654902204 565 36353 SH DEFINED 18 36353 0 0 NOKIA CORP SPONSORED ADR 654902204 0 20 SH DEFINED 5;1 20 0 0 NOKIA CORP SPONSORED ADR 654902204 490 31540 SH OTHER S;6 31540 0 0 NOKIA CORP SPONSORED ADR 654902204 73 4726 SH DEFINED 4176 0 550 NOKIA CORP SPONSORED ADR 654902204 2 120 SH SOLE 120 0 0 NOBLE ENERGY INC COM 655044105 12315 168700 SH DEFINED 1 168700 0 0 NOBLE ENERGY INC COM 655044105 5675 77737 SH DEFINED 2 77737 0 0 NOBLE ENERGY INC COM 655044105 9935 136093 SH DEFINED 3 131928 0 4165 NOBLE ENERGY INC COM 655044105 45 617 SH DEFINED 5 617 0 0 NOBLE ENERGY INC COM 655044105 385 5270 SH DEFINED 18 5270 0 0 NOBLE ENERGY INC COM 655044105 4 54 SH DEFINED 54 0 0 NORDSON CORP COM 655663102 728 10722 SH DEFINED 2 10722 0 0 NORDSON CORP COM 655663102 52 765 SH DEFINED 3 0 0 765 NORDSON CORP COM 655663102 22 330 SH DEFINED 5 330 0 0 NORDSON CORP COM 655663102 1 8 SH DEFINED 18 8 0 0 NORDSTROM INC COM 655664100 18264 447100 SH DEFINED 1 447100 0 0 NORDSTROM INC COM 655664100 3203 78408 SH DEFINED 2 78408 0 0 NORDSTROM INC COM 655664100 2168 53071 SH DEFINED 3 39826 0 13245 NORDSTROM INC COM 655664100 25 600 SH DEFINED 7 0 600 0 NORDSTROM INC COM 655664100 21 524 SH DEFINED 18 524 0 0 NORDSTROM INC COM 655664100 4 100 SH SOLE 100 0 0 NORFOLK SOUTHERN CORP COM 655844108 33758 604000 SH DEFINED 1 604000 0 0 NORFOLK SOUTHERN CORP COM 655844108 9778 174947 SH DEFINED 2 174947 0 0 NORFOLK SOUTHERN CORP COM 655844108 3487 62387 SH DEFINED 3 4095 0 58292 NORFOLK SOUTHERN CORP COM 655844108 437 7811 SH DEFINED 5 7811 0 0 NORFOLK SOUTHERN CORP COM 655844108 29070 520134 SH DEFINED 6 520134 0 0 NORFOLK SOUTHERN CORP COM 655844108 1024 18323 SH DEFINED 18 18323 0 0 NORFOLK SOUTHERN CORP COM 655844108 286 5121 SH DEFINED 5121 0 0 NORTH AMERN ENERGY PARTNERS COM 656844107 0 16 SH DEFINED 2 16 0 0 NORTH AMERN ENERGY PARTNERS COM 656844107 93 9693 SH DEFINED 3 0 0 9693 NORTH AMERN PALLADIUM LTD COM 656912102 19612 4806900 SH DEFINED 1 4806900 0 0 NORTH AMERN PALLADIUM LTD COM 656912102 2042 500600 SH DEFINED 3 0 0 500600 NORTH AMERN PALLADIUM LTD COM 656912102 450 110400 SH DEFINED 4 0 0 110400 NORTH AMERN PALLADIUM LTD COM 656912102 20 4840 SH DEFINED 5 4840 0 0 NORTH AMERN PALLADIUM LTD COM 656912102 25 6010 SH DEFINED 16 6010 0 0 NORTH EUROPEAN OIL RTY TR SH BEN INT 659310106 46 1600 SH DEFINED 3 0 0 1600 NORTHEAST UTILS COM 664397106 1141 41283 SH DEFINED 2 41283 0 0 NORTHEAST UTILS COM 664397106 233 8446 SH DEFINED 3 1938 0 6508 NORTHEAST UTILS COM 664397106 30 1081 SH DEFINED 5 1081 0 0 NORTHEAST UTILS COM 664397106 5 184 SH DEFINED 18 184 0 0 NORTHEAST UTILS COM 664397106 95 3446 SH DEFINED 0 0 3446 NORTHERN OIL & GAS INC NEV COM 665531109 860 54266 SH DEFINED 3 51366 0 2900 NORTHERN OIL & GAS INC NEV COM 665531109 16 1000 SH DEFINED 1000 0 0 NORTHERN TR CORP COM 665859104 6679 120872 SH DEFINED 2 120872 0 0 NORTHERN TR CORP COM 665859104 2612 47276 SH DEFINED 3 38570 0 8706 NORTHERN TR CORP COM 665859104 5 90 SH DEFINED 5 90 0 0 NORTHERN TR CORP COM 665859104 17622 318900 SH DEFINED 6 318900 0 0 NORTHERN TR CORP COM 665859104 23 425 SH DEFINED 16 425 0 0 NORTHERN TR CORP COM 665859104 393 7111 SH DEFINED 18 7111 0 0 NORTHERN TR CORP COM 665859104 330 5967 SH DEFINED 5967 0 0 NORTHGATE MINERALS CORP COM 666416102 337 112369 SH DEFINED 5 112369 0 0 NORTHGATE MINERALS CORP COM 666416102 15 5000 SH DEFINED 8 5000 0 0 NORTHRIM BANCORP INC COM 666762109 1375 80510 SH DEFINED 4 0 20136 60374 NORTHROP GRUMMAN CORP COM 666807102 10308 157201 SH DEFINED 2 157201 0 0 NORTHROP GRUMMAN CORP COM 666807102 32785 500000 CALL DEFINED 3 500000 0 0 NORTHROP GRUMMAN CORP COM 666807102 1229 18738 SH DEFINED 3 4548 0 14190 NORTHROP GRUMMAN CORP COM 666807102 16 250 SH DEFINED 5 250 0 0 NORTHROP GRUMMAN CORP COM 666807102 151 2300 SH DEFINED 15 2300 0 0 NORTHROP GRUMMAN CORP COM 666807102 4227 64472 SH DEFINED 18 64472 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- NORTHROP GRUMMAN CORP COM 666807102 325 4949 SH DEFINED 0 0 4949 NORTHWEST BANCSHARES INC MD COM 667340103 539 45974 SH DEFINED 2 45974 0 0 NORTHWEST BANCSHARES INC MD COM 667340103 78 6687 SH DEFINED 3 0 0 6687 NORTHWEST BANCSHARES INC MD COM 667340103 1 56 SH DEFINED 18 56 0 0 NORTHWEST NAT GAS CO COM 667655104 172 3692 SH DEFINED 2 3692 0 0 NORTHWEST NAT GAS CO COM 667655104 22 475 SH DEFINED 3 0 0 475 NORTHWEST NAT GAS CO COM 667655104 55 1187 SH DEFINED 5 1187 0 0 NORTHWEST PIPE CO COM 667746101 411 18800 SH DEFINED 4 0 0 18800 NORTHWEST PIPE CO COM 667746101 3 120 SH DEFINED 18 120 0 0 NORTHWESTERN CORP COM NEW 668074305 9 337 SH DEFINED 3 0 0 337 NU HORIZONS ELECTRS CORP COM 669908105 282 87900 SH DEFINED 4 0 0 87900 NOVAVAX INC COM 670002104 12 5000 SH DEFINED 3 0 0 5000 NOVELL INC COM 670006105 234 38999 SH DEFINED 2 38999 0 0 NOVELL INC COM 670006105 1111 185240 SH DEFINED 3 184640 0 600 NOVELLUS SYS INC COM 670008101 16596 664100 SH DEFINED 1 664100 0 0 NOVELLUS SYS INC COM 670008101 644 25763 SH DEFINED 2 25763 0 0 NOVELLUS SYS INC COM 670008101 341 13643 SH DEFINED 3 3964 0 9679 NOVELLUS SYS INC COM 670008101 1241 49670 SH DEFINED 5 49670 0 0 NOVELLUS SYS INC COM 670008101 44 1755 SH DEFINED 8 1755 0 0 NOVELLUS SYS INC COM 670008101 81 3250 SH DEFINED 16 3250 0 0 NOVO-NORDISK A S ADR 670100205 147 1900 SH DEFINED 1 1900 0 0 NOVO-NORDISK A S ADR 670100205 206 2671 SH DEFINED 3 0 0 2671 NOVO-NORDISK A S ADR 670100205 5257 68170 SH DEFINED 5 68170 0 0 NOVO-NORDISK A S ADR 670100205 2 29 SH DEFINED 7 0 29 0 NOVO-NORDISK A S ADR 670100205 88 1143 SH DEFINED 8 1143 0 0 NOVO-NORDISK A S ADR 670100205 65 846 SH DEFINED 15 846 0 0 NOVO-NORDISK A S ADR 670100205 28 364 SH DEFINED 18 364 0 0 NOVO-NORDISK A S ADR 670100205 8214 106515 SH DEFINED 5;1 106515 0 0 NOVO-NORDISK A S ADR 670100205 15 200 SH DEFINED 200 0 0 NUCOR CORP COM 670346105 15520 342000 SH DEFINED 1 342000 0 0 NUCOR CORP COM 670346105 6522 143716 SH DEFINED 2 143716 0 0 NUCOR CORP COM 670346105 4479 98698 SH DEFINED 3 12804 0 85894 NUCOR CORP COM 670346105 2990 65881 SH DEFINED 5 65881 0 0 NUCOR CORP COM 670346105 25900 570733 SH DEFINED 6 570733 0 0 NUCOR CORP COM 670346105 622 13710 SH DEFINED 7 0 13710 0 NUCOR CORP COM 670346105 19 419 SH DEFINED 8 114 305 0 NUCOR CORP COM 670346105 12 255 SH DEFINED 15 255 0 0 NUCOR CORP COM 670346105 71 1569 SH DEFINED 18 1569 0 0 NUCOR CORP COM 670346105 383 8447 SH DEFINED 1482 6965 0 NUVEEN INS NY TX FR ADV MUN COM 670656107 26 1833 SH DEFINED 3 0 0 1833 NUVEEN TAX FREE ADV MUN FD COM 670657105 140 9893 SH DEFINED 3 0 0 9893 NUVEEN MUN HIGH INC OPP FD COM 670682103 20 1552 SH DEFINED 3 0 0 1552 NUVEEN MUN HIGH INC OPPTY FD COM 670683101 12 1002 SH DEFINED 3 0 0 1002 NUVEEN MUN VALUE FD 2 COM 670695105 332 20541 SH DEFINED 3 0 0 20541 NUVASIVE INC COM 670704105 41 898 SH DEFINED 3 898 0 0 NUVASIVE INC COM 670704105 11073 244969 SH DEFINED 4 0 184099 60870 NUVEEN MTG OPPORTUNITY TERM COM 670735109 55 2200 SH DEFINED 3 0 0 2200 O CHARLEYS INC COM 670823103 286 32000 SH DEFINED 4 0 0 32000 OGE ENERGY CORP COM 670837103 1707 43847 SH DEFINED 3 27214 0 16633 OGE ENERGY CORP COM 670837103 23 600 SH DEFINED 18 600 0 0 OM GROUP INC COM 670872100 160 4737 SH DEFINED 2 4737 0 0 OM GROUP INC COM 670872100 250 7375 SH DEFINED 3 2200 0 5175 OM GROUP INC COM 670872100 68 2000 SH DEFINED 5 2000 0 0 NUVEEN MUN VALUE FD INC COM 670928100 870 88672 SH DEFINED 3 0 0 88672 NUVEEN PA INVT QUALITY MUN F COM 670972108 53 3933 SH DEFINED 3 0 0 3933 NUVEEN SELECT QUALITY MUN FD COM 670973106 309 21115 SH DEFINED 3 0 0 21115 NUVEEN CA SELECT QUALITY MUN COM 670975101 117 8451 SH DEFINED 3 0 0 8451 NUVEEN NY SELECT QUALITY MUN COM 670976109 324 23278 SH DEFINED 3 0 0 23278 NUVEEN QUALITY INCOME MUN FD COM 670977107 303 21324 SH DEFINED 3 0 0 21324 NUVEEN MICH QUALITY INCOME M COM 670979103 130 10000 SH DEFINED 3 0 0 10000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- NUVEEN INSD MUN OPPORTUNITY COM 670984103 298 21441 SH DEFINED 3 0 0 21441 NUVEEN CALIF QUALITY INCM MU COM 670985100 186 13500 SH DEFINED 3 0 0 13500 NUVEEN NY QUALITY INCM MUN F COM 670986108 212 15295 SH DEFINED 3 0 0 15295 NUVEEN PREMIER INSD MUN INCO COM 670987106 365 25249 SH DEFINED 3 0 0 25249 NUVEEN PREMIER MUN INCOME FD COM 670988104 18 1325 SH DEFINED 3 0 0 1325 OSI PHARMACEUTICALS INC COM 671040103 15185 255000 CALL DEFINED 3 255000 0 0 OSI PHARMACEUTICALS INC COM 671040103 3138 52700 PUT DEFINED 3 52700 0 0 OSI PHARMACEUTICALS INC COM 671040103 1571 26381 SH DEFINED 3 26375 0 6 OSI SYSTEMS INC COM 671044105 125 4438 SH DEFINED 2 4438 0 0 OSI SYSTEMS INC COM 671044105 2808 100000 SH DEFINED 3 100000 0 0 OYO GEOSPACE CORP COM 671074102 1645 34400 SH DEFINED 3 0 0 34400 OYO GEOSPACE CORP COM 671074102 1676 35054 SH DEFINED 4 0 15100 19954 OCCIDENTAL PETE CORP DEL COM 674599105 106968 1265300 SH DEFINED 1 1244700 0 20600 OCCIDENTAL PETE CORP DEL COM 674599105 31578 373529 SH DEFINED 2 373529 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 7609 90000 PUT DEFINED 3 90000 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 9551 112974 SH DEFINED 3 64890 3788 44296 OCCIDENTAL PETE CORP DEL COM 674599105 16066 190036 SH DEFINED 5 190036 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 3108 36767 SH DEFINED 7 0 36767 0 OCCIDENTAL PETE CORP DEL COM 674599105 730 8639 SH DEFINED 8 7549 1090 0 OCCIDENTAL PETE CORP DEL COM 674599105 211 2495 SH DEFINED 9 2495 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 1278 15119 SH DEFINED 10 15119 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 76 900 SH DEFINED 11 900 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 31 365 SH DEFINED 14 365 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 57 670 SH DEFINED 15 670 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 51 600 SH DEFINED 16 600 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 830 9812 SH DEFINED 18 9812 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 17974 212608 SH DEFINED 5;1 212608 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 2052 24272 SH DEFINED 18453 5819 0 OCCIDENTAL PETE CORP DEL COM 674599105 90 1060 SH SOLE 1060 0 0 OCEAN PWR TECHNOLOGIES INC COM NEW 674870308 15 2100 SH DEFINED 3 0 0 2100 OCEAN PWR TECHNOLOGIES INC COM NEW 674870308 1 200 SH DEFINED 5 200 0 0 OCEANEERING INTL INC COM 675232102 2572 40517 SH DEFINED 3 35390 0 5127 OCEANEERING INTL INC COM 675232102 17828 280801 SH DEFINED 4 0 213921 66880 OCEANEERING INTL INC COM 675232102 41 653 SH DEFINED 5 653 0 0 OCEANEERING INTL INC COM 675232102 147 2316 SH DEFINED 18 2316 0 0 OCEANFIRST FINL CORP COM 675234108 11 1000 SH DEFINED 16 1000 0 0 ODYSSEY MARINE EXPLORATION I COM 676118102 16 12000 SH DEFINED 5 12000 0 0 OFFICE DEPOT INC COM 676220106 908 113722 SH DEFINED 2 113722 0 0 OFFICE DEPOT INC COM 676220106 1233 154537 SH DEFINED 3 153037 0 1500 OFFICE DEPOT INC COM 676220106 7 900 SH DEFINED 14 900 0 0 OFFICE DEPOT INC COM 676220106 2 232 SH DEFINED 18 232 0 0 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 10 80 SH DEFINED 2 80 0 0 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 247 2016 SH DEFINED 3 113 0 1903 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 598 4880 SH DEFINED 5 4880 0 0 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 1 11 SH DEFINED 8 11 0 0 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 110 900 SH DEFINED 16 900 0 0 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 25 200 SH DEFINED 17 0 0 200 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 37 300 SH DEFINED 300 0 0 OIL STS INTL INC COM 678026105 109 2400 SH DEFINED 3 0 0 2400 OIL STS INTL INC COM 678026105 943 20800 SH DEFINED 4 0 3400 17400 OIL STS INTL INC COM 678026105 13 296 SH DEFINED 5 296 0 0 OIL STS INTL INC COM 678026105 34 760 SH DEFINED 15 760 0 0 OIL STS INTL INC COM 678026105 1 20 SH DEFINED 18 20 0 0 OILSANDS QUEST INC COM 678046103 2 2100 SH DEFINED 3 0 0 2100 OILSANDS QUEST INC COM 678046103 24 32800 SH DEFINED 5 32800 0 0 OILSANDS QUEST INC COM 678046103 19 25375 SH DEFINED 7 0 25375 0 OILSANDS QUEST INC COM 678046103 4 5995 SH DEFINED 8 1000 4995 0 OLD DOMINION FGHT LINES INC COM 679580100 3950 118300 SH DEFINED 4 0 57200 61100 OLD NATL BANCORP IND COM 680033107 589 49298 SH DEFINED 2 49298 0 0 OLD NATL BANCORP IND COM 680033107 35 2955 SH DEFINED 3 0 0 2955
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- OLD REP INTL CORP COM 680223104 1054 83138 SH DEFINED 3 67860 0 15278 OLD REP INTL CORP COM 680223104 3 262 SH DEFINED 15 262 0 0 OLD REP INTL CORP COM 680223104 4 285 SH DEFINED 18 285 0 0 OLD REP INTL CORP COM 680223104 4 341 SH DEFINED 341 0 0 OLD SECOND BANCORP INC ILL COM 680277100 444 67400 SH DEFINED 4 0 0 67400 OLIN CORP COM PAR $1 680665205 2801 142777 SH DEFINED 3 111500 0 31277 OLIN CORP COM PAR $1 680665205 11 555 SH DEFINED 18 555 0 0 OMNICARE INC COM 681904108 376 13308 SH DEFINED 2 13308 0 0 OMNICARE INC COM 681904108 985 34813 SH DEFINED 3 33721 0 1092 OMNICARE INC COM 681904108 353 12490 SH DEFINED 4 0 12490 0 OMNICARE INC COM 681904108 5 175 SH DEFINED 16 175 0 0 OMNICOM GROUP INC COM 681919106 7426 191342 SH DEFINED 2 191342 0 0 OMNICOM GROUP INC COM 681919106 347 8937 SH DEFINED 3 3433 0 5504 OMNICOM GROUP INC COM 681919106 73 1880 SH DEFINED 5 1880 0 0 OMNICOM GROUP INC COM 681919106 182 4690 SH DEFINED 7 0 4690 0 OMNICOM GROUP INC COM 681919106 6 160 SH DEFINED 8 0 160 0 OMNICOM GROUP INC COM 681919106 64 1649 SH DEFINED 10 1649 0 0 OMNICOM GROUP INC COM 681919106 33 845 SH DEFINED 17 0 0 845 OMNICOM GROUP INC COM 681919106 34 881 SH DEFINED 18 881 0 0 OMNICOM GROUP INC COM 681919106 45 1160 SH DEFINED 1160 0 0 OMNICOM GROUP INC COM 681919106 806 20757 SH SOLE 20757 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 1032 52956 SH DEFINED 2 52956 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 801 41078 SH DEFINED 3 14600 0 26478 OMEGA HEALTHCARE INVS INC COM 681936100 195 10020 SH DEFINED 18 10020 0 0 OMNIVISION TECHNOLOGIES INC COM 682128103 598 34800 SH DEFINED 1 34800 0 0 OMNIVISION TECHNOLOGIES INC COM 682128103 3 200 SH DEFINED 3 0 0 200 OMNIVISION TECHNOLOGIES INC COM 682128103 5 273 SH DEFINED 5 273 0 0 OMNOVA SOLUTIONS INC COM 682129101 19 2473 SH DEFINED 2 2473 0 0 OMNOVA SOLUTIONS INC COM 682129101 760 96850 SH DEFINED 3 0 0 96850 OMNOVA SOLUTIONS INC COM 682129101 3083 392700 SH DEFINED 4 0 135200 257500 OMEROS CORP COM 682143102 14 2000 SH DEFINED 3 0 0 2000 ON ASSIGNMENT INC COM 682159108 756 106000 SH DEFINED 4 0 0 106000 ON SEMICONDUCTOR CORP COM 682189105 3966 495800 SH DEFINED 1 495800 0 0 ON SEMICONDUCTOR CORP COM 682189105 437 54640 SH DEFINED 2 54640 0 0 ON SEMICONDUCTOR CORP COM 682189105 10 1221 SH DEFINED 3 1121 0 100 ON SEMICONDUCTOR CORP COM 682189105 37 4564 SH DEFINED 18 4564 0 0 ONCOLYTICS BIOTECH INC COM 682310107 72 22851 SH DEFINED 5 22851 0 0 ONCOLYTICS BIOTECH INC COM 682310107 407 130000 SH DEFINED 15 130000 0 0 ONCOTHYREON INC COM 682324108 0 16 SH DEFINED 3 0 0 16 ONCOTHYREON INC COM 682324108 0 16 SH DEFINED 5 16 0 0 ONE LIBERTY PPTYS INC COM 682406103 65 3884 SH DEFINED 3 0 0 3884 ONEOK INC NEW COM 682680103 4081 89400 SH DEFINED 1 89400 0 0 ONEOK INC NEW COM 682680103 3210 70322 SH DEFINED 2 70322 0 0 ONEOK INC NEW COM 682680103 4379 95920 SH DEFINED 3 1165 0 94755 ONEOK INC NEW COM 682680103 532 11645 SH DEFINED 5 11645 0 0 ONEOK INC NEW COM 682680103 6 140 SH DEFINED 8 140 0 0 ONEOK INC NEW COM 682680103 385 8427 SH DEFINED 18 8427 0 0 ONEOK INC NEW COM 682680103 11 251 SH DEFINED 251 0 0 ONYX PHARMACEUTICALS INC COM 683399109 2 60 SH DEFINED 2 60 0 0 ONYX PHARMACEUTICALS INC COM 683399109 8 250 SH DEFINED 3 0 0 250 OPEN TEXT CORP COM 683715106 71702 1510462 SH DEFINED 1 1510462 0 0 OPEN TEXT CORP COM 683715106 538 11324 SH DEFINED 2 11324 0 0 OPEN TEXT CORP COM 683715106 7 138 SH DEFINED 3 0 0 138 OPEN TEXT CORP COM 683715106 16544 348524 SH DEFINED 4 0 262555 85969 OPEN TEXT CORP COM 683715106 142 3000 CALL DEFINED 5 3000 0 0 OPEN TEXT CORP COM 683715106 332 7000 PUT DEFINED 5 7000 0 0 OPEN TEXT CORP COM 683715106 14540 306308 SH DEFINED 5 306308 0 0 OPEN TEXT CORP COM 683715106 46229 973859 SH DEFINED 6 973859 0 0 OPEN TEXT CORP COM 683715106 12651 266507 SH DEFINED 7 0 266507 0 OPEN TEXT CORP COM 683715106 3323 70001 SH DEFINED 8 65581 4420 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- OPEN TEXT CORP COM 683715106 120 2520 SH DEFINED 9 2520 0 0 OPEN TEXT CORP COM 683715106 8 165 SH DEFINED 15 165 0 0 OPEN TEXT CORP COM 683715106 117 2475 SH DEFINED 2475 0 0 OPENWAVE SYS INC COM NEW 683718308 4 1896 SH DEFINED 2 1896 0 0 OPENWAVE SYS INC COM NEW 683718308 5 2267 SH DEFINED 3 0 0 2267 OPENWAVE SYS INC COM NEW 683718308 0 113 SH DEFINED 9 113 0 0 OPENWAVE SYS INC COM NEW 683718308 0 22 SH DEFINED 16 22 0 0 OPNET TECHNOLOGIES INC COM 683757108 24 1501 SH DEFINED 3 0 0 1501 OPNET TECHNOLOGIES INC COM 683757108 645 40000 SH DEFINED 4 0 0 40000 OPPENHEIMER HLDGS INC CL A NON VTG 683797104 10 400 SH DEFINED 16 400 0 0 OPTICAL CABLE CORP COM NEW 683827208 418 123000 SH DEFINED 4 0 0 123000 OPTIONSXPRESS HLDGS INC COM 684010101 44 2678 SH DEFINED 2 2678 0 0 OPTIONSXPRESS HLDGS INC COM 684010101 2 100 SH DEFINED 3 0 0 100 ORBITAL SCIENCES CORP COM 685564106 412 21663 SH DEFINED 2 21663 0 0 O REILLY AUTOMOTIVE INC COM 686091109 3256 78056 SH DEFINED 2 78056 0 0 O REILLY AUTOMOTIVE INC COM 686091109 3954 94807 SH DEFINED 3 86515 0 8292 O REILLY AUTOMOTIVE INC COM 686091109 85 2031 SH DEFINED 18 2031 0 0 OREXIGEN THERAPEUTICS INC COM 686164104 26 4340 SH DEFINED 3 0 0 4340 ORIX CORP SPONSORED ADR 686330101 1 12 SH DEFINED 3 0 0 12 ORIX CORP SPONSORED ADR 686330101 4 100 SH DEFINED 5 100 0 0 ORIX CORP SPONSORED ADR 686330101 15 343 SH DEFINED 18 343 0 0 ORIX CORP SPONSORED ADR 686330101 6 147 SH DEFINED 147 0 0 ORMAT TECHNOLOGIES INC COM 686688102 780 27730 SH DEFINED 2 27730 0 0 ORMAT TECHNOLOGIES INC COM 686688102 143 5084 SH DEFINED 3 53 0 5031 ORMAT TECHNOLOGIES INC COM 686688102 39 1395 SH DEFINED 5 1395 0 0 ORRSTOWN FINL SVCS INC COM 687380105 24 958 SH DEFINED 3 958 0 0 OSHKOSH CORP COM 688239201 53 1320 SH DEFINED 2 1320 0 0 OSHKOSH CORP COM 688239201 6123 151775 SH DEFINED 3 69239 0 82536 OSHKOSH CORP COM 688239201 2 51 SH DEFINED 8 51 0 0 OTELCO INC UNIT 99/99/9999 688823202 164 10257 SH DEFINED 3 0 0 10257 OTTER TAIL CORP COM 689648103 53 2400 SH DEFINED 3 0 0 2400 OVERSEAS SHIPHOLDING GROUP I COM 690368105 1551 39528 SH DEFINED 2 39528 0 0 OVERSEAS SHIPHOLDING GROUP I COM 690368105 307 7832 SH DEFINED 3 7432 0 400 OVERSTOCK COM INC DEL COM 690370101 13 805 SH DEFINED 2 805 0 0 OVERSTOCK COM INC DEL COM 690370101 114 7033 SH DEFINED 3 0 0 7033 OWENS & MINOR INC NEW COM 690732102 938 20215 SH DEFINED 2 20215 0 0 OWENS & MINOR INC NEW COM 690732102 84 1816 SH DEFINED 3 0 0 1816 OWENS CORNING NEW COM 690742101 412 16192 SH DEFINED 3 227 0 15965 OWENS CORNING NEW COM 690742101 59 2301 SH DEFINED 18 2301 0 0 OWENS ILL INC COM NEW 690768403 28445 800360 SH DEFINED 1 800360 0 0 OWENS ILL INC COM NEW 690768403 2894 81423 SH DEFINED 2 81423 0 0 OWENS ILL INC COM NEW 690768403 261 7346 SH DEFINED 3 1863 0 5483 OWENS ILL INC COM NEW 690768403 486 13680 SH DEFINED 4 0 13680 0 OWENS ILL INC COM NEW 690768403 7 200 SH DEFINED 5 200 0 0 OWENS ILL INC COM NEW 690768403 96 2715 SH DEFINED 7 0 2715 0 OWENS ILL INC COM NEW 690768403 3 95 SH DEFINED 8 0 95 0 OWENS ILL INC COM NEW 690768403 488 13743 SH DEFINED 10 13743 0 0 OWENS ILL INC COM NEW 690768403 100 2800 SH DEFINED 11 2800 0 0 OWENS ILL INC COM NEW 690768403 1 40 SH DEFINED 16 0 40 0 OWENS ILL INC COM NEW 690768403 95 2664 SH DEFINED 18 2664 0 0 OWENS ILL INC COM NEW 690768403 177 4970 SH DEFINED 4970 0 0 OWENS ILL INC COM NEW 690768403 23 660 SH SOLE 660 0 0 P A M TRANSN SVCS INC COM 693149106 1085 78600 SH DEFINED 4 0 0 78600 PHH CORP COM NEW 693320202 8 334 SH DEFINED 3 0 0 334 PHH CORP COM NEW 693320202 8 334 SH DEFINED 18 334 0 0 PICO HLDGS INC COM NEW 693366205 160 4300 SH DEFINED 3 0 0 4300 PICO HLDGS INC COM NEW 693366205 2579 69338 SH DEFINED 5 69338 0 0 PLX TECHNOLOGY INC COM 693417107 1 100 SH DEFINED 3 0 0 100 PMA CAP CORP CL A 693419202 12 2000 SH DEFINED 3 0 0 2000 PMA CAP CORP CL A 693419202 399 65000 SH DEFINED 4 0 0 65000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PMC COML TR SH BEN INT 693434102 277 37900 SH DEFINED 4 0 0 37900 PNC FINL SVCS GROUP INC COM 693475105 36936 618700 SH DEFINED 1 618700 0 0 PNC FINL SVCS GROUP INC COM 693475105 15075 252519 SH DEFINED 2 252519 0 0 PNC FINL SVCS GROUP INC COM 693475105 4790 80231 SH DEFINED 3 6415 0 73816 PNC FINL SVCS GROUP INC COM 693475105 0 3 SH DEFINED 5 3 0 0 PNC FINL SVCS GROUP INC COM 693475105 4 65 SH DEFINED 7 0 65 0 PNC FINL SVCS GROUP INC COM 693475105 124 2070 SH DEFINED 10 2070 0 0 PNC FINL SVCS GROUP INC COM 693475105 90 1500 SH DEFINED 15 1500 0 0 PNC FINL SVCS GROUP INC COM 693475105 13 211 SH DEFINED 16 211 0 0 PNC FINL SVCS GROUP INC COM 693475105 122 2045 SH DEFINED 17 0 0 2045 PNC FINL SVCS GROUP INC COM 693475105 1854 31063 SH DEFINED 18 31063 0 0 PNC FINL SVCS GROUP INC COM 693475105 18 298 SH DEFINED 298 0 0 PNC FINL SVCS GROUP INC COM 693475105 206 3450 SH SOLE 3450 0 0 POSCO SPONSORED ADR 693483109 747 6386 SH DEFINED 2 6386 0 0 POSCO SPONSORED ADR 693483109 127 1084 SH DEFINED 3 0 0 1084 POSCO SPONSORED ADR 693483109 161 1377 SH DEFINED 5 1377 0 0 POSCO SPONSORED ADR 693483109 45 385 SH DEFINED 7 0 385 0 POSCO SPONSORED ADR 693483109 3 25 SH DEFINED 15 25 0 0 POSCO SPONSORED ADR 693483109 4830 41281 SH DEFINED 5;1 41281 0 0 POSCO SPONSORED ADR 693483109 675 5768 SH DEFINED 5768 0 0 PPG INDS INC COM 693506107 1929 29500 SH DEFINED 1 29500 0 0 PPG INDS INC COM 693506107 5469 83630 SH DEFINED 2 83630 0 0 PPG INDS INC COM 693506107 1993 30470 SH DEFINED 3 1830 79 28561 PPG INDS INC COM 693506107 485 7410 SH DEFINED 5 7410 0 0 PPG INDS INC COM 693506107 6 90 SH DEFINED 8 90 0 0 PPG INDS INC COM 693506107 103 1577 SH DEFINED 18 1577 0 0 PACCAR INC COM 693718108 8981 207215 SH DEFINED 2 207215 0 0 PACCAR INC COM 693718108 739 17057 SH DEFINED 3 4235 0 12822 PACCAR INC COM 693718108 45 1045 SH DEFINED 5 1045 0 0 PACCAR INC COM 693718108 48 1099 SH DEFINED 18 1099 0 0 PACCAR INC COM 693718108 3 79 SH DEFINED 79 0 0 PACIFIC ASIA PETROLEUM INC COM 693864100 43 11000 SH DEFINED 3 0 0 11000 PACIFIC ASIA PETROLEUM INC COM 693864100 120 31000 SH DEFINED 5 31000 0 0 PACIFIC MERCANTILE BANCORP COM 694552100 50 18000 SH DEFINED 4 0 0 18000 PACIFIC SUNWEAR CALIF INC COM 694873100 1 250 SH DEFINED 3 0 0 250 PACIFIC SUNWEAR CALIF INC COM 694873100 2 450 SH DEFINED 18 450 0 0 PACKAGING CORP AMER COM 695156109 3688 149865 SH DEFINED 3 103982 0 45883 PACKAGING CORP AMER COM 695156109 276 11200 SH DEFINED 5 11200 0 0 PACKAGING CORP AMER COM 695156109 17 700 SH DEFINED 17 0 0 700 PACKAGING CORP AMER COM 695156109 1 46 SH DEFINED 18 46 0 0 PACKAGING CORP AMER COM 695156109 17 700 SH DEFINED 700 0 0 PACTIV CORP COM 695257105 1237 49145 SH DEFINED 2 49145 0 0 PACTIV CORP COM 695257105 187 7430 SH DEFINED 3 1461 0 5969 PACTIV CORP COM 695257105 11337 450247 SH DEFINED 4 0 205127 245120 PACTIV CORP COM 695257105 24 945 SH DEFINED 5 945 0 0 PACTIV CORP COM 695257105 39 1563 SH DEFINED 18 1563 0 0 PAETEC HOLDING CORP COM 695459107 0 100 SH DEFINED 3 0 0 100 PALATIN TECHNOLOGIES INC COM NEW 696077304 1 3000 SH DEFINED 5 3000 0 0 PALL CORP COM 696429307 1756 43363 SH DEFINED 2 43363 0 0 PALL CORP COM 696429307 1418 35027 SH DEFINED 3 1298 0 33729 PALL CORP COM 696429307 261 6445 SH DEFINED 5 6445 0 0 PALL CORP COM 696429307 8 200 SH DEFINED 8 200 0 0 PALL CORP COM 696429307 6 144 SH DEFINED 18 144 0 0 PALM INC NEW COM 696643105 16 4284 SH DEFINED 2 4284 0 0 PALM INC NEW COM 696643105 2229 592905 SH DEFINED 3 559819 0 33086 PALM INC NEW COM 696643105 46 12332 SH DEFINED 5 12332 0 0 PALM INC NEW COM 696643105 4 1000 SH DEFINED 7 0 1000 0 PALM INC NEW COM 696643105 9 2520 SH DEFINED 16 2520 0 0 PALM INC NEW COM 696643105 0 102 SH DEFINED 18 102 0 0 PALM INC NEW COM 696643105 19 5000 SH DEFINED 5000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PAN AMERICAN SILVER CORP COM 697900108 1140 49240 SH DEFINED 3 0 0 49240 PAN AMERICAN SILVER CORP COM 697900108 1713 74000 CALL DEFINED 5 74000 0 0 PAN AMERICAN SILVER CORP COM 697900108 23 1000 PUT DEFINED 5 1000 0 0 PAN AMERICAN SILVER CORP COM 697900108 4927 212820 SH DEFINED 5 212820 0 0 PAN AMERICAN SILVER CORP COM 697900108 1 51 SH DEFINED 7 0 51 0 PAN AMERICAN SILVER CORP COM 697900108 80 3473 SH DEFINED 8 3473 0 0 PAN AMERICAN SILVER CORP COM 697900108 39 1680 SH DEFINED 13 1680 0 0 PAN AMERICAN SILVER CORP COM 697900108 509 22000 SH DEFINED 16 22000 0 0 PANTRY INC COM 698657103 86 6874 SH DEFINED 2 6874 0 0 PAPA JOHNS INTL INC COM 698813102 45 1732 SH DEFINED 2 1732 0 0 PAPA JOHNS INTL INC COM 698813102 42 1638 SH DEFINED 3 0 0 1638 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 49 2739 SH DEFINED 2 2739 0 0 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 7 400 SH DEFINED 3 0 0 400 PAREXEL INTL CORP COM 699462107 58 2500 SH DEFINED 1 2500 0 0 PAREXEL INTL CORP COM 699462107 3 150 SH DEFINED 3 0 0 150 PAREXEL INTL CORP COM 699462107 17414 747042 SH DEFINED 4 0 580202 166840 PAREXEL INTL CORP COM 699462107 34 1467 SH DEFINED 18 1467 0 0 PARK ELECTROCHEMICAL CORP COM 700416209 5 180 SH DEFINED 18 180 0 0 PARK NATL CORP COM 700658107 7 108 SH DEFINED 2 108 0 0 PARK NATL CORP COM 700658107 196 3143 SH DEFINED 3 0 0 3143 PARKER DRILLING CO COM 701081101 9 1856 SH DEFINED 2 1856 0 0 PARKER HANNIFIN CORP COM 701094104 29081 449200 SH DEFINED 1 449200 0 0 PARKER HANNIFIN CORP COM 701094104 5161 79715 SH DEFINED 2 79715 0 0 PARKER HANNIFIN CORP COM 701094104 727 11236 SH DEFINED 3 1776 0 9460 PARKER HANNIFIN CORP COM 701094104 2903 44842 SH DEFINED 5 44842 0 0 PARKER HANNIFIN CORP COM 701094104 61 949 SH DEFINED 8 949 0 0 PARKER HANNIFIN CORP COM 701094104 1119 17280 SH DEFINED 14 17280 0 0 PARKER HANNIFIN CORP COM 701094104 33 506 SH DEFINED 18 506 0 0 PARKER HANNIFIN CORP COM 701094104 44 675 SH DEFINED 675 0 0 PATRICK INDS INC COM 703343103 125 43160 SH DEFINED 4 0 0 43160 PATTERSON COMPANIES INC COM 703395103 1795 57803 SH DEFINED 2 57803 0 0 PATTERSON COMPANIES INC COM 703395103 648 20863 SH DEFINED 3 1051 0 19812 PATTERSON COMPANIES INC COM 703395103 14 464 SH DEFINED 5 464 0 0 PATTERSON COMPANIES INC COM 703395103 1 30 SH DEFINED 18 30 0 0 PATTERSON UTI ENERGY INC COM 703481101 1080 77284 SH DEFINED 2 77284 0 0 PATTERSON UTI ENERGY INC COM 703481101 903 64633 SH DEFINED 3 49599 0 15034 PATTERSON UTI ENERGY INC COM 703481101 27 1945 SH DEFINED 5 1945 0 0 PATTERSON UTI ENERGY INC COM 703481101 245 17553 SH DEFINED 15 17553 0 0 PATTERSON UTI ENERGY INC COM 703481101 110 7884 SH DEFINED 18 7884 0 0 PAYCHEX INC COM 704326107 7082 230544 SH DEFINED 2 230544 0 0 PAYCHEX INC COM 704326107 1521 49503 SH DEFINED 3 3556 0 45947 PAYCHEX INC COM 704326107 110 3579 SH DEFINED 5 3579 0 0 PAYCHEX INC COM 704326107 387 12600 SH DEFINED 7 0 12600 0 PAYCHEX INC COM 704326107 14 465 SH DEFINED 8 0 465 0 PAYCHEX INC COM 704326107 122 3957 SH DEFINED 10 3957 0 0 PAYCHEX INC COM 704326107 49 1600 SH DEFINED 15 1600 0 0 PAYCHEX INC COM 704326107 7 215 SH DEFINED 16 0 215 0 PAYCHEX INC COM 704326107 63 2035 SH DEFINED 17 0 0 2035 PAYCHEX INC COM 704326107 265 8636 SH DEFINED 18 8636 0 0 PAYCHEX INC COM 704326107 235 7645 SH DEFINED 7645 0 0 PAYCHEX INC COM 704326107 1579 51395 SH SOLE 51395 0 0 PEABODY ENERGY CORP COM 704549104 42227 924000 SH DEFINED 1 924000 0 0 PEABODY ENERGY CORP COM 704549104 6877 150479 SH DEFINED 2 150479 0 0 PEABODY ENERGY CORP COM 704549104 1745 38176 SH DEFINED 3 18043 0 20133 PEABODY ENERGY CORP COM 704549104 151 3300 SH DEFINED 4 0 3300 0 PEABODY ENERGY CORP COM 704549104 872 19089 SH DEFINED 5 19089 0 0 PEABODY ENERGY CORP COM 704549104 43 950 SH DEFINED 8 950 0 0 PEABODY ENERGY CORP COM 704549104 30 650 SH DEFINED 15 650 0 0 PEABODY ENERGY CORP COM 704549104 34 750 SH DEFINED 16 750 0 0 PEABODY ENERGY CORP COM 704549104 110 2416 SH DEFINED 18 2416 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PEABODY ENERGY CORP COM 704549104 114 2490 SH DEFINED 0 2490 0 PEARSON PLC SPONSORED ADR 705015105 92 5884 SH DEFINED 5 5884 0 0 PEETS COFFEE & TEA INC COM 705560100 29 726 SH DEFINED 2 726 0 0 PEETS COFFEE & TEA INC COM 705560100 453 11435 SH DEFINED 3 0 0 11435 PEETS COFFEE & TEA INC COM 705560100 8357 210780 SH DEFINED 4 0 167070 43710 PEGASYSTEMS INC COM 705573103 48 1298 SH DEFINED 3 0 0 1298 PENGROWTH ENERGY TR TR UNIT NEW 706902509 95661 8204172 SH DEFINED 1 8204172 0 0 PENGROWTH ENERGY TR TR UNIT NEW 706902509 1737 148937 SH DEFINED 3 0 0 148937 PENGROWTH ENERGY TR TR UNIT NEW 706902509 2700 231558 SH DEFINED 5 231558 0 0 PENGROWTH ENERGY TR TR UNIT NEW 706902509 6983 598880 SH DEFINED 6 598880 0 0 PENGROWTH ENERGY TR TR UNIT NEW 706902509 1715 147080 SH DEFINED 7 0 147080 0 PENGROWTH ENERGY TR TR UNIT NEW 706902509 12 1053 SH DEFINED 8 733 320 0 PENGROWTH ENERGY TR TR UNIT NEW 706902509 175 15000 SH DEFINED 13 15000 0 0 PENGROWTH ENERGY TR TR UNIT NEW 706902509 58 5000 SH DEFINED 16 5000 0 0 PENGROWTH ENERGY TR TR UNIT NEW 706902509 0 0 SH DEFINED 0 0 0 PENFORD CORP COM 707051108 390 38000 SH DEFINED 4 0 0 38000 PENN NATL GAMING INC COM 707569109 144 5179 SH DEFINED 3 179 0 5000 PENN NATL GAMING INC COM 707569109 17 609 SH DEFINED 18 609 0 0 PENN VA CORP COM 707882106 155 6317 SH DEFINED 2 6317 0 0 PENN VA CORP COM 707882106 2166 88400 SH DEFINED 3 0 0 88400 PENN VA CORP COM 707882106 0 8 SH DEFINED 5 8 0 0 PENN VA RESOURCES PARTNERS L COM 707884102 148 6322 SH DEFINED 2 6322 0 0 PENN VA RESOURCES PARTNERS L COM 707884102 1908 81380 SH DEFINED 3 23400 0 57980 PENN VA RESOURCES PARTNERS L COM 707884102 56 2400 SH DEFINED 18 2400 0 0 PENN VA RESOURCES PARTNERS L COM 707884102 12 529 SH DEFINED 529 0 0 PENN WEST ENERGY TR TR UNIT 707885109 1827 86484 SH DEFINED 3 0 0 86484 PENN WEST ENERGY TR TR UNIT 707885109 397 18800 CALL DEFINED 5 18800 0 0 PENN WEST ENERGY TR TR UNIT 707885109 171 8100 PUT DEFINED 5 8100 0 0 PENN WEST ENERGY TR TR UNIT 707885109 5456 258315 SH DEFINED 5 258315 0 0 PENN WEST ENERGY TR TR UNIT 707885109 67 3182 SH DEFINED 6 3182 0 0 PENN WEST ENERGY TR TR UNIT 707885109 298 14125 SH DEFINED 7 0 14125 0 PENN WEST ENERGY TR TR UNIT 707885109 257 12175 SH DEFINED 8 12175 0 0 PENN WEST ENERGY TR TR UNIT 707885109 120 5700 SH DEFINED 14 5700 0 0 PENN WEST ENERGY TR TR UNIT 707885109 235 11145 SH DEFINED 15 11145 0 0 PENN WEST ENERGY TR TR UNIT 707885109 4 206 SH DEFINED 18 206 0 0 PENN WEST ENERGY TR TR UNIT 707885109 52 2443 SH DEFINED 5;1 2443 0 0 PENN WEST ENERGY TR TR UNIT 707885109 41766 1977554 SH SOLE 1977554 0 0 PENNANTPARK INVT CORP COM 708062104 169 16251 SH DEFINED 3 0 0 16251 PENNEY J C INC COM 708160106 3711 115358 SH DEFINED 2 115358 0 0 PENNEY J C INC COM 708160106 3500 108797 SH DEFINED 3 97573 0 11224 PENNEY J C INC COM 708160106 5 161 SH DEFINED 5 161 0 0 PENNEY J C INC COM 708160106 13 400 SH DEFINED 15 400 0 0 PENNEY J C INC COM 708160106 44 1377 SH DEFINED 18 1377 0 0 PENNEY J C INC COM 708160106 4 122 SH DEFINED 122 0 0 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 5 379 SH DEFINED 3 0 0 379 PENTAIR INC COM 709631105 2666 74842 SH DEFINED 3 48411 0 26431 PEOPLES BANCORP INC COM 709789101 478 29000 SH DEFINED 4 0 0 29000 PEOPLES UNITED FINANCIAL INC COM 712704105 5584 357483 SH DEFINED 2 357483 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 5230 334827 SH DEFINED 3 319105 0 15722 PEOPLES UNITED FINANCIAL INC COM 712704105 257 16460 SH DEFINED 4 0 16460 0 PEOPLES UNITED FINANCIAL INC COM 712704105 16 1000 SH DEFINED 5 1000 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 15 981 SH DEFINED 18 981 0 0 PEP BOYS MANNY MOE & JACK COM 713278109 5 526 SH DEFINED 2 526 0 0 PEP BOYS MANNY MOE & JACK COM 713278109 4 384 SH DEFINED 18 384 0 0 PEPCO HOLDINGS INC COM 713291102 1339 78066 SH DEFINED 2 78066 0 0 PEPCO HOLDINGS INC COM 713291102 1636 95367 SH DEFINED 3 2452 238 92677 PEPCO HOLDINGS INC COM 713291102 13 755 SH DEFINED 8 755 0 0 PEPCO HOLDINGS INC COM 713291102 4 208 SH DEFINED 18 208 0 0 PEPCO HOLDINGS INC COM 713291102 45 2642 SH DEFINED 2642 0 0 PEPSICO INC COM 713448108 66524 1005500 SH DEFINED 1 1005500 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PEPSICO INC COM 713448108 26973 407687 SH DEFINED 2 407687 0 0 PEPSICO INC COM 713448108 27436 414693 SH DEFINED 3 63023 35944 315726 PEPSICO INC COM 713448108 8291 125310 SH DEFINED 4 0 58510 66800 PEPSICO INC COM 713448108 13455 203373 SH DEFINED 5 203373 0 0 PEPSICO INC COM 713448108 1009 15250 SH DEFINED 6 15250 0 0 PEPSICO INC COM 713448108 2133 32247 SH DEFINED 7 0 32247 0 PEPSICO INC COM 713448108 877 13252 SH DEFINED 8 11450 1802 0 PEPSICO INC COM 713448108 57 860 SH DEFINED 9 860 0 0 PEPSICO INC COM 713448108 171 2587 SH DEFINED 10 2587 0 0 PEPSICO INC COM 713448108 112 1700 SH DEFINED 11 1700 0 0 PEPSICO INC COM 713448108 9 140 SH DEFINED 14 140 0 0 PEPSICO INC COM 713448108 169 2559 SH DEFINED 15 2559 0 0 PEPSICO INC COM 713448108 390 5888 SH DEFINED 16 5888 0 0 PEPSICO INC COM 713448108 385 5820 SH DEFINED 17 0 0 5820 PEPSICO INC COM 713448108 1039 15699 SH DEFINED 18 15699 0 0 PEPSICO INC COM 713448108 515 7789 SH DEFINED 3615 4174 0 PEPSICO INC COM 713448108 2142 32378 SH SOLE 32378 0 0 PEREGRINE PHARMACEUTICALS IN COM NEW 713661304 7 2200 SH DEFINED 3 0 0 2200 PEREGRINE PHARMACEUTICALS IN COM NEW 713661304 0 100 SH DEFINED 5 100 0 0 PEREGRINE PHARMACEUTICALS IN COM NEW 713661304 616 200000 SH DEFINED 200000 0 0 PERKINELMER INC COM 714046109 1133 47400 SH DEFINED 1 47400 0 0 PERKINELMER INC COM 714046109 784 32796 SH DEFINED 2 32796 0 0 PERKINELMER INC COM 714046109 74 3112 SH DEFINED 3 1297 0 1815 PERKINELMER INC COM 714046109 19 800 SH DEFINED 14 800 0 0 PERKINELMER INC COM 714046109 7 309 SH DEFINED 18 309 0 0 PERMA-FIX ENVIRONMENTAL SVCS COM 714157104 103 46138 SH DEFINED 3 0 0 46138 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 2613 148647 SH DEFINED 3 0 0 148647 PERRIGO CO COM 714290103 217 3700 SH DEFINED 1 3700 0 0 PERRIGO CO COM 714290103 1529 26046 SH DEFINED 3 22655 0 3391 PERRIGO CO COM 714290103 793 13500 SH DEFINED 4 0 2200 11300 PERRIGO CO COM 714290103 1010 17206 SH DEFINED 5 17206 0 0 PERRIGO CO COM 714290103 90 1537 SH DEFINED 8 1537 0 0 PERRIGO CO COM 714290103 54 915 SH DEFINED 18 915 0 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 880 24620 SH DEFINED 1 24620 0 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 2394 66959 SH DEFINED 2 66959 0 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 8 227 SH DEFINED 3 0 0 227 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 34 960 SH DEFINED 7 0 960 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 2 55 SH DEFINED 8 0 55 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 169 4724 SH DEFINED 10 4724 0 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 52 1461 SH DEFINED 1060 401 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 10 275 SH SOLE 275 0 0 PETROFLOW ENERGY LTD COM 715918405 0 500 SH DEFINED 7 0 500 0 PETMED EXPRESS INC COM 716382106 0 2 SH DEFINED 2 2 0 0 PETROHAWK ENERGY CORP COM 716495106 4865 239900 SH DEFINED 1 239900 0 0 PETROHAWK ENERGY CORP COM 716495106 219 10777 SH DEFINED 2 10777 0 0 PETROHAWK ENERGY CORP COM 716495106 5313 262000 PUT DEFINED 3 262000 0 0 PETROHAWK ENERGY CORP COM 716495106 16508 813995 SH DEFINED 3 612802 0 201193 PETROHAWK ENERGY CORP COM 716495106 4 187 SH DEFINED 5 187 0 0 PETROHAWK ENERGY CORP COM 716495106 7 351 SH DEFINED 18 351 0 0 PETROLEUM & RES CORP COM 716549100 1265 53099 SH DEFINED 3 0 0 53099 PETROLEUM & RES CORP COM 716549100 48 2035 SH DEFINED 5 2035 0 0 PETROQUEST ENERGY INC COM 716748108 22 4331 SH DEFINED 2 4331 0 0 PETSMART INC COM 716768106 5254 164400 SH DEFINED 1 164400 0 0 PETSMART INC COM 716768106 1134 35486 SH DEFINED 3 34712 0 774 PETSMART INC COM 716768106 70 2200 SH DEFINED 18 2200 0 0 PFIZER INC COM 717081103 43000 2507277 SH DEFINED 1 2507277 0 0 PFIZER INC COM 717081103 11140 649552 SH DEFINED 2 649552 0 0 PFIZER INC COM 717081103 8575 500000 CALL DEFINED 3 500000 0 0 PFIZER INC COM 717081103 8918 520000 PUT DEFINED 3 520000 0 0 PFIZER INC COM 717081103 40130 2339922 SH DEFINED 3 602215 17314 1720393
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PFIZER INC COM 717081103 10090 588315 SH DEFINED 4 0 228090 360225 PFIZER INC COM 717081103 27962 1630437 SH DEFINED 5 1630437 0 0 PFIZER INC COM 717081103 65365 3811376 SH DEFINED 6 3811376 0 0 PFIZER INC COM 717081103 2116 123368 SH DEFINED 7 0 123368 0 PFIZER INC COM 717081103 1077 62780 SH DEFINED 8 56655 6125 0 PFIZER INC COM 717081103 81 4746 SH DEFINED 9 4746 0 0 PFIZER INC COM 717081103 1128 65791 SH DEFINED 10 65791 0 0 PFIZER INC COM 717081103 657 38320 SH DEFINED 11 38320 0 0 PFIZER INC COM 717081103 154 9000 SH DEFINED 13 9000 0 0 PFIZER INC COM 717081103 1925 112258 SH DEFINED 14 112258 0 0 PFIZER INC COM 717081103 817 47625 SH DEFINED 15 47625 0 0 PFIZER INC COM 717081103 240 14015 SH DEFINED 16 12415 1600 0 PFIZER INC COM 717081103 1799 104925 SH DEFINED 17 0 0 104925 PFIZER INC COM 717081103 5266 307070 SH DEFINED 18 307070 0 0 PFIZER INC COM 717081103 4465 260335 SH DEFINED 5;1 260335 0 0 PFIZER INC COM 717081103 3270 190695 SH DEFINED 159156 31539 0 PFIZER INC COM 717081103 23377 1363115 SH SOLE 1363115 0 0 PHARMACEUTICAL PROD DEV INC COM 717124101 2374 100000 CALL DEFINED 3 100000 0 0 PHARMACEUTICAL PROD DEV INC COM 717124101 860 36244 SH DEFINED 3 33360 0 2884 PHARMACEUTICAL PROD DEV INC COM 717124101 12302 518210 SH DEFINED 4 0 396770 121440 PHARMACEUTICAL PROD DEV INC COM 717124101 2 90 SH DEFINED 5 90 0 0 PHARMACEUTICAL PROD DEV INC COM 717124101 475 20000 SH DEFINED 14 20000 0 0 PHARMACEUTICAL PROD DEV INC COM 717124101 6 240 SH DEFINED 18 240 0 0 PHILIP MORRIS INTL INC COM 718172109 1085 20800 SH DEFINED 1 20800 0 0 PHILIP MORRIS INTL INC COM 718172109 9359 179424 SH DEFINED 2 179424 0 0 PHILIP MORRIS INTL INC COM 718172109 17696 339268 SH DEFINED 3 22940 45455 270873 PHILIP MORRIS INTL INC COM 718172109 1909 36595 SH DEFINED 4 0 32390 4205 PHILIP MORRIS INTL INC COM 718172109 6853 131378 SH DEFINED 5 131378 0 0 PHILIP MORRIS INTL INC COM 718172109 1202 23047 SH DEFINED 7 0 23047 0 PHILIP MORRIS INTL INC COM 718172109 226 4324 SH DEFINED 8 2529 1795 0 PHILIP MORRIS INTL INC COM 718172109 340 6511 SH DEFINED 10 6511 0 0 PHILIP MORRIS INTL INC COM 718172109 11292 216480 SH DEFINED 14 216480 0 0 PHILIP MORRIS INTL INC COM 718172109 564 10807 SH DEFINED 15 10807 0 0 PHILIP MORRIS INTL INC COM 718172109 141 2708 SH DEFINED 16 2708 0 0 PHILIP MORRIS INTL INC COM 718172109 2893 55469 SH DEFINED 18 55469 0 0 PHILIP MORRIS INTL INC COM 718172109 5 105 SH DEFINED 5;1 105 0 0 PHILIP MORRIS INTL INC COM 718172109 1235 23670 SH DEFINED 12408 11262 0 PHILIP MORRIS INTL INC COM 718172109 632 12115 SH SOLE 12115 0 0 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 1177 22087 SH DEFINED 2 22087 0 0 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 320 6000 SH DEFINED 3 0 0 6000 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 28 528 SH DEFINED 5 528 0 0 PHILLIPS VAN HEUSEN CORP COM 718592108 1760 30675 SH DEFINED 3 30469 0 206 PHILLIPS VAN HEUSEN CORP COM 718592108 1 26 SH DEFINED 18 26 0 0 PHOTRONICS INC COM 719405102 4 881 SH DEFINED 2 881 0 0 PHOTRONICS INC COM 719405102 193 37930 SH DEFINED 4 0 0 37930 PIEDMONT NAT GAS INC COM 720186105 19 693 SH DEFINED 2 693 0 0 PIEDMONT NAT GAS INC COM 720186105 985 35724 SH DEFINED 3 0 0 35724 PIEDMONT NAT GAS INC COM 720186105 6 224 SH DEFINED 5 224 0 0 PIEDMONT NAT GAS INC COM 720186105 248 9000 SH DEFINED 18 9000 0 0 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 24 1222 SH DEFINED 3 0 0 1222 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 10 525 SH DEFINED 18 525 0 0 PIER 1 IMPORTS INC COM 720279108 73 11500 SH DEFINED 1 11500 0 0 PIER 1 IMPORTS INC COM 720279108 95 14900 SH DEFINED 2 14900 0 0 PIER 1 IMPORTS INC COM 720279108 1109 174066 SH DEFINED 3 170941 0 3125 PIKE ELEC CORP COM 721283109 9 959 SH DEFINED 2 959 0 0 PIMCO GLOBAL STOCKSPLS INCM COM 722011103 15 789 SH DEFINED 3 0 0 789 PIMCO HIGH INCOME FD COM SHS 722014107 1710 139730 SH DEFINED 3 0 0 139730 PIMCO HIGH INCOME FD COM SHS 722014107 42 3400 SH DEFINED 13 3400 0 0 PIMCO HIGH INCOME FD COM SHS 722014107 4 333 SH DEFINED 333 0 0 PINNACLE AIRL CORP COM 723443107 34 4559 SH DEFINED 3 0 0 4559
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PINNACLE GAS RESOURCES INC COM 723464301 1 3000 SH DEFINED 3 0 0 3000 PINNACLE WEST CAP CORP COM 723484101 2529 67038 SH DEFINED 2 67038 0 0 PINNACLE WEST CAP CORP COM 723484101 1248 33072 SH DEFINED 3 1120 159 31793 PINNACLE WEST CAP CORP COM 723484101 7 175 SH DEFINED 7 0 175 0 PINNACLE WEST CAP CORP COM 723484101 267 7080 SH DEFINED 18 7080 0 0 PINNACLE WEST CAP CORP COM 723484101 25 665 SH DEFINED 665 0 0 PIONEER DIV HIGH INCOME TRUS COM BENE INTER 723653101 835 41852 SH DEFINED 3 0 0 41852 PIONEER DRILLING CO COM 723655106 6 850 SH DEFINED 18 850 0 0 PIONEER MUN HIGH INC ADV TR COM 723762100 51 3920 SH DEFINED 3 0 0 3920 PIONEER MUN HIGH INCOME TR COM SHS 723763108 759 52966 SH DEFINED 3 0 0 52966 PIONEER NAT RES CO COM 723787107 6511 115600 SH DEFINED 1 115600 0 0 PIONEER NAT RES CO COM 723787107 2435 43242 SH DEFINED 2 43242 0 0 PIONEER NAT RES CO COM 723787107 444 7883 SH DEFINED 3 2046 0 5837 PIONEER NAT RES CO COM 723787107 18 322 SH DEFINED 16 322 0 0 PIONEER NAT RES CO COM 723787107 17 302 SH DEFINED 18 302 0 0 PIPER JAFFRAY COS COM 724078100 823 20431 SH DEFINED 2 20431 0 0 PIPER JAFFRAY COS COM 724078100 6 138 SH DEFINED 3 0 0 138 PIPER JAFFRAY COS COM 724078100 4 92 SH DEFINED 18 92 0 0 PITNEY BOWES INC COM 724479100 2156 88180 SH DEFINED 2 88180 0 0 PITNEY BOWES INC COM 724479100 1373 56166 SH DEFINED 3 2292 0 53874 PITNEY BOWES INC COM 724479100 47 1942 SH DEFINED 5 1942 0 0 PITNEY BOWES INC COM 724479100 7 300 SH DEFINED 8 300 0 0 PITNEY BOWES INC COM 724479100 336 13744 SH DEFINED 18 13744 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 11127 195554 SH DEFINED 3 117589 0 77965 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 3 50 SH DEFINED 5 50 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 18 315 SH DEFINED 15 315 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 21 372 SH DEFINED 18 372 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 52 917 SH DEFINED 917 0 0 PLAINS EXPL& PRODTN CO COM 726505100 1500 50000 SH DEFINED 1 50000 0 0 PLAINS EXPL& PRODTN CO COM 726505100 282 9395 SH DEFINED 2 9395 0 0 PLAINS EXPL& PRODTN CO COM 726505100 900 30000 CALL DEFINED 3 30000 0 0 PLAINS EXPL& PRODTN CO COM 726505100 1718 57296 SH DEFINED 3 51996 0 5300 PLAINS EXPL& PRODTN CO COM 726505100 2 54 SH DEFINED 16 54 0 0 PLANAR SYS INC COM 726900103 256 91329 SH DEFINED 3 0 0 91329 PLANTRONICS INC NEW COM 727493108 58 1851 SH DEFINED 3 0 0 1851 PLANTRONICS INC NEW COM 727493108 16 500 SH DEFINED 5 500 0 0 PLANTRONICS INC NEW COM 727493108 15 474 SH DEFINED 18 474 0 0 PLAYBOY ENTERPRISES INC CL B 728117300 25 6800 SH DEFINED 14 6800 0 0 PLEXUS CORP COM 729132100 1038 28800 SH DEFINED 1 28800 0 0 PLEXUS CORP COM 729132100 325 9027 SH DEFINED 2 9027 0 0 PLEXUS CORP COM 729132100 1 35 SH DEFINED 3 0 0 35 PLEXUS CORP COM 729132100 23454 650963 SH DEFINED 4 0 517823 133140 PLEXUS CORP COM 729132100 36 993 SH DEFINED 18 993 0 0 PLUM CREEK TIMBER CO INC COM 729251108 2788 71653 SH DEFINED 2 71653 0 0 PLUM CREEK TIMBER CO INC COM 729251108 1412 36290 SH DEFINED 3 1799 0 34491 PLUM CREEK TIMBER CO INC COM 729251108 19 500 SH DEFINED 5 500 0 0 PLUM CREEK TIMBER CO INC COM 729251108 1897 48765 SH DEFINED 18 48765 0 0 POINT 360 COM 730507100 196 135000 SH DEFINED 4 0 0 135000 POLARIS INDS INC COM 731068102 51 1000 SH DEFINED 1 1000 0 0 POLARIS INDS INC COM 731068102 179 3505 SH DEFINED 3 800 0 2705 POLARIS INDS INC COM 731068102 8 162 SH DEFINED 5 162 0 0 POLARIS INDS INC COM 731068102 6 111 SH DEFINED 111 0 0 POLO RALPH LAUREN CORP CL A 731572103 2927 34416 SH DEFINED 2 34416 0 0 POLO RALPH LAUREN CORP CL A 731572103 1313 15435 SH DEFINED 3 10627 0 4808 POLO RALPH LAUREN CORP CL A 731572103 6 75 SH DEFINED 16 75 0 0 POLO RALPH LAUREN CORP CL A 731572103 81 952 SH DEFINED 18 952 0 0 POLYMET MINING CORP COM 731916102 1 500 SH DEFINED 3 0 0 500 PONIARD PHARMACEUTICALS INC COM NEW 732449301 0 62 SH DEFINED 3 0 0 62 POPE RES DEL LTD PARTNERSHIP DEPOSITRY RCPT 732857107 5 200 SH DEFINED 3 0 0 200 POPULAR INC COM 733174106 2862 983530 SH DEFINED 3 851705 0 131825
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PORTER BANCORP INC COM 736233107 74 5648 SH DEFINED 3 0 0 5648 PORTLAND GEN ELEC CO COM NEW 736508847 166 8577 SH DEFINED 3 0 0 8577 PORTLAND GEN ELEC CO COM NEW 736508847 205 10640 SH SOLE 10640 0 0 PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 8 742 SH DEFINED 2 742 0 0 PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 38 3455 SH DEFINED 3 0 0 3455 PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 65 5810 SH DEFINED 5 5810 0 0 PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 344 30972 SH DEFINED 18 30972 0 0 POST PPTYS INC COM 737464107 4 160 SH DEFINED 3 0 0 160 POSTROCK ENERGY CORP COM 737525105 259 25412 SH DEFINED 3 0 0 25412 POTLATCH CORP NEW COM 737630103 73 2096 SH DEFINED 2 2096 0 0 POTLATCH CORP NEW COM 737630103 221 6308 SH DEFINED 3 0 0 6308 POTLATCH CORP NEW COM 737630103 4 100 SH DEFINED 8 100 0 0 POWELL INDS INC COM 739128106 5 166 SH DEFINED 3 0 0 166 POWELL INDS INC COM 739128106 3629 111551 SH DEFINED 4 0 41000 70551 POWER INTEGRATIONS INC COM 739276103 1104 26800 SH DEFINED 1 26800 0 0 POWER INTEGRATIONS INC COM 739276103 53 1287 SH DEFINED 3 0 0 1287 POWER INTEGRATIONS INC COM 739276103 12 282 SH DEFINED 18 282 0 0 POWER-ONE INC COM 739308104 1 308 SH DEFINED 2 308 0 0 POWER-ONE INC COM 739308104 41 9752 SH DEFINED 3 0 0 9752 POWERWAVE TECHNOLOGIES INC COM 739363109 3 2680 SH DEFINED 3 0 0 2680 PRE PAID LEGAL SVCS INC COM 740065107 378 9979 SH DEFINED 2 9979 0 0 PRE PAID LEGAL SVCS INC COM 740065107 25 670 SH DEFINED 3 0 0 670 PRE PAID LEGAL SVCS INC COM 740065107 4 100 SH DEFINED 8 100 0 0 PRECISION CASTPARTS CORP COM 740189105 13279 104800 SH DEFINED 1 104800 0 0 PRECISION CASTPARTS CORP COM 740189105 6902 54470 SH DEFINED 2 54470 0 0 PRECISION CASTPARTS CORP COM 740189105 994 7846 SH DEFINED 3 1561 0 6285 PRECISION CASTPARTS CORP COM 740189105 10281 81135 SH DEFINED 4 0 35610 45525 PRECISION CASTPARTS CORP COM 740189105 10 76 SH DEFINED 5 76 0 0 PRECISION CASTPARTS CORP COM 740189105 28 220 SH DEFINED 16 220 0 0 PRECISION CASTPARTS CORP COM 740189105 43 342 SH DEFINED 18 342 0 0 PRECISION CASTPARTS CORP COM 740189105 4 30 SH DEFINED 5;1 30 0 0 PRECISION CASTPARTS CORP COM 740189105 73 575 SH DEFINED 575 0 0 PRECISION DRILLING TR TR UNIT 740215108 25816 3365820 SH DEFINED 1 3193820 0 172000 PRECISION DRILLING TR TR UNIT 740215108 1885 245728 SH DEFINED 3 0 0 245728 PRECISION DRILLING TR TR UNIT 740215108 154 20100 CALL DEFINED 5 20100 0 0 PRECISION DRILLING TR TR UNIT 740215108 77 10000 PUT DEFINED 5 10000 0 0 PRECISION DRILLING TR TR UNIT 740215108 4083 532320 SH DEFINED 5 532320 0 0 PRECISION DRILLING TR TR UNIT 740215108 28634 3733247 SH DEFINED 6 3733247 0 0 PRECISION DRILLING TR TR UNIT 740215108 63 8252 SH DEFINED 7 0 8252 0 PRECISION DRILLING TR TR UNIT 740215108 9 1200 SH DEFINED 8 1200 0 0 PRECISION DRILLING TR TR UNIT 740215108 25268 3294401 SH DEFINED 5;1 3294401 0 0 PRECISION DRILLING TR TR UNIT 740215108 8 1015 SH DEFINED 1015 0 0 PREMIERE GLOBAL SVCS INC COM 740585104 1743 211000 SH DEFINED 4 0 104800 106200 PRESIDENTIAL LIFE CORP COM 740884101 0 50 SH DEFINED 3 0 0 50 PRESIDENTIAL LIFE CORP COM 740884101 399 40000 SH DEFINED 4 0 0 40000 PREMIERWEST BANCORP COM 740921101 19 43000 SH DEFINED 5 43000 0 0 PRESSTEK INC COM 741113104 1829 408151 SH DEFINED 3 407951 0 200 PRICELINE COM INC COM NEW 741503403 7150 28041 SH DEFINED 2 28041 0 0 PRICELINE COM INC COM NEW 741503403 841 3298 SH DEFINED 3 499 0 2799 PRICELINE COM INC COM NEW 741503403 103 402 SH DEFINED 5 402 0 0 PRICELINE COM INC COM NEW 741503403 687 2693 SH DEFINED 10 2693 0 0 PRICELINE COM INC COM NEW 741503403 60 235 SH DEFINED 18 235 0 0 PRICELINE COM INC COM NEW 741503403 94 370 SH DEFINED 0 0 370 PRICELINE COM INC COM NEW 741503403 20 80 SH SOLE 80 0 0 PRICESMART INC COM 741511109 29 1247 SH DEFINED 2 1247 0 0 PROCTER & GAMBLE CO COM 742718109 67986 1074531 SH DEFINED 1 1074531 0 0 PROCTER & GAMBLE CO COM 742718109 59333 937778 SH DEFINED 2 937778 0 0 PROCTER & GAMBLE CO COM 742718109 49517 782636 SH DEFINED 3 83043 37451 662142 PROCTER & GAMBLE CO COM 742718109 1128 17835 SH DEFINED 4 0 15795 2040 PROCTER & GAMBLE CO COM 742718109 39230 620035 SH DEFINED 5 620035 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PROCTER & GAMBLE CO COM 742718109 3057 48320 SH DEFINED 6 48320 0 0 PROCTER & GAMBLE CO COM 742718109 3143 49669 SH DEFINED 7 0 49669 0 PROCTER & GAMBLE CO COM 742718109 1882 29743 SH DEFINED 8 27877 1866 0 PROCTER & GAMBLE CO COM 742718109 671 10605 SH DEFINED 9 10605 0 0 PROCTER & GAMBLE CO COM 742718109 304 4806 SH DEFINED 10 4806 0 0 PROCTER & GAMBLE CO COM 742718109 3167 50058 SH DEFINED 14 50058 0 0 PROCTER & GAMBLE CO COM 742718109 482 7612 SH DEFINED 15 7612 0 0 PROCTER & GAMBLE CO COM 742718109 285 4499 SH DEFINED 16 4379 120 0 PROCTER & GAMBLE CO COM 742718109 483 7635 SH DEFINED 17 0 0 7635 PROCTER & GAMBLE CO COM 742718109 4932 77944 SH DEFINED 18 77944 0 0 PROCTER & GAMBLE CO COM 742718109 1815 28681 SH DEFINED 14439 14242 0 PROCTER & GAMBLE CO COM 742718109 2495 39435 SH SOLE 39435 0 0 PRIVATEBANCORP INC COM 742962103 43 3161 SH DEFINED 2 3161 0 0 PRIVATEBANCORP INC COM 742962103 49 3575 SH DEFINED 3 0 0 3575 PROGENICS PHARMACEUTICALS IN COM 743187106 2 400 SH DEFINED 3 0 0 400 PROGRESS ENERGY INC COM 743263105 4953 125845 SH DEFINED 2 125845 0 0 PROGRESS ENERGY INC COM 743263105 8376 212795 SH DEFINED 3 140132 119 72544 PROGRESS ENERGY INC COM 743263105 40 1019 SH DEFINED 5 1019 0 0 PROGRESS ENERGY INC COM 743263105 20 514 SH DEFINED 18 514 0 0 PROGRESS ENERGY INC COM 743263105 112 2836 SH DEFINED 2836 0 0 PROGRESS SOFTWARE CORP COM 743312100 426 13547 SH DEFINED 2 13547 0 0 PROGRESS SOFTWARE CORP COM 743312100 16 500 SH DEFINED 3 0 0 500 PROGRESS SOFTWARE CORP COM 743312100 157 5000 SH DEFINED 14 5000 0 0 PROGRESSIVE CORP OHIO COM 743315103 5433 284624 SH DEFINED 2 284624 0 0 PROGRESSIVE CORP OHIO COM 743315103 197 10329 SH DEFINED 3 7451 0 2878 PROGRESSIVE CORP OHIO COM 743315103 3031 158800 SH DEFINED 5 158800 0 0 PROGRESSIVE CORP OHIO COM 743315103 72096 3776642 SH DEFINED 6 3776642 0 0 PROGRESSIVE CORP OHIO COM 743315103 158 8265 SH DEFINED 7 0 8265 0 PROGRESSIVE CORP OHIO COM 743315103 48 2490 SH DEFINED 8 2100 390 0 PROGRESSIVE CORP OHIO COM 743315103 62 3235 SH DEFINED 10 3235 0 0 PROGRESSIVE CORP OHIO COM 743315103 32 1675 SH DEFINED 17 0 0 1675 PROGRESSIVE CORP OHIO COM 743315103 36 1866 SH DEFINED 18 1866 0 0 PROGRESSIVE CORP OHIO COM 743315103 8 400 SH DEFINED 400 0 0 PROGRESSIVE CORP OHIO COM 743315103 774 40566 SH SOLE 40566 0 0 PROLOGIS SH BEN INT 743410102 1290 97700 SH DEFINED 1 97700 0 0 PROLOGIS SH BEN INT 743410102 2971 225105 SH DEFINED 2 225105 0 0 PROLOGIS SH BEN INT 743410102 182 13755 SH DEFINED 3 5241 0 8514 PROLOGIS SH BEN INT 743410102 170 12914 SH DEFINED 5 12914 0 0 PROLOGIS SH BEN INT 743410102 13 1017 SH DEFINED 18 1017 0 0 PROLOGIS SH BEN INT 743410102 7 521 SH DEFINED 521 0 0 PROSPERITY BANCSHARES INC COM 743606105 1583 38607 SH DEFINED 2 38607 0 0 PROSPERITY BANCSHARES INC COM 743606105 1 28 SH DEFINED 18 28 0 0 PROTECTIVE LIFE CORP COM 743674103 591 26888 SH DEFINED 3 23999 0 2889 PROTECTIVE LIFE CORP COM 743674103 57 2600 SH DEFINED 0 0 2600 PROVIDENCE SVC CORP COM 743815102 5 360 SH DEFINED 3 0 0 360 PROVIDENT FINL HLDGS INC COM 743868101 77 22038 SH DEFINED 3 0 0 22038 PROVIDENT FINL HLDGS INC COM 743868101 66 19000 SH DEFINED 4 0 0 19000 PRUDENTIAL FINL INC COM 744320102 40130 663300 SH DEFINED 1 663300 0 0 PRUDENTIAL FINL INC COM 744320102 13068 215999 SH DEFINED 2 215999 0 0 PRUDENTIAL FINL INC COM 744320102 3993 66002 SH DEFINED 3 5130 0 60872 PRUDENTIAL FINL INC COM 744320102 1494 24698 SH DEFINED 5 24698 0 0 PRUDENTIAL FINL INC COM 744320102 43 708 SH DEFINED 8 708 0 0 PRUDENTIAL FINL INC COM 744320102 196 3236 SH DEFINED 10 3236 0 0 PRUDENTIAL FINL INC COM 744320102 21 350 SH DEFINED 15 350 0 0 PRUDENTIAL FINL INC COM 744320102 232 3835 SH DEFINED 18 3835 0 0 PRUDENTIAL FINL INC COM 744320102 23 378 SH DEFINED 378 0 0 PRUDENTIAL FINL INC COM 744320102 79 1312 SH SOLE 1312 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 5247 177748 SH DEFINED 3 105594 0 72154 PUBLIC SVC ENTERPRISE GROUP COM 744573106 1 28 SH DEFINED 15 28 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 9 288 SH DEFINED 18 288 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PUBLIC SVC ENTERPRISE GROUP COM 744573106 358 12135 SH DEFINED 2375 9760 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 3 100 SH SOLE 100 0 0 PULASKI FINL CORP COM 745548107 3 396 SH DEFINED 3 0 0 396 PULTE HOMES INC COM 745867101 1704 151507 SH DEFINED 2 151507 0 0 PULTE HOMES INC COM 745867101 25875 2300000 CALL DEFINED 3 2300000 0 0 PULTE HOMES INC COM 745867101 11250 1000000 PUT DEFINED 3 1000000 0 0 PULTE HOMES INC COM 745867101 2436 216507 SH DEFINED 3 213557 0 2950 PULTE HOMES INC COM 745867101 2912 258835 SH DEFINED 4 0 93805 165030 PULTE HOMES INC COM 745867101 24 2160 SH DEFINED 5 2160 0 0 PULTE HOMES INC COM 745867101 267 23699 SH DEFINED 15 23699 0 0 PULTE HOMES INC COM 745867101 25 2236 SH DEFINED 18 2236 0 0 PULTE HOMES INC COM 745867101 4 343 SH DEFINED 343 0 0 PUTNAM MANAGED MUN INCOM TR COM 746823103 3992 554496 SH DEFINED 3 0 0 554496 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 463 71112 SH DEFINED 3 0 0 71112 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 873 134117 SH DEFINED 5 134117 0 0 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 184 29543 SH DEFINED 3 0 0 29543 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 5636 490105 SH DEFINED 3 0 0 490105 QLT INC COM 746927102 2 450 SH DEFINED 3 0 0 450 QLT INC COM 746927102 1 138 SH DEFINED 5 138 0 0 QLT INC COM 746927102 355 69645 SH DEFINED 69645 0 0 QLOGIC CORP COM 747277101 600 29580 SH DEFINED 2 29580 0 0 QLOGIC CORP COM 747277101 1323 65181 SH DEFINED 3 37178 0 28003 QLOGIC CORP COM 747277101 24 1160 SH DEFINED 5 1160 0 0 QLOGIC CORP COM 747277101 143 7022 SH DEFINED 18 7022 0 0 QUAKER CHEM CORP COM 747316107 3 100 SH DEFINED 3 0 0 100 QUALCOMM INC COM 747525103 46636 1111434 SH DEFINED 2 1111434 0 0 QUALCOMM INC COM 747525103 4196 100000 CALL DEFINED 3 100000 0 0 QUALCOMM INC COM 747525103 4196 100000 PUT DEFINED 3 100000 0 0 QUALCOMM INC COM 747525103 12931 308181 SH DEFINED 3 136449 0 171732 QUALCOMM INC COM 747525103 901 21470 SH DEFINED 4 0 19380 2090 QUALCOMM INC COM 747525103 2785 66377 SH DEFINED 5 66377 0 0 QUALCOMM INC COM 747525103 38 900 SH DEFINED 7 0 900 0 QUALCOMM INC COM 747525103 78 1855 SH DEFINED 8 1855 0 0 QUALCOMM INC COM 747525103 8 200 SH DEFINED 9 200 0 0 QUALCOMM INC COM 747525103 76 1810 SH DEFINED 10 1810 0 0 QUALCOMM INC COM 747525103 2937 70000 SH DEFINED 14 70000 0 0 QUALCOMM INC COM 747525103 29 700 SH DEFINED 15 700 0 0 QUALCOMM INC COM 747525103 89 2125 SH DEFINED 16 2125 0 0 QUALCOMM INC COM 747525103 84 1995 SH DEFINED 17 0 0 1995 QUALCOMM INC COM 747525103 2665 63504 SH DEFINED 18 63504 0 0 QUALCOMM INC COM 747525103 1 20 SH DEFINED 5;1 20 0 0 QUALCOMM INC COM 747525103 307 7309 SH DEFINED 2411 4898 0 QUALCOMM INC COM 747525103 266 6344 SH SOLE 6344 0 0 QUALITY SYS INC COM 747582104 1901 30945 SH DEFINED 3 27975 0 2970 QUALITY SYS INC COM 747582104 37 600 SH DEFINED 5 600 0 0 QUALITY SYS INC COM 747582104 11 180 SH DEFINED 18 180 0 0 QUANEX BUILDING PRODUCTS COR COM 747619104 599 36262 SH DEFINED 2 36262 0 0 QUANTUM CORP COM DSSG 747906204 8 3029 SH DEFINED 3 0 0 3029 QUANTUM CORP COM DSSG 747906204 11 4100 SH DEFINED 16 4100 0 0 QUATERRA RES INC COM 747952109 58 39300 SH DEFINED 5 39300 0 0 QUESTAR CORP COM 748356102 4080 94442 SH DEFINED 2 94442 0 0 QUESTAR CORP COM 748356102 20520 475000 CALL DEFINED 3 475000 0 0 QUESTAR CORP COM 748356102 155 3593 SH DEFINED 3 1929 0 1664 QUESTAR CORP COM 748356102 11856 274445 SH DEFINED 4 0 124630 149815 QUESTAR CORP COM 748356102 26 600 SH DEFINED 5 600 0 0 QUESTAR CORP COM 748356102 155 3590 SH DEFINED 18 3590 0 0 QUESTAR CORP COM 748356102 104 2400 SH DEFINED 0 0 2400 QWEST COMMUNICATIONS INTL IN COM 749121109 42026 8051000 SH DEFINED 1 8051000 0 0 QWEST COMMUNICATIONS INTL IN COM 749121109 2295 439665 SH DEFINED 2 439665 0 0 QWEST COMMUNICATIONS INTL IN COM 749121109 2610 500000 CALL DEFINED 3 500000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- QWEST COMMUNICATIONS INTL IN COM 749121109 6223 1192193 SH DEFINED 3 1102971 0 89222 QWEST COMMUNICATIONS INTL IN COM 749121109 10075 1930170 SH DEFINED 4 0 853970 1076200 QWEST COMMUNICATIONS INTL IN COM 749121109 16 3000 SH DEFINED 5 3000 0 0 QWEST COMMUNICATIONS INTL IN COM 749121109 3 553 SH DEFINED 15 553 0 0 QWEST COMMUNICATIONS INTL IN COM 749121109 208 39859 SH DEFINED 0 0 39859 RAIT FINANCIAL TRUST COM 749227104 8 3809 SH DEFINED 3 0 0 3809 RCM TECHNOLOGIES INC COM NEW 749360400 310 99000 SH DEFINED 4 0 0 99000 RCN CORP COM NEW 749361200 529 35100 PUT DEFINED 3 35100 0 0 RCN CORP COM NEW 749361200 529 35100 SH DEFINED 3 35100 0 0 RC2 CORP COM 749388104 2 166 SH DEFINED 2 166 0 0 RC2 CORP COM 749388104 509 34000 SH DEFINED 4 0 0 34000 RPC INC COM 749660106 69 6161 SH DEFINED 2 6161 0 0 RPM INTL INC COM 749685103 2189 102566 SH DEFINED 3 36549 0 66017 RPM INTL INC COM 749685103 7 342 SH DEFINED 5 342 0 0 RPM INTL INC COM 749685103 576 26997 SH DEFINED 18 26997 0 0 RF MICRODEVICES INC COM 749941100 1635 328397 SH DEFINED 3 0 0 328397 RF MICRODEVICES INC COM 749941100 27 5500 SH DEFINED 5 5500 0 0 RF MICRODEVICES INC COM 749941100 50 10000 SH DEFINED 10000 0 0 RACKSPACE HOSTING INC COM 750086100 28 1500 SH DEFINED 2 1500 0 0 RACKSPACE HOSTING INC COM 750086100 369 19690 SH DEFINED 3 9318 0 10372 RACKSPACE HOSTING INC COM 750086100 8 424 SH DEFINED 18 424 0 0 RADIAN GROUP INC COM 750236101 5 320 SH DEFINED 2 320 0 0 RADIAN GROUP INC COM 750236101 37 2371 SH DEFINED 5 2371 0 0 RADIOSHACK CORP COM 750438103 5160 228000 SH DEFINED 1 228000 0 0 RADIOSHACK CORP COM 750438103 1453 64196 SH DEFINED 2 64196 0 0 RADIOSHACK CORP COM 750438103 2829 125000 CALL DEFINED 3 125000 0 0 RADIOSHACK CORP COM 750438103 8498 375504 SH DEFINED 3 371387 0 4117 RADIOSHACK CORP COM 750438103 122 5400 SH DEFINED 5 5400 0 0 RAMBUS INC DEL COM 750917106 68 3129 SH DEFINED 3 279 0 2850 RAMBUS INC DEL COM 750917106 22 1000 SH DEFINED 5 1000 0 0 RAMBUS INC DEL COM 750917106 350 16000 SH DEFINED 15 16000 0 0 RAMBUS INC DEL COM 750917106 232 10600 SH DEFINED 10600 0 0 RALCORP HLDGS INC NEW COM 751028101 184 2719 SH DEFINED 2 2719 0 0 RALCORP HLDGS INC NEW COM 751028101 1341 19779 SH DEFINED 3 15330 0 4449 RALCORP HLDGS INC NEW COM 751028101 834 12300 SH DEFINED 4 0 1900 10400 RALCORP HLDGS INC NEW COM 751028101 121 1790 SH DEFINED 5 1790 0 0 RALCORP HLDGS INC NEW COM 751028101 81 1190 SH DEFINED 18 1190 0 0 RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 1 100 SH DEFINED 3 0 0 100 RANDGOLD RES LTD ADR 752344309 38530 501500 SH DEFINED 1 489300 0 12200 RANDGOLD RES LTD ADR 752344309 400 5200 SH DEFINED 3 0 0 5200 RANDGOLD RES LTD ADR 752344309 33 430 SH DEFINED 5 430 0 0 RASER TECHNOLOGIES INC COM 754055101 1 1000 SH DEFINED 5 1000 0 0 RAVEN INDS INC COM 754212108 97 3282 SH DEFINED 2 3282 0 0 RAVEN INDS INC COM 754212108 490 16600 SH DEFINED 3 0 0 16600 RAYMOND JAMES FINANCIAL INC COM 754730109 3770 141000 SH DEFINED 1 141000 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 361 13501 SH DEFINED 2 13501 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 810 30278 SH DEFINED 3 30178 0 100 RAYMOND JAMES FINANCIAL INC COM 754730109 22223 831082 SH DEFINED 4 0 633982 197100 RAYMOND JAMES FINANCIAL INC COM 754730109 28 1050 SH DEFINED 16 1050 0 0 RAYONIER INC COM 754907103 1499 33003 SH DEFINED 3 22587 0 10416 RAYONIER INC COM 754907103 37 825 SH DEFINED 5 825 0 0 RAYONIER INC COM 754907103 27 600 SH DEFINED 18 600 0 0 RAYTHEON CO COM NEW 755111507 11818 206895 SH DEFINED 2 206895 0 0 RAYTHEON CO COM NEW 755111507 77112 1350000 CALL DEFINED 3 1350000 0 0 RAYTHEON CO COM NEW 755111507 6480 113452 SH DEFINED 3 47132 0 66320 RAYTHEON CO COM NEW 755111507 3757 65772 SH DEFINED 5 65772 0 0 RAYTHEON CO COM NEW 755111507 546 9555 SH DEFINED 7 0 9555 0 RAYTHEON CO COM NEW 755111507 303 5305 SH DEFINED 8 5125 180 0 RAYTHEON CO COM NEW 755111507 328 5751 SH DEFINED 10 5751 0 0 RAYTHEON CO COM NEW 755111507 6 111 SH DEFINED 14 111 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- RAYTHEON CO COM NEW 755111507 4 68 SH DEFINED 15 68 0 0 RAYTHEON CO COM NEW 755111507 288 5042 SH DEFINED 18 5042 0 0 RAYTHEON CO COM NEW 755111507 2 30 SH DEFINED 5;1 30 0 0 RAYTHEON CO COM NEW 755111507 483 8464 SH DEFINED 150 8314 0 RAYTHEON CO COM NEW 755111507 10 170 SH SOLE 170 0 0 REALTY INCOME CORP COM 756109104 4591 149578 SH DEFINED 3 29288 0 120290 REAVES UTIL INCOME FD COM SH BEN INT 756158101 611 30449 SH DEFINED 3 0 0 30449 RED HAT INC COM 756577102 825 28200 SH DEFINED 1 28200 0 0 RED HAT INC COM 756577102 2886 98606 SH DEFINED 2 98606 0 0 RED HAT INC COM 756577102 110 3758 SH DEFINED 3 2088 0 1670 RED HAT INC COM 756577102 17 575 SH DEFINED 5 575 0 0 RED HAT INC COM 756577102 9 308 SH DEFINED 18 308 0 0 RED HAT INC COM 756577102 101 3445 SH DEFINED 395 0 3050 RED LION HOTELS CORP COM 756764106 404 56000 SH DEFINED 4 0 0 56000 REDWOOD TR INC COM 758075402 146 9500 SH DEFINED 3 0 0 9500 REDWOOD TR INC COM 758075402 7 470 SH DEFINED 18 470 0 0 REED ELSEVIER N V SPONS ADR NEW 758204200 226 9302 SH DEFINED 2 9302 0 0 REED ELSEVIER N V SPONS ADR NEW 758204200 3 134 SH DEFINED 3 0 0 134 REED ELSEVIER N V SPONS ADR NEW 758204200 8 315 SH DEFINED 5 315 0 0 REED ELSEVIER N V SPONS ADR NEW 758204200 12 490 SH DEFINED 18 490 0 0 REED ELSEVIER P L C SPONS ADR NEW 758205207 6 200 SH DEFINED 5 200 0 0 REED ELSEVIER P L C SPONS ADR NEW 758205207 6 195 SH DEFINED 18 195 0 0 REGAL BELOIT CORP COM 758750103 2769 46600 SH DEFINED 1 46600 0 0 REGAL BELOIT CORP COM 758750103 616 10364 SH DEFINED 2 10364 0 0 REGAL BELOIT CORP COM 758750103 14 242 SH DEFINED 3 0 0 242 REGAL BELOIT CORP COM 758750103 5 77 SH DEFINED 5 77 0 0 REGAL BELOIT CORP COM 758750103 30 498 SH DEFINED 18 498 0 0 REGAL ENTMT GROUP CL A 758766109 3110 177000 SH DEFINED 3 213 0 176787 REGAL ENTMT GROUP CL A 758766109 19 1096 SH DEFINED 18 1096 0 0 REGENCY CTRS CORP COM 758849103 882 23531 SH DEFINED 3 22986 0 545 REGENCY CTRS CORP COM 758849103 4 100 SH DEFINED 18 100 0 0 REGIS CORP MINN COM 758932107 18 950 SH DEFINED 3 750 0 200 REGIS CORP MINN COM 758932107 1 48 SH DEFINED 18 48 0 0 REHABCARE GROUP INC COM 759148109 188 6886 SH DEFINED 2 6886 0 0 REHABCARE GROUP INC COM 759148109 5 173 SH DEFINED 3 0 0 173 REHABCARE GROUP INC COM 759148109 600 22000 SH DEFINED 4 0 0 22000 REINSURANCE GROUP AMER INC COM NEW 759351604 5425 103300 SH DEFINED 1 103300 0 0 REINSURANCE GROUP AMER INC COM NEW 759351604 1076 20492 SH DEFINED 3 20470 0 22 REINSURANCE GROUP AMER INC COM NEW 759351604 470 8940 SH DEFINED 4 0 8940 0 REINSURANCE GROUP AMER INC COM NEW 759351604 451 8589 SH DEFINED 5 8589 0 0 REINSURANCE GROUP AMER INC COM NEW 759351604 13 248 SH DEFINED 8 248 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 886 17998 SH DEFINED 3 17998 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 973 19770 SH DEFINED 4 0 7570 12200 RELM WIRELESS CORP COM 759525108 125 33411 SH DEFINED 3 0 0 33411 RENN GLOBAL ENTREPENRS COM 759720105 5 2000 SH DEFINED 3 0 0 2000 REPLIGEN CORP COM 759916109 0 100 SH DEFINED 3 0 0 100 RENTECH INC COM 760112102 38 37019 SH DEFINED 3 0 0 37019 REPUBLIC BANCORP KY CL A 760281204 8 404 SH DEFINED 3 0 0 404 REPUBLIC SVCS INC COM 760759100 5572 192013 SH DEFINED 2 192013 0 0 REPUBLIC SVCS INC COM 760759100 2408 82965 SH DEFINED 3 74243 0 8722 REPUBLIC SVCS INC COM 760759100 424 14600 SH DEFINED 4 0 14600 0 REPUBLIC SVCS INC COM 760759100 600 20663 SH DEFINED 5 20663 0 0 REPUBLIC SVCS INC COM 760759100 72 2465 SH DEFINED 8 2465 0 0 REPUBLIC SVCS INC COM 760759100 226 7794 SH DEFINED 10 7794 0 0 REPUBLIC SVCS INC COM 760759100 4 140 SH DEFINED 18 140 0 0 REPUBLIC SVCS INC COM 760759100 20 700 SH DEFINED 700 0 0 REPUBLIC SVCS INC COM 760759100 90 3095 SH SOLE 3095 0 0 RESEARCH FRONTIERS INC COM 760911107 3 1000 SH DEFINED 3 0 0 1000 RES-CARE INC COM 760943100 743 62000 SH DEFINED 4 0 0 62000 RESEARCH IN MOTION LTD COM 760975102 381477 5157183 SH DEFINED 1 5157183 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- RESEARCH IN MOTION LTD COM 760975102 5496 74296 SH DEFINED 2 74296 0 0 RESEARCH IN MOTION LTD COM 760975102 9256 125127 SH DEFINED 3 49673 0 75454 RESEARCH IN MOTION LTD COM 760975102 2619 35400 CALL DEFINED 5 35400 0 0 RESEARCH IN MOTION LTD COM 760975102 185 2500 PUT DEFINED 5 2500 0 0 RESEARCH IN MOTION LTD COM 760975102 182040 2460991 SH DEFINED 5 2460991 0 0 RESEARCH IN MOTION LTD COM 760975102 218252 2950542 SH DEFINED 6 2950542 0 0 RESEARCH IN MOTION LTD COM 760975102 31528 426226 SH DEFINED 7 0 426226 0 RESEARCH IN MOTION LTD COM 760975102 4077 55121 SH DEFINED 8 45959 9162 0 RESEARCH IN MOTION LTD COM 760975102 492 6655 SH DEFINED 9 6655 0 0 RESEARCH IN MOTION LTD COM 760975102 41 550 SH DEFINED 10 550 0 0 RESEARCH IN MOTION LTD COM 760975102 40 540 SH DEFINED 11 540 0 0 RESEARCH IN MOTION LTD COM 760975102 39 525 SH DEFINED 13 525 0 0 RESEARCH IN MOTION LTD COM 760975102 59 800 SH DEFINED 14 800 0 0 RESEARCH IN MOTION LTD COM 760975102 394 5330 SH DEFINED 15 5330 0 0 RESEARCH IN MOTION LTD COM 760975102 26 350 SH DEFINED 17 0 0 350 RESEARCH IN MOTION LTD COM 760975102 139 1877 SH DEFINED 18 1877 0 0 RESEARCH IN MOTION LTD COM 760975102 109651 1482369 SH DEFINED 5;1 1482369 0 0 RESEARCH IN MOTION LTD COM 760975102 3782 51123 SH DEFINED 51123 0 0 RESEARCH IN MOTION LTD COM 760975102 170146 2300207 SH SOLE 2300207 0 0 RESMED INC COM 761152107 1358 21334 SH DEFINED 3 21134 0 200 RESMED INC COM 761152107 36 569 SH DEFINED 5 569 0 0 RESOURCE AMERICA INC CL A 761195205 235 49000 SH DEFINED 4 0 0 49000 RESOURCE AMERICA INC CL A 761195205 42 8800 SH DEFINED 5 8800 0 0 REVENUESHARES ETF TR LARGECAP FD 761396100 296 13399 SH DEFINED 3 0 0 13399 REVENUESHARES ETF TR MID CAP FD 761396209 320 12154 SH DEFINED 3 0 0 12154 REVENUESHARES ETF TR SMALL CAP FD 761396308 335 11654 SH DEFINED 3 0 0 11654 REVENUESHARES ETF TR S&P500 FINL FD 761396506 8 252 SH DEFINED 3 0 0 252 REVENUESHARES ETF TR ADR FD 761396605 465 12654 SH DEFINED 3 0 0 12654 REVENUESHARES ETF TR NAVELLR A-100 761396704 20 598 SH DEFINED 3 0 0 598 REVLON INC CL A NEW 761525609 121 8164 SH DEFINED 3 0 0 8164 REVLON INC CL A NEW 761525609 3 200 SH DEFINED 5 200 0 0 REVLON INC CL A NEW 761525609 14 966 SH DEFINED 966 0 0 REX ENERGY CORPORATION COM 761565100 264 23137 SH DEFINED 3 21637 0 1500 REX STORES CORP COM 761624105 608 37550 SH DEFINED 4 0 0 37550 REYNOLDS AMERICAN INC COM 761713106 4013 74342 SH DEFINED 2 74342 0 0 REYNOLDS AMERICAN INC COM 761713106 268 4956 SH DEFINED 3 1867 0 3089 REYNOLDS AMERICAN INC COM 761713106 133 2456 SH DEFINED 5 2456 0 0 REYNOLDS AMERICAN INC COM 761713106 162 3000 SH DEFINED 8 3000 0 0 REYNOLDS AMERICAN INC COM 761713106 51 936 SH DEFINED 16 936 0 0 REYNOLDS AMERICAN INC COM 761713106 3 60 SH DEFINED 18 60 0 0 REYNOLDS AMERICAN INC COM 761713106 105 1943 SH DEFINED 1943 0 0 RICHARDSON ELECTRS LTD COM 763165107 50 6231 SH DEFINED 3 0 0 6231 RICHARDSON ELECTRS LTD COM 763165107 374 47000 SH DEFINED 4 0 0 47000 RIGEL PHARMACEUTICALS INC COM NEW 766559603 25 3109 SH DEFINED 2 3109 0 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 2 222 SH DEFINED 3 0 0 222 RIGEL PHARMACEUTICALS INC COM NEW 766559603 44 5500 SH DEFINED 16 5500 0 0 RIMAGE CORP COM 766721104 12 800 SH DEFINED 3 0 0 800 RINO INTERNATIONAL CORPORATI COM 766883102 14 593 SH DEFINED 2 593 0 0 RINO INTERNATIONAL CORPORATI COM 766883102 427 18011 SH DEFINED 3 0 0 18011 RIO TINTO PLC SPONSORED ADR 767204100 26514 112000 SH DEFINED 1 112000 0 0 RIO TINTO PLC SPONSORED ADR 767204100 524 2212 SH DEFINED 3 0 0 2212 RIO TINTO PLC SPONSORED ADR 767204100 4240 17910 SH DEFINED 5 17910 0 0 RIO TINTO PLC SPONSORED ADR 767204100 63 265 SH DEFINED 7 0 265 0 RIO TINTO PLC SPONSORED ADR 767204100 56 238 SH DEFINED 8 238 0 0 RIO TINTO PLC SPONSORED ADR 767204100 24 100 SH DEFINED 15 100 0 0 RIO TINTO PLC SPONSORED ADR 767204100 20 86 SH DEFINED 18 86 0 0 RIO TINTO PLC SPONSORED ADR 767204100 6143 25949 SH DEFINED 5;1 25949 0 0 RIO TINTO PLC SPONSORED ADR 767204100 218 919 SH DEFINED 100 819 0 RITCHIE BROS AUCTIONEERS COM 767744105 12918 600000 SH DEFINED 1 600000 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 17 790 SH DEFINED 2 790 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- RITCHIE BROS AUCTIONEERS COM 767744105 7100 329771 SH DEFINED 5 329771 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 15626 725775 SH DEFINED 6 725775 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 1575 73160 SH DEFINED 7 0 73160 0 RITCHIE BROS AUCTIONEERS COM 767744105 130 6023 SH DEFINED 8 3023 3000 0 RITCHIE BROS AUCTIONEERS COM 767744105 8 369 SH DEFINED 18 369 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 84 3900 SH SOLE 3900 0 0 RITE AID CORP COM 767754104 890 593300 SH DEFINED 1 593300 0 0 RITE AID CORP COM 767754104 1 799 SH DEFINED 2 799 0 0 RITE AID CORP COM 767754104 82 54899 SH DEFINED 3 1559 0 53340 RITE AID CORP COM 767754104 22 14500 SH DEFINED 5 14500 0 0 RITE AID CORP COM 767754104 2 1000 SH DEFINED 1000 0 0 RIVERBED TECHNOLOGY INC COM 768573107 1082 38100 SH DEFINED 1 38100 0 0 RIVERBED TECHNOLOGY INC COM 768573107 32 1140 SH DEFINED 2 1140 0 0 RIVERBED TECHNOLOGY INC COM 768573107 305 10750 SH DEFINED 3 0 0 10750 RIVERBED TECHNOLOGY INC COM 768573107 17078 601341 SH DEFINED 4 0 442281 159060 RIVUS BOND FUND COM 769667106 124 7250 SH DEFINED 3 0 0 7250 ROBBINS & MYERS INC COM 770196103 196 8233 SH DEFINED 2 8233 0 0 ROBBINS & MYERS INC COM 770196103 6 252 SH DEFINED 3 0 0 252 ROBBINS & MYERS INC COM 770196103 812 34100 SH DEFINED 4 0 0 34100 ROBBINS & MYERS INC COM 770196103 0 14 SH DEFINED 18 14 0 0 ROBERT HALF INTL INC COM 770323103 2187 71859 SH DEFINED 2 71859 0 0 ROBERT HALF INTL INC COM 770323103 65 2121 SH DEFINED 3 1654 0 467 ROBERT HALF INTL INC COM 770323103 1 30 SH DEFINED 18 30 0 0 ROBERT HALF INTL INC COM 770323103 30 1000 SH DEFINED 1000 0 0 ROCK-TENN CO CL A 772739207 1595 35000 SH DEFINED 3 35000 0 0 ROCK-TENN CO CL A 772739207 141 3100 SH DEFINED 4 0 3100 0 ROCK-TENN CO CL A 772739207 596 13077 SH DEFINED 5 13077 0 0 ROCK-TENN CO CL A 772739207 12 263 SH DEFINED 8 263 0 0 ROCK-TENN CO CL A 772739207 7 148 SH DEFINED 18 148 0 0 ROCKWELL AUTOMATION INC COM 773903109 169 3000 SH DEFINED 1 3000 0 0 ROCKWELL AUTOMATION INC COM 773903109 4145 73552 SH DEFINED 2 73552 0 0 ROCKWELL AUTOMATION INC COM 773903109 288 5116 SH DEFINED 3 1575 0 3541 ROCKWELL AUTOMATION INC COM 773903109 118 2100 SH DEFINED 5 2100 0 0 ROCKWELL AUTOMATION INC COM 773903109 139 2462 SH DEFINED 18 2462 0 0 ROCKWELL AUTOMATION INC COM 773903109 5 97 SH DEFINED 97 0 0 ROCKWELL COLLINS INC COM 774341101 3693 58996 SH DEFINED 2 58996 0 0 ROCKWELL COLLINS INC COM 774341101 285 4555 SH DEFINED 3 1740 0 2815 ROCKWELL COLLINS INC COM 774341101 5 75 SH DEFINED 18 75 0 0 ROCKWELL COLLINS INC COM 774341101 4 63 SH DEFINED 63 0 0 ROCKWOOD HLDGS INC COM 774415103 6 217 SH DEFINED 2 217 0 0 ROCKWOOD HLDGS INC COM 774415103 1603 60200 SH DEFINED 3 60000 0 200 ROCKWOOD HLDGS INC COM 774415103 2116 79500 SH DEFINED 4 0 38900 40600 ROCKWOOD HLDGS INC COM 774415103 27 1000 SH DEFINED 5 1000 0 0 ROCKWOOD HLDGS INC COM 774415103 21 800 SH DEFINED 17 0 0 800 ROCKY BRANDS INC COM 774515100 38 4026 SH DEFINED 3 0 0 4026 ROCKY BRANDS INC COM 774515100 382 40000 SH DEFINED 4 0 0 40000 ROCKY MTN CHOCOLATE FACTORY COM PAR $0.03 774678403 5 500 SH DEFINED 3 0 0 500 ROGERS COMMUNICATIONS INC CL B 775109200 502785 14731481 SH DEFINED 1 14731481 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 3555 104151 SH DEFINED 3 0 68644 35507 ROGERS COMMUNICATIONS INC CL B 775109200 536 15700 CALL DEFINED 5 15700 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 341 10000 PUT DEFINED 5 10000 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 96067 2814740 SH DEFINED 5 2814740 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 264475 7749060 SH DEFINED 6 7749060 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 48535 1422071 SH DEFINED 7 0 1422071 0 ROGERS COMMUNICATIONS INC CL B 775109200 3088 90467 SH DEFINED 8 67354 23113 0 ROGERS COMMUNICATIONS INC CL B 775109200 509 14905 SH DEFINED 9 14905 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 53 1540 SH DEFINED 15 1540 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 1365 40000 SH DEFINED 16 40000 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 65 1900 SH DEFINED 17 0 0 1900 ROGERS COMMUNICATIONS INC CL B 775109200 16 478 SH DEFINED 18 478 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ROGERS COMMUNICATIONS INC CL B 775109200 68731 2013805 SH DEFINED 5;1 2013805 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 740 21680 SH DEFINED 21680 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 365403 10706202 SH SOLE 10706202 0 0 ROGERS CORP COM 775133101 440 15156 SH DEFINED 2 15156 0 0 ROLLINS INC COM 775711104 933 43055 SH DEFINED 2 43055 0 0 ROLLINS INC COM 775711104 35 1600 SH DEFINED 3 0 0 1600 ROLLINS INC COM 775711104 19 858 SH DEFINED 18 858 0 0 ROPER INDS INC NEW COM 776696106 2850 49272 SH DEFINED 2 49272 0 0 ROPER INDS INC NEW COM 776696106 835 14438 SH DEFINED 3 1028 0 13410 ROPER INDS INC NEW COM 776696106 1075 18590 SH DEFINED 4 0 3100 15490 ROPER INDS INC NEW COM 776696106 39 671 SH DEFINED 18 671 0 0 ROSETTA RESOURCES INC COM 777779307 2355 100000 SH DEFINED 1 100000 0 0 ROSETTA RESOURCES INC COM 777779307 9 380 SH DEFINED 18 380 0 0 ROSETTA STONE INC COM 777780107 2 100 SH DEFINED 5 100 0 0 ROSS STORES INC COM 778296103 5748 107500 SH DEFINED 1 107500 0 0 ROSS STORES INC COM 778296103 3709 69364 SH DEFINED 2 69364 0 0 ROSS STORES INC COM 778296103 150 2802 SH DEFINED 3 1378 0 1424 ROSS STORES INC COM 778296103 1438 26900 SH DEFINED 4 0 4200 22700 ROSS STORES INC COM 778296103 1010 18897 SH DEFINED 5 18897 0 0 ROSS STORES INC COM 778296103 77 1437 SH DEFINED 8 1437 0 0 ROSS STORES INC COM 778296103 1 23 SH DEFINED 15 23 0 0 ROSS STORES INC COM 778296103 28 528 SH DEFINED 18 528 0 0 ROSS STORES INC COM 778296103 292 5464 SH DEFINED 0 0 5464 ROVI CORP COM 779376102 78 2100 SH DEFINED 1 2100 0 0 ROVI CORP COM 779376102 1324 35658 SH DEFINED 3 35162 0 496 ROVI CORP COM 779376102 223 6000 SH DEFINED 18 6000 0 0 ROWAN COS INC COM 779382100 5385 185000 SH DEFINED 1 185000 0 0 ROWAN COS INC COM 779382100 533 18311 SH DEFINED 2 18311 0 0 ROWAN COS INC COM 779382100 712 24471 SH DEFINED 3 1264 0 23207 ROWAN COS INC COM 779382100 264 9079 SH DEFINED 5 9079 0 0 ROWAN COS INC COM 779382100 2 60 SH DEFINED 18 60 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 2099222 35976382 SH DEFINED 1 35976382 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 301 5157 SH DEFINED 2 5157 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 238 4076 SH DEFINED 3 0 0 4076 ROYAL BK CDA MONTREAL QUE COM 780087102 6909 118400 CALL DEFINED 5 118400 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 362 6200 PUT DEFINED 5 6200 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 531912 9115891 SH DEFINED 5 9115891 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 543177 9308951 SH DEFINED 6 9308951 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 134649 2307602 SH DEFINED 7 0 2307602 0 ROYAL BK CDA MONTREAL QUE COM 780087102 16456 282030 SH DEFINED 8 186435 95595 0 ROYAL BK CDA MONTREAL QUE COM 780087102 3734 63995 SH DEFINED 9 63995 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 580 9934 SH DEFINED 10 9934 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 176 3020 SH DEFINED 11 3020 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 20078 344088 SH DEFINED 13 344088 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 1094 18742 SH DEFINED 14 18742 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 3499 59970 SH DEFINED 15 59970 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 26 453 SH DEFINED 16 453 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 2168 37150 SH DEFINED 17 0 0 37150 ROYAL BK CDA MONTREAL QUE COM 780087102 196378 3365513 SH DEFINED 5;1 3365513 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 5233 89680 SH DEFINED 80680 9000 0 ROYAL BK CDA MONTREAL QUE COM 780087102 82 1400 SH SOLE 1400 0 0 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 ORD 780097689 7 550 SH DEFINED 3 0 0 550 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 ORD 780097689 2 165 SH DEFINED 5 165 0 0 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 ORD 780097689 0 18 SH DEFINED 8 18 0 0 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 ORD 780097689 0 13 SH DEFINED 14 13 0 0 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 ORD 780097689 13 970 SH DEFINED 18 970 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 229 16000 PRN DEFINED 3 0 0 16000 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 3 225 PRN DEFINED 5 225 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 21 1500 PRN DEFINED 7 0 1500 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 156 11900 PRN DEFINED 3 0 0 11900
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 64 4900 PRN DEFINED 5 4900 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 5 400 PRN DEFINED 8 400 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 50 4000 PRN DEFINED 3 0 0 4000 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 5 400 PRN DEFINED 5 400 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 75 5600 PRN DEFINED 3 0 0 5600 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 13 1000 PRN DEFINED 5 1000 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PFD SER P 780097762 63 5025 PRN DEFINED 3 0 0 5025 ROYAL BK SCOTLAND GROUP PLC ADR PFD SER P 780097762 1145 90640 PRN DEFINED 5 90640 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PFD SER P 780097762 15 1200 PRN DEFINED 8 1200 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 160 12692 PRN DEFINED 3 0 0 12692 ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 148 11722 PRN DEFINED 5 11722 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 14 1100 PRN DEFINED 8 1100 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 138 8600 PRN DEFINED 3 0 0 8600 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 253 15770 PRN DEFINED 5 15770 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 56 3500 PRN DEFINED 7 0 3500 0 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 5 335 PRN DEFINED 8 335 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 117 9190 PRN DEFINED 3 0 0 9190 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 101 7990 PRN DEFINED 5 7990 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 25 2000 PRN DEFINED 8 2000 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR F 780097804 89 4365 PRN DEFINED 3 0 0 4365 ROYAL BK SCOTLAND GROUP PLC SPON ADR F 780097804 153 7470 PRN DEFINED 5 7470 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 33 1700 PRN DEFINED 3 0 0 1700 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 785 40765 PRN DEFINED 5 40765 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 28 1450 PRN DEFINED 8 1450 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 37 1900 PRN DEFINED 1900 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 995 17992 SH DEFINED 3 0 0 17992 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 275 4971 SH DEFINED 5 4971 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 78 1406 SH DEFINED 7 0 1406 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 3 54 SH DEFINED 15 54 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 55 1000 SH DEFINED 16 1000 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 22 396 SH DEFINED 18 396 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 29 517 SH DEFINED 517 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 8514 147147 SH DEFINED 3 0 0 147147 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 848 14662 SH DEFINED 5 14662 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1177 20335 SH DEFINED 7 0 20335 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 241 4160 SH DEFINED 8 350 3810 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 246 4255 SH DEFINED 10 4255 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 143 2465 SH DEFINED 14 2465 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 172 2970 SH DEFINED 15 2970 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 100 1720 SH DEFINED 17 0 0 1720 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1186 20494 SH DEFINED 18 20494 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 656 11345 SH OTHER S;6 11345 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 800 13825 SH DEFINED 6825 7000 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 3293 56915 SH SOLE 56915 0 0 ROYAL GOLD INC COM 780287108 750 16230 SH DEFINED 2 16230 0 0 ROYAL GOLD INC COM 780287108 481 10399 SH DEFINED 3 109 0 10290 ROYAL GOLD INC COM 780287108 26 555 SH DEFINED 5 555 0 0 ROYAL GOLD INC COM 780287108 11 237 SH DEFINED 7 0 237 0 ROYAL GOLD INC COM 780287108 231 5000 SH DEFINED 5000 0 0 ROYCE VALUE TR INC COM 780910105 2486 209913 SH DEFINED 3 0 0 209913 ROYCE VALUE TR INC COM 780910105 183 15484 SH DEFINED 5 15484 0 0 RUBICON MINERALS CORP COM 780911103 17968 4691400 SH DEFINED 1 4691400 0 0 RUBICON MINERALS CORP COM 780911103 42 11000 SH DEFINED 3 0 0 11000 RUBICON MINERALS CORP COM 780911103 120 31293 SH DEFINED 5 31293 0 0 RUBICON MINERALS CORP COM 780911103 103 27000 SH DEFINED 7 0 27000 0 ROYCE MICRO-CAP TR INC COM 780915104 466 56897 SH DEFINED 3 0 0 56897 RUBY TUESDAY INC COM 781182100 1 50 SH DEFINED 3 0 0 50 RUBY TUESDAY INC COM 781182100 898 85000 SH DEFINED 4 0 0 85000 RUBY TUESDAY INC COM 781182100 384 36300 SH DEFINED 14 36300 0 0 RUDOLPH TECHNOLOGIES INC COM 781270103 249 29000 SH DEFINED 4 0 0 29000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- RUDOLPH TECHNOLOGIES INC COM 781270103 2 222 SH DEFINED 18 222 0 0 RUSH ENTERPRISES INC CL A 781846209 733 55500 SH DEFINED 4 0 0 55500 RUTHS HOSPITALITY GROUP INC COM 783332109 15 2800 SH DEFINED 3 0 0 2800 RYANAIR HLDGS PLC SPONSORED ADR 783513104 1 52 SH DEFINED 5 52 0 0 RYANAIR HLDGS PLC SPONSORED ADR 783513104 1 54 SH DEFINED 8 54 0 0 RYANAIR HLDGS PLC SPONSORED ADR 783513104 2 88 SH DEFINED 18 88 0 0 RYDER SYS INC COM 783549108 648 16710 SH DEFINED 2 16710 0 0 RYDER SYS INC COM 783549108 27 699 SH DEFINED 3 598 0 101 RYDER SYS INC COM 783549108 27 700 SH DEFINED 5 700 0 0 RYDER SYS INC COM 783549108 11 288 SH DEFINED 18 288 0 0 RYLAND GROUP INC COM 783764103 554 24669 SH DEFINED 2 24669 0 0 RYLAND GROUP INC COM 783764103 2244 100000 PUT DEFINED 3 100000 0 0 RYLAND GROUP INC COM 783764103 17 750 SH DEFINED 3 0 0 750 S & T BANCORP INC COM 783859101 45 2166 SH DEFINED 3 0 0 2166 SEI INVESTMENTS CO COM 784117103 964 43869 SH DEFINED 3 36274 0 7595 SEI INVESTMENTS CO COM 784117103 8 361 SH DEFINED 15 361 0 0 SFN GROUP INC COM 784153108 12 1496 SH DEFINED 2 1496 0 0 SFN GROUP INC COM 784153108 32 4031 SH DEFINED 3 0 0 4031 SFN GROUP INC COM 784153108 625 78000 SH DEFINED 4 0 0 78000 SJW CORP COM 784305104 66 2607 SH DEFINED 3 0 0 2607 SJW CORP COM 784305104 402 15800 SH DEFINED 4 0 0 15800 S L INDS INC COM 784413106 125 13800 SH DEFINED 4 0 0 13800 SPX CORP COM 784635104 1405 21180 SH DEFINED 3 13876 0 7304 SPX CORP COM 784635104 89 1340 SH DEFINED 4 0 1340 0 SPX CORP COM 784635104 16 235 SH DEFINED 7 0 235 0 SPX CORP COM 784635104 2 26 SH DEFINED 18 26 0 0 SPX CORP COM 784635104 4 65 SH DEFINED 5;1 65 0 0 STEC INC COM 784774101 30 2528 SH DEFINED 3 0 0 2528 STEC INC COM 784774101 1382 115400 SH DEFINED 4 0 55300 60100 STEC INC COM 784774101 8 700 SH DEFINED 5 700 0 0 STEC INC COM 784774101 90 7500 SH DEFINED 15 7500 0 0 STRATS TR AMBAC FIN GP 2007- CL A CTF CALLA 784786204 4 3319 PRN DEFINED 3 0 0 3319 SABINE ROYALTY TR UNIT BEN INT 785688102 419 9191 SH DEFINED 2 9191 0 0 SABINE ROYALTY TR UNIT BEN INT 785688102 856 18762 SH DEFINED 3 0 0 18762 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 22 1666 SH DEFINED 3 0 0 1666 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 35 2666 SH DEFINED 14 2666 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 16 1250 SH DEFINED 16 1250 0 0 SAFEWAY INC COM NEW 786514208 45 1800 SH DEFINED 1 1800 0 0 SAFEWAY INC COM NEW 786514208 4698 188975 SH DEFINED 2 188975 0 0 SAFEWAY INC COM NEW 786514208 4693 188795 SH DEFINED 3 4397 0 184398 SAFEWAY INC COM NEW 786514208 349 14034 SH DEFINED 5 14034 0 0 SAFEWAY INC COM NEW 786514208 216 8700 SH DEFINED 14 8700 0 0 SAFEWAY INC COM NEW 786514208 182 7333 SH DEFINED 18 7333 0 0 SAFEWAY INC COM NEW 786514208 72 2905 SH DEFINED 0 0 2905 SAGA COMMUNICATIONS INC CL A NEW 786598300 17 759 SH DEFINED 3 0 0 759 SAGA COMMUNICATIONS INC CL A NEW 786598300 453 20000 SH DEFINED 4 0 0 20000 ST JOE CO COM 790148100 166 5133 SH DEFINED 3 246 0 4887 ST JOE CO COM 790148100 52 1620 SH DEFINED 1620 0 0 ST JUDE MED INC COM 790849103 6091 148387 SH DEFINED 2 148387 0 0 ST JUDE MED INC COM 790849103 2387 58146 SH DEFINED 3 3653 0 54493 ST JUDE MED INC COM 790849103 1376 33520 SH DEFINED 4 0 29710 3810 ST JUDE MED INC COM 790849103 47 1150 SH DEFINED 5 1150 0 0 ST JUDE MED INC COM 790849103 426 10370 SH DEFINED 7 0 10370 0 ST JUDE MED INC COM 790849103 21 515 SH DEFINED 8 0 515 0 ST JUDE MED INC COM 790849103 32 775 SH DEFINED 15 775 0 0 ST JUDE MED INC COM 790849103 351 8556 SH DEFINED 18 8556 0 0 ST JUDE MED INC COM 790849103 81 1973 SH DEFINED 1973 0 0 ST JUDE MED INC COM 790849103 1 31 SH SOLE 31 0 0 ST MARY LD & EXPL CO COM 792228108 71 2029 SH DEFINED 3 0 0 2029 SALEM COMMUNICATIONS CORP DE CL A 794093104 162 45150 SH DEFINED 4 0 0 45150
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SALISBURY BANCORP INC COM 795226109 35 1400 SH DEFINED 3 0 0 1400 SALIX PHARMACEUTICALS INC COM 795435106 1132 30386 SH DEFINED 3 30000 0 386 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 437 20983 SH DEFINED 2 20983 0 0 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 600 28800 SH DEFINED 3 0 0 28800 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 5 250 SH DEFINED 5 250 0 0 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 42 2000 SH DEFINED 18 2000 0 0 SANDERSON FARMS INC COM 800013104 36 667 SH DEFINED 3 0 0 667 SANDERSON FARMS INC COM 800013104 6 112 SH DEFINED 18 112 0 0 SANDY SPRING BANCORP INC COM 800363103 133 8881 SH DEFINED 3 0 0 8881 SANGAMO BIOSCIENCES INC COM 800677106 3 505 SH DEFINED 3 0 0 505 SANMINA SCI CORP COM NEW 800907206 6 356 SH DEFINED 3 0 0 356 SANTARUS INC COM 802817304 3 531 SH DEFINED 3 0 0 531 SAP AG SPON ADR 803054204 1882 39060 SH DEFINED 3 20900 0 18160 SAP AG SPON ADR 803054204 133 2760 SH DEFINED 5 2760 0 0 SAP AG SPON ADR 803054204 9 190 SH DEFINED 8 70 120 0 SAP AG SPON ADR 803054204 2626 54523 SH DEFINED 18 54523 0 0 SAPIENT CORP COM 803062108 195 21330 SH DEFINED 2 21330 0 0 SAPIENT CORP COM 803062108 18 2000 SH DEFINED 3 0 0 2000 SARA LEE CORP COM 803111103 5775 414567 SH DEFINED 2 414567 0 0 SARA LEE CORP COM 803111103 1839 132012 SH DEFINED 3 7704 0 124308 SARA LEE CORP COM 803111103 259 18595 SH DEFINED 5 18595 0 0 SARA LEE CORP COM 803111103 2 113 SH DEFINED 8 113 0 0 SARA LEE CORP COM 803111103 15 1050 SH DEFINED 11 1050 0 0 SARA LEE CORP COM 803111103 125 9000 SH DEFINED 14 9000 0 0 SARA LEE CORP COM 803111103 50 3600 SH DEFINED 15 3600 0 0 SARA LEE CORP COM 803111103 159 11444 SH DEFINED 18 11444 0 0 SASOL LTD SPONSORED ADR 803866300 624 15128 SH DEFINED 3 0 0 15128 SASOL LTD SPONSORED ADR 803866300 237 5731 SH DEFINED 5 5731 0 0 SASOL LTD SPONSORED ADR 803866300 21 504 SH DEFINED 16 504 0 0 SASOL LTD SPONSORED ADR 803866300 33 805 SH DEFINED 18 805 0 0 SASOL LTD SPONSORED ADR 803866300 41 1000 SH OTHER S;6 1000 0 0 SASOL LTD SPONSORED ADR 803866300 151 3653 SH DEFINED 3653 0 0 SATYAM COMPUTER SERVICES LTD ADR 804098101 8 1600 SH DEFINED 3 0 0 1600 SAUL CTRS INC COM 804395101 223 5380 SH DEFINED 3 0 0 5380 SAVVIS INC COM NEW 805423308 2 133 SH DEFINED 3 0 0 133 SAVVIS INC COM NEW 805423308 7 430 SH DEFINED 18 430 0 0 SCANSOURCE INC COM 806037107 4 150 SH DEFINED 3 0 0 150 SCANSOURCE INC COM 806037107 14369 499271 SH DEFINED 4 0 396931 102340 SCANSOURCE INC COM 806037107 27978 972146 SH DEFINED 6 972146 0 0 SCANSOURCE INC COM 806037107 5 168 SH DEFINED 18 168 0 0 SCHEIN HENRY INC COM 806407102 155 2638 SH DEFINED 2 2638 0 0 SCHEIN HENRY INC COM 806407102 2961 50264 SH DEFINED 3 25521 0 24743 SCHEIN HENRY INC COM 806407102 1308 22200 SH DEFINED 4 0 3600 18600 SCHEIN HENRY INC COM 806407102 22 379 SH DEFINED 5 379 0 0 SCHEIN HENRY INC COM 806407102 659 11196 SH DEFINED 18 11196 0 0 SCHLUMBERGER LTD COM 806857108 47188 743592 SH DEFINED 1 743592 0 0 SCHLUMBERGER LTD COM 806857108 38671 609379 SH DEFINED 2 609379 0 0 SCHLUMBERGER LTD COM 806857108 17081 269154 SH DEFINED 3 131030 4972 133152 SCHLUMBERGER LTD COM 806857108 13300 209585 SH DEFINED 4 0 86500 123085 SCHLUMBERGER LTD COM 806857108 18209 286934 SH DEFINED 5 286934 0 0 SCHLUMBERGER LTD COM 806857108 1123 17702 SH DEFINED 7 0 17702 0 SCHLUMBERGER LTD COM 806857108 547 8625 SH DEFINED 8 7995 630 0 SCHLUMBERGER LTD COM 806857108 96 1519 SH DEFINED 9 1519 0 0 SCHLUMBERGER LTD COM 806857108 383 6034 SH DEFINED 10 6034 0 0 SCHLUMBERGER LTD COM 806857108 216 3400 SH DEFINED 11 3400 0 0 SCHLUMBERGER LTD COM 806857108 75 1175 SH DEFINED 13 1175 0 0 SCHLUMBERGER LTD COM 806857108 726 11446 SH DEFINED 14 11446 0 0 SCHLUMBERGER LTD COM 806857108 365 5750 SH DEFINED 15 5750 0 0 SCHLUMBERGER LTD COM 806857108 31801 501122 SH DEFINED 16 501122 0 0 SCHLUMBERGER LTD COM 806857108 60 950 SH DEFINED 17 0 0 950
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SCHLUMBERGER LTD COM 806857108 1497 23597 SH DEFINED 18 23597 0 0 SCHLUMBERGER LTD COM 806857108 8082 127349 SH DEFINED 5;1 127349 0 0 SCHLUMBERGER LTD COM 806857108 776 12230 SH DEFINED 9857 2373 0 SCHLUMBERGER LTD COM 806857108 1503 23680 SH SOLE 23680 0 0 SCHNITZER STL INDS CL A 806882106 3 57 SH DEFINED 3 57 0 0 SCHOLASTIC CORP COM 807066105 343 12242 SH DEFINED 2 12242 0 0 SCHOLASTIC CORP COM 807066105 3 120 SH DEFINED 7 0 120 0 SCHOLASTIC CORP COM 807066105 17 600 SH DEFINED 8 0 600 0 SCHOOL SPECIALTY INC COM 807863105 478 21000 SH DEFINED 4 0 0 21000 SCHOOL SPECIALTY INC COM 807863105 6 252 SH DEFINED 18 252 0 0 SCHULMAN A INC COM 808194104 196 8025 SH DEFINED 2 8025 0 0 SCHULMAN A INC COM 808194104 710 29000 SH DEFINED 4 0 0 29000 SCHWAB CHARLES CORP NEW COM 808513105 8686 464767 SH DEFINED 2 464767 0 0 SCHWAB CHARLES CORP NEW COM 808513105 2081 111343 SH DEFINED 3 10733 0 100610 SCHWAB CHARLES CORP NEW COM 808513105 6 318 SH DEFINED 5 318 0 0 SCHWAB CHARLES CORP NEW COM 808513105 191 10240 SH DEFINED 7 0 10240 0 SCHWAB CHARLES CORP NEW COM 808513105 32 1730 SH DEFINED 8 1000 730 0 SCHWAB CHARLES CORP NEW COM 808513105 69 3691 SH DEFINED 10 3691 0 0 SCHWAB CHARLES CORP NEW COM 808513105 44 2350 SH DEFINED 14 2350 0 0 SCHWAB CHARLES CORP NEW COM 808513105 93 5000 SH DEFINED 15 5000 0 0 SCHWAB CHARLES CORP NEW COM 808513105 47 2500 SH DEFINED 16 2500 0 0 SCHWAB CHARLES CORP NEW COM 808513105 36 1950 SH DEFINED 17 0 0 1950 SCHWAB CHARLES CORP NEW COM 808513105 271 14487 SH DEFINED 18 14487 0 0 SCHWAB CHARLES CORP NEW COM 808513105 31 1675 SH DEFINED 1675 0 0 SCHWAB CHARLES CORP NEW COM 808513105 874 46754 SH SOLE 46754 0 0 SCHWEITZER-MAUDUIT INTL INC COM 808541106 5 100 SH DEFINED 2 100 0 0 SCHWEITZER-MAUDUIT INTL INC COM 808541106 1084 22800 CALL DEFINED 3 22800 0 0 SCHWEITZER-MAUDUIT INTL INC COM 808541106 332 6971 SH DEFINED 3 5500 0 1471 SCHWEITZER-MAUDUIT INTL INC COM 808541106 143 3000 SH DEFINED 4 0 0 3000 SCHWEITZER-MAUDUIT INTL INC COM 808541106 257 5401 SH DEFINED 5 5401 0 0 SCHWEITZER-MAUDUIT INTL INC COM 808541106 25 519 SH DEFINED 8 519 0 0 SCIENTIFIC LEARNING CORP COM 808760102 42 8844 SH DEFINED 3 0 0 8844 SCOTTS MIRACLE GRO CO CL A 810186106 786 16968 SH DEFINED 3 12742 0 4226 SCOTTS MIRACLE GRO CO CL A 810186106 1 24 SH DEFINED 18 24 0 0 SCRIPPS E W CO OHIO CL A NEW 811054402 29 3395 SH DEFINED 2 3395 0 0 SCRIPPS E W CO OHIO CL A NEW 811054402 29 3418 SH DEFINED 3 1700 0 1718 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 1662 37471 SH DEFINED 2 37471 0 0 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 3348 75480 SH DEFINED 3 985 0 74495 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 5 115 SH DEFINED 5 115 0 0 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 385 8685 SH DEFINED 10 8685 0 0 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 11 255 SH SOLE 255 0 0 SEABOARD CORP COM 811543107 130 100 SH DEFINED 3 0 0 100 SEABRIGHT INSURANCE HLDGS IN COM 811656107 1694 153900 SH DEFINED 4 0 65400 88500 SEACOR HOLDINGS INC COM 811904101 43 538 SH DEFINED 3 0 0 538 SEACOR HOLDINGS INC COM 811904101 57 710 SH DEFINED 5 710 0 0 SEABRIDGE GOLD INC COM 811916105 163 6700 SH DEFINED 2 6700 0 0 SEABRIDGE GOLD INC COM 811916105 9 350 SH DEFINED 3 0 0 350 SEALY CORP COM 812139301 18 5000 SH DEFINED 3 0 0 5000 SEARS HLDGS CORP COM 812350106 76 700 SH DEFINED 1 700 0 0 SEARS HLDGS CORP COM 812350106 4053 37376 SH DEFINED 2 37376 0 0 SEARS HLDGS CORP COM 812350106 117 1083 SH DEFINED 3 540 0 543 SEARS HLDGS CORP COM 812350106 702 6477 SH DEFINED 5 6477 0 0 SEARS HLDGS CORP COM 812350106 5 45 SH DEFINED 7 0 45 0 SEARS HLDGS CORP COM 812350106 5 50 SH DEFINED 8 50 0 0 SEARS HLDGS CORP COM 812350106 75 692 SH DEFINED 14 692 0 0 SEARS HLDGS CORP COM 812350106 78 715 SH DEFINED 16 715 0 0 SEARS HLDGS CORP COM 812350106 3 30 SH DEFINED 18 30 0 0 SEATTLE GENETICS INC COM 812578102 51 4239 SH DEFINED 3 974 0 3265 SECURITY NATL FINL CORP CL A NEW 814785309 0 1 SH DEFINED 3 0 0 1 SELECTIVE INS GROUP INC COM 816300107 324 19489 SH DEFINED 2 19489 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SELECTIVE INS GROUP INC COM 816300107 33 2000 SH DEFINED 3 0 0 2000 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 3 97 SH DEFINED 2 97 0 0 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 1154 41395 SH DEFINED 3 45 0 41350 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 178 6400 SH DEFINED 5 6400 0 0 SEMTECH CORP COM 816850101 405 23208 SH DEFINED 2 23208 0 0 SEMTECH CORP COM 816850101 31 1800 SH DEFINED 3 0 0 1800 SEMTECH CORP COM 816850101 30 1740 SH DEFINED 18 1740 0 0 SEMPRA ENERGY COM 816851109 6362 127485 SH DEFINED 2 127485 0 0 SEMPRA ENERGY COM 816851109 1871 37500 PUT DEFINED 3 37500 0 0 SEMPRA ENERGY COM 816851109 7636 153026 SH DEFINED 3 52724 0 100302 SEMPRA ENERGY COM 816851109 200 4000 SH DEFINED 5 4000 0 0 SEMPRA ENERGY COM 816851109 102 2040 SH DEFINED 10 2040 0 0 SEMPRA ENERGY COM 816851109 84 1680 SH DEFINED 17 0 0 1680 SEMPRA ENERGY COM 816851109 299 5990 SH DEFINED 18 5990 0 0 SEMPRA ENERGY COM 816851109 20 408 SH DEFINED 408 0 0 SEMPRA ENERGY COM 816851109 171 3425 SH SOLE 3425 0 0 SEQUENOM INC COM NEW 817337405 4 600 SH DEFINED 2 600 0 0 SEQUENOM INC COM NEW 817337405 4 600 SH DEFINED 3 0 0 600 SERVICE CORP INTL COM 817565104 678 73861 SH DEFINED 3 71611 0 2250 SERVICE CORP INTL COM 817565104 376 40930 SH DEFINED 4 0 40930 0 SERVICE CORP INTL COM 817565104 54 5900 SH DEFINED 5 5900 0 0 SERVICE CORP INTL COM 817565104 18 2000 SH DEFINED 8 2000 0 0 SHARPS COMPLIANCE CORP COM 820017101 118 18033 SH DEFINED 3 0 0 18033 SHAW GROUP INC COM 820280105 218 6338 SH DEFINED 2 6338 0 0 SHAW GROUP INC COM 820280105 1361 39545 SH DEFINED 3 25741 0 13804 SHAW GROUP INC COM 820280105 111 3228 SH DEFINED 5 3228 0 0 SHAW GROUP INC COM 820280105 34 1000 SH DEFINED 16 1000 0 0 SHAW GROUP INC COM 820280105 16 454 SH DEFINED 18 454 0 0 SHAW GROUP INC COM 820280105 7 205 SH DEFINED 205 0 0 SHERWIN WILLIAMS CO COM 824348106 74 1100 SH DEFINED 1 1100 0 0 SHERWIN WILLIAMS CO COM 824348106 2592 38302 SH DEFINED 2 38302 0 0 SHERWIN WILLIAMS CO COM 824348106 428 6322 SH DEFINED 3 1037 0 5285 SHERWIN WILLIAMS CO COM 824348106 378 5590 SH DEFINED 5 5590 0 0 SHERWIN WILLIAMS CO COM 824348106 5 80 SH DEFINED 8 80 0 0 SHERWIN WILLIAMS CO COM 824348106 1557 23000 SH DEFINED 14 23000 0 0 SHERWIN WILLIAMS CO COM 824348106 12 172 SH DEFINED 18 172 0 0 SHILOH INDS INC COM 824543102 509 90000 SH DEFINED 4 0 0 90000 SHINER INTL INC COM 824568109 32 24245 SH DEFINED 16 24245 0 0 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 126 1589 SH DEFINED 2 1589 0 0 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 567 7138 SH DEFINED 10 7138 0 0 SHUFFLE MASTER INC COM 825549108 30 3645 SH DEFINED 2 3645 0 0 SHUFFLE MASTER INC COM 825549108 8 1000 SH DEFINED 3 0 0 1000 SHUFFLE MASTER INC COM 825549108 5120 625097 SH DEFINED 4 0 499777 125320 SHUFFLE MASTER INC COM 825549108 2 300 SH DEFINED 18 300 0 0 SIEBERT FINL CORP COM 826176109 1 400 SH DEFINED 3 0 0 400 SIEMENS A G SPONSORED ADR 826197501 785 7854 SH DEFINED 3 0 0 7854 SIEMENS A G SPONSORED ADR 826197501 5498 54994 SH DEFINED 5 54994 0 0 SIEMENS A G SPONSORED ADR 826197501 128 1283 SH DEFINED 8 1283 0 0 SIEMENS A G SPONSORED ADR 826197501 18 182 SH DEFINED 15 182 0 0 SIEMENS A G SPONSORED ADR 826197501 20 200 SH DEFINED 16 0 200 0 SIEMENS A G SPONSORED ADR 826197501 375 3750 SH DEFINED 17 0 0 3750 SIEMENS A G SPONSORED ADR 826197501 49 492 SH DEFINED 18 492 0 0 SIEMENS A G SPONSORED ADR 826197501 8928 89306 SH DEFINED 5;1 89306 0 0 SIEMENS A G SPONSORED ADR 826197501 30 300 SH DEFINED 300 0 0 SIERRA WIRELESS INC COM 826516106 103 12206 SH DEFINED 3 0 0 12206 SIERRA WIRELESS INC COM 826516106 8 1000 CALL DEFINED 5 1000 0 0 SIERRA WIRELESS INC COM 826516106 294 34949 SH DEFINED 5 34949 0 0 SIERRA WIRELESS INC COM 826516106 1 167 SH DEFINED 8 167 0 0 SIGMA ALDRICH CORP COM 826552101 3932 73277 SH DEFINED 2 73277 0 0 SIGMA ALDRICH CORP COM 826552101 1095 20406 SH DEFINED 3 1347 0 19059
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SIGMA ALDRICH CORP COM 826552101 832 15500 SH DEFINED 4 0 2500 13000 SIGMA ALDRICH CORP COM 826552101 973 18126 SH DEFINED 5 18126 0 0 SIGMA ALDRICH CORP COM 826552101 10 180 SH DEFINED 8 180 0 0 SIGMA ALDRICH CORP COM 826552101 7 124 SH DEFINED 18 124 0 0 SIGMA DESIGNS INC COM 826565103 147 12522 SH DEFINED 2 12522 0 0 SIGMA DESIGNS INC COM 826565103 68 5832 SH DEFINED 3 0 0 5832 SIGMA DESIGNS INC COM 826565103 5 450 SH DEFINED 16 450 0 0 SIGA TECHNOLOGIES INC COM 826917106 48 7216 SH DEFINED 2 7216 0 0 SIGA TECHNOLOGIES INC COM 826917106 206 31000 SH DEFINED 3 31000 0 0 SILICON LABORATORIES INC COM 826919102 6388 134000 SH DEFINED 1 134000 0 0 SILICON LABORATORIES INC COM 826919102 65 1363 SH DEFINED 2 1363 0 0 SILICON LABORATORIES INC COM 826919102 612 12829 SH DEFINED 3 12829 0 0 SILGAN HOLDINGS INC COM 827048109 197 3268 SH DEFINED 3 0 0 3268 SILGAN HOLDINGS INC COM 827048109 1 10 SH DEFINED 18 10 0 0 SILICON STORAGE TECHNOLOGY I COM 827057100 3 900 SH DEFINED 3 0 0 900 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 537 89349 SH DEFINED 2 89349 0 0 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 0 3 SH DEFINED 5 3 0 0 SILVER WHEATON CORP COM 828336107 72858 4646584 SH DEFINED 1 4646584 0 0 SILVER WHEATON CORP COM 828336107 107 6838 SH DEFINED 2 6838 0 0 SILVER WHEATON CORP COM 828336107 1946 124128 SH DEFINED 3 4500 0 119628 SILVER WHEATON CORP COM 828336107 408 26000 CALL DEFINED 5 26000 0 0 SILVER WHEATON CORP COM 828336107 30 1900 PUT DEFINED 5 1900 0 0 SILVER WHEATON CORP COM 828336107 3559 226953 SH DEFINED 5 226953 0 0 SILVER WHEATON CORP COM 828336107 1837 117126 SH DEFINED 6 117126 0 0 SILVER WHEATON CORP COM 828336107 8860 565065 SH DEFINED 7 0 565065 0 SILVER WHEATON CORP COM 828336107 210 13370 SH DEFINED 8 3100 10270 0 SILVER WHEATON CORP COM 828336107 2 145 SH DEFINED 16 0 145 0 SILVER WHEATON CORP COM 828336107 5 291 SH DEFINED 18 291 0 0 SILVER WHEATON CORP COM 828336107 122 7800 SH DEFINED 7800 0 0 SILVERLEAF RESORTS INC COM 828395103 0 100 SH DEFINED 3 0 0 100 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 3 100 SH DEFINED 3 0 0 100 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 579 21000 SH DEFINED 4 0 0 21000 SIMON PPTY GROUP INC NEW COM 828806109 9421 112285 SH DEFINED 1 112285 0 0 SIMON PPTY GROUP INC NEW COM 828806109 9762 116356 SH DEFINED 2 116356 0 0 SIMON PPTY GROUP INC NEW COM 828806109 1505 17937 SH DEFINED 3 3075 0 14862 SIMON PPTY GROUP INC NEW COM 828806109 8425 100418 SH DEFINED 4 0 44402 56016 SIMON PPTY GROUP INC NEW COM 828806109 38 447 SH DEFINED 5 447 0 0 SIMON PPTY GROUP INC NEW COM 828806109 45 539 SH DEFINED 8 539 0 0 SIMON PPTY GROUP INC NEW COM 828806109 74 877 SH DEFINED 16 877 0 0 SIMON PPTY GROUP INC NEW COM 828806109 71 844 SH DEFINED 18 844 0 0 SIMON PPTY GROUP INC NEW COM 828806109 87 1041 SH DEFINED 1041 0 0 SIMPSON MANUFACTURING CO INC COM 829073105 13796 496972 SH DEFINED 4 0 395712 101260 SIMS METAL MANAGEMENT LTD SPONS ADR 829160100 14 700 SH DEFINED 3 0 0 700 SINCLAIR BROADCAST GROUP INC CL A 829226109 15 2889 SH DEFINED 2 2889 0 0 SKECHERS U S A INC CL A 830566105 95 2625 SH DEFINED 3 0 0 2625 SKYWEST INC COM 830879102 144 10050 SH DEFINED 2 10050 0 0 SKYWEST INC COM 830879102 5 320 SH DEFINED 3 0 0 320 SKYWEST INC COM 830879102 29 2000 SH DEFINED 5 2000 0 0 SKYSTAR BIO-PHARMA CO COM PAR $.001 830884300 6 500 SH DEFINED 3 0 0 500 SKILLSOFT PLC SPONSORED ADR 830928107 1480 143400 SH DEFINED 3 143000 0 400 SKILLSOFT PLC SPONSORED ADR 830928107 2038 197487 SH DEFINED 4 0 53400 144087 SMITH & WESSON HLDG CORP COM 831756101 44 11601 SH DEFINED 3 0 0 11601 SMITH A O COM 831865209 79 1500 SH DEFINED 3 0 0 1500 SMITH A O COM 831865209 1 10 SH DEFINED 18 10 0 0 SMITH INTL INC COM 832110100 5392 125917 SH DEFINED 2 125917 0 0 SMITH INTL INC COM 832110100 32210 752222 SH DEFINED 3 738941 0 13281 SMITH INTL INC COM 832110100 57 1334 SH DEFINED 18 1334 0 0 SMITH MICRO SOFTWARE INC COM 832154108 53 5993 SH DEFINED 2 5993 0 0 SMITH MICRO SOFTWARE INC COM 832154108 6 700 SH DEFINED 3 0 0 700 SMITHFIELD FOODS INC COM 832248108 886 42739 SH DEFINED 3 39759 0 2980
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SMITHFIELD FOODS INC COM 832248108 13 616 SH DEFINED 18 616 0 0 SMUCKER J M CO COM NEW 832696405 5612 93132 SH DEFINED 2 93132 0 0 SMUCKER J M CO COM NEW 832696405 3117 51718 SH DEFINED 3 1314 0 50404 SMUCKER J M CO COM NEW 832696405 554 9188 SH DEFINED 5 9188 0 0 SMUCKER J M CO COM NEW 832696405 64 1062 SH DEFINED 8 1062 0 0 SMUCKER J M CO COM NEW 832696405 6 100 SH DEFINED 9 100 0 0 SMUCKER J M CO COM NEW 832696405 1 14 SH DEFINED 16 14 0 0 SMUCKER J M CO COM NEW 832696405 12 207 SH DEFINED 18 207 0 0 SMUCKER J M CO COM NEW 832696405 84 1393 SH DEFINED 1393 0 0 SNAP ON INC COM 833034101 1471 33932 SH DEFINED 2 33932 0 0 SNAP ON INC COM 833034101 2013 46441 SH DEFINED 3 639 0 45802 SNAP ON INC COM 833034101 27 619 SH DEFINED 5 619 0 0 SNAP ON INC COM 833034101 5 123 SH DEFINED 18 123 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 134 3576 SH DEFINED 2 3576 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 1319 35285 SH DEFINED 3 31755 0 3530 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 198 5285 SH DEFINED 5 5285 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 9 250 SH DEFINED 8 250 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 22 600 SH DEFINED 14 600 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 102 2737 SH DEFINED 16 2737 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 19 500 SH DEFINED 17 0 0 500 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 10 271 SH DEFINED 18 271 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 87 2320 SH DEFINED 2320 0 0 SOLUTIA INC COM NEW 834376501 2087 129576 SH DEFINED 3 129000 0 576 SOLUTIA INC COM NEW 834376501 8 518 SH DEFINED 18 518 0 0 SOMANETICS CORP COM NEW 834445405 431 22500 SH DEFINED 3 0 0 22500 SOMAXON PHARMACEUTICALS INC COM 834453102 34 3900 SH DEFINED 3 3900 0 0 SONIC CORP COM 835451105 6213 561751 SH DEFINED 4 0 445881 115870 SONIC SOLUTIONS COM 835460106 13 1410 SH DEFINED 3 0 0 1410 SONIC SOLUTIONS COM 835460106 10055 1073053 SH DEFINED 4 0 393000 680053 SONICWALL INC COM 835470105 1 117 SH DEFINED 2 117 0 0 SONOCO PRODS CO COM 835495102 179 5818 SH DEFINED 2 5818 0 0 SONOCO PRODS CO COM 835495102 1036 33635 SH DEFINED 3 28120 0 5515 SONY CORP ADR NEW 835699307 54 1413 SH DEFINED 2 1413 0 0 SONY CORP ADR NEW 835699307 1711 44646 SH DEFINED 3 33000 0 11646 SONY CORP ADR NEW 835699307 319 8315 SH DEFINED 5 8315 0 0 SONY CORP ADR NEW 835699307 18 470 SH DEFINED 7 0 470 0 SONY CORP ADR NEW 835699307 383 10000 SH DEFINED 15 10000 0 0 SONY CORP ADR NEW 835699307 46 1210 SH DEFINED 16 990 220 0 SONY CORP ADR NEW 835699307 358 9334 SH DEFINED 18 9334 0 0 SOTHEBYS COM 835898107 62 2004 SH DEFINED 2 2004 0 0 SOTHEBYS COM 835898107 37 1200 SH DEFINED 3 1200 0 0 SOTHEBYS COM 835898107 38 1218 SH DEFINED 18 1218 0 0 SONUS NETWORKS INC COM 835916107 16 6183 SH DEFINED 3 0 0 6183 SONUS NETWORKS INC COM 835916107 20 7500 SH DEFINED 16 7500 0 0 SOURCE CAP INC COM 836144105 96 2075 SH DEFINED 3 0 0 2075 SOUTH FINL GROUP INC COM 837841105 1 1681 SH DEFINED 3 0 0 1681 SOUTH JERSEY INDS INC COM 838518108 14 340 SH DEFINED 3 0 0 340 SOUTHERN CO COM 842587107 3534 106576 SH DEFINED 2 106576 0 0 SOUTHERN CO COM 842587107 5453 164452 SH DEFINED 3 8969 79 155404 SOUTHERN CO COM 842587107 1348 40661 SH DEFINED 5 40661 0 0 SOUTHERN CO COM 842587107 539 16250 SH DEFINED 6 16250 0 0 SOUTHERN CO COM 842587107 83 2495 SH DEFINED 7 0 2495 0 SOUTHERN CO COM 842587107 1526 46033 SH DEFINED 8 45433 600 0 SOUTHERN CO COM 842587107 12 350 SH DEFINED 9 350 0 0 SOUTHERN CO COM 842587107 218 6582 SH DEFINED 10 6582 0 0 SOUTHERN CO COM 842587107 99 3000 SH DEFINED 15 3000 0 0 SOUTHERN CO COM 842587107 76 2300 SH DEFINED 16 2300 0 0 SOUTHERN CO COM 842587107 17 500 SH DEFINED 17 0 0 500 SOUTHERN CO COM 842587107 1102 33222 SH DEFINED 18 33222 0 0 SOUTHERN CO COM 842587107 287 8665 SH DEFINED 2187 6478 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SOUTHERN CO COM 842587107 10033 302575 SH SOLE 302575 0 0 SOUTHERN CMNTY FINL CORP COM 842632101 70 32000 SH DEFINED 4 0 0 32000 SOUTHERN FIRST BANCSHARES IN COM 842873101 8 1000 SH DEFINED 3 0 0 1000 SOUTHERN NATL BANCORP OF VA COM 843395104 78 10000 SH DEFINED 3 0 0 10000 SOUTHERN UN CO NEW COM 844030106 961 37875 SH DEFINED 3 35035 0 2840 SOUTHERN UN CO NEW COM 844030106 4 162 SH DEFINED 5 162 0 0 SOUTHERN UN CO NEW COM 844030106 10 410 SH DEFINED 16 410 0 0 SOUTHWEST AIRLS CO COM 844741108 4828 365227 SH DEFINED 2 365227 0 0 SOUTHWEST AIRLS CO COM 844741108 1236 93504 SH DEFINED 3 8212 0 85292 SOUTHWEST AIRLS CO COM 844741108 3 200 SH DEFINED 5 200 0 0 SOUTHWEST AIRLS CO COM 844741108 145 10961 SH DEFINED 18 10961 0 0 SOUTHWEST AIRLS CO COM 844741108 3 195 SH SOLE 195 0 0 SOUTHWEST BANCORP INC OKLA COM 844767103 433 52300 SH DEFINED 4 0 0 52300 SOUTHWEST BANCORP INC OKLA COM 844767103 8 1023 SH DEFINED 18 1023 0 0 SOUTHWEST GAS CORP COM 844895102 449 14997 SH DEFINED 2 14997 0 0 SOUTHWEST GAS CORP COM 844895102 25 843 SH DEFINED 3 0 0 843 SOUTHWEST WTR CO COM 845331107 5 500 SH DEFINED 3 0 0 500 SOUTHWESTERN ENERGY CO COM 845467109 5037 123700 SH DEFINED 1 123700 0 0 SOUTHWESTERN ENERGY CO COM 845467109 7236 177705 SH DEFINED 2 177705 0 0 SOUTHWESTERN ENERGY CO COM 845467109 1604 39389 SH DEFINED 3 29020 0 10369 SOUTHWESTERN ENERGY CO COM 845467109 21 510 SH DEFINED 5 510 0 0 SOUTHWESTERN ENERGY CO COM 845467109 97 2375 SH DEFINED 10 2375 0 0 SOUTHWESTERN ENERGY CO COM 845467109 103 2530 SH DEFINED 17 0 0 2530 SOUTHWESTERN ENERGY CO COM 845467109 263 6465 SH DEFINED 18 6465 0 0 SOUTHWESTERN ENERGY CO COM 845467109 162 3975 SH SOLE 3975 0 0 SPARTAN MTRS INC COM 846819100 4 700 SH DEFINED 3 0 0 700 SPARTAN STORES INC COM 846822104 59 4100 SH DEFINED 3 0 0 4100 SPARTAN STORES INC COM 846822104 317 22000 SH DEFINED 4 0 0 22000 SPARTECH CORP COM NEW 847220209 1 60 SH DEFINED 3 0 0 60 SPARTECH CORP COM NEW 847220209 527 45000 SH DEFINED 4 0 0 45000 SPECTRA ENERGY CORP COM 847560109 683 30300 SH DEFINED 1 30300 0 0 SPECTRA ENERGY CORP COM 847560109 1901 84392 SH DEFINED 2 84392 0 0 SPECTRA ENERGY CORP COM 847560109 3004 133322 SH DEFINED 3 7213 159 125950 SPECTRA ENERGY CORP COM 847560109 1745 77459 SH DEFINED 5 77459 0 0 SPECTRA ENERGY CORP COM 847560109 439 19500 SH DEFINED 6 19500 0 0 SPECTRA ENERGY CORP COM 847560109 40 1769 SH DEFINED 7 0 1769 0 SPECTRA ENERGY CORP COM 847560109 37 1645 SH DEFINED 8 1645 0 0 SPECTRA ENERGY CORP COM 847560109 12 519 SH DEFINED 9 519 0 0 SPECTRA ENERGY CORP COM 847560109 5 200 SH DEFINED 16 200 0 0 SPECTRA ENERGY CORP COM 847560109 293 12986 SH DEFINED 18 12986 0 0 SPECTRA ENERGY CORP COM 847560109 34 1500 SH DEFINED 1500 0 0 SPECTRA ENERGY CORP COM 847560109 2 100 SH SOLE 100 0 0 SPECTRUM CTL INC COM 847615101 2 191 SH DEFINED 3 0 0 191 SPECTRUM CTL INC COM 847615101 12918 1105086 SH DEFINED 4 0 341931 763155 SPEEDWAY MOTORSPORTS INC COM 847788106 26 1634 SH DEFINED 2 1634 0 0 SPIRE CORP COM 848565107 134 34198 SH DEFINED 3 34198 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 708 30281 SH DEFINED 3 30281 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 5749 1512895 SH DEFINED 2 1512895 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 5339 1404900 SH DEFINED 3 587268 0 817632 SPRINT NEXTEL CORP COM SER 1 852061100 9 2282 SH DEFINED 5 2282 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 38 10100 SH DEFINED 16 10100 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 13 3533 SH DEFINED 18 3533 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 121 31808 SH DEFINED 31808 0 0 STAMPS COM INC COM NEW 852857200 1 100 SH DEFINED 3 0 0 100 STANCORP FINL GROUP INC COM 852891100 522 10966 SH DEFINED 2 10966 0 0 STANCORP FINL GROUP INC COM 852891100 898 18847 SH DEFINED 3 13216 0 5631 STANCORP FINL GROUP INC COM 852891100 48 1000 SH DEFINED 5 1000 0 0 STANDARD MICROSYSTEMS CORP COM 853626109 5 200 SH DEFINED 3 0 0 200 STANDARD MTR PRODS INC COM 853666105 3 257 SH DEFINED 3 0 0 257 STANDARD MTR PRODS INC COM 853666105 744 75000 SH DEFINED 4 0 0 75000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- STANDARD PARKING CORP COM 853790103 1 58 SH DEFINED 3 0 0 58 STANDARD PARKING CORP COM 853790103 2952 179778 SH DEFINED 4 0 50200 129578 STANDEX INTL CORP COM 854231107 825 32000 SH DEFINED 4 0 0 32000 STANLEY BLACK & DECKER INC COM 854502101 7161 124739 SH DEFINED 2 124739 0 0 STANLEY BLACK & DECKER INC COM 854502101 1238 21560 SH DEFINED 3 1735 0 19825 STANLEY BLACK & DECKER INC COM 854502101 241 4202 SH DEFINED 5 4202 0 0 STANLEY BLACK & DECKER INC COM 854502101 25 439 SH DEFINED 6 439 0 0 STANLEY BLACK & DECKER INC COM 854502101 4 61 SH DEFINED 15 61 0 0 STANLEY INC COM 854532108 5 188 SH DEFINED 3 0 0 188 STANLEY INC COM 854532108 7 262 SH DEFINED 16 262 0 0 STAPLES INC COM 855030102 3389 144800 SH DEFINED 1 144800 0 0 STAPLES INC COM 855030102 9936 424469 SH DEFINED 2 424469 0 0 STAPLES INC COM 855030102 2881 123091 SH DEFINED 3 78024 0 45067 STAPLES INC COM 855030102 1104 47145 SH DEFINED 4 0 41725 5420 STAPLES INC COM 855030102 336 14345 SH DEFINED 5 14345 0 0 STAPLES INC COM 855030102 2 100 SH DEFINED 9 100 0 0 STAPLES INC COM 855030102 38 1625 SH DEFINED 14 1625 0 0 STAPLES INC COM 855030102 148 6328 SH DEFINED 18 6328 0 0 STAPLES INC COM 855030102 123 5248 SH DEFINED 353 4895 0 STARBUCKS CORP COM 855244109 13510 556664 SH DEFINED 2 556664 0 0 STARBUCKS CORP COM 855244109 2427 100000 PUT DEFINED 3 100000 0 0 STARBUCKS CORP COM 855244109 13898 572622 SH DEFINED 3 290226 0 282396 STARBUCKS CORP COM 855244109 1055 43481 SH DEFINED 5 43481 0 0 STARBUCKS CORP COM 855244109 535 22030 SH DEFINED 6 22030 0 0 STARBUCKS CORP COM 855244109 53 2200 SH DEFINED 7 0 2200 0 STARBUCKS CORP COM 855244109 136 5613 SH DEFINED 18 5613 0 0 STARBUCKS CORP COM 855244109 24 1000 SH DEFINED 1000 0 0 STARBUCKS CORP COM 855244109 1 37 SH SOLE 37 0 0 STARRETT L S CO CL A 855668109 393 38000 SH DEFINED 4 0 0 38000 STATE AUTO FINL CORP COM 855707105 62 3430 SH DEFINED 2 3430 0 0 STATE AUTO FINL CORP COM 855707105 117 6500 SH DEFINED 3 0 0 6500 STATE STR CORP COM 857477103 11335 251108 SH DEFINED 2 251108 0 0 STATE STR CORP COM 857477103 8279 183406 SH DEFINED 3 116507 0 66899 STATE STR CORP COM 857477103 4313 95553 SH DEFINED 5 95553 0 0 STATE STR CORP COM 857477103 17325 383800 SH DEFINED 6 383800 0 0 STATE STR CORP COM 857477103 360 7978 SH DEFINED 8 7978 0 0 STATE STR CORP COM 857477103 123 2734 SH DEFINED 15 2734 0 0 STATE STR CORP COM 857477103 9 200 SH DEFINED 16 200 0 0 STATE STR CORP COM 857477103 50 1100 SH DEFINED 17 0 0 1100 STATE STR CORP COM 857477103 228 5062 SH DEFINED 18 5062 0 0 STATE STR CORP COM 857477103 319 7068 SH DEFINED 808 5400 860 STEAK N SHAKE CO COM NEW 857873202 32 83 SH DEFINED 3 0 0 83 STEEL DYNAMICS INC COM 858119100 4740 271300 SH DEFINED 1 271300 0 0 STEEL DYNAMICS INC COM 858119100 1759 100710 SH DEFINED 3 80880 0 19830 STEEL DYNAMICS INC COM 858119100 7 400 SH DEFINED 5 400 0 0 STEEL DYNAMICS INC COM 858119100 7 378 SH DEFINED 18 378 0 0 STEEL DYNAMICS INC COM 858119100 64 3647 SH DEFINED 0 0 3647 STEELCASE INC CL A 858155203 72 11109 SH DEFINED 2 11109 0 0 STEIN MART INC COM 858375108 24 2695 SH DEFINED 3 0 0 2695 STEIN MART INC COM 858375108 397 44000 SH DEFINED 4 0 0 44000 STEIN MART INC COM 858375108 3 330 SH DEFINED 18 330 0 0 STEINWAY MUSICAL INSTRS INC COM 858495104 11945 634362 SH DEFINED 4 0 193699 440663 STEINWAY MUSICAL INSTRS INC COM 858495104 4 200 SH DEFINED 5 200 0 0 STEPAN CO COM 858586100 559 10000 SH DEFINED 4 0 0 10000 STEPAN CO COM 858586100 6371 114000 SH DEFINED 18 114000 0 0 STERLING BANCSHARES INC COM 858907108 7 1339 SH DEFINED 3 1339 0 0 STERICYCLE INC COM 858912108 3018 55372 SH DEFINED 2 55372 0 0 STERICYCLE INC COM 858912108 1621 29736 SH DEFINED 3 937 0 28799 STERICYCLE INC COM 858912108 17227 316094 SH DEFINED 4 0 241404 74690 STERICYCLE INC COM 858912108 3 62 SH DEFINED 5 62 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- STERICYCLE INC COM 858912108 32 590 SH DEFINED 7 0 590 0 STERICYCLE INC COM 858912108 9 160 SH DEFINED 8 0 160 0 STERICYCLE INC COM 858912108 30 552 SH DEFINED 18 552 0 0 STERIS CORP COM 859152100 54 1600 SH DEFINED 3 0 0 1600 STERIS CORP COM 859152100 18 529 SH DEFINED 18 529 0 0 STERLING CONSTRUCTION CO INC COM 859241101 9 543 SH DEFINED 2 543 0 0 STERLITE INDS INDIA LTD ADS 859737207 30 1617 SH DEFINED 3 0 0 1617 STERLITE INDS INDIA LTD ADS 859737207 19 1008 SH DEFINED 18 1008 0 0 STERLITE INDS INDIA LTD ADS 859737207 6 296 SH DEFINED 296 0 0 STEWART ENTERPRISES INC CL A 860370105 644 103000 SH DEFINED 4 0 0 103000 STEWART INFORMATION SVCS COR COM 860372101 150 10848 SH DEFINED 2 10848 0 0 STEWART INFORMATION SVCS COR COM 860372101 1 100 SH DEFINED 5 100 0 0 STIFEL FINL CORP COM 860630102 1319 24548 SH DEFINED 2 24548 0 0 STIFEL FINL CORP COM 860630102 16 300 SH DEFINED 3 0 0 300 STIFEL FINL CORP COM 860630102 161 2999 SH DEFINED 4 0 0 2999 STIFEL FINL CORP COM 860630102 7 136 SH DEFINED 18 136 0 0 STMICROELECTRONICS N V NY REGISTRY 861012102 3 295 SH DEFINED 3 0 0 295 STMICROELECTRONICS N V NY REGISTRY 861012102 58 5836 SH DEFINED 5 5836 0 0 STMICROELECTRONICS N V NY REGISTRY 861012102 300 30430 SH DEFINED 18 30430 0 0 STONE ENERGY CORP COM 861642106 2 123 SH DEFINED 2 123 0 0 STONE ENERGY CORP COM 861642106 141 7962 SH DEFINED 3 7800 0 162 STONE ENERGY CORP COM 861642106 1 44 SH DEFINED 5 44 0 0 STONE ENERGY CORP COM 861642106 4 210 SH DEFINED 18 210 0 0 STRATASYS INC COM 862685104 32 1315 SH DEFINED 2 1315 0 0 STRATASYS INC COM 862685104 9 372 SH DEFINED 18 372 0 0 STRATEGIC GLOBAL INCOME FD COM 862719101 11 1000 SH DEFINED 3 0 0 1000 STRATTEC SEC CORP COM 863111100 345 17000 SH DEFINED 4 0 0 17000 STRAYER ED INC COM 863236105 988 4057 SH DEFINED 3 3990 0 67 STRAYER ED INC COM 863236105 12 50 SH DEFINED 8 50 0 0 STRYKER CORP COM 863667101 137 2400 SH DEFINED 1 2400 0 0 STRYKER CORP COM 863667101 6569 114796 SH DEFINED 2 114796 0 0 STRYKER CORP COM 863667101 9479 165665 SH DEFINED 3 3274 0 162391 STRYKER CORP COM 863667101 1027 17943 SH DEFINED 5 17943 0 0 STRYKER CORP COM 863667101 120 2095 SH DEFINED 7 0 2095 0 STRYKER CORP COM 863667101 129 2250 SH DEFINED 8 2150 100 0 STRYKER CORP COM 863667101 172 3004 SH DEFINED 18 3004 0 0 STRYKER CORP COM 863667101 11 185 SH DEFINED 185 0 0 STUDENT LN CORP COM 863902102 237 6681 SH DEFINED 2 6681 0 0 STUDENT LN CORP COM 863902102 0 10 SH DEFINED 3 10 0 0 STURM RUGER & CO INC COM 864159108 141 11766 SH DEFINED 3 0 0 11766 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 392 8246 SH DEFINED 2 8246 0 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 1628 34273 SH DEFINED 3 0 0 34273 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 131 2766 SH DEFINED 5 2766 0 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 51 1068 SH DEFINED 18 1068 0 0 SUCCESSFACTORS INC COM 864596101 1203 63200 SH DEFINED 1 63200 0 0 SUCCESSFACTORS INC COM 864596101 82 4281 SH DEFINED 2 4281 0 0 SUCCESSFACTORS INC COM 864596101 19 1000 SH DEFINED 5 1000 0 0 SUFFOLK BANCORP COM 864739107 15 500 SH DEFINED 16 500 0 0 SUN LIFE FINL INC COM 866796105 385990 12013378 SH DEFINED 1 12013378 0 0 SUN LIFE FINL INC COM 866796105 1294 40265 SH DEFINED 2 40265 0 0 SUN LIFE FINL INC COM 866796105 598 18612 SH DEFINED 3 0 119 18493 SUN LIFE FINL INC COM 866796105 1767 55000 CALL DEFINED 5 55000 0 0 SUN LIFE FINL INC COM 866796105 691 21500 PUT DEFINED 5 21500 0 0 SUN LIFE FINL INC COM 866796105 92877 2890657 SH DEFINED 5 2890657 0 0 SUN LIFE FINL INC COM 866796105 139665 4346878 SH DEFINED 6 4346878 0 0 SUN LIFE FINL INC COM 866796105 21881 681015 SH DEFINED 7 0 681015 0 SUN LIFE FINL INC COM 866796105 3649 113571 SH DEFINED 8 103796 9775 0 SUN LIFE FINL INC COM 866796105 932 29001 SH DEFINED 9 29001 0 0 SUN LIFE FINL INC COM 866796105 225 7000 SH DEFINED 14 7000 0 0 SUN LIFE FINL INC COM 866796105 42 1295 SH DEFINED 15 1295 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SUN LIFE FINL INC COM 866796105 281 8750 SH DEFINED 17 0 0 8750 SUN LIFE FINL INC COM 866796105 30352 944652 SH DEFINED 5;1 944652 0 0 SUN LIFE FINL INC COM 866796105 559 17410 SH DEFINED 17410 0 0 SUN LIFE FINL INC COM 866796105 811046 25242637 SH SOLE 25242637 0 0 SUN HEALTHCARE GROUP INC COM NEW 866933401 27 2798 SH DEFINED 2 2798 0 0 SUN HEALTHCARE GROUP INC COM NEW 866933401 2 230 SH DEFINED 3 0 0 230 SUN HYDRAULICS CORP COM 866942105 265 10190 SH DEFINED 2 10190 0 0 SUN HYDRAULICS CORP COM 866942105 29 1100 SH DEFINED 3 0 0 1100 SUN HYDRAULICS CORP COM 866942105 1341 51610 SH DEFINED 4 0 18810 32800 SUN HYDRAULICS CORP COM 866942105 17 657 SH DEFINED 18 657 0 0 SUNAMERICA FCSED ALPHA GRW F COM 867037103 1759 121202 SH DEFINED 3 0 0 121202 SUNAMERICA FOCUSE ALPHA LC F COM 867038101 17 1200 SH DEFINED 3 0 0 1200 SUNCOR ENERGY INC NEW COM 867224107 922132 28338428 SH DEFINED 1 28338428 0 0 SUNCOR ENERGY INC NEW COM 867224107 7245 222650 SH DEFINED 3 90800 0 131850 SUNCOR ENERGY INC NEW COM 867224107 3638 111800 CALL DEFINED 5 111800 0 0 SUNCOR ENERGY INC NEW COM 867224107 4442 136500 PUT DEFINED 5 136500 0 0 SUNCOR ENERGY INC NEW COM 867224107 164590 5058083 SH DEFINED 5 5058083 0 0 SUNCOR ENERGY INC NEW COM 867224107 322172 9900785 SH DEFINED 6 9900785 0 0 SUNCOR ENERGY INC NEW COM 867224107 26792 823346 SH DEFINED 7 0 823346 0 SUNCOR ENERGY INC NEW COM 867224107 4353 133774 SH DEFINED 8 125350 8424 0 SUNCOR ENERGY INC NEW COM 867224107 2608 80137 SH DEFINED 9 80137 0 0 SUNCOR ENERGY INC NEW COM 867224107 320 9826 SH DEFINED 10 9826 0 0 SUNCOR ENERGY INC NEW COM 867224107 417 12800 SH DEFINED 11 12800 0 0 SUNCOR ENERGY INC NEW COM 867224107 36 1100 SH DEFINED 13 1100 0 0 SUNCOR ENERGY INC NEW COM 867224107 98 3000 SH DEFINED 14 3000 0 0 SUNCOR ENERGY INC NEW COM 867224107 43 1323 SH DEFINED 15 1323 0 0 SUNCOR ENERGY INC NEW COM 867224107 353 10840 SH DEFINED 17 0 0 10840 SUNCOR ENERGY INC NEW COM 867224107 119 3655 SH DEFINED 18 3655 0 0 SUNCOR ENERGY INC NEW COM 867224107 122361 3760326 SH DEFINED 5;1 3760326 0 0 SUNCOR ENERGY INC NEW COM 867224107 4348 133621 SH DEFINED 133621 0 0 SUNCOR ENERGY INC NEW COM 867224107 246720 7582038 SH SOLE 7582038 0 0 SUNPOWER CORP COM CL A 867652109 4 202 SH DEFINED 2 202 0 0 SUNPOWER CORP COM CL A 867652109 28 1500 PUT DEFINED 3 1500 0 0 SUNPOWER CORP COM CL A 867652109 698 37161 SH DEFINED 3 34255 0 2906 SUNPOWER CORP COM CL A 867652109 2 90 SH DEFINED 5 90 0 0 SUNPOWER CORP COM CL A 867652109 56 2995 SH DEFINED 7 0 2995 0 SUNPOWER CORP COM CL A 867652109 39 2080 SH DEFINED 8 1535 545 0 SUNPOWER CORP COM CL A 867652109 0 8 SH DEFINED 8 0 0 SUNPOWER CORP COM CL B 867652307 33 1956 SH DEFINED 2 1956 0 0 SUNPOWER CORP COM CL B 867652307 987 58975 SH DEFINED 3 58009 0 966 SUNTRUST BKS INC COM 867914103 6445 240567 SH DEFINED 2 240567 0 0 SUNTRUST BKS INC COM 867914103 1120 41800 PUT DEFINED 3 41800 0 0 SUNTRUST BKS INC COM 867914103 1307 48789 SH DEFINED 3 7680 0 41109 SUNTRUST BKS INC COM 867914103 166 6201 SH DEFINED 5 6201 0 0 SUNTRUST BKS INC COM 867914103 464 17330 SH DEFINED 15 17330 0 0 SUNTRUST BKS INC COM 867914103 116 4318 SH DEFINED 18 4318 0 0 SUNTRUST BKS INC COM 867914103 68 2530 SH DEFINED 369 2161 0 SUPERCONDUCTOR TECHNOLOGIES COM NEW 867931305 0 8 SH DEFINED 5 8 0 0 SUPERGEN INC COM 868059106 3 920 SH DEFINED 3 0 0 920 SUPERIOR ENERGY SVCS INC COM 868157108 45 2122 SH DEFINED 2 2122 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 559 26600 SH DEFINED 3 21887 0 4713 SUPERIOR ENERGY SVCS INC COM 868157108 203 9660 SH DEFINED 5 9660 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 13 603 SH DEFINED 18 603 0 0 SUPERIOR INDS INTL INC COM 868168105 482 30000 SH DEFINED 4 0 0 30000 SUPERIOR UNIFORM GP INC COM 868358102 403 41000 SH DEFINED 4 0 0 41000 SUPERTEL HOSPITALITY INC MD COM 868526104 64 36750 SH DEFINED 3 0 0 36750 SUPERTEX INC COM 868532102 255 9976 SH DEFINED 2 9976 0 0 SUPERVALU INC COM 868536103 1567 93951 SH DEFINED 2 93951 0 0 SUPERVALU INC COM 868536103 602 36077 SH DEFINED 3 8094 0 27983 SUPERVALU INC COM 868536103 2 140 SH DEFINED 5 140 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SUPERVALU INC COM 868536103 60 3611 SH DEFINED 18 3611 0 0 SUPREME INDS INC CL A 868607102 180 68115 SH DEFINED 4 0 0 68115 SUREWEST COMMUNICATIONS COM 868733106 352 41000 SH DEFINED 4 0 0 41000 SURMODICS INC COM 868873100 14 683 SH DEFINED 2 683 0 0 SURMODICS INC COM 868873100 10 500 SH DEFINED 3 0 0 500 SURMODICS INC COM 868873100 4602 219759 SH DEFINED 4 0 174199 45560 SUSQUEHANNA BANCSHARES INC P COM 869099101 1163 118555 SH DEFINED 3 0 0 118555 SUSSER HLDGS CORP COM 869233106 4 454 SH DEFINED 3 0 0 454 SWEDISH EXPT CR CORP RG METAL ETN22 870297405 76 7388 SH DEFINED 5 7388 0 0 SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 6 825 SH DEFINED 3 0 0 825 SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 97 13731 SH DEFINED 5 13731 0 0 SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 179 25292 SH DEFINED 13 25292 0 0 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 1874 246275 SH DEFINED 3 0 0 246275 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 98 12942 SH DEFINED 5 12942 0 0 SWIFT ENERGY CO COM 870738101 65 2114 SH DEFINED 2 2114 0 0 SWIFT ENERGY CO COM 870738101 7760 252440 SH DEFINED 4 0 200840 51600 SWIFT ENERGY CO COM 870738101 2 51 SH DEFINED 5 51 0 0 SWISS HELVETIA FD INC COM 870875101 335 28356 SH DEFINED 3 0 0 28356 SWISS HELVETIA FD INC COM 870875101 161 13604 SH DEFINED 5 13604 0 0 SYBASE INC COM 871130100 8065 173000 SH DEFINED 1 173000 0 0 SYBASE INC COM 871130100 1462 31370 SH DEFINED 3 23205 0 8165 SYBASE INC COM 871130100 2 38 SH DEFINED 18 38 0 0 SYBASE INC COM 871130100 8 166 SH DEFINED 166 0 0 SYCAMORE NETWORKS INC COM NEW 871206405 188 9340 SH DEFINED 2 9340 0 0 SYCAMORE NETWORKS INC COM NEW 871206405 0 20 SH DEFINED 3 0 0 20 SYCAMORE NETWORKS INC COM NEW 871206405 0 13 SH DEFINED 5 13 0 0 SYKES ENTERPRISES INC COM 871237103 1066 46673 SH DEFINED 2 46673 0 0 SYKES ENTERPRISES INC COM 871237103 104 4532 SH DEFINED 3 0 0 4532 SYKES ENTERPRISES INC COM 871237103 235 10269 SH DEFINED 4 0 0 10269 SYMANTEC CORP COM 871503108 9792 578491 SH DEFINED 2 578491 0 0 SYMANTEC CORP COM 871503108 8464 500000 PUT DEFINED 3 500000 0 0 SYMANTEC CORP COM 871503108 10068 594787 SH DEFINED 3 320303 0 274484 SYMANTEC CORP COM 871503108 682 40267 SH DEFINED 5 40267 0 0 SYMANTEC CORP COM 871503108 4 262 SH DEFINED 8 262 0 0 SYMANTEC CORP COM 871503108 14 800 SH DEFINED 9 800 0 0 SYMANTEC CORP COM 871503108 1 64 SH DEFINED 15 64 0 0 SYMANTEC CORP COM 871503108 233 13736 SH DEFINED 16 13736 0 0 SYMANTEC CORP COM 871503108 75 4438 SH DEFINED 18 4438 0 0 SYMANTEC CORP COM 871503108 2 112 SH DEFINED 112 0 0 SYMMETRICOM INC COM 871543104 5 780 SH DEFINED 3 0 0 780 SYMMETRY MED INC COM 871546206 2282 227300 SH DEFINED 4 0 91600 135700 SYMS CORP COM 871551107 428 43000 SH DEFINED 4 0 0 43000 SYNOPSYS INC COM 871607107 616 27542 SH DEFINED 2 27542 0 0 SYNOPSYS INC COM 871607107 2425 108394 SH DEFINED 3 41069 0 67325 SYNOPSYS INC COM 871607107 671 30000 SH DEFINED 4 0 4700 25300 SYNOPSYS INC COM 871607107 7 300 SH DEFINED 18 300 0 0 SYSCO CORP COM 871829107 4447 150738 SH DEFINED 3 6543 0 144195 SYSCO CORP COM 871829107 481 16315 SH DEFINED 5 16315 0 0 SYSCO CORP COM 871829107 106045 3594744 SH DEFINED 6 3594744 0 0 SYSCO CORP COM 871829107 738 25029 SH DEFINED 7 0 25029 0 SYSCO CORP COM 871829107 29 985 SH DEFINED 8 300 685 0 SYSCO CORP COM 871829107 146 4945 SH DEFINED 15 4945 0 0 SYSCO CORP COM 871829107 452 15319 SH DEFINED 18 15319 0 0 SYSCO CORP COM 871829107 348 11807 SH DEFINED 1005 10802 0 SYSTEMAX INC COM 871851101 1109 51000 SH DEFINED 4 0 0 51000 TCF FINL CORP COM 872275102 1296 81275 SH DEFINED 3 38342 0 42933 TCF FINL CORP COM 872275102 10 615 SH DEFINED 16 0 615 0 TCF FINL CORP COM 872275102 9 540 SH DEFINED 18 540 0 0 TCW STRATEGIC INCOME FUND IN COM 872340104 596 126500 SH DEFINED 3 0 0 126500 TECO ENERGY INC COM 872375100 1300 81800 SH DEFINED 1 81800 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- TECO ENERGY INC COM 872375100 1657 104288 SH DEFINED 2 104288 0 0 TECO ENERGY INC COM 872375100 3693 232383 SH DEFINED 3 2361 0 230022 TECO ENERGY INC COM 872375100 6 400 SH DEFINED 5 400 0 0 TECO ENERGY INC COM 872375100 145 9100 SH DEFINED 15 9100 0 0 TECO ENERGY INC COM 872375100 1574 99078 SH DEFINED 18 99078 0 0 TESSCO TECHNOLOGIES INC COM 872386107 170 7228 SH DEFINED 3 0 0 7228 TESSCO TECHNOLOGIES INC COM 872386107 494 21000 SH DEFINED 4 0 0 21000 THQ INC COM NEW 872443403 147 21000 SH DEFINED 3 0 0 21000 TJX COS INC NEW COM 872540109 60281 1417700 SH DEFINED 1 1417700 0 0 TJX COS INC NEW COM 872540109 9802 230516 SH DEFINED 2 230516 0 0 TJX COS INC NEW COM 872540109 5777 135872 SH DEFINED 3 40367 0 95505 TJX COS INC NEW COM 872540109 18644 438473 SH DEFINED 5 438473 0 0 TJX COS INC NEW COM 872540109 549 12910 SH DEFINED 7 0 12910 0 TJX COS INC NEW COM 872540109 440 10343 SH DEFINED 8 10068 275 0 TJX COS INC NEW COM 872540109 31 740 SH DEFINED 18 740 0 0 TJX COS INC NEW COM 872540109 310 7285 SH DEFINED 7285 0 0 TNS INC COM 872960109 57 2572 SH DEFINED 2 2572 0 0 TAIWAN FD INC COM 874036106 5 356 SH DEFINED 3 0 0 356 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 54 5163 SH DEFINED 2 5163 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 297 28358 SH DEFINED 3 0 0 28358 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 64 6140 SH DEFINED 5 6140 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 2883 274800 SH DEFINED 7 0 274800 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 108 10256 SH DEFINED 8 0 10256 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 474 45163 SH DEFINED 10 45163 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 230 21942 SH DEFINED 14 21942 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 16 1510 SH DEFINED 15 1510 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 90 8580 SH DEFINED 16 8580 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 54 5112 SH DEFINED 18 5112 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 146 13915 SH DEFINED 13915 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 426 40566 SH SOLE 40566 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 74 7549 SH DEFINED 2 7549 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 99 10000 CALL DEFINED 3 10000 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 711 72025 SH DEFINED 3 0 0 72025 TALBOTS INC COM 874161102 6 500 SH DEFINED 2 500 0 0 TALECRIS BIOTHERAPEUTICS HLD COM 874227101 3 133 SH DEFINED 3 133 0 0 TALECRIS BIOTHERAPEUTICS HLD COM 874227101 3 170 SH DEFINED 18 170 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 178 4129 SH DEFINED 2 4129 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 4 100 SH DEFINED 3 0 0 100 TANGER FACTORY OUTLET CTRS I COM 875465106 8 184 SH DEFINED 18 184 0 0 TASEKO MINES LTD COM 876511106 78 15002 SH DEFINED 5 15002 0 0 TASEKO MINES LTD COM 876511106 5 1000 SH DEFINED 7 0 1000 0 TASTY BAKING CO COM 876553306 652 91000 SH DEFINED 4 0 0 91000 TATA COMMUNICATIONS LTD SPONS ADR 876564105 287 23106 SH DEFINED 2 23106 0 0 TATA MTRS LTD SPONSORED ADR 876568502 35 1919 SH DEFINED 2 1919 0 0 TATA MTRS LTD SPONSORED ADR 876568502 309 16731 SH DEFINED 3 0 0 16731 TATA MTRS LTD SPONSORED ADR 876568502 886 47993 SH DEFINED 5 47993 0 0 TATA MTRS LTD SPONSORED ADR 876568502 51 2781 SH DEFINED 18 2781 0 0 TATA MTRS LTD SPONSORED ADR 876568502 15 800 SH DEFINED 800 0 0 TAUBMAN CTRS INC COM 876664103 6 141 SH DEFINED 3 141 0 0 TEAM INC COM 878155100 49 2961 SH DEFINED 2 2961 0 0 TEAM INC COM 878155100 5 320 SH DEFINED 16 320 0 0 TECH DATA CORP COM 878237106 1157 27616 SH DEFINED 2 27616 0 0 TECH DATA CORP COM 878237106 607 14491 SH DEFINED 3 14296 0 195 TECH DATA CORP COM 878237106 34 800 SH DEFINED 5 800 0 0 TECHTEAM GLOBAL INC COM 878311109 475 70560 SH DEFINED 4 0 0 70560 TECHNE CORP COM 878377100 850 13365 SH DEFINED 2 13365 0 0 TECHNE CORP COM 878377100 696 10943 SH DEFINED 3 10530 0 413 TECHNE CORP COM 878377100 20 322 SH DEFINED 18 322 0 0 TECHNITROL INC COM 878555101 53 10000 SH DEFINED 14 10000 0 0 TECK RESOURCES LTD CL B 878742204 290280 6663910 SH DEFINED 1 6627910 0 36000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- TECK RESOURCES LTD CL B 878742204 273 6258 SH DEFINED 3 0 0 6258 TECK RESOURCES LTD CL B 878742204 14654 336400 CALL DEFINED 5 336400 0 0 TECK RESOURCES LTD CL B 878742204 767 17600 PUT DEFINED 5 17600 0 0 TECK RESOURCES LTD CL B 878742204 92224 2117163 SH DEFINED 5 2117163 0 0 TECK RESOURCES LTD CL B 878742204 33486 768728 SH DEFINED 6 768728 0 0 TECK RESOURCES LTD CL B 878742204 47224 1084120 SH DEFINED 7 0 1084120 0 TECK RESOURCES LTD CL B 878742204 2649 60810 SH DEFINED 8 43816 16994 0 TECK RESOURCES LTD CL B 878742204 319 7316 SH DEFINED 9 7316 0 0 TECK RESOURCES LTD CL B 878742204 120 2745 SH DEFINED 15 2745 0 0 TECK RESOURCES LTD CL B 878742204 39 900 SH DEFINED 17 0 0 900 TECK RESOURCES LTD CL B 878742204 62 1434 SH DEFINED 18 1434 0 0 TECK RESOURCES LTD CL B 878742204 30 696 SH DEFINED 5;1 696 0 0 TECK RESOURCES LTD CL B 878742204 644 14795 SH DEFINED 14795 0 0 TECK RESOURCES LTD CL B 878742204 439051 10079216 SH SOLE 10079216 0 0 TEJON RANCH CO DEL COM 879080109 189 6206 SH DEFINED 2 6206 0 0 TEJON RANCH CO DEL COM 879080109 3 100 SH DEFINED 3 0 0 100 TEKELEC COM 879101103 138 7581 SH DEFINED 2 7581 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 247 13965 SH DEFINED 2 13965 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 1522 86195 SH DEFINED 3 82474 0 3721 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 76 4278 SH DEFINED 5 4278 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 265 15000 SH DEFINED 14 15000 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 79 4466 SH DEFINED 18 4466 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 68 3857 SH DEFINED 3857 0 0 TELECOM ARGENTINA S A SPON ADR REP B 879273209 119 6370 SH DEFINED 18 6370 0 0 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 395 51189 SH DEFINED 2 51189 0 0 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 36 4707 SH DEFINED 3 0 0 4707 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 419 54333 SH DEFINED 5 54333 0 0 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 23 3000 SH DEFINED 13 3000 0 0 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 165 21400 SH DEFINED 15 21400 0 0 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 42 5453 SH DEFINED 16 5453 0 0 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 66 8574 SH DEFINED 18 8574 0 0 TELECOMUNICACOES BRASILEIRAS SPONSORED ADR 879287308 0 70 SH DEFINED 3 30 0 40 TELECOMUNICACOES BRASILEIRAS SPONSORED ADR 879287308 8 1540 SH DEFINED 18 1540 0 0 TELEDYNE TECHNOLOGIES INC COM 879360105 11115 269336 SH DEFINED 4 0 204876 64460 TELEFLEX INC COM 879369106 828 12920 SH DEFINED 3 11147 0 1773 TELEFLEX INC COM 879369106 17695 276187 SH DEFINED 4 0 219547 56640 TELEFLEX INC COM 879369106 29 450 SH DEFINED 5 450 0 0 TELEFLEX INC COM 879369106 6 97 SH DEFINED 15 97 0 0 TELEFLEX INC COM 879369106 1 18 SH DEFINED 18 18 0 0 TELEFONICA S A SPONSORED ADR 879382208 2120 29815 SH DEFINED 2 29815 0 0 TELEFONICA S A SPONSORED ADR 879382208 896 12599 SH DEFINED 3 0 0 12599 TELEFONICA S A SPONSORED ADR 879382208 5770 81156 SH DEFINED 5 81156 0 0 TELEFONICA S A SPONSORED ADR 879382208 17 244 SH DEFINED 7 0 244 0 TELEFONICA S A SPONSORED ADR 879382208 105 1471 SH DEFINED 8 1471 0 0 TELEFONICA S A SPONSORED ADR 879382208 122 1717 SH DEFINED 15 1717 0 0 TELEFONICA S A SPONSORED ADR 879382208 41 570 SH DEFINED 16 570 0 0 TELEFONICA S A SPONSORED ADR 879382208 458 6441 SH DEFINED 17 0 0 6441 TELEFONICA S A SPONSORED ADR 879382208 304 4271 SH DEFINED 18 4271 0 0 TELEFONICA S A SPONSORED ADR 879382208 6764 95129 SH DEFINED 5;1 95129 0 0 TELEFONICA S A SPONSORED ADR 879382208 27 375 SH DEFINED 375 0 0 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 181 11579 SH DEFINED 2 11579 0 0 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 809 51828 SH DEFINED 3 42116 0 9712 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 28 1800 SH DEFINED 5 1800 0 0 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 5 350 SH DEFINED 16 350 0 0 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 172 11018 SH DEFINED 18 11018 0 0 TELEPHONE & DATA SYS INC COM 879433100 7123 210431 SH DEFINED 3 209431 0 1000 TELEPHONE & DATA SYS INC SPL COM 879433860 42 1393 SH DEFINED 2 1393 0 0 TELEPHONE & DATA SYS INC SPL COM 879433860 47 1590 SH DEFINED 3 0 0 1590 TELEPHONE & DATA SYS INC SPL COM 879433860 6 204 SH DEFINED 18 204 0 0 TELEPHONE & DATA SYS INC SPL COM 879433860 7 240 SH DEFINED 240 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- TELLABS INC COM 879664100 731 96614 SH DEFINED 2 96614 0 0 TELLABS INC COM 879664100 476 62827 SH DEFINED 3 4281 0 58546 TELLABS INC COM 879664100 45 6000 SH DEFINED 14 6000 0 0 TELLABS INC COM 879664100 33 4400 SH DEFINED 15 4400 0 0 TELLABS INC COM 879664100 141 18650 SH DEFINED 16 18650 0 0 TELMEX INTERNACIONAL SAB DE SPONS ADR SR L 879690105 651 33748 SH DEFINED 3 0 0 33748 TELMEX INTERNACIONAL SAB DE SPONS ADR SR L 879690105 68 3551 SH DEFINED 5 3551 0 0 TELMEX INTERNACIONAL SAB DE SPONS ADR SR L 879690105 7 350 SH DEFINED 16 350 0 0 TEMPLE INLAND INC COM 879868107 4860 237900 SH DEFINED 1 237900 0 0 TEMPLE INLAND INC COM 879868107 842 41217 SH DEFINED 3 30263 0 10954 TEMPLE INLAND INC COM 879868107 40 1970 SH DEFINED 15 1970 0 0 TELETECH HOLDINGS INC COM 879939106 104 6106 SH DEFINED 2 6106 0 0 TELETECH HOLDINGS INC COM 879939106 3 175 SH DEFINED 3 0 0 175 TELETECH HOLDINGS INC COM 879939106 5 300 SH DEFINED 18 300 0 0 TEMPLETON EMERGING MKTS FD I COM 880191101 288 14586 SH DEFINED 3 0 0 14586 TEMPLETON EMERGING MKTS FD I COM 880191101 23 1175 SH DEFINED 5 1175 0 0 TEMPLETON EMERGING MKTS FD I COM 880191101 22 1100 SH DEFINED 6 1100 0 0 TEMPLETON EMERGING MKTS FD I COM 880191101 16 800 SH DEFINED 7 0 800 0 TEMPLETON EMERGING MKTS FD I COM 880191101 99 5000 SH DEFINED 16 5000 0 0 TEMPLETON EMERGING MKTS FD I COM 880191101 176 8886 SH DEFINED 8886 0 0 TEMPLETON EMERG MKTS INCOME COM 880192109 232 15800 SH DEFINED 3 0 0 15800 TEMPLETON EMERG MKTS INCOME COM 880192109 9 600 SH DEFINED 5 600 0 0 TEMPLETON EMERG MKTS INCOME COM 880192109 5 350 SH DEFINED 8 350 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 1847 183982 SH DEFINED 3 0 0 183982 TEMPLETON GLOBAL INCOME FD COM 880198106 25 2516 SH DEFINED 5 2516 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 343 34185 SH DEFINED 18 34185 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 134 13300 SH DEFINED 13300 0 0 TENNANT CO COM 880345103 8 300 SH DEFINED 3 0 0 300 TENNECO INC COM 880349105 69 2900 SH DEFINED 1 2900 0 0 TENNECO INC COM 880349105 1258 53177 SH DEFINED 3 0 0 53177 TERADYNE INC COM 880770102 48181 4313400 SH DEFINED 1 4313400 0 0 TERADYNE INC COM 880770102 201 18006 SH DEFINED 2 18006 0 0 TERADYNE INC COM 880770102 233 20837 SH DEFINED 3 1947 0 18890 TERADYNE INC COM 880770102 193 17272 SH DEFINED 5 17272 0 0 TEREX CORP NEW COM 880779103 8980 395400 SH DEFINED 1 395400 0 0 TEREX CORP NEW COM 880779103 3128 137723 SH DEFINED 3 130275 0 7448 TEREX CORP NEW COM 880779103 103 4550 SH DEFINED 4 0 4550 0 TEREX CORP NEW COM 880779103 68 3000 SH DEFINED 5 3000 0 0 TEREX CORP NEW COM 880779103 1 37 SH DEFINED 8 37 0 0 TEREX CORP NEW COM 880779103 659 29000 SH DEFINED 14 29000 0 0 TEREX CORP NEW COM 880779103 16 720 SH DEFINED 16 0 720 0 TERNIUM SA SPON ADR 880890108 20 497 SH DEFINED 3 0 0 497 TERRA INDS INC COM 880915103 1305 28525 SH DEFINED 3 28131 0 394 TERRA INDS INC COM 880915103 1 13 SH DEFINED 15 13 0 0 TERRA NITROGEN CO L P COM UNIT 881005201 500 6597 SH DEFINED 2 6597 0 0 TERRA NITROGEN CO L P COM UNIT 881005201 49 650 SH DEFINED 3 0 0 650 TERRA NITROGEN CO L P COM UNIT 881005201 55 728 SH DEFINED 5 728 0 0 TERRESTAR CORP COM 881451108 13 10000 SH DEFINED 16 10000 0 0 TESORO CORP COM 881609101 393 28287 SH DEFINED 2 28287 0 0 TESORO CORP COM 881609101 985 70864 SH DEFINED 3 1549 0 69315 TESORO CORP COM 881609101 98 7049 SH DEFINED 5 7049 0 0 TESORO CORP COM 881609101 7 495 SH DEFINED 7 0 495 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 40435 641005 SH DEFINED 1 641005 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 6341 100529 SH DEFINED 2 100529 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 17880 283441 SH DEFINED 3 0 0 283441 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 20340 322452 SH DEFINED 5 322452 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 162 2571 SH DEFINED 7 0 2571 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 277 4390 SH DEFINED 8 4290 100 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1560 24727 SH DEFINED 10 24727 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 110 1750 SH DEFINED 11 1750 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- TEVA PHARMACEUTICAL INDS LTD ADR 881624209 25 389 SH DEFINED 15 389 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 27 430 SH DEFINED 16 430 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 32 500 SH DEFINED 17 0 0 500 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 409 6484 SH DEFINED 18 6484 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 11964 189671 SH DEFINED 5;1 189671 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 3082 48864 SH DEFINED 45133 631 3100 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 66 1040 SH SOLE 1040 0 0 TEXAS INDS INC COM 882491103 36 1055 SH DEFINED 3 0 0 1055 TEXAS INSTRS INC COM 882508104 15124 618067 SH DEFINED 2 618067 0 0 TEXAS INSTRS INC COM 882508104 6550 267689 SH DEFINED 3 61134 0 206555 TEXAS INSTRS INC COM 882508104 271 11075 SH DEFINED 5 11075 0 0 TEXAS INSTRS INC COM 882508104 2 100 SH DEFINED 7 0 100 0 TEXAS INSTRS INC COM 882508104 120 4888 SH DEFINED 10 4888 0 0 TEXAS INSTRS INC COM 882508104 61 2500 SH DEFINED 13 2500 0 0 TEXAS INSTRS INC COM 882508104 86 3500 SH DEFINED 14 3500 0 0 TEXAS INSTRS INC COM 882508104 342 13977 SH DEFINED 15 13977 0 0 TEXAS INSTRS INC COM 882508104 36 1480 SH DEFINED 16 0 1480 0 TEXAS INSTRS INC COM 882508104 93 3820 SH DEFINED 17 0 0 3820 TEXAS INSTRS INC COM 882508104 673 27499 SH DEFINED 18 27499 0 0 TEXAS INSTRS INC COM 882508104 125 5120 SH DEFINED 4420 0 700 TEXAS INSTRS INC COM 882508104 201 8221 SH SOLE 8221 0 0 TEXAS PAC LD TR SUB CTF PROP I T 882610108 1 30 SH DEFINED 3 0 0 30 TEXAS ROADHOUSE INC COM 882681109 769 55375 SH DEFINED 2 55375 0 0 TEXAS ROADHOUSE INC COM 882681109 53 3792 SH DEFINED 3 0 0 3792 TEXAS ROADHOUSE INC COM 882681109 9 678 SH DEFINED 18 678 0 0 THAI FD INC COM 882904105 63 6426 SH DEFINED 5 6426 0 0 THAI FD INC COM 882904105 3 328 SH DEFINED 328 0 0 THAI CAP FD INC COM NEW 882905201 2 212 SH DEFINED 212 0 0 TEXTRON INC COM 883203101 3362 158366 SH DEFINED 2 158366 0 0 TEXTRON INC COM 883203101 1364 64230 SH DEFINED 3 3008 0 61222 TEXTRON INC COM 883203101 489 23041 SH DEFINED 5 23041 0 0 TEXTRON INC COM 883203101 123 5800 SH DEFINED 16 5800 0 0 TEXTRON INC COM 883203101 3 128 SH DEFINED 18 128 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 10323 200684 SH DEFINED 2 200684 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 3593 69851 SH DEFINED 3 4551 0 65300 THERMO FISHER SCIENTIFIC INC COM 883556102 1181 22952 SH DEFINED 4 0 20307 2645 THERMO FISHER SCIENTIFIC INC COM 883556102 6861 133371 SH DEFINED 5 133371 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 154 3000 SH DEFINED 7 0 3000 0 THERMO FISHER SCIENTIFIC INC COM 883556102 469 9115 SH DEFINED 8 9115 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 457 8891 SH DEFINED 10 8891 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 45 875 SH DEFINED 14 875 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 6 122 SH DEFINED 15 122 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 452 8785 SH DEFINED 18 8785 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 9 180 SH DEFINED 5;1 180 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 199 3864 SH DEFINED 1219 2645 0 THOMAS & BETTS CORP COM 884315102 584 14872 SH DEFINED 3 14772 0 100 THOMAS & BETTS CORP COM 884315102 8 192 SH DEFINED 18 192 0 0 THOMPSON CREEK METALS CO INC COM 884768102 14952 1105100 SH DEFINED 1 1105100 0 0 THOMPSON CREEK METALS CO INC COM 884768102 13 969 SH DEFINED 2 969 0 0 THOMPSON CREEK METALS CO INC COM 884768102 3 200 SH DEFINED 3 0 0 200 THOMPSON CREEK METALS CO INC COM 884768102 475 35100 CALL DEFINED 5 35100 0 0 THOMPSON CREEK METALS CO INC COM 884768102 440 32500 PUT DEFINED 5 32500 0 0 THOMPSON CREEK METALS CO INC COM 884768102 1868 138100 SH DEFINED 5 138100 0 0 THOMPSON CREEK METALS CO INC COM 884768102 5145 380300 SH DEFINED 6 380300 0 0 THOMPSON CREEK METALS CO INC COM 884768102 68 5000 SH DEFINED 14 5000 0 0 THOMPSON CREEK METALS CO INC COM 884768102 12 858 SH DEFINED 18 858 0 0 THOMPSON CREEK METALS CO INC COM 884768102 12 915 SH DEFINED 915 0 0 THOMSON REUTERS CORP COM 884903105 472741 13023173 SH DEFINED 1 13023173 0 0 THOMSON REUTERS CORP COM 884903105 146 4023 SH DEFINED 2 4023 0 0 THOMSON REUTERS CORP COM 884903105 295 8131 SH DEFINED 3 0 0 8131
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- THOMSON REUTERS CORP COM 884903105 4824 132900 CALL DEFINED 5 132900 0 0 THOMSON REUTERS CORP COM 884903105 157811 4347399 SH DEFINED 5 4347399 0 0 THOMSON REUTERS CORP COM 884903105 158841 4375796 SH DEFINED 6 4375796 0 0 THOMSON REUTERS CORP COM 884903105 29293 806963 SH DEFINED 7 0 806963 0 THOMSON REUTERS CORP COM 884903105 3940 108538 SH DEFINED 8 100351 8187 0 THOMSON REUTERS CORP COM 884903105 1560 42963 SH DEFINED 9 42963 0 0 THOMSON REUTERS CORP COM 884903105 36 1000 SH DEFINED 14 1000 0 0 THOMSON REUTERS CORP COM 884903105 124 3405 SH DEFINED 15 3405 0 0 THOMSON REUTERS CORP COM 884903105 72 1977 SH DEFINED 16 1977 0 0 THOMSON REUTERS CORP COM 884903105 358 9850 SH DEFINED 17 0 0 9850 THOMSON REUTERS CORP COM 884903105 68439 1885370 SH DEFINED 5;1 1885370 0 0 THOMSON REUTERS CORP COM 884903105 775 21350 SH DEFINED 21350 0 0 THOMSON REUTERS CORP COM 884903105 632852 17433941 SH SOLE 17433941 0 0 THOR INDS INC COM 885160101 930 30784 SH DEFINED 2 30784 0 0 THOR INDS INC COM 885160101 312 10331 SH DEFINED 3 9940 0 391 THOR INDS INC COM 885160101 12 400 SH DEFINED 5 400 0 0 THORATEC CORP COM NEW 885175307 77 2313 SH DEFINED 3 0 0 2313 THORATEC CORP COM NEW 885175307 8 228 SH DEFINED 18 228 0 0 3COM CORP COM 885535104 2649 345411 SH DEFINED 2 345411 0 0 3COM CORP COM 885535104 2121 276516 SH DEFINED 3 265084 0 11432 3COM CORP COM 885535104 17 2200 SH DEFINED 5 2200 0 0 3COM CORP COM 885535104 15 1992 SH DEFINED 18 1992 0 0 3COM CORP COM 885535104 307 40000 SH DEFINED 40000 0 0 THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 4 2248 SH DEFINED 3 0 0 2248 TIDEWATER INC COM 886423102 839 17742 SH DEFINED 3 14464 0 3278 TIDEWATER INC COM 886423102 96 2031 SH DEFINED 5 2031 0 0 TIDEWATER INC COM 886423102 14430 305276 SH DEFINED 6 305276 0 0 TIDEWATER INC COM 886423102 2 40 SH DEFINED 8 40 0 0 TIDEWATER INC COM 886423102 28 600 SH DEFINED 18 600 0 0 TIFFANY & CO NEW COM 886547108 2791 58779 SH DEFINED 2 58779 0 0 TIFFANY & CO NEW COM 886547108 1991 41935 SH DEFINED 3 33375 0 8560 TIFFANY & CO NEW COM 886547108 127 2681 SH DEFINED 5 2681 0 0 TIFFANY & CO NEW COM 886547108 5 100 SH DEFINED 8 100 0 0 TIFFANY & CO NEW COM 886547108 15 308 SH DEFINED 16 308 0 0 TIFFANY & CO NEW COM 886547108 19 406 SH DEFINED 18 406 0 0 TIME WARNER INC COM NEW 887317303 16865 539328 SH DEFINED 2 539328 0 0 TIME WARNER INC COM NEW 887317303 4424 141478 SH DEFINED 3 14041 0 127437 TIME WARNER INC COM NEW 887317303 8935 285740 SH DEFINED 4 0 103605 182135 TIME WARNER INC COM NEW 887317303 265 8478 SH DEFINED 5 8478 0 0 TIME WARNER INC COM NEW 887317303 470 15016 SH DEFINED 6 15016 0 0 TIME WARNER INC COM NEW 887317303 19 623 SH DEFINED 7 0 623 0 TIME WARNER INC COM NEW 887317303 2 66 SH DEFINED 8 66 0 0 TIME WARNER INC COM NEW 887317303 28 888 SH DEFINED 14 888 0 0 TIME WARNER INC COM NEW 887317303 178 5703 SH DEFINED 15 5703 0 0 TIME WARNER INC COM NEW 887317303 41 1309 SH DEFINED 16 1309 0 0 TIME WARNER INC COM NEW 887317303 100 3203 SH DEFINED 18 3203 0 0 TIME WARNER INC COM NEW 887317303 28 888 SH DEFINED 888 0 0 TIMKEN CO COM 887389104 728 24275 SH DEFINED 3 22616 0 1659 TITANIUM METALS CORP COM NEW 888339207 3812 229800 SH DEFINED 1 229800 0 0 TITANIUM METALS CORP COM NEW 888339207 587 35381 SH DEFINED 2 35381 0 0 TITANIUM METALS CORP COM NEW 888339207 4977 300000 CALL DEFINED 3 300000 0 0 TITANIUM METALS CORP COM NEW 888339207 1498 90291 SH DEFINED 3 11041 0 79250 TITANIUM METALS CORP COM NEW 888339207 7 446 SH DEFINED 5 446 0 0 TITANIUM METALS CORP COM NEW 888339207 4 240 SH DEFINED 7 0 240 0 TITANIUM METALS CORP COM NEW 888339207 9 550 SH DEFINED 8 0 550 0 TITANIUM METALS CORP COM NEW 888339207 985 59400 SH DEFINED 59400 0 0 TIVO INC COM 888706108 86 5000 PUT DEFINED 3 5000 0 0 TIVO INC COM 888706108 20 1160 SH DEFINED 3 800 0 360 TOLL BROTHERS INC COM 889478103 902 43362 SH DEFINED 3 39562 0 3800 TOLL BROTHERS INC COM 889478103 2 100 SH DEFINED 5 100 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- TOLL BROTHERS INC COM 889478103 42 2000 SH DEFINED 14 2000 0 0 TOMKINS PLC SPONSORED ADR 890030208 26 1800 SH DEFINED 5 1800 0 0 TOMKINS PLC SPONSORED ADR 890030208 34 2360 SH DEFINED 18 2360 0 0 TOMOTHERAPY INC COM 890088107 3 900 SH DEFINED 3 0 0 900 TOMPKINS FINANCIAL CORPORATI COM 890110109 176 4830 SH DEFINED 2 4830 0 0 TOMPKINS FINANCIAL CORPORATI COM 890110109 3 78 SH DEFINED 3 0 0 78 TOOTSIE ROLL INDS INC COM 890516107 909 33639 SH DEFINED 2 33639 0 0 TOOTSIE ROLL INDS INC COM 890516107 243 8997 SH DEFINED 3 0 0 8997 TOOTSIE ROLL INDS INC COM 890516107 8 287 SH DEFINED 5 287 0 0 TORCHMARK CORP COM 891027104 2023 37813 SH DEFINED 2 37813 0 0 TORCHMARK CORP COM 891027104 291 5445 SH DEFINED 3 922 0 4523 TORCHMARK CORP COM 891027104 710 13266 SH DEFINED 5 13266 0 0 TORCHMARK CORP COM 891027104 81 1510 SH DEFINED 8 1510 0 0 TORCHMARK CORP COM 891027104 6 111 SH DEFINED 16 111 0 0 TOREADOR RES CORP COM 891050106 30 3664 SH DEFINED 2 3664 0 0 TOREADOR RES CORP COM 891050106 0 4 SH DEFINED 9 4 0 0 TORO CO COM 891092108 108 2197 SH DEFINED 3 600 0 1597 TORO CO COM 891092108 10 200 SH DEFINED 5 200 0 0 TORO CO COM 891092108 14 285 SH DEFINED 18 285 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 1688006 22633495 SH DEFINED 1 22633495 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 2839 38073 SH DEFINED 3 0 0 38073 TORONTO DOMINION BK ONT COM NEW 891160509 24186 324300 CALL DEFINED 5 324300 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 2081 27900 PUT DEFINED 5 27900 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 324597 4352339 SH DEFINED 5 4352339 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 726407 9739977 SH DEFINED 6 9739977 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 104720 1404130 SH DEFINED 7 0 1404130 0 TORONTO DOMINION BK ONT COM NEW 891160509 14678 196807 SH DEFINED 8 69667 127140 0 TORONTO DOMINION BK ONT COM NEW 891160509 5776 77442 SH DEFINED 9 77442 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 222 2970 SH DEFINED 11 2970 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 15 200 SH DEFINED 13 200 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 361 4835 SH DEFINED 15 4835 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 123 1650 SH DEFINED 17 0 0 1650 TORONTO DOMINION BK ONT COM NEW 891160509 3156 42318 SH DEFINED 18 42318 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 185359 2485366 SH DEFINED 5;1 2485366 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 9642 129280 SH DEFINED 129280 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 2420692 32457653 SH SOLE 32457653 0 0 TOWER BANCORP INC COM 891709107 153 5720 SH DEFINED 3 0 0 5720 TOWER FINANCIAL CORP COM 891769101 3 400 SH DEFINED 3 0 0 400 TOWER GROUP INC COM 891777104 144 6501 SH DEFINED 2 6501 0 0 TOWER GROUP INC COM 891777104 7 300 SH DEFINED 3 0 0 300 TOWER GROUP INC COM 891777104 14453 651896 SH DEFINED 4 0 466346 185550 TOWERS WATSON & CO CL A 891894107 76 1593 SH DEFINED 2 1593 0 0 TOWERS WATSON & CO CL A 891894107 85 1779 SH DEFINED 3 0 0 1779 TOWERS WATSON & CO CL A 891894107 884 18600 SH DEFINED 4 0 2900 15700 TOWERS WATSON & CO CL A 891894107 1328 27950 SH DEFINED 5 27950 0 0 TOWERS WATSON & CO CL A 891894107 13 270 SH DEFINED 8 270 0 0 TOWERS WATSON & CO CL A 891894107 1 24 SH DEFINED 18 24 0 0 TOTAL SYS SVCS INC COM 891906109 847 54093 SH DEFINED 2 54093 0 0 TOTAL SYS SVCS INC COM 891906109 77 4912 SH DEFINED 3 2085 0 2827 TOTAL SYS SVCS INC COM 891906109 298 19005 SH DEFINED 19005 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 2446 30413 SH DEFINED 3 0 0 30413 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1271 15802 SH DEFINED 5 15802 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 29 360 SH DEFINED 7 0 360 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 5 64 SH DEFINED 8 44 20 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 48 600 SH DEFINED 15 600 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 68 846 SH DEFINED 16 846 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 304 3781 SH DEFINED 18 3781 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 2 20 SH DEFINED 5;1 20 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 97 1200 SH DEFINED 1200 0 0 TRACTOR SUPPLY CO COM 892356106 41 700 SH DEFINED 1 700 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- TRACTOR SUPPLY CO COM 892356106 17 300 SH DEFINED 3 0 0 300 TRACTOR SUPPLY CO COM 892356106 20863 359401 SH DEFINED 4 0 270631 88770 TRAILER BRIDGE COM 892782103 46 9418 SH DEFINED 3 0 0 9418 TRANSAMERICA INCOME SHS INC COM 893506105 217 9572 SH DEFINED 3 0 0 9572 TRANSATLANTIC HLDGS INC COM 893521104 974 18440 SH DEFINED 3 17977 0 463 TRANSATLANTIC HLDGS INC COM 893521104 2 40 SH DEFINED 5 40 0 0 TRANSATLANTIC HLDGS INC COM 893521104 74 1402 SH DEFINED 18 1402 0 0 TRANSCONTINENTAL RLTY INVS COM NEW 893617209 0 1 SH DEFINED 3 0 0 1 TRANSDIGM GROUP INC COM 893641100 463 8731 SH DEFINED 2 8731 0 0 TRANSDIGM GROUP INC COM 893641100 6 105 SH DEFINED 3 105 0 0 TRANSDIGM GROUP INC COM 893641100 48 898 SH DEFINED 5 898 0 0 TRANSDIGM GROUP INC COM 893641100 27 500 SH DEFINED 15 500 0 0 TRANSDIGM GROUP INC COM 893641100 29 541 SH DEFINED 18 541 0 0 TRANSGLOBE ENERGY CORP COM 893662106 12 2000 SH DEFINED 5 2000 0 0 TRANSITION THERAPEUTICS INC COM NEW 893716209 0 55 SH DEFINED 5 55 0 0 TRAVELCENTERS OF AMERICA LLC COM 894174101 22 6189 SH DEFINED 3 0 0 6189 TRAVELCENTERS OF AMERICA LLC COM 894174101 0 50 SH DEFINED 16 50 0 0 TREDEGAR CORP COM 894650100 192 11228 SH DEFINED 2 11228 0 0 TREDEGAR CORP COM 894650100 26 1500 SH DEFINED 3 0 0 1500 TREDEGAR CORP COM 894650100 581 34000 SH DEFINED 4 0 0 34000 TREE COM INC COM 894675107 1 112 SH DEFINED 3 0 0 112 TREE COM INC COM 894675107 0 1 SH DEFINED 5 1 0 0 TREE COM INC COM 894675107 0 10 SH DEFINED 8 10 0 0 TRI CONTL CORP COM 895436103 303 24705 SH DEFINED 3 0 0 24705 TRIANGLE CAP CORP COM 895848109 1595 113583 SH DEFINED 3 0 0 113583 TRIANGLE CAP CORP COM 895848109 605 43109 SH SOLE 43109 0 0 TRICO BANCSHARES COM 896095106 179 8972 SH DEFINED 4 0 4900 4072 TRICO MARINE SERVICES INC COM NEW 896106200 1 300 SH DEFINED 3 0 0 300 TRICO MARINE SERVICES INC COM NEW 896106200 256 110300 SH DEFINED 4 0 0 110300 TRIMBLE NAVIGATION LTD COM 896239100 1069 37211 SH DEFINED 3 34110 0 3101 TRIMBLE NAVIGATION LTD COM 896239100 11 371 SH DEFINED 5 371 0 0 TRINITY BIOTECH PLC SPON ADR NEW 896438306 20 3750 SH DEFINED 3 0 0 3750 TRINITY INDS INC COM 896522109 1216 60940 SH DEFINED 3 22577 0 38363 TRINITY INDS INC COM 896522109 10 508 SH DEFINED 5 508 0 0 TRINITY INDS INC COM 896522109 10 495 SH DEFINED 18 495 0 0 TRINITY INDS INC COM 896522109 20 1000 SH DEFINED 1000 0 0 TRIPLE-S MGMT CORP CL B 896749108 144 8099 SH DEFINED 2 8099 0 0 TRIUMPH GROUP INC NEW COM 896818101 74 1053 SH DEFINED 3 300 0 753 TRIUMPH GROUP INC NEW COM 896818101 7 100 SH DEFINED 16 100 0 0 TRUSTCO BK CORP N Y COM 898349105 74 11941 SH DEFINED 2 11941 0 0 TRUSTCO BK CORP N Y COM 898349105 3 434 SH DEFINED 3 68 0 366 TRUSTMARK CORP COM 898402102 500 20476 SH DEFINED 2 20476 0 0 TUESDAY MORNING CORP COM NEW 899035505 337 51113 SH DEFINED 3 0 0 51113 TUESDAY MORNING CORP COM NEW 899035505 330 50000 SH DEFINED 4 0 0 50000 TUPPERWARE BRANDS CORP COM 899896104 628 13027 SH DEFINED 3 0 159 12868 TUPPERWARE BRANDS CORP COM 899896104 1011 20967 SH DEFINED 5 20967 0 0 TUPPERWARE BRANDS CORP COM 899896104 76 1585 SH DEFINED 8 1585 0 0 TUPPERWARE BRANDS CORP COM 899896104 453 9385 SH DEFINED 10 9385 0 0 TUPPERWARE BRANDS CORP COM 899896104 6 120 SH DEFINED 18 120 0 0 TUPPERWARE BRANDS CORP COM 899896104 63 1300 SH DEFINED 1300 0 0 TUPPERWARE BRANDS CORP COM 899896104 14 285 SH SOLE 285 0 0 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 887 58903 SH DEFINED 2 58903 0 0 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 18 1166 SH DEFINED 5 1166 0 0 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 10 681 SH DEFINED 18 681 0 0 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 11 734 SH DEFINED 734 0 0 TURKISH INVT FD INC COM 900145103 6 400 SH DEFINED 3 0 0 400 TURKISH INVT FD INC COM 900145103 70 5049 SH DEFINED 16 5049 0 0 TURKISH INVT FD INC COM 900145103 111 8017 SH DEFINED 8017 0 0 TUTOR PERINI CORP COM 901109108 21 960 SH DEFINED 3 0 0 960 TUTOR PERINI CORP COM 901109108 1 55 SH DEFINED 7 0 55 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- TUTOR PERINI CORP COM 901109108 5 250 SH DEFINED 16 250 0 0 TUTOR PERINI CORP COM 901109108 1 60 SH DEFINED 18 60 0 0 TWIN DISC INC COM 901476101 12 1000 SH DEFINED 3 0 0 1000 II VI INC COM 902104108 3348 98950 SH DEFINED 4 0 47250 51700 TYLER TECHNOLOGIES INC COM 902252105 388 20709 SH DEFINED 2 20709 0 0 TYLER TECHNOLOGIES INC COM 902252105 5616 299700 SH DEFINED 4 0 117500 182200 TYLER TECHNOLOGIES INC COM 902252105 0 18 SH DEFINED 18 18 0 0 TYSON FOODS INC CL A 902494103 3799 198400 SH DEFINED 1 198400 0 0 TYSON FOODS INC CL A 902494103 2326 121487 SH DEFINED 2 121487 0 0 TYSON FOODS INC CL A 902494103 2091 109214 SH DEFINED 3 69134 0 40080 TYSON FOODS INC CL A 902494103 316 16500 SH DEFINED 5 16500 0 0 UAL CORP COM NEW 902549807 18 900 SH DEFINED 2 900 0 0 UAL CORP COM NEW 902549807 1782 91158 SH DEFINED 3 0 0 91158 UBS AG JERSEY BRH DJ COMMD ETN39 902641679 36 1422 SH DEFINED 3 0 0 1422 UBS AG JERSEY BRH LONG PLATN ETN18 902641786 16 800 SH DEFINED 3 0 0 800 UDR INC COM 902653104 930 52698 SH DEFINED 3 43702 0 8996 UDR INC COM 902653104 6 321 SH DEFINED 18 321 0 0 UDR INC COM 902653104 4 232 SH DEFINED 232 0 0 UFP TECHNOLOGIES INC COM 902673102 8 796 SH DEFINED 3 0 0 796 UGI CORP NEW COM 902681105 1416 53358 SH DEFINED 3 30564 0 22794 UGI CORP NEW COM 902681105 4 158 SH DEFINED 18 158 0 0 UIL HLDG CORP COM 902748102 55 1995 SH DEFINED 2 1995 0 0 UIL HLDG CORP COM 902748102 180 6545 SH DEFINED 3 0 0 6545 UMB FINL CORP COM 902788108 284 6992 SH DEFINED 2 6992 0 0 UMB FINL CORP COM 902788108 6 160 SH DEFINED 18 160 0 0 USA TRUCK INC COM 902925106 452 28000 SH DEFINED 4 0 0 28000 US BANCORP DEL COM NEW 902973304 30673 1185200 SH DEFINED 1 1185200 0 0 US BANCORP DEL COM NEW 902973304 25272 976525 SH DEFINED 2 976525 0 0 US BANCORP DEL COM NEW 902973304 10484 405087 SH DEFINED 3 25537 0 379550 US BANCORP DEL COM NEW 902973304 17262 666990 SH DEFINED 4 0 278860 388130 US BANCORP DEL COM NEW 902973304 15136 584844 SH DEFINED 5 584844 0 0 US BANCORP DEL COM NEW 902973304 765 29550 SH DEFINED 6 29550 0 0 US BANCORP DEL COM NEW 902973304 1236 47760 SH DEFINED 7 0 47760 0 US BANCORP DEL COM NEW 902973304 358 13815 SH DEFINED 8 12800 1015 0 US BANCORP DEL COM NEW 902973304 45 1730 SH DEFINED 9 1730 0 0 US BANCORP DEL COM NEW 902973304 152 5890 SH DEFINED 10 5890 0 0 US BANCORP DEL COM NEW 902973304 150 5805 SH DEFINED 17 0 0 5805 US BANCORP DEL COM NEW 902973304 577 22306 SH DEFINED 18 22306 0 0 US BANCORP DEL COM NEW 902973304 12682 490027 SH DEFINED 5;1 490027 0 0 US BANCORP DEL COM NEW 902973304 515 19884 SH DEFINED 12818 7066 0 US BANCORP DEL COM NEW 902973304 279 10777 SH SOLE 10777 0 0 U M H PROPERTIES INC COM 903002103 73 8961 SH DEFINED 3 0 0 8961 UQM TECHNOLOGIES INC COM 903213106 389 92500 SH DEFINED 3 92500 0 0 URS CORP NEW COM 903236107 313 6312 SH DEFINED 2 6312 0 0 URS CORP NEW COM 903236107 1346 27133 SH DEFINED 3 26470 0 663 URS CORP NEW COM 903236107 2 31 SH DEFINED 15 31 0 0 URS CORP NEW COM 903236107 15 309 SH DEFINED 18 309 0 0 U S G CORP COM NEW 903293405 116 6767 SH DEFINED 3 109 0 6658 U S G CORP COM NEW 903293405 121 7070 SH DEFINED 5 7070 0 0 ULTICOM INC COM NEW 903844207 302 30000 SH DEFINED 4 0 0 30000 ULTRALIFE CORP COM 903899102 13 3250 SH DEFINED 3 0 0 3250 ULTRA PETROLEUM CORP COM 903914109 909 19492 SH DEFINED 3 1299 0 18193 ULTRA PETROLEUM CORP COM 903914109 189 4060 SH DEFINED 4 0 4060 0 ULTRA PETROLEUM CORP COM 903914109 6 123 SH DEFINED 5 123 0 0 ULTRA PETROLEUM CORP COM 903914109 1 28 SH DEFINED 7 0 28 0 ULTRA PETROLEUM CORP COM 903914109 225 4834 SH DEFINED 10 4834 0 0 ULTRA PETROLEUM CORP COM 903914109 20 425 SH DEFINED 16 425 0 0 ULTRA PETROLEUM CORP COM 903914109 92 1978 SH DEFINED 18 1978 0 0 ULTRA PETROLEUM CORP COM 903914109 24 507 SH DEFINED 507 0 0 ULTRA PETROLEUM CORP COM 903914109 87 1875 SH SOLE 1875 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ULTRATECH INC COM 904034105 48 3532 SH DEFINED 2 3532 0 0 ULTRATECH INC COM 904034105 4 300 SH DEFINED 3 0 0 300 UMPQUA HLDGS CORP COM 904214103 124 9316 SH DEFINED 2 9316 0 0 UMPQUA HLDGS CORP COM 904214103 538 40592 SH DEFINED 3 0 0 40592 UNDER ARMOUR INC CL A 904311107 1979 67280 SH DEFINED 3 0 0 67280 UNDER ARMOUR INC CL A 904311107 6 200 SH DEFINED 5 200 0 0 UNICA CORP COM 904583101 4 500 SH DEFINED 5 500 0 0 UNICO AMERN CORP COM 904607108 653 68000 SH DEFINED 4 0 0 68000 UNIFI INC COM 904677101 5 1300 SH DEFINED 5 1300 0 0 UNIFIRST CORP MASS COM 904708104 286 5551 SH DEFINED 2 5551 0 0 UNIFIRST CORP MASS COM 904708104 52 1000 SH DEFINED 3 0 0 1000 UNILEVER PLC SPON ADR NEW 904767704 741 25321 SH DEFINED 2 25321 0 0 UNILEVER PLC SPON ADR NEW 904767704 1023 34946 SH DEFINED 3 0 0 34946 UNILEVER PLC SPON ADR NEW 904767704 10570 361010 SH DEFINED 5 361010 0 0 UNILEVER PLC SPON ADR NEW 904767704 93 3170 SH DEFINED 7 0 3170 0 UNILEVER PLC SPON ADR NEW 904767704 823 28103 SH DEFINED 8 28103 0 0 UNILEVER PLC SPON ADR NEW 904767704 26 900 SH DEFINED 9 900 0 0 UNILEVER PLC SPON ADR NEW 904767704 57 1945 SH DEFINED 16 1945 0 0 UNILEVER PLC SPON ADR NEW 904767704 580 19800 SH DEFINED 17 0 0 19800 UNILEVER PLC SPON ADR NEW 904767704 98 3354 SH DEFINED 18 3354 0 0 UNILEVER PLC SPON ADR NEW 904767704 2129 72714 SH OTHER S;6 72714 0 0 UNILEVER PLC SPON ADR NEW 904767704 12 396 SH DEFINED 396 0 0 UNILEVER N V N Y SHS NEW 904784709 815 27035 SH DEFINED 2 27035 0 0 UNILEVER N V N Y SHS NEW 904784709 1825 60515 SH DEFINED 3 0 0 60515 UNILEVER N V N Y SHS NEW 904784709 1264 41904 SH DEFINED 5 41904 0 0 UNILEVER N V N Y SHS NEW 904784709 466 15450 SH DEFINED 6 15450 0 0 UNILEVER N V N Y SHS NEW 904784709 131 4350 SH DEFINED 7 0 4350 0 UNILEVER N V N Y SHS NEW 904784709 48 1585 SH DEFINED 8 1585 0 0 UNILEVER N V N Y SHS NEW 904784709 139 4600 SH DEFINED 14 4600 0 0 UNILEVER N V N Y SHS NEW 904784709 729 24161 SH DEFINED 15 24161 0 0 UNILEVER N V N Y SHS NEW 904784709 468 15516 SH DEFINED 18 15516 0 0 UNILEVER N V N Y SHS NEW 904784709 319 10592 SH DEFINED 2730 0 7862 UNION PAC CORP COM 907818108 98182 1339452 SH DEFINED 1 1339452 0 0 UNION PAC CORP COM 907818108 19134 261041 SH DEFINED 2 261041 0 0 UNION PAC CORP COM 907818108 3592 49006 SH DEFINED 3 5584 0 43422 UNION PAC CORP COM 907818108 11944 162940 SH DEFINED 4 0 74745 88195 UNION PAC CORP COM 907818108 4009 54690 SH DEFINED 5 54690 0 0 UNION PAC CORP COM 907818108 29 400 SH DEFINED 6 400 0 0 UNION PAC CORP COM 907818108 3220 43927 SH DEFINED 7 0 43927 0 UNION PAC CORP COM 907818108 89 1215 SH DEFINED 8 25 1190 0 UNION PAC CORP COM 907818108 116 1585 SH DEFINED 9 1585 0 0 UNION PAC CORP COM 907818108 425 5797 SH DEFINED 10 5797 0 0 UNION PAC CORP COM 907818108 396 5400 SH DEFINED 11 5400 0 0 UNION PAC CORP COM 907818108 7296 99500 SH DEFINED 13 99500 0 0 UNION PAC CORP COM 907818108 147 2000 SH DEFINED 16 2000 0 0 UNION PAC CORP COM 907818108 62 845 SH DEFINED 17 0 0 845 UNION PAC CORP COM 907818108 898 12250 SH DEFINED 18 12250 0 0 UNION PAC CORP COM 907818108 21163 288720 SH DEFINED 5;1 288720 0 0 UNION PAC CORP COM 907818108 357 4873 SH DEFINED 4873 0 0 UNION PAC CORP COM 907818108 1540 21015 SH SOLE 21015 0 0 UNISOURCE ENERGY CORP COM 909205106 36 1141 SH DEFINED 2 1141 0 0 UNISOURCE ENERGY CORP COM 909205106 14 436 SH DEFINED 3 0 0 436 UNISOURCE ENERGY CORP COM 909205106 1785 56760 SH DEFINED 4 0 29560 27200 UNISYS CORP COM NEW 909214306 6 182 SH DEFINED 3 0 0 182 UNISYS CORP COM NEW 909214306 4 120 SH DEFINED 5 120 0 0 UNIT CORP COM 909218109 32 746 SH DEFINED 2 746 0 0 UNIT CORP COM 909218109 484 11451 SH DEFINED 3 11451 0 0 UNIT CORP COM 909218109 693 16400 SH DEFINED 4 0 2500 13900 UNIT CORP COM 909218109 4 90 SH DEFINED 5 90 0 0 UNIT CORP COM 909218109 1 14 SH DEFINED 18 14 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- UNITED CMNTY FINL CORP OHIO COM 909839102 150 99716 SH DEFINED 4 0 0 99716 UNITED BANKSHARES INC WEST V COM 909907107 151 5740 SH DEFINED 3 0 0 5740 UNITED CAPITAL CORP COM 909912107 498 21000 SH DEFINED 4 0 0 21000 UNITED FIRE & CAS CO COM 910331107 96 5337 SH DEFINED 2 5337 0 0 UNITED GUARDIAN INC COM 910571108 23 1772 SH DEFINED 3 0 0 1772 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 51 13633 SH DEFINED 3 0 0 13633 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 2 420 SH DEFINED 18 420 0 0 UNITED NAT FOODS INC COM 911163103 107 3807 SH DEFINED 2 3807 0 0 UNITED NAT FOODS INC COM 911163103 18 650 SH DEFINED 3 0 0 650 UNITED NAT FOODS INC COM 911163103 19304 686241 SH DEFINED 4 0 522451 163790 UNITED NAT FOODS INC COM 911163103 30 1050 SH DEFINED 18 1050 0 0 UNITED ONLINE INC COM 911268100 79 10556 SH DEFINED 3 0 0 10556 UNITED ONLINE INC COM 911268100 9 1200 SH DEFINED 18 1200 0 0 UNITED PARCEL SERVICE INC CL B 911312106 107120 1663100 SH DEFINED 1 1663100 0 0 UNITED PARCEL SERVICE INC CL B 911312106 8972 139300 SH DEFINED 2 139300 0 0 UNITED PARCEL SERVICE INC CL B 911312106 23510 365000 CALL DEFINED 3 365000 0 0 UNITED PARCEL SERVICE INC CL B 911312106 5475 85000 PUT DEFINED 3 85000 0 0 UNITED PARCEL SERVICE INC CL B 911312106 9460 146872 SH DEFINED 3 27675 0 119197 UNITED PARCEL SERVICE INC CL B 911312106 1640 25460 SH DEFINED 4 0 22505 2955 UNITED PARCEL SERVICE INC CL B 911312106 2203 34205 SH DEFINED 5 34205 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1061 16475 SH DEFINED 7 0 16475 0 UNITED PARCEL SERVICE INC CL B 911312106 107 1657 SH DEFINED 8 442 1215 0 UNITED PARCEL SERVICE INC CL B 911312106 53 820 SH DEFINED 9 820 0 0 UNITED PARCEL SERVICE INC CL B 911312106 369 5732 SH DEFINED 10 5732 0 0 UNITED PARCEL SERVICE INC CL B 911312106 412 6400 SH DEFINED 11 6400 0 0 UNITED PARCEL SERVICE INC CL B 911312106 636 9870 SH DEFINED 15 9870 0 0 UNITED PARCEL SERVICE INC CL B 911312106 48 738 SH DEFINED 16 608 130 0 UNITED PARCEL SERVICE INC CL B 911312106 52 815 SH DEFINED 17 0 0 815 UNITED PARCEL SERVICE INC CL B 911312106 1178 18285 SH DEFINED 18 18285 0 0 UNITED PARCEL SERVICE INC CL B 911312106 9120 141597 SH DEFINED 5;1 141597 0 0 UNITED PARCEL SERVICE INC CL B 911312106 96 1485 SH DEFINED 1485 0 0 UNITED PARCEL SERVICE INC CL B 911312106 23819 369804 SH SOLE 369804 0 0 UNITED RENTALS INC COM 911363109 3980 424278 SH DEFINED 3 357400 0 66878 UNITED RENTALS INC COM 911363109 1 150 SH DEFINED 5 150 0 0 UNITED STATES CELLULAR CORP COM 911684108 2 41 SH DEFINED 3 41 0 0 UNITED STATES CELLULAR CORP COM 911684108 43 1045 SH DEFINED 18 1045 0 0 UNITED STATES NATL GAS FUND UNIT 912318102 1382 200000 CALL DEFINED 3 200000 0 0 UNITED STATES NATL GAS FUND UNIT 912318102 3744 541819 SH DEFINED 3 234474 0 307345 UNITED STATES NATL GAS FUND UNIT 912318102 53 7720 SH DEFINED 5 7720 0 0 UNITED STATES NATL GAS FUND UNIT 912318102 55 8000 SH DEFINED 14 8000 0 0 UNITED STATES NATL GAS FUND UNIT 912318102 79 11365 SH DEFINED 16 11365 0 0 UNITED STATES NATL GAS FUND UNIT 912318102 34 4977 SH DEFINED 18 4977 0 0 UNITED STATES NATL GAS FUND UNIT 912318102 28 4000 SH DEFINED 4000 0 0 UNITED STATES STL CORP NEW COM 912909108 20612 324500 SH DEFINED 1 324500 0 0 UNITED STATES STL CORP NEW COM 912909108 4339 68307 SH DEFINED 2 68307 0 0 UNITED STATES STL CORP NEW COM 912909108 3176 50000 CALL DEFINED 3 50000 0 0 UNITED STATES STL CORP NEW COM 912909108 8893 140000 PUT DEFINED 3 140000 0 0 UNITED STATES STL CORP NEW COM 912909108 11991 188774 SH DEFINED 3 174164 0 14610 UNITED STATES STL CORP NEW COM 912909108 4328 68130 SH DEFINED 4 0 24740 43390 UNITED STATES STL CORP NEW COM 912909108 1370 21575 SH DEFINED 5 21575 0 0 UNITED STATES STL CORP NEW COM 912909108 814 12810 SH DEFINED 7 0 12810 0 UNITED STATES STL CORP NEW COM 912909108 38 606 SH DEFINED 8 241 365 0 UNITED STATES STL CORP NEW COM 912909108 24 370 SH DEFINED 9 370 0 0 UNITED STATES STL CORP NEW COM 912909108 217 3410 SH DEFINED 10 3410 0 0 UNITED STATES STL CORP NEW COM 912909108 333 5250 SH DEFINED 11 5250 0 0 UNITED STATES STL CORP NEW COM 912909108 482 7583 SH DEFINED 18 7583 0 0 UNITED STATES STL CORP NEW COM 912909108 8941 140752 SH DEFINED 5;1 140752 0 0 UNITED STATES STL CORP NEW COM 912909108 92 1448 SH DEFINED 1448 0 0 UNITED STATES STL CORP NEW COM 912909108 14 225 SH SOLE 225 0 0 UNITED STATIONERS INC COM 913004107 220 3732 SH DEFINED 2 3732 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- UNITED TECHNOLOGIES CORP COM 913017109 135642 1842718 SH DEFINED 1 1842718 0 0 UNITED TECHNOLOGIES CORP COM 913017109 16509 224272 SH DEFINED 2 224272 0 0 UNITED TECHNOLOGIES CORP COM 913017109 13270 180278 SH DEFINED 3 10087 4423 165768 UNITED TECHNOLOGIES CORP COM 913017109 25501 346429 SH DEFINED 5 346429 0 0 UNITED TECHNOLOGIES CORP COM 913017109 4525 61466 SH DEFINED 6 61466 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1901 25821 SH DEFINED 7 0 25821 0 UNITED TECHNOLOGIES CORP COM 913017109 1255 17055 SH DEFINED 8 13035 4020 0 UNITED TECHNOLOGIES CORP COM 913017109 602 8180 SH DEFINED 9 8180 0 0 UNITED TECHNOLOGIES CORP COM 913017109 261 3543 SH DEFINED 10 3543 0 0 UNITED TECHNOLOGIES CORP COM 913017109 405 5500 SH DEFINED 11 5500 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1627 22100 SH DEFINED 14 22100 0 0 UNITED TECHNOLOGIES CORP COM 913017109 146 1980 SH DEFINED 15 1980 0 0 UNITED TECHNOLOGIES CORP COM 913017109 128 1740 SH DEFINED 16 1740 0 0 UNITED TECHNOLOGIES CORP COM 913017109 29 400 SH DEFINED 17 0 0 400 UNITED TECHNOLOGIES CORP COM 913017109 2468 33522 SH DEFINED 18 33522 0 0 UNITED TECHNOLOGIES CORP COM 913017109 19210 260969 SH DEFINED 5;1 260969 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2669 36262 SH DEFINED 28357 7905 0 UNITED TECHNOLOGIES CORP COM 913017109 100 1356 SH SOLE 1356 0 0 UNITED WESTN BANCORP INC COM 913201109 29 19000 SH DEFINED 4 0 0 19000 UNITIL CORP COM 913259107 5 207 SH DEFINED 2 207 0 0 UNITIL CORP COM 913259107 991 42606 SH DEFINED 3 0 0 42606 UNITIL CORP COM 913259107 2657 114276 SH DEFINED 4 0 26000 88276 UNITRIN INC COM 913275103 558 19877 SH DEFINED 3 14203 0 5674 UNITRIN INC COM 913275103 53 1875 SH DEFINED 5 1875 0 0 UNITRIN INC COM 913275103 8 275 SH DEFINED 275 0 0 UNIVERSAL AMERICAN CORP COM 913377107 507 32896 SH DEFINED 2 32896 0 0 UNIVERSAL AMERICAN CORP COM 913377107 15 1000 SH DEFINED 3 0 0 1000 UNIVERSAL CORP VA COM 913456109 160 3033 SH DEFINED 2 3033 0 0 UNIVERSAL CORP VA COM 913456109 3573 67815 SH DEFINED 3 64076 0 3739 UNIVERSAL ELECTRS INC COM 913483103 12445 557078 SH DEFINED 4 0 191780 365298 UNIVERSAL FST PRODS INC COM 913543104 105 2729 SH DEFINED 2 2729 0 0 UNIVERSAL FST PRODS INC COM 913543104 8 200 SH DEFINED 3 0 0 200 UNIVERSAL FST PRODS INC COM 913543104 655 17000 SH DEFINED 4 0 0 17000 UNIVERSAL STAINLESS & ALLOY COM 913837100 10675 444996 SH DEFINED 4 0 156157 288839 UNIVERSAL HLTH SVCS INC CL B 913903100 1111 31659 SH DEFINED 3 28721 0 2938 UNIVERSAL HLTH SVCS INC CL B 913903100 35 1000 SH DEFINED 16 1000 0 0 UNIVERSAL TECHNICAL INST INC COM 913915104 790 34628 SH DEFINED 2 34628 0 0 UNIVERSAL TECHNICAL INST INC COM 913915104 70 3066 SH DEFINED 3 0 0 3066 UNIVERSAL TECHNICAL INST INC COM 913915104 4 168 SH DEFINED 18 168 0 0 URANIUM RES INC COM PAR $0.001 916901507 1 1800 SH DEFINED 3 0 0 1800 URANIUM RES INC COM PAR $0.001 916901507 0 375 SH DEFINED 8 0 375 0 URANIUM RES INC COM PAR $0.001 916901507 18 25000 SH DEFINED 13 25000 0 0 URBAN OUTFITTERS INC COM 917047102 5079 133400 SH DEFINED 1 133400 0 0 URBAN OUTFITTERS INC COM 917047102 3409 89554 SH DEFINED 2 89554 0 0 URBAN OUTFITTERS INC COM 917047102 62 1631 SH DEFINED 3 1431 0 200 URBAN OUTFITTERS INC COM 917047102 4 111 SH DEFINED 18 111 0 0 UROLOGIX INC COM 917273104 2 1300 SH DEFINED 3 0 0 1300 URSTADT BIDDLE PPTYS INS CL A 917286205 193 12187 SH DEFINED 2 12187 0 0 URSTADT BIDDLE PPTYS INS CL A 917286205 715 45223 SH DEFINED 3 0 0 45223 UTILITIES HOLDRS TR DEPOSITRY RCPT 918019100 12 130 SH DEFINED 3 30 0 100 UTSTARCOM INC COM 918076100 64 23075 SH DEFINED 3 0 0 23075 VCA ANTECH INC COM 918194101 801 28567 SH DEFINED 3 26267 0 2300 V F CORP COM 918204108 1002 12500 SH DEFINED 1 12500 0 0 V F CORP COM 918204108 5109 63742 SH DEFINED 2 63742 0 0 V F CORP COM 918204108 8341 104061 SH DEFINED 3 8978 29989 65094 V F CORP COM 918204108 305 3800 SH DEFINED 4 0 3800 0 V F CORP COM 918204108 3 35 SH DEFINED 5 35 0 0 V F CORP COM 918204108 67 841 SH DEFINED 18 841 0 0 V F CORP COM 918204108 157 1964 SH DEFINED 0 1964 0 VSE CORP COM 918284100 82 2000 SH DEFINED 3 0 0 2000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- VALASSIS COMMUNICATIONS INC COM 918866104 300 10794 SH DEFINED 3 0 0 10794 VALHI INC NEW COM 918905100 2 114 SH DEFINED 3 14 0 100 VALENCE TECHNOLOGY INC COM 918914102 12 14700 SH DEFINED 3 14700 0 0 VALLEY NATL BANCORP COM 919794107 683 44463 SH DEFINED 3 43327 0 1136 VALMONT INDS INC COM 920253101 468 5652 SH DEFINED 3 5552 0 100 VALMONT INDS INC COM 920253101 465 5618 SH DEFINED 5 5618 0 0 VALMONT INDS INC COM 920253101 13 157 SH DEFINED 8 157 0 0 VALMONT INDS INC COM 920253101 1 8 SH DEFINED 18 8 0 0 VALSPAR CORP COM 920355104 208 7041 SH DEFINED 2 7041 0 0 VALSPAR CORP COM 920355104 1686 57182 SH DEFINED 3 27915 0 29267 VALSPAR CORP COM 920355104 11335 384493 SH DEFINED 4 0 304433 80060 VALSPAR CORP COM 920355104 21 700 SH DEFINED 5 700 0 0 VALSPAR CORP COM 920355104 6 210 SH DEFINED 18 210 0 0 VAN KAMPEN HIGH INCOME TR II COM NEW 920913506 1 94 SH DEFINED 3 0 0 94 VAN KAMPEN MUN TR SH BEN INT 920919107 73 5256 SH DEFINED 3 0 0 5256 VAN KAMPEN OHIO QUALITY MUN COM 920923109 34 2240 SH DEFINED 3 0 0 2240 VAN KAMPEN TR INVT GRADE MUN COM 920929106 473 33228 SH DEFINED 3 0 0 33228 VAN KAMPEN TR INVT GRADE N Y COM 920931102 608 42766 SH DEFINED 3 0 0 42766 VAN KAMPEN TR INVT GRADE N J COM 920933108 69 4167 SH DEFINED 3 0 0 4167 VAN KAMPEN MUN OPPORTUNITY T COM 920935103 11 779 SH DEFINED 3 0 0 779 VAN KAMPEN BD FD COM 920955101 24 1200 SH DEFINED 3 0 0 1200 VAN KAMPEN SENIOR INCOME TR COM 920961109 1307 256282 SH DEFINED 3 0 0 256282 VAN KAMPEN SENIOR INCOME TR COM 920961109 20 4000 SH DEFINED 18 4000 0 0 VAN KAMPEN DYNAMIC CR OPPORT COM 921166104 1302 103146 SH DEFINED 3 0 3 103143 VAN KAMPEN DYNAMIC CR OPPORT COM 921166104 4 304 SH DEFINED 5 304 0 0 VANCEINFO TECHNOLOGIES INC ADR 921564100 28 1234 SH DEFINED 3 0 439 795 VANDA PHARMACEUTICALS INC COM 921659108 16 1400 SH DEFINED 8 1400 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 5007 102537 SH DEFINED 3 0 0 102537 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 27 550 SH DEFINED 5 550 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 33 672 SH DEFINED 672 0 0 VANGUARD WORLD FD EXTENDED DUR 921910709 26 344 SH DEFINED 5 344 0 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 15 333 SH DEFINED 3 0 0 333 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 4 53 SH DEFINED 3 0 0 53 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1666 20756 SH DEFINED 3 0 0 20756 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 163 2034 SH DEFINED 18 2034 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 9267 115841 SH DEFINED 3 0 0 115841 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 5 60 SH DEFINED 5 60 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 168 2100 SH DEFINED 7 0 2100 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 19 242 SH DEFINED 18 242 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 6188 78133 SH DEFINED 3 0 0 78133 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 87 1100 SH DEFINED 5 1100 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 797 10068 SH DEFINED 18 10068 0 0 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 862 24893 SH DEFINED 3 0 0 24893 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 731 21102 SH DEFINED 5 21102 0 0 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 10 277 SH DEFINED 8 277 0 0 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 433 12500 SH DEFINED 17 0 0 12500 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 197 5700 SH DEFINED 18 5700 0 0 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 51 1480 SH DEFINED 5;1 1480 0 0 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 7 200 SH DEFINED 200 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 228 5769 SH DEFINED 3 0 0 5769 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 105 2663 SH DEFINED 5 2663 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 53 1350 SH DEFINED 18 1350 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 7 86 SH DEFINED 3 0 0 86 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 25 288 SH DEFINED 288 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 156 3512 SH DEFINED 3 0 0 3512 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 26712 600000 SH DEFINED 6 600000 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 525 11800 SH DEFINED 17 0 0 11800 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3820 85956 SH DEFINED 3 0 0 85956 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1122 25250 SH DEFINED 17 0 0 25250 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 168579 3999500 SH DEFINED 2 3999500 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 19988 474215 SH DEFINED 3 0 193957 280258 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 2251 53413 SH DEFINED 5 53413 0 0 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 1520 36060 SH DEFINED 7 0 36060 0 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 58 1365 SH DEFINED 8 65 1300 0 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 89 2100 SH DEFINED 13 2100 0 0 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 391 9285 SH DEFINED 18 9285 0 0 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 241 5724 SH DEFINED 5724 0 0 VANGUARD INTL EQUITY INDEX F PACIFIC ETF 922042866 197 3604 SH DEFINED 3 0 0 3604 VANGUARD INTL EQUITY INDEX F PACIFIC ETF 922042866 146 2682 SH DEFINED 5 2682 0 0 VANGUARD INTL EQUITY INDEX F EURPEAN ETF 922042874 4983 103537 SH DEFINED 3 0 0 103537 VANGUARD INTL EQUITY INDEX F EURPEAN ETF 922042874 5 109 SH DEFINED 5 109 0 0 VANGUARD INTL EQUITY INDEX F EURPEAN ETF 922042874 69 1440 SH DEFINED 13 1440 0 0 VANGUARD INTL EQUITY INDEX F EURPEAN ETF 922042874 142 2950 SH DEFINED 14 2950 0 0 VANGUARD INTL EQUITY INDEX F EURPEAN ETF 922042874 147 3060 SH DEFINED 16 3060 0 0 VANGUARD INTL EQUITY INDEX F EURPEAN ETF 922042874 255 5306 SH DEFINED 18 5306 0 0 VARIAN INC COM 922206107 477 9218 SH DEFINED 2 9218 0 0 VARIAN INC COM 922206107 11961 231003 SH DEFINED 3 231003 0 0 VARIAN INC COM 922206107 10 200 SH DEFINED 5 200 0 0 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 18 549 SH DEFINED 3 0 0 549 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 15 450 SH DEFINED 5 450 0 0 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 5 140 SH DEFINED 18 140 0 0 VEECO INSTRS INC DEL COM 922417100 765 17600 SH DEFINED 1 17600 0 0 VEECO INSTRS INC DEL COM 922417100 74 1713 SH DEFINED 3 0 0 1713 VEECO INSTRS INC DEL COM 922417100 25 565 SH DEFINED 5 565 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 496 10199 SH DEFINED 3 0 0 10199 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 521 10001 SH DEFINED 3 0 0 10001 VANGUARD INDEX FDS REIT ETF 922908553 7225 148019 SH DEFINED 3 0 0 148019 VANGUARD INDEX FDS REIT ETF 922908553 180 3684 SH DEFINED 18 3684 0 0 VANGUARD INDEX FDS REIT ETF 922908553 122 2500 SH DEFINED 2500 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 3372 51642 SH DEFINED 3 0 0 51642 VANGUARD INDEX FDS SML CP GRW ETF 922908595 12 189 SH DEFINED 5 189 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 9 142 SH DEFINED 18 142 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 56 850 SH DEFINED 850 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 150 2507 SH DEFINED 3 0 0 2507 VANGUARD INDEX FDS SM CP VAL ETF 922908611 9 156 SH DEFINED 18 156 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 48 800 SH DEFINED 800 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 275 4219 SH DEFINED 3 0 0 4219 VANGUARD INDEX FDS MID CAP ETF 922908629 88 1350 SH DEFINED 18 1350 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 138 2590 SH DEFINED 3 0 0 2590 VANGUARD INDEX FDS LARGE CAP ETF 922908637 161 3015 SH DEFINED 5 3015 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 174 3700 SH DEFINED 3700 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 23608 425012 SH DEFINED 3 0 0 425012 VANGUARD INDEX FDS GROWTH ETF 922908736 7 130 SH DEFINED 5 130 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 66 1184 SH DEFINED 18 1184 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 7434 147287 SH DEFINED 3 0 0 147287 VANGUARD INDEX FDS VALUE ETF 922908744 71 1400 SH DEFINED 5 1400 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 66 1300 SH DEFINED 18 1300 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 4477 71081 SH DEFINED 3 0 0 71081 VANGUARD INDEX FDS SMALL CP ETF 922908751 39 620 SH DEFINED 5 620 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 85 1350 SH DEFINED 18 1350 0 0 VANGUARD INDEX FDS STK MRK ETF 922908769 8945 150116 SH DEFINED 3 0 0 150116 VANGUARD INDEX FDS STK MRK ETF 922908769 839 14087 SH DEFINED 5 14087 0 0 VANGUARD INDEX FDS STK MRK ETF 922908769 68 1148 SH DEFINED 13 1148 0 0 VANGUARD INDEX FDS STK MRK ETF 922908769 1302 21850 SH DEFINED 17 0 0 21850 VANGUARD INDEX FDS STK MRK ETF 922908769 91 1520 SH DEFINED 1520 0 0 VERMONT PURE HLDGS LTD NEW COM 924237100 0 400 SH DEFINED 3 0 0 400 VERSAR INC COM 925297103 6 2000 SH DEFINED 3 0 0 2000 VICAL INC COM 925602104 4 1300 SH DEFINED 3 1300 0 0 VISION-SCIENCES INC DEL COM 927912105 2 2000 SH DEFINED 3 0 0 2000 VISTA GOLD CORP COM NEW 927926303 0 10 SH DEFINED 5 10 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- VIROPHARMA INC COM 928241108 159 11640 SH DEFINED 3 0 0 11640 VISHAY INTERTECHNOLOGY INC COM 928298108 154 15100 SH DEFINED 1 15100 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 103 10054 SH DEFINED 2 10054 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 670 65482 SH DEFINED 3 52584 0 12898 VISHAY INTERTECHNOLOGY INC COM 928298108 46 4475 SH DEFINED 5 4475 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 10 930 SH DEFINED 18 930 0 0 VIVUS INC COM 928551100 33 3808 SH DEFINED 2 3808 0 0 VIVUS INC COM 928551100 65 7500 SH DEFINED 3 0 0 7500 VIVUS INC COM 928551100 6 700 SH DEFINED 5 700 0 0 VIVUS INC COM 928551100 7 850 SH DEFINED 18 850 0 0 VMWARE INC CL A COM 928563402 12158 228100 SH DEFINED 1 228100 0 0 VMWARE INC CL A COM 928563402 48 907 SH DEFINED 2 907 0 0 VMWARE INC CL A COM 928563402 2322 43556 SH DEFINED 3 136 0 43420 VMWARE INC CL A COM 928563402 14 270 SH DEFINED 18 270 0 0 VMWARE INC CL A COM 928563402 1 13 SH DEFINED 5;1 13 0 0 VMWARE INC CL A COM 928563402 5 96 SH DEFINED 96 0 0 VOLCANO CORPORATION COM 928645100 80 3300 SH DEFINED 1 3300 0 0 VOLCANO CORPORATION COM 928645100 6 237 SH DEFINED 18 237 0 0 VOLT INFORMATION SCIENCES IN COM 928703107 15 1500 SH DEFINED 3 0 0 1500 VOLT INFORMATION SCIENCES IN COM 928703107 594 58200 SH DEFINED 4 0 0 58200 VOLTERRA SEMICONDUCTOR CORP COM 928708106 148 5900 SH DEFINED 1 5900 0 0 VORNADO RLTY TR SH BEN INT 929042109 4585 60565 SH DEFINED 2 60565 0 0 VORNADO RLTY TR SH BEN INT 929042109 522 6893 SH DEFINED 3 3934 0 2959 VORNADO RLTY TR SH BEN INT 929042109 6 73 SH DEFINED 16 73 0 0 VORNADO RLTY TR SH BEN INT 929042109 180 2380 SH DEFINED 18 2380 0 0 VORNADO RLTY TR SH BEN INT 929042109 4 51 SH DEFINED 51 0 0 VULCAN MATLS CO COM 929160109 2955 62560 SH DEFINED 2 62560 0 0 VULCAN MATLS CO COM 929160109 2362 50000 CALL DEFINED 3 50000 0 0 VULCAN MATLS CO COM 929160109 817 17293 SH DEFINED 3 2793 0 14500 VULCAN MATLS CO COM 929160109 57 1200 SH DEFINED 5 1200 0 0 VULCAN MATLS CO COM 929160109 654 13841 SH DEFINED 18 13841 0 0 VULCAN MATLS CO COM 929160109 275 5818 SH DEFINED 5818 0 0 WD-40 CO COM 929236107 155 4722 SH DEFINED 2 4722 0 0 WD-40 CO COM 929236107 722 21985 SH DEFINED 3 0 0 21985 WD-40 CO COM 929236107 134 4080 SH DEFINED 18 4080 0 0 WMS INDS INC COM 929297109 3138 74810 SH DEFINED 3 74810 0 0 WMS INDS INC COM 929297109 1002 23900 SH DEFINED 4 0 3800 20100 WMS INDS INC COM 929297109 34 805 SH DEFINED 5 805 0 0 WMS INDS INC COM 929297109 270 6431 SH DEFINED 10 6431 0 0 WMS INDS INC COM 929297109 35 828 SH DEFINED 18 828 0 0 WMS INDS INC COM 929297109 1 15 SH DEFINED 15 0 0 WMS INDS INC COM 929297109 8 195 SH SOLE 195 0 0 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 198 12691 SH DEFINED 3 0 0 12691 WVS FINL CORP COM 929358109 5 330 SH DEFINED 3 0 0 330 WABASH NATL CORP COM 929566107 56 8000 SH DEFINED 14 8000 0 0 WABTEC CORP COM 929740108 94 2231 SH DEFINED 2 2231 0 0 WABTEC CORP COM 929740108 708 16819 SH DEFINED 3 13434 0 3385 WABTEC CORP COM 929740108 2312 54900 SH DEFINED 4 0 26800 28100 WABTEC CORP COM 929740108 17 400 SH DEFINED 16 0 400 0 WABTEC CORP COM 929740108 42 999 SH DEFINED 18 999 0 0 WACOAL HOLDINGS CORP ADR 930004205 6 96 SH DEFINED 5 96 0 0 WACOAL HOLDINGS CORP ADR 930004205 1 22 SH DEFINED 15 22 0 0 WACOAL HOLDINGS CORP ADR 930004205 12 194 SH DEFINED 18 194 0 0 WADDELL & REED FINL INC CL A 930059100 9435 261790 SH DEFINED 1 261790 0 0 WADDELL & REED FINL INC CL A 930059100 3519 97640 SH DEFINED 3 94785 0 2855 WADDELL & REED FINL INC CL A 930059100 31 870 SH DEFINED 7 0 870 0 WADDELL & REED FINL INC CL A 930059100 1 35 SH DEFINED 8 0 35 0 WADDELL & REED FINL INC CL A 930059100 199 5526 SH DEFINED 10 5526 0 0 WADDELL & REED FINL INC CL A 930059100 63 1750 SH DEFINED 11 1750 0 0 WADDELL & REED FINL INC CL A 930059100 15 405 SH DEFINED 405 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- WADDELL & REED FINL INC CL A 930059100 8 215 SH SOLE 215 0 0 WAL MART STORES INC COM 931142103 67607 1215950 SH DEFINED 1 1215950 0 0 WAL MART STORES INC COM 931142103 73773 1326860 SH DEFINED 2 1326860 0 0 WAL MART STORES INC COM 931142103 4170 75000 PUT DEFINED 3 75000 0 0 WAL MART STORES INC COM 931142103 23953 430802 SH DEFINED 3 52272 0 378530 WAL MART STORES INC COM 931142103 2202 39600 SH DEFINED 4 0 35065 4535 WAL MART STORES INC COM 931142103 42758 769034 SH DEFINED 5 769034 0 0 WAL MART STORES INC COM 931142103 63298 1138457 SH DEFINED 6 1138457 0 0 WAL MART STORES INC COM 931142103 7331 131860 SH DEFINED 7 0 131860 0 WAL MART STORES INC COM 931142103 1747 31420 SH DEFINED 8 25116 6304 0 WAL MART STORES INC COM 931142103 126 2270 SH DEFINED 9 2270 0 0 WAL MART STORES INC COM 931142103 960 17270 SH DEFINED 10 17270 0 0 WAL MART STORES INC COM 931142103 334 6000 SH DEFINED 11 6000 0 0 WAL MART STORES INC COM 931142103 158 2850 SH DEFINED 13 2850 0 0 WAL MART STORES INC COM 931142103 616 11075 SH DEFINED 14 11075 0 0 WAL MART STORES INC COM 931142103 169 3038 SH DEFINED 15 3038 0 0 WAL MART STORES INC COM 931142103 220 3955 SH DEFINED 16 3400 555 0 WAL MART STORES INC COM 931142103 47 850 SH DEFINED 17 0 0 850 WAL MART STORES INC COM 931142103 940 16911 SH DEFINED 18 16911 0 0 WAL MART STORES INC COM 931142103 13791 248037 SH DEFINED 5;1 248037 0 0 WAL MART STORES INC COM 931142103 1794 32264 SH DEFINED 13291 18973 0 WAL MART STORES INC COM 931142103 43 775 SH SOLE 775 0 0 WALGREEN CO COM 931422109 6305 170000 SH DEFINED 1 170000 0 0 WALGREEN CO COM 931422109 16161 435716 SH DEFINED 2 435716 0 0 WALGREEN CO COM 931422109 6342 170976 SH DEFINED 3 10910 0 160066 WALGREEN CO COM 931422109 17696 477105 SH DEFINED 5 477105 0 0 WALGREEN CO COM 931422109 26 700 SH DEFINED 6 700 0 0 WALGREEN CO COM 931422109 266 7160 SH DEFINED 7 0 7160 0 WALGREEN CO COM 931422109 276 7447 SH DEFINED 8 7447 0 0 WALGREEN CO COM 931422109 15 400 SH DEFINED 9 400 0 0 WALGREEN CO COM 931422109 137 3700 SH DEFINED 15 3700 0 0 WALGREEN CO COM 931422109 21 565 SH DEFINED 16 0 565 0 WALGREEN CO COM 931422109 1 28 SH DEFINED 18 28 0 0 WALGREEN CO COM 931422109 49 1309 SH DEFINED 809 0 500 WARNACO GROUP INC COM NEW 934390402 43 900 SH DEFINED 1 900 0 0 WARNACO GROUP INC COM NEW 934390402 1001 20991 SH DEFINED 2 20991 0 0 WARNER MUSIC GROUP CORP COM 934550104 1 168 SH DEFINED 3 118 0 50 WARWICK VALLEY TEL CO COM 936750108 1 100 SH DEFINED 3 0 0 100 WASHINGTON BKG CO OAK HBR WA COM 937303105 1036 82300 SH DEFINED 4 0 32300 50000 WASHINGTON FED INC COM 938824109 678 33380 SH DEFINED 3 31724 0 1656 WASHINGTON FED INC COM 938824109 8 396 SH DEFINED 18 396 0 0 WASHINGTON POST CO CL B 939640108 2180 4909 SH DEFINED 2 4909 0 0 WASHINGTON POST CO CL B 939640108 78 176 SH DEFINED 3 67 0 109 WASHINGTON POST CO CL B 939640108 329 741 SH DEFINED 5 741 0 0 WASHINGTON POST CO CL B 939640108 22 50 SH DEFINED 8 50 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 1475 48266 SH DEFINED 3 0 0 48266 WASTE CONNECTIONS INC COM 941053100 583 17157 SH DEFINED 2 17157 0 0 WASTE CONNECTIONS INC COM 941053100 6262 184379 SH DEFINED 3 182179 0 2200 WASTE CONNECTIONS INC COM 941053100 635 18700 SH DEFINED 4 0 3100 15600 WASTE CONNECTIONS INC COM 941053100 11 330 SH DEFINED 18 330 0 0 WATERS CORP COM 941848103 1907 28234 SH DEFINED 2 28234 0 0 WATERS CORP COM 941848103 291 4302 SH DEFINED 3 1043 0 3259 WATERS CORP COM 941848103 993 14700 SH DEFINED 4 0 2500 12200 WATERS CORP COM 941848103 123 1825 SH DEFINED 5 1825 0 0 WATERS CORP COM 941848103 33 485 SH DEFINED 18 485 0 0 WATERS CORP COM 941848103 1 11 SH DEFINED 11 0 0 WATSCO INC COM 942622200 1121 19704 SH DEFINED 2 19704 0 0 WATSCO INC COM 942622200 36 639 SH DEFINED 3 0 0 639 WATSON PHARMACEUTICALS INC COM 942683103 175 4200 SH DEFINED 1 4200 0 0 WATSON PHARMACEUTICALS INC COM 942683103 2211 52927 SH DEFINED 2 52927 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- WATSON PHARMACEUTICALS INC COM 942683103 406 9724 SH DEFINED 3 1175 0 8549 WATSON PHARMACEUTICALS INC COM 942683103 654 15658 SH DEFINED 5 15658 0 0 WATSON PHARMACEUTICALS INC COM 942683103 91 2175 SH DEFINED 8 2175 0 0 WATSON PHARMACEUTICALS INC COM 942683103 6 139 SH DEFINED 139 0 0 WATTS WATER TECHNOLOGIES INC CL A 942749102 591 19031 SH DEFINED 2 19031 0 0 WATTS WATER TECHNOLOGIES INC CL A 942749102 53 1709 SH DEFINED 3 0 0 1709 WAUSAU PAPER CORP COM 943315101 229 26833 SH DEFINED 2 26833 0 0 WAUSAU PAPER CORP COM 943315101 32 3779 SH DEFINED 3 0 0 3779 WAVE SYSTEMS CORP COM NEW 943526301 174 43500 SH DEFINED 3 0 0 43500 WEBSENSE INC COM 947684106 9 400 SH DEFINED 3 0 0 400 WEBSTER FINL CORP CONN COM 947890109 4446 254200 SH DEFINED 1 254200 0 0 WEBSTER FINL CORP CONN COM 947890109 1212 69274 SH DEFINED 3 0 0 69274 WEIGHT WATCHERS INTL INC NEW COM 948626106 84 3304 SH DEFINED 2 3304 0 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 130 5096 SH DEFINED 3 89 0 5007 WEIGHT WATCHERS INTL INC NEW COM 948626106 1 45 SH DEFINED 5 45 0 0 WEINGARTEN RLTY INVS SH BEN INT 948741103 430 19960 SH DEFINED 2 19960 0 0 WEINGARTEN RLTY INVS SH BEN INT 948741103 1315 60994 SH DEFINED 3 29423 0 31571 WEINGARTEN RLTY INVS SH BEN INT 948741103 13 606 SH DEFINED 18 606 0 0 WEIS MKTS INC COM 948849104 513 14112 SH DEFINED 3 0 0 14112 WELLS FARGO & CO NEW COM 949746101 99598 3200440 SH DEFINED 1 3200440 0 0 WELLS FARGO & CO NEW COM 949746101 78935 2536462 SH DEFINED 2 2536462 0 0 WELLS FARGO & CO NEW COM 949746101 6224 200000 CALL DEFINED 3 200000 0 0 WELLS FARGO & CO NEW COM 949746101 778 25000 PUT DEFINED 3 25000 0 0 WELLS FARGO & CO NEW COM 949746101 21368 686641 SH DEFINED 3 105845 0 580796 WELLS FARGO & CO NEW COM 949746101 16997 546180 SH DEFINED 4 0 221900 324280 WELLS FARGO & CO NEW COM 949746101 18642 599052 SH DEFINED 5 599052 0 0 WELLS FARGO & CO NEW COM 949746101 70359 2260881 SH DEFINED 6 2260881 0 0 WELLS FARGO & CO NEW COM 949746101 1722 55342 SH DEFINED 7 0 55342 0 WELLS FARGO & CO NEW COM 949746101 794 25500 SH DEFINED 8 24620 880 0 WELLS FARGO & CO NEW COM 949746101 12 400 SH DEFINED 9 400 0 0 WELLS FARGO & CO NEW COM 949746101 55 1783 SH DEFINED 13 1783 0 0 WELLS FARGO & CO NEW COM 949746101 1292 41520 SH DEFINED 14 41520 0 0 WELLS FARGO & CO NEW COM 949746101 873 28040 SH DEFINED 15 28040 0 0 WELLS FARGO & CO NEW COM 949746101 27 879 SH DEFINED 16 79 800 0 WELLS FARGO & CO NEW COM 949746101 498 16000 SH DEFINED 17 0 0 16000 WELLS FARGO & CO NEW COM 949746101 1236 39725 SH DEFINED 18 39725 0 0 WELLS FARGO & CO NEW COM 949746101 1 20 SH DEFINED 5;1 20 0 0 WELLS FARGO & CO NEW COM 949746101 813 26114 SH DEFINED 9436 16678 0 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 13650 14000 PRN DEFINED 3 14000 0 0 WENDYS ARBYS GROUP INC COM 950587105 496 99228 SH DEFINED 3 97803 0 1425 WENDYS ARBYS GROUP INC COM 950587105 4 850 SH DEFINED 5 850 0 0 WENDYS ARBYS GROUP INC COM 950587105 28 5500 SH DEFINED 14 5500 0 0 WENDYS ARBYS GROUP INC COM 950587105 1 293 SH DEFINED 16 293 0 0 WERNER ENTERPRISES INC COM 950755108 123 5300 SH DEFINED 4 0 5300 0 WESBANCO INC COM 950810101 27 1666 SH DEFINED 3 0 0 1666 WESCO FINL CORP COM 950817106 454 1177 SH DEFINED 2 1177 0 0 WESCO FINL CORP COM 950817106 1 3 SH DEFINED 3 3 0 0 WEST COAST BANCORP ORE NEW COM 952145100 12 4534 SH DEFINED 3 0 0 4534 WEST PHARMACEUTICAL SVSC INC COM 955306105 428 10214 SH DEFINED 2 10214 0 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 9 215 SH DEFINED 3 0 0 215 WEST PHARMACEUTICAL SVSC INC COM 955306105 17136 408490 SH DEFINED 4 0 289100 119390 WEST PHARMACEUTICAL SVSC INC COM 955306105 1 12 SH DEFINED 18 12 0 0 WESTAMERICA BANCORPORATION COM 957090103 382 6631 SH DEFINED 2 6631 0 0 WESTAMERICA BANCORPORATION COM 957090103 329 5715 SH DEFINED 3 0 0 5715 WESTERN ALLIANCE BANCORP COM 957638109 19 3375 SH DEFINED 3 0 0 3375 WESTERN ASSET PREMIER BD FD SHS BEN INT 957664105 264 19058 SH DEFINED 3 0 0 19058 WESTERN ASSET PREMIER BD FD SHS BEN INT 957664105 1032 74439 SH DEFINED 5 74439 0 0 WESTERN ASSET VAR RT STRG FD COM 957667108 807 54315 SH DEFINED 3 0 0 54315 WESTERN ASSET WORLDWIDE INCO COM 957668106 1455 110046 SH DEFINED 3 0 0 110046 WESTERN DIGITAL CORP COM 958102105 4635 118865 SH DEFINED 2 118865 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- WESTERN DIGITAL CORP COM 958102105 324 8314 SH DEFINED 3 2512 0 5802 WESTERN DIGITAL CORP COM 958102105 1011 25917 SH DEFINED 5 25917 0 0 WESTERN DIGITAL CORP COM 958102105 824 21145 SH DEFINED 7 0 21145 0 WESTERN DIGITAL CORP COM 958102105 33 855 SH DEFINED 8 360 495 0 WESTERN DIGITAL CORP COM 958102105 162 4154 SH DEFINED 16 4154 0 0 WESTERN DIGITAL CORP COM 958102105 141 3610 SH DEFINED 18 3610 0 0 WESTERN DIGITAL CORP COM 958102105 141 3615 SH DEFINED 95 0 3520 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 188 8495 SH DEFINED 2 8495 0 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 2188 99084 SH DEFINED 3 71900 0 27184 WESTERN ASSET INTM MUNI FD I COM 958435109 67 7240 SH DEFINED 3 0 0 7240 WESTERN UN CO COM 959802109 5528 325943 SH DEFINED 2 325943 0 0 WESTERN UN CO COM 959802109 875 51567 SH DEFINED 3 7598 0 43969 WESTERN UN CO COM 959802109 953 56200 SH DEFINED 5 56200 0 0 WESTERN UN CO COM 959802109 1923 113368 SH DEFINED 7 0 113368 0 WESTERN UN CO COM 959802109 202 11930 SH DEFINED 8 7800 4130 0 WESTERN UN CO COM 959802109 163 9609 SH DEFINED 10 9609 0 0 WESTERN UN CO COM 959802109 11 650 SH DEFINED 15 650 0 0 WESTERN UN CO COM 959802109 61 3600 SH DEFINED 16 3600 0 0 WESTERN UN CO COM 959802109 93 5464 SH DEFINED 18 5464 0 0 WESTERN UN CO COM 959802109 42 2453 SH DEFINED 2453 0 0 WESTERN UN CO COM 959802109 66 3900 SH SOLE 3900 0 0 WESTLAKE CHEM CORP COM 960413102 4 144 SH DEFINED 18 144 0 0 WESTPORT INNOVATIONS INC COM NEW 960908309 15 914 SH DEFINED 3 0 0 914 WESTPORT INNOVATIONS INC COM NEW 960908309 129 7812 SH DEFINED 5 7812 0 0 WESTPAC BKG CORP SPONSORED ADR 961214301 426 3355 SH DEFINED 3 0 0 3355 WESTWOOD ONE INC COM NEW 961815305 3 400 SH DEFINED 3 0 0 400 WET SEAL INC CL A 961840105 49 10200 SH DEFINED 1 10200 0 0 WET SEAL INC CL A 961840105 11 2400 SH DEFINED 18 2400 0 0 WEYCO GROUP INC COM 962149100 315 13400 SH DEFINED 4 0 0 13400 WEYERHAEUSER CO COM 962166104 4928 108859 SH DEFINED 2 108859 0 0 WEYERHAEUSER CO COM 962166104 1674 36973 SH DEFINED 3 2336 0 34637 WEYERHAEUSER CO COM 962166104 95 2089 SH DEFINED 5 2089 0 0 WEYERHAEUSER CO COM 962166104 5 100 SH DEFINED 6 100 0 0 WEYERHAEUSER CO COM 962166104 48 1050 SH DEFINED 16 1050 0 0 WEYERHAEUSER CO COM 962166104 10 214 SH DEFINED 18 214 0 0 WEYERHAEUSER CO COM 962166104 146 3231 SH DEFINED 175 0 3056 WHIRLPOOL CORP COM 963320106 5567 63800 SH DEFINED 1 63800 0 0 WHIRLPOOL CORP COM 963320106 3575 40975 SH DEFINED 2 40975 0 0 WHIRLPOOL CORP COM 963320106 391 4478 SH DEFINED 3 4123 0 355 WHIRLPOOL CORP COM 963320106 6 71 SH DEFINED 7 0 71 0 WHIRLPOOL CORP COM 963320106 399 4578 SH DEFINED 10 4578 0 0 WHIRLPOOL CORP COM 963320106 46 525 SH DEFINED 18 525 0 0 WHIRLPOOL CORP COM 963320106 12 135 SH SOLE 135 0 0 WHITE ELECTR DESIGNS CORP COM 963801105 679 97000 SH DEFINED 4 0 0 97000 WHITING PETE CORP NEW COM 966387102 28051 347000 SH DEFINED 1 347000 0 0 WHITING PETE CORP NEW COM 966387102 582 7203 SH DEFINED 3 135 0 7068 WHITING PETE CORP NEW COM 966387102 3 36 SH DEFINED 18 36 0 0 WHITING USA TR I TR UNIT 966389108 130 6879 SH DEFINED 3 0 0 6879 WHITNEY HLDG CORP COM 966612103 86 6272 SH DEFINED 2 6272 0 0 WHITNEY HLDG CORP COM 966612103 27 1939 SH DEFINED 3 1700 0 239 WHITNEY HLDG CORP COM 966612103 13 963 SH DEFINED 18 963 0 0 WHOLE FOODS MKT INC COM 966837106 69 1900 SH DEFINED 1 1900 0 0 WHOLE FOODS MKT INC COM 966837106 2669 73841 SH DEFINED 2 73841 0 0 WHOLE FOODS MKT INC COM 966837106 551 15243 SH DEFINED 3 1782 0 13461 WHOLE FOODS MKT INC COM 966837106 131 3630 SH DEFINED 7 0 3630 0 WHOLE FOODS MKT INC COM 966837106 26 720 SH DEFINED 8 0 720 0 WHOLE FOODS MKT INC COM 966837106 88 2445 SH DEFINED 13 2445 0 0 WHOLE FOODS MKT INC COM 966837106 47 1300 SH DEFINED 15 1300 0 0 WHOLE FOODS MKT INC COM 966837106 85 2365 SH DEFINED 16 2365 0 0 WHOLE FOODS MKT INC COM 966837106 11 298 SH DEFINED 18 298 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- WHOLE FOODS MKT INC COM 966837106 1 26 SH SOLE 26 0 0 WILEY JOHN & SONS INC CL A 968223206 740 17108 SH DEFINED 3 13833 0 3275 WILEY JOHN & SONS INC CL A 968223206 35 800 SH DEFINED 16 800 0 0 WILEY JOHN & SONS INC CL A 968223206 1 16 SH DEFINED 18 16 0 0 WILEY JOHN & SONS INC CL B 968223305 88 2041 SH DEFINED 3 0 0 2041 WILLAMETTE VY VINEYARD INC COM 969136100 0 100 SH DEFINED 3 0 0 100 WILLBROS GROUP INC DEL COM 969203108 305 25407 SH DEFINED 2 25407 0 0 WILLBROS GROUP INC DEL COM 969203108 5405 450000 SH DEFINED 3 450000 0 0 WILLBROS GROUP INC DEL COM 969203108 1346 112100 SH DEFINED 4 0 71900 40200 WILLBROS GROUP INC DEL COM 969203108 18 1500 SH DEFINED 5 1500 0 0 WILLIAMS COS INC DEL COM 969457100 6416 277756 SH DEFINED 2 277756 0 0 WILLIAMS COS INC DEL COM 969457100 1361 58908 SH DEFINED 3 6442 0 52466 WILLIAMS COS INC DEL COM 969457100 856 37046 SH DEFINED 5 37046 0 0 WILLIAMS COS INC DEL COM 969457100 141 6100 SH DEFINED 8 6100 0 0 WILLIAMS COS INC DEL COM 969457100 558 24175 SH DEFINED 14 24175 0 0 WILLIAMS COS INC DEL COM 969457100 86 3711 SH DEFINED 16 3711 0 0 WILLIAMS COS INC DEL COM 969457100 150 6490 SH DEFINED 18 6490 0 0 WILLIAMS CLAYTON ENERGY INC COM 969490101 21 614 SH DEFINED 2 614 0 0 WILLIAMS SONOMA INC COM 969904101 411 15637 SH DEFINED 2 15637 0 0 WILLIAMS SONOMA INC COM 969904101 828 31479 SH DEFINED 3 29831 0 1648 WILLIS LEASE FINANCE CORP COM 970646105 947 60000 SH DEFINED 4 0 0 60000 WILMINGTON TRUST CORP COM 971807102 456 27528 SH DEFINED 3 24626 0 2902 WILMINGTON TRUST CORP COM 971807102 3 155 SH DEFINED 5 155 0 0 WILMINGTON TRUST CORP COM 971807102 66 4000 SH DEFINED 8 0 4000 0 WINN DIXIE STORES INC COM NEW 974280307 130 10417 SH DEFINED 3 0 0 10417 WINNEBAGO INDS INC COM 974637100 18 1254 SH DEFINED 3 0 0 1254 WINNEBAGO INDS INC COM 974637100 15746 1077749 SH DEFINED 6 1077749 0 0 WINTHROP RLTY TR SH BEN INT NEW 976391300 349 29000 SH DEFINED 4 0 0 29000 WISCONSIN ENERGY CORP COM 976657106 4580 92693 SH DEFINED 2 92693 0 0 WISCONSIN ENERGY CORP COM 976657106 399 8075 SH DEFINED 3 1293 0 6782 WISCONSIN ENERGY CORP COM 976657106 15 300 SH DEFINED 5 300 0 0 WISCONSIN ENERGY CORP COM 976657106 4 83 SH DEFINED 15 83 0 0 WISCONSIN ENERGY CORP COM 976657106 59 1200 SH DEFINED 16 1200 0 0 WISCONSIN ENERGY CORP COM 976657106 3 62 SH DEFINED 18 62 0 0 WISCONSIN ENERGY CORP COM 976657106 9 181 SH DEFINED 181 0 0 WOLVERINE WORLD WIDE INC COM 978097103 43 1484 SH DEFINED 2 1484 0 0 WOLVERINE WORLD WIDE INC COM 978097103 111 3800 SH DEFINED 3 0 0 3800 WOLVERINE WORLD WIDE INC COM 978097103 1 30 SH DEFINED 18 30 0 0 WONDER AUTO TECHNOLOGY INC COM 978166106 211 19925 SH DEFINED 3 0 0 19925 WOODWARD GOVERNOR CO COM 980745103 9 282 SH DEFINED 3 0 0 282 WOODWARD GOVERNOR CO COM 980745103 13774 430722 SH DEFINED 4 0 326002 104720 WORLD ACCEP CORP DEL COM 981419104 533 14779 SH DEFINED 2 14779 0 0 WORLD ACCEP CORP DEL COM 981419104 859 23801 SH DEFINED 3 0 0 23801 WORLD ACCEP CORP DEL COM 981419104 1093 30281 SH DEFINED 5 30281 0 0 WORLD ACCEP CORP DEL COM 981419104 97 2679 SH DEFINED 8 2679 0 0 WORLD FUEL SVCS CORP COM 981475106 70 2631 SH DEFINED 2 2631 0 0 WORLD FUEL SVCS CORP COM 981475106 373 13995 SH DEFINED 3 0 0 13995 WORLD FUEL SVCS CORP COM 981475106 4017 150800 SH DEFINED 4 0 74800 76000 WORLD FUEL SVCS CORP COM 981475106 8 288 SH DEFINED 18 288 0 0 WORTHINGTON INDS INC COM 981811102 38 2182 SH DEFINED 3 0 0 2182 WYNN RESORTS LTD COM 983134107 4104 54122 SH DEFINED 2 54122 0 0 WYNN RESORTS LTD COM 983134107 3350 44177 SH DEFINED 3 38102 0 6075 WYNN RESORTS LTD COM 983134107 3106 40956 SH DEFINED 7 0 40956 0 WYNN RESORTS LTD COM 983134107 138 1820 SH DEFINED 8 0 1820 0 WYNN RESORTS LTD COM 983134107 19 245 SH DEFINED 15 245 0 0 X-RITE INC COM 983857103 3 1000 SH DEFINED 3 1000 0 0 X-RITE INC COM 983857103 19 6400 SH DEFINED 5 6400 0 0 XILINX INC COM 983919101 8023 314612 SH DEFINED 2 314612 0 0 XILINX INC COM 983919101 994 38975 SH DEFINED 3 3051 0 35924 XILINX INC COM 983919101 16 625 SH DEFINED 7 0 625 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- XILINX INC COM 983919101 16 618 SH DEFINED 18 618 0 0 XILINX INC COM 983919101 82 3207 SH DEFINED 0 0 3207 XEROX CORP COM 984121103 6656 682677 SH DEFINED 2 682677 0 0 XEROX CORP COM 984121103 447 45878 SH DEFINED 3 14846 0 31032 XEROX CORP COM 984121103 45 4644 SH DEFINED 5 4644 0 0 XEROX CORP COM 984121103 349 35800 SH DEFINED 6 35800 0 0 XEROX CORP COM 984121103 557 57097 SH DEFINED 10 57097 0 0 XEROX CORP COM 984121103 49 5000 SH DEFINED 14 5000 0 0 XEROX CORP COM 984121103 32 3300 SH DEFINED 15 3300 0 0 XEROX CORP COM 984121103 29 2985 SH DEFINED 16 2985 0 0 XEROX CORP COM 984121103 119 12190 SH DEFINED 18 12190 0 0 XEROX CORP COM 984121103 24 2477 SH DEFINED 2477 0 0 YM BIOSCIENCES INC COM 984238105 105 89375 SH DEFINED 3 0 0 89375 YM BIOSCIENCES INC COM 984238105 12 10000 SH DEFINED 16 10000 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 5 120 SH DEFINED 3 0 0 120 YRC WORLDWIDE INC COM 984249102 168 308500 SH DEFINED 3 250000 0 58500 YAHOO INC COM 984332106 11092 671025 SH DEFINED 2 671025 0 0 YAHOO INC COM 984332106 26483 1602100 CALL DEFINED 3 1602100 0 0 YAHOO INC COM 984332106 873 52800 PUT DEFINED 3 52800 0 0 YAHOO INC COM 984332106 7331 443471 SH DEFINED 3 138752 0 304719 YAHOO INC COM 984332106 3683 222825 SH DEFINED 4 0 97100 125725 YAHOO INC COM 984332106 643 38872 SH DEFINED 5 38872 0 0 YAHOO INC COM 984332106 18 1106 SH DEFINED 8 1106 0 0 YAHOO INC COM 984332106 509 30800 SH DEFINED 14 30800 0 0 YAHOO INC COM 984332106 471 28500 SH DEFINED 15 28500 0 0 YAHOO INC COM 984332106 7281 440460 SH DEFINED 16 440460 0 0 YAHOO INC COM 984332106 21 1292 SH DEFINED 18 1292 0 0 YAHOO INC COM 984332106 1 70 SH DEFINED 5;1 70 0 0 YAHOO INC COM 984332106 84 5102 SH DEFINED 5102 0 0 YAHOO INC COM 984332106 118 7154 SH SOLE 7154 0 0 YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 118 4880 SH DEFINED 3 0 0 4880 YUM BRANDS INC COM 988498101 6829 178152 SH DEFINED 2 178152 0 0 YUM BRANDS INC COM 988498101 7760 202445 SH DEFINED 3 85174 119 117152 YUM BRANDS INC COM 988498101 206 5378 SH DEFINED 5 5378 0 0 YUM BRANDS INC COM 988498101 136 3540 SH DEFINED 7 0 3540 0 YUM BRANDS INC COM 988498101 8 200 SH DEFINED 8 200 0 0 YUM BRANDS INC COM 988498101 710 18516 SH DEFINED 10 18516 0 0 YUM BRANDS INC COM 988498101 108 2815 SH DEFINED 18 2815 0 0 YUM BRANDS INC COM 988498101 40 1050 SH DEFINED 1050 0 0 ZALE CORP NEW COM 988858106 1 345 SH DEFINED 2 345 0 0 ZEBRA TECHNOLOGIES CORP CL A 989207105 269 9093 SH DEFINED 2 9093 0 0 ZEBRA TECHNOLOGIES CORP CL A 989207105 650 21974 SH DEFINED 3 16518 0 5456 ZEBRA TECHNOLOGIES CORP CL A 989207105 12068 407719 SH DEFINED 4 0 324376 83343 ZEBRA TECHNOLOGIES CORP CL A 989207105 24797 837737 SH DEFINED 6 837737 0 0 ZEBRA TECHNOLOGIES CORP CL A 989207105 53 1800 SH DEFINED 18 1800 0 0 ZENITH NATL INS CORP COM 989390109 1 29 SH DEFINED 2 29 0 0 ZENITH NATL INS CORP COM 989390109 16286 425000 SH DEFINED 3 425000 0 0 ZIONS BANCORPORATION COM 989701107 42171 1930900 SH DEFINED 1 1930900 0 0 ZIONS BANCORPORATION COM 989701107 1646 75345 SH DEFINED 2 75345 0 0 ZIONS BANCORPORATION COM 989701107 983 45000 PUT DEFINED 3 45000 0 0 ZIONS BANCORPORATION COM 989701107 1295 59289 SH DEFINED 3 11149 0 48140 ZIONS BANCORPORATION COM 989701107 56 2557 SH DEFINED 18 2557 0 0 ZIONS BANCORPORATION COM 989701107 7 319 SH DEFINED 319 0 0 ZUMIEZ INC COM 989817101 15 735 SH DEFINED 3 0 0 735 ZWEIG FD COM 989834106 159 45000 SH DEFINED 18 45000 0 0 ZWEIG TOTAL RETURN FD INC COM 989837109 96 24704 SH DEFINED 3 0 0 24704 ZWEIG TOTAL RETURN FD INC COM 989837109 41 10610 SH DEFINED 10610 0 0 ZYGO CORP COM 989855101 6 600 SH DEFINED 3 0 0 600 ZOLL MED CORP COM 989922109 301 11405 SH DEFINED 2 11405 0 0 ZOLL MED CORP COM 989922109 8 300 SH DEFINED 3 0 0 300
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ZOLL MED CORP COM 989922109 3 108 SH DEFINED 18 108 0 0 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 554 68095 SH DEFINED 3 0 0 68095 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 44 5350 SH DEFINED 5 5350 0 0 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 97 11928 SH DEFINED 18 11928 0 0 DUN & BRADSTREET CORP DEL NE COM 26483E100 1314 17657 SH DEFINED 2 17657 0 0 DUN & BRADSTREET CORP DEL NE COM 26483E100 813 10923 SH DEFINED 3 569 0 10354 DUN & BRADSTREET CORP DEL NE COM 26483E100 102 1364 SH DEFINED 14 1364 0 0 DUN & BRADSTREET CORP DEL NE COM 26483E100 74 992 SH DEFINED 18 992 0 0 DUN & BRADSTREET CORP DEL NE COM 26483E100 1 8 SH DEFINED 8 0 0 BT GROUP PLC ADR 05577E101 126 6755 SH DEFINED 2 6755 0 0 BT GROUP PLC ADR 05577E101 37 2000 SH DEFINED 15 2000 0 0 PETROCHINA CO LTD SPONSORED AD 71646E100 646 5510 SH DEFINED 2 5510 0 0 PETROCHINA CO LTD SPONSORED AD 71646E100 1562 13326 SH DEFINED 3 0 0 13326 PETROCHINA CO LTD SPONSORED AD 71646E100 87 742 SH DEFINED 5 742 0 0 PETROCHINA CO LTD SPONSORED AD 71646E100 1864 15900 SH DEFINED 14 15900 0 0 PETROCHINA CO LTD SPONSORED AD 71646E100 23 200 SH DEFINED 16 200 0 0 PETROCHINA CO LTD SPONSORED AD 71646E100 1 12 SH DEFINED 18 12 0 0 PETROCHINA CO LTD SPONSORED AD 71646E100 372 3170 SH DEFINED 0 3170 0 REGIONAL BK HOLDRS TR DEPOSITRY RCPT 75902E100 1 10 SH DEFINED 3 10 0 0 BLACKROCK CORE BD TR SHS BEN INT 09249E101 648 53089 SH DEFINED 3 0 0 53089 CONSTELLATION ENERGY PRTNR L COM UNIT LLC B 21038E101 1 200 SH DEFINED 3 0 0 200 CONSTELLATION ENERGY PRTNR L COM UNIT LLC B 21038E101 109 31000 SH DEFINED 4 0 0 31000 APOLLO GOLD CORP COM 03761E102 0 11 SH DEFINED 5 11 0 0 GLOBAL X FDS FTSENORD30 ETF 37950E101 34 2000 SH DEFINED 3 0 0 2000 NUVEEN AZ DIV ADV MUN FD 3 COM 67072E101 49 3800 SH DEFINED 3 0 0 3800 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 39 3000 SH DEFINED 3 0 0 3000 BLACKROCK MUNIYIELD N Y INSD COM 09255E102 797 64013 SH DEFINED 3 0 0 64013 COVANTA HLDG CORP COM 22282E102 214 12822 SH DEFINED 2 12822 0 0 COVANTA HLDG CORP COM 22282E102 36 2168 SH DEFINED 3 344 0 1824 COVANTA HLDG CORP COM 22282E102 92 5500 SH DEFINED 5 5500 0 0 ACERGY S A SPONSORED ADR 00443E104 5 250 SH DEFINED 3 0 0 250 ACERGY S A SPONSORED ADR 00443E104 1 31 SH DEFINED 5 31 0 0 LENDER PROCESSING SVCS INC COM 52602E102 548 14521 SH DEFINED 2 14521 0 0 LENDER PROCESSING SVCS INC COM 52602E102 1100 29129 SH DEFINED 3 26854 0 2275 LENDER PROCESSING SVCS INC COM 52602E102 5 133 SH DEFINED 133 0 0 LUMINEX CORP DEL COM 55027E102 13 770 SH DEFINED 3 770 0 0 LUMINEX CORP DEL COM 55027E102 1 30 SH DEFINED 5 30 0 0 QUANTA SVCS INC COM 74762E102 2154 112428 SH DEFINED 2 112428 0 0 QUANTA SVCS INC COM 74762E102 1011 52762 SH DEFINED 3 2320 0 50442 QUANTA SVCS INC COM 74762E102 9 450 SH DEFINED 5 450 0 0 QUANTA SVCS INC COM 74762E102 62 3224 SH DEFINED 18 3224 0 0 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 74 6302 SH DEFINED 3 0 0 6302 VERISIGN INC COM 92343E102 3420 131428 SH DEFINED 2 131428 0 0 VERISIGN INC COM 92343E102 179 6868 SH DEFINED 3 2053 0 4815 VERISIGN INC COM 92343E102 1 40 SH DEFINED 5 40 0 0 VERISIGN INC COM 92343E102 8 325 SH DEFINED 14 325 0 0 BLACKROCK MUNYIELD INSD FD I COM 09254E103 66 5039 SH DEFINED 3 0 0 5039 DYAX CORP COM 26746E103 3 1000 SH DEFINED 3 0 0 1000 FIRST TRUST FIDAC MTG INCM F COM SHS 33734E103 20 1100 SH DEFINED 3 0 0 1100 NUVEEN INVT QUALITY MUN FD I COM 67062E103 158 11132 SH DEFINED 3 0 0 11132 NUVEEN PA DIV ADVANTAGE MUN COM 67070E103 111 8282 SH DEFINED 3 0 0 8282 TALISMAN ENERGY INC COM 8.74E+107 873 51200 CALL DEFINED 5 51200 0 0 TALISMAN ENERGY INC COM 8.74E+107 769 45100 PUT DEFINED 5 45100 0 0 TALISMAN ENERGY INC COM 8.74E+107 347 20311 SH DEFINED 5 20311 0 0 TALISMAN ENERGY INC COM 87425E103 229891 13475441 SH DEFINED 1 13475441 0 0 TALISMAN ENERGY INC COM 87425E103 2585 151517 SH DEFINED 2 151517 0 0 TALISMAN ENERGY INC COM 87425E103 315 18436 SH DEFINED 3 16400 0 2036 TALISMAN ENERGY INC COM 87425E103 78523 4602779 SH DEFINED 5 4602779 0 0 TALISMAN ENERGY INC COM 87425E103 14452 847106 SH DEFINED 7 0 847106 0 TALISMAN ENERGY INC COM 87425E103 2000 117260 SH DEFINED 8 108255 9005 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- TALISMAN ENERGY INC COM 87425E103 1476 86514 SH DEFINED 9 86514 0 0 TALISMAN ENERGY INC COM 87425E103 341 20000 SH DEFINED 14 20000 0 0 TALISMAN ENERGY INC COM 87425E103 18 1035 SH DEFINED 15 1035 0 0 TALISMAN ENERGY INC COM 87425E103 491 28800 SH DEFINED 17 0 0 28800 TALISMAN ENERGY INC COM 87425E103 273 15983 SH DEFINED 18 15983 0 0 TALISMAN ENERGY INC COM 87425E103 51405 3013209 SH DEFINED 5;1 3013209 0 0 TALISMAN ENERGY INC COM 87425E103 904 52988 SH DEFINED 52988 0 0 TALISMAN ENERGY INC COM 87425E103 84764 4968557 SH SOLE 4968557 0 0 APAC CUSTOMER SERVICES INC COM 00185E106 184 31969 SH DEFINED 3 0 0 31969 COMSYS IT PARTNERS INC COM 20581E104 1629 93201 SH DEFINED 3 93189 0 12 EATON VANCE MA MUNI INCOME T SH BEN INT 27826E104 55 3966 SH DEFINED 3 0 0 3966 AMERISOURCEBERGEN CORP COM 03073E105 89716 3102200 SH DEFINED 1 3102200 0 0 AMERISOURCEBERGEN CORP COM 03073E105 5066 175165 SH DEFINED 2 175165 0 0 AMERISOURCEBERGEN CORP COM 03073E105 740 25597 SH DEFINED 3 3129 0 22468 AMERISOURCEBERGEN CORP COM 03073E105 315 10900 SH DEFINED 4 0 10900 0 AMERISOURCEBERGEN CORP COM 03073E105 2796 96674 SH DEFINED 5 96674 0 0 AMERISOURCEBERGEN CORP COM 03073E105 1419 49050 SH DEFINED 7 0 49050 0 AMERISOURCEBERGEN CORP COM 03073E105 219 7584 SH DEFINED 8 6574 1010 0 AMERISOURCEBERGEN CORP COM 03073E105 112 3890 SH DEFINED 9 3890 0 0 AMERISOURCEBERGEN CORP COM 03073E105 143 4950 SH DEFINED 10 4950 0 0 AMERISOURCEBERGEN CORP COM 03073E105 202 7000 SH DEFINED 11 7000 0 0 AMERISOURCEBERGEN CORP COM 03073E105 17469 604034 SH DEFINED 5;1 604034 0 0 AMERISOURCEBERGEN CORP COM 03073E105 26 900 SH SOLE 900 0 0 AMERISOURCEBERGEN CORP COM 03073E105 148 5120 SH DEFINED 5120 0 0 FIRST TR EXCHANGE TRADED FD DB STRAT VALUE 33733E104 980 45491 SH DEFINED 3 0 0 45491 NEWS CORP CL A 65248E104 17936 1244700 SH DEFINED 1 1244700 0 0 NEWS CORP CL A 65248E104 19301 1339419 SH DEFINED 2 1339419 0 0 NEWS CORP CL A 65248E104 13576 942114 SH DEFINED 3 873994 0 68120 NEWS CORP CL A 65248E104 11 730 SH DEFINED 5 730 0 0 NEWS CORP CL A 65248E104 10 685 SH DEFINED 16 0 685 0 NEWS CORP CL A 65248E104 34 2364 SH DEFINED 18 2364 0 0 NEWS CORP CL A 65248E104 7 500 SH DEFINED 500 0 0 NEWS CORP CL A 65248E104 1 55 SH SOLE 55 0 0 NUVEEN MASS PREM INCOME MUN COM 67061E104 103 7014 SH DEFINED 3 0 0 7014 SALLY BEAUTY HLDGS INC COM 79546E104 1023 114690 SH DEFINED 4 0 53740 60950 SALLY BEAUTY HLDGS INC COM 79546E104 20 2295 SH DEFINED 18 2295 0 0 TRINA SOLAR LIMITED SPON ADR 89628E104 83 3380 SH DEFINED 3 0 0 3380 TRINA SOLAR LIMITED SPON ADR 89628E104 1 38 SH DEFINED 5 38 0 0 CKE RESTAURANTS INC COM 12561E105 1 62 SH DEFINED 2 62 0 0 CKE RESTAURANTS INC COM 12561E105 3 300 SH DEFINED 3 0 0 300 CKE RESTAURANTS INC COM 12561E105 1382 124800 SH DEFINED 4 0 34800 90000 ALPINE GLOBAL DYNAMIC DIVD F COM 02082E106 268 25597 SH DEFINED 3 0 0 25597 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 1234 66648 SH DEFINED 2 66648 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 2106 113737 SH DEFINED 3 58392 0 55345 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 143 7700 SH DEFINED 4 0 7700 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 74 4000 SH DEFINED 5 4000 0 0 INVENTIV HEALTH INC COM 46122E105 225 10000 SH DEFINED 3 10000 0 0 BRE PROPERTIES INC CL A 05564E106 555 15517 SH DEFINED 3 15417 0 100 BRE PROPERTIES INC CL A 05564E106 14 398 SH DEFINED 5 398 0 0 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 13 380 SH DEFINED 380 0 0 VALE S A ADR 91912E105 30799 956800 SH DEFINED 1 956800 0 0 VALE S A ADR 91912E105 5311 165000 CALL DEFINED 3 165000 0 0 VALE S A ADR 91912E105 30593 950400 PUT DEFINED 3 950400 0 0 VALE S A ADR 91912E105 7822 243009 SH DEFINED 3 206488 0 36521 VALE S A ADR 91912E105 5525 171648 SH DEFINED 5 171648 0 0 VALE S A ADR 91912E105 372 11550 SH DEFINED 7 0 11550 0 VALE S A ADR 91912E105 105 3273 SH DEFINED 8 3273 0 0 VALE S A ADR 91912E105 318 9883 SH DEFINED 15 9883 0 0 VALE S A ADR 91912E105 83 2589 SH DEFINED 16 2589 0 0 VALE S A ADR 91912E105 196 6098 SH DEFINED 18 6098 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- VALE S A ADR 91912E105 480 14925 SH DEFINED 14925 0 0 VALE S A ADR 91912E105 297 9220 SH SOLE 9220 0 0 CELERA CORP COM 15100E106 27 3803 SH DEFINED 3 0 0 3803 CELERA CORP COM 15100E106 1 135 SH DEFINED 135 0 0 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 634 48612 SH DEFINED 3 0 0 48612 FLAHERTY & CRUMRINE PFD INC COM 33848E106 6 580 SH DEFINED 3 0 0 580 JAKKS PAC INC COM 47012E106 5 412 SH DEFINED 3 0 0 412 JAKKS PAC INC COM 47012E106 680 52000 SH DEFINED 4 0 0 52000 TARGET CORP COM 87612E106 54073 1028000 SH DEFINED 1 1028000 0 0 TARGET CORP COM 87612E106 20431 388419 SH DEFINED 2 388419 0 0 TARGET CORP COM 87612E106 8588 163278 SH DEFINED 3 73817 0 89461 TARGET CORP COM 87612E106 282 5354 SH DEFINED 5 5354 0 0 TARGET CORP COM 87612E106 384 7305 SH DEFINED 7 0 7305 0 TARGET CORP COM 87612E106 30 575 SH DEFINED 8 150 425 0 TARGET CORP COM 87612E106 328 6229 SH DEFINED 10 6229 0 0 TARGET CORP COM 87612E106 237 4500 SH DEFINED 11 4500 0 0 TARGET CORP COM 87612E106 37 700 SH DEFINED 15 700 0 0 TARGET CORP COM 87612E106 104 1985 SH DEFINED 17 0 0 1985 TARGET CORP COM 87612E106 597 11340 SH DEFINED 18 11340 0 0 TARGET CORP COM 87612E106 25 481 SH DEFINED 481 0 0 TARGET CORP COM 87612E106 1438 27340 SH SOLE 27340 0 0 BLACKROCK HIGH INCOME SHS SHS BEN INT 09250E107 79 39000 SH DEFINED 3 0 0 39000 FUSHI COPPERWELD INC COM 36113E107 69 6136 SH DEFINED 8 6136 0 0 ANOORAQ RES CORP COM 03633E108 2 1500 SH DEFINED 3 0 0 1500 ANOORAQ RES CORP COM 03633E108 11 7500 SH DEFINED 5 7500 0 0 ING GLOBAL EQTY DIV & PREM O COM 45684E107 1106 85061 SH DEFINED 3 0 0 85061 NSTAR COM 67019E107 10373 292863 SH DEFINED 3 30041 67664 195158 NSTAR COM 67019E107 28 800 SH DEFINED 5 800 0 0 NSTAR COM 67019E107 51 1437 SH DEFINED 18 1437 0 0 T-3 ENERGY SRVCS INC COM 87306E107 34 1392 SH DEFINED 2 1392 0 0 T-3 ENERGY SRVCS INC COM 87306E107 15 600 SH DEFINED 3 0 0 600 VITRAN CORP INC COM 92850E107 459 38000 SH DEFINED 4 0 0 38000 EDWARDS LIFESCIENCES CORP COM 28176E108 9008 91100 SH DEFINED 1 91100 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 4744 47975 SH DEFINED 3 36750 0 11225 EDWARDS LIFESCIENCES CORP COM 28176E108 1325 13400 SH DEFINED 4 0 2100 11300 EDWARDS LIFESCIENCES CORP COM 28176E108 15 147 SH DEFINED 5 147 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 25 248 SH DEFINED 9 248 0 0 NCR CORP NEW COM 62886E108 669 48457 SH DEFINED 3 44714 0 3743 NCR CORP NEW COM 62886E108 7 503 SH DEFINED 5 503 0 0 NCR CORP NEW COM 62886E108 12 890 SH DEFINED 16 0 890 0 NCR CORP NEW COM 62886E108 22 1581 SH DEFINED 18 1581 0 0 NAVISTAR INTL CORP NEW COM 63934E108 11 250 SH DEFINED 3 168 0 82 NAVISTAR INTL CORP NEW COM 63934E108 324 7250 SH DEFINED 4 0 7250 0 NAVISTAR INTL CORP NEW COM 63934E108 5 120 SH DEFINED 18 120 0 0 USEC INC COM 90333E108 5 900 SH DEFINED 3 0 0 900 USEC INC COM 90333E108 28 4780 SH DEFINED 16 4780 0 0 COMPLETE PRODUCTION SERVICES COM 20453E109 498 43116 SH DEFINED 2 43116 0 0 COMPLETE PRODUCTION SERVICES COM 20453E109 335 28988 SH DEFINED 7 0 28988 0 COMPLETE PRODUCTION SERVICES COM 20453E109 13 1095 SH DEFINED 18 1095 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 4475 127233 SH DEFINED 2 127233 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 2761 78515 SH DEFINED 3 2809 0 75706 DR PEPPER SNAPPLE GROUP INC COM 26138E109 11686 332285 SH DEFINED 4 0 150595 181690 DR PEPPER SNAPPLE GROUP INC COM 26138E109 15 419 SH DEFINED 5 419 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 1 19 SH SOLE 19 0 0 EXACTECH INC COM 30064E109 2544 121300 SH DEFINED 4 0 29300 92000 FORTINET INC COM 34959E109 18 1000 SH DEFINED 3 0 0 1000 IMAX CORP COM 45245E109 399 22175 SH DEFINED 3 14800 0 7375 IMAX CORP COM 45245E109 72 4025 SH DEFINED 5 4025 0 0 INCONTACT INC COM 45336E109 23 7900 SH DEFINED 3 5900 0 2000 PHOENIX COS INC NEW COM 71902E109 16 6600 SH DEFINED 2 6600 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PHOENIX COS INC NEW COM 71902E109 136 56103 SH DEFINED 3 0 0 56103 PHOENIX COS INC NEW COM 71902E109 1 500 SH DEFINED 16 500 0 0 TOTAL S A SPONSORED ADR 89151E109 202 3490 SH DEFINED 2 3490 0 0 TOTAL S A SPONSORED ADR 89151E109 974 16793 SH DEFINED 3 0 0 16793 TOTAL S A SPONSORED ADR 89151E109 8890 153219 SH DEFINED 5 153219 0 0 TOTAL S A SPONSORED ADR 89151E109 27 470 SH DEFINED 7 0 470 0 TOTAL S A SPONSORED ADR 89151E109 160 2764 SH DEFINED 8 2764 0 0 TOTAL S A SPONSORED ADR 89151E109 23 400 SH DEFINED 9 400 0 0 TOTAL S A SPONSORED ADR 89151E109 453 7800 SH DEFINED 14 7800 0 0 TOTAL S A SPONSORED ADR 89151E109 67 1163 SH DEFINED 15 1163 0 0 TOTAL S A SPONSORED ADR 89151E109 48 828 SH DEFINED 16 828 0 0 TOTAL S A SPONSORED ADR 89151E109 623 10742 SH DEFINED 17 0 0 10742 TOTAL S A SPONSORED ADR 89151E109 642 11058 SH DEFINED 18 11058 0 0 TOTAL S A SPONSORED ADR 89151E109 7448 128373 SH DEFINED 5;1 128373 0 0 TOTAL S A SPONSORED ADR 89151E109 397 6846 SH DEFINED 1100 5746 0 TOTAL S A SPONSORED ADR 89151E109 2 40 SH SOLE 40 0 0 TRAVELERS COMPANIES INC COM 89417E109 28584 529925 SH DEFINED 2 529925 0 0 TRAVELERS COMPANIES INC COM 89417E109 3913 72535 SH DEFINED 3 6278 5761 60496 TRAVELERS COMPANIES INC COM 89417E109 12775 236835 SH DEFINED 4 0 85975 150860 TRAVELERS COMPANIES INC COM 89417E109 16091 298310 SH DEFINED 5 298310 0 0 TRAVELERS COMPANIES INC COM 89417E109 1530 28361 SH DEFINED 7 0 28361 0 TRAVELERS COMPANIES INC COM 89417E109 960 17793 SH DEFINED 8 17043 750 0 TRAVELERS COMPANIES INC COM 89417E109 47 875 SH DEFINED 9 875 0 0 TRAVELERS COMPANIES INC COM 89417E109 105 1955 SH DEFINED 14 1955 0 0 TRAVELERS COMPANIES INC COM 89417E109 231 4275 SH DEFINED 15 4275 0 0 TRAVELERS COMPANIES INC COM 89417E109 0 6 SH DEFINED 16 6 0 0 TRAVELERS COMPANIES INC COM 89417E109 429 7953 SH DEFINED 18 7953 0 0 TRAVELERS COMPANIES INC COM 89417E109 14 255 SH DEFINED 5;1 255 0 0 TRAVELERS COMPANIES INC COM 89417E109 716 13282 SH DEFINED 2126 11156 0 SOCKET MOBILE INC COM NEW 83368E200 136 39540 SH DEFINED 16 39540 0 0 GRUPO AEROPORTUARIO DEL SURE SPON ADR SER B 40051E202 248 4777 SH DEFINED 3 4493 0 284 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 526 14162 SH DEFINED 3 0 0 14162 NEWS CORP CL B 65248E203 467 27448 SH DEFINED 2 27448 0 0 NEWS CORP CL B 65248E203 1164 68458 SH DEFINED 3 0 0 68458 NEWS CORP CL B 65248E203 21 1244 SH DEFINED 15 1244 0 0 NEWS CORP CL B 65248E203 48 2800 SH DEFINED 16 2800 0 0 BARCLAYS PLC ADR 06738E204 235 10791 SH DEFINED 2 10791 0 0 BARCLAYS PLC ADR 06738E204 1634 75118 SH DEFINED 3 23550 0 51568 BARCLAYS PLC ADR 06738E204 403 18536 SH DEFINED 5 18536 0 0 BARCLAYS PLC ADR 06738E204 30 1400 SH DEFINED 7 0 1400 0 BARCLAYS PLC ADR 06738E204 6 260 SH DEFINED 15 260 0 0 BARCLAYS PLC ADR 06738E204 187 8584 SH DEFINED 18 8584 0 0 BARCLAYS PLC ADR 06738E204 10 445 SH DEFINED 445 0 0 BARCLAYS PLC ADR 06738E204 1 25 SH SOLE 25 0 0 VALE S A ADR REPSTG PFD 91912E204 13925 501628 SH DEFINED 3 501562 0 66 VALE S A ADR REPSTG PFD 91912E204 134 4830 SH DEFINED 13 4830 0 0 VALE S A ADR REPSTG PFD 91912E204 555 20000 SH DEFINED 14 20000 0 0 VALE S A ADR REPSTG PFD 91912E204 67 2400 SH DEFINED 16 2400 0 0 VALE S A ADR REPSTG PFD 91912E204 10 378 SH DEFINED 18 378 0 0 VALE S A ADR REPSTG PFD 91912E204 11 397 SH DEFINED 397 0 0 J2 GLOBAL COMMUNICATIONS INC COM NEW 46626E205 459 19665 SH DEFINED 3 0 0 19665 J2 GLOBAL COMMUNICATIONS INC COM NEW 46626E205 3 119 SH DEFINED 5 119 0 0 NOVAGOLD RES INC COM NEW 66987E206 29 4000 SH DEFINED 3 0 0 4000 NOVAGOLD RES INC COM NEW 66987E206 24 3302 SH DEFINED 5 3302 0 0 NOVAGOLD RES INC COM NEW 6.70E+210 44 6100 CALL DEFINED 5 6100 0 0 NOVAGOLD RES INC COM NEW 6.70E+210 45 6300 PUT DEFINED 5 6300 0 0 NOVAGOLD RES INC COM NEW 6.70E+210 0 2 SH DEFINED 5 2 0 0 GT SOLAR INTL INC COM 3623E0209 258 49418 SH DEFINED 3 40400 0 9018 BHP BILLITON PLC SPONSORED ADR 05545E209 72536 1060000 SH DEFINED 1 1060000 0 0 BHP BILLITON PLC SPONSORED ADR 05545E209 15 216 SH DEFINED 3 0 0 216
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BHP BILLITON PLC SPONSORED ADR 05545E209 45 655 SH DEFINED 13 655 0 0 BHP BILLITON PLC SPONSORED ADR 05545E209 83 1210 SH DEFINED 18 1210 0 0 BHP BILLITON PLC SPONSORED ADR 05545E209 43 624 SH DEFINED 26 0 598 ZOOM TECHNOLOGIES INC COM NEW 98976E301 309 41466 SH DEFINED 3 0 0 41466 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 2229 83497 SH DEFINED 3 0 0 83497 ACCO BRANDS CORP COM 00081T108 4 580 SH DEFINED 2 580 0 0 ACCO BRANDS CORP COM 00081T108 6 766 SH DEFINED 3 0 0 766 ACCO BRANDS CORP COM 00081T108 3746 489000 SH DEFINED 4 0 315000 174000 AGCO CORP NOTE 1.250% 001084AM4 5946 5342000 PRN DEFINED 3 5292000 0 50000 AES CORP COM 00130H105 4127 375199 SH DEFINED 2 375199 0 0 AES CORP COM 00130H105 3911 355522 SH DEFINED 3 7386 0 348136 AES CORP COM 00130H105 6 500 SH DEFINED 5 500 0 0 AES CORP COM 00130H105 2331 211907 SH DEFINED 7 0 211907 0 AES CORP COM 00130H105 92 8330 SH DEFINED 8 0 8330 0 AES CORP COM 00130H105 13 1165 SH DEFINED 15 1165 0 0 AES CORP COM 00130H105 2 141 SH DEFINED 18 141 0 0 ALPS ETF TR C&S GLOBL ETF 00162Q106 3 100 SH DEFINED 3 0 0 100 ALPS ETF TR EQUAL SEC ETF 00162Q205 79 2417 SH DEFINED 3 0 0 2417 ALPS ETF TR JEFF CRB WILDC 00162Q809 4 100 SH DEFINED 3 0 0 100 AMB PROPERTY CORP COM 00163T109 6930 254400 SH DEFINED 1 254400 0 0 AMB PROPERTY CORP COM 00163T109 1185 43501 SH DEFINED 3 42048 0 1453 AMB PROPERTY CORP COM 00163T109 12 453 SH DEFINED 18 453 0 0 AMAG PHARMACEUTICALS INC COM 00163U106 135 3869 SH DEFINED 2 3869 0 0 AMR CORP NOTE 6.250 001765BC9 509 440000 PRN DEFINED 3 440000 0 0 AOL INC COM 00184X105 810 32035 SH DEFINED 3 30461 0 1574 AOL INC COM 00184X105 17 654 SH DEFINED 5 654 0 0 AOL INC COM 00184X105 1 55 SH DEFINED 7 0 55 0 AOL INC COM 00184X105 1 52 SH DEFINED 8 6 46 0 AOL INC COM 00184X105 338 13356 SH DEFINED 10 13356 0 0 AOL INC COM 00184X105 15 580 SH DEFINED 14 580 0 0 AOL INC COM 00184X105 13 514 SH DEFINED 15 514 0 0 AOL INC COM 00184X105 3 117 SH DEFINED 16 117 0 0 AOL INC COM 00184X105 3 127 SH DEFINED 18 127 0 0 AOL INC COM 00184X105 2 75 SH DEFINED 75 0 0 AOL INC COM 00184X105 10 390 SH SOLE 390 0 0 AT&T INC COM 00206R102 20714 801620 SH DEFINED 2 801620 0 0 AT&T INC COM 00206R102 37584 1454507 SH DEFINED 3 65253 91288 1297966 AT&T INC COM 00206R102 11301 437326 SH DEFINED 5 437326 0 0 AT&T INC COM 00206R102 28907 1118680 SH DEFINED 6 1118680 0 0 AT&T INC COM 00206R102 1299 50279 SH DEFINED 7 0 50279 0 AT&T INC COM 00206R102 560 21658 SH DEFINED 8 19878 1780 0 AT&T INC COM 00206R102 15 575 SH DEFINED 9 575 0 0 AT&T INC COM 00206R102 90 3500 SH DEFINED 10 3500 0 0 AT&T INC COM 00206R102 233 9000 SH DEFINED 11 9000 0 0 AT&T INC COM 00206R102 81 3117 SH DEFINED 13 3117 0 0 AT&T INC COM 00206R102 698 27012 SH DEFINED 14 27012 0 0 AT&T INC COM 00206R102 197 7605 SH DEFINED 15 7605 0 0 AT&T INC COM 00206R102 166 6420 SH DEFINED 16 6350 70 0 AT&T INC COM 00206R102 1693 65502 SH DEFINED 18 65502 0 0 AT&T INC COM 00206R102 1080 41812 SH DEFINED 20413 21399 0 AT&T INC COM 00206R102 23 880 SH SOLE 880 0 0 ATP OIL & GAS CORP COM 00208J108 12 642 SH DEFINED 2 642 0 0 ATP OIL & GAS CORP COM 00208J108 917 48776 SH DEFINED 3 47076 0 1700 ATP OIL & GAS CORP COM 00208J108 3137 166775 SH DEFINED 7 0 166775 0 ATP OIL & GAS CORP COM 00208J108 87 4600 SH DEFINED 8 0 4600 0 ATP OIL & GAS CORP COM 00208J108 18 945 SH DEFINED 15 945 0 0 ATP OIL & GAS CORP COM 00208J108 1 35 SH DEFINED 35 0 0 ATC TECHNOLOGY CORP COM 00211W104 241 14045 SH DEFINED 2 14045 0 0 ATC TECHNOLOGY CORP COM 00211W104 19 1113 SH DEFINED 3 0 0 1113 ATC TECHNOLOGY CORP COM 00211W104 549 32000 SH DEFINED 4 0 0 32000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ARCA BIOPHARMA INC COM 00211Y100 1 200 SH DEFINED 2 200 0 0 ARCA BIOPHARMA INC COM 00211Y100 0 71 SH DEFINED 3 0 0 71 AXT INC COM 00246W103 8 2500 SH DEFINED 3 0 0 2500 ABOVENET INC COM 00374N107 399 7865 SH DEFINED 2 7865 0 0 ABOVENET INC COM 00374N107 5 100 SH DEFINED 8 100 0 0 ABRAXIS BIOSCIENCE INC NEW COM 00383Y102 1036 20018 SH DEFINED 3 20018 0 0 ACTIVE POWER INC COM 00504W100 0 100 SH DEFINED 3 100 0 0 ACTIVIDENTITY CORP COM 00506P103 3 950 SH DEFINED 16 950 0 0 ACTIVIDENTITY CORP COM 00506P103 1 180 SH DEFINED 180 0 0 ACTIVISION BLIZZARD INC COM 00507V109 119 9881 SH DEFINED 2 9881 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1492 123798 SH DEFINED 3 84289 0 39509 ACTIVISION BLIZZARD INC COM 00507V109 2323 192795 SH DEFINED 5 192795 0 0 ACTIVISION BLIZZARD INC COM 00507V109 29 2400 SH DEFINED 7 0 2400 0 ACTIVISION BLIZZARD INC COM 00507V109 20 1677 SH DEFINED 8 1677 0 0 ACTIVISION BLIZZARD INC COM 00507V109 128 10645 SH DEFINED 18 10645 0 0 ACTUANT CORP CL A NEW 00508X203 385 19683 SH DEFINED 2 19683 0 0 ACTUANT CORP CL A NEW 00508X203 24 1237 SH DEFINED 3 0 0 1237 ACTUANT CORP CL A NEW 00508X203 9608 491480 SH DEFINED 4 0 390540 100940 ACTUANT CORP CL A NEW 00508X203 1 44 SH DEFINED 18 44 0 0 ACUITY BRANDS INC COM 00508Y102 8 200 SH DEFINED 3 0 0 200 ACUITY BRANDS INC COM 00508Y102 13 300 SH DEFINED 5 300 0 0 ADAPTEC INC COM 00651F108 1 200 SH DEFINED 3 0 0 200 ADOBE SYS INC COM 00724F101 1033 29200 SH DEFINED 1 29200 0 0 ADOBE SYS INC COM 00724F101 13869 392118 SH DEFINED 2 392118 0 0 ADOBE SYS INC COM 00724F101 3687 104245 SH DEFINED 3 32893 0 71352 ADOBE SYS INC COM 00724F101 339 9588 SH DEFINED 5 9588 0 0 ADOBE SYS INC COM 00724F101 38 1064 SH DEFINED 7 0 1064 0 ADOBE SYS INC COM 00724F101 413 11677 SH DEFINED 18 11677 0 0 ADOBE SYS INC COM 00724F101 2 64 SH SOLE 64 0 0 ADTRAN INC COM 00738A106 52 1972 SH DEFINED 3 0 0 1972 ADTRAN INC COM 00738A106 2024 76819 SH DEFINED 18 76819 0 0 ADVANCE AMER CASH ADVANCE CT COM 00739W107 16 2682 SH DEFINED 2 2682 0 0 ADVANCE AMER CASH ADVANCE CT COM 00739W107 8 1307 SH DEFINED 3 0 0 1307 ADVANCE AUTO PARTS INC COM 00751Y106 458 10918 SH DEFINED 2 10918 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 1119 26697 SH DEFINED 3 25897 0 800 ADVANCE AUTO PARTS INC COM 00751Y106 93 2226 SH DEFINED 5 2226 0 0 ADVANCED BATTERY TECHNOLOG I COM 00752H102 32 8316 SH DEFINED 3 8316 0 0 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 3 666 SH DEFINED 18 666 0 0 ADVANTEST CORP SPON ADR NEW 00762U200 3 103 SH DEFINED 15 103 0 0 ADVISORY BRD CO COM 00762W107 79 2498 SH DEFINED 2 2498 0 0 ADVISORY BRD CO COM 00762W107 8929 283465 SH DEFINED 4 0 224895 58570 ADVISORY BRD CO COM 00762W107 3 108 SH DEFINED 18 108 0 0 ADVENT CLAYMORE CV SECS & IN COM 00764C109 1787 106348 SH DEFINED 3 0 0 106348 ADVENTRX PHARMACEUTICALS INC COM 00764X103 1 6100 SH DEFINED 3 0 0 6100 ADVANTAGE OIL & GAS LTD COM 00765F101 917 135000 SH DEFINED 1 135000 0 0 ADVANTAGE OIL & GAS LTD COM 00765F101 49 7150 SH DEFINED 2 7150 0 0 ADVANTAGE OIL & GAS LTD COM 00765F101 97 14288 SH DEFINED 3 0 0 14288 ADVANTAGE OIL & GAS LTD COM 00765F101 51 7500 CALL DEFINED 5 7500 0 0 ADVANTAGE OIL & GAS LTD COM 00765F101 27 4000 PUT DEFINED 5 4000 0 0 ADVANTAGE OIL & GAS LTD COM 00765F101 634 93331 SH DEFINED 5 93331 0 0 ADVANTAGE OIL & GAS LTD COM 00765F101 1675 246700 SH DEFINED 6 246700 0 0 ADVANTAGE OIL & GAS LTD COM 00765F101 7 1000 SH DEFINED 7 0 1000 0 ADVANTAGE OIL & GAS LTD COM 00765F101 117 17193 SH DEFINED 8 17193 0 0 ADVANTAGE OIL & GAS LTD COM 00765F101 10 1500 SH DEFINED 16 1500 0 0 ADVANTAGE OIL & GAS LTD COM 00765F101 14 2063 SH DEFINED 5;1 2063 0 0 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 338 11918 SH DEFINED 2 11918 0 0 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 1112 39205 SH DEFINED 3 32165 0 7040 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 84 2944 SH DEFINED 5 2944 0 0 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 113 4000 SH DEFINED 7 0 4000 0 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 4 130 SH DEFINED 18 130 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ADVANSOURCE BIOMATERIALS COR COM 00767T109 0 1490 SH DEFINED 3 0 0 1490 ADVANCED MICRO DEVICES INC NOTE 6.000% 007903AL1 328 339000 PRN DEFINED 3 339000 0 0 AES TR III PFD CV 6.75% 00808N202 104 2300 PRN DEFINED 3 0 0 2300 AETNA INC NEW COM 00817Y108 5452 155287 SH DEFINED 2 155287 0 0 AETNA INC NEW COM 00817Y108 2406 68531 SH DEFINED 3 61508 0 7023 AETNA INC NEW COM 00817Y108 2214 63045 SH DEFINED 5 63045 0 0 AETNA INC NEW COM 00817Y108 42 1200 SH DEFINED 7 0 1200 0 AETNA INC NEW COM 00817Y108 39 1100 SH DEFINED 8 1100 0 0 AETNA INC NEW COM 00817Y108 213 6075 SH DEFINED 14 6075 0 0 AETNA INC NEW COM 00817Y108 345 9827 SH DEFINED 18 9827 0 0 AETNA INC NEW COM 00817Y108 181 5160 SH DEFINED 2868 0 2292 AFFYMETRIX INC COM 00826T108 6 838 SH DEFINED 2 838 0 0 AFFYMETRIX INC COM 00826T108 1 100 SH DEFINED 3 0 0 100 AFFYMETRIX INC COM 00826T108 4 500 SH DEFINED 5 500 0 0 AFFYMETRIX INC COM 00826T108 11 1519 SH DEFINED 18 1519 0 0 AFFYMETRIX INC NOTE 3.500% 00826TAG3 1731 1913000 PRN DEFINED 3 1913000 0 0 AGFEED INDUSTRIES INC COM 00846L101 334 75530 SH DEFINED 3 0 0 75530 AGFEED INDUSTRIES INC COM 00846L101 1 200 SH DEFINED 7 0 200 0 AGFEED INDUSTRIES INC COM 00846L101 177 40000 SH DEFINED 16 40000 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 4958 144162 SH DEFINED 2 144162 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 873 25392 SH DEFINED 3 3840 0 21552 AGILENT TECHNOLOGIES INC COM 00846U101 42 1217 SH DEFINED 5 1217 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 169 4915 SH DEFINED 7 0 4915 0 AGILENT TECHNOLOGIES INC COM 00846U101 7 200 SH DEFINED 8 0 200 0 AGILENT TECHNOLOGIES INC COM 00846U101 74 2157 SH DEFINED 10 2157 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 38 1100 SH DEFINED 17 0 0 1100 AGILENT TECHNOLOGIES INC COM 00846U101 59 1710 SH DEFINED 18 1710 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 79 2292 SH DEFINED 2292 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 927 26944 SH SOLE 26944 0 0 AGILYSYS INC COM 00847J105 458 41000 SH DEFINED 4 0 0 41000 AIRTRAN HLDGS INC COM 00949P108 606 119202 SH DEFINED 2 119202 0 0 AIRTRAN HLDGS INC COM 00949P108 563 110895 SH DEFINED 3 110000 0 895 AKAMAI TECHNOLOGIES INC COM 00971T101 1886 60014 SH DEFINED 2 60014 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 266 8456 SH DEFINED 3 1903 0 6553 AKAMAI TECHNOLOGIES INC COM 00971T101 1395 44400 SH DEFINED 4 0 6900 37500 AKAMAI TECHNOLOGIES INC COM 00971T101 1914 60910 SH DEFINED 7 0 60910 0 AKAMAI TECHNOLOGIES INC COM 00971T101 80 2560 SH DEFINED 8 0 2560 0 AKAMAI TECHNOLOGIES INC COM 00971T101 11 345 SH DEFINED 15 345 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 14 454 SH DEFINED 18 454 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 79 2500 SH DEFINED 2500 0 0 ALASKA COMMUNICATIONS SYS GR COM 01167P101 45 5508 SH DEFINED 2 5508 0 0 ALASKA COMMUNICATIONS SYS GR COM 01167P101 23 2867 SH DEFINED 3 0 0 2867 ALASKA COMMUNICATIONS SYS GR COM 01167P101 50 6108 SH DEFINED 5 6108 0 0 ALCOA INC NOTE 5.250% 013817AT8 66130 28648000 PRN DEFINED 3 28648000 0 0 ALKERMES INC COM 01642T108 1044 80500 SH DEFINED 1 80500 0 0 ALKERMES INC COM 01642T108 538 41450 SH DEFINED 3 0 0 41450 ALLEGHENY TECHNOLOGIES INC COM 01741R102 27681 512700 SH DEFINED 1 512700 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 2470 45758 SH DEFINED 2 45758 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 10798 200000 CALL DEFINED 3 200000 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 196 3625 SH DEFINED 3 2379 0 1246 ALLEGHENY TECHNOLOGIES INC COM 01741R102 257 4755 SH DEFINED 7 0 4755 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 13 240 SH DEFINED 8 0 240 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 106 1960 SH DEFINED 10 1960 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 53 980 SH DEFINED 17 0 0 980 ALLEGHENY TECHNOLOGIES INC COM 01741R102 67 1233 SH DEFINED 18 1233 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 17 314 SH DEFINED 314 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 1323 24510 SH SOLE 24510 0 0 ALLEGHENY TECHNOLOGIES INC NOTE 4.250% 01741RAD4 1646 1118000 PRN DEFINED 3 1112000 0 6000 ALLEGIANT TRAVEL CO COM 01748X102 107 1846 SH DEFINED 3 0 0 1846 ALLERGAN INC NOTE 1.500% 018490AL6 7 6000 PRN DEFINED 3 0 0 6000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ALLIANCE HOLDINGS GP LP COM UNITS LP 01861G100 1729 53600 SH DEFINED 3 53600 0 0 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 1006 72190 SH DEFINED 3 0 0 72190 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 614 14662 SH DEFINED 2 14662 0 0 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 29 700 SH DEFINED 3 0 0 700 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 41 980 SH DEFINED 5 980 0 0 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 8 200 SH DEFINED 200 0 0 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 2462 173028 SH DEFINED 3 0 0 173028 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 64 4500 SH DEFINED 18 4500 0 0 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 764 24917 SH DEFINED 3 0 0 24917 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 77 2520 SH DEFINED 5 2520 0 0 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 2975 97022 SH DEFINED 6 97022 0 0 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 335 10917 SH DEFINED 10917 0 0 ALLIED CAP CORP NEW COM 01903Q108 3 557 SH DEFINED 5 557 0 0 ALLIED HEALTHCARE INTL INC COM 01923A109 348 128000 SH DEFINED 4 0 0 128000 ALLSCRIPT MISYS HEALTCAR SOL COM 01988P108 166 8471 SH DEFINED 3 167 0 8304 ALLSCRIPT MISYS HEALTCAR SOL COM 01988P108 13415 685113 SH DEFINED 4 0 545223 139890 ALLSCRIPT MISYS HEALTCAR SOL COM 01988P108 3 150 SH DEFINED 8 150 0 0 ALLSCRIPT MISYS HEALTCAR SOL COM 01988P108 11 546 SH DEFINED 18 546 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 250 14669 SH DEFINED 2 14669 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 196 11500 SH DEFINED 3 0 0 11500 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 9 500 SH DEFINED 5 500 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 2131 125202 SH DEFINED 7 0 125202 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 87 5127 SH DEFINED 8 0 5127 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 13 770 SH DEFINED 15 770 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 4 216 SH DEFINED 18 216 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 13311 266800 SH DEFINED 1 266800 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 42 845 SH DEFINED 2 845 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 1164 23341 SH DEFINED 3 819 0 22522 ALPHA NATURAL RESOURCES INC COM 02076X102 470 9420 SH DEFINED 5 9420 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 50 1010 SH DEFINED 18 1010 0 0 ALPHATEC HOLDINGS INC COM 02081G102 136 21300 SH DEFINED 3 0 0 21300 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 520 79102 SH DEFINED 3 1 1 79100 ALTRA HOLDINGS INC COM 02208R106 467 34000 SH DEFINED 4 0 0 34000 ALTRA HOLDINGS INC COM 02208R106 2 180 SH DEFINED 18 180 0 0 ALTRIA GROUP INC COM 02209S103 376 18300 SH DEFINED 2 18300 0 0 ALTRIA GROUP INC COM 02209S103 16454 801871 SH DEFINED 3 304069 0 497802 ALTRIA GROUP INC COM 02209S103 4306 209860 SH DEFINED 5 209860 0 0 ALTRIA GROUP INC COM 02209S103 38 1860 SH DEFINED 7 0 1860 0 ALTRIA GROUP INC COM 02209S103 324 15786 SH DEFINED 8 15786 0 0 ALTRIA GROUP INC COM 02209S103 259 12635 SH DEFINED 10 12635 0 0 ALTRIA GROUP INC COM 02209S103 62 3000 SH DEFINED 13 3000 0 0 ALTRIA GROUP INC COM 02209S103 10740 523371 SH DEFINED 14 523371 0 0 ALTRIA GROUP INC COM 02209S103 269 13090 SH DEFINED 15 13090 0 0 ALTRIA GROUP INC COM 02209S103 377 18394 SH DEFINED 16 18394 0 0 ALTRIA GROUP INC COM 02209S103 2882 140452 SH DEFINED 18 140452 0 0 ALTRIA GROUP INC COM 02209S103 645 31421 SH DEFINED 8606 22815 0 ALTRIA GROUP INC COM 02209S103 439 21413 SH SOLE 21413 0 0 ALZA CORP SDCV 02261WAB5 5 5000 PRN DEFINED 3 0 0 5000 AMCOL INTL CORP COM 02341W103 2 76 SH DEFINED 3 0 0 76 AMDOCS LTD NOTE 0.500% 02342TAD1 3 4000 PRN DEFINED 3 0 0 4000 AMERICA SVC GROUP INC COM 02364L109 1453 90331 SH DEFINED 3 88300 0 2031 AMERICA FIRST TAX EX IVS L P BEN UNIT CTF 02364V107 3484 596546 SH DEFINED 3 565371 0 31175 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 9071 180200 SH DEFINED 1 180200 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1162 23085 SH DEFINED 3 0 0 23085 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1195 23739 SH DEFINED 5 23739 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 298 5915 SH DEFINED 7 0 5915 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 19 380 SH DEFINED 8 0 380 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 94 1858 SH DEFINED 10 1858 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 544 10800 SH DEFINED 14 10800 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 26 525 SH DEFINED 16 525 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 47 940 SH DEFINED 17 0 0 940 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 31 618 SH DEFINED 18 618 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 10 200 SH DEFINED 200 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1215 24144 SH SOLE 24144 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 4842 189145 SH DEFINED 3 0 0 189145 AMERICAN CAPITAL AGENCY CORP COM 02503X105 67 2632 SH DEFINED 5 2632 0 0 AMERICAN CAP LTD COM 02503Y103 462 91008 SH DEFINED 3 127 0 90881 AMERICAN CAP LTD COM 02503Y103 26 5181 SH DEFINED 5 5181 0 0 AMERICAN CAP LTD COM 02503Y103 27 5329 SH DEFINED 13 5329 0 0 AMERICAN CAP LTD COM 02503Y103 6 1274 SH DEFINED 16 1274 0 0 AMERICAN INCOME FD INC COM 02672T109 65 7838 SH DEFINED 3 0 0 7838 AMERICAN MED SYS HLDGS INC COM 02744M108 185 9949 SH DEFINED 2 9949 0 0 AMERICAN MED SYS HLDGS INC NOTE 3.250% 02744MAA6 4 4000 PRN DEFINED 3 4000 0 0 AMERICAN MED SYS HLDGS INC NOTE 4.000% 02744MAB4 27 23000 PRN DEFINED 3 23000 0 0 AMERICAN PUBLIC EDUCATION IN COM 02913V103 128 2750 SH DEFINED 3 0 0 2750 AMERICAN PUBLIC EDUCATION IN COM 02913V103 3 72 SH DEFINED 18 72 0 0 AMERICAN STRATEGIC INCOME II COM 03009T101 159 17081 SH DEFINED 3 0 0 17081 AMERICREDIT CORP COM 03060R101 759 31952 SH DEFINED 3 26987 0 4965 AMERICAS CAR MART INC COM 03062T105 95 3943 SH DEFINED 2 3943 0 0 AMERICAS CAR MART INC COM 03062T105 151 6253 SH DEFINED 3 0 0 6253 AMERICAS CAR MART INC COM 03062T105 663 27500 SH DEFINED 4 0 0 27500 AMERIGON INC COM 03070L300 150 14908 SH DEFINED 3 0 0 14908 AMERISTAR CASINOS INC COM 03070Q101 16 900 SH DEFINED 16 900 0 0 AMERISAFE INC COM 03071H100 113 6919 SH DEFINED 2 6919 0 0 AMERISAFE INC COM 03071H100 4 240 SH DEFINED 3 0 0 240 AMERISAFE INC COM 03071H100 2978 181900 SH DEFINED 4 0 117300 64600 AMERIGROUP CORP COM 03073T102 808 24305 SH DEFINED 2 24305 0 0 AMERIPRISE FINL INC COM 03076C106 4874 107452 SH DEFINED 2 107452 0 0 AMERIPRISE FINL INC COM 03076C106 261 5756 SH DEFINED 3 2855 0 2901 AMERIPRISE FINL INC COM 03076C106 348 7670 SH DEFINED 4 0 7670 0 AMERIPRISE FINL INC COM 03076C106 245 5393 SH DEFINED 5 5393 0 0 AMERIPRISE FINL INC COM 03076C106 492 10845 SH DEFINED 7 0 10845 0 AMERIPRISE FINL INC COM 03076C106 158 3485 SH DEFINED 8 0 3485 0 AMERIPRISE FINL INC COM 03076C106 23 510 SH DEFINED 11 510 0 0 AMERIPRISE FINL INC COM 03076C106 45 1000 SH DEFINED 14 1000 0 0 AMERIPRISE FINL INC COM 03076C106 18 400 SH DEFINED 15 400 0 0 AMERIPRISE FINL INC COM 03076C106 5 100 SH DEFINED 16 100 0 0 AMERIPRISE FINL INC COM 03076C106 78 1728 SH DEFINED 18 1728 0 0 AMERIPRISE FINL INC COM 03076C106 2 50 SH DEFINED 50 0 0 AMERIS BANCORP COM 03076K108 617 68338 SH DEFINED 4 0 0 68338 AMGEN INC NOTE 031162AL4 368 490000 PRN DEFINED 3 490000 0 0 AMGEN INC NOTE 0.125% 031162AN0 2850 2877000 PRN DEFINED 3 2530000 0 347000 AMGEN INC NOTE 0.375% 031162AQ3 2806 2762000 PRN DEFINED 3 2752000 0 10000 AMICUS THERAPEUTICS INC COM 03152W109 24 7500 SH DEFINED 3 0 0 7500 AMSURG CORP COM 03232P405 842 39009 SH DEFINED 2 39009 0 0 AMYLIN PHARMACEUTICALS INC NOTE 2.500% 032346AD0 138 135000 PRN DEFINED 3 135000 0 0 ANGEION CORP COM 03462H404 0 20 SH DEFINED 3 0 0 20 ANGIODYNAMICS INC COM 03475V101 339 21691 SH DEFINED 2 21691 0 0 ANGIODYNAMICS INC COM 03475V101 21 1354 SH DEFINED 3 0 0 1354 ANGIODYNAMICS INC COM 03475V101 719 46000 SH DEFINED 4 0 0 46000 ANGIODYNAMICS INC COM 03475V101 10 609 SH DEFINED 18 609 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 11 223 SH DEFINED 3 0 0 223 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 2466 48872 SH DEFINED 5 48872 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 53 1056 SH DEFINED 8 1056 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 14 268 SH DEFINED 18 268 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 8468 167846 SH DEFINED 5;1 167846 0 0 ANIXTER INTL INC NOTE 1.000% 035290AJ4 3 3000 PRN DEFINED 3 0 0 3000 ANNALY CAP MGMT INC NOTE 4.000% 035710AA0 9875 10000000 PRN DEFINED 3 10000000 0 0 ANSYS INC COM 03662Q105 1048 24278 SH DEFINED 2 24278 0 0 ANSYS INC COM 03662Q105 1095 25351 SH DEFINED 3 25318 0 33
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ANSYS INC COM 03662Q105 22693 525475 SH DEFINED 4 0 406635 118840 ANSYS INC COM 03662Q105 59 1365 SH DEFINED 18 1365 0 0 ANSWERS CORP COM 03662X100 9 1063 SH DEFINED 3 0 0 1063 A123 SYS INC COM 03739T108 218 15881 SH DEFINED 3 76 0 15805 A123 SYS INC COM 03739T108 16 1200 SH DEFINED 5 1200 0 0 A123 SYS INC COM 03739T108 19 1400 SH DEFINED 7 0 1400 0 APARTMENT INVT & MGMT CO CL A 03748R101 920 49986 SH DEFINED 2 49986 0 0 APARTMENT INVT & MGMT CO CL A 03748R101 81 4407 SH DEFINED 3 1295 0 3112 APARTMENT INVT & MGMT CO CL A 03748R101 197 10678 SH DEFINED 5 10678 0 0 APOGENT TECHNOLOGIES INC DBCV 03760AAK7 24 14000 PRN DEFINED 3 9000 0 5000 APOLLO INVT CORP COM 03761U106 3473 272800 SH DEFINED 1 272800 0 0 APOLLO INVT CORP COM 03761U106 2366 185852 SH DEFINED 3 0 0 185852 APOLLO INVT CORP COM 03761U106 20 1610 SH DEFINED 4 0 1610 0 APOLLO INVT CORP COM 03761U106 38 3000 SH DEFINED 5 3000 0 0 APOLLO INVT CORP COM 03761U106 1 70 SH DEFINED 18 70 0 0 APOLLO INVT CORP COM 03761U106 0 6 SH DEFINED 6 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 1169 64918 SH DEFINED 3 0 0 64918 APPLIANCE RECYCLING CTRS AME COM NEW 03814F205 1 250 SH DEFINED 3 0 0 250 APPLIED ENERGETICS INC COM 03819M106 15 20000 SH DEFINED 5 20000 0 0 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 479 55541 SH DEFINED 2 55541 0 0 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 45 5172 SH DEFINED 3 0 0 5172 AQUA AMERICA INC COM 03836W103 547 31119 SH DEFINED 2 31119 0 0 AQUA AMERICA INC COM 03836W103 2821 160576 SH DEFINED 3 52911 0 107665 ARBITRON INC COM 03875Q108 7 280 SH DEFINED 18 280 0 0 ARCH CHEMICALS INC COM 03937R102 7 200 SH DEFINED 3 0 0 200 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 84 1913 SH DEFINED 2 1913 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 41 940 SH DEFINED 3 0 0 940 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 1940 44181 SH DEFINED 5 44181 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 13 300 SH DEFINED 8 300 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 30 692 SH DEFINED 18 692 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 82 1862 SH DEFINED 910 952 0 ARCELORMITTAL SA LUXEMBOURG NOTE 5.000% 03938LAK0 31750 20000000 PRN DEFINED 3 20000000 0 0 ARCHER DANIELS MIDLAND CO NOTE 0.875% 039483AW2 300 303000 PRN DEFINED 3 297000 0 6000 ARES CAP CORP COM 04010L103 1722 116198 SH DEFINED 3 0 0 116198 ARES CAP CORP COM 04010L103 4577 308840 SH DEFINED 4 0 161840 147000 ARES CAP CORP COM 04010L103 1 54 SH DEFINED 18 54 0 0 ARIAD PHARMACEUTICALS INC COM 04033A100 0 50 SH DEFINED 3 0 0 50 ARIBA INC COM NEW 04033V203 196 15262 SH DEFINED 2 15262 0 0 ARIBA INC COM NEW 04033V203 20 1526 SH DEFINED 3 0 0 1526 ARMSTRONG WORLD INDS INC NEW COM 04247X102 26 716 SH DEFINED 3 55 0 661 ARRIS GROUP INC COM 04269Q100 141 11714 SH DEFINED 3 0 0 11714 ART TECHNOLOGY GROUP INC COM 04289L107 7 1500 SH DEFINED 3 0 0 1500 ASIA TIGERS FD INC COM 04516T105 10 500 SH DEFINED 3 0 0 500 ASIA TIGERS FD INC COM 04516T105 106 5536 SH DEFINED 5 5536 0 0 ASIAINFO HLDGS INC COM 04518A104 331 12515 SH DEFINED 2 12515 0 0 ASIAINFO HLDGS INC COM 04518A104 48 1806 SH DEFINED 3 0 0 1806 ASSET ACCEP CAP CORP COM 04543P100 2 264 SH DEFINED 2 264 0 0 ASSISTED LIVING CONCPT NEV N CL A NEW 04544X300 6 177 SH DEFINED 3 0 0 177 ASSISTED LIVING CONCPT NEV N CL A NEW 04544X300 7 220 SH DEFINED 5 220 0 0 ASSISTED LIVING CONCPT NEV N CL A NEW 04544X300 91 2783 SH DEFINED 7 0 2783 0 ASSURANT INC COM 04621X108 1758 51127 SH DEFINED 2 51127 0 0 ASSURANT INC COM 04621X108 92 2662 SH DEFINED 3 1292 0 1370 ATHENAHEALTH INC COM 04685W103 218 5968 SH DEFINED 2 5968 0 0 ATHENAHEALTH INC COM 04685W103 106 2900 SH DEFINED 3 0 0 2900 ATHEROS COMMUNICATIONS INC COM 04743P108 7227 186700 SH DEFINED 1 186700 0 0 ATHEROS COMMUNICATIONS INC COM 04743P108 126 3247 SH DEFINED 3 0 0 3247 ATHEROS COMMUNICATIONS INC COM 04743P108 472 12203 SH DEFINED 10 12203 0 0 ATHEROS COMMUNICATIONS INC COM 04743P108 14 355 SH SOLE 355 0 0 ATLAS PIPELINE HOLDINGS LP COM UNITS LP 04939R108 45 7159 SH DEFINED 3 0 0 7159 AURIZON MINES LTD COM 05155P106 4139 869600 SH DEFINED 1 869600 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- AURIZON MINES LTD COM 05155P106 5 1000 SH DEFINED 3 0 0 1000 AURIZON MINES LTD COM 05155P106 29 6100 CALL DEFINED 5 6100 0 0 AURIZON MINES LTD COM 05155P106 14 3000 PUT DEFINED 5 3000 0 0 AURIZON MINES LTD COM 05155P106 37 7726 SH DEFINED 5 7726 0 0 AUTONATION INC COM 05329W102 2015 111474 SH DEFINED 2 111474 0 0 AUTONATION INC COM 05329W102 215 11902 SH DEFINED 3 952 0 10950 AUTONATION INC COM 05329W102 14 800 SH DEFINED 16 800 0 0 AUXILIUM PHARMACEUTICALS INC COM 05334D107 171 5495 SH DEFINED 2 5495 0 0 AUXILIUM PHARMACEUTICALS INC COM 05334D107 16 500 SH DEFINED 3 0 0 500 AVIAT NETWORKS INC COM 05366Y102 42 6397 SH DEFINED 3 0 0 6397 AVIAT NETWORKS INC COM 05366Y102 7 1000 SH DEFINED 5 1000 0 0 AVID TECHNOLOGY INC COM 05367P100 88 6407 SH DEFINED 2 6407 0 0 AVID TECHNOLOGY INC COM 05367P100 6 405 SH DEFINED 3 0 0 405 AVID TECHNOLOGY INC COM 05367P100 17 1200 SH DEFINED 16 1200 0 0 AVISTA CORP COM 05379B107 1013 48915 SH DEFINED 2 48915 0 0 AVISTA CORP COM 05379B107 727 35111 SH DEFINED 3 0 0 35111 B & G FOODS INC NEW CL A 05508R106 219 20863 SH DEFINED 3 1200 0 19663 BCE INC COM NEW 05534B760 342739 11677650 SH DEFINED 1 11677650 0 0 BCE INC COM NEW 05534B760 1000 34080 SH DEFINED 2 34080 0 0 BCE INC COM NEW 05534B760 4385 149415 SH DEFINED 3 0 0 149415 BCE INC COM NEW 05534B760 4300 146500 CALL DEFINED 5 146500 0 0 BCE INC COM NEW 05534B760 1374 46800 PUT DEFINED 5 46800 0 0 BCE INC COM NEW 05534B760 227348 7746101 SH DEFINED 5 7746101 0 0 BCE INC COM NEW 05534B760 10827 368904 SH DEFINED 6 368904 0 0 BCE INC COM NEW 05534B760 54382 1852895 SH DEFINED 7 0 1852895 0 BCE INC COM NEW 05534B760 6087 207379 SH DEFINED 8 178393 28986 0 BCE INC COM NEW 05534B760 2304 78488 SH DEFINED 9 78488 0 0 BCE INC COM NEW 05534B760 143 4871 SH DEFINED 15 4871 0 0 BCE INC COM NEW 05534B760 326 11097 SH DEFINED 17 0 0 11097 BCE INC COM NEW 05534B760 114 3900 SH DEFINED 18 3900 0 0 BCE INC COM NEW 05534B760 29 997 SH DEFINED 5;1 997 0 0 BCE INC COM NEW 05534B760 1300 44294 SH DEFINED 44294 0 0 BCE INC COM NEW 05534B760 615440 20969006 SH SOLE 20969006 0 0 BJS WHOLESALE CLUB INC COM 05548J106 6339 171383 SH DEFINED 3 170603 0 780 BJS WHOLESALE CLUB INC COM 05548J106 257 6940 SH DEFINED 4 0 6940 0 BJS WHOLESALE CLUB INC COM 05548J106 8 205 SH DEFINED 5 205 0 0 BJS WHOLESALE CLUB INC COM 05548J106 52 1418 SH DEFINED 18 1418 0 0 BOK FINL CORP COM NEW 05561Q201 4 75 SH DEFINED 3 54 0 21 BALLY TECHNOLOGIES INC COM 05874B107 149 3671 SH DEFINED 2 3671 0 0 BALLY TECHNOLOGIES INC COM 05874B107 58 1434 SH DEFINED 3 0 0 1434 BANCFIRST CORP COM 05945F103 1 29 SH DEFINED 3 0 0 29 BANCFIRST CORP COM 05945F103 10 240 SH DEFINED 18 240 0 0 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 923 67419 SH DEFINED 2 67419 0 0 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 14 1054 SH DEFINED 3 0 0 1054 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 78 5691 SH DEFINED 5 5691 0 0 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 4 323 SH DEFINED 7 0 323 0 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 4 310 SH DEFINED 18 310 0 0 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 9179 670495 SH DEFINED 5;1 670495 0 0 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 20 1474 SH DEFINED 0 0 1474 BANCO SANTANDER SA ADR 05964H105 929 69987 SH DEFINED 2 69987 0 0 BANCO SANTANDER SA ADR 05964H105 1460 109997 SH DEFINED 3 29000 0 80997 BANCO SANTANDER SA ADR 05964H105 2449 184524 SH DEFINED 5 184524 0 0 BANCO SANTANDER SA ADR 05964H105 5 410 SH DEFINED 7 0 410 0 BANCO SANTANDER SA ADR 05964H105 94 7064 SH DEFINED 8 7064 0 0 BANCO SANTANDER SA ADR 05964H105 23 1752 SH DEFINED 16 1752 0 0 BANCO SANTANDER SA ADR 05964H105 89 6718 SH DEFINED 18 6718 0 0 BANCO SANTANDER SA ADR 05964H105 7083 533749 SH DEFINED 5;1 533749 0 0 BANCO SANTANDER SA ADR 05964H105 231 17409 SH DEFINED 13507 3902 0 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 2978 43660 SH DEFINED 3 43378 0 282 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 2 36 SH DEFINED 18 36 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 613 49300 SH DEFINED 3 49300 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 23968 1928200 SH DEFINED 6 1928200 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 26 2131 SH DEFINED 18 2131 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 14 300 SH DEFINED 2 300 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 170 3723 SH DEFINED 3 0 0 3723 BANCORP INC DEL COM 05969A105 45 5086 SH DEFINED 3 0 0 5086 BANCORP INC DEL COM 05969A105 628 70600 SH DEFINED 4 0 0 70600 BANNER CORP COM 06652V109 2 400 SH DEFINED 3 400 0 0 BANNER CORP COM 06652V109 252 65600 SH DEFINED 4 0 0 65600 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 25007 627373 SH DEFINED 3 0 554596 72777 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 32 791 SH DEFINED 5 791 0 0 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 182 4572 SH DEFINED 18 4572 0 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 576 21588 SH DEFINED 3 0 0 21588 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 35 1306 SH DEFINED 5 1306 0 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 29 1100 SH DEFINED 7 0 1100 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 159 5978 SH DEFINED 13 5978 0 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 267 10000 SH DEFINED 10000 0 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 37 1400 SH SOLE 1400 0 0 BARCLAYS BK PLC ETN DJUBS IND MT 06738G407 128 2982 SH DEFINED 3 0 0 2982 BARCLAYS BK PLC ETN DJUBS IND MT 06738G407 317 7381 SH DEFINED 5 7381 0 0 BARCLAYS BK PLC ETN DJUBS COPR37 06739F101 238 4927 SH DEFINED 3 0 0 4927 BARCLAYS BK PLC ETN DJUBS COPR37 06739F101 323 6696 SH DEFINED 5 6696 0 0 BARCLAYS BK PLC ETN DJUBS COPR37 06739F101 82 1700 SH DEFINED 1700 0 0 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 2840 42482 SH DEFINED 3 8010 0 34472 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 840 12565 SH DEFINED 5 12565 0 0 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 196 2936 SH DEFINED 13 2936 0 0 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 428 6400 SH SOLE 6400 0 0 BARCLAYS BK PLC ADR 2 PREF 2 06739F390 264 11650 PRN DEFINED 3 0 0 11650 BARCLAYS BK PLC ADR 2 PREF 2 06739F390 256 11292 PRN DEFINED 5 11292 0 0 BARCLAYS BK PLC ADR 2 PREF 2 06739F390 136 6000 PRN DEFINED 16 6000 0 0 BARCLAYS BK PLC ADR 2 PREF 2 06739F390 102 4500 PRN SOLE 4500 0 0 BARCLAYS BANK PLC ETN DJUBS SGAR38 06739H214 96 2013 SH DEFINED 3 0 0 2013 BARCLAYS BANK PLC ETN DJUBSPLATM38 06739H255 247 6253 SH DEFINED 3 0 0 6253 BARCLAYS BANK PLC ETN DJUBSPLATM38 06739H255 108 2728 SH DEFINED 5 2728 0 0 BARCLAYS BANK PLC ETN DJUBSPLATM38 06739H255 406 10300 SH DEFINED 10300 0 0 BARCLAYS BANK PLC ETN DJUBSCOTTN38 06739H271 39 1000 SH DEFINED 3 0 0 1000 BARCLAYS BANK PLC ETN DJUBS GRNS37 06739H305 9 272 SH DEFINED 3 0 0 272 BARCLAYS BANK PLC ETN DJUBS GRNS37 06739H305 448 13177 SH DEFINED 5 13177 0 0 BARCLAYS BANK PLC ETN DJUBS GRNS37 06739H305 7 200 SH DEFINED 8 200 0 0 BARCLAYS BANK PLC ETN DJUBSALUMI38 06739H321 115 3541 SH DEFINED 3 0 0 3541 BARCLAYS BANK PLC ADR PFD SR 5 06739H362 865 33600 PRN DEFINED 3 0 0 33600 BARCLAYS BANK PLC ADR PFD SR 5 06739H362 13 500 PRN DEFINED 5 500 0 0 BARCLAYS BANK PLC ADR PFD SR 5 06739H362 505 19600 PRN SOLE 19600 0 0 BARCLAYS BANK PLC CARRY ETN 38 06739H412 165 3542 SH DEFINED 3 0 0 3542 BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 2339 93354 PRN DEFINED 3 0 0 93354 BARCLAYS BANK PLC ETN DJUBS NAT37 06739H644 113 11925 SH DEFINED 3 0 0 11925 BARCLAYS BANK PLC ETN DJUBS NAT37 06739H644 10 1074 SH DEFINED 5 1074 0 0 BARCLAYS BANK PLC ETN DJUBSLVSTK37 06739H743 3 100 SH DEFINED 3 0 0 100 BARCLAYS BANK PLC ETN DJUBSLVSTK37 06739H743 7 218 SH DEFINED 5 218 0 0 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 587 24082 PRN DEFINED 3 0 0 24082 BARCLAYS BK PLC IPATH S&P ETN 06740C519 24 350 SH DEFINED 3 0 0 350 BARCLAYS BK PLC IPATH SHRT ETN 06740C527 67 3175 SH DEFINED 3 0 0 3175 BARCLAYS BK PLC IPATH SHRT ETN 06740C527 80 3800 SH DEFINED 5 3800 0 0 BARCLAYS BK PLC IPATH SHRT ETN 06740C527 84 4000 SH DEFINED 14 4000 0 0 BARCLAYS BK PLC IPATH SHRT ETN 06740C527 168 8000 SH DEFINED 17 0 0 8000 BARRETT BILL CORP COM 06846N104 1735 56498 SH DEFINED 2 56498 0 0 BARRETT BILL CORP COM 06846N104 141 4600 SH DEFINED 3 0 0 4600 BARRETT BILL CORP NOTE 5.000% 06846NAA2 277 280000 PRN DEFINED 3 260000 0 20000 BASIC ENERGY SVCS INC NEW COM 06985P100 70 9133 SH DEFINED 2 9133 0 0 BEAZER HOMES USA INC COM 07556Q105 10 2200 SH DEFINED 3 0 0 2200
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BEAZER HOMES USA INC NOTE 4.625% 07556QAL9 7983 8225000 PRN DEFINED 3 8225000 0 0 BECKMAN COULTER INC NOTE 2.500% 075811AD1 6 5000 PRN DEFINED 3 0 0 5000 BENCHMARK ELECTRS INC COM 08160H101 644 31051 SH DEFINED 2 31051 0 0 BENCHMARK ELECTRS INC COM 08160H101 4 200 SH DEFINED 3 0 0 200 BENCHMARK ELECTRS INC COM 08160H101 19 921 SH DEFINED 18 921 0 0 BENEFICIAL MUTUAL BANCORP IN COM 08173R104 120 12618 SH DEFINED 2 12618 0 0 BEST BUY INC SDCV 2.250% 086516AF8 8 7000 PRN DEFINED 3 0 0 7000 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 318 7231 SH DEFINED 2 7231 0 0 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 10 226 SH DEFINED 3 0 0 226 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 3 79 SH DEFINED 5 79 0 0 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 7 159 SH DEFINED 18 159 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 3230 138200 SH DEFINED 1 138200 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 6 267 SH DEFINED 3 267 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 5 222 SH DEFINED 18 222 0 0 BIOGEN IDEC INC COM 09062X103 781 13600 SH DEFINED 1 13600 0 0 BIOGEN IDEC INC COM 09062X103 9901 172520 SH DEFINED 2 172520 0 0 BIOGEN IDEC INC COM 09062X103 1193 20796 SH DEFINED 3 2980 0 17816 BIOGEN IDEC INC COM 09062X103 830 14469 SH DEFINED 5 14469 0 0 BIOGEN IDEC INC COM 09062X103 4 70 SH DEFINED 7 0 70 0 BIOGEN IDEC INC COM 09062X103 60 1044 SH DEFINED 8 1044 0 0 BIOGEN IDEC INC COM 09062X103 42 740 SH DEFINED 15 740 0 0 BIOGEN IDEC INC COM 09062X103 48 845 SH DEFINED 18 845 0 0 BIOGEN IDEC INC COM 09062X103 31 539 SH SOLE 539 0 0 BIOMED REALTY TRUST INC COM 09063H107 305 18410 SH DEFINED 2 18410 0 0 BIOMED REALTY TRUST INC COM 09063H107 13 780 SH DEFINED 18 780 0 0 BIOSANTE PHARMACEUTICALS INC COM NEW 09065V203 0 90 SH DEFINED 3 0 0 90 BIOTIME INC COM 09066L105 7 1000 SH DEFINED 5 1000 0 0 BIOSPHERE MEDICAL INC COM 09066V103 5 1800 SH DEFINED 3 0 0 1800 BIOTECH HOLDRS TR DEPOSTRY RCPTS 09067D201 25 238 SH DEFINED 3 138 0 100 BIOTECH HOLDRS TR DEPOSTRY RCPTS 09067D201 165 1600 SH DEFINED 5 1600 0 0 BIOVAIL CORP COM 09067J109 39203 2337691 SH DEFINED 1 2337691 0 0 BIOVAIL CORP COM 09067J109 1845 110000 CALL DEFINED 3 110000 0 0 BIOVAIL CORP COM 09067J109 1513 90220 SH DEFINED 3 44799 0 45421 BIOVAIL CORP COM 09067J109 771 46000 CALL DEFINED 5 46000 0 0 BIOVAIL CORP COM 09067J109 3127 186454 SH DEFINED 5 186454 0 0 BIOVAIL CORP COM 09067J109 274 16318 SH DEFINED 6 16318 0 0 BIOVAIL CORP COM 09067J109 4 251 SH DEFINED 8 251 0 0 BIOVAIL CORP COM 09067J109 6 338 SH DEFINED 9 338 0 0 BIOVAIL CORP COM 09067J109 10 625 SH DEFINED 16 625 0 0 BIOVAIL CORP COM 09067J109 31040 1850895 SH DEFINED 5;1 1850895 0 0 BIOVAIL CORP COM 09067J109 502 29930 SH DEFINED 29930 0 0 BIOVAIL CORP COM 09067J109 127530 7604665 SH SOLE 7604665 0 0 BIOSCRIP INC COM 09069N108 615 77000 SH DEFINED 4 0 0 77000 BJS RESTAURANTS INC COM 09180C106 277 11884 SH DEFINED 3 0 0 11884 BLACKBAUD INC COM 09227Q100 12 466 SH DEFINED 18 466 0 0 BLACKROCK INVT QUALITY MUN T COM 09247D105 60 4260 SH DEFINED 3 0 0 4260 BLACKROCK INCOME TR INC COM 09247F100 9044 1378653 SH DEFINED 3 0 0 1378653 BLACKROCK INCOME TR INC COM 09247F100 339 51675 SH DEFINED 5 51675 0 0 BLACKROCK INCOME TR INC COM 09247F100 13 2000 SH DEFINED 8 2000 0 0 BLACKROCK INCOME TR INC COM 09247F100 210 32000 SH DEFINED 16 32000 0 0 BLACKROCK INC COM 09247X101 2950 13548 SH DEFINED 2 13548 0 0 BLACKROCK INC COM 09247X101 362 1664 SH DEFINED 3 85 0 1579 BLACKROCK INC COM 09247X101 161 740 SH DEFINED 5 740 0 0 BLACKROCK INC COM 09247X101 583 2675 SH DEFINED 7 0 2675 0 BLACKROCK INC COM 09247X101 8 35 SH DEFINED 8 0 35 0 BLACKROCK INC COM 09247X101 456 2095 SH DEFINED 10 2095 0 0 BLACKROCK INC COM 09247X101 2 9 SH DEFINED 15 9 0 0 BLACKROCK INC COM 09247X101 12 55 SH DEFINED 18 55 0 0 BLACKROCK INC COM 09247X101 2 10 SH DEFINED 10 0 0 BLACKROCK INC COM 09247X101 19 85 SH SOLE 85 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BLACKROCK INC DBCV 2.625 09247XAB7 10963 5000000 PRN DEFINED 3 5000000 0 0 BLACKROCK MUNI 2018 TERM TR COM 09248C106 80 5104 SH DEFINED 3 0 0 5104 BLACKROCK MUN INCOME TR SH BEN INT 09248F109 401 29671 SH DEFINED 3 0 0 29671 BLACKROCK MUNIC INCM INVST T SH BEN INT 09248H105 9 700 SH DEFINED 3 0 0 700 BLACKROCK N J MUN INCOME TR SH BEN INT 09248J101 53 3592 SH DEFINED 3 0 0 3592 BLACKROCK NY MUNI 2018 TERM COM 09248K108 60 3600 SH DEFINED 3 0 0 3600 BLACKROCK N Y MUN INCOME TR SH BEN INT 09248L106 74 4963 SH DEFINED 3 0 0 4963 BLACKROCK HIGH YIELD TR SH BEN INT 09248N102 68 10600 SH DEFINED 3 0 0 10600 BLACKROCK NJ MUNICIPAL BOND COM 09249A109 44 3000 SH DEFINED 3 0 0 3000 BLACKROCK CA MUNI 2018 TERM COM 09249C105 31 1975 SH DEFINED 3 0 0 1975 BLACKROCK STRTGC BOND TR COM 09249G106 38 3000 SH DEFINED 3 0 0 3000 BLACKROCK MUNICIPAL BOND TR COM 09249H104 15 1000 SH DEFINED 3 0 0 1000 BLACKROCK MD MUNICIPAL BOND COM 09249L105 79 5150 SH DEFINED 3 0 0 5150 BLACKROCK MUNI INCOME TR II COM 09249N101 19 1375 SH DEFINED 3 0 0 1375 BLACKROCK CREDIT ALL IN TR I COM SHS 09249V103 64 6018 SH DEFINED 3 0 0 6018 BLACKROCK LTD DURATION INC T COM SHS 09249W101 317 19442 SH DEFINED 3 0 0 19442 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 581 39235 SH DEFINED 3 0 0 39235 BLACKROCK STRAT DIVD ACHIEVE COM 09249Y107 577 59989 SH DEFINED 3 1 6 59982 BLACKROCK LONG-TERM MUNI ADV COM 09250B103 89 8454 SH DEFINED 3 0 0 8454 BLACKROCK S&P QLTY RK EQ MD SHS BEN INT 09250D109 158 12700 SH DEFINED 3 0 0 12700 BLACKROCK INS MUNIC INC INV COM 09250G102 14 1000 SH DEFINED 3 0 0 1000 BLACKROCK DIVID ACHIEVRS TM COM 09250N107 1424 154324 SH DEFINED 3 0 0 154324 BLACKROCK ENERGY & RES TR COM 09250U101 2093 83857 SH DEFINED 3 0 0 83857 BLACKROCK ENERGY & RES TR COM 09250U101 53 2142 SH DEFINED 18 2142 0 0 BLACKROCK HEALTH SCIENCES TR COM 09250W107 1661 62828 SH DEFINED 3 0 0 62828 BLACKROCK ENHANCED DIV ACHV COM 09251A104 402 45353 SH DEFINED 3 0 0 45353 BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 116 7575 SH DEFINED 3 0 0 7575 BLACKROCK MUNIHLDGS FD II IN COM 09253P109 319 22469 SH DEFINED 3 0 0 22469 BLACKROCK MUNIVEST FD INC COM 09253R105 86 9118 SH DEFINED 3 0 0 9118 BLACKROCK MUNIVEST FD INC COM 09253R105 114 12137 SH DEFINED 18 12137 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 380 27120 SH DEFINED 2 27120 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 220 15730 SH DEFINED 3 0 0 15730 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 295 21070 SH DEFINED 5 21070 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 4 300 SH DEFINED 8 300 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 33 2366 SH DEFINED 13 2366 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 199 14200 SH DEFINED 16 14200 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 19 1336 SH DEFINED 18 1336 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 67 4810 SH DEFINED 0 4810 0 BLACKROCK MUNIYIELD FD INC COM 09253W104 588 43298 SH DEFINED 3 0 0 43298 BLACKROCK MUNI INTER DR FD I COM 09253X102 301 21553 SH DEFINED 3 0 0 21553 BLACKROCK MUNIENHANCED FD IN COM 09253Y100 33 3100 SH DEFINED 3 0 0 3100 BLACKROCK REAL ASSET EQUITY COM 09254B109 3154 245819 SH DEFINED 3 0 0 245819 BLACKROCK REAL ASSET EQUITY COM 09254B109 122 9520 SH DEFINED 5 9520 0 0 BLACKROCK MUNIHLDGS INSD FDI COM 09254C107 90 6814 SH DEFINED 3 0 0 6814 BLACKROCK MUNIYIELD QUALITY COM 09254F100 1119 80841 SH DEFINED 3 0 0 80841 BLACKROCK MUNIYIELD QUALITY COM 09254G108 170 13852 SH DEFINED 3 0 0 13852 BLACKROCK APEX MUN FD INC COM 09254H106 67 7600 SH DEFINED 3 0 0 7600 BLACKROCK MUNIASSETS FD INC COM 09254J102 13 1013 SH DEFINED 3 0 0 1013 BLACKROCK MUNIHOLDINGS CALIF COM 09254L107 213 15953 SH DEFINED 3 0 0 15953 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 603 45693 SH DEFINED 3 0 0 45693 BLACKROCK MUNIYIELD CALIF IN COM 09254N103 223 17180 SH DEFINED 3 0 0 17180 BLACKROCK MUNIHLDGS INS INV COM 09254P108 505 37421 SH DEFINED 3 0 0 37421 BLACKROCK MUNIYIELD INVST FD COM 09254R104 542 41120 SH DEFINED 3 0 0 41120 BLACKROCK MUNIYIELD INS INV COM 09254T100 55 4061 SH DEFINED 3 0 0 4061 BLACKROCK MUNIYIELD INS INV COM 09254T100 3 232 SH DEFINED 232 0 0 BLACKROCK MUNIYIELD MICH INS COM 09254V105 194 14500 SH DEFINED 3 0 0 14500 BLACKROCK MUNIYIELD MICH INS COM 09254W103 302 24949 SH DEFINED 3 0 0 24949 BLACKROCK MUNIHOLDINGS N J I COM 09254X101 43 3000 SH DEFINED 3 0 0 3000 BLACKROCK MUNIYIELD N J INSD COM 09255A100 55 3856 SH DEFINED 3 0 0 3856 BLACKROCK MUNIHOLDINGS N Y I COM 09255C106 1088 77856 SH DEFINED 3 0 0 77856
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BLACKROCK MUNI N Y INTER DUR COM 09255F109 50 3900 SH DEFINED 3 0 0 3900 BLACKROCK MUNIYIELD PA INSD COM 09255G107 179 12952 SH DEFINED 3 0 0 12952 BLACKROCK CREDIT ALL INC TR COM 09255H105 665 66072 SH DEFINED 3 0 0 66072 BLACKROCK CREDIT ALL INC TR COM 09255J101 129 14250 SH DEFINED 3 0 0 14250 BLACKROCK CORPOR HIGH YLD FD COM 09255L106 297 43862 SH DEFINED 3 0 0 43862 BLACKROCK CORPOR HI YLD FD V COM 09255N102 135 12150 SH DEFINED 3 0 0 12150 BLACKROCK CORPOR HI YLD FD V COM 09255P107 240 21779 SH DEFINED 3 0 0 21779 BLACKROCK DEBT STRAT FD INC COM 09255R103 17 4100 SH DEFINED 3 0 0 4100 BLACKROCK DEBT STRAT FD INC COM 09255R103 23 5500 SH DEFINED 5 5500 0 0 BLACKROCK DEBT STRAT FD INC COM 09255R103 4 1000 SH DEFINED 8 1000 0 0 BLACKROCK SR HIGH INCOME FD COM 09255T109 275 68254 SH DEFINED 3 0 0 68254 BLACKROCK DIVERS OME STRATE COM 09255W102 192 18282 SH DEFINED 3 0 0 18282 BLACKROCK DIVERS OME STRATE COM 09255W102 13 1250 SH DEFINED 16 1250 0 0 BLACKROCK FLOAT RATE OME STR COM 09255X100 405 26163 SH DEFINED 3 0 0 26163 BLACKROCK FL RATE OME STRA I COM SHS 09255Y108 57 4107 SH DEFINED 3 0 0 4107 BLACKROCK ENH CAP & INC FD I COM 09256A109 453 28852 SH DEFINED 3 0 0 28852 BLDRS INDEX FDS TR ASIA 50 ADR 09348R102 12 441 SH DEFINED 3 0 0 441 BLDRS INDEX FDS TR ASIA 50 ADR 09348R102 114 4281 SH DEFINED 5 4281 0 0 BLDRS INDEX FDS TR ASIA 50 ADR 09348R102 24 900 SH DEFINED 8 900 0 0 BLDRS INDEX FDS TR DEV MK 100 ADR 09348R201 55 2580 SH DEFINED 5 2580 0 0 BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 363 8256 SH DEFINED 3 0 0 8256 BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 178 4050 SH DEFINED 5 4050 0 0 BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 19 422 SH DEFINED 8 422 0 0 BLDRS INDEX FDS TR EUR 100 ADR 09348R409 54 2559 SH DEFINED 3 0 0 2559 BLUE COAT SYSTEMS INC COM NEW 09534T508 826 26600 SH DEFINED 1 26600 0 0 BLUE COAT SYSTEMS INC COM NEW 09534T508 96 3082 SH DEFINED 3 0 0 3082 BLUE NILE INC COM 09578R103 101 1833 SH DEFINED 2 1833 0 0 BLUE NILE INC COM 09578R103 205 3722 SH DEFINED 3 3700 0 22 BLUE NILE INC COM 09578R103 61 1103 SH DEFINED 14 1103 0 0 BLYTH INC COM NEW 09643P207 2 58 SH DEFINED 2 58 0 0 BLYTH INC COM NEW 09643P207 0 12 SH DEFINED 5 12 0 0 BOISE INC COM 09746Y105 3525 575000 SH DEFINED 3 575000 0 0 BOISE INC COM 09746Y105 1 100 SH DEFINED 8 100 0 0 BON-TON STORES INC COM 09776J101 8 600 SH DEFINED 3 0 0 600 BOVIE MEDICAL CORP COM 10211F100 181 29000 SH DEFINED 5 29000 0 0 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 137 2500 SH DEFINED 3 2500 0 0 BRASIL TELECOM SA SPONS ADR PFD 10553M101 636 33317 SH DEFINED 2 33317 0 0 BRASIL TELECOM SA SPONS ADR PFD 10553M101 225 11796 SH DEFINED 3 0 0 11796 BRASIL TELECOM SA SPONS ADR PFD 10553M101 19 974 SH DEFINED 5 974 0 0 BRASIL TELECOM SA SPONS ADR PFD 10553M101 191 10000 SH DEFINED 14 10000 0 0 BRASIL TELECOM SA SPONS ADR PFD 10553M101 84 4394 SH DEFINED 18 4394 0 0 BRASIL TELECOM SA SPONS ADR PFD 10553M101 0 10 SH DEFINED 10 0 0 BRASIL TELECOM SA SPON ADR COM 10553M200 2 259 SH DEFINED 3 0 0 259 BRASIL TELECOM SA SPON ADR COM 10553M200 4 449 SH DEFINED 5 449 0 0 BRASIL TELECOM SA SPON ADR COM 10553M200 21 2480 SH DEFINED 18 2480 0 0 BRASIL TELECOM SA SPON ADR COM 10553M200 0 6 SH DEFINED 6 0 0 BRIDGEPOINT ED INC COM 10807M105 446 18136 SH DEFINED 3 0 0 18136 BROADBAND HOLDRS TR DEPOSITRY RCPT 11130P104 1 90 SH DEFINED 5 90 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 634 29632 SH DEFINED 2 29632 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1043 48806 SH DEFINED 3 38214 0 10592 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 0 23 SH DEFINED 5 23 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 3 150 SH DEFINED 16 150 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 16 762 SH DEFINED 18 762 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 7 307 SH DEFINED 307 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 0 12 SH SOLE 12 0 0 BROADPOINT GLEACHER SECS GRO COM 11134A103 15 3850 SH DEFINED 2 3850 0 0 BROADPOINT GLEACHER SECS GRO COM 11134A103 24 6073 SH DEFINED 3 0 0 6073 BROADWIND ENERGY INC COM 11161T108 4 900 SH DEFINED 3 0 0 900 BWAY HOLDING COMPANY COM 12429T104 74 3690 SH DEFINED 3 0 0 3690 CB RICHARD ELLIS GROUP INC CL A 12497T101 1977 124710 SH DEFINED 2 124710 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CB RICHARD ELLIS GROUP INC CL A 12497T101 1017 64173 SH DEFINED 3 2898 0 61275 CB RICHARD ELLIS GROUP INC CL A 12497T101 2 122 SH DEFINED 8 122 0 0 CDC SOFTWARE CORP SPN ADR LV III 12507Y108 9 827 SH DEFINED 3 0 0 827 CH ENERGY GROUP INC COM 12541M102 388 9501 SH DEFINED 2 9501 0 0 CH ENERGY GROUP INC COM 12541M102 59 1433 SH DEFINED 3 0 0 1433 CH ENERGY GROUP INC COM 12541M102 531 13000 SH DEFINED 4 0 0 13000 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 5417 96999 SH DEFINED 2 96999 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 703 12594 SH DEFINED 3 1848 0 10746 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 3 52 SH DEFINED 5 52 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 44 783 SH DEFINED 10 783 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 45 805 SH DEFINED 17 0 0 805 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 291 5208 SH DEFINED 18 5208 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 1630 29178 SH DEFINED 29178 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 70 1250 SH SOLE 1250 0 0 CLECO CORP NEW COM 12561W105 1051 39596 SH DEFINED 2 39596 0 0 CLECO CORP NEW COM 12561W105 10 360 SH DEFINED 3 0 0 360 CME GROUP INC COM 12572Q105 10227 32354 SH DEFINED 2 32354 0 0 CME GROUP INC COM 12572Q105 2153 6811 SH DEFINED 3 736 0 6075 CME GROUP INC COM 12572Q105 5039 15940 SH DEFINED 4 0 5800 10140 CME GROUP INC COM 12572Q105 336 1062 SH DEFINED 5 1062 0 0 CME GROUP INC COM 12572Q105 141 446 SH DEFINED 7 0 446 0 CME GROUP INC COM 12572Q105 13 40 SH DEFINED 8 0 40 0 CME GROUP INC COM 12572Q105 63 199 SH DEFINED 13 199 0 0 CME GROUP INC COM 12572Q105 90 286 SH DEFINED 18 286 0 0 CME GROUP INC COM 12572Q105 8 26 SH DEFINED 26 0 0 CMS ENERGY CORP NOTE 2.875%1 125896AW0 12125 10000000 PRN DEFINED 3 10000000 0 0 CP HOLDRS DEP RCPTS CP 12616K106 148 1340 SH DEFINED 5 1340 0 0 CNX GAS CORP COM 12618H309 1855 48746 SH DEFINED 2 48746 0 0 CNX GAS CORP COM 12618H309 15070 396066 SH DEFINED 3 395766 0 300 CRA INTL INC COM 12618T105 9 381 SH DEFINED 2 381 0 0 CRA INTL INC COM 12618T105 28 1200 SH DEFINED 3 0 0 1200 CRH PLC ADR 12626K203 2 70 SH DEFINED 3 0 0 70 CRH PLC ADR 12626K203 10 419 SH DEFINED 5 419 0 0 CRH PLC ADR 12626K203 3 118 SH DEFINED 18 118 0 0 CTC MEDIA INC COM 12642X106 2 91 SH DEFINED 3 91 0 0 CVR ENERGY INC COM 12662P108 4 468 SH DEFINED 3 0 0 468 CA INC COM 12673P105 5490 233935 SH DEFINED 2 233935 0 0 CA INC COM 12673P105 557 23745 SH DEFINED 3 11663 0 12082 CA INC COM 12673P105 103 4389 SH DEFINED 5 4389 0 0 CA INC COM 12673P105 567 24175 SH DEFINED 7 0 24175 0 CA INC COM 12673P105 23 995 SH DEFINED 8 0 995 0 CA INC COM 12673P105 500 21287 SH DEFINED 10 21287 0 0 CA INC COM 12673P105 75 3200 SH DEFINED 16 3200 0 0 CA INC COM 12673P105 524 22318 SH DEFINED 18 22318 0 0 CA INC COM 12673P105 187 7951 SH DEFINED 805 0 7146 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 6677 276600 SH DEFINED 1 276600 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 232 9618 SH DEFINED 3 625 0 8993 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 912 37769 SH DEFINED 5 37769 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 103 4280 SH DEFINED 7 0 4280 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 39 1617 SH DEFINED 8 1137 480 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 12 500 SH DEFINED 14 500 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 2414 100000 SH DEFINED 16 100000 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 11 456 SH DEFINED 18 456 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 7 276 SH DEFINED 276 0 0 CABOT MICROELECTRONICS CORP COM 12709P103 65 1719 SH DEFINED 2 1719 0 0 CABOT MICROELECTRONICS CORP COM 12709P103 149 3948 SH DEFINED 3 0 0 3948 CABOT MICROELECTRONICS CORP COM 12709P103 44 1171 SH DEFINED 18 1171 0 0 CACI INTL INC NOTE 2.125% 127190AD8 3 3000 PRN DEFINED 3 0 0 3000 CADENCE PHARMACEUTICALS INC COM 12738T100 37 4003 SH DEFINED 2 4003 0 0 CADENCE PHARMACEUTICALS INC COM 12738T100 9 980 SH DEFINED 3 0 0 980
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CAL DIVE INTL INC DEL COM 12802T101 257 35000 SH DEFINED 3 0 0 35000 CAL DIVE INTL INC DEL COM 12802T101 29 4000 SH DEFINED 18 4000 0 0 CALAMOS GBL DYN INCOME FUND COM 12811L107 555 68826 SH DEFINED 3 0 0 68826 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 1535 124975 SH DEFINED 3 0 0 124975 CALAMOS ASSET MGMT INC CL A 12811R104 29 1988 SH DEFINED 2 1988 0 0 CALAMOS ASSET MGMT INC CL A 12811R104 295 20605 SH DEFINED 3 0 0 20605 CALIFORNIA PIZZA KITCHEN INC COM 13054D109 31 1830 SH DEFINED 3 0 0 1830 CALIFORNIA PIZZA KITCHEN INC COM 13054D109 17 1000 SH DEFINED 18 1000 0 0 CALLON PETE CO DEL COM 13123X102 41 7732 SH DEFINED 3 0 0 7732 CAMECO CORP COM 13321L108 71441 2606374 SH DEFINED 1 2606374 0 0 CAMECO CORP COM 13321L108 537 19575 SH DEFINED 2 19575 0 0 CAMECO CORP COM 13321L108 1096 40000 CALL DEFINED 3 40000 0 0 CAMECO CORP COM 13321L108 1165 42500 SH DEFINED 3 0 0 42500 CAMECO CORP COM 13321L108 1349 49200 CALL DEFINED 5 49200 0 0 CAMECO CORP COM 13321L108 1686 61500 PUT DEFINED 5 61500 0 0 CAMECO CORP COM 13321L108 50396 1838589 SH DEFINED 5 1838589 0 0 CAMECO CORP COM 13321L108 97026 3539790 SH DEFINED 6 3539790 0 0 CAMECO CORP COM 13321L108 3821 139408 SH DEFINED 7 0 139408 0 CAMECO CORP COM 13321L108 2284 83311 SH DEFINED 8 82306 1005 0 CAMECO CORP COM 13321L108 108 3950 SH DEFINED 9 3950 0 0 CAMECO CORP COM 13321L108 63 2291 SH DEFINED 13 2291 0 0 CAMECO CORP COM 13321L108 180 6560 SH DEFINED 14 6560 0 0 CAMECO CORP COM 13321L108 1 53 SH DEFINED 15 53 0 0 CAMECO CORP COM 13321L108 80 2920 SH DEFINED 16 2920 0 0 CAMECO CORP COM 13321L108 55 2000 SH DEFINED 17 0 0 2000 CAMECO CORP COM 13321L108 22 816 SH DEFINED 18 816 0 0 CAMECO CORP COM 13321L108 49918 1821175 SH DEFINED 5;1 1821175 0 0 CAMECO CORP COM 13321L108 283 10321 SH DEFINED 5529 0 4792 CAMECO CORP COM 13321L108 52143 1902323 SH SOLE 1902323 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 3729 87000 SH DEFINED 1 87000 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 5240 122260 SH DEFINED 2 122260 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 1852 43208 SH DEFINED 3 2692 0 40516 CAMERON INTERNATIONAL CORP COM 13342B105 166 3880 SH DEFINED 4 0 3880 0 CAMERON INTERNATIONAL CORP COM 13342B105 5 113 SH DEFINED 5 113 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 93 2172 SH DEFINED 10 2172 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 1 28 SH DEFINED 15 28 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 107 2500 SH DEFINED 17 0 0 2500 CAMERON INTERNATIONAL CORP COM 13342B105 33 760 SH DEFINED 18 760 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 12 284 SH DEFINED 284 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 175 4075 SH SOLE 4075 0 0 CAMERON INTERNATIONAL CORP NOTE 2.500% 6/1 13342BAB1 5 4000 PRN DEFINED 3 0 0 4000 CANADIAN PAC RY LTD COM 13645T100 213924 3803773 SH DEFINED 1 3803773 0 0 CANADIAN PAC RY LTD COM 13645T100 919 16343 SH DEFINED 3 0 0 16343 CANADIAN PAC RY LTD COM 13645T100 6676 118700 CALL DEFINED 5 118700 0 0 CANADIAN PAC RY LTD COM 13645T100 136923 2434615 SH DEFINED 5 2434615 0 0 CANADIAN PAC RY LTD COM 13645T100 172459 3066481 SH DEFINED 6 3066481 0 0 CANADIAN PAC RY LTD COM 13645T100 13628 242320 SH DEFINED 7 0 242320 0 CANADIAN PAC RY LTD COM 13645T100 6386 113542 SH DEFINED 8 62363 51179 0 CANADIAN PAC RY LTD COM 13645T100 1509 26830 SH DEFINED 9 26830 0 0 CANADIAN PAC RY LTD COM 13645T100 72 1275 SH DEFINED 15 1275 0 0 CANADIAN PAC RY LTD COM 13645T100 79 1400 SH DEFINED 17 0 0 1400 CANADIAN PAC RY LTD COM 13645T100 32 564 SH DEFINED 18 564 0 0 CANADIAN PAC RY LTD COM 13645T100 23 405 SH DEFINED 5;1 405 0 0 CANADIAN PAC RY LTD COM 13645T100 819 14568 SH DEFINED 14568 0 0 CANADIAN PAC RY LTD COM 13645T100 143977 2560050 SH SOLE 2560050 0 0 CAPITAL CROSSING PFD CORP PFD EXCH SER D 14007R401 35 3300 PRN DEFINED 3 0 0 3300 CAPITAL GOLD CORP COM NEW 14018Y205 9 2500 SH DEFINED 3 0 0 2500 CAPITAL ONE FINL CORP COM 14040H105 46996 1134900 SH DEFINED 1 1134900 0 0 CAPITAL ONE FINL CORP COM 14040H105 9204 222271 SH DEFINED 2 222271 0 0 CAPITAL ONE FINL CORP COM 14040H105 594 14352 SH DEFINED 3 5024 0 9328
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CAPITAL ONE FINL CORP COM 14040H105 4858 117305 SH DEFINED 4 0 51390 65915 CAPITAL ONE FINL CORP COM 14040H105 21 505 SH DEFINED 5 505 0 0 CAPITAL ONE FINL CORP COM 14040H105 8 200 SH DEFINED 8 200 0 0 CAPITAL ONE FINL CORP COM 14040H105 379 9160 SH DEFINED 10 9160 0 0 CAPITAL ONE FINL CORP COM 14040H105 19 450 SH DEFINED 15 450 0 0 CAPITAL ONE FINL CORP COM 14040H105 14 345 SH SOLE 345 0 0 CAPITALSOURCE INC COM 14055X102 17 3000 SH DEFINED 2 3000 0 0 CAPITALSOURCE INC COM 14055X102 172 30831 SH DEFINED 3 653 0 30178 CAPITALSOURCE INC COM 14055X102 2 300 SH DEFINED 5 300 0 0 CAPITOL BANCORP LTD COM 14056D105 1 389 SH DEFINED 3 0 0 389 CAPITOL BANCORP LTD COM 14056D105 92 38000 SH DEFINED 4 0 0 38000 CAPITOL FED FINL COM 14057C106 410 10950 SH DEFINED 3 54 0 10896 CAPSTONE TURBINE CORP COM 14067D102 3 2200 SH DEFINED 3 0 0 2200 CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 30 2000 PRN DEFINED 3 0 0 2000 CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 30 2000 PRN DEFINED 5 2000 0 0 CAPSTEAD MTG CORP COM NO PAR 14067E506 1649 137865 SH DEFINED 2 137865 0 0 CAPSTEAD MTG CORP COM NO PAR 14067E506 1867 156130 SH DEFINED 3 0 0 156130 CARDIAC SCIENCE CORP COM 14141A108 125 67000 SH DEFINED 4 0 0 67000 CARDINAL FINL CORP COM 14149F109 10 900 SH DEFINED 3 0 0 900 CARDINAL HEALTH INC COM 14149Y108 2028 56300 SH DEFINED 1 56300 0 0 CARDINAL HEALTH INC COM 14149Y108 5694 158041 SH DEFINED 2 158041 0 0 CARDINAL HEALTH INC COM 14149Y108 5773 160238 SH DEFINED 3 102879 0 57359 CARDINAL HEALTH INC COM 14149Y108 123 3414 SH DEFINED 5 3414 0 0 CARDINAL HEALTH INC COM 14149Y108 4 111 SH DEFINED 15 111 0 0 CARDINAL HEALTH INC COM 14149Y108 12 338 SH DEFINED 18 338 0 0 CARDINAL HEALTH INC COM 14149Y108 534 14825 SH DEFINED 0 14825 0 CARDIOME PHARMA CORP COM NEW 14159U202 250 37817 SH DEFINED 5 37817 0 0 CARDIOME PHARMA CORP COM NEW 14159U202 1 150 SH DEFINED 7 0 150 0 CARDTRONICS INC COM 14161H108 4 292 SH DEFINED 3 0 0 292 CAREFUSION CORP COM 14170T101 2474 93619 SH DEFINED 2 93619 0 0 CAREFUSION CORP COM 14170T101 160 6069 SH DEFINED 3 1966 0 4103 CAREFUSION CORP COM 14170T101 40 1532 SH DEFINED 5 1532 0 0 CAREFUSION CORP COM 14170T101 106 4000 SH DEFINED 16 4000 0 0 CAREFUSION CORP COM 14170T101 5 184 SH DEFINED 18 184 0 0 CAREFUSION CORP COM 14170T101 133 5025 SH DEFINED 0 5025 0 CAREFUSION CORP COM 14170T101 1 50 SH SOLE 50 0 0 CARNIVAL CORP DBCV 2.000% 4/1 143658AN2 3 3000 PRN DEFINED 3 0 0 3000 CARNIVAL PLC ADR 14365C103 8 205 SH DEFINED 5 205 0 0 CARNIVAL PLC ADR 14365C103 5 112 SH DEFINED 18 112 0 0 CARRIZO OIL & CO INC NOTE 4.375% 6/0 144577AA1 3975 4520000 PRN DEFINED 3 3960000 0 560000 CARROLS RESTAURANT GROUP INC COM 14574X104 3 379 SH DEFINED 3 0 0 379 CASH AMER INTL INC COM 14754D100 25 636 SH DEFINED 2 636 0 0 CASH AMER INTL INC COM 14754D100 22 564 SH DEFINED 3 0 0 564 CASH AMER INTL INC COM 14754D100 5 117 SH DEFINED 5 117 0 0 CASS INFORMATION SYS INC COM 14808P109 6 186 SH DEFINED 18 186 0 0 CATALYST HEALTH SOLUTIONS IN COM 14888B103 454 10975 SH DEFINED 3 0 0 10975 CATALYST HEALTH SOLUTIONS IN COM 14888B103 28734 694394 SH DEFINED 4 0 526234 168160 CATALYST HEALTH SOLUTIONS IN COM 14888B103 4 87 SH DEFINED 5 87 0 0 CATALYST HEALTH SOLUTIONS IN COM 14888B103 7 160 SH DEFINED 18 160 0 0 CAVIUM NETWORKS INC COM 14965A101 1055 42400 SH DEFINED 1 42400 0 0 CAVIUM NETWORKS INC COM 14965A101 167 6724 SH DEFINED 2 6724 0 0 CAVIUM NETWORKS INC COM 14965A101 77 3084 SH DEFINED 3 0 0 3084 CELESTICA INC SUB VTG SHS 15101Q108 46280 4234235 SH DEFINED 1 4234235 0 0 CELESTICA INC SUB VTG SHS 15101Q108 19 1746 SH DEFINED 2 1746 0 0 CELESTICA INC SUB VTG SHS 15101Q108 5 500 SH DEFINED 3 0 0 500 CELESTICA INC SUB VTG SHS 15101Q108 314 28700 CALL DEFINED 5 28700 0 0 CELESTICA INC SUB VTG SHS 15101Q108 464 42474 SH DEFINED 5 42474 0 0 CELESTICA INC SUB VTG SHS 15101Q108 1680 153750 SH DEFINED 6 153750 0 0 CELESTICA INC SUB VTG SHS 15101Q108 629 57570 SH DEFINED 7 0 57570 0 CELESTICA INC SUB VTG SHS 15101Q108 13 1209 SH DEFINED 8 589 620 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CELESTICA INC SUB VTG SHS 15101Q108 64 5865 SH DEFINED 9 5865 0 0 CELESTICA INC SUB VTG SHS 15101Q108 27 2510 SH DEFINED 15 2510 0 0 CELESTICA INC SUB VTG SHS 15101Q108 35470 3245230 SH DEFINED 5;1 3245230 0 0 CELESTICA INC SUB VTG SHS 15101Q108 55 4990 SH DEFINED 4990 0 0 CELSION CORPORATION COM NEW 15117N305 6 1486 SH DEFINED 3 0 0 1486 CENTENE CORP DEL COM 15135B101 3 144 SH DEFINED 18 144 0 0 CENOVUS ENERGY INC COM 15135U109 401393 15314483 SH DEFINED 1 15314483 0 0 CENOVUS ENERGY INC COM 15135U109 1248 47599 SH DEFINED 3 10100 0 37499 CENOVUS ENERGY INC COM 15135U109 765 29200 CALL DEFINED 5 29200 0 0 CENOVUS ENERGY INC COM 15135U109 52 2000 PUT DEFINED 5 2000 0 0 CENOVUS ENERGY INC COM 15135U109 62786 2395479 SH DEFINED 5 2395479 0 0 CENOVUS ENERGY INC COM 15135U109 209654 7999016 SH DEFINED 6 7999016 0 0 CENOVUS ENERGY INC COM 15135U109 36107 1377603 SH DEFINED 7 0 1377603 0 CENOVUS ENERGY INC COM 15135U109 4084 155811 SH DEFINED 8 51643 104168 0 CENOVUS ENERGY INC COM 15135U109 1633 62288 SH DEFINED 9 62288 0 0 CENOVUS ENERGY INC COM 15135U109 7 260 SH DEFINED 10 260 0 0 CENOVUS ENERGY INC COM 15135U109 73 2784 SH DEFINED 11 2784 0 0 CENOVUS ENERGY INC COM 15135U109 52 2000 SH DEFINED 14 2000 0 0 CENOVUS ENERGY INC COM 15135U109 78 2983 SH DEFINED 15 2983 0 0 CENOVUS ENERGY INC COM 15135U109 41 1555 SH DEFINED 16 1300 255 0 CENOVUS ENERGY INC COM 15135U109 288 11000 SH DEFINED 17 0 0 11000 CENOVUS ENERGY INC COM 15135U109 26 994 SH DEFINED 18 994 0 0 CENOVUS ENERGY INC COM 15135U109 62099 2369303 SH DEFINED 5;1 2369303 0 0 CENOVUS ENERGY INC COM 15135U109 1179 44981 SH DEFINED 44981 0 0 CENOVUS ENERGY INC COM 15135U109 153474 5855539 SH SOLE 5855539 0 0 CENTERPOINT ENERGY INC COM 15189T107 5577 388400 SH DEFINED 1 388400 0 0 CENTERPOINT ENERGY INC COM 15189T107 3520 245134 SH DEFINED 2 245134 0 0 CENTERPOINT ENERGY INC COM 15189T107 4241 295318 SH DEFINED 3 4333 0 290985 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 31 1700 SH DEFINED 3 1700 0 0 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 3 144 SH DEFINED 5 144 0 0 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 2 93 SH DEFINED 15 93 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 1068 71174 SH DEFINED 3 70864 0 310 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 17 1162 SH DEFINED 5 1162 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 290 19322 SH DEFINED 18 19322 0 0 CEPHALON INC NOTE 156708AL3 2 2000 PRN DEFINED 3 0 0 2000 CEPHALON INC NOTE 2.000% 156708AP4 42041 28000000 PRN DEFINED 3 28000000 0 0 CEPHEID COM 15670R107 87 5000 SH DEFINED 1 5000 0 0 CEPHEID COM 15670R107 9 500 SH DEFINED 3 0 0 500 CEPHEID COM 15670R107 21 1191 SH DEFINED 18 1191 0 0 CENVEO INC COM 15670S105 3 300 SH DEFINED 2 300 0 0 CENVEO INC COM 15670S105 3410 393800 SH DEFINED 3 393800 0 0 CENVEO INC COM 15670S105 810 93525 SH DEFINED 4 0 0 93525 CHANGYOU COM LTD ADS REP CL A 15911M107 34 1100 SH DEFINED 3 0 0 1100 CHANGYOU COM LTD ADS REP CL A 15911M107 3 100 SH DEFINED 5 100 0 0 CHANGYOU COM LTD ADS REP CL A 15911M107 7 237 SH DEFINED 18 237 0 0 CHARLES RIV LABS INTL INC NOTE 2.250% 159864AB3 170 166000 PRN DEFINED 3 166000 0 0 CHART INDS INC COM PAR $0.01 16115Q308 2 122 SH DEFINED 2 122 0 0 CHART INDS INC COM PAR $0.01 16115Q308 85 4228 SH DEFINED 3 0 0 4228 CHART INDS INC COM PAR $0.01 16115Q308 1670 83480 SH DEFINED 4 0 50580 32900 CHART INDS INC COM PAR $0.01 16115Q308 19 965 SH DEFINED 18 965 0 0 CHARTWELL DIVD & INCOME FD I COM 16139P104 11 2575 SH DEFINED 3 0 0 2575 CHEMED CORP NEW COM 16359R103 468 8598 SH DEFINED 2 8598 0 0 CHEMED CORP NEW COM 16359R103 407 7476 SH DEFINED 3 0 0 7476 CHEMED CORP NEW COM 16359R103 16 288 SH DEFINED 18 288 0 0 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 442 27012 SH DEFINED 3 0 0 27012 CHEROKEE INC DEL NEW COM 16444H102 7 380 SH DEFINED 380 0 0 CHESAPEAKE ENERGY CORP NOTE 2.750%1 165167BW6 12 13000 PRN DEFINED 3 10000 0 3000 CHESAPEAKE ENERGY CORP NOTE 2.250%1 165167CB1 4 5000 PRN DEFINED 3 5000 0 0 CHIMERA INVT CORP COM 16934Q109 34 8689 SH DEFINED 2 8689 0 0 CHIMERA INVT CORP COM 16934Q109 1336 343478 SH DEFINED 3 1788 0 341690
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CHIMERA INVT CORP COM 16934Q109 6 1418 SH DEFINED 18 1418 0 0 CHIMERA INVT CORP COM 16934Q109 5 1334 SH DEFINED 1334 0 0 CHINA AUTOMOTIVE SYS INC COM 16936R105 4 176 SH DEFINED 2 176 0 0 CHINA AUTOMOTIVE SYS INC COM 16936R105 9 392 SH DEFINED 3 0 392 0 CHINA BAK BATTERY INC COM 16936Y100 154 64084 SH DEFINED 3 64084 0 0 CHINA BAK BATTERY INC COM 16936Y100 182 75500 SH DEFINED 15 75500 0 0 CHINA AGRITECH INC COM NEW 16937A200 385 15500 SH DEFINED 3 15000 0 500 CHINA-BIOTICS INC COM 16937B109 536 29908 SH DEFINED 3 0 0 29908 CHINA ARCHITECTURAL ENGR INC COM 16937S102 1 1000 SH DEFINED 3 0 0 1000 CHINA DIGITAL TV HLDG CO LTD SPONSORED ADR 16938G107 189 25715 SH DEFINED 3 0 0 25715 CHINA FIRE & SEC GROUP INC COM 16938R103 38 2903 SH DEFINED 2 2903 0 0 CHINA FIRE & SEC GROUP INC COM 16938R103 251 19378 SH DEFINED 3 0 0 19378 CHINA ED ALLIANCE INC COM NEW 16938Y207 9 1600 SH DEFINED 3 0 0 1600 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 104 1447 SH DEFINED 2 1447 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 120 1670 SH DEFINED 3 0 0 1670 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 1521 21120 SH DEFINED 5 21120 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 7 100 SH DEFINED 7 0 100 0 CHINA HOUSING & LAND DEV INC COM 16939V103 10 2700 SH DEFINED 3 2700 0 0 CHINA NORTH EAST PETE HLDG L COM 16941G102 14 1600 SH DEFINED 3 0 0 1600 CHINA PRECISION STEEL INC COM 16941J106 8 3836 SH DEFINED 3 0 0 3836 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 503 10454 SH DEFINED 2 10454 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 422 8777 SH DEFINED 3 0 0 8777 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 2187 45451 SH DEFINED 5 45451 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 2 42 SH DEFINED 7 0 42 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 124 2575 SH DEFINED 8 2575 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 19 400 SH DEFINED 14 400 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 51 1068 SH DEFINED 18 1068 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 55 1150 SH DEFINED 1150 0 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 34 410 SH DEFINED 3 0 0 410 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 238 2892 SH DEFINED 5 2892 0 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 51 625 SH DEFINED 8 625 0 0 CHINA SEC & SURVE TECH INC COM 16942J105 19 2440 SH DEFINED 3 0 0 2440 CHINA NEPSTAR CHAIN DRUGSTOR SPONSORED ADR 16943C109 7 1000 SH DEFINED 3 0 0 1000 CHINA GREEN AGRICULTURE INC COM 16943W105 18 1300 SH DEFINED 3 0 0 1300 CHINA INFORMATION SEC TECH I COM 16944F101 137 26924 SH DEFINED 3 2400 0 24524 CHINAEDU CORP SPONS ADR 16945L107 2 247 SH DEFINED 3 0 0 247 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 751 67381 SH DEFINED 2 67381 0 0 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 14 1300 SH DEFINED 3 0 0 1300 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 6 515 SH DEFINED 5 515 0 0 CHUNGHWA TELECOM CO LTD SPON ADR NEW10 17133Q106 112 5769 SH DEFINED 3 0 0 5769 CHUNGHWA TELECOM CO LTD SPON ADR NEW10 17133Q106 12 636 SH DEFINED 7 0 636 0 CHUNGHWA TELECOM CO LTD SPON ADR NEW10 17133Q106 15342 789607 SH OTHER S;6 789607 0 0 CIBER INC COM 17163B102 288 77000 SH DEFINED 4 0 0 77000 CINEMARK HOLDINGS INC COM 17243V102 119 6490 SH DEFINED 3 0 0 6490 CINEMARK HOLDINGS INC COM 17243V102 7 366 SH DEFINED 18 366 0 0 CIRCOR INTL INC COM 17273K109 777 23400 SH DEFINED 4 0 0 23400 CIRCOR INTL INC COM 17273K109 3 90 SH DEFINED 18 90 0 0 CISCO SYS INC COM 17275R102 109834 4219500 SH DEFINED 1 4219500 0 0 CISCO SYS INC COM 17275R102 86109 3308074 SH DEFINED 2 3308074 0 0 CISCO SYS INC COM 17275R102 6770 260100 CALL DEFINED 3 260100 0 0 CISCO SYS INC COM 17275R102 781 30000 PUT DEFINED 3 30000 0 0 CISCO SYS INC COM 17275R102 38957 1496608 SH DEFINED 3 135783 12489 1348336 CISCO SYS INC COM 17275R102 2666 102438 SH DEFINED 4 0 91128 11310 CISCO SYS INC COM 17275R102 46150 1772965 SH DEFINED 5 1772965 0 0 CISCO SYS INC COM 17275R102 80707 3100531 SH DEFINED 6 3100531 0 0 CISCO SYS INC COM 17275R102 3530 135603 SH DEFINED 7 0 135603 0 CISCO SYS INC COM 17275R102 1208 46389 SH DEFINED 8 38784 7605 0 CISCO SYS INC COM 17275R102 100 3835 SH DEFINED 9 3835 0 0 CISCO SYS INC COM 17275R102 2276 87429 SH DEFINED 10 87429 0 0 CISCO SYS INC COM 17275R102 443 17000 SH DEFINED 11 17000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CISCO SYS INC COM 17275R102 1601 61507 SH DEFINED 14 61507 0 0 CISCO SYS INC COM 17275R102 689 26485 SH DEFINED 15 26485 0 0 CISCO SYS INC COM 17275R102 264 10135 SH DEFINED 16 10135 0 0 CISCO SYS INC COM 17275R102 335 12855 SH DEFINED 17 0 0 12855 CISCO SYS INC COM 17275R102 2958 113640 SH DEFINED 18 113640 0 0 CISCO SYS INC COM 17275R102 16196 622220 SH DEFINED 5;1 622220 0 0 CISCO SYS INC COM 17275R102 2933 112663 SH DEFINED 98517 14146 0 CISCO SYS INC COM 17275R102 2802 107655 SH SOLE 107655 0 0 CITI TRENDS INC COM 17306X102 323 9949 SH DEFINED 3 0 0 9949 CLAYMORE EXCHANGE TRADED FD BNY BRI&C PTF 18383M100 3170 74239 SH DEFINED 3 0 0 74239 CLAYMORE EXCHANGE TRADED FD BNY BRI&C PTF 18383M100 1448 33903 SH DEFINED 5 33903 0 0 CLAYMORE EXCHANGE TRADED FD BNY BRI&C PTF 18383M100 6417 150288 SH DEFINED 7 0 150288 0 CLAYMORE EXCHANGE TRADED FD BNY BRI&C PTF 18383M100 175 4100 SH DEFINED 8 0 4100 0 CLAYMORE EXCHANGE TRADED FD BNY BRI&C PTF 18383M100 37 868 SH DEFINED 15 868 0 0 CLAYMORE EXCHANGE TRADED FD BNY BRI&C PTF 18383M100 137 3200 SH DEFINED 17 0 0 3200 CLAYMORE EXCHANGE TRADED FD BNY BRI&C PTF 18383M100 74 1725 SH DEFINED 1725 0 0 CLAYMORE EXCHANGE TRADED FD SABRIENT INSID 18383M209 910 32234 SH DEFINED 3 0 0 32234 CLAYMORE EXCHANGE TRADED FD SABRIENT INSID 18383M209 539 19095 SH DEFINED 5 19095 0 0 CLAYMORE EXCHANGE TRADED FD SABRIENT STLTH 18383M308 1 37 SH DEFINED 3 0 0 37 CLAYMORE EXCHANGE TRADED FD ZACKS YLD HOG 18383M506 836 44625 SH DEFINED 3 0 0 44625 CLAYMORE EXCHANGE TRADED FD JAMES SB-1 ETF 18383M613 944 53065 SH DEFINED 3 0 0 53065 CLAYMORE EXCHANGE TRADED FD MAC GLOB SOLAR 18383M621 872 101820 SH DEFINED 3 0 0 101820 CLAYMORE EXCHANGE TRADED FD MAC GLOB SOLAR 18383M621 14 1600 SH DEFINED 5 1600 0 0 CLAYMORE EXCHANGE TRADED FD MAC GLOB SOLAR 18383M621 73 8490 SH DEFINED 8490 0 0 CLAYMORE EXCHANGE TRADED FD FIXED INC ETF 18383M654 822 16500 SH DEFINED 3 0 0 16500 CLAYMORE EXCHANGE TRADED FD OCEAN TOMO PAT 18383M704 24 1000 SH DEFINED 3 0 0 1000 CLAYMORE ETF TRUST 2 S&P GBL WATER 18383Q507 362 19655 SH DEFINED 3 0 0 19655 CLAYMORE ETF TRUST 2 S&P GBL WATER 18383Q507 7 400 SH DEFINED 7 0 400 0 CLAYMORE ETF TRUST 2 SWM CDN ENERGY 18383Q606 152 8465 SH DEFINED 3 0 0 8465 CLAYMORE ETF TRUST 2 ZACKS CTRY ROT 18383Q705 161 9865 SH DEFINED 3 0 0 9865 CLAYMORE ETF TRUST 2 ZACKS INTL YLD 18383Q804 185 10343 SH DEFINED 3 0 0 10343 CLAYMORE ETF TRUST 2 AIRLINE ETF 18383Q812 1151 32504 SH DEFINED 3 0 0 32504 CLAYMORE ETF TRUST 2 DELTA GLOB ETF 18383Q820 1620 110448 SH DEFINED 3 0 0 110448 CLAYMORE ETF TRUST 2 DELTA GLOB ETF 18383Q820 35 2400 SH DEFINED 5 2400 0 0 CLAYMORE ETF TRUST 2 DELTA GLOB ETF 18383Q820 382 26012 SH DEFINED 14 26012 0 0 CLAYMORE ETF TRUST 2 CLAY/BNY ETF 18383Q838 1502 79759 SH DEFINED 3 0 0 79759 CLAYMORE ETF TRUST 2 CHINA SML CAP 18383Q853 3203 115838 SH DEFINED 3 0 0 115838 CLAYMORE ETF TRUST 2 CHINA SML CAP 18383Q853 11 400 SH DEFINED 5 400 0 0 CLAYMORE ETF TRUST 2 BEACON GLB TIMBR 18383Q879 88 4744 SH DEFINED 3 0 0 4744 CLAYMORE ETF TRUST 2 BEACON GLB TIMBR 18383Q879 37 2000 SH DEFINED 5 2000 0 0 CLAYMORE DIVID & INCOME FD COM 18385J105 55 3924 SH DEFINED 3 0 0 3924 CLAYMORE/GUGGENHEIM STR OPP COM SBI 18385X104 1079 59689 SH DEFINED 3 0 0 59689 CLEAR CHANNEL OUTDOOR HLDGS CL A 18451C109 33 3121 SH DEFINED 2 3121 0 0 CLEAR CHANNEL OUTDOOR HLDGS CL A 18451C109 5 518 SH DEFINED 3 108 0 410 CLEARWIRE CORP NEW CL A 18538Q105 197 27471 SH DEFINED 2 27471 0 0 CLEARWIRE CORP NEW CL A 18538Q105 77 10700 PUT DEFINED 3 10700 0 0 CLEARWIRE CORP NEW CL A 18538Q105 236 32922 SH DEFINED 3 172 0 32750 CLEARWIRE CORP NEW CL A 18538Q105 197 27500 SH DEFINED 15 27500 0 0 CLEARWIRE CORP NEW RIGHT 06/21/2010 18538Q139 28 153767 SH DEFINED 3 153767 0 0 CLEARWATER PAPER CORP COM 18538R103 103 2091 SH DEFINED 3 0 0 2091 CLIFFS NATURAL RESOURCES INC COM 18683K101 39675 559200 SH DEFINED 1 559200 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 4844 68279 SH DEFINED 2 68279 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 1419 20000 PUT DEFINED 3 20000 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 2362 33291 SH DEFINED 3 1485 0 31806 CLIFFS NATURAL RESOURCES INC COM 18683K101 73 1026 SH DEFINED 5 1026 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 50 700 SH DEFINED 7 0 700 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 571 8049 SH DEFINED 10 8049 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 56 785 SH DEFINED 17 0 0 785 CLIFFS NATURAL RESOURCES INC COM 18683K101 134 1891 SH DEFINED 18 1891 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 3 48 SH DEFINED 48 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CLIFFS NATURAL RESOURCES INC COM 18683K101 111 1570 SH SOLE 1570 0 0 CLOUD PEAK ENERGY INC COM 18911Q102 132 7950 SH DEFINED 3 0 0 7950 CLOUD PEAK ENERGY INC COM 18911Q102 17 1000 SH DEFINED 5 1000 0 0 CLOUGH GLOBAL ALLOCATION FUN COM SHS BEN IN 18913Y103 56 3487 SH DEFINED 3 0 0 3487 CLOUGH GLOBAL EQUITY FD COM 18914C100 297 20722 SH DEFINED 3 0 0 20722 CNINSURE INC SPONSORED ADR 18976M103 7 259 SH DEFINED 3 0 0 259 COBALT INTL ENERGY INC COM 19075F106 7 550 SH DEFINED 3 0 0 550 COCA COLA HELLENIC BTTLG CO SPONSORED ADR 1912EP104 2 59 SH DEFINED 2 59 0 0 COEUR D ALENE MINES CORP IDA NOTE 1.250% 192108AQ1 1 1000 PRN DEFINED 3 0 0 1000 COGENT COMM GROUP INC COM NEW 19239V302 43 4158 SH DEFINED 2 4158 0 0 COGENT INC COM 19239Y108 167 16369 SH DEFINED 2 16369 0 0 COGENT INC COM 19239Y108 16 1565 SH DEFINED 3 0 0 1565 COHEN & STEERS INC COM 19247A100 474 18990 SH DEFINED 5 18990 0 0 COHEN & STEERS INC COM 19247A100 10 410 SH DEFINED 18 410 0 0 COHEN & STEERS QUALITY RLTY COM 19247L106 255 35744 SH DEFINED 3 0 0 35744 COHEN & STEERS TOTAL RETURN COM 19247R103 48 4270 SH DEFINED 3 0 0 4270 COHEN & STEERS REIT & PFD IN COM 19247X100 63 5268 SH DEFINED 3 0 0 5268 COHEN & STEERS INFRASTRUCTUR COM 19248A109 1110 74522 SH DEFINED 3 0 0 74522 COHEN & STEERS DIV MJRS FDIN COM 19248G106 140 12568 SH DEFINED 3 0 0 12568 COHEN & STEERS GLOBAL INC BL COM 19248M103 65 5860 SH DEFINED 3 0 0 5860 COHEN & STEERS CLOSED END OP COM 19248P106 181 14461 SH DEFINED 3 0 0 14461 COHEN & CO INC COM 19248U105 10 1696 SH DEFINED 3 0 0 1696 COINSTAR INC COM 19259P300 516 15882 SH DEFINED 3 0 0 15882 COINSTAR INC COM 19259P300 328 10100 SH DEFINED 5 10100 0 0 COLLECTIVE BRANDS INC COM 19421W100 91 3992 SH DEFINED 2 3992 0 0 COLLECTIVE BRANDS INC COM 19421W100 797 35054 SH DEFINED 3 35000 0 54 COLLECTIVE BRANDS INC COM 19421W100 6 250 SH DEFINED 18 250 0 0 COMCAST CORP NEW CL A 20030N101 28476 1512279 SH DEFINED 2 1512279 0 0 COMCAST CORP NEW CL A 20030N101 4708 250000 CALL DEFINED 3 250000 0 0 COMCAST CORP NEW CL A 20030N101 4708 250000 PUT DEFINED 3 250000 0 0 COMCAST CORP NEW CL A 20030N101 6974 370353 SH DEFINED 3 88963 0 281390 COMCAST CORP NEW CL A 20030N101 15679 832685 SH DEFINED 4 0 352445 480240 COMCAST CORP NEW CL A 20030N101 802 42579 SH DEFINED 5 42579 0 0 COMCAST CORP NEW CL A 20030N101 36609 1944188 SH DEFINED 6 1944188 0 0 COMCAST CORP NEW CL A 20030N101 565 30003 SH DEFINED 7 0 30003 0 COMCAST CORP NEW CL A 20030N101 181 9612 SH DEFINED 8 4650 4962 0 COMCAST CORP NEW CL A 20030N101 28 1470 SH DEFINED 14 1470 0 0 COMCAST CORP NEW CL A 20030N101 176 9328 SH DEFINED 15 9328 0 0 COMCAST CORP NEW CL A 20030N101 203 10802 SH DEFINED 18 10802 0 0 COMCAST CORP NEW CL A 20030N101 9 501 SH DEFINED 501 0 0 COMCAST CORP NEW CL A 20030N101 34 1825 SH SOLE 1825 0 0 COMCAST CORP NEW CL A SPL 20030N200 22455 1249597 SH DEFINED 3 1202619 0 46978 COMCAST CORP NEW CL A SPL 20030N200 41 2287 SH DEFINED 5 2287 0 0 COMCAST CORP NEW CL A SPL 20030N200 43 2375 SH DEFINED 6 2375 0 0 COMCAST CORP NEW CL A SPL 20030N200 159 8831 SH DEFINED 7 0 8831 0 COMCAST CORP NEW CL A SPL 20030N200 4 225 SH DEFINED 8 0 225 0 COMCAST CORP NEW CL A SPL 20030N200 4 220 SH DEFINED 16 0 220 0 COMCAST CORP NEW CL A SPL 20030N200 202 11259 SH DEFINED 18 11259 0 0 COMMAND SEC CORP COM 20050L100 319 121326 SH DEFINED 3 0 0 121326 COMMSCOPE INC NOTE 3.250% 7/0 203372AG2 9211 7559000 PRN DEFINED 3 7559000 0 0 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 196 2915 SH DEFINED 2 2915 0 0 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 57 850 SH DEFINED 3 400 0 450 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 4726 118367 SH DEFINED 3 116568 0 1799 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 159 3972 SH DEFINED 5 3972 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 11 266 SH DEFINED 8 266 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 8 205 SH DEFINED 15 205 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 6 157 SH DEFINED 16 157 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 255 6931 SH DEFINED 3 6300 0 631 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 22 600 SH DEFINED 7 0 600 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 83369 2265461 SH OTHER S;6 2265461 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 593 28967 SH DEFINED 2 28967 0 0 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 781 38145 SH DEFINED 3 37291 0 854 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 10 505 SH DEFINED 5 505 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 3121 34050 SH DEFINED 1 34050 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 704 7685 SH DEFINED 2 7685 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 4782 52176 SH DEFINED 3 48126 0 4050 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 364 3976 SH DEFINED 10 3976 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 5 50 SH DEFINED 15 50 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 7 74 SH DEFINED 18 74 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 11 125 SH SOLE 125 0 0 COMPASS MINERALS INTL INC COM 20451N101 67 833 SH DEFINED 2 833 0 0 COMPASS MINERALS INTL INC COM 20451N101 452 5630 SH DEFINED 3 87 0 5543 COMPASS MINERALS INTL INC COM 20451N101 37 465 SH DEFINED 18 465 0 0 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 19 1238 SH DEFINED 2 1238 0 0 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 1828 119802 SH DEFINED 3 0 0 119802 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 8164 535000 SH DEFINED 4 0 222100 312900 COMPELLENT TECHNOLOGIES INC COM 20452A108 14 804 SH DEFINED 2 804 0 0 COMPELLENT TECHNOLOGIES INC COM 20452A108 49 2800 SH DEFINED 3 0 0 2800 COMPELLENT TECHNOLOGIES INC COM 20452A108 7 397 SH DEFINED 8 397 0 0 COMPUCREDIT HLDGS CORP COM 20478T107 10 2000 SH DEFINED 3 0 0 2000 COMPX INTERNATIONAL INC CL A 20563P101 360 40000 SH DEFINED 4 0 0 40000 CONCHO RES INC COM 20605P101 32155 638500 SH DEFINED 1 638500 0 0 CONCHO RES INC COM 20605P101 7611 151136 SH DEFINED 3 216 0 150920 CONCHO RES INC COM 20605P101 6 117 SH DEFINED 5 117 0 0 CONCHO RES INC COM 20605P101 1 20 SH DEFINED 18 20 0 0 CONOCOPHILLIPS COM 20825C104 15935 311408 SH DEFINED 3 17124 0 294284 CONOCOPHILLIPS COM 20825C104 9323 182198 SH DEFINED 5 182198 0 0 CONOCOPHILLIPS COM 20825C104 40608 793581 SH DEFINED 6 793581 0 0 CONOCOPHILLIPS COM 20825C104 17 337 SH DEFINED 7 0 337 0 CONOCOPHILLIPS COM 20825C104 276 5390 SH DEFINED 8 5247 143 0 CONOCOPHILLIPS COM 20825C104 198 3872 SH DEFINED 10 3872 0 0 CONOCOPHILLIPS COM 20825C104 298 5825 SH DEFINED 13 5825 0 0 CONOCOPHILLIPS COM 20825C104 364 7115 SH DEFINED 14 7115 0 0 CONOCOPHILLIPS COM 20825C104 118 2306 SH DEFINED 15 2306 0 0 CONOCOPHILLIPS COM 20825C104 132 2580 SH DEFINED 16 1830 750 0 CONOCOPHILLIPS COM 20825C104 909 17772 SH DEFINED 18 17772 0 0 CONOCOPHILLIPS COM 20825C104 506 9885 SH DEFINED 3672 6213 0 CONOCOPHILLIPS COM 20825C104 38462 751645 SH SOLE 751645 0 0 CONSOL ENERGY INC COM 20854P109 6295 147559 SH DEFINED 2 147559 0 0 CONSOL ENERGY INC COM 20854P109 294 6888 SH DEFINED 3 2801 0 4087 CONSOL ENERGY INC COM 20854P109 1 25 SH DEFINED 5 25 0 0 CONSOL ENERGY INC COM 20854P109 68 1592 SH DEFINED 18 1592 0 0 CONSOL ENERGY INC COM 20854P109 166 3899 SH DEFINED 1413 0 2486 CONSTELLATION BRANDS INC CL A 21036P108 1784 108500 SH DEFINED 1 108500 0 0 CONSTELLATION BRANDS INC CL A 21036P108 1458 88715 SH DEFINED 2 88715 0 0 CONSTELLATION BRANDS INC CL A 21036P108 617 37503 SH DEFINED 3 2183 0 35320 CONSTELLATION BRANDS INC CL A 21036P108 587 35709 SH DEFINED 5 35709 0 0 CONSTELLATION BRANDS INC CL A 21036P108 10 600 SH DEFINED 8 600 0 0 CONSTELLATION BRANDS INC CL A 21036P108 58 3498 SH DEFINED 18 3498 0 0 CONSTELLATION BRANDS INC CL B 21036P207 9 563 SH DEFINED 2 563 0 0 CONTANGO OIL & GAS COMPANY COM NEW 21075N204 297 5800 SH DEFINED 2 5800 0 0 CONTANGO OIL & GAS COMPANY COM NEW 21075N204 43 850 SH DEFINED 3 0 0 850 CORNERSTONE THERAPEUTICS INC COM 21924P103 1 200 SH DEFINED 5 200 0 0 CORPORATE EXECUTIVE BRD CO COM 21988R102 166 6260 SH DEFINED 3 0 0 6260 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 109 2707 SH DEFINED 2 2707 0 0 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 1650 41127 SH DEFINED 3 16526 0 24601 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 23 585 SH DEFINED 18 585 0 0 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 19 479 SH DEFINED 479 0 0 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 826 41578 SH DEFINED 2 41578 0 0 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 815 41022 SH DEFINED 3 32561 0 8461
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CORRECTIONS CORP AMER NEW COM NEW 22025Y407 14 683 SH DEFINED 18 683 0 0 CORRIENTE RES INC COM NEW 22027E409 23 2900 SH DEFINED 2 2900 0 0 CORRIENTE RES INC COM NEW 22027E409 2455 305000 SH DEFINED 5 305000 0 0 COSI INC COM 22122P101 2 2500 SH DEFINED 3 0 0 2500 COSTCO WHSL CORP NEW COM 22160K105 31348 525000 SH DEFINED 1 525000 0 0 COSTCO WHSL CORP NEW COM 22160K105 16474 275904 SH DEFINED 2 275904 0 0 COSTCO WHSL CORP NEW COM 22160K105 12737 213321 SH DEFINED 3 4842 0 208479 COSTCO WHSL CORP NEW COM 22160K105 12725 213121 SH DEFINED 5 213121 0 0 COSTCO WHSL CORP NEW COM 22160K105 343 5750 SH DEFINED 8 5750 0 0 COSTCO WHSL CORP NEW COM 22160K105 3583 60000 SH DEFINED 16 60000 0 0 COSTCO WHSL CORP NEW COM 22160K105 335 5611 SH DEFINED 18 5611 0 0 COSTCO WHSL CORP NEW COM 22160K105 56 936 SH DEFINED 936 0 0 COSTAR GROUP INC COM 22160N109 89 2155 SH DEFINED 2 2155 0 0 COSTAR GROUP INC COM 22160N109 4 100 SH DEFINED 3 0 0 100 COSTAR GROUP INC COM 22160N109 5 120 SH DEFINED 18 120 0 0 COSTCO COMPANIES INC NOTE 22160QAC6 5 4000 PRN DEFINED 3 0 0 4000 COTT CORP QUE COM 22163N106 40 5198 SH DEFINED 3 0 0 5198 COTT CORP QUE COM 22163N106 8 1000 CALL DEFINED 5 1000 0 0 COTT CORP QUE COM 22163N106 8 1000 PUT DEFINED 5 1000 0 0 COTT CORP QUE COM 22163N106 17 2212 SH DEFINED 5 2212 0 0 COTT CORP QUE COM 22163N106 9 1100 SH DEFINED 6 1100 0 0 COVANTA HLDG CORP DBCV 1.000% 22282EAA0 4716 5000000 PRN DEFINED 3 5000000 0 0 CRACKER BARREL OLD CTRY STOR COM 22410J106 56 1202 SH DEFINED 2 1202 0 0 CRACKER BARREL OLD CTRY STOR COM 22410J106 202 4357 SH DEFINED 3 0 0 4357 CRACKER BARREL OLD CTRY STOR COM 22410J106 645 13899 SH DEFINED 5 13899 0 0 CRACKER BARREL OLD CTRY STOR COM 22410J106 13 278 SH DEFINED 8 278 0 0 CRACKER BARREL OLD CTRY STOR COM 22410J106 83 1800 SH DEFINED 18 1800 0 0 CROSS TIMBERS RTY TR TR UNIT 22757R109 0 8 SH DEFINED 3 0 0 8 CROSSTEX ENERGY L P COM 22765U102 18 1671 SH DEFINED 2 1671 0 0 CROSSTEX ENERGY L P COM 22765U102 1372 127590 SH DEFINED 3 127490 0 100 CROSSTEX ENERGY INC COM 22765Y104 149 17169 SH DEFINED 3 0 0 17169 CRYSTALLEX INTL CORP COM 22942F101 13 40250 SH DEFINED 3 0 0 40250 CRYSTALLEX INTL CORP COM 22942F101 30 90358 SH DEFINED 5 90358 0 0 CRYSTALLEX INTL CORP COM 22942F101 22 68000 SH DEFINED 7 0 68000 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 3022 77100 SH DEFINED 1 77100 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 13 324 SH DEFINED 2 324 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 40 1014 SH DEFINED 3 0 0 1014 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 143 3640 SH DEFINED 5 3640 0 0 CURRENCYSHS BRIT POUND STER BRIT POUND STE 23129S106 120 791 SH DEFINED 10 791 0 0 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 2689 29220 SH DEFINED 3 0 0 29220 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 2715 29500 SH DEFINED 15 29500 0 0 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 1120 11866 SH DEFINED 3 0 0 11866 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 79 835 SH DEFINED 13 835 0 0 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 2138 21799 SH DEFINED 3 0 0 21799 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 11 100 SH DEFINED 3 0 0 100 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 44 418 SH DEFINED 13 418 0 0 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 2451 23115 SH DEFINED 15 23115 0 0 CURRENCYSHARES EURO TR EURO SHS 23130C108 6750 50100 PUT DEFINED 3 50100 0 0 CURRENCYSHARES EURO TR EURO SHS 23130C108 39 290 SH DEFINED 3 0 0 290 CURRENCYSHARES EURO TR EURO SHS 23130C108 5 37 SH DEFINED 8 37 0 0 CURRENCYSHARES EURO TR EURO SHS 23130C108 121 900 SH DEFINED 900 0 0 CURRENCYSHARES MEXICAN PESO MEXICAN PES SH 23130H107 23 289 SH DEFINED 3 0 0 289 CURRENCYSHARES RUSSIAN RUBLE SHS 23130M106 7 200 SH DEFINED 3 0 0 200 CYBERSOURCE CORP COM 23251J106 697 39494 SH DEFINED 2 39494 0 0 CYBERSOURCE CORP COM 23251J106 70 3975 SH DEFINED 3 0 0 3975 CYBERSOURCE CORP COM 23251J106 16698 945535 SH DEFINED 4 0 715875 229660 CYBERONICS INC COM 23251P102 286 14902 SH DEFINED 2 14902 0 0 CYBERONICS INC COM 23251P102 2742 143134 SH DEFINED 3 0 0 143134 CYPRESS SHARPRIDGE INVTS INC COM 23281A307 2394 178900 SH DEFINED 4 0 75400 103500 CYTOKINETICS INC COM 23282W100 29 8945 SH DEFINED 3 0 0 8945
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CYTORI THERAPEUTICS INC COM 23283K105 153 33450 SH DEFINED 3 0 0 33450 CYTORI THERAPEUTICS INC COM 23283K105 6 1215 SH DEFINED 16 1215 0 0 CYTORI THERAPEUTICS INC COM 23283K105 126 27700 SH DEFINED 27700 0 0 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 1375 42777 SH DEFINED 3 42627 0 150 DCW TOTAL RETURN FD COM 23317C103 27 5433 SH DEFINED 3 0 0 5433 DNP SELECT INCOME FD COM 23325P104 2306 248762 SH DEFINED 3 0 0 248762 DNP SELECT INCOME FD COM 23325P104 38 4132 SH DEFINED 18 4132 0 0 DG FASTCHANNEL INC COM 23326R109 13967 437164 SH DEFINED 4 0 331512 105652 DG FASTCHANNEL INC COM 23326R109 4 124 SH DEFINED 5 124 0 0 DRI CORPORATION COM 23330F109 2 1102 SH DEFINED 3 0 0 1102 D R HORTON INC COM 23331A109 3954 313800 SH DEFINED 1 313800 0 0 D R HORTON INC COM 23331A109 1821 144496 SH DEFINED 2 144496 0 0 D R HORTON INC COM 23331A109 12696 1007600 CALL DEFINED 3 1007600 0 0 D R HORTON INC COM 23331A109 8820 700000 PUT DEFINED 3 700000 0 0 D R HORTON INC COM 23331A109 1955 155146 SH DEFINED 3 153060 0 2086 D R HORTON INC COM 23331A109 82 6500 SH DEFINED 5 6500 0 0 D R HORTON INC COM 23331A109 6 500 SH DEFINED 8 500 0 0 D R HORTON INC COM 23331A109 139 11000 SH DEFINED 15 11000 0 0 D R HORTON INC COM 23331A109 12 987 SH DEFINED 18 987 0 0 D R HORTON INC NOTE 2.000% 5/1 23331ABB4 7997 6812000 PRN DEFINED 3 6812000 0 0 DST SYS INC DEL DBCV 4.125% 8/1 233326AB3 736 714000 PRN DEFINED 3 0 0 714000 DTF TAX-FREE INCOME INC COM 23334J107 91 6125 SH DEFINED 3 0 0 6125 DSW INC CL A 23334L102 20 774 SH DEFINED 2 774 0 0 DSW INC CL A 23334L102 4 140 SH DEFINED 18 140 0 0 DTS INC COM 23335C101 11 323 SH DEFINED 3 0 0 323 DWS MULTI MKT INCOME TR SHS 23338L108 39 4206 SH DEFINED 3 0 0 4206 DWS MUN INCOME TR COM 23338M106 314 26200 SH DEFINED 3 0 0 26200 DWS GLOBAL HIGH INCOME FD COM 23338W104 104 14020 SH DEFINED 3 0 0 14020 DWS RREEF REAL ESTATE FD II COM 23338X102 19 14392 SH DEFINED 3 0 0 14392 DWS GLOBAL COMMODITIES STK F COM 23338Y100 36 4252 SH DEFINED 3 0 0 4252 DWS DREMAN VAL INCOME EDGE F COM NEW 23339M204 787 60770 SH DEFINED 3 0 0 60770 DWS DREMAN VAL INCOME EDGE F COM NEW 23339M204 26 2000 SH DEFINED 5 2000 0 0 DWS RREEF WORLD REAL EST & T COM NEW 23339T209 121 7626 SH DEFINED 3 1 1 7624 DANAHER CORP DEL NOTE 1/2 235851AF9 131 113000 PRN DEFINED 3 99000 0 14000 DAVITA INC COM 23918K108 3159 49821 SH DEFINED 2 49821 0 0 DAVITA INC COM 23918K108 264 4159 SH DEFINED 3 1141 0 3018 DAVITA INC COM 23918K108 274 4320 SH DEFINED 4 0 4320 0 DAVITA INC COM 23918K108 22 350 SH DEFINED 5 350 0 0 DAVITA INC COM 23918K108 240 3790 SH DEFINED 7 0 3790 0 DAVITA INC COM 23918K108 11 175 SH DEFINED 8 0 175 0 DAVITA INC COM 23918K108 81 1276 SH DEFINED 10 1276 0 0 DAVITA INC COM 23918K108 41 650 SH DEFINED 17 0 0 650 DAVITA INC COM 23918K108 10 150 SH DEFINED 150 0 0 DAVITA INC COM 23918K108 1012 15957 SH SOLE 15957 0 0 DAYSTAR TECHNOLOGIES INC COM 23962Q100 0 1000 SH DEFINED 8 1000 0 0 DEARBORN BANCORP INC COM 24242R108 0 132 SH DEFINED 3 0 0 132 DEL MONTE FOODS CO COM 24522P103 94 6432 SH DEFINED 3 527 0 5905 DEL MONTE FOODS CO COM 24522P103 478 32743 SH DEFINED 5 32743 0 0 DEL MONTE FOODS CO COM 24522P103 3 215 SH DEFINED 16 0 215 0 DEL MONTE FOODS CO COM 24522P103 3 220 SH DEFINED 18 220 0 0 DELAWARE INV MN MUN INC FD I COM 24610V103 177 13918 SH DEFINED 3 0 0 13918 DELL INC COM 24702R101 14565 969703 SH DEFINED 2 969703 0 0 DELL INC COM 24702R101 7929 527910 SH DEFINED 3 102816 0 425094 DELL INC COM 24702R101 9475 630850 SH DEFINED 5 630850 0 0 DELL INC COM 24702R101 54857 3652239 SH DEFINED 6 3652239 0 0 DELL INC COM 24702R101 111 7420 SH DEFINED 7 0 7420 0 DELL INC COM 24702R101 163 10820 SH DEFINED 8 9700 1120 0 DELL INC COM 24702R101 249 16606 SH DEFINED 10 16606 0 0 DELL INC COM 24702R101 125 8300 SH DEFINED 14 8300 0 0 DELL INC COM 24702R101 93 6220 SH DEFINED 16 5050 1170 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- DELL INC COM 24702R101 24 1600 SH DEFINED 17 0 0 1600 DELL INC COM 24702R101 190 12680 SH DEFINED 18 12680 0 0 DELL INC COM 24702R101 76 5036 SH DEFINED 4270 766 0 DELL INC COM 24702R101 8 500 SH SOLE 500 0 0 DENDREON CORP COM 24823Q107 520 14266 SH DEFINED 3 356 0 13910 DENDREON CORP COM 24823Q107 44 1200 SH DEFINED 5 1200 0 0 DENNYS CORP COM 24869P104 19 5000 SH DEFINED 3 0 0 5000 DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 74 2606 SH DEFINED 3 2606 0 0 DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 5 165 SH DEFINED 18 165 0 0 DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 10 338 SH DEFINED 338 0 0 DEUTSCHE BK AG LDN BRH PS GOLD DL ETN 25154H749 224 8250 SH DEFINED 3 0 0 8250 DEUTSCHE BK AG LDN BRH PS GOLD DL ETN 25154H749 81 3000 SH DEFINED 16 3000 0 0 DEUTSCHE BK AG LONDON BRH MTLS DBL ETN38 25154K841 55 3200 SH DEFINED 3 0 0 3200 DEUTSCHE BK AG LONDON BRH PS CR OIL LG ETN 25154K866 14 1000 SH DEFINED 3 0 0 1000 DEVON ENERGY CORP NEW COM 25179M103 15846 245937 SH DEFINED 2 245937 0 0 DEVON ENERGY CORP NEW COM 25179M103 9127 141655 SH DEFINED 3 98038 0 43617 DEVON ENERGY CORP NEW COM 25179M103 7542 117050 SH DEFINED 4 0 48160 68890 DEVON ENERGY CORP NEW COM 25179M103 896 13911 SH DEFINED 5 13911 0 0 DEVON ENERGY CORP NEW COM 25179M103 2573 39940 SH DEFINED 7 0 39940 0 DEVON ENERGY CORP NEW COM 25179M103 140 2174 SH DEFINED 8 575 1599 0 DEVON ENERGY CORP NEW COM 25179M103 28 430 SH DEFINED 15 430 0 0 DEVON ENERGY CORP NEW COM 25179M103 86 1338 SH DEFINED 16 1338 0 0 DEVON ENERGY CORP NEW COM 25179M103 136 2109 SH DEFINED 18 2109 0 0 DEVON ENERGY CORP NEW COM 25179M103 2 25 SH DEFINED 5;1 25 0 0 DEVON ENERGY CORP NEW COM 25179M103 95 1469 SH DEFINED 1469 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 2106 31220 SH DEFINED 3 0 0 31220 DIAGEO P L C SPON ADR NEW 25243Q205 24445 362419 SH DEFINED 5 362419 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 5 75 SH DEFINED 7 0 75 0 DIAGEO P L C SPON ADR NEW 25243Q205 783 11616 SH DEFINED 8 11616 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 8 125 SH DEFINED 9 125 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 67 1000 SH DEFINED 15 1000 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 547 8105 SH DEFINED 18 8105 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 241 3566 SH DEFINED 550 3016 0 DIAGEO P L C SPON ADR NEW 25243Q205 3 45 SH SOLE 45 0 0 DIAMOND HILL FINL TRNDS FD I COM 25264C101 50 5375 SH DEFINED 3 0 0 5375 DIAMOND HILL INVESTMENT GROU COM NEW 25264R207 34 500 SH DEFINED 3 500 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 2226 25060 SH DEFINED 2 25060 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 4440 49991 SH DEFINED 3 15766 0 34225 DIAMOND OFFSHORE DRILLING IN COM 25271C102 1415 15937 SH DEFINED 5 15937 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 9 103 SH DEFINED 8 103 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 533 6000 SH DEFINED 13 6000 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 240 2700 SH DEFINED 15 2700 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 338 3803 SH DEFINED 18 3803 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 129 1456 SH DEFINED 0 0 1456 DIGITAL ANGEL CORP NEW COM NEW 25383A200 0 222 SH DEFINED 3 0 0 222 DIGITAL ANGEL CORP NEW COM NEW 25383A200 0 206 SH DEFINED 5 206 0 0 DIGITAL RIV INC COM 25388B104 26 856 SH DEFINED 3 0 0 856 DIGITAL RIV INC COM 25388B104 12169 401626 SH DEFINED 4 0 319216 82410 DIGITALGLOBE INC COM NEW 25389M877 28 1000 SH DEFINED 1000 0 0 DIREXION SHS ETF TR DLY EMRGMKT BULL 25459W300 26 200 SH DEFINED 3 0 0 200 DIREXION SHS ETF TR DLY EMRGMKT BULL 25459W300 181 1372 SH DEFINED 13 1372 0 0 DIREXION SHS ETF TR DLY EMRGMKT BULL 25459W300 225 1700 SH DEFINED 16 1700 0 0 DIREXION SHS ETF TR DLY FIN BEAR NEW 25459W490 1 100 SH DEFINED 3 0 0 100 DIREXION SHS ETF TR DLY FIN BEAR NEW 25459W490 71 5260 SH DEFINED 13 5260 0 0 DIREXION SHS ETF TR DLY FIN BULL NEW 25459W516 78 804 SH DEFINED 13 804 0 0 DIREXION SHS ETF TR 30YR BEAR ETF 25459W532 112 1700 SH DEFINED 3 0 0 1700 DIREXION SHS ETF TR DLY SMCAP BEAR3X 25459W839 5 630 SH DEFINED 3 0 0 630 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 136 2490 SH DEFINED 13 2490 0 0 DIREXION SHS ETF TR DLY ENRGY BEAR3X 25459W870 57 5500 SH DEFINED 13 5500 0 0 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 78 2000 SH DEFINED 16 2000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 4591 135864 SH DEFINED 2 135864 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 146 4320 SH DEFINED 3 2379 0 1941 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 166 4920 SH DEFINED 16 4920 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 57 1682 SH DEFINED 18 1682 0 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 340 11564 SH DEFINED 2 11564 0 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 166 5647 SH DEFINED 3 5171 0 476 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 145 4920 SH DEFINED 16 4920 0 0 DISH NETWORK CORP CL A 25470M109 1133 54424 SH DEFINED 2 54424 0 0 DISH NETWORK CORP CL A 25470M109 198 9528 SH DEFINED 3 536 0 8992 DISH NETWORK CORP CL A 25470M109 36 1710 SH DEFINED 18 1710 0 0 DIRECTV COM CL A 25490A101 1014 30000 SH DEFINED 1 30000 0 0 DIRECTV COM CL A 25490A101 19905 588717 SH DEFINED 2 588717 0 0 DIRECTV COM CL A 25490A101 6762 200000 CALL DEFINED 3 200000 0 0 DIRECTV COM CL A 25490A101 4727 139798 SH DEFINED 3 10454 0 129344 DIRECTV COM CL A 25490A101 47 1400 SH DEFINED 5 1400 0 0 DIRECTV COM CL A 25490A101 786 23245 SH DEFINED 7 0 23245 0 DIRECTV COM CL A 25490A101 20 578 SH DEFINED 8 53 525 0 DIRECTV COM CL A 25490A101 272 8042 SH DEFINED 10 8042 0 0 DIRECTV COM CL A 25490A101 5 147 SH DEFINED 15 147 0 0 DIRECTV COM CL A 25490A101 665 19683 SH DEFINED 16 19683 0 0 DIRECTV COM CL A 25490A101 113 3353 SH DEFINED 18 3353 0 0 DIRECTV COM CL A 25490A101 6 170 SH DEFINED 5;1 170 0 0 DIRECTV COM CL A 25490A101 58 1715 SH DEFINED 1715 0 0 DIRECTV COM CL A 25490A101 107 3165 SH SOLE 3165 0 0 DOCUMENT SEC SYS INC COM 25614T101 0 1 SH DEFINED 5 1 0 0 DOLAN MEDIA CO COM 25659P402 12 1080 SH DEFINED 2 1080 0 0 DOLAN MEDIA CO COM 25659P402 96 8800 SH DEFINED 3 0 0 8800 DOLBY LABORATORIES INC COM 25659T107 135 2304 SH DEFINED 3 139 0 2165 DOLBY LABORATORIES INC COM 25659T107 1041 17740 SH DEFINED 4 0 2900 14840 DOLBY LABORATORIES INC COM 25659T107 12 208 SH DEFINED 16 208 0 0 DOLBY LABORATORIES INC COM 25659T107 45 775 SH DEFINED 18 775 0 0 DOLBY LABORATORIES INC COM 25659T107 422 7190 SH DEFINED 0 7190 0 DOMINION RES BLACK WARRIOR T UNITS BEN INT 25746Q108 6 456 SH DEFINED 3 0 0 456 DOMINION RES INC VA NEW COM 25746U109 10223 248676 SH DEFINED 2 248676 0 0 DOMINION RES INC VA NEW COM 25746U109 8630 209925 SH DEFINED 3 7207 0 202718 DOMINION RES INC VA NEW COM 25746U109 12557 305440 SH DEFINED 4 0 129035 176405 DOMINION RES INC VA NEW COM 25746U109 72 1750 SH DEFINED 5 1750 0 0 DOMINION RES INC VA NEW COM 25746U109 1104 26855 SH DEFINED 7 0 26855 0 DOMINION RES INC VA NEW COM 25746U109 23 550 SH DEFINED 8 0 550 0 DOMINION RES INC VA NEW COM 25746U109 179 4352 SH DEFINED 18 4352 0 0 DOMINION RES INC VA NEW COM 25746U109 277 6744 SH DEFINED 613 6131 0 DOMINOS PIZZA INC COM 25754A201 271 19901 SH DEFINED 2 19901 0 0 DOMINOS PIZZA INC COM 25754A201 38 2762 SH DEFINED 3 0 0 2762 DORAL FINL CORP COM NEW 25811P886 1 246 SH DEFINED 2 246 0 0 DORCHESTER MINERALS LP COM UNIT 25820R105 63 2978 SH DEFINED 2 2978 0 0 DORCHESTER MINERALS LP COM UNIT 25820R105 15 700 SH DEFINED 3 0 0 700 DOUGLAS EMMETT INC COM 25960P109 34 2199 SH DEFINED 2 2199 0 0 DOUGLAS EMMETT INC COM 25960P109 5 323 SH DEFINED 3 323 0 0 DRAGONWAVE INC COM 26144M103 200 21673 SH DEFINED 3 0 0 21673 DRAGONWAVE INC COM 26144M103 14 1500 PUT DEFINED 5 1500 0 0 DRAGONWAVE INC COM 26144M103 135 14570 SH DEFINED 5 14570 0 0 DRDGOLD LIMITED SPON ADR NEW 26152H301 248 50660 SH DEFINED 3 50300 0 360 DREAMWORKS ANIMATION SKG INC CL A 26153C103 991 25160 SH DEFINED 2 25160 0 0 DREAMWORKS ANIMATION SKG INC CL A 26153C103 1569 39813 SH DEFINED 3 21244 0 18569 DREAMWORKS ANIMATION SKG INC CL A 26153C103 63 1600 SH DEFINED 5 1600 0 0 DREAMWORKS ANIMATION SKG INC CL A 26153C103 6 144 SH DEFINED 18 144 0 0 DREAMWORKS ANIMATION SKG INC CL A 26153C103 5 134 SH DEFINED 134 0 0 DREW INDS INC COM NEW 26168L205 253 11495 SH DEFINED 2 11495 0 0 DREW INDS INC COM NEW 26168L205 77 3493 SH DEFINED 3 0 0 3493 DREW INDS INC COM NEW 26168L205 773 35100 SH DEFINED 4 0 16300 18800
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 9 1971 SH DEFINED 3 0 0 1971 DREYFUS MUN INCOME INC COM 26201R102 93 10400 SH DEFINED 3 0 0 10400 DREYFUS STRATEGIC MUN BD FD COM 26202F107 624 76113 SH DEFINED 3 0 0 76113 DUFF & PHELPS UTIL CORP BD T COM 26432K108 24 1931 SH DEFINED 3 0 0 1931 DUFF & PHELPS CORP NEW CL A 26433B107 55 3256 SH DEFINED 2 3256 0 0 DUKE ENERGY CORP NEW COM 26441C105 4875 298730 SH DEFINED 2 298730 0 0 DUKE ENERGY CORP NEW COM 26441C105 18253 1118463 SH DEFINED 3 147717 0 970746 DUKE ENERGY CORP NEW COM 26441C105 1971 120766 SH DEFINED 5 120766 0 0 DUKE ENERGY CORP NEW COM 26441C105 101 6179 SH DEFINED 7 0 6179 0 DUKE ENERGY CORP NEW COM 26441C105 628 38500 SH DEFINED 8 38100 400 0 DUKE ENERGY CORP NEW COM 26441C105 17 1039 SH DEFINED 9 1039 0 0 DUKE ENERGY CORP NEW COM 26441C105 95 5800 SH DEFINED 15 5800 0 0 DUKE ENERGY CORP NEW COM 26441C105 7 400 SH DEFINED 16 400 0 0 DUKE ENERGY CORP NEW COM 26441C105 82 5000 SH DEFINED 17 0 0 5000 DUKE ENERGY CORP NEW COM 26441C105 829 50788 SH DEFINED 18 50788 0 0 DUKE ENERGY CORP NEW COM 26441C105 125 7659 SH DEFINED 7659 0 0 DUKE ENERGY CORP NEW COM 26441C105 3 200 SH SOLE 200 0 0 DYNAMEX INC COM 26784F103 3 186 SH DEFINED 18 186 0 0 DYNCORP INTL INC CL A 26817C101 130 11355 SH DEFINED 2 11355 0 0 DYNCORP INTL INC CL A 26817C101 1135 98800 SH DEFINED 3 98800 0 0 DYNEGY INC DEL CL A 26817G102 374 297158 SH DEFINED 3 145480 0 151678 DYNEGY INC DEL CL A 26817G102 1 1000 SH DEFINED 5 1000 0 0 DYNEGY INC DEL CL A 26817G102 3 2525 SH DEFINED 16 0 2525 0 DYNEGY INC DEL CL A 26817G102 1 490 SH DEFINED 18 490 0 0 DYNEX CAP INC COM NEW 26817Q506 2 200 SH DEFINED 3 0 0 200 DYNEX CAP INC COM NEW 26817Q506 675 75040 SH DEFINED 4 0 0 75040 EF JOHNSON TECHNOLOGIES INC COM 26843B101 123 131000 SH DEFINED 4 0 0 131000 E HOUSE CHINA HLDGS LTD ADR 26852W103 245 12864 SH DEFINED 3 0 0 12864 E M C CORP MASS NOTE 1.750% 268648AK8 2756 2272000 PRN DEFINED 3 2263000 0 9000 E M C CORP MASS NOTE 1.750% 268648AM4 26 21000 PRN DEFINED 3 0 0 21000 EMS TECHNOLOGIES INC COM 26873N108 42 2500 SH DEFINED 3 0 0 2500 EMS TECHNOLOGIES INC COM 26873N108 6911 416326 SH DEFINED 4 0 128426 287900 ENI S P A SPONSORED ADR 26874R108 137 2909 SH DEFINED 2 2909 0 0 ENI S P A SPONSORED ADR 26874R108 284 6044 SH DEFINED 3 0 0 6044 ENI S P A SPONSORED ADR 26874R108 336 7161 SH DEFINED 5 7161 0 0 ENI S P A SPONSORED ADR 26874R108 4 80 SH DEFINED 7 0 80 0 ENI S P A SPONSORED ADR 26874R108 5 110 SH DEFINED 8 110 0 0 ENI S P A SPONSORED ADR 26874R108 348 7424 SH DEFINED 18 7424 0 0 ENI S P A SPONSORED ADR 26874R108 7286 155258 SH DEFINED 5;1 155258 0 0 ENI S P A SPONSORED ADR 26874R108 33 700 SH DEFINED 700 0 0 ENI S P A SPONSORED ADR 26874R108 2 50 SH SOLE 50 0 0 EOG RES INC COM 26875P101 7444 80100 SH DEFINED 1 80100 0 0 EOG RES INC COM 26875P101 11478 123504 SH DEFINED 2 123504 0 0 EOG RES INC COM 26875P101 8658 93158 SH DEFINED 3 88686 0 4472 EOG RES INC COM 26875P101 7 78 SH DEFINED 5 78 0 0 EOG RES INC COM 26875P101 2 22 SH DEFINED 7 0 22 0 EOG RES INC COM 26875P101 106 1142 SH DEFINED 10 1142 0 0 EOG RES INC COM 26875P101 38 405 SH DEFINED 14 405 0 0 EOG RES INC COM 26875P101 2 20 SH DEFINED 16 0 20 0 EOG RES INC COM 26875P101 108 1165 SH DEFINED 17 0 0 1165 EOG RES INC COM 26875P101 367 3945 SH DEFINED 18 3945 0 0 EOG RES INC COM 26875P101 115 1239 SH DEFINED 24 1215 0 EOG RES INC COM 26875P101 191 2050 SH SOLE 2050 0 0 ERP OPER LTD PARTNERSHIP NOTE 3.850% 26884AAV5 16129 16000000 PRN DEFINED 3 16000000 0 0 EQT CORP COM 26884L109 4724 115222 SH DEFINED 2 115222 0 0 EQT CORP COM 26884L109 1174 28642 SH DEFINED 3 8455 0 20187 EQT CORP COM 26884L109 354 8630 SH DEFINED 4 0 8630 0 EQT CORP COM 26884L109 451 11000 SH DEFINED 7 0 11000 0 EQT CORP COM 26884L109 9 215 SH DEFINED 8 0 215 0 EQT CORP COM 26884L109 800 19518 SH DEFINED 14 19518 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- EQT CORP COM 26884L109 116 2824 SH DEFINED 18 2824 0 0 EQT CORP COM 26884L109 104 2525 SH DEFINED 150 0 2375 ETFS PLATINUM TR SH BEN INT 26922V101 84 510 SH DEFINED 3 0 0 510 ETFS PLATINUM TR SH BEN INT 26922V101 1141 6947 SH DEFINED 5 6947 0 0 ETFS PLATINUM TR SH BEN INT 26922V101 7 42 SH DEFINED 8 42 0 0 ETFS SILVER TR SILVER SHS 26922X107 1080 61885 SH DEFINED 3 0 0 61885 ETFS GOLD TR SHS 26922Y105 1764 15877 SH DEFINED 3 0 0 15877 ETFS PALLADIUM TR SH BEN INT 26923A106 69 1450 SH DEFINED 3 0 0 1450 ETFS PALLADIUM TR SH BEN INT 26923A106 26 550 SH DEFINED 5 550 0 0 EV ENERGY PARTNERS LP COM UNITS 26926V107 1075 33692 SH DEFINED 3 0 0 33692 EV ENERGY PARTNERS LP COM UNITS 26926V107 606 19000 SH DEFINED 4 0 0 19000 EV3 INC COM 26928A200 43 2700 SH DEFINED 1 2700 0 0 EV3 INC COM 26928A200 17 1080 SH DEFINED 2 1080 0 0 EV3 INC COM 26928A200 107 6725 SH DEFINED 3 0 0 6725 EV3 INC COM 26928A200 9 569 SH DEFINED 18 569 0 0 EAGLE MATERIALS INC COM 26969P108 1991 75018 SH DEFINED 3 75000 0 18 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 15 2412 SH DEFINED 2 2412 0 0 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 354 56600 PUT DEFINED 3 56600 0 0 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 2386 381109 SH DEFINED 3 41500 0 339609 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 192 30744 SH DEFINED 18 30744 0 0 EAST WEST BANCORP INC COM 27579R104 56 3229 SH DEFINED 2 3229 0 0 EAST WEST BANCORP INC COM 27579R104 63 3600 SH DEFINED 3 0 0 3600 EATON VANCE MI MUNI INCOME T SH BEN INT 27826D106 160 13000 SH DEFINED 3 0 0 13000 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 93 7550 SH DEFINED 3 0 0 7550 EATON VANCE SR INCOME TR SH BEN INT 27826S103 52 7545 SH DEFINED 3 0 0 7545 EATON VANCE PA MUNI INCOME T SH BEN INT 27826T101 188 14078 SH DEFINED 3 0 0 14078 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 203 16244 SH DEFINED 3 0 0 16244 EATON VANCE NJ MUNI INCOME T SH BEN INT 27826V106 21 1500 SH DEFINED 3 0 0 1500 EATON VANCE NY MUNI INCOME T SH BEN INT 27826W104 152 11000 SH DEFINED 3 0 0 11000 EATON VANCE INS MUN BD FD II COM 27827K109 34 2500 SH DEFINED 3 0 0 2500 EATON VANCE INS MUN BD FD COM 27827X101 173 13411 SH DEFINED 3 0 0 13411 EATON VANCE INS NY MUN BD FD COM 27827Y109 103 7566 SH DEFINED 3 0 0 7566 EATON VANCE INS CA MUN BD FD COM 27828A100 24 2000 SH DEFINED 3 0 0 2000 EATON VANCE INS CA MN BD FD COM 27828C106 12 1000 SH DEFINED 3 0 0 1000 EATON VANCE TAX ADVT DIV INC COM 27828G107 331 20474 SH DEFINED 3 0 0 20474 EATON VANCE LTD DUR INCOME F COM 27828H105 1981 124503 SH DEFINED 3 0 0 124503 EATON VANCE TX MGD DIV EQ IN COM 27828N102 1188 89310 SH DEFINED 3 0 0 89310 EATON VANCE TX MGD DIV EQ IN COM 27828N102 107 8075 SH DEFINED 18 8075 0 0 EATON VANCE SR FLTNG RTE TR COM 27828Q105 425 25627 SH DEFINED 3 0 0 25627 EATON VANCE TX ADV GLBL DIV COM 27828S101 1191 85733 SH DEFINED 3 0 0 85733 EATON VANCE INS NY MN BD FD COM 27828T109 167 12000 SH DEFINED 3 0 0 12000 EATON VANCE TX ADV GLB DIV O COM 27828U106 895 43901 SH DEFINED 3 0 0 43901 EATON VANCE SH TM DR DIVR IN COM 27828V104 724 42713 SH DEFINED 3 0 0 42713 EATON VANCE INS PA MUN BD FD COM 27828W102 263 19143 SH DEFINED 3 0 0 19143 EATON VANCE TAX MNGED BUY WR COM 27828X100 113 6965 SH DEFINED 3 0 0 6965 EATON VANCE TX MNG BY WRT OP COM 27828Y108 124 8575 SH DEFINED 3 0 0 8575 EATON VANCE TXMGD GL BUYWR O COM 27829C105 323 24107 SH DEFINED 3 0 0 24107 EATON VANCE TXMGD GL BUYWR O COM 27829C105 133 9900 SH DEFINED 18 9900 0 0 EATON VANCE TAX MNG GBL DV E COM 27829F108 1507 124796 SH DEFINED 3 0 0 124796 EATON VANCE TAX MNG GBL DV E COM 27829F108 60 5000 SH DEFINED 16 5000 0 0 EATON VANCE TAX MNG GBL DV E COM 27829F108 101 8370 SH DEFINED 18 8370 0 0 EATON VANCE RISK MNGD DIV EQ COM 27829G106 870 51452 SH DEFINED 3 0 0 51452 EATON VANCE RISK MNGD DIV EQ COM 27829G106 51 3000 SH DEFINED 18 3000 0 0 ECHELON CORP COM 27874N105 4 400 SH DEFINED 3 0 0 400 ECHELON CORP COM 27874N105 4 420 SH DEFINED 18 420 0 0 EDUCATION RLTY TR INC COM 28140H104 82 14276 SH DEFINED 2 14276 0 0 EDUCATION RLTY TR INC COM 28140H104 2 400 SH DEFINED 3 0 0 400 EDUCATION MGMT CORP NEW COM 28140M103 132 6021 SH DEFINED 3 62 0 5959 EHEALTH INC COM 28238P109 215 13639 SH DEFINED 2 13639 0 0 EHEALTH INC COM 28238P109 169 10730 SH DEFINED 14 10730 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- EL PASO CORP COM 28336L109 8130 750000 SH DEFINED 1 750000 0 0 EL PASO CORP COM 28336L109 4836 446087 SH DEFINED 2 446087 0 0 EL PASO CORP COM 28336L109 14801 1365400 PUT DEFINED 3 1365400 0 0 EL PASO CORP COM 28336L109 18766 1731191 SH DEFINED 3 1462221 0 268970 EL PASO CORP COM 28336L109 152 14067 SH DEFINED 5 14067 0 0 EL PASO CORP COM 28336L109 8 700 SH DEFINED 8 700 0 0 EL PASO CORP COM 28336L109 192 17687 SH DEFINED 10 17687 0 0 EL PASO CORP COM 28336L109 63 5841 SH DEFINED 18 5841 0 0 EL PASO CORP COM 28336L109 18 1622 SH DEFINED 1622 0 0 EL PASO CORP COM 28336L109 74 6862 SH SOLE 6862 0 0 ELIZABETH ARDEN INC COM 28660G106 21 1172 SH DEFINED 2 1172 0 0 ELIZABETH ARDEN INC COM 28660G106 990 55000 SH DEFINED 4 0 0 55000 EMBRAER-EMPRESA BRASILEIRA D SP ADR COM SHS 29081M102 88 3652 SH DEFINED 2 3652 0 0 EMBRAER-EMPRESA BRASILEIRA D SP ADR COM SHS 29081M102 1167 48719 SH DEFINED 3 48027 0 692 EMBRAER-EMPRESA BRASILEIRA D SP ADR COM SHS 29081M102 1 43 SH DEFINED 5 43 0 0 EMBRAER-EMPRESA BRASILEIRA D SP ADR COM SHS 29081M102 1 47 SH DEFINED 15 47 0 0 EMBRAER-EMPRESA BRASILEIRA D SP ADR COM SHS 29081M102 33 1365 SH DEFINED 16 1365 0 0 EMBRAER-EMPRESA BRASILEIRA D SP ADR COM SHS 29081M102 9 370 SH DEFINED 18 370 0 0 EMCOR GROUP INC COM 29084Q100 164 6651 SH DEFINED 2 6651 0 0 EMCOR GROUP INC COM 29084Q100 240 9745 SH DEFINED 3 0 0 9745 EMCOR GROUP INC COM 29084Q100 34 1375 SH DEFINED 5 1375 0 0 EMCOR GROUP INC COM 29084Q100 22 912 SH DEFINED 18 912 0 0 EMDEON INC CL A 29084T104 1 74 SH DEFINED 3 74 0 0 EMDEON INC CL A 29084T104 20 1200 SH DEFINED 5 1200 0 0 EMERGENT BIOSOLUTIONS INC COM 29089Q105 28 1686 SH DEFINED 3 0 0 1686 EMERGENCY MEDICAL SVCS CORP CL A 29100P102 251 4440 SH DEFINED 3 0 0 4440 EMERGENCY MEDICAL SVCS CORP CL A 29100P102 2591 45820 SH DEFINED 4 0 22520 23300 EMERGENCY MEDICAL SVCS CORP CL A 29100P102 14 240 SH DEFINED 18 240 0 0 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 381 8107 SH DEFINED 2 8107 0 0 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 1837 39098 SH DEFINED 3 39098 0 0 ENBRIDGE INC COM 29250N105 616289 12906584 SH DEFINED 1 12906584 0 0 ENBRIDGE INC COM 29250N105 673 14104 SH DEFINED 3 0 0 14104 ENBRIDGE INC COM 29250N105 783 16400 CALL DEFINED 5 16400 0 0 ENBRIDGE INC COM 29250N105 192283 4026862 SH DEFINED 5 4026862 0 0 ENBRIDGE INC COM 29250N105 87939 1841648 SH DEFINED 6 1841648 0 0 ENBRIDGE INC COM 29250N105 33616 704008 SH DEFINED 7 0 704008 0 ENBRIDGE INC COM 29250N105 6470 135507 SH DEFINED 8 92942 42565 0 ENBRIDGE INC COM 29250N105 3203 67069 SH DEFINED 9 67069 0 0 ENBRIDGE INC COM 29250N105 64 1335 SH DEFINED 15 1335 0 0 ENBRIDGE INC COM 29250N105 96 2000 SH DEFINED 17 0 0 2000 ENBRIDGE INC COM 29250N105 30 622 SH DEFINED 5;1 622 0 0 ENBRIDGE INC COM 29250N105 1014 21228 SH DEFINED 13502 7726 0 ENBRIDGE INC COM 29250N105 716359 15002293 SH SOLE 15002293 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 2239 44280 SH DEFINED 2 44280 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 3223 63735 SH DEFINED 3 30000 0 33735 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 1620 32035 SH DEFINED 5 32035 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 33 655 SH DEFINED 8 655 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 21 415 SH DEFINED 15 415 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 51 1000 SH DEFINED 16 1000 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 44 869 SH DEFINED 869 0 0 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 939 18389 SH DEFINED 2 18389 0 0 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 94 1843 SH DEFINED 3 0 0 1843 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 866 16966 SH DEFINED 4 0 0 16966 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 3 65 SH DEFINED 18 65 0 0 ENCORE ENERGY PARTNERS LP COM UNIT 29257A106 402 20137 SH DEFINED 2 20137 0 0 ENCORE ENERGY PARTNERS LP COM UNIT 29257A106 4100 205520 SH DEFINED 3 0 0 205520 ENCORE ENERGY PARTNERS LP COM UNIT 29257A106 60 3000 SH DEFINED 18 3000 0 0 ENCORIUM GROUP INC COM NEW 29257R208 1 212 SH DEFINED 3 0 0 212 ENDEAVOUR SILVER CORP COM 29258Y103 2568 800000 SH DEFINED 1 800000 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 6 2000 SH DEFINED 3 0 0 2000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ENDEAVOUR SILVER CORP COM 29258Y103 15 4610 SH DEFINED 5 4610 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 3 1075 SH DEFINED 8 1075 0 0 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 672 28346 SH DEFINED 2 28346 0 0 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 863 36416 SH DEFINED 3 33044 0 3372 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 32 1343 SH DEFINED 5 1343 0 0 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 1 23 SH DEFINED 15 23 0 0 ENERGY CONVERSION DEVICES IN NOTE 3.000% 292659AA7 1600 2528000 PRN DEFINED 3 767000 0 1761000 ENERGEN CORP COM 29265N108 5165 111000 SH DEFINED 1 111000 0 0 ENERGEN CORP COM 29265N108 58 1236 SH DEFINED 2 1236 0 0 ENERGEN CORP COM 29265N108 967 20792 SH DEFINED 3 20162 0 630 ENERGEN CORP COM 29265N108 2075 44600 SH DEFINED 4 0 22000 22600 ENERGEN CORP COM 29265N108 129 2772 SH DEFINED 18 2772 0 0 ENERGIZER HLDGS INC COM 29266R108 1282 20426 SH DEFINED 3 19545 0 881 ENERGIZER HLDGS INC COM 29266R108 8 125 SH DEFINED 5 125 0 0 ENERGIZER HLDGS INC COM 29266R108 3 40 SH DEFINED 18 40 0 0 ENER1 INC COM NEW 29267A203 1 300 SH DEFINED 3 0 0 300 ENER1 INC COM NEW 29267A203 7 1428 SH DEFINED 5 1428 0 0 ENERGY RECOVERY INC COM 29270J100 330 52350 SH DEFINED 3 41700 0 10650 ENERGY SVCS OF AMERICA CORP *W EXP 08/29/201 29271Q111 11 24000 SH DEFINED 3 0 0 24000 ENERGY SVCS OF AMERICA CORP UNIT 08/29/2011 29271Q202 1643 426827 SH DEFINED 3 421427 0 5400 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 421 8984 SH DEFINED 2 8984 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 7968 170048 SH DEFINED 3 25000 0 145048 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 134 2864 SH DEFINED 5 2864 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 47 1000 SH DEFINED 16 1000 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 70 1500 SH DEFINED 18 1500 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 91 1935 SH DEFINED 1935 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 7504 222393 SH DEFINED 3 134623 0 87770 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 12 365 SH DEFINED 15 365 0 0 ENERPLUS RES FD UNIT TR G NEW 29274D604 1603 67628 SH DEFINED 1 67628 0 0 ENERPLUS RES FD UNIT TR G NEW 29274D604 472 19907 SH DEFINED 2 19907 0 0 ENERPLUS RES FD UNIT TR G NEW 29274D604 2783 117396 SH DEFINED 3 0 0 117396 ENERPLUS RES FD UNIT TR G NEW 29274D604 8334 351483 SH DEFINED 5 351483 0 0 ENERPLUS RES FD UNIT TR G NEW 29274D604 1556 65615 SH DEFINED 6 65615 0 0 ENERPLUS RES FD UNIT TR G NEW 29274D604 240 10102 SH DEFINED 7 0 10102 0 ENERPLUS RES FD UNIT TR G NEW 29274D604 95 4000 SH DEFINED 8 4000 0 0 ENERPLUS RES FD UNIT TR G NEW 29274D604 59 2500 SH DEFINED 9 2500 0 0 ENERPLUS RES FD UNIT TR G NEW 29274D604 143 6030 SH DEFINED 15 6030 0 0 ENERPLUS RES FD UNIT TR G NEW 29274D604 36 1500 SH DEFINED 18 1500 0 0 ENERPLUS RES FD UNIT TR G NEW 29274D604 19892 838968 SH SOLE 838968 0 0 ENERSIS S A SPONSORED ADR 29274F104 2968 148470 SH DEFINED 1 148470 0 0 ENERSIS S A SPONSORED ADR 29274F104 178 8891 SH DEFINED 2 8891 0 0 ENERSIS S A SPONSORED ADR 29274F104 1562 78133 SH DEFINED 3 77834 0 299 ENERSYS COM 29275Y102 1 34 SH DEFINED 3 0 0 34 ENERSYS COM 29275Y102 11 450 SH DEFINED 18 450 0 0 ENHANCED S&P500 CV CALL FD I COM 29332W107 143 17265 SH DEFINED 3 0 0 17265 ENPRO INDS INC COM 29355X107 66 2273 SH DEFINED 2 2273 0 0 ENPRO INDS INC COM 29355X107 2 84 SH DEFINED 3 0 0 84 ENPRO INDS INC COM 29355X107 582 20000 SH DEFINED 4 0 0 20000 ENSCO INTL PLC SPONSORED ADR 29358Q109 27446 612900 SH DEFINED 1 612900 0 0 ENSCO INTL PLC SPONSORED ADR 29358Q109 111 2479 SH DEFINED 2 2479 0 0 ENSCO INTL PLC SPONSORED ADR 29358Q109 3731 83328 SH DEFINED 3 80000 0 3328 ENSCO INTL PLC SPONSORED ADR 29358Q109 17 382 SH DEFINED 5 382 0 0 ENSCO INTL PLC SPONSORED ADR 29358Q109 119 2664 SH DEFINED 18 2664 0 0 ENTEGRIS INC COM 29362U104 18 3552 SH DEFINED 2 3552 0 0 ENTEGRIS INC COM 29362U104 181 36009 SH DEFINED 3 0 0 36009 ENTERGY CORP NEW COM 29364G103 58487 718950 SH DEFINED 1 718950 0 0 ENTERGY CORP NEW COM 29364G103 6408 78773 SH DEFINED 2 78773 0 0 ENTERGY CORP NEW COM 29364G103 2564 31515 SH DEFINED 3 27111 0 4404 ENTERGY CORP NEW COM 29364G103 35 433 SH DEFINED 5 433 0 0 ENTERGY CORP NEW COM 29364G103 26 325 SH DEFINED 7 0 325 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ENTERGY CORP NEW COM 29364G103 1 15 SH DEFINED 8 0 15 0 ENTERGY CORP NEW COM 29364G103 148 1818 SH DEFINED 10 1818 0 0 ENTERGY CORP NEW COM 29364G103 24 300 SH DEFINED 11 300 0 0 ENTERGY CORP NEW COM 29364G103 67 825 SH DEFINED 15 825 0 0 ENTERGY CORP NEW COM 29364G103 73 900 SH DEFINED 16 900 0 0 ENTERGY CORP NEW COM 29364G103 56 690 SH DEFINED 18 690 0 0 ENTERGY CORP NEW COM 29364G103 300 3689 SH DEFINED 3555 134 0 ENTERGY CORP NEW COM 29364G103 7 90 SH SOLE 90 0 0 ENTEROMEDICS INC COM 29365M109 2 4000 SH DEFINED 3 0 0 4000 ENTERTAINMENT PPTYS TR COM SH BEN INT 29380T105 80 1950 SH DEFINED 3 0 0 1950 ENTERRA ENERGY TR TR UNIT 29381P102 0 75 SH DEFINED 5 75 0 0 ENTREMED INC COM 29382F103 1 2040 SH DEFINED 3 0 0 2040 ENTREE GOLD INC COM 29383G100 5739 1985912 SH DEFINED 5 1985912 0 0 ENTREE GOLD INC COM 29383G100 72 25000 SH DEFINED 16 25000 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 154 30300 SH DEFINED 1 30300 0 0 EPICOR SOFTWARE CORP COM 29426L108 26 2750 SH DEFINED 3 0 0 2750 EPICOR SOFTWARE CORP NOTE 2.375% 29426LAA6 2447 2750000 PRN DEFINED 3 2750000 0 0 EQUINIX INC COM NEW 29444U502 1347 13841 SH DEFINED 3 11046 0 2795 EQUINIX INC COM NEW 29444U502 3 30 SH DEFINED 18 30 0 0 EQUINIX INC COM NEW 29444U502 89 913 SH DEFINED 53 0 860 EQUINIX INC NOTE 3.000% 29444UAG1 9187 8750000 PRN DEFINED 3 8750000 0 0 EQUINIX INC NOTE 4.750% 29444UAH9 681 500000 PRN DEFINED 3 500000 0 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 6 120 SH DEFINED 18 120 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 3698 94464 SH DEFINED 2 94464 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 456 11649 SH DEFINED 3 3095 0 8554 EQUITY RESIDENTIAL SH BEN INT 29476L107 39 984 SH DEFINED 18 984 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 66 1680 SH DEFINED 1680 0 0 ERIE INDTY CO CL A 29530P102 46 1071 SH DEFINED 3 79 0 992 ETABLISSEMENTS DELHAIZE FRER SPONSORED ADR 29759W101 88 1097 SH DEFINED 2 1097 0 0 ETABLISSEMENTS DELHAIZE FRER SPONSORED ADR 29759W101 5 58 SH DEFINED 18 58 0 0 EVANS BANCORP INC COM NEW 29911Q208 24 1600 SH DEFINED 3 0 0 1600 EVERCORE PARTNERS INC CLASS A 29977A105 49 1637 SH DEFINED 2 1637 0 0 EVERCORE PARTNERS INC CLASS A 29977A105 2148 71600 SH DEFINED 3 0 0 71600 EVERGREEN INCOME ADVANTAGE F COM SHS 30023Y105 5 542 SH DEFINED 3 0 0 542 EVERGREEN ENERGY INC COM 30024B104 3 15000 SH DEFINED 3 15000 0 0 EVERGREEN GBL DIVID OPP FUND COM 30024H101 371 35786 SH DEFINED 3 0 0 35786 EVERGREEN INTL BALANCED INCO COM 30024R109 38 2685 SH DEFINED 3 0 0 2685 EVERGREEN MULTI SECT INC FUN COM SHS 30024Y104 918 61202 SH DEFINED 3 0 0 61202 EVERGREEN SOLAR INC COM 30033R108 2102 1860609 SH DEFINED 3 1802374 0 58235 EVERGREEN SOLAR INC COM 30033R108 0 100 SH DEFINED 5 100 0 0 EVERGREEN UTLS & HIGH INCM F COM 30034Q109 270 22313 SH DEFINED 3 0 0 22313 EVOLVING SYS INC COM NEW 30049R209 1 175 SH DEFINED 3 0 0 175 EXACT SCIENCES CORP COM 30063P105 55 12400 SH DEFINED 1 12400 0 0 EXACT SCIENCES CORP COM 30063P105 1 200 SH DEFINED 3 0 0 200 EXELON CORP COM 30161N101 4063 92749 SH DEFINED 2 92749 0 0 EXELON CORP COM 30161N101 4001 91326 SH DEFINED 3 7293 0 84033 EXELON CORP COM 30161N101 298 6811 SH DEFINED 5 6811 0 0 EXELON CORP COM 30161N101 261 5950 SH DEFINED 6 5950 0 0 EXELON CORP COM 30161N101 94 2147 SH DEFINED 7 0 2147 0 EXELON CORP COM 30161N101 71 1625 SH DEFINED 8 1625 0 0 EXELON CORP COM 30161N101 411 9378 SH DEFINED 14 9378 0 0 EXELON CORP COM 30161N101 103 2350 SH DEFINED 15 2350 0 0 EXELON CORP COM 30161N101 145 3300 SH DEFINED 16 3300 0 0 EXELON CORP COM 30161N101 1231 28095 SH DEFINED 18 28095 0 0 EXELON CORP COM 30161N101 348 7952 SH DEFINED 590 7362 0 EXELON CORP COM 30161N101 10953 250000 SH SOLE 250000 0 0 EXELIXIS INC COM 30161Q104 59 9796 SH DEFINED 2 9796 0 0 EXPEDIA INC DEL COM 30212P105 2520 101000 SH DEFINED 1 101000 0 0 EXPEDIA INC DEL COM 30212P105 2774 111166 SH DEFINED 2 111166 0 0 EXPEDIA INC DEL COM 30212P105 324 12975 SH DEFINED 3 2262 0 10713
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- EXPEDIA INC DEL COM 30212P105 372 14896 SH DEFINED 5 14896 0 0 EXPEDIA INC DEL COM 30212P105 13 515 SH DEFINED 18 515 0 0 EXPONENT INC COM 30214U102 4 134 SH DEFINED 18 134 0 0 EXPRESSJET HOLDINGS INC NOTE 11.250% 8/0 30218UAB4 2 2000 PRN DEFINED 3 0 0 2000 EXTERRAN PARTNERS LP COM UNITS 30225N105 2440 111150 SH DEFINED 3 110950 0 200 EXTERRAN HLDGS INC COM 30225X103 454 18781 SH DEFINED 3 17557 0 1224 EXTERRAN HLDGS INC COM 30225X103 6 254 SH DEFINED 18 254 0 0 EXXON MOBIL CORP COM 30231G102 52720 787100 SH DEFINED 1 787100 0 0 EXXON MOBIL CORP COM 30231G102 87334 1303887 SH DEFINED 2 1303887 0 0 EXXON MOBIL CORP COM 30231G102 18085 270000 CALL DEFINED 3 270000 0 0 EXXON MOBIL CORP COM 30231G102 13396 200000 PUT DEFINED 3 200000 0 0 EXXON MOBIL CORP COM 30231G102 70979 1059707 SH DEFINED 3 193473 0 866234 EXXON MOBIL CORP COM 30231G102 35583 531255 SH DEFINED 4 0 215197 316058 EXXON MOBIL CORP COM 30231G102 22417 334675 SH DEFINED 5 334675 0 0 EXXON MOBIL CORP COM 30231G102 15967 238385 SH DEFINED 6 238385 0 0 EXXON MOBIL CORP COM 30231G102 4880 72862 SH DEFINED 7 0 72862 0 EXXON MOBIL CORP COM 30231G102 2066 30849 SH DEFINED 8 27279 3570 0 EXXON MOBIL CORP COM 30231G102 140 2083 SH DEFINED 9 2083 0 0 EXXON MOBIL CORP COM 30231G102 443 6621 SH DEFINED 13 6621 0 0 EXXON MOBIL CORP COM 30231G102 991 14800 SH DEFINED 14 14800 0 0 EXXON MOBIL CORP COM 30231G102 776 11587 SH DEFINED 15 11587 0 0 EXXON MOBIL CORP COM 30231G102 957 14292 SH DEFINED 16 13292 1000 0 EXXON MOBIL CORP COM 30231G102 48 720 SH DEFINED 17 0 0 720 EXXON MOBIL CORP COM 30231G102 22568 336943 SH DEFINED 18 336943 0 0 EXXON MOBIL CORP COM 30231G102 2694 40222 SH DEFINED 20662 19560 0 EXXON MOBIL CORP COM 30231G102 53 795 SH SOLE 795 0 0 FBL FINL GROUP INC CL A 30239F106 4 158 SH DEFINED 3 0 0 158 FEI CO COM 30241L109 135 5885 SH DEFINED 2 5885 0 0 FEI CO COM 30241L109 4 194 SH DEFINED 3 0 0 194 FMC TECHNOLOGIES INC COM 30249U101 12390 191700 SH DEFINED 1 191700 0 0 FMC TECHNOLOGIES INC COM 30249U101 1459 22575 SH DEFINED 2 22575 0 0 FMC TECHNOLOGIES INC COM 30249U101 260 4029 SH DEFINED 3 2705 0 1324 FMC TECHNOLOGIES INC COM 30249U101 518 8018 SH DEFINED 5 8018 0 0 FMC TECHNOLOGIES INC COM 30249U101 1032 15971 SH DEFINED 6 15971 0 0 FMC TECHNOLOGIES INC COM 30249U101 12 188 SH DEFINED 8 188 0 0 FMC TECHNOLOGIES INC COM 30249U101 71 1100 SH DEFINED 13 1100 0 0 FMC TECHNOLOGIES INC COM 30249U101 323 4997 SH DEFINED 18 4997 0 0 FTI CONSULTING INC NOTE 3.750% 302941AB5 24697 18000000 PRN DEFINED 3 18000000 0 0 FACET BIOTECH CORP SHS 30303Q103 189 7000 PUT DEFINED 3 7000 0 0 FACET BIOTECH CORP SHS 30303Q103 189 7000 SH DEFINED 3 7000 0 0 FEDERATED PREM INTR MUN INC COM 31423M105 183 13600 SH DEFINED 3 0 0 13600 FEDERATED PREM INTR MUN INC COM 31423M105 32 2400 SH DEFINED 18 2400 0 0 FEDERATED PREM MUN INC FD COM 31423P108 107 7200 SH DEFINED 3 0 0 7200 FEDEX CORP COM 31428X106 42612 456230 SH DEFINED 1 456230 0 0 FEDEX CORP COM 31428X106 15451 165430 SH DEFINED 2 165430 0 0 FEDEX CORP COM 31428X106 1951 20893 SH DEFINED 3 3455 0 17438 FEDEX CORP COM 31428X106 180 1925 SH DEFINED 4 0 1925 0 FEDEX CORP COM 31428X106 3938 42167 SH DEFINED 5 42167 0 0 FEDEX CORP COM 31428X106 683 7315 SH DEFINED 7 0 7315 0 FEDEX CORP COM 31428X106 291 3115 SH DEFINED 8 2910 205 0 FEDEX CORP COM 31428X106 539 5771 SH DEFINED 10 5771 0 0 FEDEX CORP COM 31428X106 100 1075 SH DEFINED 11 1075 0 0 FEDEX CORP COM 31428X106 244 2616 SH DEFINED 14 2616 0 0 FEDEX CORP COM 31428X106 50 540 SH DEFINED 16 490 50 0 FEDEX CORP COM 31428X106 23 250 SH DEFINED 17 0 0 250 FEDEX CORP COM 31428X106 71 755 SH DEFINED 18 755 0 0 FEDEX CORP COM 31428X106 194 2077 SH DEFINED 1945 132 0 FEDEX CORP COM 31428X106 25 270 SH SOLE 270 0 0 FELCOR LODGING TR INC COM 31430F101 23 4000 SH DEFINED 3 0 0 4000 FELCOR LODGING TR INC COM 31430F101 1 100 SH DEFINED 5 100 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- FIBRIA CELULOSE S A SP ADR REP COM 31573A109 764 34937 SH DEFINED 3 34891 0 46 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 528 24113 SH DEFINED 5 24113 0 0 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 24 1090 SH DEFINED 7 0 1090 0 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 29 1344 SH DEFINED 18 1344 0 0 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 0 13 SH DEFINED 13 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 3378 144131 SH DEFINED 2 144131 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 1284 54760 SH DEFINED 3 3646 0 51114 FIDELITY NATL INFORMATION SV COM 31620M106 572 24420 SH DEFINED 10 24420 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 25 1067 SH DEFINED 1067 0 0 FIDELITY NATIONAL FINANCIAL CL A 31620R105 3265 220288 SH DEFINED 3 204900 0 15388 FIDELITY NATIONAL FINANCIAL CL A 31620R105 7 500 SH DEFINED 5 500 0 0 FIDELITY NATIONAL FINANCIAL CL A 31620R105 9 608 SH DEFINED 608 0 0 FIDUCIARY CLAYMORE MLP OPP F COM 31647Q106 2249 116779 SH DEFINED 3 0 0 116779 FIFTH STREET FINANCE CORP COM 31678A103 152 13103 SH DEFINED 2 13103 0 0 FIFTH STREET FINANCE CORP COM 31678A103 627 54022 SH DEFINED 3 0 0 54022 FIFTH STREET FINANCE CORP COM 31678A103 1 44 SH DEFINED 18 44 0 0 FINISAR CORP COM NEW 31787A507 281 17950 SH DEFINED 1 17950 0 0 FINISAR CORP COM NEW 31787A507 502 32084 SH DEFINED 3 0 0 32084 FIRST BANCORP INC ME COM 31866P102 199 12485 SH DEFINED 3 0 0 12485 FIRST CASH FINL SVCS INC COM 31942D107 493 22835 SH DEFINED 2 22835 0 0 FIRST CASH FINL SVCS INC COM 31942D107 1 32 SH DEFINED 18 32 0 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 13 66 SH DEFINED 3 16 0 50 FIRST DEFIANCE FINL CORP COM 32006W106 347 34300 SH DEFINED 4 0 0 34300 FIRST FINL BANKSHARES COM 32020R109 1418 27502 SH DEFINED 2 27502 0 0 FIRST FINL BANKSHARES COM 32020R109 1611 31249 SH DEFINED 3 0 0 31249 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 8 1050 SH DEFINED 3 0 0 1050 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 450 58000 SH DEFINED 4 0 0 58000 FIRST ISRAEL FD INC COM 32063L100 16 950 SH DEFINED 3 0 0 950 FIRST ISRAEL FD INC COM 32063L100 36 2170 SH DEFINED 5 2170 0 0 FIRST NIAGARA FINL GP INC COM 33582V108 633 44490 SH DEFINED 2 44490 0 0 FIRST NIAGARA FINL GP INC COM 33582V108 796 55909 SH DEFINED 3 53004 0 2905 FIRST NIAGARA FINL GP INC COM 33582V108 6 400 SH DEFINED 5 400 0 0 FIRST OPPORTUNITY FD INC COM 33587T108 50 7127 SH DEFINED 3 0 0 7127 FIRST PACTRUST BANCORP INC COM 33589V101 367 47200 SH DEFINED 4 0 0 47200 FIRST POTOMAC RLTY TR COM 33610F109 105 6985 SH DEFINED 3 0 0 6985 FIRST PL FINL CORP COM 33610T109 152 38000 SH DEFINED 4 0 0 38000 FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 76 3997 SH DEFINED 3 0 0 3997 FIRST TR/ABERDEEN EMERG OPT COM 33731K102 401 21169 SH DEFINED 3 0 0 21169 FIRST TR ACTIVE DIVID INCOME COM 33731L100 343 24557 SH DEFINED 3 0 0 24557 FIRST TR ISE CHINDIA INDEX F COM 33733A102 1870 84554 SH DEFINED 3 0 0 84554 FIRST TR ISE WATER INDEX FD COM 33733B100 528 26525 SH DEFINED 3 0 0 26525 FIRST TR EXCHANGE TRADED FD NASDAQ 100 EX 33733E401 631 32830 SH DEFINED 3 0 0 32830 FIRST TRUST SPECIALTY FINANC COM BEN INTR 33733G109 39 5561 SH DEFINED 3 0 0 5561 FIRST TR FOUR CRNRS SR FLT R COM SHS 33733Q107 47 3679 SH DEFINED 3 0 0 3679 FIRST TR/FOUR CRNRS SR FLOAT COM 33733U108 1394 105947 SH DEFINED 3 0 0 105947 FIRST TR S&P REIT INDEX FD COM 33734G108 1085 84245 SH DEFINED 3 0 0 84245 FIRST TR VALUE LINE DIVID IN SHS 33734H106 110 7813 SH DEFINED 3 0 0 7813 FIRST TR ISE REVERE NAT GAS COM 33734J102 4113 237356 SH DEFINED 3 0 0 237356 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 17 700 SH DEFINED 3 0 0 700 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 728 42846 SH DEFINED 3 0 0 42846 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 517 26441 SH DEFINED 3 0 0 26441 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 1074 61891 SH DEFINED 3 0 0 61891 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 726 53433 SH DEFINED 3 0 0 53433 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 645 27081 SH DEFINED 3 0 0 27081 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 519 31986 SH DEFINED 3 0 0 31986 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 428 20609 SH DEFINED 3 504 0 20105 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 475 25478 SH DEFINED 3 0 0 25478 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 983 64232 SH DEFINED 3 0 0 64232 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 2 80 SH DEFINED 3 0 0 80 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 44 1705 SH DEFINED 3 0 0 1705
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 83 2910 SH DEFINED 3 0 0 2910 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 569 20000 SH DEFINED 5 20000 0 0 FIRST TR STRAT HGH INC FD II COM 33735C106 115 27466 SH DEFINED 3 0 0 27466 FIRST TR STRAT HGH INC FD II COM 33735C106 1 132 SH DEFINED 5 132 0 0 FIRST TR VALUE LINE 100 ETF COM SHS 33735G107 18 1580 SH DEFINED 3 0 0 1580 FIRST TR LRGE CAP VAL OPP AL COM SHS 33735J101 1 43 SH DEFINED 3 0 0 43 FIRST TR LRGE CAP GRWTH OPP COM SHS 33735K108 1 42 SH DEFINED 3 0 0 42 FIRST TR ISE GLB WIND ENRG E COM SHS 33736G106 38 2885 SH DEFINED 3 0 0 2885 FIRST TR ISE GLB WIND ENRG E COM SHS 33736G106 5 400 SH DEFINED 5 400 0 0 FIRST TR ISE GLOBAL ENGR & C COM 33736M103 564 14003 SH DEFINED 3 0 0 14003 FIRST TR FTSE EPRA/NAREIT DE COM 33736N101 473 14830 SH DEFINED 3 0 0 14830 FIRST TR EXCH TRADED FD II NASDQ CLN EDGE 33737A108 65 2100 SH DEFINED 3 0 0 2100 FIRST UTD CORP COM 33741H107 16 2600 SH DEFINED 3 0 0 2600 FIRSTBANK CORP MICH COM 33761G104 67 11362 SH DEFINED 3 0 0 11362 FIRSTSERVICE CORP SUB VTG SH 33761N109 46 2001 SH DEFINED 5 2001 0 0 FIRSTSERVICE CORP SUB VTG SH 33761N109 23 1000 SH DEFINED 6 1000 0 0 FIRSTCITY FINL CORP COM 33761X107 657 93800 SH DEFINED 4 0 0 93800 FISHER SCIENTIFIC INTL INC NOTE 3.250 338032AX3 133 99000 PRN DEFINED 3 91000 0 8000 FIVE STAR QUALITY CARE INC COM 33832D106 3 1000 SH DEFINED 3 0 0 1000 FLEXTRONICS INTL LTD NOTE 1.000 33938EAL1 10 10000 PRN DEFINED 3 10000 0 0 FLUOR CORP NEW NOTE 1.500 343412AA0 719 428000 PRN DEFINED 3 428000 0 0 FLOWSERVE CORP COM 34354P105 54859 497500 SH DEFINED 1 497500 0 0 FLOWSERVE CORP COM 34354P105 1358 12312 SH DEFINED 2 12312 0 0 FLOWSERVE CORP COM 34354P105 1311 11887 SH DEFINED 3 617 0 11270 FLOWSERVE CORP COM 34354P105 904 8200 SH DEFINED 4 0 1300 6900 FLOWSERVE CORP COM 34354P105 241 2185 SH DEFINED 10 2185 0 0 FLOWSERVE CORP COM 34354P105 141 1282 SH DEFINED 18 1282 0 0 FLOWSERVE CORP COM 34354P105 210 1905 SH DEFINED 200 0 1705 FLOWSERVE CORP COM 34354P105 96 870 SH SOLE 870 0 0 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 15 833 SH DEFINED 5 833 0 0 FORD MTR CO DEL NOTE 4.250 345370CN8 6439 4300000 PRN DEFINED 3 4300000 0 0 FORTRESS INVESTMENT GROUP LL CL A 34958B106 1 200 SH DEFINED 3 0 0 200 FRANCE TELECOM SPONSORED ADR 35177Q105 369 15376 SH DEFINED 2 15376 0 0 FRANCE TELECOM SPONSORED ADR 35177Q105 44 1822 SH DEFINED 3 0 0 1822 FRANCE TELECOM SPONSORED ADR 35177Q105 44 1811 SH DEFINED 5 1811 0 0 FRANCE TELECOM SPONSORED ADR 35177Q105 12 500 SH DEFINED 7 0 500 0 FRANCE TELECOM SPONSORED ADR 35177Q105 4 150 SH DEFINED 8 150 0 0 FRANCE TELECOM SPONSORED ADR 35177Q105 344 14308 SH DEFINED 18 14308 0 0 FRANCE TELECOM SPONSORED ADR 35177Q105 24 1000 SH DEFINED 1000 0 0 FRANKLIN TEMPLETON LTD DUR I COM 35472T101 70 5196 SH DEFINED 3 0 0 5196 FREEPORT-MCMORAN COPPER & GO PFD CONV 35671D782 62804 541550 PRN DEFINED 3 540000 0 1550 FREEPORT-MCMORAN COPPER & GO PFD CONV 35671D782 165 1425 PRN DEFINED 5 1425 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 45822 548500 SH DEFINED 1 548500 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 17141 205189 SH DEFINED 2 205189 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 835 10000 PUT DEFINED 3 10000 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 17643 211192 SH DEFINED 3 174571 0 36621 FREEPORT-MCMORAN COPPER & GO COM 35671D857 6445 77145 SH DEFINED 4 0 34940 42205 FREEPORT-MCMORAN COPPER & GO COM 35671D857 7577 90696 SH DEFINED 5 90696 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 25 300 SH DEFINED 6 300 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 1904 22792 SH DEFINED 7 0 22792 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 253 3030 SH DEFINED 8 1990 1040 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 183 2190 SH DEFINED 13 2190 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 17 200 SH DEFINED 14 200 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 69 830 SH DEFINED 15 830 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 14 173 SH DEFINED 16 173 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 111 1334 SH DEFINED 18 1334 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 3 35 SH DEFINED 5;1 35 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 219 2623 SH DEFINED 108 2515 0 FRONTEER DEV GROUP INC COM 35903Q106 6180 1200000 SH DEFINED 1 1200000 0 0 FRONTEER DEV GROUP INC COM 35903Q106 8 1500 SH DEFINED 3 0 0 1500
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- FRONTEER DEV GROUP INC COM 35903Q106 11 2080 SH DEFINED 5 2080 0 0 FRONTEER DEV GROUP INC COM 35903Q106 8 1650 SH DEFINED 15 1650 0 0 FRONTEER DEV GROUP INC COM 35903Q106 14 2718 SH DEFINED 16 2718 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 2177 292644 SH DEFINED 2 292644 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 3101 416817 SH DEFINED 3 304403 0 112414 FRONTIER OIL CORP COM 35914P105 40 2950 SH DEFINED 2 2950 0 0 FRONTIER OIL CORP COM 35914P105 575 42591 SH DEFINED 3 32591 0 10000 FRONTIER OIL CORP COM 35914P105 3 250 SH DEFINED 16 0 250 0 FUELCELL ENERGY INC COM 35952H106 117 41625 SH DEFINED 2 41625 0 0 FUELCELL ENERGY INC COM 35952H106 218 77241 SH DEFINED 3 76141 0 1100 FUELCELL ENERGY INC COM 35952H106 2 535 SH DEFINED 5 535 0 0 FUEL SYS SOLUTIONS INC COM 35952W103 1329 41595 SH DEFINED 3 33813 0 7782 FUEL SYS SOLUTIONS INC COM 35952W103 3 87 SH DEFINED 18 87 0 0 FUQI INTERNATIONAL INC COM NEW 36102A207 3 318 SH DEFINED 2 318 0 0 FUQI INTERNATIONAL INC COM NEW 36102A207 100 9188 SH DEFINED 3 0 0 9188 GEO GROUP INC COM 36159R103 2 100 SH DEFINED 3 0 0 100 G-III APPAREL GROUP LTD COM 36237H101 15 546 SH DEFINED 2 546 0 0 G-III APPAREL GROUP LTD COM 36237H101 54 1977 SH DEFINED 3 0 0 1977 GSI COMMERCE INC COM 36238G102 1142 41200 SH DEFINED 1 41200 0 0 GSI COMMERCE INC COM 36238G102 18 650 SH DEFINED 5 650 0 0 GSI COMMERCE INC COM 36238G102 5 183 SH DEFINED 18 183 0 0 GTSI CORP COM 36238K103 133 24000 SH DEFINED 4 0 0 24000 GABELLI UTIL TR COM 36240A101 47 6000 SH DEFINED 3 0 0 6000 GABELLI CONV & INCOME SECS F CONV SECS FD 36240B109 8 1200 SH DEFINED 3 0 0 1200 GABELLI DIVD & INCOME TR COM 36242H104 3131 227556 SH DEFINED 3 0 0 227556 GABELLI DIVD & INCOME TR COM 36242H104 15 1100 SH DEFINED 5 1100 0 0 GABELLI DIVD & INCOME TR COM 36242H104 28 2000 SH DEFINED 8 2000 0 0 GABELLI GLOBL UTIL & INCOME COM SH BEN INT 36242L105 196 9929 SH DEFINED 3 0 0 9929 GABELLI GLB GLD NAT RES & IN COM SHS BN INT 36244N109 523 29686 SH DEFINED 3 0 0 29686 GABELLI GLOBAL DEAL FD COM SBI 36245G103 142 9918 SH DEFINED 3 0 0 9918 GABELLI HLTHCARE & WELLNESS SHS 36246K103 8 1200 SH DEFINED 3 0 0 1200 GAIAM INC CL A 36268Q103 6 751 SH DEFINED 3 1 0 750 GAIAM INC CL A 36268Q103 257 31000 SH DEFINED 4 0 0 31000 GAMMON GOLD INC COM 36467T106 303 42209 SH DEFINED 2 42209 0 0 GAMMON GOLD INC COM 36467T106 101 14030 SH DEFINED 3 0 0 14030 GAMMON GOLD INC COM 36467T106 4 552 SH DEFINED 5 552 0 0 GAMESTOP CORP NEW CL A 36467W109 2074 94648 SH DEFINED 2 94648 0 0 GAMESTOP CORP NEW CL A 36467W109 1466 66918 SH DEFINED 3 1820 0 65098 GAMESTOP CORP NEW CL A 36467W109 70 3194 SH DEFINED 5 3194 0 0 GAMESTOP CORP NEW CL A 36467W109 12082 551451 SH DEFINED 6 551451 0 0 GAMESTOP CORP NEW CL A 36467W109 147 6725 SH DEFINED 14 6725 0 0 GAMESTOP CORP NEW CL A 36467W109 11 501 SH DEFINED 18 501 0 0 GEEKNET INC COM 36846Q104 0 200 SH DEFINED 3 0 0 200 GEN-PROBE INC NEW COM 36866T103 90 1800 SH DEFINED 1 1800 0 0 GEN-PROBE INC NEW COM 36866T103 1015 20292 SH DEFINED 3 13757 0 6535 GEN-PROBE INC NEW COM 36866T103 775 15500 SH DEFINED 4 0 2500 13000 GEN-PROBE INC NEW COM 36866T103 1 14 SH DEFINED 14 0 0 GENERAL CABLE CORP DEL NEW NOTE 0.875%11/1 369300AD0 54 63000 PRN DEFINED 3 63000 0 0 GENERAL CABLE CORP DEL NEW NOTE 4.500%11/1 369300AL2 4825 5000000 PRN DEFINED 3 5000000 0 0 GENOPTIX INC COM 37243V100 45 1258 SH DEFINED 3 0 0 1258 GENOMIC HEALTH INC COM 37244C101 105 5942 SH DEFINED 2 5942 0 0 GENOMIC HEALTH INC COM 37244C101 2 130 SH DEFINED 3 0 0 130 GENTIVA HEALTH SERVICES INC COM 37247A102 265 9369 SH DEFINED 2 9369 0 0 GENTIVA HEALTH SERVICES INC COM 37247A102 67 2367 SH DEFINED 3 0 0 2367 GENTIVA HEALTH SERVICES INC COM 37247A102 467 16528 SH DEFINED 5 16528 0 0 GENTIVA HEALTH SERVICES INC COM 37247A102 63 2224 SH DEFINED 8 2224 0 0 GENWORTH FINL INC COM CL A 37247D106 4354 237427 SH DEFINED 2 237427 0 0 GENWORTH FINL INC COM CL A 37247D106 13975 762006 SH DEFINED 3 603703 0 158303 GENWORTH FINL INC COM CL A 37247D106 65 3544 SH DEFINED 5 3544 0 0 GENWORTH FINL INC COM CL A 37247D106 187 10200 SH DEFINED 16 10200 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- GENWORTH FINL INC COM CL A 37247D106 229 12488 SH DEFINED 18 12488 0 0 GEOMET INC DEL COM 37250U201 0 500 SH DEFINED 3 0 0 500 GEOEYE INC COM 37250W108 24 804 SH DEFINED 2 804 0 0 GEOEYE INC COM 37250W108 72 2453 SH DEFINED 3 903 0 1550 GEOEYE INC COM 37250W108 7 244 SH DEFINED 18 244 0 0 GERDAU AMERISTEEL CORP COM 37373P105 9050 1155834 SH DEFINED 1 1155834 0 0 GERDAU AMERISTEEL CORP COM 37373P105 94 12032 SH DEFINED 2 12032 0 0 GERDAU AMERISTEEL CORP COM 37373P105 692 88420 SH DEFINED 5 88420 0 0 GERDAU AMERISTEEL CORP COM 37373P105 4669 596275 SH DEFINED 6 596275 0 0 GERDAU AMERISTEEL CORP COM 37373P105 847 108214 SH DEFINED 7 0 108214 0 GERDAU AMERISTEEL CORP COM 37373P105 20 2500 SH DEFINED 8 2000 500 0 GERDAU AMERISTEEL CORP COM 37373P105 15 1915 SH DEFINED 9 1915 0 0 GERDAU AMERISTEEL CORP COM 37373P105 5 615 SH DEFINED 615 0 0 GILEAD SCIENCES INC NOTE 0.500 375558AG8 18826 15550000 PRN DEFINED 3 15550000 0 0 GILEAD SCIENCES INC NOTE 0.625 375558AH6 116 92000 PRN DEFINED 3 89000 0 3000 GLACIER BANCORP INC NEW COM 37637Q105 39 2577 SH DEFINED 5 2577 0 0 GLACIER BANCORP INC NEW COM 37637Q105 11 700 SH DEFINED 16 700 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 876 22754 SH DEFINED 2 22754 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 6278 162986 SH DEFINED 3 2100 0 160886 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 5762 149594 SH DEFINED 5 149594 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 188 4873 SH DEFINED 7 0 4873 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 276 7155 SH DEFINED 8 7155 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 111 2881 SH DEFINED 10 2881 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 78 2020 SH DEFINED 11 2020 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 617050 16018954 SH DEFINED 13 16018954 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 256 6647 SH DEFINED 15 6647 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 88 2280 SH DEFINED 16 2280 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 96 2500 SH DEFINED 17 0 0 2500 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 2139 55542 SH DEFINED 18 55542 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 377 9800 SH OTHER S;6 9800 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 159 4130 SH DEFINED 3100 1030 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 2 41 SH SOLE 41 0 0 GLG PARTNERS INC COM 37929X107 2 507 SH DEFINED 3 507 0 0 GLG PARTNERS INC COM 37929X107 27 8840 SH DEFINED 13 8840 0 0 GLOBAL HIGH INCOME FUND INC COM 37933G108 32 2300 SH DEFINED 3 0 0 2300 GLOBALSCAPE INC COM 37940G109 0 53 SH DEFINED 5 53 0 0 GLOBAL PMTS INC COM 37940X102 1385 30401 SH DEFINED 3 22991 0 7410 GLOBAL PMTS INC COM 37940X102 19841 435585 SH DEFINED 4 0 332955 102630 GLOBAL PMTS INC COM 37940X102 11 231 SH DEFINED 18 231 0 0 GLOBAL PARTNERS LP COM UNITS 37946R109 33 1460 SH DEFINED 2 1460 0 0 GLOBAL PARTNERS LP COM UNITS 37946R109 4357 194862 SH DEFINED 3 62000 0 132862 GLOBAL X FDS CHINA CONS ETF 37950E408 1791 103474 SH DEFINED 3 0 0 103474 GLOBAL X FDS CHINA INDL ETF 37950E705 24 1600 SH DEFINED 3 0 0 1600 GLOBAL X FDS CHINA TECH ETF 37950E804 5 300 SH DEFINED 3 0 0 300 GLOBE SPECIALTY METALS INC COM 37954N206 11 1000 SH DEFINED 3 0 0 1000 GMX RES INC COM 38011M108 27 3334 SH DEFINED 2 3334 0 0 GMX RES INC COM 38011M108 22 2629 SH DEFINED 3 0 0 2629 GMX RES INC COM 38011M108 1 180 SH DEFINED 18 180 0 0 GMX RES INC NOTE 5.000 38011MAB4 81 100000 PRN DEFINED 3 0 0 100000 GMX RES INC NOTE 4.500 38011MAJ7 78 100000 PRN DEFINED 3 0 0 100000 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 1002 80900 SH DEFINED 3 80900 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 1892 149906 SH DEFINED 3 0 0 149906 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 1822 144376 SH DEFINED 5 144376 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 70 5550 SH DEFINED 8 5550 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 73 5791 SH DEFINED 14 5791 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 6 436 SH DEFINED 15 436 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 125 9870 SH DEFINED 16 9870 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 21 1631 SH DEFINED 18 1631 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 56 4400 SH DEFINED 4400 0 0 GOLD RESV INC CL A 38068N108 2 2050 SH DEFINED 5 2050 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- GOLD RESV INC NOTE 5.500 38068NAB4 2 3000 PRN DEFINED 3 0 0 3000 GOLDEN STAR RES LTD CDA COM 38119T104 3 800 SH DEFINED 3 0 0 800 GOLDEN STAR RES LTD CDA COM 38119T104 10 2503 SH DEFINED 5 2503 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 96836 567521 SH DEFINED 1 567521 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 44924 263283 SH DEFINED 2 263283 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 256 1500 CALL DEFINED 3 0 0 1500 GOLDMAN SACHS GROUP INC COM 38141G104 48271 282900 PUT DEFINED 3 282900 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 41408 242680 SH DEFINED 3 171211 1930 69539 GOLDMAN SACHS GROUP INC COM 38141G104 20290 118915 SH DEFINED 4 0 51070 67845 GOLDMAN SACHS GROUP INC COM 38141G104 27710 162400 SH DEFINED 5 162400 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 848 4972 SH DEFINED 7 0 4972 0 GOLDMAN SACHS GROUP INC COM 38141G104 814 4771 SH DEFINED 8 4646 125 0 GOLDMAN SACHS GROUP INC COM 38141G104 9 55 SH DEFINED 9 55 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 250 1467 SH DEFINED 10 1467 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 811 4753 SH DEFINED 13 4753 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 7293 42742 SH DEFINED 14 42742 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1612 9446 SH DEFINED 15 9446 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 377 2210 SH DEFINED 16 2210 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 183 1070 SH DEFINED 17 0 0 1070 GOLDMAN SACHS GROUP INC COM 38141G104 875 5126 SH DEFINED 18 5126 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 4041 23685 SH DEFINED 5;1 23685 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 930 5449 SH DEFINED 1633 3816 0 GOLDMAN SACHS GROUP INC COM 38141G104 1655 9699 SH SOLE 9699 0 0 GOLFSMITH INTL HOLDINGS INC COM 38168Y103 342 85000 SH DEFINED 4 0 0 85000 GOOGLE INC CL A 38259P508 59655 105190 SH DEFINED 1 105190 0 0 GOOGLE INC CL A 38259P508 79160 139583 SH DEFINED 2 139583 0 0 GOOGLE INC CL A 38259P508 2439 4300 CALL DEFINED 3 4300 0 0 GOOGLE INC CL A 38259P508 6295 11100 PUT DEFINED 3 11100 0 0 GOOGLE INC CL A 38259P508 17738 31278 SH DEFINED 3 5870 0 25408 GOOGLE INC CL A 38259P508 1269 2237 SH DEFINED 4 0 2017 220 GOOGLE INC CL A 38259P508 6625 11682 SH DEFINED 5 11682 0 0 GOOGLE INC CL A 38259P508 276 487 SH DEFINED 7 0 487 0 GOOGLE INC CL A 38259P508 140 246 SH DEFINED 8 236 10 0 GOOGLE INC CL A 38259P508 492 868 SH DEFINED 10 868 0 0 GOOGLE INC CL A 38259P508 211 372 SH DEFINED 13 372 0 0 GOOGLE INC CL A 38259P508 60566 106795 SH DEFINED 14 106795 0 0 GOOGLE INC CL A 38259P508 119 210 SH DEFINED 15 210 0 0 GOOGLE INC CL A 38259P508 62907 110923 SH DEFINED 16 110923 0 0 GOOGLE INC CL A 38259P508 57 100 SH DEFINED 17 0 0 100 GOOGLE INC CL A 38259P508 1049 1849 SH DEFINED 18 1849 0 0 GOOGLE INC CL A 38259P508 30729 54185 SH DEFINED 53383 802 0 GOOGLE INC CL A 38259P508 1393 2456 SH SOLE 2456 0 0 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 827 31801 SH DEFINED 3 0 0 31801 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 215 8270 SH DEFINED 18 8270 0 0 GRACE W R & CO DEL NEW COM 38388F108 329 11854 SH DEFINED 2 11854 0 0 GRACE W R & CO DEL NEW COM 38388F108 85 3048 SH DEFINED 3 0 0 3048 GRAN TIERRA ENERGY INC COM 38500T101 7371 1249400 SH DEFINED 1 1249400 0 0 GRAN TIERRA ENERGY INC COM 38500T101 320 54297 SH DEFINED 3 0 0 54297 GRAN TIERRA ENERGY INC COM 38500T101 27 4500 SH DEFINED 5 4500 0 0 GREATBATCH INC COM 39153L106 6 290 SH DEFINED 3 0 0 290 GREATER CHINA FD INC COM 39167B102 431 35643 SH DEFINED 3 0 0 35643 GREATER CHINA FD INC COM 39167B102 731 60389 SH DEFINED 5 60389 0 0 GREATER CHINA FD INC COM 39167B102 8 700 SH DEFINED 8 700 0 0 GREATER CHINA FD INC COM 39167B102 61 5000 SH DEFINED 14 5000 0 0 GROUPE CGI INC CL A SUB VTG 39945C109 2644 177300 SH DEFINED 1 177300 0 0 GROUPE CGI INC CL A SUB VTG 39945C109 10 700 SH DEFINED 3 0 0 700 GROUPE CGI INC CL A SUB VTG 39945C109 14640 981894 SH DEFINED 5 981894 0 0 GROUPE CGI INC CL A SUB VTG 39945C109 62 4175 SH DEFINED 6 4175 0 0 GROUPE CGI INC CL A SUB VTG 39945C109 10351 694224 SH DEFINED 7 0 694224 0 GROUPE CGI INC CL A SUB VTG 39945C109 340 22829 SH DEFINED 8 10360 12469 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- GROUPE CGI INC CL A SUB VTG 39945C109 11 760 SH DEFINED 5;1 760 0 0 GROUPE CGI INC CL A SUB VTG 39945C109 21 1435 SH DEFINED 1435 0 0 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 185 8788 SH DEFINED 3 0 0 8788 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 141 6694 SH DEFINED 5 6694 0 0 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 5 245 SH DEFINED 7 0 245 0 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 8 400 SH DEFINED 18 400 0 0 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 9965 474050 SH DEFINED 5;1 474050 0 0 GTX INC DEL COM 40052B108 138 41066 SH DEFINED 2 41066 0 0 GUANGSHEN RY LTD SPONSORED ADR 40065W107 84 4191 SH DEFINED 2 4191 0 0 GUANGSHEN RY LTD SPONSORED ADR 40065W107 8 400 SH DEFINED 3 0 0 400 GUARANTY BANCORP DEL COM 40075T102 172 108000 SH DEFINED 4 0 0 108000 GUARANTY FED BANCSHARES INC COM 40108P101 1 100 SH DEFINED 3 100 0 0 GUARANTY FED BANCSHARES INC COM 40108P101 23 4400 SH DEFINED 18 4400 0 0 GULF RESOURCES INC COM PAR $0.0005 40251W309 0 3 SH DEFINED 3 0 0 3 HCP INC COM 40414L109 2771 83958 SH DEFINED 2 83958 0 0 HCP INC COM 40414L109 660 19992 SH DEFINED 3 3247 0 16745 HCP INC COM 40414L109 5 166 SH DEFINED 5 166 0 0 HCP INC COM 40414L109 9 265 SH DEFINED 7 0 265 0 HCP INC COM 40414L109 5 156 SH DEFINED 18 156 0 0 HCP INC COM 40414L109 5 165 SH DEFINED 165 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 5506 39500 SH DEFINED 1 39500 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 1982 14216 SH DEFINED 3 12650 0 1566 HDFC BANK LTD ADR REPS 3 SHS 40415F101 249 1788 SH DEFINED 5 1788 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 27 196 SH DEFINED 18 196 0 0 HMS HLDGS CORP COM 40425J101 49 957 SH DEFINED 3 0 0 957 HMS HLDGS CORP COM 40425J101 1072 21032 SH DEFINED 4 0 5200 15832 HQ SUSTAINABLE MARITIM IND I COM NEW 40426A208 29 4900 SH DEFINED 3 0 0 4900 HRPT PPTYS TR COM SH BEN INT 40426W101 2249 289088 SH DEFINED 3 597 0 288491 HRPT PPTYS TR PFD CONV D 40426W507 18246 896600 PRN DEFINED 3 896400 0 200 HSBC USA INC S&P CTI ETN 23 4042EP602 169 20000 SH DEFINED 3 0 0 20000 HALOZYME THERAPEUTICS INC COM 40637H109 128 16000 SH DEFINED 3 0 0 16000 HANCOCK JOHN INV TRUST TAX ADV GLB SH 41013P749 385 29562 SH DEFINED 3 0 0 29562 HANCOCK JOHN PATRIOT PREM II COM SH BEN INT 41013T105 232 21826 SH DEFINED 3 0 0 21826 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 437 31278 SH DEFINED 3 0 0 31278 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 216 11750 SH DEFINED 3 0 0 11750 HANCOCK JOHN PFD INCOME FD I COM 41013X106 654 36050 SH DEFINED 3 0 0 36050 HANCOCK JOHN PFD INCOME FD I COM 41021P103 1624 100554 SH DEFINED 3 0 0 100554 HANGER ORTHOPEDIC GROUP INC COM NEW 41043F208 158 8691 SH DEFINED 2 8691 0 0 HANGER ORTHOPEDIC GROUP INC COM NEW 41043F208 508 27928 SH DEFINED 3 0 0 27928 HANGER ORTHOPEDIC GROUP INC COM NEW 41043F208 508 27970 SH DEFINED 4 0 0 27970 HANGER ORTHOPEDIC GROUP INC COM NEW 41043F208 48 2643 SH DEFINED 5 2643 0 0 HARBIN ELECTRIC INC COM 41145W109 19 897 SH DEFINED 2 897 0 0 HARBIN ELECTRIC INC COM 41145W109 285 13210 SH DEFINED 3 0 0 13210 HARBIN ELECTRIC INC COM 41145W109 6 292 SH DEFINED 18 292 0 0 HARRY WINSTON DIAMOND CORP COM 41587B100 4930 500000 SH DEFINED 1 500000 0 0 HARRY WINSTON DIAMOND CORP COM 41587B100 20 2000 SH DEFINED 3 0 0 2000 HARRY WINSTON DIAMOND CORP COM 41587B100 256 26000 CALL DEFINED 5 26000 0 0 HARRY WINSTON DIAMOND CORP COM 41587B100 10 1000 PUT DEFINED 5 1000 0 0 HARRY WINSTON DIAMOND CORP COM 41587B100 58 5925 SH DEFINED 5 5925 0 0 HARRY WINSTON DIAMOND CORP COM 41587B100 5 500 SH DEFINED 7 0 500 0 HARVEST NATURAL RESOURCES IN COM 41754V103 738 98000 SH DEFINED 4 0 0 98000 HASBRO INC DBCV 2.750 418056AN7 2 1000 PRN DEFINED 3 0 0 1000 HATTERAS FINL CORP COM 41902R103 120 4647 SH DEFINED 2 4647 0 0 HATTERAS FINL CORP COM 41902R103 3656 141869 SH DEFINED 3 0 0 141869 HATTERAS FINL CORP COM 41902R103 161 6241 SH DEFINED 5 6241 0 0 HATTERAS FINL CORP COM 41902R103 4 144 SH DEFINED 18 144 0 0 HEADWATERS INC COM 42210P102 7 1565 SH DEFINED 2 1565 0 0 HEADWATERS INC COM 42210P102 39 8600 SH DEFINED 3 0 0 8600 HEADWATERS INC COM 42210P102 230 50000 SH DEFINED 4 0 0 50000 HEADWATERS INC COM 42210P102 1 200 SH DEFINED 5 200 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- HEADWATERS INC COM 42210P102 2 381 SH DEFINED 18 381 0 0 HEALTH CARE REIT INC COM 42217K106 3011 66569 SH DEFINED 2 66569 0 0 HEALTH CARE REIT INC COM 42217K106 1260 27849 SH DEFINED 3 1357 0 26492 HEALTH CARE REIT INC COM 42217K106 5 114 SH DEFINED 18 114 0 0 HEALTH CARE REIT INC COM 42217K106 7 155 SH DEFINED 155 0 0 HEALTH CARE REIT INC NOTE 4.750 42217KAP1 1 1000 PRN DEFINED 3 0 0 1000 HEALTH CARE REIT INC NOTE 4.750 42217KAQ9 4 4000 PRN DEFINED 3 0 0 4000 HEALTH GRADES INC COM 42218Q102 6 1000 SH DEFINED 16 1000 0 0 HEALTH NET INC COM 42222G108 755 30369 SH DEFINED 3 28039 0 2330 HEALTH NET INC COM 42222G108 354 14217 SH DEFINED 5 14217 0 0 HEALTH NET INC COM 42222G108 10 403 SH DEFINED 8 403 0 0 HEALTHTRONICS INC COM 42222L107 294 82000 SH DEFINED 4 0 0 82000 HEALTHSPRING INC COM 42224N101 633 35963 SH DEFINED 2 35963 0 0 HEALTHSPRING INC COM 42224N101 14 806 SH DEFINED 3 0 0 806 HEARTLAND PMT SYS INC COM 42235N108 18 990 SH DEFINED 18 990 0 0 HELIOS STRATEGIC MTG INCOME COM 42327M109 9 1313 SH DEFINED 3 0 0 1313 HELIOS TOTAL RETURN FD INC COM 42327V109 358 63912 SH DEFINED 3 0 0 63912 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 361 27737 SH DEFINED 3 25737 0 2000 HERTZ GLOBAL HOLDINGS INC COM 42805T105 386 38592 SH DEFINED 2 38592 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 11 1149 SH DEFINED 3 499 0 650 HERTZ GLOBAL HOLDINGS INC COM 42805T105 56 5574 SH DEFINED 18 5574 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 6 595 SH DEFINED 595 0 0 HESS CORP COM 42809H107 8592 137367 SH DEFINED 2 137367 0 0 HESS CORP COM 42809H107 900 14385 SH DEFINED 3 3217 0 11168 HESS CORP COM 42809H107 367 5869 SH DEFINED 5 5869 0 0 HESS CORP COM 42809H107 5310 84890 SH DEFINED 7 0 84890 0 HESS CORP COM 42809H107 180 2880 SH DEFINED 8 0 2880 0 HESS CORP COM 42809H107 50 800 SH DEFINED 14 800 0 0 HESS CORP COM 42809H107 31 490 SH DEFINED 15 490 0 0 HESS CORP COM 42809H107 376 6009 SH DEFINED 18 6009 0 0 HESS CORP COM 42809H107 16 262 SH DEFINED 262 0 0 HEWITT ASSOCS INC COM 42822Q100 526 13214 SH DEFINED 2 13214 0 0 HEWITT ASSOCS INC COM 42822Q100 963 24219 SH DEFINED 3 23492 0 727 HEWITT ASSOCS INC COM 42822Q100 34 864 SH DEFINED 18 864 0 0 HI-TECH PHARMACAL INC COM 42840B101 153 6901 SH DEFINED 2 6901 0 0 HI-TECH PHARMACAL INC COM 42840B101 223 10070 SH DEFINED 3 0 0 10070 HIGHLAND CR STRATEGIES FD COM 43005Q107 8 1022 SH DEFINED 3 0 0 1022 HOLOGIC INC FRNT 2.000%12/1 436440AA9 4563 5060000 PRN DEFINED 3 5050000 0 10000 HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 24 732 SH DEFINED 3 0 225 507 HORIZON LINES INC COM 44044K101 544 100000 SH DEFINED 3 100000 0 0 HORIZON LINES INC COM 44044K101 62 11400 SH DEFINED 5 11400 0 0 HORNBECK OFFSHORE SVCS INC N FRNT 1.625%11/1 440543AE6 871 1040000 PRN DEFINED 3 1040000 0 0 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 1519 63444 SH DEFINED 3 34765 0 28679 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 10 400 SH DEFINED 5 400 0 0 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 12 500 SH DEFINED 16 500 0 0 HOST HOTELS & RESORTS INC COM 44107P104 3882 264953 SH DEFINED 2 264953 0 0 HOST HOTELS & RESORTS INC COM 44107P104 285 19432 SH DEFINED 3 7169 0 12263 HOUSTON WIRE & CABLE CO COM 44244K109 66 5720 SH DEFINED 3 0 0 5720 HOUSTON WIRE & CABLE CO COM 44244K109 6355 548834 SH DEFINED 4 0 436024 112810 HUTCHINSON TECHNOLOGY INC NOTE 3.250% 1/1 448407AF3 1698 1994000 PRN DEFINED 3 1994000 0 0 HUTCHISON TELECOMM INTL LTD SPONSORED ADR 44841T107 366 89796 SH SOLE 89796 0 0 IAC INTERACTIVECORP COM PAR $.001 44919P508 1230 53984 SH DEFINED 2 53984 0 0 IAC INTERACTIVECORP COM PAR $.001 44919P508 3795 166584 SH DEFINED 3 256 0 166328 IAC INTERACTIVECORP COM PAR $.001 44919P508 0 15 SH DEFINED 5 15 0 0 IAC INTERACTIVECORP COM PAR $.001 44919P508 3 150 SH DEFINED 8 150 0 0 ICU MED INC COM 44930G107 495 14382 SH DEFINED 2 14382 0 0 ICX TECHNOLOGIES INC COM 44934T105 251 36000 SH DEFINED 3 36000 0 0 IESI BFC LTD COM 44951D108 30484 1777485 SH DEFINED 1 1777485 0 0 IESI BFC LTD COM 44951D108 1029 60000 CALL DEFINED 5 60000 0 0 IESI BFC LTD COM 44951D108 1988 115935 SH DEFINED 5 115935 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- IESI BFC LTD COM 44951D108 4677 272720 SH DEFINED 6 272720 0 0 IESI BFC LTD COM 44951D108 1 86 SH DEFINED 7 0 86 0 IESI BFC LTD COM 44951D108 12 675 SH DEFINED 8 675 0 0 IESI BFC LTD COM 44951D108 26 1500 SH DEFINED 9 1500 0 0 ING PRIME RATE TR SH BEN INT 44977W106 394 62672 SH DEFINED 3 0 0 62672 ING PRIME RATE TR SH BEN INT 44977W106 762 121298 SH DEFINED 14 121298 0 0 IPG PHOTONICS CORP COM 44980X109 403 27239 SH DEFINED 2 27239 0 0 ING CLARION GLB RE EST INCM COM 44982G104 832 110011 SH DEFINED 3 0 0 110011 ING CLARION GLB RE EST INCM COM 44982G104 253 33483 SH DEFINED 18 33483 0 0 ING CLARION GLB RE EST INCM COM 44982G104 42 5500 SH DEFINED 5500 0 0 ING GLBL ADV & PREM OPP FUND COM 44982N109 572 38574 SH DEFINED 3 0 0 38574 ING ASIA PAC HGH DIVID EQ IN COM 44983J107 126 6681 SH DEFINED 3 0 0 6681 ING ASIA PAC HGH DIVID EQ IN COM 44983J107 13 669 SH DEFINED 5 669 0 0 IPC THE HOSPITALIST CO INC COM 44984A105 7 204 SH DEFINED 18 204 0 0 ISTAR FINL INC COM 45031U101 1 143 SH DEFINED 2 143 0 0 ISTAR FINL INC COM 45031U101 2 395 SH DEFINED 3 0 0 395 ISTAR FINL INC COM 45031U101 15 3337 SH DEFINED 5 3337 0 0 ISTAR FINL INC COM 45031U101 4 800 SH DEFINED 16 800 0 0 ISTAR FINL INC FRNT 10/ 45031UBF7 1 1000 PRN DEFINED 3 0 0 1000 ITT EDUCATIONAL SERVICES INC COM 45068B109 1324 11771 SH DEFINED 3 8350 0 3421 ITT EDUCATIONAL SERVICES INC COM 45068B109 495 4403 SH DEFINED 10 4403 0 0 ITT EDUCATIONAL SERVICES INC COM 45068B109 4 33 SH DEFINED 18 33 0 0 ITT EDUCATIONAL SERVICES INC COM 45068B109 15 135 SH SOLE 135 0 0 IBERO-AMERICA FD INC COM 45082X103 5 800 SH DEFINED 3 0 0 800 ICON PUB LTD CO SPONSORED ADR 45103T107 531 20100 SH DEFINED 3 20000 0 100 ICON PUB LTD CO SPONSORED ADR 45103T107 48 1824 SH DEFINED 5 1824 0 0 ICON PUB LTD CO SPONSORED ADR 45103T107 3 100 SH DEFINED 8 100 0 0 ICICI BK LTD ADR 45104G104 18463 432400 PUT DEFINED 3 432400 0 0 ICICI BK LTD ADR 45104G104 41011 960434 SH DEFINED 3 958339 0 2095 ICICI BK LTD ADR 45104G104 743 17406 SH DEFINED 5 17406 0 0 ICICI BK LTD ADR 45104G104 13 300 SH DEFINED 7 0 300 0 ICICI BK LTD ADR 45104G104 33 780 SH DEFINED 8 780 0 0 ICICI BK LTD ADR 45104G104 18 417 SH DEFINED 18 417 0 0 ICICI BK LTD ADR 45104G104 672 15730 SH OTHER S;6 15730 0 0 IDENIX PHARMACEUTICALS INC COM 45166R204 6 2000 SH DEFINED 5 2000 0 0 IDEX CORP COM 45167R104 784 23697 SH DEFINED 3 22729 0 968 IDEXX LABS INC COM 45168D104 1370 23806 SH DEFINED 3 16411 0 7395 IDEXX LABS INC COM 45168D104 23463 407700 SH DEFINED 4 0 313770 93930 IFM INVTS LTD ADS 45172L100 211 30100 SH DEFINED 3 0 0 30100 ILLUMINA INC NOTE 0.625% 2/ 452327AB5 75075 41500000 PRN DEFINED 3 41500000 0 0 IMATION CORP COM 45245A107 19 1753 SH DEFINED 3 0 0 1753 IMATION CORP COM 45245A107 11 1000 SH DEFINED 16 1000 0 0 IMMUNOGEN INC COM 45253H101 100 12395 SH DEFINED 3 0 0 12395 IMPAC MTG HLDGS INC COM NEW 45254P508 0 90 SH DEFINED 3 0 0 90 IMPAX LABORATORIES INC COM 45256B101 73 4086 SH DEFINED 3 0 0 4086 INCYTE CORP COM 45337C102 103 7400 SH DEFINED 1 7400 0 0 INCYTE CORP COM 45337C102 63 4500 SH DEFINED 3 0 0 4500 INCYTE CORP COM 45337C102 4 300 SH DEFINED 5 300 0 0 INERGY HLDGS L P COM 45661Q107 87 1196 SH DEFINED 2 1196 0 0 INERGY HLDGS L P COM 45661Q107 166 2275 SH DEFINED 3 0 0 2275 INFINITY PPTY & CAS CORP COM 45665Q103 10 215 SH DEFINED 3 0 0 215 INFINITY PPTY & CAS CORP COM 45665Q103 591 13000 SH DEFINED 4 0 0 13000 INFINITY PPTY & CAS CORP COM 45665Q103 10 213 SH DEFINED 18 213 0 0 INFORMATICA CORP COM 45666Q102 4 156 SH DEFINED 18 156 0 0 INFORMATICA CORP NOTE 3.000 45666QAB8 1 1000 PRN DEFINED 3 1000 0 0 INFINERA CORPORATION COM 45667G103 2 200 SH DEFINED 3 0 0 200 INFINERA CORPORATION COM 45667G103 383 45000 SH DEFINED 14 45000 0 0 INFINERA CORPORATION COM 45667G103 3 351 SH DEFINED 18 351 0 0 INFOGROUP INC COM 45670G108 146 18688 SH DEFINED 3 0 0 18688 INFOGROUP INC COM 45670G108 367 47000 SH DEFINED 4 0 0 47000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- INFORMATION SERVICES GROUP I COM 45675Y104 41 12058 SH DEFINED 3 0 0 12058 INFOSPACE INC COM PAR $.0001 45678T300 8 722 SH DEFINED 2 722 0 0 INFOSPACE INC COM PAR $.0001 45678T300 5 487 SH DEFINED 3 0 0 487 INFOSPACE INC COM PAR $.0001 45678T300 354 32000 SH DEFINED 4 0 0 32000 INFOSPACE INC COM PAR $.0001 45678T300 7 600 SH DEFINED 5 600 0 0 INFOSPACE INC COM PAR $.0001 45678T300 2 170 SH DEFINED 16 170 0 0 ING INTL HIGH DIVD EQTY INC COM 45684Q100 28 2145 SH DEFINED 3 0 0 2145 ING INFRASTRUCTURE INDLS & M COM 45685U100 22 1100 SH DEFINED 3 0 0 1100 INGERSOLL-RAND GLOBAL HLDG C NOTE 4.500 45687AAD4 84486 42349000 PRN DEFINED 3 42349000 0 0 INSIGHT ENTERPRISES INC COM 45765U103 819 57000 SH DEFINED 4 0 0 57000 INSIGHT ENTERPRISES INC COM 45765U103 0 13 SH DEFINED 5 13 0 0 INSIGHT ENTERPRISES INC COM 45765U103 2 159 SH DEFINED 8 159 0 0 INNOSPEC INC COM 45768S105 716 63000 SH DEFINED 4 0 0 63000 INNERWORKINGS INC COM 45773Y105 4 783 SH DEFINED 18 783 0 0 INNOPHOS HOLDINGS INC COM 45774N108 93 3332 SH DEFINED 3 0 0 3332 INSTEEL INDUSTRIES INC COM 45774W108 1747 163400 SH DEFINED 4 0 78500 84900 INSULET CORP COM 45784P101 18 1185 SH DEFINED 2 1185 0 0 INSULET CORP COM 45784P101 27 1811 SH DEFINED 3 0 0 1811 INSULET CORP COM 45784P101 60 3986 SH DEFINED 16 3986 0 0 INTEGRAL SYS INC MD COM 45810H107 3269 339492 SH DEFINED 4 0 250842 88650 INTEGRAMED AMER INC COM NEW 45810N302 28 3182 SH DEFINED 3 0 0 3182 INTEGRAMED AMER INC COM NEW 45810N302 179 20313 SH DEFINED 4 0 0 20313 INTEGRATED SILICON SOLUTION COM 45812P107 231 21927 SH DEFINED 3 0 0 21927 INTEGRATED SILICON SOLUTION COM 45812P107 1164 110375 SH DEFINED 4 0 0 110375 INTEL CORP SDCV 2.950 458140AD2 32 33000 PRN DEFINED 3 0 0 33000 INTEGRYS ENERGY GROUP INC COM 45822P105 2315 48858 SH DEFINED 2 48858 0 0 INTEGRYS ENERGY GROUP INC COM 45822P105 1055 22262 SH DEFINED 3 844 0 21418 INTEGRYS ENERGY GROUP INC COM 45822P105 18 385 SH DEFINED 5 385 0 0 INTEGRYS ENERGY GROUP INC COM 45822P105 7 153 SH DEFINED 18 153 0 0 INTEGRYS ENERGY GROUP INC COM 45822P105 4 85 SH DEFINED 85 0 0 INTERACTIVE INTELLIGENCE INC COM 45839M103 13 702 SH DEFINED 2 702 0 0 INTERACTIVE INTELLIGENCE INC COM 45839M103 3230 172800 SH DEFINED 4 0 48800 124000 INTERACTIVE DATA CORP COM 45840J107 7 222 SH DEFINED 3 97 0 125 INTERACTIVE BROKERS GROUP IN COM 45841N107 291 18012 SH DEFINED 2 18012 0 0 INTERACTIVE BROKERS GROUP IN COM 45841N107 2 108 SH DEFINED 3 108 0 0 INTERCONTINENTAL HTLS GRP PL SPONS ADR NEW 45857P301 134 8595 SH DEFINED 2 8595 0 0 INTERCONTINENTALEXCHANGE INC COM 45865V100 3904 34804 SH DEFINED 2 34804 0 0 INTERCONTINENTALEXCHANGE INC COM 45865V100 364 3242 SH DEFINED 3 1715 0 1527 INTERCONTINENTALEXCHANGE INC COM 45865V100 109 973 SH DEFINED 5 973 0 0 INTERCONTINENTALEXCHANGE INC COM 45865V100 29 257 SH DEFINED 13 257 0 0 INTERCONTINENTALEXCHANGE INC COM 45865V100 167 1493 SH DEFINED 18 1493 0 0 INTERCONTINENTALEXCHANGE INC COM 45865V100 1 7 SH DEFINED 7 0 0 INTERDIGITAL INC COM 45867G101 122 4368 SH DEFINED 2 4368 0 0 INTERDIGITAL INC COM 45867G101 326 11704 SH DEFINED 3 0 0 11704 INTERDIGITAL INC COM 45867G101 2488 89320 SH DEFINED 4 0 50320 39000 INTERDIGITAL INC COM 45867G101 6 200 SH DEFINED 5 200 0 0 INTERDIGITAL INC COM 45867G101 9 318 SH DEFINED 18 318 0 0 INTERMUNE INC COM 45884X103 3 74 SH DEFINED 2 74 0 0 INTERNAP NETWORK SVCS CORP COM PAR $.001 45885A300 6 1000 SH DEFINED 3 0 0 1000 INTERNAP NETWORK SVCS CORP COM PAR $.001 45885A300 308 55000 SH DEFINED 16 55000 0 0 INTERNATIONAL COAL GRP INC N COM 45928H106 33 7140 SH DEFINED 3 0 0 7140 INTERNATIONAL TOWER HILL MIN COM 46051L104 5526 959400 SH DEFINED 1 959400 0 0 INTERNATIONAL TOWER HILL MIN COM 46051L104 29 5000 SH DEFINED 5 5000 0 0 INTERNET CAP GROUP INC COM NEW 46059C205 0 50 SH DEFINED 3 0 0 50 INTERNET CAP GROUP INC COM NEW 46059C205 27 3250 SH DEFINED 14 3250 0 0 INTERNET CAP GROUP INC COM NEW 46059C205 0 35 SH DEFINED 16 34 1 0 INTERNET INFRASTRUCTR HOLDS DEPOSTRY RCPT 46059V104 1 242 SH DEFINED 3 92 0 150 INTERNET HOLDRS TR DEPOSIT RCPT 46059W102 9 153 SH DEFINED 3 53 0 100 INTERNET HOLDRS TR DEPOSIT RCPT 46059W102 2 25 SH DEFINED 5;1 25 0 0 INTERPUBLIC GROUP COS INC NOTE 4.250 460690BA7 2 2000 PRN DEFINED 3 1000 0 1000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- INTERSIL CORP CL A 46069S109 808 54837 SH DEFINED 2 54837 0 0 INTERSIL CORP CL A 46069S109 533 36153 SH DEFINED 3 34605 0 1548 INTERSIL CORP CL A 46069S109 5 310 SH DEFINED 16 310 0 0 INTERVAL LEISURE GROUP INC COM 46113M108 10 680 SH DEFINED 3 0 0 680 INTERVAL LEISURE GROUP INC COM 46113M108 0 6 SH DEFINED 5 6 0 0 INTERVAL LEISURE GROUP INC COM 46113M108 1 60 SH DEFINED 8 60 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 30061 86350 SH DEFINED 1 86350 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 8772 25197 SH DEFINED 2 25197 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 3333 9574 SH DEFINED 3 427 0 9147 INTUITIVE SURGICAL INC COM NEW 46120E602 119 342 SH DEFINED 5 342 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 24 70 SH DEFINED 15 70 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 132 378 SH DEFINED 18 378 0 0 INTREPID POTASH INC COM 46121Y102 534 17609 SH DEFINED 3 11504 0 6105 INTREPID POTASH INC COM 46121Y102 188 6195 SH DEFINED 5 6195 0 0 INTREPID POTASH INC COM 46121Y102 42 1400 SH DEFINED 14 1400 0 0 INTREPID POTASH INC COM 46121Y102 7 230 SH DEFINED 18 230 0 0 INVERNESS MED INNOVATIONS IN COM 46126P106 459 11793 SH DEFINED 2 11793 0 0 INVERNESS MED INNOVATIONS IN COM 46126P106 23 602 SH DEFINED 3 215 0 387 INVERNESS MED INNOVATIONS IN COM 46126P106 13 325 SH DEFINED 5 325 0 0 INVERNESS MED INNOVATIONS IN COM 46126P106 10 250 SH DEFINED 16 250 0 0 INVERNESS MED INNOVATIONS IN PFD CONV SER B 46126P304 1761 6595 PRN DEFINED 3 0 0 6595 INVERNESS MED INNOVATIONS IN PFD CONV SER B 46126P304 774 2899 PRN DEFINED 4 0 0 2899 INVERNESS MED INNOVATIONS IN PFD CONV SER B 46126P304 0 1 PRN SOLE 1 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 2238 97300 SH DEFINED 1 97300 0 0 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 275 16477 SH DEFINED 2 16477 0 0 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 5893 353071 SH DEFINED 4 0 268301 84770 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 61 3680 SH DEFINED 16 3680 0 0 INVESTORS BANCORP INC COM 46146P102 250 18913 SH DEFINED 2 18913 0 0 INVESTORS BANCORP INC COM 46146P102 26 2000 SH DEFINED 3 0 0 2000 INVITROGEN CORP NOTE 1.500 46185RAK6 7 6000 PRN DEFINED 3 0 0 6000 IRELAND BK SPONSORED ADR 46267Q103 623 70000 PUT DEFINED 3 70000 0 0 IRELAND BK SPONSORED ADR 46267Q103 623 70040 SH DEFINED 3 70000 0 40 IRELAND BK SPONSORED ADR 46267Q103 9 1000 SH DEFINED 5 1000 0 0 IRIDIUM COMMUNICATIONS INC COM 46269C102 8 1000 SH DEFINED 3 0 0 1000 IRIS INTL INC COM 46270W105 5387 527623 SH DEFINED 4 0 419543 108080 ISHARES SILVER TRUST ISHARES 46428Q109 18033 1052088 SH DEFINED 3 0 708915 343173 ISHARES SILVER TRUST ISHARES 46428Q109 1599 93262 SH DEFINED 5 93262 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 2728 159165 SH DEFINED 7 0 159165 0 ISHARES SILVER TRUST ISHARES 46428Q109 349 20380 SH DEFINED 8 12550 7830 0 ISHARES SILVER TRUST ISHARES 46428Q109 127 7425 SH DEFINED 13 7425 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 3962 231170 SH DEFINED 14 231170 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 1205 70290 SH DEFINED 15 70290 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 34 2000 SH DEFINED 16 2000 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 15 879 SH DEFINED 18 879 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 245 14300 SH DEFINED 14300 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 236 13742 SH SOLE 13742 0 0 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 264 8476 SH DEFINED 3 0 0 8476 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 19 611 SH DEFINED 5 611 0 0 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 156 5000 SH DEFINED 13 5000 0 0 ISILON SYS INC COM 46432L104 1111 129200 SH DEFINED 1 129200 0 0 ISILON SYS INC COM 46432L104 58 6737 SH DEFINED 3 0 0 6737 ISIS PHARMACEUTICALS INC DEL NOTE 2.625% 464337AE4 7777 7545000 PRN DEFINED 3 7545000 0 0 ISORAY INC COM 46489V104 7 5000 SH DEFINED 3 0 0 5000 ITRON INC NOTE 2.500% 465741AJ5 3444 2808000 PRN DEFINED 3 2808000 0 0 IVANHOE MINES LTD COM 46579N103 34241 1966732 SH DEFINED 1 1966732 0 0 IVANHOE MINES LTD COM 46579N103 21 1200 SH DEFINED 2 1200 0 0 IVANHOE MINES LTD COM 46579N103 11 610 SH DEFINED 3 0 0 610 IVANHOE MINES LTD COM 46579N103 10 600 CALL DEFINED 5 600 0 0 IVANHOE MINES LTD COM 46579N103 8848 508227 SH DEFINED 5 508227 0 0 IVANHOE MINES LTD COM 46579N103 35 2000 SH DEFINED 7 0 2000 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- IVANHOE MINES LTD COM 46579N103 1 80 SH DEFINED 15 80 0 0 IVANHOE MINES LTD COM 46579N103 23 1338 SH DEFINED 18 1338 0 0 IVANHOE MINES LTD COM 46579N103 8 437 SH DEFINED 437 0 0 J CREW GROUP INC COM 46612H402 629 13698 SH DEFINED 3 0 0 13698 J CREW GROUP INC COM 46612H402 12 255 SH DEFINED 5 255 0 0 J CREW GROUP INC COM 46612H402 88 1912 SH DEFINED 18 1912 0 0 J CREW GROUP INC COM 46612H402 4 89 SH DEFINED 89 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 909 72600 SH DEFINED 1 72600 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 678 54139 SH DEFINED 2 54139 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 248 19839 SH DEFINED 3 2437 0 17402 JDS UNIPHASE CORP COM PAR $0.001 46612J507 31 2499 SH DEFINED 5 2499 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 54 4298 SH DEFINED 7 0 4298 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 1 72 SH DEFINED 9 72 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 10 775 SH DEFINED 15 775 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 51 4090 SH DEFINED 16 4090 0 0 JDA SOFTWARE GROUP INC COM 46612K108 481 17300 SH DEFINED 2 17300 0 0 JDA SOFTWARE GROUP INC COM 46612K108 810 29100 SH DEFINED 3 0 0 29100 JDA SOFTWARE GROUP INC COM 46612K108 6 198 SH DEFINED 18 198 0 0 JPMORGAN CHASE & CO COM 46625H100 175092 3912670 SH DEFINED 1 3912670 0 0 JPMORGAN CHASE & CO COM 46625H100 98331 2197331 SH DEFINED 2 2197331 0 0 JPMORGAN CHASE & CO COM 46625H100 6713 150000 CALL DEFINED 3 150000 0 0 JPMORGAN CHASE & CO COM 46625H100 9151 204500 PUT DEFINED 3 204500 0 0 JPMORGAN CHASE & CO COM 46625H100 35445 792059 SH DEFINED 3 214589 7218 570252 JPMORGAN CHASE & CO COM 46625H100 31010 692964 SH DEFINED 4 0 290539 402425 JPMORGAN CHASE & CO COM 46625H100 42049 939637 SH DEFINED 5 939637 0 0 JPMORGAN CHASE & CO COM 46625H100 9297 207752 SH DEFINED 6 207752 0 0 JPMORGAN CHASE & CO COM 46625H100 4472 99939 SH DEFINED 7 0 99939 0 JPMORGAN CHASE & CO COM 46625H100 1360 30382 SH DEFINED 8 23998 6384 0 JPMORGAN CHASE & CO COM 46625H100 166 3705 SH DEFINED 9 3705 0 0 JPMORGAN CHASE & CO COM 46625H100 1936 43266 SH DEFINED 10 43266 0 0 JPMORGAN CHASE & CO COM 46625H100 672 15020 SH DEFINED 11 15020 0 0 JPMORGAN CHASE & CO COM 46625H100 12465 278549 SH DEFINED 13 278549 0 0 JPMORGAN CHASE & CO COM 46625H100 907 20265 SH DEFINED 14 20265 0 0 JPMORGAN CHASE & CO COM 46625H100 909 20315 SH DEFINED 15 20315 0 0 JPMORGAN CHASE & CO COM 46625H100 815 18213 SH DEFINED 16 18213 0 0 JPMORGAN CHASE & CO COM 46625H100 99 2210 SH DEFINED 17 0 0 2210 JPMORGAN CHASE & CO COM 46625H100 4970 111062 SH DEFINED 18 111062 0 0 JPMORGAN CHASE & CO COM 46625H100 18498 413370 SH DEFINED 5;1 413370 0 0 JPMORGAN CHASE & CO COM 46625H100 2537 56693 SH DEFINED 29556 27137 0 JPMORGAN CHASE & CO COM 46625H100 1455 32519 SH SOLE 32519 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1548 50706 SH DEFINED 3 0 0 50706 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 25 810 SH DEFINED 810 0 0 JAGUAR MNG INC COM 47009M103 200 21749 SH DEFINED 2 21749 0 0 JAGUAR MNG INC COM 47009M103 2475 268757 SH DEFINED 3 256199 0 12558 JAGUAR MNG INC COM 47009M103 4574 496604 SH DEFINED 5 496604 0 0 JAGUAR MNG INC COM 47009M103 1847 200500 SH DEFINED 6 200500 0 0 JAGUAR MNG INC COM 47009M103 16 1711 SH DEFINED 8 1711 0 0 JAMBA INC COM 47023A101 1 200 SH DEFINED 3 0 0 200 JAMBA INC COM 47023A101 20 7500 SH DEFINED 16 7500 0 0 JAMES HARDIE INDS SE SPONSORED ADR 47030M106 3 90 SH DEFINED 18 90 0 0 JANUS CAP GROUP INC COM 47102X105 1161 81262 SH DEFINED 2 81262 0 0 JANUS CAP GROUP INC COM 47102X105 29 2027 SH DEFINED 3 2027 0 0 JANUS CAP GROUP INC COM 47102X105 4 303 SH DEFINED 18 303 0 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 709 80250 SH DEFINED 3 0 0 80250 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 29 3333 SH DEFINED 5 3333 0 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 5 600 SH DEFINED 8 600 0 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 18 2000 SH DEFINED 16 2000 0 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 62 7045 SH DEFINED 18 7045 0 0 JO-ANN STORES INC COM 47758P307 970 23100 SH DEFINED 4 0 12000 11100 JO-ANN STORES INC COM 47758P307 701 16689 SH DEFINED 5 16689 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- JO-ANN STORES INC COM 47758P307 75 1790 SH DEFINED 8 1790 0 0 JO-ANN STORES INC COM 47758P307 23 558 SH DEFINED 18 558 0 0 JONES LANG LASALLE INC COM 48020Q107 860 11798 SH DEFINED 3 11784 0 14 JONES LANG LASALLE INC COM 48020Q107 5 74 SH DEFINED 18 74 0 0 JONES SODA CO COM 48023P106 3 4055 SH DEFINED 3 0 0 4055 JONES SODA CO COM 48023P106 0 400 SH DEFINED 6 400 0 0 JUNIPER NETWORKS INC COM 48203R104 8357 272400 SH DEFINED 1 272400 0 0 JUNIPER NETWORKS INC COM 48203R104 6709 218677 SH DEFINED 2 218677 0 0 JUNIPER NETWORKS INC COM 48203R104 1396 45516 SH DEFINED 3 40209 0 5307 JUNIPER NETWORKS INC COM 48203R104 2 75 SH DEFINED 7 0 75 0 JUNIPER NETWORKS INC COM 48203R104 61 2000 SH DEFINED 16 2000 0 0 JUNIPER NETWORKS INC COM 48203R104 35 1139 SH DEFINED 18 1139 0 0 JUNIPER NETWORKS INC COM 48203R104 17 552 SH DEFINED 552 0 0 KAR AUCTION SVCS INC COM 48238T109 15 1000 SH DEFINED 18 1000 0 0 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 34 700 SH DEFINED 14 700 0 0 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 67 1400 SH DEFINED 16 1400 0 0 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 2 50 SH DEFINED 18 50 0 0 KBR INC COM 48242W106 1140 51464 SH DEFINED 3 45300 0 6164 KBR INC COM 48242W106 146 6609 SH DEFINED 5 6609 0 0 KBR INC COM 48242W106 63 2839 SH DEFINED 18 2839 0 0 KBR INC COM 48242W106 16 720 SH SOLE 720 0 0 KKR FINANCIAL HLDGS LLC COM 48248A306 18 2227 SH DEFINED 3 0 0 2227 KKR FINANCIAL HLDGS LLC COM 48248A306 428 52126 SH DEFINED 4 0 52126 0 KT CORP SPONSORED ADR 48268K101 114 5483 SH DEFINED 3 0 0 5483 KT CORP SPONSORED ADR 48268K101 7 358 SH DEFINED 5 358 0 0 KT CORP SPONSORED ADR 48268K101 56 2710 SH DEFINED 18 2710 0 0 KT CORP SPONSORED ADR 48268K101 8862 426875 SH OTHER S;6 426875 0 0 K SEA TRANSN PARTNERS LP COM 48268Y101 96 10692 SH DEFINED 3 0 0 10692 KADANT INC COM 48282T104 58 4001 SH DEFINED 3 0 0 4001 KADANT INC COM 48282T104 0 30 SH DEFINED 5 30 0 0 KAPSTONE PAPER & PACKAGING C COM 48562P103 18 1546 SH DEFINED 2 1546 0 0 KAPSTONE PAPER & PACKAGING C COM 48562P103 5 400 SH DEFINED 3 0 0 400 KAYNE ANDERSON ENRGY TTL RT COM 48660P104 2113 84199 SH DEFINED 3 1 0 84198 KAYNE ANDERSON ENERGY DEV CO COM 48660Q102 190 11773 SH DEFINED 3 0 0 11773 KB HOME COM 48666K109 419 25000 SH DEFINED 1 25000 0 0 KB HOME COM 48666K109 96 5753 SH DEFINED 2 5753 0 0 KB HOME COM 48666K109 3350 200000 CALL DEFINED 3 200000 0 0 KB HOME COM 48666K109 376 22441 SH DEFINED 3 20841 0 1600 KB HOME COM 48666K109 229 13651 SH DEFINED 5 13651 0 0 KILROY RLTY CORP COM 49427F108 303 9832 SH DEFINED 3 0 0 9832 KIMCO REALTY CORP COM 49446R109 2154 137699 SH DEFINED 2 137699 0 0 KIMCO REALTY CORP COM 49446R109 324 20707 SH DEFINED 3 4484 318 15905 KIMCO REALTY CORP COM 49446R109 218 13940 SH DEFINED 5 13940 0 0 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 1750 29851 SH DEFINED 3 0 0 29851 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 55 936 SH DEFINED 5 936 0 0 KINETIC CONCEPTS INC COM NEW 49460W208 48 1000 SH DEFINED 1 1000 0 0 KINETIC CONCEPTS INC COM NEW 49460W208 300 6279 SH DEFINED 2 6279 0 0 KINETIC CONCEPTS INC COM NEW 49460W208 1024 21417 SH DEFINED 3 17437 0 3980 KINETIC CONCEPTS INC COM NEW 49460W208 2108 44100 SH DEFINED 4 0 22000 22100 KINETIC CONCEPTS INC COM NEW 49460W208 246 5140 SH DEFINED 5 5140 0 0 KINETIC CONCEPTS INC COM NEW 49460W208 2204 46105 SH DEFINED 7 0 46105 0 KINETIC CONCEPTS INC COM NEW 49460W208 93 1943 SH DEFINED 8 138 1805 0 KINETIC CONCEPTS INC COM NEW 49460W208 33 680 SH DEFINED 15 680 0 0 KINETIC CONCEPTS INC COM NEW 49460W208 3 60 SH DEFINED 60 0 0 KING PHARMACEUTICALS INC NOTE 1.250% 495582AJ7 725 785000 PRN DEFINED 3 20000 0 765000 KINROSS GOLD CORP NOTE 1.750% 496902AD9 206 205000 PRN DEFINED 3 0 0 205000 KITE RLTY GROUP TR COM 49803T102 9 1950 SH DEFINED 3 0 0 1950 KOBEX MINERALS INC COM 49989C105 1 920 SH DEFINED 5 920 0 0 KODIAK OIL & GAS CORP COM 50015Q100 3537 1037200 SH DEFINED 1 1037200 0 0 KODIAK OIL & GAS CORP COM 50015Q100 78 23007 SH DEFINED 3 6057 0 16950
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- KODIAK OIL & GAS CORP COM 50015Q100 8 2252 SH DEFINED 5 2252 0 0 KONGZHONG CORP SPONSORED ADR 50047P104 107 13392 SH DEFINED 3 0 0 13392 KOPPERS HOLDINGS INC COM 50060P106 264 9312 SH DEFINED 2 9312 0 0 KOPPERS HOLDINGS INC COM 50060P106 6650 234800 SH DEFINED 4 0 85400 149400 KRAFT FOODS INC CL A 50075N104 35402 1170700 SH DEFINED 1 1170700 0 0 KRAFT FOODS INC CL A 50075N104 17623 582776 SH DEFINED 2 582776 0 0 KRAFT FOODS INC CL A 50075N104 151 5000 CALL DEFINED 3 5000 0 0 KRAFT FOODS INC CL A 50075N104 12765 422110 SH DEFINED 3 61280 0 360830 KRAFT FOODS INC CL A 50075N104 24053 795419 SH DEFINED 5 795419 0 0 KRAFT FOODS INC CL A 50075N104 1100 36380 SH DEFINED 7 0 36380 0 KRAFT FOODS INC CL A 50075N104 766 25330 SH DEFINED 8 21200 4130 0 KRAFT FOODS INC CL A 50075N104 21 695 SH DEFINED 9 695 0 0 KRAFT FOODS INC CL A 50075N104 235 7765 SH DEFINED 10 7765 0 0 KRAFT FOODS INC CL A 50075N104 197 6500 SH DEFINED 11 6500 0 0 KRAFT FOODS INC CL A 50075N104 281 9285 SH DEFINED 13 9285 0 0 KRAFT FOODS INC CL A 50075N104 307 10146 SH DEFINED 14 10146 0 0 KRAFT FOODS INC CL A 50075N104 77 2530 SH DEFINED 15 2530 0 0 KRAFT FOODS INC CL A 50075N104 263 8692 SH DEFINED 16 6591 2101 0 KRAFT FOODS INC CL A 50075N104 84 2785 SH DEFINED 17 0 0 2785 KRAFT FOODS INC CL A 50075N104 237 7847 SH DEFINED 18 7847 0 0 KRAFT FOODS INC CL A 50075N104 9083 300375 SH DEFINED 5;1 300375 0 0 KRAFT FOODS INC CL A 50075N104 190 6275 SH DEFINED 6275 0 0 KRAFT FOODS INC CL A 50075N104 3419 113053 SH SOLE 113053 0 0 L & L ENERGY INC COM 50162D100 180 14686 SH DEFINED 3 0 0 14686 LDK SOLAR CO LTD SPONSORED ADR 50183L107 1338 204000 PUT DEFINED 3 204000 0 0 LDK SOLAR CO LTD SPONSORED ADR 50183L107 0 19 SH DEFINED 5 19 0 0 LDK SOLAR CO LTD SPONSORED ADR 50183L107 2 230 SH DEFINED 7 0 230 0 LDK SOLAR CO LTD SPONSORED ADR 50183L107 1 100 SH DEFINED 8 100 0 0 LDK SOLAR CO LTD SPONSORED ADR 50183L107 13 2029 SH DEFINED 13 2029 0 0 LG DISPLAY CO LTD SPONS ADR REP 50186V102 188 10658 SH DEFINED 3 0 0 10658 LG DISPLAY CO LTD SPONS ADR REP 50186V102 177 10000 SH DEFINED 14 10000 0 0 LG DISPLAY CO LTD SPONS ADR REP 50186V102 3 176 SH DEFINED 15 176 0 0 LHC GROUP INC COM 50187A107 391 11647 SH DEFINED 2 11647 0 0 LHC GROUP INC COM 50187A107 78 2339 SH DEFINED 3 0 0 2339 LHC GROUP INC COM 50187A107 2528 75400 SH DEFINED 4 0 24200 51200 LMP CAP & INCOME FD INC COM 50208A102 315 29254 SH DEFINED 3 0 0 29254 LMP CORPORATE LN FD INC COM 50208B100 106 9425 SH DEFINED 3 0 0 9425 LMP REAL ESTATE INCOME FD IN COM 50208C108 39 4351 SH DEFINED 3 0 0 4351 L-1 IDENTITY SOLUTIONS INC COM 50212A106 568 63550 SH DEFINED 3 59800 0 3750 L-1 IDENTITY SOLUTIONS INC COM 50212A106 23 2600 SH DEFINED 5 2600 0 0 L-1 IDENTITY SOLUTIONS INC COM 50212A106 53 5905 SH DEFINED 7 0 5905 0 L-1 IDENTITY SOLUTIONS INC COM 50212A106 7 740 SH DEFINED 8 0 740 0 LSB CORP COM 50215P100 138 11000 SH DEFINED 4 0 0 11000 LSI INDS INC COM 50216C108 353 51750 SH DEFINED 4 0 0 51750 L-3 COMMUNICATIONS CORP DEBT 3.000% 502413AW7 3 3000 PRN DEFINED 3 0 0 3000 LABORATORY CORP AMER HLDGS COM NEW 50540R409 3486 46045 SH DEFINED 2 46045 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1082 14290 SH DEFINED 3 7593 0 6697 LABORATORY CORP AMER HLDGS COM NEW 50540R409 704 9300 SH DEFINED 4 0 1500 7800 LABORATORY CORP AMER HLDGS COM NEW 50540R409 159 2100 SH DEFINED 5 2100 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 713 9414 SH DEFINED 10 9414 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 120 1590 SH DEFINED 17 0 0 1590 LABORATORY CORP AMER HLDGS COM NEW 50540R409 128 1687 SH DEFINED 18 1687 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 6 85 SH DEFINED 5;1 85 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 89 1175 SH DEFINED 200 0 975 LABORATORY CORP AMER HLDGS COM NEW 50540R409 204 2700 SH SOLE 2700 0 0 LABORATORY CORP AMER HLDGS NOTE 50540RAG7 4836 4748000 PRN DEFINED 3 4748000 0 0 LADENBURG THALMAN FIN SVCS I COM 50575Q102 0 91 SH DEFINED 3 0 0 91 LAKES ENTMNT INC COM 51206P109 20 8850 SH DEFINED 3 0 0 8850 LANDAUER INC COM 51476K103 574 8800 SH DEFINED 3 0 0 8800 LANDAUER INC COM 51476K103 3561 54600 SH DEFINED 4 0 17700 36900
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- LANDRYS RESTAURANTS INC COM 51508L103 394 22000 SH DEFINED 4 0 0 22000 LASERCARD CORP COM 51807U101 1 150 SH DEFINED 3 0 0 150 LATIN AMER EQUITY FD INC NEW COM 51827Q106 79 1960 SH DEFINED 3 0 0 1960 LATIN AMER EQUITY FD INC NEW COM 51827Q106 109 2714 SH DEFINED 5 2714 0 0 LATIN AMER EQUITY FD INC NEW COM 51827Q106 54 1349 SH DEFINED 16 1349 0 0 LATIN AMERN DISCOVERY FD INC COM 51828C106 5 300 SH DEFINED 3 0 0 300 LAWSON SOFTWARE INC NEW COM 52078P102 7 1050 SH DEFINED 3 0 0 1050 LAWSON SOFTWARE INC NEW COM 52078P102 8 1183 SH DEFINED 18 1183 0 0 LAZARD GLB TTL RET&INCM FD I COM 52106W103 172 11100 SH DEFINED 3 0 0 11100 LAZARD GLB TTL RET&INCM FD I COM 52106W103 1760 113398 SH DEFINED 5 113398 0 0 LAZARD GLB TTL RET&INCM FD I COM 52106W103 36 2300 SH DEFINED 8 2300 0 0 LEADING BRANDS INC COM NEW 52170U207 3 1300 SH DEFINED 3 0 0 1300 LEAP WIRELESS INTL INC NOTE 4.500% 521863AL4 1729 1980000 PRN DEFINED 3 1980000 0 0 LEAPFROG ENTERPRISES INC CL A 52186N106 200 30537 SH DEFINED 3 0 0 30537 LEVEL 3 COMMUNICATIONS INC COM 52729N100 156 96043 SH DEFINED 3 4340 0 91703 LEVEL 3 COMMUNICATIONS INC COM 52729N100 0 64 SH DEFINED 16 64 0 0 LEVEL 3 COMMUNICATIONS INC COM 52729N100 21 12663 SH DEFINED 18 12663 0 0 LEVEL 3 COMMUNICATIONS INC COM 52729N100 0 130 SH DEFINED 130 0 0 LEVEL 3 COMMUNICATIONS INC NOTE 3.500% 52729NBK5 87 95000 PRN DEFINED 3 95000 0 0 LIBERTY ACQUISITION HLDGS CO COM 53015Y107 28652 2900000 SH DEFINED 3 2900000 0 0 LIBERTY MEDIA CORP DEB 3.500% 530715AN1 11 22000 PRN DEFINED 3 0 0 22000 LIBERTY MEDIA CORP DEB 3.250% 530715AR2 14416 23001000 PRN DEFINED 3 23000000 0 1000 LIBERTY MEDIA CORP NEW DEB 3.125% 530718AF2 14818 14006000 PRN DEFINED 3 14000000 0 6000 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 1069 69898 SH DEFINED 2 69898 0 0 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 1571 102704 SH DEFINED 3 101536 0 1168 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 6 365 SH DEFINED 5 365 0 0 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 376 24600 SH DEFINED 16 24600 0 0 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 11 700 SH DEFINED 18 700 0 0 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 52 1426 SH DEFINED 3 214 0 1212 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 179 4920 SH DEFINED 16 4920 0 0 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 9 240 SH DEFINED 18 240 0 0 LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 11 209 SH DEFINED 3 138 0 71 LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 108 1968 SH DEFINED 16 1968 0 0 LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 1 22 SH DEFINED 18 22 0 0 LIFE PARTNERS HOLDINGS INC COM 53215T106 19 840 SH DEFINED 2 840 0 0 LIFE PARTNERS HOLDINGS INC COM 53215T106 11 500 SH DEFINED 3 0 0 500 LIFE TIME FITNESS INC COM 53217R207 42 1500 SH DEFINED 2 1500 0 0 LIFE TIME FITNESS INC COM 53217R207 24 861 SH DEFINED 18 861 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 6077 116265 SH DEFINED 2 116265 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 676 12941 SH DEFINED 3 1982 0 10959 LIFE TECHNOLOGIES CORP COM 53217V109 135 2574 SH DEFINED 18 2574 0 0 LIFEPOINT HOSPITALS INC COM 53219L109 1458 39585 SH DEFINED 3 15535 0 24050 LIFEPOINT HOSPITALS INC COM 53219L109 3 80 SH DEFINED 16 0 80 0 LIFEPOINT HOSPITALS INC NOTE 3.500% 53219LAH2 2498 2500000 PRN DEFINED 3 2500000 0 0 LIGAND PHARMACEUTICALS INC CL B 53220K207 1954 1123241 SH DEFINED 3 1121741 0 1500 LIGAND PHARMACEUTICALS INC CL B 53220K207 0 232 SH DEFINED 16 232 0 0 LIFETIME BRANDS INC COM 53222Q103 365 31000 SH DEFINED 4 0 0 31000 LIFETIME BRANDS INC COM 53222Q103 8 700 SH DEFINED 5 700 0 0 LINEAR TECHNOLOGY CORP NOTE 3.125% 535678AD8 407 405000 PRN DEFINED 3 0 0 405000 LONGTOP FINL TECHNOLOGIES LT ADR 54318P108 258 7999 SH DEFINED 16 7999 0 0 LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 0 18 SH DEFINED 2 18 0 0 LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 43 1600 SH DEFINED 5 1600 0 0 M & T BK CORP COM 55261F104 4045 50957 SH DEFINED 2 50957 0 0 M & T BK CORP COM 55261F104 536 6747 SH DEFINED 3 924 0 5823 M & T BK CORP COM 55261F104 189 2381 SH DEFINED 18 2381 0 0 M & T BK CORP COM 55261F104 4 53 SH DEFINED 53 0 0 MBIA INC COM 55262C100 268 42821 SH DEFINED 2 42821 0 0 MBIA INC COM 55262C100 33 5304 SH DEFINED 3 352 0 4952 MBIA INC COM 55262C100 157 25000 SH DEFINED 5 25000 0 0 MBIA INC COM 55262C100 13 2050 SH DEFINED 15 2050 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MBIA INC COM 55262C100 72 11500 SH DEFINED 16 11500 0 0 MBIA CAP CLAYMORE MNG DUR IN COM 55266X100 67 5000 SH DEFINED 3 0 0 5000 MDS INC COM 55269P302 5 600 SH DEFINED 2 600 0 0 MDS INC COM 55269P302 71 8727 SH DEFINED 5 8727 0 0 MDS INC COM 55269P302 1 122 SH DEFINED 7 0 122 0 MDS INC COM 55269P302 1 100 SH DEFINED 8 100 0 0 MFA FINANCIAL INC COM 55272X102 4079 554178 SH DEFINED 3 0 0 554178 MFA FINANCIAL INC COM 55272X102 205 27800 SH DEFINED 4 0 27800 0 MFA FINANCIAL INC COM 55272X102 147 20000 SH DEFINED 5 20000 0 0 MFA FINANCIAL INC COM 55272X102 7 928 SH DEFINED 18 928 0 0 MFA FINANCIAL INC COM 55272X102 7 952 SH DEFINED 952 0 0 MFS INTER INCOME TR SH BEN INT 55273C107 1951 286005 SH DEFINED 3 0 0 286005 MFS INTER INCOME TR SH BEN INT 55273C107 1186 173841 SH DEFINED 5 173841 0 0 MDRNA INC COM 55276N100 60 54848 SH DEFINED 3 0 0 54848 MDRNA INC COM 55276N100 1 700 SH DEFINED 5 700 0 0 MF GLOBAL HLDGS LTD COM 55277J108 1 100 SH DEFINED 18 100 0 0 MGE ENERGY INC COM 55277P104 14 400 SH DEFINED 3 0 0 400 MHI HOSPITALITY CORP COM 55302L102 86 34892 SH DEFINED 3 0 0 34892 MGT CAPITAL INVTS INC COM 55302P103 1 5238 SH DEFINED 16 5238 0 0 MI DEVS INC CL A SUB VTG 55304X104 51 3900 SH DEFINED 2 3900 0 0 MI DEVS INC CL A SUB VTG 55304X104 67 5134 SH DEFINED 5 5134 0 0 MI DEVS INC CL A SUB VTG 55304X104 1 50 SH DEFINED 9 50 0 0 M/I HOMES INC COM 55305B101 154 10524 SH DEFINED 3 0 0 10524 MKS INSTRUMENT INC COM 55306N104 323 16466 SH DEFINED 2 16466 0 0 MSCI INC CL A 55354G100 1353 37481 SH DEFINED 3 37481 0 0 MSCI INC CL A 55354G100 428 11861 SH DEFINED 10 11861 0 0 MSCI INC CL A 55354G100 3 82 SH DEFINED 18 82 0 0 MSCI INC CL A 55354G100 13 350 SH SOLE 350 0 0 MWI VETERINARY SUPPLY INC COM 55402X105 579 14337 SH DEFINED 2 14337 0 0 MWI VETERINARY SUPPLY INC COM 55402X105 39 957 SH DEFINED 3 0 0 957 MWI VETERINARY SUPPLY INC COM 55402X105 16694 413223 SH DEFINED 4 0 315753 97470 MYR GROUP INC DEL COM 55405W104 98 6000 SH DEFINED 3 0 0 6000 MYR GROUP INC DEL COM 55405W104 0 10 SH DEFINED 18 10 0 0 MACQUARIE FT TR GB INF UT DI COM 55607W100 216 17036 SH DEFINED 3 0 0 17036 MACQUARIE FT TR GB INF UT DI COM 55607W100 890 70120 SH DEFINED 5 70120 0 0 MACQUARIE FT TR GB INF UT DI COM 55607W100 24 1900 SH DEFINED 8 1900 0 0 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 111 8008 SH DEFINED 3 0 0 8008 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 188 13570 SH DEFINED 5 13570 0 0 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 10 700 SH DEFINED 8 700 0 0 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 240 15029 SH DEFINED 3 0 0 15029 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 113 7085 SH DEFINED 5 7085 0 0 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 2 125 SH DEFINED 8 125 0 0 MACYS INC COM 55616P104 3864 177471 SH DEFINED 2 177471 0 0 MACYS INC COM 55616P104 468 21493 SH DEFINED 3 4653 0 16840 MACYS INC COM 55616P104 11893 546310 SH DEFINED 4 0 246535 299775 MACYS INC COM 55616P104 15 705 SH DEFINED 7 0 705 0 MACYS INC COM 55616P104 53 2454 SH DEFINED 18 2454 0 0 MACYS INC COM 55616P104 1 62 SH SOLE 62 0 0 MADISON SQUARE GARDEN INC CL A 55826P100 53 2425 SH DEFINED 3 157 0 2268 MADISON SQUARE GARDEN INC CL A 55826P100 184 8474 SH DEFINED 5 8474 0 0 MADISON SQUARE GARDEN INC CL A 55826P100 24 1082 SH DEFINED 7 0 1082 0 MADISON SQUARE GARDEN INC CL A 55826P100 6 283 SH DEFINED 8 283 0 0 MADISON SQUARE GARDEN INC CL A 55826P100 643 29600 SH DEFINED 16 29600 0 0 MADISON SQUARE GARDEN INC CL A 55826P100 1 52 SH DEFINED 18 52 0 0 MAG SILVER CORP COM 55903Q104 5936 800000 SH DEFINED 1 800000 0 0 MAG SILVER CORP COM 55903Q104 4 500 SH DEFINED 3 0 0 500 MAG SILVER CORP COM 55903Q104 91 12200 SH DEFINED 5 12200 0 0 MAGYAR BANCORP INC COM 55977T109 4 1000 SH DEFINED 3 0 0 1000 MAIN STREET CAPITAL CORP COM 56035L104 1166 74679 SH DEFINED 3 0 0 74679 MANNKIND CORP COM 56400P201 4 663 SH DEFINED 2 663 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MANNKIND CORP COM 56400P201 1 200 SH DEFINED 3 0 0 200 MANNKIND CORP COM 56400P201 14 2100 SH DEFINED 5 2100 0 0 MANPOWER INC COM 56418H100 173 3026 SH DEFINED 2 3026 0 0 MANPOWER INC COM 56418H100 2060 36067 SH DEFINED 3 22207 0 13860 MANPOWER INC COM 56418H100 114 2000 SH DEFINED 4 0 2000 0 MANPOWER INC COM 56418H100 15 255 SH DEFINED 5 255 0 0 MANPOWER INC COM 56418H100 2 38 SH DEFINED 18 38 0 0 MANPOWER INC COM 56418H100 5 92 SH DEFINED 92 0 0 MANULIFE FINL CORP COM 56501R106 901013 45759941 SH DEFINED 1 45759941 0 0 MANULIFE FINL CORP COM 56501R106 337 17135 SH DEFINED 2 17135 0 0 MANULIFE FINL CORP COM 56501R106 367 18643 SH DEFINED 3 0 0 18643 MANULIFE FINL CORP COM 56501R106 5312 269800 CALL DEFINED 5 269800 0 0 MANULIFE FINL CORP COM 56501R106 1752 89000 PUT DEFINED 5 89000 0 0 MANULIFE FINL CORP COM 56501R106 132814 6745274 SH DEFINED 5 6745274 0 0 MANULIFE FINL CORP COM 56501R106 469457 23842412 SH DEFINED 6 23842412 0 0 MANULIFE FINL CORP COM 56501R106 15059 764781 SH DEFINED 7 0 764781 0 MANULIFE FINL CORP COM 56501R106 2063 104783 SH DEFINED 8 95703 9080 0 MANULIFE FINL CORP COM 56501R106 732 37167 SH DEFINED 9 37167 0 0 MANULIFE FINL CORP COM 56501R106 7 360 SH DEFINED 13 360 0 0 MANULIFE FINL CORP COM 56501R106 148 7500 SH DEFINED 14 7500 0 0 MANULIFE FINL CORP COM 56501R106 417 21185 SH DEFINED 15 21185 0 0 MANULIFE FINL CORP COM 56501R106 131 6646 SH DEFINED 18 6646 0 0 MANULIFE FINL CORP COM 56501R106 89509 4545929 SH DEFINED 5;1 4545929 0 0 MANULIFE FINL CORP COM 56501R106 1608 81669 SH DEFINED 81669 0 0 MANULIFE FINL CORP COM 56501R106 1074306 54560973 SH SOLE 54560973 0 0 MAP PHARMACEUTICALS INC COM 56509R108 6 400 SH DEFINED 2 400 0 0 MAP PHARMACEUTICALS INC COM 56509R108 159 10000 SH DEFINED 3 0 0 10000 MARCHEX INC CL B 56624R108 5 1049 SH DEFINED 2 1049 0 0 MARCHEX INC CL B 56624R108 9 1800 SH DEFINED 3 0 0 1800 MARINER ENERGY INC COM 56845T305 54 3601 SH DEFINED 2 3601 0 0 MARINER ENERGY INC COM 56845T305 605 40435 SH DEFINED 3 28800 0 11635 MARINER ENERGY INC COM 56845T305 10 639 SH DEFINED 18 639 0 0 MARKET LEADER INC COM 57056R103 10 5000 SH DEFINED 3 0 0 5000 MARKETAXESS HLDGS INC COM 57060D108 1 56 SH DEFINED 3 0 0 56 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1110 25000 PUT DEFINED 3 25000 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 16733 376789 SH DEFINED 3 64454 0 312335 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 500 11254 SH DEFINED 5 11254 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1798 40495 SH DEFINED 7 0 40495 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 105 2375 SH DEFINED 8 500 1875 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 90 2031 SH DEFINED 13 2031 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 17 390 SH DEFINED 15 390 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 73 1639 SH DEFINED 16 1639 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 481 10840 SH DEFINED 18 10840 0 0 MARKET VECTORS ETF TR MV ENVIR SVCS 57060U209 114 2604 SH DEFINED 3 0 0 2604 MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 3907 57164 SH DEFINED 3 0 0 57164 MARKET VECTORS ETF TR GBL ALTER ENRG 57060U407 17 745 SH DEFINED 3 0 0 745 MARKET VECTORS ETF TR GBL ALTER ENRG 57060U407 161 7005 SH DEFINED 5 7005 0 0 MARKET VECTORS ETF TR GBL ALTER ENRG 57060U407 9 400 SH DEFINED 6 400 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 5153 150000 CALL DEFINED 3 150000 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 8588 250000 PUT DEFINED 3 250000 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 4639 135037 SH DEFINED 3 82289 0 52748 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 96 2792 SH DEFINED 5 2792 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 24 710 SH DEFINED 13 710 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 125 3650 SH DEFINED 15 3650 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 187 5450 SH DEFINED 16 5450 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 0 10 SH SOLE 10 0 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 4177 162417 SH DEFINED 3 0 0 162417 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 60 2340 SH DEFINED 5 2340 0 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 73 2820 SH DEFINED 13 2820 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 5187 115007 SH DEFINED 3 2250 0 112757
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 248 5498 SH DEFINED 5 5498 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 2859 63386 SH DEFINED 7 0 63386 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 176 3900 SH DEFINED 8 0 3900 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 131 2900 SH DEFINED 13 2900 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 54 1200 SH DEFINED 16 1200 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 40 876 SH DEFINED 18 876 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 61 1350 SH DEFINED 1350 0 0 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 750 16416 SH DEFINED 3 0 0 16416 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 18 400 SH DEFINED 5 400 0 0 MARKET VECTORS ETF TR NUC ENERGY ETF 57060U704 155 6890 SH DEFINED 3 0 0 6890 MARKET VECTORS ETF TR NUC ENERGY ETF 57060U704 86 3825 SH DEFINED 5 3825 0 0 MARKET VECTORS ETF TR PRE-RF MUN ETF 57060U738 50 2000 SH DEFINED 3 0 0 2000 MARKET VECTORS ETF TR INDONESIA ETF 57060U753 499 7147 SH DEFINED 3 0 0 7147 MARKET VECTORS ETF TR VIETNAM ETF 57060U761 9 350 SH DEFINED 3 0 0 350 MARKET VECTORS ETF TR VIETNAM ETF 57060U761 31 1250 SH DEFINED 5 1250 0 0 MARKET VECTORS ETF TR RVE HARD ETF 57060U795 41 1203 SH DEFINED 3 0 0 1203 MARKET VECTORS ETF TR MKTVEC SMUNETF 57060U803 98 5675 SH DEFINED 3 0 0 5675 MARKET VECTORS ETF TR COAL ETF 57060U837 613 16250 SH DEFINED 3 0 0 16250 MARKET VECTORS ETF TR COAL ETF 57060U837 59 1564 SH DEFINED 5 1564 0 0 MARKET VECTORS ETF TR MKTVEC INTMUETF 57060U845 56 2620 SH DEFINED 3 0 0 2620 MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 11 370 SH DEFINED 3 0 0 370 MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 77 2490 SH DEFINED 18 2490 0 0 MARKET VECTORS ETF TR MKTVEC LMUNETF 57060U886 30 1650 SH DEFINED 3 0 0 1650 MASCO CORP NOTE 574599BB1 4190 8354000 PRN DEFINED 3 8354000 0 0 MASTERCARD INC CL A 57636Q104 11165 43958 SH DEFINED 2 43958 0 0 MASTERCARD INC CL A 57636Q104 5080 20000 CALL DEFINED 3 20000 0 0 MASTERCARD INC CL A 57636Q104 61366 241600 PUT DEFINED 3 241600 0 0 MASTERCARD INC CL A 57636Q104 1267 4987 SH DEFINED 3 1036 0 3951 MASTERCARD INC CL A 57636Q104 502 1977 SH DEFINED 5 1977 0 0 MASTERCARD INC CL A 57636Q104 20 79 SH DEFINED 7 0 79 0 MASTERCARD INC CL A 57636Q104 489 1927 SH DEFINED 10 1927 0 0 MASTERCARD INC CL A 57636Q104 189 743 SH DEFINED 18 743 0 0 MASTERCARD INC CL A 57636Q104 34 132 SH DEFINED 132 0 0 MASTERCARD INC CL A 57636Q104 14 57 SH SOLE 57 0 0 MATRIXX INITIATIVES INC COM 57685L105 1 200 SH DEFINED 3 0 0 200 MAXTOR CORP NOTE 6.800 577729AC0 35 35000 PRN DEFINED 3 35000 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 785 40467 SH DEFINED 2 40467 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 157 8119 SH DEFINED 3 812 0 7307 MAXIM INTEGRATED PRODS INC COM 57772K101 12 635 SH DEFINED 5 635 0 0 MCG CAPITAL CORP COM 58047P107 2 360 SH DEFINED 3 0 0 360 MCG CAPITAL CORP COM 58047P107 563 108000 SH DEFINED 4 0 0 108000 MCKESSON CORP COM 58155Q103 6971 106072 SH DEFINED 2 106072 0 0 MCKESSON CORP COM 58155Q103 10780 164027 SH DEFINED 3 113983 0 50044 MCKESSON CORP COM 58155Q103 707 10752 SH DEFINED 5 10752 0 0 MCKESSON CORP COM 58155Q103 16 250 SH DEFINED 6 250 0 0 MCKESSON CORP COM 58155Q103 64 971 SH DEFINED 8 971 0 0 MCKESSON CORP COM 58155Q103 349 5309 SH DEFINED 18 5309 0 0 MCKESSON CORP COM 58155Q103 149 2270 SH DEFINED 0 0 2270 MEADOWBROOK INS GROUP INC COM 58319P108 32 4067 SH DEFINED 3 0 0 4067 MEADOWBROOK INS GROUP INC COM 58319P108 899 113750 SH DEFINED 4 0 0 113750 MEDCATH CORP COM 58404W109 325 31000 SH DEFINED 4 0 0 31000 MEDCO HEALTH SOLUTIONS INC COM 58405U102 142 2200 SH DEFINED 1 2200 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 15040 232965 SH DEFINED 2 232965 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 6648 102969 SH DEFINED 3 5880 4803 92286 MEDCO HEALTH SOLUTIONS INC COM 58405U102 20628 319511 SH DEFINED 5 319511 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 11 167 SH DEFINED 7 0 167 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 752 11644 SH DEFINED 8 11644 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 28 434 SH DEFINED 14 434 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 163 2530 SH DEFINED 15 2530 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 13 200 SH DEFINED 16 200 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MEDCO HEALTH SOLUTIONS INC COM 58405U102 545 8438 SH DEFINED 18 8438 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 21 325 SH DEFINED 5;1 325 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 188 2911 SH DEFINED 150 0 2761 MEDIACOM COMMUNICATIONS CORP CL A 58446K105 1 130 SH DEFINED 2 130 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 675 64407 SH DEFINED 2 64407 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 733 69920 SH DEFINED 3 0 0 69920 MEDIFAST INC COM 58470H101 11 435 SH DEFINED 3 0 0 435 MEDICIS PHARMACEUTICAL CORP NOTE 2.500 58470KAA2 2426 2350000 PRN DEFINED 3 1935000 0 415000 MEDIDATA SOLUTIONS INC COM 58471A105 2276 149704 SH DEFINED 3 149504 0 200 MEDIVATION INC COM 58501N101 2 171 SH DEFINED 2 171 0 0 MEDIVATION INC COM 58501N101 0 11 SH DEFINED 3 0 0 11 MEDIVATION INC COM 58501N101 2 164 SH DEFINED 18 164 0 0 MEDNAX INC COM 58502B106 78 1335 SH DEFINED 3 0 0 1335 MEDNAX INC COM 58502B106 13 229 SH DEFINED 18 229 0 0 MEDTRONIC INC NOTE 1.500 585055AL0 29000 28503000 PRN DEFINED 3 27574000 0 929000 MEDTRONIC INC NOTE 1.625 585055AM8 5470 5163000 PRN DEFINED 3 5000000 0 163000 MERCADOLIBRE INC COM 58733R102 605 12553 SH DEFINED 3 1753 0 10800 MERCADOLIBRE INC COM 58733R102 4 77 SH DEFINED 5 77 0 0 MERCADOLIBRE INC COM 58733R102 8 156 SH DEFINED 18 156 0 0 MERCER INTL INC NOTE 8.500 588056AK7 6644 4064971 PRN DEFINED 3 4064971 0 0 MERCK & CO INC NEW COM 58933Y105 133493 3574100 SH DEFINED 1 3574100 0 0 MERCK & CO INC NEW COM 58933Y105 7478 200203 SH DEFINED 2 200203 0 0 MERCK & CO INC NEW COM 58933Y105 1868 50000 PUT DEFINED 3 50000 0 0 MERCK & CO INC NEW COM 58933Y105 19766 529206 SH DEFINED 3 98872 159 430175 MERCK & CO INC NEW COM 58933Y105 8609 230505 SH DEFINED 4 0 103350 127155 MERCK & CO INC NEW COM 58933Y105 6099 163302 SH DEFINED 5 163302 0 0 MERCK & CO INC NEW COM 58933Y105 53062 1420659 SH DEFINED 6 1420659 0 0 MERCK & CO INC NEW COM 58933Y105 1587 42497 SH DEFINED 7 0 42497 0 MERCK & CO INC NEW COM 58933Y105 115 3088 SH DEFINED 8 1188 1900 0 MERCK & CO INC NEW COM 58933Y105 32 850 SH DEFINED 9 850 0 0 MERCK & CO INC NEW COM 58933Y105 300 8021 SH DEFINED 10 8021 0 0 MERCK & CO INC NEW COM 58933Y105 355 9500 SH DEFINED 11 9500 0 0 MERCK & CO INC NEW COM 58933Y105 738 19756 SH DEFINED 15 19756 0 0 MERCK & CO INC NEW COM 58933Y105 64 1715 SH DEFINED 17 0 0 1715 MERCK & CO INC NEW COM 58933Y105 833 22310 SH DEFINED 18 22310 0 0 MERCK & CO INC NEW COM 58933Y105 8536 228528 SH DEFINED 5;1 228528 0 0 MERCK & CO INC NEW COM 58933Y105 317 8498 SH DEFINED 2734 5764 0 MERCK & CO INC NEW COM 58933Y105 27094 725408 SH SOLE 725408 0 0 MERCK & CO INC NEW PFD CONV 6% 58933Y204 14 55 PRN DEFINED 3 0 0 55 MERCK & CO INC NEW PFD CONV 6% 58933Y204 821 3232 PRN DEFINED 5 3232 0 0 MERIDIAN INTERSTAT BANCORP I COM 58964Q104 62 5975 SH DEFINED 3 0 0 5975 MERIDIAN RESOURCE CORP COM 58977Q109 1 5000 SH DEFINED 3 0 0 5000 MERITAGE HOMES CORP COM 59001A102 34 1609 SH DEFINED 2 1609 0 0 MERITAGE HOMES CORP COM 59001A102 3 157 SH DEFINED 3 0 0 157 MERITAGE HOMES CORP COM 59001A102 651 31000 SH DEFINED 4 0 0 31000 MERITAGE HOMES CORP COM 59001A102 4 206 SH DEFINED 18 206 0 0 METHANEX CORP COM 59151K108 44996 1850916 SH DEFINED 1 1850916 0 0 METHANEX CORP COM 59151K108 246 10102 SH DEFINED 2 10102 0 0 METHANEX CORP COM 59151K108 5126 210850 SH DEFINED 3 210600 0 250 METHANEX CORP COM 59151K108 13764 566193 SH DEFINED 5 566193 0 0 METHANEX CORP COM 59151K108 3107 127809 SH DEFINED 6 127809 0 0 METHANEX CORP COM 59151K108 14886 612361 SH DEFINED 7 0 612361 0 METHANEX CORP COM 59151K108 373 15357 SH DEFINED 8 6182 9175 0 METHANEX CORP COM 59151K108 19 770 SH DEFINED 770 0 0 METLIFE INC COM 59156R108 16335 376910 SH DEFINED 2 376910 0 0 METLIFE INC COM 59156R108 11377 262501 SH DEFINED 3 188794 0 73707 METLIFE INC COM 59156R108 4899 113030 SH DEFINED 4 0 41090 71940 METLIFE INC COM 59156R108 1228 28336 SH DEFINED 5 28336 0 0 METLIFE INC COM 59156R108 1234 28470 SH DEFINED 7 0 28470 0 METLIFE INC COM 59156R108 104 2400 SH DEFINED 8 950 1450 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- METLIFE INC COM 59156R108 789 18196 SH DEFINED 10 18196 0 0 METLIFE INC COM 59156R108 3 70 SH DEFINED 15 70 0 0 METLIFE INC COM 59156R108 2033 46910 SH DEFINED 18 46910 0 0 METLIFE INC COM 59156R108 52 1195 SH DEFINED 1195 0 0 METLIFE INC COM 59156R108 116 2665 SH SOLE 2665 0 0 MFS INTERMARKET INCOME TRUST SH BEN INT 59318R103 12 1450 SH DEFINED 3 0 0 1450 MFS INTERMEDIATE HIGH INC FD SH BEN INT 59318T109 0 165 SH DEFINED 3 0 0 165 MICROCHIP TECHNOLOGY INC SDCV 2.125%12/1 595017AB0 46770 47000000 PRN DEFINED 3 47000000 0 0 MICROMET INC COM 59509C105 1 125 SH DEFINED 125 0 0 MICRON TECHNOLOGY INC NOTE 1.875% 6/0 595112AH6 6723 7008000 PRN DEFINED 3 7008000 0 0 MID-AMER APT CMNTYS INC COM 59522J103 1689 32622 SH DEFINED 2 32622 0 0 MID-AMER APT CMNTYS INC COM 59522J103 80 1550 SH DEFINED 3 0 0 1550 MINCO GOLD CORPORATION COM 60254D108 16 13500 SH DEFINED 5 13500 0 0 MIRANT CORP NEW COM 60467R100 879 80946 SH DEFINED 2 80946 0 0 MIRANT CORP NEW COM 60467R100 229 21046 SH DEFINED 3 385 0 20661 MIRANT CORP NEW COM 60467R100 2 187 SH DEFINED 16 187 0 0 MIRANT CORP NEW COM 60467R100 0 4 SH DEFINED 4 0 0 MIRANT CORP NEW *W EXP 01/03/201 60467R118 0 575 SH DEFINED 3 0 0 575 MIRANT CORP NEW *W EXP 01/03/201 60467R118 0 52 SH DEFINED 52 0 0 MIRANT CORP NEW *W EXP 01/03/201 60467R126 66 552062 SH DEFINED 3 552062 0 0 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 427 108308 SH DEFINED 2 108308 0 0 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 1 369 SH DEFINED 5 369 0 0 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 221 56090 SH DEFINED 18 56090 0 0 MOBILE MINI INC COM 60740F105 7131 460374 SH DEFINED 4 0 365274 95100 MOBILE MINI INC COM 60740F105 4 243 SH DEFINED 18 243 0 0 MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 0 30 SH DEFINED 3 0 0 30 MOLINA HEALTHCARE INC COM 60855R100 467 18565 SH DEFINED 2 18565 0 0 MOLSON COORS BREWING CO CL B 60871R209 3738 88867 SH DEFINED 2 88867 0 0 MOLSON COORS BREWING CO CL B 60871R209 203 4825 SH DEFINED 3 1670 0 3155 MOLSON COORS BREWING CO CL B 60871R209 9 206 SH DEFINED 5 206 0 0 MOLSON COORS BREWING CO CL B 60871R209 38 900 SH DEFINED 7 0 900 0 MOLSON COORS BREWING CO CL B 60871R209 212 5030 SH DEFINED 10 5030 0 0 MOLSON COORS BREWING CO CL B 60871R209 4882 116100 SH DEFINED 13 116100 0 0 MOLSON COORS BREWING CO CL B 60871R209 5 116 SH DEFINED 18 116 0 0 MOLSON COORS BREWING CO CL B 60871R209 129 3070 SH DEFINED 400 0 2670 MOLSON COORS BREWING CO CL B 60871R209 85 2030 SH SOLE 2030 0 0 MOLSON COORS BREWING CO NOTE 2.500% 7/3 60871RAA8 70 64000 PRN DEFINED 3 57000 0 7000 MOMENTA PHARMACEUTICALS INC COM 60877T100 829 55400 SH DEFINED 1 55400 0 0 MOMENTA PHARMACEUTICALS INC COM 60877T100 228 15225 SH DEFINED 2 15225 0 0 MOMENTA PHARMACEUTICALS INC COM 60877T100 1 100 SH DEFINED 3 0 0 100 MONEYGRAM INTL INC COM 60935Y109 7 1923 SH DEFINED 3 0 0 1923 MONEYGRAM INTL INC COM 60935Y109 3 802 SH DEFINED 0 0 802 MONSANTO CO NEW COM 61166W101 20051 280750 SH DEFINED 2 280750 0 0 MONSANTO CO NEW COM 61166W101 3571 50000 PUT DEFINED 3 50000 0 0 MONSANTO CO NEW COM 61166W101 7658 107228 SH DEFINED 3 39919 0 67309 MONSANTO CO NEW COM 61166W101 4059 56839 SH DEFINED 5 56839 0 0 MONSANTO CO NEW COM 61166W101 1563 21884 SH DEFINED 7 0 21884 0 MONSANTO CO NEW COM 61166W101 168 2355 SH DEFINED 8 450 1905 0 MONSANTO CO NEW COM 61166W101 14 200 SH DEFINED 9 200 0 0 MONSANTO CO NEW COM 61166W101 274 3842 SH DEFINED 10 3842 0 0 MONSANTO CO NEW COM 61166W101 23 316 SH DEFINED 13 316 0 0 MONSANTO CO NEW COM 61166W101 32 450 SH DEFINED 14 450 0 0 MONSANTO CO NEW COM 61166W101 7 95 SH DEFINED 15 95 0 0 MONSANTO CO NEW COM 61166W101 109 1527 SH DEFINED 16 1527 0 0 MONSANTO CO NEW COM 61166W101 57 800 SH DEFINED 17 0 0 800 MONSANTO CO NEW COM 61166W101 339 4753 SH DEFINED 18 4753 0 0 MONSANTO CO NEW COM 61166W101 3 40 SH DEFINED 5;1 40 0 0 MONSANTO CO NEW COM 61166W101 76 1069 SH DEFINED 1069 0 0 MONSANTO CO NEW COM 61166W101 1576 22062 SH SOLE 22062 0 0 MORGAN STANLEY EMER MKTS FD COM 61744G107 7 500 SH DEFINED 3 0 0 500
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MORGAN STANLEY EMER MKTS DEB COM 61744H105 114 10885 SH DEFINED 3 0 0 10885 MORGAN STANLEY EMER MKTS DEB COM 61744H105 313 30000 SH DEFINED 17 0 0 30000 MORGAN STANLEY EMER MKTS DEB COM 61744H105 22 2100 SH DEFINED 2100 0 0 MORGAN STANLEY HIGH YIELD FD COM 61744M104 40 6900 SH DEFINED 3 0 0 6900 MORGAN STANLEY ASIA PAC FD I COM 61744U106 1891 124086 SH DEFINED 3 0 0 124086 MORGAN STANLEY ASIA PAC FD I COM 61744U106 343 22480 SH DEFINED 5 22480 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 5701 244249 SH DEFINED 3 0 0 244249 MORGAN STANLEY INDIA INVS FD COM 61745C105 335 14355 SH DEFINED 5 14355 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 39 1666 SH DEFINED 15 1666 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 118 5068 SH DEFINED 16 5068 0 0 MORGAN STANLEY MUN INC OPP II 61745P445 76 10866 SH DEFINED 3 0 0 10866 MORGAN STANLEY QULTY MUN SECS 61745P585 1156 85650 SH DEFINED 3 0 0 85650 MORGAN STANLEY CALIF QLTY MUN 61745P635 25 2100 SH DEFINED 3 0 0 2100 MORGAN STANLEY QLT MUN INV TR 61745P668 9 699 SH DEFINED 3 0 0 699 MORGAN STANLEY QUALT MUN INCM 61745P734 322 25450 SH DEFINED 3 0 0 25450 MORGAN STANLEY INSD MUN INCM 61745P791 91 6503 SH DEFINED 3 0 0 6503 MORGAN STANLEY INSD MUN TR 61745P866 42 3060 SH DEFINED 3 0 0 3060 MORGAN STANLEY INCOME SEC INC 61745P874 86 5034 SH DEFINED 3 0 0 5034 MOSAIC CO COM 61945A107 346 5698 SH DEFINED 2 5698 0 0 MOSAIC CO COM 61945A107 3280 53969 SH DEFINED 3 27653 0 26316 MOSAIC CO COM 61945A107 1634 26894 SH DEFINED 5 26894 0 0 MOSAIC CO COM 61945A107 21134 347776 SH DEFINED 6 347776 0 0 MOSAIC CO COM 61945A107 2267 37300 SH DEFINED 7 0 37300 0 MOSAIC CO COM 61945A107 112 1840 SH DEFINED 8 0 1840 0 MOSAIC CO COM 61945A107 453 7459 SH DEFINED 10 7459 0 0 MOSAIC CO COM 61945A107 15 255 SH DEFINED 15 255 0 0 MOSAIC CO COM 61945A107 187 3070 SH DEFINED 18 3070 0 0 MOSAIC CO COM 61945A107 46 755 SH DEFINED 755 0 0 MOSAIC CO COM 61945A107 13 215 SH SOLE 215 0 0 MOUNTAIN PROV DIAMONDS INC COM NEW 62426E402 1556 741000 SH DEFINED 1 741000 0 0 MOUNTAIN PROV DIAMONDS INC COM NEW 62426E402 234 111500 SH DEFINED 5 111500 0 0 MOVE INC COM COM 62458M108 1 600 SH DEFINED 3 0 0 600 MULTI FINELINE ELECTRONIX IN COM 62541B101 13 509 SH DEFINED 3 0 0 509 MUTUALFIRST FINL INC COM 62845B104 346 52100 SH DEFINED 4 0 0 52100 MYLAN INC NOTE 1.250% 3/1 628530AG2 305 274000 PRN DEFINED 3 0 0 274000 MYRIAD GENETICS INC COM 62855J104 149 6211 SH DEFINED 3 255 0 5956 MYRIAD GENETICS INC COM 62855J104 140 5820 SH DEFINED 5 5820 0 0 MYRIAD PHARMACEUTICALS INC COM 62856H107 8 1763 SH DEFINED 3 0 0 1763 MYRIAD PHARMACEUTICALS INC COM 62856H107 1 205 SH DEFINED 5 205 0 0 NCI INC CL A 62886K104 7138 236113 SH DEFINED 4 0 186763 49350 NGP CAP RES CO COM 62912R107 45 5224 SH DEFINED 3 0 0 5224 NGP CAP RES CO COM 62912R107 366 43000 SH DEFINED 4 0 0 43000 NGAS RESOURCES INC COM 62912T103 33 22000 SH DEFINED 3 0 0 22000 NII HLDGS INC CL B NEW 62913F201 3001 72000 SH DEFINED 1 72000 0 0 NII HLDGS INC CL B NEW 62913F201 397 9522 SH DEFINED 2 9522 0 0 NII HLDGS INC CL B NEW 62913F201 4168 100000 PUT DEFINED 3 100000 0 0 NII HLDGS INC CL B NEW 62913F201 60 1442 SH DEFINED 3 442 0 1000 NII HLDGS INC CL B NEW 62913F201 532 12769 SH DEFINED 5 12769 0 0 NII HLDGS INC CL B NEW 62913F201 15 349 SH DEFINED 8 349 0 0 NII HLDGS INC CL B NEW 62913F201 384 9203 SH DEFINED 10 9203 0 0 NII HLDGS INC CL B NEW 62913F201 25 600 SH DEFINED 15 600 0 0 NII HLDGS INC CL B NEW 62913F201 1042 25000 SH DEFINED 16 25000 0 0 NII HLDGS INC CL B NEW 62913F201 134 3219 SH DEFINED 17 0 0 3219 NII HLDGS INC CL B NEW 62913F201 205 4908 SH DEFINED 18 4908 0 0 NII HLDGS INC CL B NEW 62913F201 17 400 SH DEFINED 400 0 0 NII HLDGS INC CL B NEW 62913F201 339 8137 SH SOLE 8137 0 0 NII HLDGS INC NOTE 2.750% 8/1 62913FAF9 422 415000 PRN DEFINED 3 0 0 415000 NII HLDGS INC NOTE 3.125% 6/1 62913FAJ1 1 1000 PRN DEFINED 3 0 0 1000 NIC INC COM 62914B100 7705 979000 SH DEFINED 4 0 312400 666600 NIC INC COM 62914B100 37 4720 SH DEFINED 4720 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- NPS PHARMACEUTICALS INC COM 62936P103 122 24295 SH DEFINED 3 0 0 24295 NTT DOCOMO INC SPONS ADR 62942M201 366 24052 SH DEFINED 2 24052 0 0 NTT DOCOMO INC SPONS ADR 62942M201 5 317 SH DEFINED 3 0 0 317 NTT DOCOMO INC SPONS ADR 62942M201 9 593 SH DEFINED 18 593 0 0 NVR INC COM 62944T105 95 131 SH DEFINED 2 131 0 0 NVR INC COM 62944T105 2554 3515 SH DEFINED 3 3312 0 203 NVR INC COM 62944T105 3 4 SH DEFINED 18 4 0 0 NABORS INDS INC NOTE 0.940% 5/1 629568AP1 144 145000 PRN DEFINED 3 128000 0 17000 NALCO HOLDING COMPANY COM 62985Q101 134 5505 SH DEFINED 2 5505 0 0 NALCO HOLDING COMPANY COM 62985Q101 267 10983 SH DEFINED 3 10169 0 814 NALCO HOLDING COMPANY COM 62985Q101 1 22 SH DEFINED 5 22 0 0 NALCO HOLDING COMPANY COM 62985Q101 315 12952 SH DEFINED 10 12952 0 0 NALCO HOLDING COMPANY COM 62985Q101 87 3582 SH DEFINED 18 3582 0 0 NALCO HOLDING COMPANY COM 62985Q101 10 400 SH DEFINED 400 0 0 NANOSPHERE INC COM 63009F105 14 3000 SH DEFINED 5 3000 0 0 NASDAQ OMX GROUP INC NOTE 2.500% 8/1 631103AA6 10 10000 PRN DEFINED 3 0 0 10000 NASDAQ PREM INCM & GRW FD IN COM 63110R105 79 5652 SH DEFINED 3 0 0 5652 NATIONAL CITY CORP NOTE 4.000% 2/0 635405AW3 992 975000 PRN DEFINED 3 165000 0 810000 NATIONAL DENTEX CORP COM 63563H109 557 56800 SH DEFINED 4 0 0 56800 NATIONAL FINL PARTNERS CORP COM 63607P208 34 2445 SH DEFINED 2 2445 0 0 NATIONAL HEALTH INVS INC COM 63633D104 132 3400 SH DEFINED 3 0 0 3400 NATIONAL INTERSTATE CORP COM 63654U100 2895 139800 SH DEFINED 4 0 39100 100700 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 119 4545 SH DEFINED 2 4545 0 0 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 241 9174 SH DEFINED 3 0 0 9174 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 19 715 SH DEFINED 15 715 0 0 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 26 1000 SH DEFINED 16 1000 0 0 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 12 450 SH DEFINED 450 0 0 NAUTILUS INC COM 63910B102 6 2000 SH DEFINED 7 0 2000 0 NAVISTAR INTL CORP NEW NOTE 3.000%10/1 63934EAL2 8721 7838000 PRN DEFINED 3 7838000 0 0 NAVIGANT CONSULTING INC COM 63935N107 24 1978 SH DEFINED 5 1978 0 0 NAVIGANT CONSULTING INC COM 63935N107 2 195 SH DEFINED 18 195 0 0 NELNET INC CL A 64031N108 45 2438 SH DEFINED 2 2438 0 0 NELNET INC CL A 64031N108 8 436 SH DEFINED 3 0 0 436 NEPTUNE TECHNOLOGIES BIORESO COM 64077P108 74 37500 SH DEFINED 5 37500 0 0 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 188 10230 SH DEFINED 2 10230 0 0 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 175 9524 SH DEFINED 3 0 0 9524 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 809 44000 SH DEFINED 14 44000 0 0 NET SERVICOS DE COMUNICACAO SPONSD ADR NEW 64109T201 67 5177 SH DEFINED 2 5177 0 0 NET SERVICOS DE COMUNICACAO SPONSD ADR NEW 64109T201 234 18071 SH DEFINED 3 16100 0 1971 NET SERVICOS DE COMUNICACAO SPONSD ADR NEW 64109T201 3 210 SH DEFINED 18 210 0 0 NETAPP INC COM 64110D104 1048 32200 SH DEFINED 1 32200 0 0 NETAPP INC COM 64110D104 6020 184999 SH DEFINED 2 184999 0 0 NETAPP INC COM 64110D104 1658 50961 SH DEFINED 3 45978 0 4983 NETAPP INC COM 64110D104 33 1000 SH DEFINED 8 1000 0 0 NETAPP INC COM 64110D104 195 6000 SH DEFINED 15 6000 0 0 NETAPP INC COM 64110D104 56 1724 SH DEFINED 18 1724 0 0 NETAPP INC COM 64110D104 88 2694 SH DEFINED 219 0 2475 NETFLIX INC COM 64110L106 273 3700 SH DEFINED 1 3700 0 0 NETFLIX INC COM 64110L106 1129 15308 SH DEFINED 3 11810 0 3498 NETFLIX INC COM 64110L106 36 484 SH DEFINED 5 484 0 0 NETFLIX INC COM 64110L106 10 132 SH DEFINED 18 132 0 0 NETEASE COM INC SPONSORED ADR 64110W102 870 24490 SH DEFINED 2 24490 0 0 NETEASE COM INC SPONSORED ADR 64110W102 10 279 SH DEFINED 3 0 0 279 NETEASE COM INC SPONSORED ADR 64110W102 13 361 SH DEFINED 8 361 0 0 NETEASE COM INC SPONSORED ADR 64110W102 43 1200 SH DEFINED 18 1200 0 0 NETEZZA CORP COM 64111N101 101 7900 SH DEFINED 3 0 0 7900 NETEZZA CORP COM 64111N101 14 1110 SH DEFINED 5 1110 0 0 NETGEAR INC COM 64111Q104 1456 55800 SH DEFINED 1 55800 0 0 NETGEAR INC COM 64111Q104 133 5094 SH DEFINED 2 5094 0 0 NETGEAR INC COM 64111Q104 218 8350 SH DEFINED 3 0 0 8350
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- NETSCOUT SYS INC COM 64115T104 335 22678 SH DEFINED 2 22678 0 0 NETSCOUT SYS INC COM 64115T104 15 1000 SH DEFINED 3 0 0 1000 NETLOGIC MICROSYSTEMS INC COM 64118B100 10195 346400 SH DEFINED 1 346400 0 0 NETLOGIC MICROSYSTEMS INC COM 64118B100 335 11366 SH DEFINED 3 10000 0 1366 NETLIST INC COM 64118P109 171 47500 SH DEFINED 15 47500 0 0 NETSUITE INC COM 64118Q107 7 500 SH DEFINED 3 0 0 500 NEUBERGER BERMAN CA INT MUN COM 64123C101 65 4780 SH DEFINED 3 0 0 4780 NEUBERGER BERMAN NY INT MUN COM 64124K102 35 2404 SH DEFINED 3 0 0 2404 NEUBERGER BERMAN INTER MUNI COM 64124P101 418 29512 SH DEFINED 3 0 0 29512 NEUROCRINE BIOSCIENCES INC COM 64125C109 4 1500 SH DEFINED 3 0 0 1500 NEUBERGER BERMAN INCOME OPP COM SHS 64126L108 79 10804 SH DEFINED 3 0 0 10804 NEUSTAR INC CL A 64126X201 538 21341 SH DEFINED 3 21201 0 140 NEUTRAL TANDEM INC COM 64128B108 553 34578 SH DEFINED 2 34578 0 0 NEUTRAL TANDEM INC COM 64128B108 66 4129 SH DEFINED 3 0 0 4129 NEUTRAL TANDEM INC COM 64128B108 2 108 SH DEFINED 18 108 0 0 NEVSUN RES LTD COM 64156L101 51 17000 SH DEFINED 3 0 0 17000 NEVSUN RES LTD COM 64156L101 128 43000 SH DEFINED 5 43000 0 0 NEVSUN RES LTD COM 64156L101 30 10000 SH DEFINED 10000 0 0 NEUBERGER BERMAN RE ES SEC F COM 64190A103 84 24483 SH DEFINED 3 0 0 24483 NEWMONT MINING CORP NOTE 1.25 651639AH9 1484 1154000 PRN DEFINED 3 1143000 0 11000 NEWMONT MINING CORP NOTE 1.62 651639AJ5 1 1000 PRN DEFINED 3 0 0 1000 NEWMONT MINING CORP NOTE 3.00 651639AK2 13041 10312000 PRN DEFINED 3 10311000 0 1000 NEXEN INC COM 65334H102 123898 5014094 SH DEFINED 1 5014094 0 0 NEXEN INC COM 65334H102 23 945 SH DEFINED 3 0 0 945 NEXEN INC COM 65334H102 57 2300 CALL DEFINED 5 2300 0 0 NEXEN INC COM 65334H102 24199 979338 SH DEFINED 5 979338 0 0 NEXEN INC COM 65334H102 17840 721975 SH DEFINED 6 721975 0 0 NEXEN INC COM 65334H102 23122 935723 SH DEFINED 7 0 935723 0 NEXEN INC COM 65334H102 634 25641 SH DEFINED 8 12180 13461 0 NEXEN INC COM 65334H102 3 110 SH DEFINED 9 110 0 0 NEXEN INC COM 65334H102 26 1066 SH DEFINED 13 1066 0 0 NEXEN INC COM 65334H102 7 285 SH DEFINED 15 285 0 0 NEXEN INC COM 65334H102 25 992 SH DEFINED 18 992 0 0 NEXEN INC COM 65334H102 43593 1764170 SH DEFINED 5;1 1764170 0 0 NEXEN INC COM 65334H102 25 1009 SH DEFINED 1009 0 0 NEXEN INC COM 65334H102 66927 2708502 SH SOLE 2708502 0 0 NFJ DIVID INT & PREM STRTGY COM SHS 65337H109 590 37319 SH DEFINED 3 0 0 37319 NFJ DIVID INT & PREM STRTGY COM SHS 65337H109 25 1600 SH DEFINED 18 1600 0 0 NEXTWAVE WIRELESS INC COM 65337Y102 39 83333 SH DEFINED 83333 0 0 NICHOLAS-APPLGT INTL & PRM S COM 65370C108 89 5536 SH DEFINED 3 0 0 5536 NICHOLAS-APPLEGATE CV & INC COM 65370F101 351 35611 SH DEFINED 3 0 0 35611 NICHOLAS APPLEGATE CV&INC FD COM 65370G109 1032 111405 SH DEFINED 3 0 0 111405 NICHOLAS APPLEGATE EQT CONV COM 65370K100 667 39416 SH DEFINED 3 0 0 39416 NICHOLAS FINANCIAL INC COM NEW 65373J209 333 44000 SH DEFINED 4 0 0 44000 99 CENTS ONLY STORES COM 65440K106 60 3700 SH DEFINED 1 3700 0 0 99 CENTS ONLY STORES COM 65440K106 57 3517 SH DEFINED 2 3517 0 0 99 CENTS ONLY STORES COM 65440K106 240 14738 SH DEFINED 3 0 0 14738 99 CENTS ONLY STORES COM 65440K106 41 2500 SH DEFINED 5 2500 0 0 99 CENTS ONLY STORES COM 65440K106 16 1000 SH DEFINED 8 1000 0 0 99 CENTS ONLY STORES COM 65440K106 98 6000 SH DEFINED 6000 0 0 NISOURCE INC COM 65473P105 874 55330 SH DEFINED 3 3054 0 52276 NISOURCE INC COM 65473P105 8 523 SH DEFINED 18 523 0 0 NISOURCE INC COM 65473P105 6 355 SH DEFINED 355 0 0 NISOURCE INC COM 65473P105 2 100 SH SOLE 100 0 0 NOMURA HLDGS INC SPONSORED ADR 65535H208 58 7947 SH DEFINED 2 7947 0 0 NOMURA HLDGS INC SPONSORED ADR 65535H208 2 243 SH DEFINED 3 0 0 243 NOMURA HLDGS INC SPONSORED ADR 65535H208 45 6158 SH DEFINED 5 6158 0 0 NOMURA HLDGS INC SPONSORED ADR 65535H208 58 7875 SH DEFINED 16 7875 0 0 NOMURA HLDGS INC SPONSORED ADR 65535H208 11 1526 SH DEFINED 18 1526 0 0 NOMURA HLDGS INC SPONSORED ADR 65535H208 44 5935 SH DEFINED 0 0 5935
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- NOMURA HLDGS INC SPONSORED ADR 65535H208 1 165 SH SOLE 165 0 0 NORTH AMERN GALVANZNG & CTNG COM 65686Y109 39 7000 SH DEFINED 3 0 0 7000 NORTH AMERN GALVANZNG & CTNG COM 65686Y109 1665 299452 SH DEFINED 4 0 84500 214952 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 28 2892 SH DEFINED 3 0 0 2892 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 59 6166 SH DEFINED 5 6166 0 0 NORTHSTAR RLTY FIN CORP COM 66704R100 29 6770 SH DEFINED 3 0 0 6770 NOVAMED INC DEL COM 66986W108 83 24450 SH DEFINED 3 0 0 24450 NOVATEL WIRELESS INC COM NEW 66987M604 12 1724 SH DEFINED 2 1724 0 0 NOVATEL WIRELESS INC COM NEW 66987M604 8 1150 SH DEFINED 3 0 0 1150 NOVABAY PHARMACEUTICALS INC COM 66987P102 5 2242 SH DEFINED 3 0 0 2242 NOVARTIS A G SPONSORED ADR 66987V109 3011 55657 SH DEFINED 2 55657 0 0 NOVARTIS A G SPONSORED ADR 66987V109 1796 33192 SH DEFINED 3 2074 0 31118 NOVARTIS A G SPONSORED ADR 66987V109 3726 68872 SH DEFINED 5 68872 0 0 NOVARTIS A G SPONSORED ADR 66987V109 46 853 SH DEFINED 7 0 853 0 NOVARTIS A G SPONSORED ADR 66987V109 359 6631 SH DEFINED 8 6631 0 0 NOVARTIS A G SPONSORED ADR 66987V109 26 473 SH DEFINED 15 473 0 0 NOVARTIS A G SPONSORED ADR 66987V109 51 940 SH DEFINED 16 940 0 0 NOVARTIS A G SPONSORED ADR 66987V109 433 8000 SH DEFINED 17 0 0 8000 NOVARTIS A G SPONSORED ADR 66987V109 475 8789 SH DEFINED 18 8789 0 0 NOVARTIS A G SPONSORED ADR 66987V109 70 1293 SH DEFINED 1293 0 0 NOVARTIS A G SPONSORED ADR 66987V109 4 67 SH SOLE 67 0 0 NU SKIN ENTERPRISES INC CL A 67018T105 166 5700 SH DEFINED 3 0 0 5700 NU SKIN ENTERPRISES INC CL A 67018T105 20 700 SH DEFINED 8 700 0 0 NU SKIN ENTERPRISES INC CL A 67018T105 87 3000 SH DEFINED 14 3000 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 71 4259 SH DEFINED 3 611 0 3648 NUANCE COMMUNICATIONS INC COM 67020Y100 0 11 SH DEFINED 5 11 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 275 16507 SH DEFINED 10 16507 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 17 1035 SH DEFINED 18 1035 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 9 515 SH SOLE 515 0 0 NUMEREX CORP PA CL A 67053A102 86 19535 SH DEFINED 16 19535 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 3769 62343 SH DEFINED 3 0 0 62343 NUSTAR ENERGY LP UNIT COM 67058H102 18 305 SH DEFINED 15 305 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 109 1800 SH DEFINED 18 1800 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 8 138 SH DEFINED 138 0 0 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 1559 52629 SH DEFINED 3 0 0 52629 NUVEEN MO PREM INCOME MUN FD SH BEN INT 67060Q108 45 3000 SH DEFINED 3 0 0 3000 NUVEEN PA PREM INCOME MUN FD COM 67061F101 63 4990 SH DEFINED 3 0 0 4990 NUVEEN MD PREM INCOME MUN FD COM 67061Q107 84 5906 SH DEFINED 3 0 0 5906 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 28 2700 SH DEFINED 3 0 0 2700 NUVEEN INSD CA PREM INCOME 2 COM 67061U108 52 4067 SH DEFINED 3 0 0 4067 NUVEEN INSD CALIF PREM INCOM COM 67061X102 52 3900 SH DEFINED 3 0 0 3900 NUVEEN CA INVT QUALITY MUN F COM 67062A101 122 9500 SH DEFINED 3 0 0 9500 NUVEEN CALIF MUN VALUE FD COM 67062C107 140 15211 SH DEFINED 3 0 0 15211 NUVEEN SELECT TAX FREE INCM SH BEN INT 67062F100 44 3000 SH DEFINED 3 0 0 3000 NUVEEN MUN ADVANTAGE FD INC COM 67062H106 44 3020 SH DEFINED 3 0 0 3020 NUVEEN NY MUN VALUE FD COM 67062M105 310 31973 SH DEFINED 3 0 0 31973 NUVEEN INSD QUALITY MUN FD I COM 67062N103 21 1450 SH DEFINED 3 0 0 1450 NUVEEN PERFORMANCE PLUS MUN COM 67062P108 396 27817 SH DEFINED 3 0 0 27817 NUVEEN NY PERFORM PLUS MUN F COM 67062R104 328 23068 SH DEFINED 3 0 0 23068 NUVEEN PREM INCOME MUN FD COM 67062T100 156 11316 SH DEFINED 3 0 0 11316 NUVEEN MUN MKT OPPORTUNITY F COM 67062W103 242 17285 SH DEFINED 3 0 0 17285 NUVEEN N Y INVT QUALITY MUN COM 67062X101 7 500 SH DEFINED 3 0 0 500 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063C106 10 750 SH DEFINED 3 0 0 750 NUVEEN CA SELECT TAX FREE PR SH BEN INT 67063R103 9 700 SH DEFINED 3 0 0 700 NUVEEN NY SELECT TAX FREE PR SH BEN INT 67063V104 33 2400 SH DEFINED 3 0 0 2400 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 338 24593 SH DEFINED 3 0 0 24593 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063X100 31 2200 SH DEFINED 3 0 0 2200 NUVEEN VA PREM INCOME MUN FD COM 67064R102 16 1000 SH DEFINED 3 0 0 1000 NVIDIA CORP COM 67066G104 647 37200 SH DEFINED 1 37200 0 0 NVIDIA CORP COM 67066G104 5901 339151 SH DEFINED 2 339151 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- NVIDIA CORP COM 67066G104 2390 137385 SH DEFINED 3 66962 0 70423 NVIDIA CORP COM 67066G104 61 3500 SH DEFINED 5 3500 0 0 NVIDIA CORP COM 67066G104 104 6000 SH DEFINED 15 6000 0 0 NVIDIA CORP COM 67066G104 53 3041 SH DEFINED 18 3041 0 0 NVIDIA CORP COM 67066G104 138 7950 SH DEFINED 0 0 7950 NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 195 13893 SH DEFINED 3 0 0 13893 NUVEEN NY DIVID ADVNTG MUN F COM 67066X107 44 3276 SH DEFINED 3 0 0 3276 NUVEEN CA DIVIDEND ADV MUN F COM SHS 67066Y105 27 2150 SH DEFINED 3 0 0 2150 NUVEEN SR INCOME FD COM 67067Y104 804 101260 SH DEFINED 3 0 0 101260 NUVEEN SR INCOME FD COM 67067Y104 71 8970 SH DEFINED 8970 0 0 NUTRI SYS INC NEW COM 67069D108 117 6540 SH DEFINED 3 0 0 6540 NUTRI SYS INC NEW COM 67069D108 6 325 SH DEFINED 18 325 0 0 NUVEEN MASS DIVID ADVANTAG M COM SH BEN INT 67069P101 15 1000 SH DEFINED 3 0 0 1000 NUVEEN MD DIVID ADVANTAGE MU COM SH BEN INT 67069R107 111 7933 SH DEFINED 3 0 0 7933 NUVEEN CA DIV ADVANTG MUN FD COM 67069X104 134 9950 SH DEFINED 3 0 0 9950 NUVEEN NJ DIV ADVANTAGE MUN COM 67069Y102 102 7750 SH DEFINED 3 0 0 7750 NUVEEN INSD PREM INCOME MUN COM 6706D8104 36 2812 SH DEFINED 3 0 0 2812 NUVEEN CALIF MUNICPAL VALU F COM 6706EB106 125 8580 SH DEFINED 3 0 0 8580 NUVEEN GBL VL OPPORTUNITIES COM 6706EH103 87 4602 SH DEFINED 3 0 0 4602 NUVEEN EQTY PRM OPPORTUNITYF COM 6706EM102 260 19404 SH DEFINED 3 0 0 19404 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 2621 215158 SH DEFINED 3 0 0 215158 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 643 59962 SH DEFINED 3 0 0 59962 NUVEEN EQUITY PREM INCOME FD COM 6706ER101 129 9766 SH DEFINED 3 0 0 9766 NUVEEN EQUITY PREM ADV FD COM 6706ET107 35 2577 SH DEFINED 3 0 0 2577 NUVEEN TAX ADV FLTG RATE FUN COM 6706EV102 4 2020 SH DEFINED 3 0 0 2020 NUVEEN EQUITY PREM & GROWTH COM 6706EW100 107 7799 SH DEFINED 3 0 0 7799 NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 13 1000 SH DEFINED 3 0 0 1000 NUVEEN CALIF PREM INCOME MUN COM 6706L0102 12 1000 SH DEFINED 3 0 0 1000 NUVEEN DIV ADVANTAGE MUN FD COM 67070F100 200 13677 SH DEFINED 3 0 0 13677 NUVEEN DIV ADVANTAGE MUN FD COM 67070F100 921 62834 SH DEFINED 62834 0 0 NUVEEN MD DIV ADV MUNI FD 2 COM SH BEN INT 67070V105 138 9880 SH DEFINED 3 0 0 9880 NUVEEN MI DIV ADV MUNI FD COM SH BEN INT 67070W103 63 5000 SH DEFINED 3 0 0 5000 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 88 6245 SH DEFINED 3 0 0 6245 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 277 19620 SH DEFINED 19620 0 0 NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT 67070Y109 98 7700 SH DEFINED 3 0 0 7700 NUVEEN REAL ESTATE INCOME FD COM 67071B108 245 26302 SH DEFINED 3 0 0 26302 NUVEEN VA DIV ADV MUNI FD 2 COM 67071C106 9 600 SH DEFINED 3 0 0 600 NUVEEN INSD DIVID ADVANTAGE COM 67071L106 49 3420 SH DEFINED 3 0 0 3420 NUVEEN INSD CALIF DIVID COM 67071M104 18 1300 SH DEFINED 3 0 0 1300 NUVEEN QUALITY PFD INCOME FD COM 67071S101 741 102103 SH DEFINED 3 0 0 102103 NUVEEN PA DIVID ADVANTAGE MU COM 67071W102 105 7450 SH DEFINED 3 0 0 7450 NUVEEN MD DIV ADV MUN FD 3 COM 67072A109 6 435 SH DEFINED 3 0 0 435 NUVEEN GA DIV ADV MUN FD 2 COM 67072B107 32 2287 SH DEFINED 3 0 0 2287 NUVEEN QUALITY PFD INCOME FD COM 67072C105 388 49206 SH DEFINED 3 0 0 49206 NUVEEN INS MA TX FR ADV MUNF COM 67072F108 29 1800 SH DEFINED 3 0 0 1800 NUVEEN FLOATING RATE INCOME COM 67072T108 949 79503 SH DEFINED 3 0 0 79503 NXSTAGE MEDICAL INC COM 67072V103 23 2000 SH DEFINED 3 0 0 2000 NUVEEN MULTI STRAT INC & GR COM 67073B106 2752 349707 SH DEFINED 3 0 0 349707 NUVEEN GLB GOVT ENHANCED IN COM 67073C104 267 15952 SH DEFINED 3 0 0 15952 NUVEEN MULTI STRAT INC GR FD COM SHS 67073D102 3965 479997 SH DEFINED 3 0 0 479997 NUVEEN MULTI STRAT INC GR FD COM SHS 67073D102 99 12000 SH DEFINED 18 12000 0 0 NUVEEN TAX ADVANTAGED DIV GR COM 67073G105 386 31495 SH DEFINED 3 0 0 31495 NV ENERGY INC COM 67073Y106 1146 92967 SH DEFINED 3 66029 0 26938 NV ENERGY INC COM 67073Y106 54 4400 SH DEFINED 18 4400 0 0 NUVEEN ENHANCED MUN VALUE FD COM 67074M101 534 38297 SH DEFINED 3 0 0 38297 NUVEEN TX ADV TOTAL RET STRG COM 67090H102 262 22295 SH DEFINED 3 0 0 22295 NUVEEN MULT CURR ST GV INCM COM 67090N109 894 59177 SH DEFINED 3 0 0 59177 NUVEEN MULT CURR ST GV INCM COM 67090N109 1218 80658 SH DEFINED 5 80658 0 0 NUVEEN CORE EQUITY ALPHA FUN COM 67090X107 692 56117 SH DEFINED 3 0 0 56117 NUVEEN NJ PREM INCOME MUN FD COM 67101N106 122 8708 SH DEFINED 3 0 0 8708
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- NUVEEN MICH PREM INCOME MUN COM 67101Q109 64 5000 SH DEFINED 3 0 0 5000 NUVEEN INSD NY PREM INCOME F COM 67101R107 3 200 SH DEFINED 3 0 0 200 NUVEEN INSD NY PREM INCOME F COM 67101R107 1860 134115 SH DEFINED 18 134115 0 0 O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 14 2000 SH DEFINED 3 0 0 2000 OBA FINL SVCS INC COM 67424G101 5 500 SH DEFINED 3 0 0 500 OCCAM NETWORKS INC COM NEW 67457P309 0 36 SH DEFINED 3 0 0 36 OCCULOGIX INC COM NEW 67461T206 3 1164 SH DEFINED 5 1164 0 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 2824 176500 SH DEFINED 3 176500 0 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 6 381 SH DEFINED 381 0 0 OCLARO INC COM 67555N107 6 2283 SH DEFINED 3 0 0 2283 OCLARO INC COM 67555N107 1 259 SH DEFINED 16 259 0 0 OCLARO INC COM 67555N107 8 3000 SH DEFINED 3000 0 0 ODYSSEY HEALTHCARE INC COM 67611V101 43 2400 SH DEFINED 1 2400 0 0 ODYSSEY HEALTHCARE INC COM 67611V101 78 4303 SH DEFINED 2 4303 0 0 ODYSSEY HEALTHCARE INC COM 67611V101 46 2513 SH DEFINED 3 0 0 2513 OFFICEMAX INC DEL COM 67622P101 72 4400 SH DEFINED 1 4400 0 0 OFFICEMAX INC DEL COM 67622P101 120 7286 SH DEFINED 2 7286 0 0 OFFICEMAX INC DEL COM 67622P101 53 3227 SH DEFINED 3 0 0 3227 OLD MUTUAL CLAYMORE LNG SHT COM 68003N103 485 55253 SH DEFINED 3 0 0 55253 OLYMPIC STEEL INC COM 68162K106 1535 47004 SH DEFINED 3 25420 0 21584 OLYMPIC STEEL INC COM 68162K106 751 23000 SH DEFINED 4 0 0 23000 OMNICARE INC DBCV 3.25 681904AL2 3 3000 PRN DEFINED 3 0 0 3000 OMNICOM GROUP INC NOTE 681919AT3 29 29000 PRN DEFINED 3 0 0 29000 OMEGA PROTEIN CORP COM 68210P107 397 69000 SH DEFINED 4 0 0 69000 OMNICELL INC COM 68213N109 126 8975 SH DEFINED 2 8975 0 0 OMNIAMERICAN BANCORP INC COM 68216R107 23 2000 SH DEFINED 3 2000 0 0 ON SEMICONDUCTOR CORP NOTE 682189AE5 6 6000 PRN DEFINED 3 0 0 6000 ON SEMICONDUCTOR CORP NOTE 2.62 682189AG0 2855 2775000 PRN DEFINED 3 2775000 0 0 ONCOGENEX PHARMACEUTICALS IN COM 68230A106 589 28690 SH DEFINED 3 0 0 28690 ONCOGENEX PHARMACEUTICALS IN COM 68230A106 744 36240 SH DEFINED 5 36240 0 0 ONCOGENEX PHARMACEUTICALS IN COM 68230A106 7 325 SH DEFINED 8 325 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 983 16041 SH DEFINED 2 16041 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 1201 19605 SH DEFINED 3 0 0 19605 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 53 872 SH DEFINED 5 872 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 9 152 SH DEFINED 152 0 0 ONYX PHARMACEUTICALS INC NOTE 4.00 683399AB5 27 25000 PRN DEFINED 3 25000 0 0 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 235 12750 SH DEFINED 3 0 0 12750 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 58 3150 SH DEFINED 3150 0 0 OPKO HEALTH INC COM 68375N103 22 11000 SH DEFINED 3 0 0 11000 OPKO HEALTH INC COM 68375N103 24 12325 SH DEFINED 13 12325 0 0 OPLINK COMMUNICATIONS INC COM NEW 68375Q403 4 208 SH DEFINED 3 0 0 208 OPLINK COMMUNICATIONS INC COM NEW 68375Q403 834 45000 SH DEFINED 4 0 0 45000 OPTIMAL GROUP INC CL A SHS NEW 68388R307 0 10 SH DEFINED 3 0 0 10 OPTIMAL GROUP INC CL A SHS NEW 68388R307 3 1098 SH DEFINED 5 1098 0 0 OPTIMAL GROUP INC CL A SHS NEW 68388R307 0 4 SH DEFINED 7 0 4 0 ORACLE CORP COM 68389X105 107453 4179425 SH DEFINED 1 4179425 0 0 ORACLE CORP COM 68389X105 56959 2215427 SH DEFINED 2 2215427 0 0 ORACLE CORP COM 68389X105 13488 524603 SH DEFINED 3 93223 0 431380 ORACLE CORP COM 68389X105 17689 688022 SH DEFINED 5 688022 0 0 ORACLE CORP COM 68389X105 1905 74095 SH DEFINED 7 0 74095 0 ORACLE CORP COM 68389X105 694 26977 SH DEFINED 8 24487 2490 0 ORACLE CORP COM 68389X105 122 4730 SH DEFINED 9 4730 0 0 ORACLE CORP COM 68389X105 1640 63798 SH DEFINED 10 63798 0 0 ORACLE CORP COM 68389X105 593 23050 SH DEFINED 11 23050 0 0 ORACLE CORP COM 68389X105 2024 78720 SH DEFINED 14 78720 0 0 ORACLE CORP COM 68389X105 64 2470 SH DEFINED 15 2470 0 0 ORACLE CORP COM 68389X105 6 250 SH DEFINED 16 250 0 0 ORACLE CORP COM 68389X105 1179 45845 SH DEFINED 18 45845 0 0 ORACLE CORP COM 68389X105 14374 559068 SH DEFINED 5;1 559068 0 0 ORACLE CORP COM 68389X105 828 32189 SH DEFINED 25583 6606 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ORACLE CORP COM 68389X105 53 2075 SH SOLE 2075 0 0 OPTIMER PHARMACEUTICALS INC COM 68401H104 178 14512 SH DEFINED 2 14512 0 0 OPTIMER PHARMACEUTICALS INC COM 68401H104 81 6573 SH DEFINED 3 6173 0 400 ORASURE TECHNOLOGIES INC COM 68554V108 4 750 SH DEFINED 3 0 0 750 ORBITZ WORLDWIDE INC COM 68557K109 3 451 SH DEFINED 3 0 0 451 ORCHIDS PAPER PRODS CO DEL COM 68572N104 272 16543 SH DEFINED 3 0 0 16543 ORCHID CELLMARK INC COM 68573C107 1 600 SH DEFINED 15 600 0 0 ORION MARINE GROUP INC COM 68628V308 9 477 SH DEFINED 3 0 0 477 ORION MARINE GROUP INC COM 68628V308 3762 208400 SH DEFINED 4 0 72800 135600 ORION MARINE GROUP INC COM 68628V308 6 320 SH DEFINED 18 320 0 0 ORTHOLOGIC CORP COM 68750J107 2 2000 SH DEFINED 3 0 0 2000 OXYGEN BIOTHERAPEUTICS INC COM NEW 69207P209 71 14166 SH DEFINED 3 0 0 14166 P C CONNECTION COM 69318J100 508 82000 SH DEFINED 4 0 0 82000 PCM FUND INC COM 69323T101 3 333 SH DEFINED 3 0 0 333 PDL BIOPHARMA INC COM 69329Y104 1041 167581 SH DEFINED 2 167581 0 0 PDL BIOPHARMA INC COM 69329Y104 411 66225 SH DEFINED 3 0 0 66225 PDL BIOPHARMA INC COM 69329Y104 362 58246 SH DEFINED 5 58246 0 0 PDL BIOPHARMA INC COM 69329Y104 11 1784 SH DEFINED 8 1784 0 0 PG&E CORP COM 69331C108 8357 197010 SH DEFINED 2 197010 0 0 PG&E CORP COM 69331C108 2290 53980 SH DEFINED 3 4098 0 49882 PG&E CORP COM 69331C108 11489 270830 SH DEFINED 4 0 98295 172535 PG&E CORP COM 69331C108 955 22524 SH DEFINED 5 22524 0 0 PG&E CORP COM 69331C108 16 375 SH DEFINED 7 0 375 0 PG&E CORP COM 69331C108 21 490 SH DEFINED 8 490 0 0 PG&E CORP COM 69331C108 142 3347 SH DEFINED 14 3347 0 0 PG&E CORP COM 69331C108 93 2200 SH DEFINED 15 2200 0 0 PG&E CORP COM 69331C108 21 500 SH DEFINED 17 0 0 500 PG&E CORP COM 69331C108 63 1479 SH DEFINED 18 1479 0 0 PG&E CORP COM 69331C108 71 1680 SH DEFINED 1680 0 0 P F CHANGS CHINA BISTRO INC COM 69333Y108 23 519 SH DEFINED 2 519 0 0 P F CHANGS CHINA BISTRO INC COM 69333Y108 564 12772 SH DEFINED 3 0 0 12772 P F CHANGS CHINA BISTRO INC COM 69333Y108 5 116 SH DEFINED 5 116 0 0 PHI INC COM VTG 69336T106 315 14600 SH DEFINED 4 0 0 14600 PHI INC COM NON VTG 69336T205 424 20000 SH DEFINED 4 0 0 20000 PGT INC COM 69336V101 796 437239 SH DEFINED 4 0 99600 337639 PMC-SIERRA INC COM 69344F106 1374 154069 SH DEFINED 2 154069 0 0 PMC-SIERRA INC COM 69344F106 41 4622 SH DEFINED 3 594 0 4028 PMC-SIERRA INC COM 69344F106 21 2300 SH DEFINED 5 2300 0 0 PMC-SIERRA INC COM 69344F106 5 606 SH DEFINED 18 606 0 0 PMI GROUP INC COM 69344M101 138 25500 SH DEFINED 2 25500 0 0 PMI GROUP INC COM 69344M101 1 200 SH DEFINED 3 0 0 200 PNM RES INC COM 69349H107 129 10318 SH DEFINED 2 10318 0 0 PNM RES INC COM 69349H107 914 72982 SH DEFINED 3 0 0 72982 PPL CORP COM 69351T106 7600 274255 SH DEFINED 2 274255 0 0 PPL CORP COM 69351T106 2042 73699 SH DEFINED 3 4167 0 69532 PPL CORP COM 69351T106 531 19159 SH DEFINED 5 19159 0 0 PPL CORP COM 69351T106 63 2282 SH DEFINED 8 2282 0 0 PPL CORP COM 69351T106 3537 127650 SH DEFINED 18 127650 0 0 PPL CORP COM 69351T106 114 4096 SH DEFINED 0 4096 0 PRGX GLOBAL INC COM NEW 69357C503 22 3767 SH DEFINED 3 0 0 3767 PS BUSINESS PKS INC CALIF COM 69360J107 542 10157 SH DEFINED 2 10157 0 0 PS BUSINESS PKS INC CALIF COM 69360J107 4 70 SH DEFINED 18 70 0 0 PSS WORLD MED INC COM 69366A100 3534 150300 SH DEFINED 3 150000 0 300 PSS WORLD MED INC COM 69366A100 13984 594808 SH DEFINED 4 0 400538 194270 PACIFIC BOOKER MINERALS INC COM 69403R108 75 10500 SH DEFINED 7 0 10500 0 PACIFIC CAP BANCORP NEW COM 69404P101 1 700 SH DEFINED 3 0 0 700 PACIFIC ETHANOL INC COM 69423U107 1 800 SH DEFINED 3 0 0 800 PACIFIC ETHANOL INC COM 69423U107 8 7500 SH DEFINED 13 7500 0 0 PAIN THERAPEUTICS INC COM 69562K100 254 40465 SH DEFINED 3 0 0 40465 PANASONIC CORP ADR 69832A205 13 865 SH DEFINED 3 0 0 865
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PANASONIC CORP ADR 69832A205 17 1135 SH DEFINED 5 1135 0 0 PANASONIC CORP ADR 69832A205 1 83 SH DEFINED 15 83 0 0 PANASONIC CORP ADR 69832A205 15 955 SH DEFINED 18 955 0 0 PANERA BREAD CO CL A 69840W108 407 5322 SH DEFINED 2 5322 0 0 PANERA BREAD CO CL A 69840W108 694 9079 SH DEFINED 3 8949 0 130 PANERA BREAD CO CL A 69840W108 1109 14500 SH DEFINED 4 0 2300 12200 PANERA BREAD CO CL A 69840W108 45 594 SH DEFINED 5 594 0 0 PANERA BREAD CO CL A 69840W108 8 100 SH DEFINED 18 100 0 0 PAR PHARMACEUTICAL COS INC COM 69888P106 1119 45122 SH DEFINED 2 45122 0 0 PAR PHARMACEUTICAL COS INC COM 69888P106 226 9109 SH DEFINED 3 0 0 9109 PARAGON SHIPPING INC CL A 69913R309 11 2450 SH DEFINED 3 0 0 2450 PARAGON SHIPPING INC CL A 69913R309 289 62000 SH DEFINED 4 0 0 62000 PARAMOUNT GOLD & SILVER CORP COM 69924P102 6 4000 SH DEFINED 5 4000 0 0 PARKWAY PPTYS INC COM 70159Q104 357 19000 SH DEFINED 4 0 0 19000 PARTNER COMMUNICATIONS CO LT ADR 70211M109 97 4272 SH DEFINED 3 0 0 4272 PATRIOT COAL CORP COM 70336T104 1 29 SH DEFINED 2 29 0 0 PATRIOT COAL CORP COM 70336T104 587 28688 SH DEFINED 3 20000 0 8688 PATRIOT COAL CORP COM 70336T104 3 130 SH DEFINED 15 130 0 0 PEABODY ENERGY CORP SDCV 4.750%12/1 704549AG9 6 6000 PRN DEFINED 3 0 0 6000 PENN VA GP HLDGS L P COM UNIT R LIM 70788P105 21 1124 SH DEFINED 2 1124 0 0 PENN VA GP HLDGS L P COM UNIT R LIM 70788P105 279 15242 SH DEFINED 3 3000 0 12242 PENNYMAC MTG INVT TR COM 70931T103 173 10400 SH DEFINED 1 10400 0 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 236 16348 SH DEFINED 2 16348 0 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 2 116 SH DEFINED 3 101 0 15 PERCEPTRON INC COM 71361F100 392 90000 SH DEFINED 4 0 0 90000 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 407 10870 SH DEFINED 3 0 0 10870 PERFICIENT INC COM 71375U101 24 2100 SH DEFINED 3 2100 0 0 PERFICIENT INC COM 71375U101 10092 895465 SH DEFINED 4 0 712245 183220 PERFORMANCE TECHNOLOGIES INC COM 71376K102 391 140000 SH DEFINED 4 0 0 140000 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 428 10800 PUT DEFINED 3 10800 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 4052 102354 SH DEFINED 3 90416 0 11938 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 12 312 SH DEFINED 5 312 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 732 18480 SH DEFINED 7 0 18480 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 13 340 SH DEFINED 8 0 340 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 49 1250 SH DEFINED 13 1250 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 792 20000 SH DEFINED 14 20000 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 0 3 SH DEFINED 16 3 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 85 2143 SH DEFINED 18 2143 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 82 2063 SH DEFINED 2063 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 5611 126100 SH DEFINED 1 126100 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 346 7784 SH DEFINED 2 7784 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 797 17900 CALL DEFINED 3 17900 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 22473 505000 PUT DEFINED 3 505000 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 51489 1157063 SH DEFINED 3 1043945 0 113118 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1458 32769 SH DEFINED 5 32769 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 107 2400 SH DEFINED 7 0 2400 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 11 250 SH DEFINED 8 250 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 91 2050 SH DEFINED 14 2050 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 215 4828 SH DEFINED 15 4828 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1152 25891 SH DEFINED 16 25891 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 179 4024 SH DEFINED 18 4024 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 4842 108800 SH OTHER S;6 108800 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 87 1962 SH DEFINED 1962 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 176 3958 SH SOLE 3958 0 0 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 2207 33274 SH DEFINED 3 0 0 33274 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 1523 22950 SH DEFINED 5 22950 0 0 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 17 250 SH DEFINED 8 250 0 0 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 20 300 SH DEFINED 15 300 0 0 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 2554 38500 SH DEFINED 38500 0 0 PHARMERICA CORP COM 71714F104 275 15074 SH DEFINED 2 15074 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PHARMERICA CORP COM 71714F104 16 879 SH DEFINED 3 0 0 879 PHARMERICA CORP COM 71714F104 747 41000 SH DEFINED 4 0 0 41000 PHARMERICA CORP COM 71714F104 153 8400 SH DEFINED 16 8400 0 0 PHARMASSET INC COM 71715N106 62 2300 SH DEFINED 1 2300 0 0 PILGRIMS PRIDE CORP NEW COM 72147K108 1277 120000 SH DEFINED 3 120000 0 0 PIMCO CALIF MUN INCOME FD II COM 72200M108 4 505 SH DEFINED 3 0 0 505 PIMCO CA MUNICIPAL INCOME FD COM 72200N106 144 11025 SH DEFINED 3 0 0 11025 PIMCO MUNICIPAL INCOME FD COM 72200R107 87 6400 SH DEFINED 3 0 0 6400 PIMCO MUNICIPAL INCOME FD COM 72200R107 14 1000 SH DEFINED 8 1000 0 0 PIMCO NY MUNICIPAL INCOME FD COM 72200T103 308 27600 SH DEFINED 3 0 0 27600 PIMCO CORPORATE INCOME FD COM 72200U100 203 13562 SH DEFINED 3 0 0 13562 PIMCO MUN INCOME FD II COM 72200W106 13 1228 SH DEFINED 3 0 0 1228 PIMCO STRATEGIC GBL GOV FD I COM 72200X104 18 1700 SH DEFINED 3 0 0 1700 PIMCO STRATEGIC GBL GOV FD I COM 72200X104 52 5000 SH DEFINED 18 5000 0 0 PIMCO NEW YORK MUN FD II COM 72200Y102 492 42917 SH DEFINED 3 0 0 42917 PIMCO MUN INCOME FD III COM 72201A103 37 3425 SH DEFINED 3 0 0 3425 PIMCO CORPORATE OPP FD COM 72201B101 553 33478 SH DEFINED 3 0 0 33478 PIMCO CALIF MUN INCOME FD II COM 72201C109 6 700 SH DEFINED 3 0 0 700 PIMCO INCOME STRATEGY FUND COM 72201H108 231 20300 SH DEFINED 3 0 0 20300 PIMCO INCOME STRATEGY FUND I COM 72201J104 200 20733 SH DEFINED 3 0 0 20733 PIMCO ETF TR 1-3YR USTREIDX 72201R106 50 1000 SH DEFINED 3 0 0 1000 PIMCO ETF TR 1-5 US TIP IDX 72201R205 1870 36240 SH DEFINED 3 0 0 36240 PIMCO INCOME OPPORTUNITY FD COM 72202B100 73 3049 SH DEFINED 3 0 0 3049 PINNACLE FINL PARTNERS INC COM 72346Q104 146 9669 SH DEFINED 2 9669 0 0 PIONEER HIGH INCOME TR COM 72369H106 115 7477 SH DEFINED 3 0 0 7477 PIONEER FLOATING RATE TR COM 72369J102 687 56350 SH DEFINED 3 0 0 56350 PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH0 5782 5004000 PRN DEFINED 3 5000000 0 4000 PIONEER SOUTHWST ENRG PRTNR UNIT LP INT 72388B106 797 34050 SH DEFINED 3 0 0 34050 PIXELWORKS INC COM NEW 72581M305 587 102062 SH DEFINED 3 98697 0 3365 PIXELWORKS INC SDCV 1.750% 5/1 72581MAB3 4702 4974000 PRN DEFINED 3 4974000 0 0 PLACER DOME INC DBCV 2.750%10/1 725906AK7 6311 4000000 PRN DEFINED 3 4000000 0 0 PLATINUM GROUP METALS LTD COM NEW 72765Q205 902 465100 SH DEFINED 5 465100 0 0 PLATINUM GROUP METALS LTD COM NEW 72765Q205 6 3000 SH DEFINED 8 3000 0 0 PLUG POWER INC COM 72919P103 1036 1502290 SH DEFINED 3 1501155 0 1135 POLYCOM INC COM 73172K104 3394 111000 SH DEFINED 1 111000 0 0 POLYCOM INC COM 73172K104 1223 40000 PUT DEFINED 3 40000 0 0 POLYCOM INC COM 73172K104 1264 41321 SH DEFINED 3 40000 0 1321 POLYCOM INC COM 73172K104 245 8000 SH DEFINED 14 8000 0 0 POLYONE CORP COM 73179P106 26 2532 SH DEFINED 2 2532 0 0 POLYONE CORP COM 73179P106 666 65000 SH DEFINED 4 0 0 65000 POLYONE CORP COM 73179P106 4 374 SH DEFINED 18 374 0 0 POOL CORPORATION COM 73278L105 10 458 SH DEFINED 18 458 0 0 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 98 1791 SH DEFINED 2 1791 0 0 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 44 800 SH DEFINED 16 800 0 0 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 28 502 SH DEFINED 18 502 0 0 POSITIVEID CORP COM 73740J100 0 350 SH DEFINED 3 0 0 350 POTASH CORP SASK INC COM 73755L107 639027 5354223 SH DEFINED 1 5354223 0 0 POTASH CORP SASK INC COM 73755L107 4774 40000 PUT DEFINED 3 40000 0 0 POTASH CORP SASK INC COM 73755L107 7214 60443 SH DEFINED 3 35925 0 24518 POTASH CORP SASK INC COM 73755L107 11422 95700 CALL DEFINED 5 95700 0 0 POTASH CORP SASK INC COM 73755L107 859 7200 PUT DEFINED 5 7200 0 0 POTASH CORP SASK INC COM 73755L107 198067 1659545 SH DEFINED 5 1659545 0 0 POTASH CORP SASK INC COM 73755L107 225630 1890494 SH DEFINED 6 1890494 0 0 POTASH CORP SASK INC COM 73755L107 13814 115742 SH DEFINED 7 0 115742 0 POTASH CORP SASK INC COM 73755L107 3779 31662 SH DEFINED 8 28852 2810 0 POTASH CORP SASK INC COM 73755L107 1150 9632 SH DEFINED 9 9632 0 0 POTASH CORP SASK INC COM 73755L107 113 946 SH DEFINED 10 946 0 0 POTASH CORP SASK INC COM 73755L107 642 5376 SH DEFINED 13 5376 0 0 POTASH CORP SASK INC COM 73755L107 97 810 SH DEFINED 14 810 0 0 POTASH CORP SASK INC COM 73755L107 165 1385 SH DEFINED 15 1385 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- POTASH CORP SASK INC COM 73755L107 17 145 SH DEFINED 16 0 145 0 POTASH CORP SASK INC COM 73755L107 309 2590 SH DEFINED 17 0 0 2590 POTASH CORP SASK INC COM 73755L107 65 548 SH DEFINED 18 548 0 0 POTASH CORP SASK INC COM 73755L107 86067 721132 SH DEFINED 5;1 721132 0 0 POTASH CORP SASK INC COM 73755L107 1211 10150 SH DEFINED 10150 0 0 POTASH CORP SASK INC COM 73755L107 174098 1458720 SH SOLE 1458720 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 29017 602510 SH DEFINED 2 602510 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 14448 300000 PUT DEFINED 3 300000 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 21000 436049 SH DEFINED 3 3956 0 432093 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 4210 87416 SH DEFINED 5 87416 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 89 1840 SH DEFINED 7 0 1840 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 185 3843 SH DEFINED 8 1923 1920 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 28 580 SH DEFINED 9 580 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 48 1000 SH DEFINED 15 1000 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 482 10000 SH DEFINED 17 0 0 10000 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 144 3000 SH DEFINED 18 3000 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 19877 412735 SH DEFINED 412735 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 2201 45704 SH SOLE 45704 0 0 POWERSHARES ACTIVE MNG ETF T LOW DURAT PORT 73935B409 5 200 SH DEFINED 3 0 0 200 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 489 21475 SH DEFINED 3 0 0 21475 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 4154 182505 SH DEFINED 5 182505 0 0 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 926 40699 SH DEFINED 8 40699 0 0 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 285 12500 SH DEFINED 15 12500 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 8644 367529 SH DEFINED 3 900 222488 144141 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 714 30377 SH DEFINED 5 30377 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 21 889 SH DEFINED 8 889 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 376 16000 SH DEFINED 10 16000 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 150 6388 SH DEFINED 13 6388 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 2916 124000 SH DEFINED 15 124000 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 57 2421 SH DEFINED 18 2421 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 117 4977 SH DEFINED 4977 0 0 POWERSHARES ETF TRUST DYNAMIC MKT PT 73935X104 8 200 SH DEFINED 3 0 0 200 POWERSHARES ETF TRUST DWA TECH LDRS 73935X153 370 18197 SH DEFINED 3 0 0 18197 POWERSHARES ETF TRUST WILDERHILL PRO 73935X161 25 1050 SH DEFINED 3 0 0 1050 POWERSHARES ETF TRUST VAL LN IND ROT 73935X179 37 1870 SH DEFINED 1870 0 0 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 68 6869 SH DEFINED 3 0 0 6869 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 38 3800 SH DEFINED 13 3800 0 0 POWERSHARES ETF TRUST DYNAMIC OTC PT 73935X203 18 400 SH DEFINED 3 0 0 400 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 3503 202130 SH DEFINED 3 0 0 202130 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 381 22002 SH DEFINED 5 22002 0 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 26 1497 SH DEFINED 8 1497 0 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 78 4500 SH DEFINED 18 4500 0 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 112 6450 SH DEFINED 6450 0 0 POWERSHARES ETF TRUST CLEANTECH PORT 73935X278 50 2059 SH DEFINED 3 0 0 2059 POWERSHARES ETF TRUST CLEANTECH PORT 73935X278 5 200 SH DEFINED 5 200 0 0 POWERSHARES ETF TRUST CLEANTECH PORT 73935X278 5 200 SH DEFINED 7 0 200 0 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 9 400 SH DEFINED 3 0 0 400 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 20 2500 SH DEFINED 3 0 0 2500 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 39 4811 SH DEFINED 5 4811 0 0 POWERSHARES ETF TRUST BNKING SEC POR 73935X336 17 1255 SH DEFINED 3 0 0 1255 POWERSHARES ETF TRUST TECH SECT PORT 73935X344 24 1030 SH DEFINED 3 0 0 1030 POWERSHARES ETF TRUST HLTHCR SEC POR 73935X351 19 756 SH DEFINED 3 0 0 756 POWERSHARES ETF TRUST INDL SECT PORT 73935X369 960 40636 SH DEFINED 3 0 0 40636 POWERSHARES ETF TRUST FINL SECT PORT 73935X377 13 700 SH DEFINED 3 0 0 700 POWERSHARES ETF TRUST ENERGY SEC POR 73935X385 8 293 SH DEFINED 3 0 0 293 POWERSHARES ETF TRUST CON STAPLE SEC 73935X393 3 102 SH DEFINED 3 0 0 102 POWERSHARES ETF TRUST GOLDEN DRG USX 73935X401 58 2350 SH DEFINED 3 450 0 1900 POWERSHARES ETF TRUST GOLDEN DRG USX 73935X401 14 562 SH DEFINED 5 562 0 0 POWERSHARES ETF TRUST GOLDEN DRG USX 73935X401 52 2100 SH DEFINED 2100 0 0 POWERSHARES ETF TRUST CON DISCRE SEC 73935X419 3 126 SH DEFINED 3 0 0 126
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- POWERSHARES ETF TRUST BASIC MAT SECT 73935X427 364 12207 SH DEFINED 3 0 0 12207 POWERSHARES ETF TRUST DYNAM MIDCP PT 73935X443 14 637 SH DEFINED 3 0 0 637 POWERSHARES ETF TRUST DYNAM LRGCP PT 73935X450 54 2375 SH DEFINED 3 0 0 2375 POWERSHARES ETF TRUST MAGNIQUANT POR 73935X468 27 1262 SH DEFINED 3 0 0 1262 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 600 60245 SH DEFINED 3 1500 0 58745 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 56 5665 SH DEFINED 5 5665 0 0 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 1 74 SH DEFINED 8 74 0 0 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 12 1200 SH DEFINED 17 0 0 1200 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 6 600 SH DEFINED 18 600 0 0 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 5774 103557 SH DEFINED 3 0 0 103557 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 4030 231200 SH DEFINED 3 0 0 231200 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 1214 69651 SH DEFINED 5 69651 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 5 300 SH DEFINED 7 0 300 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 8 439 SH DEFINED 8 439 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 87 5000 SH DEFINED 13 5000 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 38 2200 SH DEFINED 16 2200 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 15 856 SH DEFINED 18 856 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 24 1400 SH DEFINED 1400 0 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 10376 200817 SH DEFINED 3 0 0 200817 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 1036 20047 SH DEFINED 5 20047 0 0 POWERSHARES ETF TRUST DYN UTIL PORTF 73935X591 1379 93959 SH DEFINED 3 0 0 93959 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 207 14078 SH DEFINED 3 0 0 14078 POWERSHARES ETF TRUST DYN RETAIL PTF 73935X617 32 1807 SH DEFINED 3 0 0 1807 POWERSHARES ETF TRUST DYN OIL SVCS 73935X625 1661 99673 SH DEFINED 3 0 0 99673 POWERSHARES ETF TRUST DYN OIL SVCS 73935X625 190 11400 SH DEFINED 5 11400 0 0 POWERSHARES ETF TRUST LX NANOTCH PTF 73935X633 18 1800 SH DEFINED 3 0 0 1800 POWERSHARES ETF TRUST DYN INS PTF 73935X641 809 52605 SH DEFINED 3 0 0 52605 POWERSHARES ETF TRUST DYN EN EX PROD 73935X658 302 17349 SH DEFINED 3 0 0 17349 POWERSHARES ETF TRUST DYN EN EX PROD 73935X658 3 200 SH DEFINED 5 200 0 0 POWERSHARES ETF TRUST ZACKS SML PORT 73935X674 312 16052 SH DEFINED 3 0 0 16052 POWERSHARES ETF TRUST VAL LINE TIME 73935X682 161 13650 SH DEFINED 3 0 0 13650 POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 11 600 SH DEFINED 3 0 0 600 POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 1100 58970 SH DEFINED 5 58970 0 0 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 840 47396 SH DEFINED 3 0 0 47396 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 113 7901 SH DEFINED 3 0 0 7901 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 694 48514 SH DEFINED 5 48514 0 0 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 11 776 SH DEFINED 776 0 0 POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 195 14994 SH DEFINED 3 0 0 14994 POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 777 59756 SH DEFINED 5 59756 0 0 POWERSHARES ETF TRUST ZACKS MC PRTFL 73935X740 584 54365 SH DEFINED 3 0 0 54365 POWERSHARES ETF TRUST ZACKS MC PRTFL 73935X740 144 13400 SH DEFINED 4 0 0 13400 POWERSHARES ETF TRUST DYN LSR & ENT 73935X757 113 7171 SH DEFINED 3 0 0 7171 POWERSHARES ETF TRUST DYN SFTWR PORT 73935X773 188 8576 SH DEFINED 3 0 0 8576 POWERSHARES ETF TRUST DYN SEMCT PORT 73935X781 14 1021 SH DEFINED 3 0 0 1021 POWERSHARES ETF TRUST DYN SEMCT PORT 73935X781 38 2760 SH DEFINED 5 2760 0 0 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 56 2815 SH DEFINED 3 0 0 2815 POWERSHARES ETF TRUST DYNM MC GRWTH 73935X807 370 20105 SH DEFINED 3 0 0 20105 POWERSHARES ETF TRUST DYN NETWKG PRT 73935X815 3 142 SH DEFINED 3 0 0 142 POWERSHARES ETF TRUST DYN MEDIA PORT 73935X823 89 6851 SH DEFINED 3 0 0 6851 POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 1225 63106 SH DEFINED 3 0 0 63106 POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 73 3738 SH DEFINED 18 3738 0 0 POWERSHARES ETF TRUST DYNM SM CP VAL 73935X864 42 3055 SH DEFINED 3 0 0 3055 POWERSHARES ETF TRUST DYNM SM CP GRW 73935X872 43 3170 SH DEFINED 3 0 0 3170 POWERSHARES ETF TRUST DYMN MC VAL 73935X880 38 2550 SH DEFINED 3 0 0 2550 POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935Y102 1163 49317 SH DEFINED 3 0 0 49317 POWERWAVE TECHNOLOGIES INC NOTE 3.87 739363AF6 704 1000000 PRN DEFINED 3 1000000 0 0 POWERSHS DB MULTI SECT COMM DB ENERGY FUND 73936B101 294 11411 SH DEFINED 3 0 0 11411 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 2179 56979 SH DEFINED 3 0 0 56979 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 96 2500 SH SOLE 2500 0 0 POWERSHS DB MULTI SECT COMM DB SILVER FUND 73936B309 121 3908 SH DEFINED 3 0 0 3908
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 2082 85978 SH DEFINED 3 10391 0 75587 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 1983 81854 SH DEFINED 5 81854 0 0 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 30 1222 SH DEFINED 8 722 500 0 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 119 4912 SH DEFINED 13 4912 0 0 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 121 5000 SH DEFINED 15 5000 0 0 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 100 4147 SH DEFINED 16 4147 0 0 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 145 6000 SH DEFINED 6000 0 0 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 153 6300 SH SOLE 6300 0 0 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 355 12622 SH DEFINED 14 12622 0 0 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 1049 37300 SH DEFINED 15 37300 0 0 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 56 2000 SH DEFINED 2000 0 0 POWERSHS DB MULTI SECT COMM DB GOLD FUND 73936B606 7 170 SH DEFINED 3 0 0 170 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 1973 87653 SH DEFINED 3 0 0 87653 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 60 2662 SH DEFINED 5 2662 0 0 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 45 2000 SH DEFINED 2000 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 33915 1425000 CALL DEFINED 3 1425000 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 30702 1290000 PUT DEFINED 3 1290000 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 6550 275229 SH DEFINED 3 249700 0 25529 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 105 4430 SH DEFINED 5 4430 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 21 903 SH DEFINED 903 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 343 12925 SH DEFINED 3 0 0 12925 POWERSHARES GLOBAL ETF FD NASD100BUYWRIT 73936G100 13 580 SH DEFINED 3 0 0 580 POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 679 31372 SH DEFINED 3 0 0 31372 POWERSHARES ETF TRUST II DWA DEVEL MKTS 73936Q108 2 96 SH DEFINED 3 0 0 96 POWERSHARES ETF TRUST II DWA EMRG MKTS 73936Q207 32 2100 SH DEFINED 3 0 0 2100 POWERSHARES ETF TRUST II GLOBL AGRI ETF 73936Q702 16 570 SH DEFINED 3 0 0 570 POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 6962 278600 SH DEFINED 3 0 0 278600 POWERSHARES GLOBAL ETF TRUST CALI MUNI ETF 73936T441 314 13279 SH DEFINED 3 0 0 13279 POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 73936T474 2366 99844 SH DEFINED 3 0 0 99844 POWERSHARES GLOBAL ETF TRUST I-30 LAD TREAS 73936T524 107 4000 SH DEFINED 3 0 0 4000 POWERSHARES GLOBAL ETF TRUST HI YLD USD BD 73936T557 834 46383 SH DEFINED 3 0 0 46383 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 1692 121283 SH DEFINED 3 0 0 121283 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 109 7800 SH DEFINED 18 7800 0 0 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 8017 306007 SH DEFINED 3 0 194245 111762 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 96 3650 SH DEFINED 5 3650 0 0 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 36 1376 SH DEFINED 1376 0 0 POWERSHARES GLOBAL ETF TRUST GBL CLEAN ENER 73936T615 135 9084 SH DEFINED 3 0 0 9084 POWERSHARES GLOBAL ETF TRUST GBL CLEAN ENER 73936T615 10 650 SH DEFINED 6 650 0 0 POWERSHARES GLOBAL ETF TRUST GBL CLEAN ENER 73936T615 10 700 SH DEFINED 8 700 0 0 POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 73936T623 610 33855 SH DEFINED 3 0 0 33855 POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 73936T623 25 1392 SH DEFINED 5 1392 0 0 POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 73936T623 7 400 SH DEFINED 18 400 0 0 POWERSHARES GLOBAL ETF TRUST EMER MRKT PORT 73936T763 13 559 SH DEFINED 3 0 0 559 POWERSHARES GLOBAL ETF TRUST EMER MRKT PORT 73936T763 1388 60463 SH DEFINED 5 60463 0 0 POWERSHARES GLOBAL ETF TRUST EMER MRKT PORT 73936T763 44 1925 SH DEFINED 8 1925 0 0 POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US 73936T789 26 695 SH DEFINED 5 695 0 0 POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US 73936T789 66 1745 SH DEFINED 8 1745 0 0 POWERSHARES GLOBAL ETF TRUST DEV INTL OPP 73936T805 1 60 SH DEFINED 3 0 0 60 POWERSHARES GLOBAL ETF TRUST ASIA PAC EX-JP 73936T854 38 800 SH DEFINED 5 800 0 0 POWERSHARES ETF TR II EMRG MKTS INFR 73937B209 15 338 SH DEFINED 3 0 0 338 POWERSHARES ETF TR II EMRG MKTS INFR 73937B209 76 1700 SH DEFINED 5 1700 0 0 POWERSHARES ETF TR II GLBL WIND ENRG 73937B308 7 535 SH DEFINED 3 0 0 535 POWERSHARES ETF TR II GLBL WIND ENRG 73937B308 65 4900 SH DEFINED 4900 0 0 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 258 10330 SH DEFINED 3 0 0 10330 POZEN INC COM 73941U102 90 9432 SH DEFINED 3 0 0 9432 PRAXAIR INC COM 74005P104 10345 124638 SH DEFINED 2 124638 0 0 PRAXAIR INC COM 74005P104 3855 46443 SH DEFINED 3 16690 0 29753 PRAXAIR INC COM 74005P104 411 4950 SH DEFINED 5 4950 0 0 PRAXAIR INC COM 74005P104 39 470 SH DEFINED 7 0 470 0 PRAXAIR INC COM 74005P104 94 1135 SH DEFINED 10 1135 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PRAXAIR INC COM 74005P104 56 670 SH DEFINED 15 670 0 0 PRAXAIR INC COM 74005P104 42 500 SH DEFINED 16 500 0 0 PRAXAIR INC COM 74005P104 112 1345 SH DEFINED 17 0 0 1345 PRAXAIR INC COM 74005P104 564 6794 SH DEFINED 18 6794 0 0 PRAXAIR INC COM 74005P104 187 2259 SH DEFINED 41 0 2218 PRAXAIR INC COM 74005P104 157 1893 SH SOLE 1893 0 0 PREMIER FINL BANCORP INC COM 74050M105 5 614 SH DEFINED 3 6 0 608 PRESTIGE BRANDS HLDGS INC COM 74112D101 2 200 SH DEFINED 3 0 0 200 PRESTIGE BRANDS HLDGS INC COM 74112D101 486 54000 SH DEFINED 4 0 0 54000 PRESTIGE BRANDS HLDGS INC COM 74112D101 18 1983 SH DEFINED 18 1983 0 0 PRICE T ROWE GROUP INC COM 74144T108 165 3000 SH DEFINED 1 3000 0 0 PRICE T ROWE GROUP INC COM 74144T108 6763 123035 SH DEFINED 2 123035 0 0 PRICE T ROWE GROUP INC COM 74144T108 1422 25874 SH DEFINED 3 2853 0 23021 PRICE T ROWE GROUP INC COM 74144T108 2 32 SH DEFINED 5 32 0 0 PRICE T ROWE GROUP INC COM 74144T108 58 1048 SH DEFINED 18 1048 0 0 PRIDE INTL INC DEL COM 74153Q102 8180 271668 SH DEFINED 3 269668 0 2000 PRIDE INTL INC DEL COM 74153Q102 1 43 SH DEFINED 5 43 0 0 PRIDE INTL INC DEL COM 74153Q102 1656 55000 SH DEFINED 13 55000 0 0 PRIDE INTL INC DEL COM 74153Q102 17 565 SH DEFINED 16 0 565 0 PRIDE INTL INC DEL COM 74153Q102 8 279 SH DEFINED 18 279 0 0 PRIMEDIA INC COM NEW 74157K846 103 30000 SH DEFINED 16 30000 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 4131 141415 SH DEFINED 2 141415 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 474 16226 SH DEFINED 3 3509 0 12717 PRINCIPAL FINL GROUP INC COM 74251V102 129 4400 SH DEFINED 4 0 4400 0 PRINCIPAL FINL GROUP INC COM 74251V102 121 4142 SH DEFINED 10 4142 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 130 4440 SH DEFINED 17 0 0 4440 PRINCIPAL FINL GROUP INC COM 74251V102 273 9353 SH DEFINED 18 9353 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 204 7000 SH SOLE 7000 0 0 PROASSURANCE CORP COM 74267C106 159 2715 SH DEFINED 2 2715 0 0 PROASSURANCE CORP COM 74267C106 2252 38470 SH DEFINED 4 0 22070 16400 PROLOGIS NOTE 2.25 743410AQ5 8064 8271000 PRN DEFINED 3 8271000 0 0 PROLOGIS NOTE 1.87 743410AR3 2454 2595000 PRN DEFINED 3 2589000 0 6000 PROLOGIS NOTE 2.62 743410AS1 29 31000 PRN DEFINED 3 0 0 31000 PROLOGIS NOTE 3.25 743410AY8 2783 2765000 PRN DEFINED 3 2765000 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 928 22090 SH DEFINED 2 22090 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 1225 29152 SH DEFINED 3 0 0 29152 PROSHARES TR PSHS ULT S&P 500 74347R107 134 3200 SH DEFINED 13 3200 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 143 3395 SH DEFINED 16 3395 0 0 PROSHARES TR PSHS ULTRA QQQ 74347R206 41 627 SH DEFINED 3 0 0 627 PROSHARES TR PSHS SHTFINL ETF 74347R230 758 19104 SH DEFINED 3 0 0 19104 PROSHARES TR PSHS CS 130/30 74347R248 12 225 SH DEFINED 3 0 0 225 PROSHARES TR PSHS ULTSH 20YRS 74347R297 9446 194000 CALL DEFINED 3 194000 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347R297 55492 1139700 PUT DEFINED 3 1139700 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347R297 13633 280002 SH DEFINED 3 142740 0 137262 PROSHARES TR PSHS ULTSH 20YRS 74347R297 75 1550 SH DEFINED 5 1550 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347R297 37 750 SH DEFINED 13 750 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347R297 146 3000 SH DEFINED 15 3000 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347R297 48 980 SH DEFINED 16 980 0 0 PROSHARES TR PSHS ULTRA DOW30 74347R305 57 1200 SH DEFINED 3 0 0 1200 PROSHARES TR PSHS ULSHT 7-10Y 74347R313 31 600 SH DEFINED 3 0 0 600 PROSHARES TR PSHS UL XIN CH25 74347R321 50 6385 SH DEFINED 3 0 0 6385 PROSHARES TR PSHS UL XIN CH25 74347R321 364 46250 SH DEFINED 5 46250 0 0 PROSHARES TR PSHS UL XIN CH25 74347R321 6 800 SH DEFINED 8 800 0 0 PROSHARES TR PSHS UT SHT MSCI 74347R354 288 28733 SH DEFINED 3 0 0 28733 PROSHARES TR PSHS UT SHT MSCI 74347R354 206 20510 SH DEFINED 5 20510 0 0 PROSHARES TR PSHS UT SHT MSCI 74347R354 5 495 SH DEFINED 8 495 0 0 PROSHARES TR PSHS SH MSCI EAF 74347R370 1611 28365 SH DEFINED 3 0 0 28365 PROSHARES TR PSHS ULT MCAP400 74347R404 1017 20600 SH DEFINED 3 20300 0 300 PROSHARES TR PSHS ULT 2000 GR 74347R487 81 2295 SH DEFINED 13 2295 0 0 PROSHARES TR PSHS SHRT S&P500 74347R503 11142 225039 SH DEFINED 3 0 0 225039
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PROSHARES TR PSHS SHRT S&P500 74347R503 40 800 SH DEFINED 5 800 0 0 PROSHARES TR PSHS SHRT S&P500 74347R503 103 2075 SH DEFINED 13 2075 0 0 PROSHARES TR PSHS SHRT S&P500 74347R503 347 7005 SH DEFINED 18 7005 0 0 PROSHARES TR PSHS REAL ESTAT 74347R552 177 29243 SH DEFINED 2 29243 0 0 PROSHARES TR PSHS REAL ESTAT 74347R552 4 700 SH DEFINED 3 0 0 700 PROSHARES TR PSHS REAL ESTAT 74347R552 14 2400 SH DEFINED 5 2400 0 0 PROSHARES TR PSHS TECHNOLOGY 74347R578 8 400 SH DEFINED 3 0 0 400 PROSHARES TR PSHS ULTRSHT O&G 74347R586 5 400 SH DEFINED 3 0 0 400 PROSHARES TR PSHS SHORT QQQ 74347R602 2362 57510 SH DEFINED 3 0 0 57510 PROSHARES TR PSHS ULTSHT FINL 74347R628 483 25130 SH DEFINED 2 25130 0 0 PROSHARES TR PSHS ULTSHT FINL 74347R628 3846 200000 CALL DEFINED 3 200000 0 0 PROSHARES TR PSHS ULTSHT FINL 74347R628 2091 108750 SH DEFINED 3 100000 0 8750 PROSHARES TR PSHS ULTSHT FINL 74347R628 194 10105 SH DEFINED 5 10105 0 0 PROSHARES TR PSHS ULTSHT FINL 74347R628 5 240 SH DEFINED 8 240 0 0 PROSHARES TR PSHS ULTSHT FINL 74347R628 225 11725 SH DEFINED 13 11725 0 0 PROSHARES TR PSHS ULTSHT FINL 74347R628 396 20580 SH DEFINED 16 20580 0 0 PROSHARES TR PSHS ULTSHT FINL 74347R628 15 800 SH DEFINED 800 0 0 PROSHARES TR PSHS CONSMR SVCS 74347R636 0 10 SH DEFINED 3 0 0 10 PROSHARES TR PSHS BASIC MTRL 74347R651 332 46900 CALL DEFINED 3 46900 0 0 PROSHARES TR PSHS BASIC MTRL 74347R651 832 117715 SH DEFINED 3 117715 0 0 PROSHARES TR PSHS ULTRA R/EST 74347R677 4343 533504 SH DEFINED 2 533504 0 0 PROSHARES TR PSHS ULTRA R/EST 74347R677 1635 200869 SH DEFINED 3 0 0 200869 PROSHARES TR PSHS ULTRA R/EST 74347R677 192 23640 SH DEFINED 13 23640 0 0 PROSHARES TR PSHS ULTRA R/EST 74347R677 35 4260 SH DEFINED 16 4260 0 0 PROSHARES TR PSHS ULTRA UTIL 74347R685 2 55 SH DEFINED 3 0 0 55 PROSHARES TR PSHS ULTRA TECH 74347R693 2438 44909 SH DEFINED 3 0 0 44909 PROSHARES TR PSHS SHORT DOW30 74347R701 264 5315 SH DEFINED 3 0 0 5315 PROSHARES TR PSHS ULTRA O&G 74347R719 273 7953 SH DEFINED 3 0 0 7953 PROSHARES TR PSHS ULTRA O&G 74347R719 55 1600 SH DEFINED 13 1600 0 0 PROSHARES TR PSHS ULTRA INDL 74347R727 82 2195 SH DEFINED 13 2195 0 0 PROSHARES TR PSHS ULTRA FINL 74347R743 3307 487100 CALL DEFINED 3 487100 0 0 PROSHARES TR PSHS ULTRA FINL 74347R743 543 80000 PUT DEFINED 3 80000 0 0 PROSHARES TR PSHS ULTRA FINL 74347R743 2577 379517 SH DEFINED 3 11000 0 368517 PROSHARES TR PSHS ULTRA FINL 74347R743 7 1000 SH DEFINED 5 1000 0 0 PROSHARES TR PSHS ULTRA FINL 74347R743 22 3280 SH DEFINED 7 0 3280 0 PROSHARES TR PSHS ULTRA FINL 74347R743 201 29650 SH DEFINED 13 29650 0 0 PROSHARES TR PSHS ULTRA FINL 74347R743 86 12640 SH DEFINED 16 12640 0 0 PROSHARES TR PSHS CONSMR SVCS 74347R750 56 1375 SH DEFINED 13 1375 0 0 PROSHARES TR PSHS ULT BASMATL 74347R776 59 1638 SH DEFINED 13 1638 0 0 PROSHARES TR PSHS SHT SCAP600 74347R784 2 44 SH DEFINED 3 0 0 44 PROSHARES TR PSHS SH MDCAP400 74347R800 6 150 SH DEFINED 3 0 0 150 PROSHARES TR PSHS SHTRUSS2000 74347R826 6 160 SH DEFINED 3 0 0 160 PROSHARES TR PSHS SHTRUSS2000 74347R826 28 690 SH DEFINED 18 690 0 0 PROSHARES TR PSHS ULSHRUS2000 74347R834 219 10650 SH DEFINED 3 0 0 10650 PROSHARES TR PSHS ULSHRUS2000 74347R834 18 864 SH DEFINED 18 864 0 0 PROSHARES TR PSHS ULSHRUS2000 74347R834 62 3000 SH DEFINED 3000 0 0 PROSHARES TR PSHS ULTRUSS2000 74347R842 193 5780 SH DEFINED 3 0 0 5780 PROSHARES TR PSHS ULSHT MD400 74347R859 203 11200 SH DEFINED 3 0 0 11200 PROSHARES TR PSHS ULTASH DW30 74347R867 176 6653 SH DEFINED 3 0 0 6653 PROSHARES TR PSHS ULTASH DW30 74347R867 16 600 SH DEFINED 8 600 0 0 PROSHARES TR PSHS ULTSHRT QQQ 74347R875 794 47445 SH DEFINED 3 0 0 47445 PROSHARES TR PSHS ULSHT SP500 74347R883 1963 63337 SH DEFINED 2 63337 0 0 PROSHARES TR PSHS ULSHT SP500 74347R883 452 14599 SH DEFINED 3 0 0 14599 PROSHARES TR PSHS ULSHT SP500 74347R883 99 3200 SH DEFINED 5 3200 0 0 PROSHARES TR PSHS ULSHT SP500 74347R883 150 4848 SH DEFINED 13 4848 0 0 PROSHARES TR PSHS ULSHT SP500 74347R883 62 2000 SH DEFINED 14 2000 0 0 PROSHARES TR PSHS ULSHT SP500 74347R883 108 3475 SH DEFINED 16 3475 0 0 PROSHARES TR PSHS ULSHT SP500 74347R883 19 606 SH DEFINED 18 606 0 0 PROSHARES TR II ULTRA GOLD 74347W601 3092 68143 SH DEFINED 3 0 0 68143 PROSHARES TR II ULTRA GOLD 74347W601 64 1400 SH DEFINED 16 1400 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PROSHARES TR II ULTRASHRT GOLD 74347W700 258 26600 CALL DEFINED 3 26600 0 0 PROSHARES TR II ULTRASHRT GOLD 74347W700 16 1600 SH DEFINED 3 0 0 1600 PROSHARES TR II ULTSH DJ UBS CRU 74347W809 12 1000 SH DEFINED 3 0 0 1000 PROSHARES TR II ULTRA SILVER 74347W841 81 1400 SH DEFINED 16 1400 0 0 PROSHARES TR II ULTRASHORT YEN 74347W858 2 100 SH DEFINED 5 100 0 0 PROSHARES TR II ULTRASHRT EURO 74347W882 322 15500 SH DEFINED 3 0 0 15500 PROSHARES TR II ULTRASHRT EURO 74347W882 7 320 SH DEFINED 320 0 0 PROSHARES TR MSCI EMRG ETF 74347X302 445 5000 SH DEFINED 3 0 0 5000 PROSHARES TR MSCI EMRG ETF 74347X302 164 1840 SH DEFINED 13 1840 0 0 PROSHARES TR UL MSCI JP ETF 74347X708 88 1200 SH DEFINED 16 1200 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 231 4620 SH DEFINED 3 0 0 4620 PROSHARES TR FTSE XINH ETF 74347X880 356 5100 SH DEFINED 3 0 0 5100 PROSHARES TR FTSE XINH ETF 74347X880 74 1052 SH DEFINED 13 1052 0 0 PROSHARES TR FTSE XINH ETF 74347X880 62 882 SH DEFINED 16 882 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 467 38410 SH DEFINED 3 0 0 38410 PROSPECT CAPITAL CORPORATION COM 74348T102 713 58705 SH DEFINED 4 0 0 58705 PROSPECT CAPITAL CORPORATION COM 74348T102 38 3100 SH DEFINED 18 3100 0 0 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 5 800 SH DEFINED 3 800 0 0 PROTEIN DESIGN LABS INC NOTE 2.00 74369LAF0 2414 2500000 PRN DEFINED 3 2500000 0 0 PROVIDENT ENERGY TR TR UNIT 74386K104 194 25177 SH DEFINED 2 25177 0 0 PROVIDENT ENERGY TR TR UNIT 74386K104 442 57313 SH DEFINED 3 0 0 57313 PROVIDENT ENERGY TR TR UNIT 74386K104 225 29215 SH DEFINED 5 29215 0 0 PROVIDENT ENERGY TR TR UNIT 74386K104 41 5315 SH DEFINED 8 5315 0 0 PROVIDENT ENERGY TR TR UNIT 74386K104 231 30000 SH DEFINED 13 30000 0 0 PROVIDENT ENERGY TR TR UNIT 74386K104 231 30000 SH DEFINED 15 30000 0 0 PROVIDENT FINL SVCS INC COM 74386T105 36 3000 SH DEFINED 3 0 0 3000 PRUDENTIAL PLC ADR 74435K204 747 45079 SH DEFINED 2 45079 0 0 PRUDENTIAL PLC ADR 74435K204 1 41 SH DEFINED 3 0 0 41 PRUDENTIAL PLC ADR 74435K204 16 992 SH DEFINED 5 992 0 0 PRUDENTIAL PLC ADR 74435K204 7 418 SH DEFINED 18 418 0 0 PRUDENTIAL PLC ADR 74435K204 40 2400 SH DEFINED 2400 0 0 PSYCHIATRIC SOLUTIONS INC COM 74439H108 1384 46375 SH DEFINED 3 46000 0 375 PSYCHIATRIC SOLUTIONS INC COM 74439H108 21 687 SH DEFINED 18 687 0 0 PUBLIC STORAGE COM 74460D109 5161 56102 SH DEFINED 2 56102 0 0 PUBLIC STORAGE COM 74460D109 511 5556 SH DEFINED 3 1496 0 4060 PUBLIC STORAGE COM 74460D109 73 795 SH DEFINED 18 795 0 0 PUBLIC STORAGE COM A DP1/1000 74460D729 21 876 SH DEFINED 2 876 0 0 PUBLIC STORAGE COM A DP1/1000 74460D729 76 3110 SH DEFINED 3 0 0 3110 QUALITY DISTR INC FLA COM 74756M102 1201 199200 SH DEFINED 3 199200 0 0 QUANTUM CORP NOTE 4.375% 8/0 747906AE5 4 4000 PRN DEFINED 3 0 0 4000 QUEST DIAGNOSTICS INC COM 74834L100 4086 70105 SH DEFINED 2 70105 0 0 QUEST DIAGNOSTICS INC COM 74834L100 4306 73872 SH DEFINED 3 1674 5334 66864 QUEST DIAGNOSTICS INC COM 74834L100 10756 184519 SH DEFINED 5 184519 0 0 QUEST DIAGNOSTICS INC COM 74834L100 512 8788 SH DEFINED 8 8788 0 0 QUEST DIAGNOSTICS INC COM 74834L100 373 6400 SH DEFINED 14 6400 0 0 QUEST DIAGNOSTICS INC COM 74834L100 48 832 SH DEFINED 15 832 0 0 QUEST DIAGNOSTICS INC COM 74834L100 274 4700 SH DEFINED 18 4700 0 0 QUEST DIAGNOSTICS INC COM 74834L100 10 170 SH DEFINED 5;1 170 0 0 QUEST DIAGNOSTICS INC COM 74834L100 20 335 SH DEFINED 335 0 0 QUEST SOFTWARE INC COM 74834T103 14 759 SH DEFINED 18 759 0 0 QUEST CAP CORP NEW COM 74835U109 922 714639 SH DEFINED 5 714639 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 21 2500 SH DEFINED 2 2500 0 0 QUICKLOGIC CORP COM 74837P108 3 1000 SH DEFINED 3 0 0 1000 QUICKSILVER RESOURCES INC COM 74837R104 550 39072 SH DEFINED 2 39072 0 0 QUICKSILVER RESOURCES INC COM 74837R104 473 33648 SH DEFINED 3 33648 0 0 QUICKSILVER RESOURCES INC COM 74837R104 21 1500 SH DEFINED 5;1 1500 0 0 QUIKSILVER INC COM 74838C106 237 50000 CALL DEFINED 3 50000 0 0 QUIKSILVER INC COM 74838C106 5 1000 SH DEFINED 3 0 0 1000 QUIDEL CORP COM 74838J101 157 10767 SH DEFINED 3 0 0 10767 QUICKSILVER GAS SVCS LP COM UNITS LPI 74839G106 668 31997 SH DEFINED 3 0 0 31997
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- QWEST COMMUNICATIONS INTL IN NOTE 3.500%11/1 749121BY4 9795 8690000 PRN DEFINED 3 8690000 0 0 RGC RES INC COM 74955L103 203 6500 SH DEFINED 4 0 0 6500 RMR REAL ESTATE INCOME FD COM SHS 74964K609 2 61 SH DEFINED 3 0 0 61 RRI ENERGY INC COM 74971X107 100 27039 SH DEFINED 2 27039 0 0 RRI ENERGY INC COM 74971X107 87 23572 SH DEFINED 3 934 0 22638 RTI INTL METALS INC COM 74973W107 7222 238100 SH DEFINED 1 238100 0 0 RTI INTL METALS INC COM 74973W107 1133 37368 SH DEFINED 3 37368 0 0 RXI PHARMACEUTICALS CORP COM 74978T109 1 200 SH DEFINED 3 0 0 200 RF MICRODEVICES INC NOTE 1.500% 7/0 749941AE0 2 2000 PRN DEFINED 3 2000 0 0 RADIANT SYSTEMS INC COM 75025N102 13506 946450 SH DEFINED 4 0 752330 194120 RADIO ONE INC CL D NON VTG 75040P405 276 90600 SH DEFINED 4 0 0 90600 RAM ENERGY RESOURCES INC COM 75130P109 5 3563 SH DEFINED 3 0 0 3563 RANGE RES CORP COM 75281A109 9679 206500 SH DEFINED 1 181600 0 24900 RANGE RES CORP COM 75281A109 4315 92069 SH DEFINED 2 92069 0 0 RANGE RES CORP COM 75281A109 605 12903 SH DEFINED 3 1751 0 11152 RANGE RES CORP COM 75281A109 35 750 SH DEFINED 16 750 0 0 RANGE RES CORP COM 75281A109 514 10971 SH DEFINED 18 10971 0 0 RANGE RES CORP COM 75281A109 6 118 SH DEFINED 118 0 0 RBC BEARINGS INC COM 75524B104 8 236 SH DEFINED 18 236 0 0 REALNETWORKS INC COM 75605L104 102 21156 SH DEFINED 2 21156 0 0 REALNETWORKS INC COM 75605L104 5 1122 SH DEFINED 3 0 0 1122 REALNETWORKS INC COM 75605L104 32 6700 SH DEFINED 16 6700 0 0 REALNETWORKS INC COM 75605L104 0 50 SH DEFINED 50 0 0 RECKSON OPER PARTNERSHIP L P DEB 4.000% 6/1 75621LAJ3 4006 4000000 PRN DEFINED 3 4000000 0 0 RED ROBIN GOURMET BURGERS IN COM 75689M101 2 100 SH DEFINED 3 0 0 100 REDDY ICE HLDGS INC COM 75734R105 28 6000 SH DEFINED 6000 0 0 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 173 7903 SH DEFINED 2 7903 0 0 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 3090 140753 SH DEFINED 3 131383 0 9370 REGENERON PHARMACEUTICALS COM 75886F107 1 35 SH DEFINED 2 35 0 0 REGENERON PHARMACEUTICALS COM 75886F107 1 25 SH DEFINED 3 0 0 25 REGIONS FINANCIAL CORP NEW COM 7591EP100 4664 594083 SH DEFINED 2 594083 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 2085 265563 SH DEFINED 3 221183 0 44380 REGIONS FINANCIAL CORP NEW COM 7591EP100 6 805 SH DEFINED 5 805 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 851 108374 SH DEFINED 10 108374 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 57 7294 SH DEFINED 18 7294 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 28 3536 SH DEFINED 3152 0 384 REGIONS FINANCIAL CORP NEW COM 7591EP100 26 3265 SH SOLE 3265 0 0 REIS INC COM 75936P105 513 89000 SH DEFINED 4 0 0 89000 RENESOLA LTD SPONS ADS 75971T103 176 29700 SH DEFINED 3 29200 0 500 RENESOLA LTD SPONS ADS 75971T103 1184 200000 SH DEFINED 200000 0 0 RENT A CTR INC NEW COM 76009N100 340 14393 SH DEFINED 2 14393 0 0 RENT A CTR INC NEW COM 76009N100 125 5306 SH DEFINED 3 0 0 5306 RENT A CTR INC NEW COM 76009N100 666 28157 SH DEFINED 5 28157 0 0 RENT A CTR INC NEW COM 76009N100 64 2709 SH DEFINED 8 2709 0 0 RENT A CTR INC NEW COM 76009N100 825 34875 SH DEFINED 16 34800 75 0 REPSOL YPF S A SPONSORED ADR 76026T205 591 24843 SH DEFINED 2 24843 0 0 REPSOL YPF S A SPONSORED ADR 76026T205 61 2560 SH DEFINED 3 0 0 2560 REPSOL YPF S A SPONSORED ADR 76026T205 90 3799 SH DEFINED 5 3799 0 0 REPSOL YPF S A SPONSORED ADR 76026T205 14 600 SH DEFINED 18 600 0 0 RESOLUTE ENERGY CORP COM 76116A108 24 2000 SH DEFINED 3 0 0 2000 RESOURCE CAP CORP COM 76120W302 255 37721 SH DEFINED 3 0 0 37721 RESOURCES CONNECTION INC COM 76122Q105 191 10000 SH DEFINED 3 10000 0 0 RESOURCES CONNECTION INC COM 76122Q105 10 519 SH DEFINED 18 519 0 0 RICHMONT MINES INC COM 76547T106 25 6200 SH DEFINED 5 6200 0 0 RIGHTNOW TECHNOLOGIES INC COM 76657R106 366 20493 SH DEFINED 3 0 0 20493 RIGHTNOW TECHNOLOGIES INC COM 76657R106 9 500 SH DEFINED 8 500 0 0 RIVERSOURCE LASALLE INTL R/E COM 76932W102 58 7414 SH DEFINED 3 0 0 7414 RMR ASIA PAC REAL EST FD NEW COM 76970B101 75 4361 SH DEFINED 3 0 0 4361 RODMAN & RENSHAW CAP GP INC COM 77487R100 109 27689 SH DEFINED 3 0 0 27689 ROPER INDS INC NEW NOTE 776696AA4 12753 17755000 PRN DEFINED 3 17750000 0 5000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ROYCE FOCUS TR COM 78080N108 352 52807 SH DEFINED 3 0 0 52807 RUBICON TECHNOLOGY INC COM 78112T107 90 4453 SH DEFINED 16 4453 0 0 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 24713 580537 SH DEFINED 3 0 0 580537 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 2449 57525 SH DEFINED 5 57525 0 0 RYDEX ETF TRUST S&P500 PUR GRW 78355W403 3784 103359 SH DEFINED 3 0 0 103359 RYDEX ETF TRUST S&PMC400 PURVL 78355W502 131 4135 SH DEFINED 3 0 0 4135 RYDEX ETF TRUST S&PMC400 PURGR 78355W601 4561 71572 SH DEFINED 3 0 0 71572 RYDEX ETF TRUST 2X S&P SSF ETF 78355W668 5 300 SH DEFINED 3 0 0 300 RYDEX ETF TRUST S&PSC600 PURVL 78355W700 537 14585 SH DEFINED 3 0 0 14585 RYDEX ETF TRUST S&PSC600 PURGR 78355W809 58 1430 SH DEFINED 3 0 0 1430 RYDEX ETF TRUST TECHNOLOGY ETF 78355W817 43 910 SH DEFINED 3 0 0 910 RYDEX ETF TRUST MATERIALS ETF 78355W825 111 1983 SH DEFINED 3 0 0 1983 RYDEX ETF TRUST INDLS ETF 78355W833 57 1200 SH DEFINED 3 0 0 1200 RYDEX ETF TRUST HEALTH CARE 78355W841 1875 30911 SH DEFINED 3 0 0 30911 RYDEX ETF TRUST FINANCIAL ETF 78355W858 4 150 SH DEFINED 3 0 0 150 RYDEX ETF TRUST CONSUMR DISCRT 78355W882 102 2481 SH DEFINED 3 0 0 2481 SBA COMMUNICATIONS CORP COM 78388J106 2316 64200 SH DEFINED 1 64200 0 0 SBA COMMUNICATIONS CORP COM 78388J106 106 2932 SH DEFINED 2 2932 0 0 SBA COMMUNICATIONS CORP COM 78388J106 3185 88288 SH DEFINED 3 64113 0 24175 SBA COMMUNICATIONS CORP COM 78388J106 3 87 SH DEFINED 18 87 0 0 SBA COMMUNICATIONS CORP NOTE 0.3 78388JAJ5 16 15000 PRN DEFINED 3 15000 0 0 SAIC INC COM 78390X101 3277 185130 SH DEFINED 2 185130 0 0 SAIC INC COM 78390X101 376 21248 SH DEFINED 3 3614 0 17634 SAIC INC COM 78390X101 3 165 SH DEFINED 15 165 0 0 SAIC INC COM 78390X101 28 1602 SH DEFINED 18 1602 0 0 SESI L L C NOTE 1.5 78412FAH7 5447 5845000 PRN DEFINED 3 5000000 0 845000 SK TELECOM LTD SPONSORED ADR 78440P108 8 468 SH DEFINED 5 468 0 0 SK TELECOM LTD SPONSORED ADR 78440P108 456 26415 SH DEFINED 7 0 26415 0 SK TELECOM LTD SPONSORED ADR 78440P108 6 360 SH DEFINED 8 0 360 0 SK TELECOM LTD SPONSORED ADR 78440P108 3 173 SH DEFINED 15 173 0 0 SK TELECOM LTD SPONSORED ADR 78440P108 251 14516 SH DEFINED 18 14516 0 0 SK TELECOM LTD SPONSORED ADR 78440P108 1330 77038 SH SOLE 77038 0 0 SL GREEN RLTY CORP COM 78440X101 4662 81400 SH DEFINED 1 81400 0 0 SL GREEN RLTY CORP COM 78440X101 1287 22479 SH DEFINED 3 22058 0 421 SL GREEN RLTY CORP COM 78440X101 14 250 SH DEFINED 16 250 0 0 SL GREEN RLTY CORP COM 78440X101 18 321 SH DEFINED 18 321 0 0 SLM CORP COM 78442P106 2869 229155 SH DEFINED 2 229155 0 0 SLM CORP COM 78442P106 219 17500 PUT DEFINED 3 17500 0 0 SLM CORP COM 78442P106 120 9593 SH DEFINED 3 5315 0 4278 SLM CORP COM 78442P106 1 100 SH DEFINED 5 100 0 0 SLM CORP COM 78442P106 81 6500 SH DEFINED 15 6500 0 0 SORL AUTO PTS INC COM 78461U101 140 15117 SH DEFINED 3 0 0 15117 SORL AUTO PTS INC COM 78461U101 5 565 SH DEFINED 5 565 0 0 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 105300 900000 PUT DEFINED 2 900000 0 0 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 61872 528817 SH DEFINED 2 528817 0 0 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 55575 475000 CALL DEFINED 3 475000 0 0 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 426582 3646000 PUT DEFINED 3 3644300 0 1700 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 237890 2033244 SH DEFINED 3 1826150 62997 144097 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 44977 384422 SH DEFINED 5 384422 0 0 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 25961 221886 SH DEFINED 6 221886 0 0 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 5498 46993 SH DEFINED 7 0 46993 0 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 943 8058 SH DEFINED 8 3962 4096 0 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 56022 478824 SH DEFINED 9 478824 0 0 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 25004 213706 SH DEFINED 10 213706 0 0 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 1645 14060 SH DEFINED 11 14060 0 0 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 123 1050 SH DEFINED 13 1050 0 0 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 1901 16247 SH DEFINED 14 16247 0 0 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 467 3995 SH DEFINED 15 3995 0 0 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 3895 33291 SH DEFINED 16 33291 0 0 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 38512 329166 SH DEFINED 17 0 0 329166
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 633 5406 SH DEFINED 18 5406 0 0 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 604 5160 SH DEFINED 5;1 5160 0 0 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 47556 406462 SH DEFINED 404587 1875 0 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 349 2985 SH SOLE 2985 0 0 S1 CORPORATION COM 78463B101 33 5516 SH DEFINED 2 5516 0 0 S1 CORPORATION COM 78463B101 1 150 SH DEFINED 3 0 0 150 SPDR GOLD TRUST GOLD SHS 78463V107 42817 393000 SH DEFINED 1 393000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 14403 132200 CALL DEFINED 3 132200 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 37076 340300 PUT DEFINED 3 340300 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 84680 777236 SH DEFINED 3 113301 337054 326881 SPDR GOLD TRUST GOLD SHS 78463V107 33810 310327 SH DEFINED 5 310327 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 12382 113645 SH DEFINED 7 0 113645 0 SPDR GOLD TRUST GOLD SHS 78463V107 4586 42097 SH DEFINED 8 33948 8149 0 SPDR GOLD TRUST GOLD SHS 78463V107 68 625 SH DEFINED 10 625 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 866 7948 SH DEFINED 13 7948 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 3042 27923 SH DEFINED 14 27923 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 5558 51015 SH DEFINED 15 51015 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1363 12510 SH DEFINED 16 12500 10 0 SPDR GOLD TRUST GOLD SHS 78463V107 129 1180 SH DEFINED 17 0 0 1180 SPDR GOLD TRUST GOLD SHS 78463V107 453 4160 SH DEFINED 18 4160 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1237 11351 SH DEFINED 11351 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 5 48 SH SOLE 48 0 0 SPDR INDEX SHS FDS SPDR DJ EURO ETF 78463X202 117 3014 SH DEFINED 5 3014 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 435 5787 SH DEFINED 3 0 0 5787 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 121 1607 SH DEFINED 5 1607 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 71 946 SH DEFINED 18 946 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 454 6302 SH DEFINED 3 0 0 6302 SPDR INDEX SHS FDS EMERG MKTS ETF 78463X509 107 1632 SH DEFINED 3 0 0 1632 SPDR INDEX SHS FDS EUROPE ETF 78463X608 2126 46627 SH DEFINED 3 0 0 46627 SPDR INDEX SHS FDS EUROPE ETF 78463X608 24 520 SH DEFINED 18 520 0 0 SPDR INDEX SHS FDS INTL MTRLS SEC 78463X665 109 4176 SH DEFINED 3 0 0 4176 SPDR INDEX SHS FDS INTL HLTH ETF 78463X681 9 300 SH DEFINED 8 0 300 0 SPDR INDEX SHS FDS INTL FINL ETF 78463X699 107 5191 SH DEFINED 3 0 0 5191 SPDR INDEX SHS FDS LATIN AMER ETF 78463X707 2134 26452 SH DEFINED 3 0 0 26452 SPDR INDEX SHS FDS INTL ENRGY ETF 78463X715 1 55 SH DEFINED 5 55 0 0 SPDR INDEX SHS FDS S&P INTL CONS 78463X731 107 4223 SH DEFINED 3 0 0 4223 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 18 525 SH DEFINED 3 0 0 525 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 2716 81140 SH DEFINED 16 81140 0 0 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 7660 154720 SH DEFINED 3 0 109680 45040 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 1469 27151 SH DEFINED 3 0 0 27151 SPDR INDEX SHS FDS S&P BRIC 40ETF 78463X798 3 126 SH DEFINED 3 0 0 126 SPDR INDEX SHS FDS S&P BRIC 40ETF 78463X798 31 1210 SH DEFINED 5 1210 0 0 SPDR INDEX SHS FDS S&P BRIC 40ETF 78463X798 505 19950 SH DEFINED 19950 0 0 SPDR INDEX SHS FDS MIDEAST AFRICA 78463X806 124 1861 SH DEFINED 3 0 0 1861 SPDR INDEX SHS FDS MIDEAST AFRICA 78463X806 33 500 SH DEFINED 5 500 0 0 SPDR INDEX SHS FDS RUSS NOM SC JP 78463X822 16 400 SH DEFINED 5 400 0 0 SPDR INDEX SHS FDS RUSS NOM SC JP 78463X822 24 600 SH DEFINED 16 600 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 41 1305 SH DEFINED 3 0 0 1305 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 197 6200 SH DEFINED 7 0 6200 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 2137 67400 SH DEFINED 17 0 0 67400 SPDR INDEX SHS FDS MACQU GLBIN100 78463X855 12 300 SH DEFINED 3 0 0 300 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 637 18148 SH DEFINED 3 0 0 18148 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 4 126 SH DEFINED 18 126 0 0 SPDR INDEX SHS FDS S&P WRLD EX US 78463X889 419 17269 SH DEFINED 3 0 0 17269 SPDR SERIES TRUST MORGAN TECH ETF 78464A102 970 16215 SH DEFINED 3 0 0 16215 SPDR SERIES TRUST DJ SML GRWTH ETF 78464A201 2 18 SH DEFINED 3 0 0 18 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 102 2345 SH DEFINED 3 0 0 2345 SPDR SERIES TRUST DJ SML VALUE ETF 78464A300 8 126 SH DEFINED 3 0 0 126 SPDR SERIES TRUST DJ SML VALUE ETF 78464A300 9 150 SH DEFINED 6 150 0 0 SPDR SERIES TRUST BARCLY CNV ETF 78464A359 1627 41565 SH DEFINED 3 0 0 41565
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SPDR SERIES TRUST BARCLY CAP ETF 78464A367 89 2500 SH DEFINED 3 0 0 2500 SPDR SERIES TRUST INTERMD CR ETF 78464A375 5 150 SH DEFINED 3 0 0 150 SPDR SERIES TRUST CAP MORTG ETF 78464A383 9 321 SH DEFINED 3 0 0 321 SPDR SERIES TRUST DJ LRG GRWTH ETF 78464A409 2 31 SH DEFINED 3 0 0 31 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 6093 153120 SH DEFINED 3 0 0 153120 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 4774 119992 SH DEFINED 5 119992 0 0 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 99 2500 SH DEFINED 8 2500 0 0 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 72 1818 SH DEFINED 16 1818 0 0 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 56 1397 SH DEFINED 1397 0 0 SPDR SERIES TRUST BRCLYS SHRT ETF 78464A425 6992 291804 SH DEFINED 3 0 0 291804 SPDR SERIES TRUST BRCLYS MUNI ETF 78464A458 700 30841 SH DEFINED 3 0 0 30841 SPDR SERIES TRUST BARC CAPTL ETF 78464A474 282 9370 SH DEFINED 3 0 0 9370 SPDR SERIES TRUST DB INT GVT ETF 78464A490 28146 508042 SH DEFINED 3 0 402022 106020 SPDR SERIES TRUST DB INT GVT ETF 78464A490 51 925 SH DEFINED 13 925 0 0 SPDR SERIES TRUST DJ LRG VALUE ETF 78464A508 5 81 SH DEFINED 3 0 0 81 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 4336 77479 SH DEFINED 3 0 0 77479 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 1084 19365 SH DEFINED 5 19365 0 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 1461 26116 SH DEFINED 10 26116 0 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 7 125 SH DEFINED 16 0 125 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 746 13323 SH DEFINED 18 13323 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 2079 38666 SH DEFINED 3 0 0 38666 SPDR SERIES TRUST DJ REIT ETF 78464A607 71 1313 SH DEFINED 5 1313 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 88 1641 SH DEFINED 18 1641 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 70 1300 SH DEFINED 1300 0 0 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 121 2192 SH DEFINED 3 0 0 2192 SPDR SERIES TRUST BARCL CAP TIPS 78464A656 31 606 SH DEFINED 3 0 0 606 SPDR SERIES TRUST BARCL CAP TIPS 78464A656 49 960 SH DEFINED 16 960 0 0 SPDR SERIES TRUST BARCL CAP TIPS 78464A656 221 4320 SH DEFINED 18 4320 0 0 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 17141 373762 SH DEFINED 3 0 0 373762 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 4662 101652 SH DEFINED 5 101652 0 0 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 40 866 SH DEFINED 8 866 0 0 SPDR SERIES TRUST KBW REGN BK ETF 78464A698 2622 100000 PUT DEFINED 3 100000 0 0 SPDR SERIES TRUST KBW REGN BK ETF 78464A698 4333 165263 SH DEFINED 3 2924 0 162339 SPDR SERIES TRUST KBW REGN BK ETF 78464A698 3215 122600 SH DEFINED 4 0 37600 85000 SPDR SERIES TRUST DJ GLB TITANS 78464A706 64 1125 SH DEFINED 3 0 0 1125 SPDR SERIES TRUST DJ GLB TITANS 78464A706 12 213 SH DEFINED 5 213 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 1585 38388 SH DEFINED 3 0 0 38388 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 23 568 SH DEFINED 18 568 0 0 SPDR SERIES TRUST S&P PHARMAC 78464A722 59 1385 SH DEFINED 3 0 0 1385 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 732 17370 SH DEFINED 3 0 0 17370 SPDR SERIES TRUST OILGAS EQUIP 78464A748 1768 59543 SH DEFINED 3 0 0 59543 SPDR SERIES TRUST OILGAS EQUIP 78464A748 28 951 SH DEFINED 5 951 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 4242 74666 SH DEFINED 3 0 0 74666 SPDR SERIES TRUST S&P METALS MNG 78464A755 73 1277 SH DEFINED 5 1277 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 3762 76293 SH DEFINED 3 0 0 76293 SPDR SERIES TRUST S&P DIVID ETF 78464A763 2180 44202 SH DEFINED 5 44202 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 450 9120 SH DEFINED 7 0 9120 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 170 3440 SH DEFINED 8 0 3440 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 380 7700 SH DEFINED 17 0 0 7700 SPDR SERIES TRUST S&P DIVID ETF 78464A763 128 2600 SH DEFINED 2600 0 0 SPDR SERIES TRUST SPDR KBW CAP ETF 78464A771 4 100 SH DEFINED 3 0 0 100 SPDR SERIES TRUST SPDR KBW CAP ETF 78464A771 34 906 SH DEFINED 18 906 0 0 SPDR SERIES TRUST SPDR KBW INS ETF 78464A789 647 15671 SH DEFINED 3 0 0 15671 SPDR SERIES TRUST SPDR KBW BK ETF 78464A797 3700 143344 SH DEFINED 3 0 0 143344 SPDR SERIES TRUST SPDR KBW BK ETF 78464A797 719 27863 SH DEFINED 5 27863 0 0 SPDR SERIES TRUST SPDR KBW BK ETF 78464A797 39 1500 SH DEFINED 7 0 1500 0 SPDR SERIES TRUST SPDR KBW BK ETF 78464A797 90 3500 SH DEFINED 13 3500 0 0 SPDR SERIES TRUST SPDR KBW BK ETF 78464A797 50 1934 SH DEFINED 16 1934 0 0 SPDR SERIES TRUST SPDR KBW BK ETF 78464A797 67 2600 SH DEFINED 2600 0 0 SPDR SERIES TRUST DJ TTL MKT ETF 78464A805 6 67 SH DEFINED 3 0 0 67
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SPDR SERIES TRUST DJ MID GRW ETF 78464A821 2238 35202 SH DEFINED 3 0 0 35202 SPDR SERIES TRUST DJ MID CAP ETF 78464A847 5 95 SH DEFINED 3 0 0 95 SPDR SERIES TRUST DJ MID CAP ETF 78464A847 1 25 SH DEFINED 5 25 0 0 SPDR SERIES TRUST S&P SEMICNDCTR 78464A862 157 3282 SH DEFINED 3 0 0 3282 SPDR SERIES TRUST S&P BIOTECH 78464A870 3242 54077 SH DEFINED 3 0 0 54077 SPDR SERIES TRUST S&P BIOTECH 78464A870 127 2122 SH DEFINED 5 2122 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 15 250 SH DEFINED 16 250 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 131 2190 SH DEFINED 18 2190 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 8410 500000 CALL DEFINED 3 500000 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 198 11780 SH DEFINED 3 0 0 11780 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 144 8546 SH DEFINED 5 8546 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 41 2455 SH DEFINED 16 2455 0 0 SRA INTL INC CL A 78464R105 10 500 SH DEFINED 3 0 0 500 SRA INTL INC CL A 78464R105 1 32 SH DEFINED 18 32 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 67073 617554 SH DEFINED 2 617554 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 195 1800 PUT DEFINED 3 1500 0 300 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 5477 50424 SH DEFINED 3 0 0 50424 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 3066 28230 SH DEFINED 5 28230 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 22 200 SH DEFINED 7 0 200 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1529 14081 SH DEFINED 8 591 13490 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 76 700 SH DEFINED 9 700 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 98 900 SH DEFINED 17 0 0 900 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 316 2908 SH DEFINED 2908 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 66269 462902 SH DEFINED 3 320622 95947 46333 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 11782 82303 SH DEFINED 5 82303 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 426 2974 SH DEFINED 7 0 2974 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 104 727 SH DEFINED 8 649 78 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1334 9315 SH DEFINED 9 9315 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 29 200 SH DEFINED 10 200 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 215 1500 SH DEFINED 15 1500 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 43 300 SH DEFINED 18 300 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 11493 80280 SH DEFINED 80280 0 0 SVB FINL GROUP COM 78486Q101 70 1500 SH DEFINED 3 900 0 600 SVB FINL GROUP COM 78486Q101 12 248 SH DEFINED 18 248 0 0 SWS GROUP INC COM 78503N107 303 26266 SH DEFINED 2 26266 0 0 SWS GROUP INC COM 78503N107 9 799 SH DEFINED 3 0 0 799 SWS GROUP INC COM 78503N107 3255 282300 SH DEFINED 4 0 81000 201300 SWS GROUP INC COM 78503N107 4 380 SH DEFINED 18 380 0 0 SXC HEALTH SOLUTIONS CORP COM 78505P100 54 800 SH DEFINED 1 800 0 0 SXC HEALTH SOLUTIONS CORP COM 78505P100 2018 30000 PUT DEFINED 5 30000 0 0 SXC HEALTH SOLUTIONS CORP COM 78505P100 450 6694 SH DEFINED 5 6694 0 0 SXC HEALTH SOLUTIONS CORP COM 78505P100 21 310 SH DEFINED 7 0 310 0 SXC HEALTH SOLUTIONS CORP COM 78505P100 13 200 SH DEFINED 8 200 0 0 SAFETY INS GROUP INC COM 78648T100 97 2563 SH DEFINED 2 2563 0 0 SAFETY INS GROUP INC COM 78648T100 3 69 SH DEFINED 3 0 0 69 SAFETY INS GROUP INC COM 78648T100 640 17000 SH DEFINED 4 0 0 17000 SAIA INC COM 78709Y105 85 6100 SH DEFINED 3 6100 0 0 ST MARY LD & EXPL CO NOTE 3.500% 4/ 792228AD0 61 61000 PRN DEFINED 3 61000 0 0 SAKS INC COM 79377W108 181 21000 SH DEFINED 1 21000 0 0 SAKS INC COM 79377W108 361 41974 SH DEFINED 2 41974 0 0 SAKS INC COM 79377W108 660 76726 SH DEFINED 3 0 0 76726 SAKS INC COM 79377W108 8 920 SH DEFINED 7 0 920 0 SAKS INC COM 79377W108 316 36700 SH DEFINED 14 36700 0 0 SALESFORCE COM INC COM 79466L302 8041 108000 SH DEFINED 1 108000 0 0 SALESFORCE COM INC COM 79466L302 4023 54042 SH DEFINED 2 54042 0 0 SALESFORCE COM INC COM 79466L302 10751 144410 SH DEFINED 3 138140 0 6270 SALESFORCE COM INC COM 79466L302 102 1370 SH DEFINED 18 1370 0 0 SALESFORCE COM INC COM 79466L302 226 3038 SH DEFINED 108 0 2930 SANDERS MORRIS HARRIS GROUP COM 80000Q104 6 900 SH DEFINED 3 900 0 0 SANDERS MORRIS HARRIS GROUP COM 80000Q104 310 50000 SH DEFINED 4 0 0 50000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SANDISK CORP COM 80004C101 6898 199200 SH DEFINED 1 199200 0 0 SANDISK CORP COM 80004C101 4616 133295 SH DEFINED 2 133295 0 0 SANDISK CORP COM 80004C101 812 23456 SH DEFINED 3 5224 0 18232 SANDISK CORP COM 80004C101 47 1352 SH DEFINED 5 1352 0 0 SANDISK CORP COM 80004C101 144 4164 SH DEFINED 16 4164 0 0 SANDISK CORP COM 80004C101 6 170 SH DEFINED 18 170 0 0 SANDRIDGE ENERGY INC COM 80007P307 8 1076 SH DEFINED 2 1076 0 0 SANDRIDGE ENERGY INC COM 80007P307 735 95514 SH DEFINED 3 1614 0 93900 SANDRIDGE ENERGY INC COM 80007P307 23 2950 SH DEFINED 15 2950 0 0 SANOFI AVENTIS SPONSORED ADR 80105N105 168 4500 SH DEFINED 1 4500 0 0 SANOFI AVENTIS SPONSORED ADR 80105N105 2067 55332 SH DEFINED 2 55332 0 0 SANOFI AVENTIS SPONSORED ADR 80105N105 522 13965 SH DEFINED 3 200 0 13765 SANOFI AVENTIS SPONSORED ADR 80105N105 2878 77035 SH DEFINED 5 77035 0 0 SANOFI AVENTIS SPONSORED ADR 80105N105 11 300 SH DEFINED 7 0 300 0 SANOFI AVENTIS SPONSORED ADR 80105N105 41 1086 SH DEFINED 8 1086 0 0 SANOFI AVENTIS SPONSORED ADR 80105N105 56 1500 SH DEFINED 14 1500 0 0 SANOFI AVENTIS SPONSORED ADR 80105N105 175 4675 SH DEFINED 15 4675 0 0 SANOFI AVENTIS SPONSORED ADR 80105N105 813 21771 SH DEFINED 18 21771 0 0 SANOFI AVENTIS SPONSORED ADR 80105N105 173 4622 SH DEFINED 2800 1822 0 SANOFI AVENTIS SPONSORED ADR 80105N105 2 45 SH SOLE 45 0 0 SAVIENT PHARMACEUTICALS INC COM 80517Q100 12 800 SH DEFINED 3 0 0 800 SAVVIS INC NOTE 3.0 805423AA8 2880 3100000 PRN DEFINED 3 3100000 0 0 SCANA CORP NEW COM 80589M102 2296 61081 SH DEFINED 2 61081 0 0 SCANA CORP NEW COM 80589M102 1468 39048 SH DEFINED 3 1261 0 37787 SCANA CORP NEW COM 80589M102 5 123 SH DEFINED 18 123 0 0 SCANA CORP NEW COM 80589M102 67 1791 SH DEFINED 1791 0 0 SCHEIN HENRY INC NOTE 3.0 806407AB8 7116 5541000 PRN DEFINED 3 5541000 0 0 SCICLONE PHARMACEUTICALS INC COM 80862K104 4 1000 SH DEFINED 3 0 0 1000 SCIENTIFIC GAMES CORP CL A 80874P109 21 1467 SH DEFINED 2 1467 0 0 SCIENTIFIC GAMES CORP CL A 80874P109 2379 168594 SH DEFINED 3 168594 0 0 SEAHAWK DRILLING INC COM 81201R107 69 3666 SH DEFINED 13 3666 0 0 SEALED AIR CORP NEW COM 81211K100 2162 102547 SH DEFINED 2 102547 0 0 SEALED AIR CORP NEW COM 81211K100 320 15200 PUT DEFINED 3 15200 0 0 SEALED AIR CORP NEW COM 81211K100 100 4732 SH DEFINED 3 1755 0 2977 SEALED AIR CORP NEW COM 81211K100 3 140 SH DEFINED 5 140 0 0 SEALED AIR CORP NEW COM 81211K100 30 1412 SH DEFINED 18 1412 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 8819 260000 CALL DEFINED 3 260000 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 35392 1043400 PUT DEFINED 3 1043400 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 15633 460868 SH DEFINED 3 409058 0 51810 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 422 12433 SH DEFINED 5 12433 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 25 750 SH DEFINED 8 750 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1035 30500 SH DEFINED 17 0 0 30500 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 47 1371 SH DEFINED 18 1371 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3636 113175 SH DEFINED 2 113175 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 36950 1150000 CALL DEFINED 3 1150000 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 6252 194580 SH DEFINED 3 112000 1 82579 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 674 20975 SH DEFINED 5 20975 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 514 16000 SH DEFINED 7 0 16000 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 9 275 SH DEFINED 8 75 200 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 4047 125950 SH DEFINED 17 0 0 125950 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 157 4879 SH DEFINED 18 4879 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 953 29670 SH DEFINED 29670 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 413 14778 SH DEFINED 2 14778 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 18182 650980 SH DEFINED 3 604750 0 46230 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1973 70648 SH DEFINED 5 70648 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 42 1500 SH DEFINED 8 1500 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3391 121400 SH DEFINED 17 0 0 121400 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 144 5142 SH DEFINED 18 5142 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 2839 86445 SH DEFINED 2 86445 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 5129 156181 SH DEFINED 3 1 0 156180
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1371 41734 SH DEFINED 5 41734 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 66 2000 SH DEFINED 8 2000 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 2985 90900 SH DEFINED 17 0 0 90900 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 74 2250 SH DEFINED 18 2250 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 616 10706 SH DEFINED 2 10706 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 5464 95000 CALL DEFINED 3 95000 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 14397 250300 PUT DEFINED 3 250300 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 12565 218439 SH DEFINED 3 174028 0 44411 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 193 3356 SH DEFINED 5 3356 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 58 1000 SH DEFINED 16 1000 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 4078 70900 SH DEFINED 17 0 0 70900 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 45 774 SH DEFINED 18 774 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 6327 110000 SH DEFINED 110000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 719 45072 SH DEFINED 2 45072 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 17800 1116000 CALL DEFINED 3 1116000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 33353 2091100 PUT DEFINED 3 2091100 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 10618 665718 SH DEFINED 3 269303 0 396415 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2122 133011 SH DEFINED 5 133011 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 40 2500 SH DEFINED 7 0 2500 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 52 3235 SH DEFINED 8 3235 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 117 7335 SH DEFINED 13 7335 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 107 6700 SH DEFINED 15 6700 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 25 1595 SH DEFINED 16 875 720 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 4476 280600 SH DEFINED 17 0 0 280600 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 52 3234 SH DEFINED 18 3234 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3704 232200 SH DEFINED 232200 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 171 10700 SH SOLE 10700 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2 59 SH DEFINED 2 59 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 9372 300000 CALL DEFINED 3 300000 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3124 100000 PUT DEFINED 3 100000 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 11132 356337 SH DEFINED 3 0 1 356336 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 498 15940 SH DEFINED 5 15940 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 44 1400 SH DEFINED 8 1400 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3377 108100 SH DEFINED 17 0 0 108100 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 66 2123 SH DEFINED 18 2123 0 0 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 1395 60398 SH DEFINED 2 60398 0 0 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 13550 586595 SH DEFINED 3 105200 1 481394 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 4185 181154 SH DEFINED 5 181154 0 0 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 112 4850 SH DEFINED 7 0 4850 0 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 105 4545 SH DEFINED 8 4545 0 0 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 5798 251000 SH DEFINED 17 0 0 251000 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 224 9709 SH DEFINED 18 9709 0 0 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 46 2000 SH SOLE 2000 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 59320 2000000 CALL DEFINED 3 2000000 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 11107 374476 SH DEFINED 3 0 0 374476 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1835 61870 SH DEFINED 5 61870 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1074 36200 SH DEFINED 17 0 0 36200 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 52 1739 SH DEFINED 18 1739 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 119 4025 SH DEFINED 4025 0 0 SELECT COMFORT CORP COM 81616X103 8 952 SH DEFINED 2 952 0 0 SELECT COMFORT CORP COM 81616X103 133 16730 SH DEFINED 3 0 0 16730 SELECT MED HLDGS CORP COM 81619Q105 1 117 SH DEFINED 18 117 0 0 SELIGMAN PREM TECHNO GRWTH F COM 81634U107 519 26265 SH DEFINED 3 0 0 26265 SENIOR HSG PPTYS TR SH BEN INT 81721M109 244 11005 SH DEFINED 2 11005 0 0 SENIOR HSG PPTYS TR SH BEN INT 81721M109 1319 59547 SH DEFINED 3 35721 0 23826 SENORX INC COM 81724W104 53 7227 SH DEFINED 3 0 0 7227 SENSIENT TECHNOLOGIES CORP COM 81725T100 220 7569 SH DEFINED 3 0 0 7569 SENSIENT TECHNOLOGIES CORP COM 81725T100 55 1900 SH DEFINED 5 1900 0 0 SENSIENT TECHNOLOGIES CORP COM 81725T100 58 2000 SH DEFINED 13 2000 0 0 SENSIENT TECHNOLOGIES CORP COM 81725T100 1 26 SH DEFINED 18 26 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SERACARE LIFE SCIENCES INC D COM 81747T104 134 33482 SH DEFINED 3 0 0 33482 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 7 165 SH DEFINED 3 0 0 165 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 20 450 SH DEFINED 5 450 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 275249 13852477 SH DEFINED 1 13852477 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 465 23411 SH DEFINED 2 23411 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 1611 81095 SH DEFINED 3 0 0 81095 SHAW COMMUNICATIONS INC CL B CONV 82028K200 1391 70000 CALL DEFINED 5 70000 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 90677 4563508 SH DEFINED 5 4563508 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 117801 5928601 SH DEFINED 6 5928601 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 24148 1215291 SH DEFINED 7 0 1215291 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 1590 80022 SH DEFINED 8 64542 15480 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 435 21895 SH DEFINED 9 21895 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 50 2535 SH DEFINED 15 2535 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 74 3700 SH DEFINED 17 0 0 3700 SHAW COMMUNICATIONS INC CL B CONV 82028K200 14042 706680 SH DEFINED 5;1 706680 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 411 20700 SH DEFINED 20700 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 288495 14519103 SH SOLE 14519103 0 0 SHENANDOAH TELECOMMUNICATION COM 82312B106 8 442 SH DEFINED 3 0 0 442 SHIRE PLC SPONSORED ADR 82481R106 205 3100 SH DEFINED 1 3100 0 0 SHIRE PLC SPONSORED ADR 82481R106 592 8962 SH DEFINED 2 8962 0 0 SHIRE PLC SPONSORED ADR 82481R106 42 640 SH DEFINED 3 0 0 640 SHIRE PLC SPONSORED ADR 82481R106 396 6000 SH DEFINED 5 6000 0 0 SHIRE PLC SPONSORED ADR 82481R106 10 151 SH DEFINED 7 0 151 0 SHIRE PLC SPONSORED ADR 82481R106 5 70 SH DEFINED 18 70 0 0 SHUTTERFLY INC COM 82568P304 32 1337 SH DEFINED 3 1337 0 0 SIFY TECHNOLOGIES LIMITED SPONSORED ADR 82655M107 0 50 SH DEFINED 3 0 0 50 SIGMATRON INTL INC COM 82661L101 417 70000 SH DEFINED 4 0 0 70000 SIGNATURE BK NEW YORK N Y COM 82669G104 1907 51472 SH DEFINED 2 51472 0 0 SILICON IMAGE INC COM 82705T102 5 1812 SH DEFINED 2 1812 0 0 SILICON IMAGE INC COM 82705T102 4 1200 SH DEFINED 3 0 0 1200 SILICON IMAGE INC COM 82705T102 154 51000 SH DEFINED 5 51000 0 0 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 0 72 SH DEFINED 5 72 0 0 SILICON GRAPHICS INTL CORP COM 82706L108 5 500 SH DEFINED 3 0 0 500 SILVER STD RES INC COM 82823L106 233 13111 SH DEFINED 3 1 0 13110 SILVER STD RES INC COM 82823L106 139 7800 CALL DEFINED 5 7800 0 0 SILVER STD RES INC COM 82823L106 36 2000 PUT DEFINED 5 2000 0 0 SILVER STD RES INC COM 82823L106 52 2926 SH DEFINED 5 2926 0 0 SILVER STD RES INC COM 82823L106 890 50000 SH DEFINED 16 50000 0 0 SILVER STD RES INC COM 82823L106 43 2400 SH DEFINED 2400 0 0 SILVERCORP METALS INC COM 82835P103 28 4000 SH DEFINED 3 0 0 4000 SILVERCORP METALS INC COM 82835P103 55 8000 CALL DEFINED 5 8000 0 0 SILVERCORP METALS INC COM 82835P103 246 35800 SH DEFINED 5 35800 0 0 SILVERCORP METALS INC COM 82835P103 36 5200 SH DEFINED 6 5200 0 0 SINGAPORE FD INC COM 82929L109 198 15184 SH DEFINED 3 0 0 15184 SINOPEC SHANGHAI PETROCHEMIC SPON ADR H 82935M109 12 300 SH DEFINED 5 300 0 0 SINO GLOBAL SHIPPING AMER LT COM 82935V109 1 200 SH DEFINED 3 0 0 200 SIRONA DENTAL SYSTEMS INC COM 82966C103 95 2500 SH DEFINED 1 2500 0 0 SIRONA DENTAL SYSTEMS INC COM 82966C103 113 2971 SH DEFINED 2 2971 0 0 SIRONA DENTAL SYSTEMS INC COM 82966C103 2331 61293 SH DEFINED 3 50000 0 11293 SIRONA DENTAL SYSTEMS INC COM 82966C103 53 1406 SH DEFINED 5 1406 0 0 SIRIUS XM RADIO INC COM 82967N108 304 349250 SH DEFINED 3 0 0 349250 SIRIUS XM RADIO INC COM 82967N108 1 700 SH DEFINED 5 700 0 0 SIRIUS XM RADIO INC COM 82967N108 1 700 SH DEFINED 8 700 0 0 SKILLED HEALTHCARE GROUP INC CL A 83066R107 217 35215 SH DEFINED 3 35215 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 153 9800 SH DEFINED 1 9800 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 31 1986 SH DEFINED 2 1986 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 733 47016 SH DEFINED 3 0 0 47016 SKYWORKS SOLUTIONS INC COM 83088M102 3592 230240 SH DEFINED 4 0 124940 105300 SKYWORKS SOLUTIONS INC COM 83088M102 117 7500 SH DEFINED 5 7500 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 1 56 SH DEFINED 18 56 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SMALL CAP PREM & DIV INCM FD COM 83165P101 27 2711 SH DEFINED 3 0 0 2711 SMART BALANCE INC COM 83169Y108 1932 298203 SH DEFINED 3 0 0 298203 SMART BALANCE INC COM 83169Y108 94 14580 SH DEFINED 16 14580 0 0 SMARTHEAT INC COM 83172F104 5 508 SH DEFINED 2 508 0 0 SMARTHEAT INC COM 83172F104 216 20118 SH DEFINED 3 7700 590 11828 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 1362 27212 SH DEFINED 2 27212 0 0 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 181 3610 SH DEFINED 3 0 0 3610 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 37 745 SH DEFINED 5 745 0 0 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 12606 251812 SH DEFINED 13 251812 0 0 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 11 216 SH DEFINED 18 216 0 0 SMITHFIELD FOODS INC NOTE 4.0 832248AR9 4042 3525000 PRN DEFINED 3 3525000 0 0 SOFTWARE HOLDRS TR DEPOSITRY RCPT 83404B103 25 600 SH DEFINED 3 0 0 600 SOFTWARE HOLDRS TR DEPOSITRY RCPT 83404B103 21 500 SH DEFINED 5 500 0 0 SOHU COM INC COM 83408W103 938 17182 SH DEFINED 3 15181 0 2001 SOHU COM INC COM 83408W103 632 11582 SH DEFINED 5 11582 0 0 SOHU COM INC COM 83408W103 25 450 SH DEFINED 450 0 0 SOLARFUN POWER HOLDINGS CO L SPONSORED ADR 83415U108 138 17511 SH DEFINED 3 0 0 17511 SOLITARIO EXPL & RTY CORP COM 8342EP107 8 3800 SH DEFINED 5 3800 0 0 SONIC AUTOMOTIVE INC CL A 83545G102 0 25 SH DEFINED 3 0 0 25 SONOSITE INC COM 83568G104 42 1300 SH DEFINED 1 1300 0 0 SONOSITE INC COM 83568G104 0 13 SH DEFINED 2 13 0 0 SONOSITE INC COM 83568G104 320 9968 SH DEFINED 3 0 0 9968 SONOSITE INC COM 83568G104 8226 256168 SH DEFINED 4 0 203648 52520 SOURCEFIRE INC COM 83616T108 741 32300 SH DEFINED 1 32300 0 0 SOURCEFIRE INC COM 83616T108 343 14926 SH DEFINED 2 14926 0 0 SOURCEFIRE INC COM 83616T108 2352 102500 CALL DEFINED 3 102500 0 0 SOURCEFIRE INC COM 83616T108 1158 50471 SH DEFINED 3 40000 0 10471 SOUTHERN COPPER CORP COM 84265V105 1918 60570 SH DEFINED 3 48766 0 11804 SOUTHERN COPPER CORP COM 84265V105 437 13783 SH DEFINED 5 13783 0 0 SOUTHERN COPPER CORP COM 84265V105 97 3053 SH DEFINED 10 3053 0 0 SOUTHERN COPPER CORP COM 84265V105 93 2937 SH DEFINED 13 2937 0 0 SOUTHERN COPPER CORP COM 84265V105 99 3125 SH DEFINED 17 0 0 3125 SOUTHERN COPPER CORP COM 84265V105 200 6300 SH DEFINED 18 6300 0 0 SOUTHERN COPPER CORP COM 84265V105 255 8055 SH SOLE 8055 0 0 SOUTHSIDE BANCSHARES INC COM 84470P109 0 5 SH DEFINED 3 0 0 5 SOUTHSIDE BANCSHARES INC COM 84470P109 58 2686 SH DEFINED 5 2686 0 0 SOVRAN SELF STORAGE INC COM 84610H108 975 27970 SH DEFINED 2 27970 0 0 SOVRAN SELF STORAGE INC COM 84610H108 59 1688 SH DEFINED 3 0 0 1688 SPARK NETWORKS INC COM 84651P100 214 60000 SH DEFINED 16 60000 0 0 SPECIAL OPPORTUNITIES FD INC COM 84741T104 27 2000 SH DEFINED 3 0 0 2000 SPECTRA ENERGY PARTNERS LP COM 84756N109 86 2825 SH DEFINED 2 2825 0 0 SPECTRA ENERGY PARTNERS LP COM 84756N109 357 11743 SH DEFINED 3 0 0 11743 SPECTRA ENERGY PARTNERS LP COM 84756N109 9 280 SH DEFINED 280 0 0 SPECTRANETICS CORP COM 84760C107 348 50350 SH DEFINED 3 0 0 50350 SPECTRUM PHARMACEUTICALS INC COM 84763A108 57 12458 SH DEFINED 3 0 0 12458 SPECTRUM PHARMACEUTICALS INC COM 84763A108 0 2 SH DEFINED 5 2 0 0 SPECTRUM PHARMACEUTICALS INC COM 84763A108 0 8 SH DEFINED 8 0 0 SPORT SUPPLY GROUP INC DEL COM 84916A104 10 711 SH DEFINED 8 711 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 4723 477540 SH DEFINED 3 0 0 477540 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 5487 554830 SH DEFINED 5 554830 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 128 12985 SH DEFINED 8 12985 0 0 STAGE STORES INC COM NEW 85254C305 2 100 SH DEFINED 2 100 0 0 STAGE STORES INC COM NEW 85254C305 2 112 SH DEFINED 3 0 0 112 STAGE STORES INC COM NEW 85254C305 754 49000 SH DEFINED 4 0 0 49000 STANDARD PAC CORP NEW COM 85375C101 15 3400 SH DEFINED 3 3400 0 0 STANTEC INC COM 85472N109 6308 241864 SH DEFINED 5 241864 0 0 STANTEC INC COM 85472N109 2871 110100 SH DEFINED 6 110100 0 0 STANTEC INC COM 85472N109 33 1256 SH DEFINED 8 1256 0 0 STANTEC INC COM 85472N109 8 300 SH DEFINED 15 300 0 0 STANTEC INC COM 85472N109 68 2600 SH SOLE 2600 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- STAR GAS PARTNERS L P UNIT LTD PARTNR 85512C105 47 10800 SH DEFINED 3 0 0 10800 STAR SCIENTIFIC INC COM 85517P101 51 20000 SH DEFINED 3 0 0 20000 STARTEK INC COM 85569C107 0 50 SH DEFINED 3 0 0 50 STARTEK INC COM 85569C107 487 70000 SH DEFINED 4 0 0 70000 STARWOOD PPTY TR INC COM 85571B105 214 11100 SH DEFINED 2 11100 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 63006 1350900 SH DEFINED 1 1350900 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 3280 70318 SH DEFINED 2 70318 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 5007 107351 SH DEFINED 3 45005 0 62346 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 10349 221890 SH DEFINED 4 0 96350 125540 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 61 1318 SH DEFINED 18 1318 0 0 STATOIL ASA SPONSORED ADR 85771P102 139 5958 SH DEFINED 2 5958 0 0 STATOIL ASA SPONSORED ADR 85771P102 2062 88400 CALL DEFINED 3 88400 0 0 STATOIL ASA SPONSORED ADR 85771P102 2787 119470 SH DEFINED 3 0 0 119470 STATOIL ASA SPONSORED ADR 85771P102 4626 198271 SH DEFINED 5 198271 0 0 STATOIL ASA SPONSORED ADR 85771P102 104 4473 SH DEFINED 8 4473 0 0 STATOIL ASA SPONSORED ADR 85771P102 5 221 SH DEFINED 15 221 0 0 STATOIL ASA SPONSORED ADR 85771P102 215 9195 SH DEFINED 18 9195 0 0 STATOIL ASA SPONSORED ADR 85771P102 1 35 SH DEFINED 5;1 35 0 0 STATOIL ASA SPONSORED ADR 85771P102 28 1200 SH DEFINED 1200 0 0 STEMCELLS INC COM 85857R105 0 250 SH DEFINED 3 0 0 250 STERLING BANKS INC COM 85915B100 1 317 SH DEFINED 3 0 0 317 STEREOTAXIS INC COM 85916J102 360 71850 SH DEFINED 3 0 0 71850 STILLWATER MNG CO COM 86074Q102 676 52076 SH DEFINED 3 0 0 52076 STONERIDGE INC COM 86183P102 158 16000 SH DEFINED 4 0 0 16000 STONEMOR PARTNERS L P COM UNITS 86183Q100 247 12830 SH DEFINED 3 0 0 12830 STRATEGIC HOTELS & RESORTS I COM 86272T106 1 200 SH DEFINED 3 0 0 200 SUN BANCORP INC COM 86663B102 298 75600 SH DEFINED 4 0 0 75600 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 1196 17453 SH DEFINED 2 17453 0 0 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 1623 23687 SH DEFINED 3 0 0 23687 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 17 252 SH DEFINED 5 252 0 0 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 16 235 SH DEFINED 15 235 0 0 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 84 1225 SH DEFINED 1225 0 0 SUNOCO INC COM 86764P109 1684 56671 SH DEFINED 2 56671 0 0 SUNOCO INC COM 86764P109 215 7234 SH DEFINED 3 1293 0 5941 SUNOCO INC COM 86764P109 237 7978 SH DEFINED 5 7978 0 0 SUNOCO INC COM 86764P109 5 174 SH DEFINED 18 174 0 0 SUNOCO INC COM 86764P109 6 204 SH DEFINED 204 0 0 SUNPOWER CORP DBCV 0.7 867652AB5 6887 6952000 PRN DEFINED 3 6952000 0 0 SUNRISE SENIOR LIVING INC COM 86768K106 5 1000 SH DEFINED 3 1000 0 0 SUNOPTA INC COM 8676EP108 8 1900 SH DEFINED 5 1900 0 0 SUNTECH PWR HLDGS CO LTD ADR 86800C104 85 6028 SH DEFINED 3 0 0 6028 SUNTECH PWR HLDGS CO LTD ADR 86800C104 127 9077 SH DEFINED 5 9077 0 0 SUNTECH PWR HLDGS CO LTD ADR 86800C104 1 100 SH DEFINED 8 100 0 0 SUNTECH PWR HLDGS CO LTD ADR 86800C104 252 18000 SH DEFINED 14 18000 0 0 SUPERIOR BANCORP COM NEW 86806M205 1 451 SH DEFINED 3 0 0 451 SUPERIOR WELL SVCS INC COM 86837X105 17 1300 SH DEFINED 2 1300 0 0 SYMANTEC CORP NOTE 0.7 871503AD0 1660 1590000 PRN DEFINED 3 1590000 0 0 SYMANTEC CORP NOTE 1.0 871503AF5 2199 2064000 PRN DEFINED 3 2058000 0 6000 SYMETRA FINL CORP COM 87151Q106 46 3500 SH DEFINED 3 0 0 3500 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 1187 61400 SH DEFINED 1 61400 0 0 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 3 180 SH DEFINED 5 180 0 0 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 3 160 SH DEFINED 16 160 0 0 SYNAPTICS INC COM 87157D109 24 880 SH DEFINED 3 0 0 880 SYNAPTICS INC COM 87157D109 12 450 SH DEFINED 5 450 0 0 SYNAPTICS INC COM 87157D109 18 645 SH DEFINED 18 645 0 0 SYNGENTA AG SPONSORED ADR 87160A100 84 1505 SH DEFINED 3 0 0 1505 SYNGENTA AG SPONSORED ADR 87160A100 5358 96528 SH DEFINED 5 96528 0 0 SYNGENTA AG SPONSORED ADR 87160A100 6 100 SH DEFINED 7 0 100 0 SYNGENTA AG SPONSORED ADR 87160A100 108 1941 SH DEFINED 8 1941 0 0 SYNGENTA AG SPONSORED ADR 87160A100 29 522 SH DEFINED 18 522 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SYNGENTA AG SPONSORED ADR 87160A100 10288 185339 SH DEFINED 5;1 185339 0 0 SYNGENTA AG SPONSORED ADR 87160A100 17 300 SH DEFINED 300 0 0 SYNOVUS FINL CORP COM 87161C105 109 33278 SH DEFINED 2 33278 0 0 SYNOVUS FINL CORP COM 87161C105 529 160793 SH DEFINED 3 138217 0 22576 SYNOVUS FINL CORP COM 87161C105 13 4000 SH DEFINED 7 0 4000 0 SYNOVUS FINL CORP COM 87161C105 198 60151 SH DEFINED 60151 0 0 SYNTEL INC COM 87162H103 10 250 SH DEFINED 7 0 250 0 SYNTA PHARMACEUTICALS CORP COM 87162T206 79 18240 SH DEFINED 3 18240 0 0 SYNNEX CORP COM 87162W100 19 658 SH DEFINED 2 658 0 0 SYNNEX CORP COM 87162W100 591 20000 SH DEFINED 4 0 0 20000 SYNIVERSE HLDGS INC COM 87163F106 12 616 SH DEFINED 3 0 0 616 SYNIVERSE HLDGS INC COM 87163F106 1 62 SH DEFINED 18 62 0 0 TC PIPELINES LP UT COM LTD PRT 87233Q108 824 21680 SH DEFINED 2 21680 0 0 TC PIPELINES LP UT COM LTD PRT 87233Q108 1847 48575 SH DEFINED 3 0 0 48575 TC PIPELINES LP UT COM LTD PRT 87233Q108 12 325 SH DEFINED 325 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 1020 53500 SH DEFINED 1 53500 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 44 2332 SH DEFINED 3 697 0 1635 TD AMERITRADE HLDG CORP COM 87236Y108 13 688 SH DEFINED 18 688 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 119 6231 SH DEFINED 301 0 5930 TFS FINL CORP COM 87240R107 9 675 SH DEFINED 2 675 0 0 TFS FINL CORP COM 87240R107 2005 150221 SH DEFINED 3 150221 0 0 TICC CAPITAL CORP COM 87244T109 208 31496 SH DEFINED 3 0 0 31496 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 44753 1565900 SH DEFINED 1 1565900 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 684 23937 SH DEFINED 3 3055 0 20882 TS&W CLAYMORE TAX ADVNTG BL COM 87280R108 233 22670 SH DEFINED 3 0 0 22670 TTM TECHNOLOGIES INC COM 87305R109 289 32575 SH DEFINED 2 32575 0 0 TTM TECHNOLOGIES INC COM 87305R109 2 250 SH DEFINED 3 0 0 250 TTM TECHNOLOGIES INC COM 87305R109 15 1659 SH DEFINED 18 1659 0 0 TW TELECOM INC COM 87311L104 769 42361 SH DEFINED 3 42281 0 80 TW TELECOM INC COM 87311L104 8 450 SH DEFINED 18 450 0 0 TAM SA SP ADR REP PFD 87484D103 228 13425 SH DEFINED 3 4000 0 9425 TANZANIAN ROYALTY EXPL CORP COM 87600U104 1 200 SH DEFINED 3 0 0 200 TANZANIAN ROYALTY EXPL CORP COM 87600U104 13 3200 SH DEFINED 5 3200 0 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 124 4687 SH DEFINED 2 4687 0 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 8386 316352 SH DEFINED 3 50973 0 265379 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 487 18378 SH DEFINED 18 18378 0 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 11 400 SH DEFINED 400 0 0 TASER INTL INC COM 87651B104 314 53470 SH DEFINED 2 53470 0 0 TASER INTL INC COM 87651B104 259 44175 SH DEFINED 3 0 0 44175 TEAM HEALTH HOLDINGS INC COM 87817A107 341 20300 SH DEFINED 3 20300 0 0 TECH DATA CORP DBCV 2.750 878237AE6 3 3000 PRN DEFINED 3 0 0 3000 TECHWELL INC COM 87874D101 5523 295338 SH DEFINED 3 295338 0 0 TELECOM HLDRS TR DEPOSITRY RCPT 87927P200 16 675 SH DEFINED 3 75 0 600 TELECOM HLDRS TR DEPOSITRY RCPT 87927P200 32 1300 SH DEFINED 5 1300 0 0 TELECOM HLDRS TR DEPOSITRY RCPT 87927P200 722 29800 SH DEFINED 14 29800 0 0 TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 375 26138 SH DEFINED 2 26138 0 0 TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 27 1850 SH DEFINED 5 1850 0 0 TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 535 37294 SH DEFINED 18 37294 0 0 TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 14 1264 SH DEFINED 2 1264 0 0 TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 6 561 SH DEFINED 5 561 0 0 TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 3 234 SH DEFINED 15 234 0 0 TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 23 2082 SH DEFINED 18 2082 0 0 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 464 21314 SH DEFINED 2 21314 0 0 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 89 4071 SH DEFINED 3 0 0 4071 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 31 1412 SH DEFINED 5 1412 0 0 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 1 35 SH DEFINED 35 0 0 TELECOMMUNICATION SYS INC CL A 87929J103 403 54894 SH DEFINED 2 54894 0 0 TELECOMMUNICATION SYS INC CL A 87929J103 742 101072 SH DEFINED 3 95410 0 5662 TELESTONE TECHNOLOGIES CORP COM 87953J102 240 13741 SH DEFINED 3 0 0 13741 TELUS CORP NON-VTG SHS 87971M202 224552 6268909 SH DEFINED 1 6268909 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- TELUS CORP NON-VTG SHS 87971M202 2796 78066 SH DEFINED 3 0 0 78066 TELUS CORP NON-VTG SHS 87971M202 8874 247729 SH DEFINED 5 247729 0 0 TELUS CORP NON-VTG SHS 87971M202 133079 3715207 SH DEFINED 6 3715207 0 0 TELUS CORP NON-VTG SHS 87971M202 7089 197899 SH DEFINED 7 0 197899 0 TELUS CORP NON-VTG SHS 87971M202 184 5125 SH DEFINED 8 2400 2725 0 TELUS CORP NON-VTG SHS 87971M202 185 5174 SH DEFINED 9 5174 0 0 TELUS CORP NON-VTG SHS 87971M202 5 145 SH DEFINED 15 145 0 0 TELUS CORP NON-VTG SHS 87971M202 260 7251 SH DEFINED 7251 0 0 TELUS CORP NON-VTG SHS 87971M202 151698 4235000 SH SOLE 4235000 0 0 TEMPLETON DRAGON FD INC COM 88018T101 269 10389 SH DEFINED 3 0 0 10389 TEMPLETON DRAGON FD INC COM 88018T101 537 20706 SH DEFINED 5 20706 0 0 TEMPLETON DRAGON FD INC COM 88018T101 26 1000 SH DEFINED 7 0 1000 0 TEMPLETON DRAGON FD INC COM 88018T101 37 1425 SH DEFINED 8 1425 0 0 TEMPLETON DRAGON FD INC COM 88018T101 329 12710 SH DEFINED 16 12710 0 0 TEMPLETON RUS AND EAST EUR F COM 88022F105 10 500 SH DEFINED 3 0 0 500 TEMPLETON RUS AND EAST EUR F COM 88022F105 61 3000 SH DEFINED 16 3000 0 0 TEMPUR PEDIC INTL INC COM 88023U101 13 430 SH DEFINED 2 430 0 0 TEMPUR PEDIC INTL INC COM 88023U101 24 800 SH DEFINED 3 0 0 800 TEMPUR PEDIC INTL INC COM 88023U101 11 350 SH DEFINED 8 350 0 0 TEMPUR PEDIC INTL INC COM 88023U101 17 568 SH DEFINED 18 568 0 0 TENARIS S A SPONSORED ADR 88031M109 1 23 SH DEFINED 2 23 0 0 TENARIS S A SPONSORED ADR 88031M109 3221 75000 PUT DEFINED 3 75000 0 0 TENARIS S A SPONSORED ADR 88031M109 283 6585 SH DEFINED 3 0 0 6585 TENARIS S A SPONSORED ADR 88031M109 32 738 SH DEFINED 18 738 0 0 TENARIS S A SPONSORED ADR 88031M109 12 274 SH DEFINED 274 0 0 TENET HEALTHCARE CORP COM 88033G100 181 31700 SH DEFINED 1 31700 0 0 TENET HEALTHCARE CORP COM 88033G100 2176 380336 SH DEFINED 2 380336 0 0 TENET HEALTHCARE CORP COM 88033G100 858 150000 CALL DEFINED 3 150000 0 0 TENET HEALTHCARE CORP COM 88033G100 390 68266 SH DEFINED 3 32912 0 35354 TENET HEALTHCARE CORP COM 88033G100 82 14250 SH DEFINED 4 0 14250 0 TENET HEALTHCARE CORP COM 88033G100 18 3210 SH DEFINED 5 3210 0 0 TENET HEALTHCARE CORP COM 88033G100 40 7038 SH DEFINED 18 7038 0 0 TENNESSEE COMMERCE BANCORP I COM 88043P108 129 17104 SH DEFINED 3 0 0 17104 TERADATA CORP DEL COM 88076W103 2993 103614 SH DEFINED 2 103614 0 0 TERADATA CORP DEL COM 88076W103 145 5030 SH DEFINED 3 1858 0 3172 TERADATA CORP DEL COM 88076W103 1 33 SH DEFINED 15 33 0 0 TERRITORIAL BANCORP INC COM 88145X108 0 8 SH DEFINED 18 8 0 0 TESCO CORP COM 88157K101 58 4952 SH DEFINED 2 4952 0 0 TESCO CORP COM 88157K101 1551 132900 SH DEFINED 4 0 47000 85900 TESCO CORP COM 88157K101 23 2000 SH DEFINED 5 2000 0 0 TESCO CORP COM 88157K101 6 500 SH DEFINED 500 0 0 TETRA TECHNOLOGIES INC DEL COM 88162F105 27 2200 SH DEFINED 3 0 0 2200 TETRA TECHNOLOGIES INC DEL COM 88162F105 6529 534318 SH DEFINED 4 0 424668 109650 TETRA TECHNOLOGIES INC DEL COM 88162F105 7 549 SH DEFINED 18 549 0 0 TETRA TECH INC NEW COM 88162G103 903 39201 SH DEFINED 3 0 0 39201 TETRA TECH INC NEW COM 88162G103 10259 445273 SH DEFINED 4 0 352593 92680 TEVA PHARMACEUTICAL FIN LLC DBCV 0. 88163VAE9 7 5000 PRN DEFINED 3 0 0 5000 TESSERA TECHNOLOGIES INC COM 88164L100 40 1975 SH DEFINED 2 1975 0 0 TESSERA TECHNOLOGIES INC COM 88164L100 5 240 SH DEFINED 3 0 0 240 TESSERA TECHNOLOGIES INC COM 88164L100 58 2857 SH DEFINED 16 2857 0 0 TEVA PHARMACEUTICAL FIN II L DBCV 0. 88164RAA5 46 27000 PRN DEFINED 3 27000 0 0 TEVA PHARMACEUTICAL FIN II L DBCV 0. 88164RAB3 66 36000 PRN DEFINED 3 36000 0 0 TEVA PHARMACEUTICAL FIN CO B NOTE 1. 88165FAA0 12 9000 PRN DEFINED 3 0 0 9000 THE9 LTD ADR 88337K104 11 1560 SH DEFINED 5 1560 0 0 THERAVANCE INC COM 88338T104 241 18093 SH DEFINED 3 18000 0 93 THORATEC CORP NOTE 1. 885175AB5 321 320000 PRN DEFINED 3 320000 0 0 3-D SYS CORP DEL COM NEW 88554D205 175 12791 SH DEFINED 3 0 0 12791 3M CO COM 88579Y101 4045 48400 SH DEFINED 1 48400 0 0 3M CO COM 88579Y101 25512 305276 SH DEFINED 2 305276 0 0 3M CO COM 88579Y101 21861 261585 SH DEFINED 3 8172 29126 224287
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- 3M CO COM 88579Y101 19140 229030 SH DEFINED 5 229030 0 0 3M CO COM 88579Y101 652 7800 SH DEFINED 6 7800 0 0 3M CO COM 88579Y101 611 7313 SH DEFINED 7 0 7313 0 3M CO COM 88579Y101 602 7206 SH DEFINED 8 7206 0 0 3M CO COM 88579Y101 242 2900 SH DEFINED 9 2900 0 0 3M CO COM 88579Y101 201 2400 SH DEFINED 11 2400 0 0 3M CO COM 88579Y101 301 3600 SH DEFINED 14 3600 0 0 3M CO COM 88579Y101 251 3000 SH DEFINED 15 3000 0 0 3M CO COM 88579Y101 64 767 SH DEFINED 16 297 470 0 3M CO COM 88579Y101 3220 38529 SH DEFINED 18 38529 0 0 3M CO COM 88579Y101 209 2506 SH DEFINED 515 1991 0 3M CO COM 88579Y101 8 100 SH SOLE 100 0 0 3PAR INC COM 88580F109 304 30434 SH DEFINED 2 30434 0 0 3PAR INC COM 88580F109 26 2600 SH DEFINED 3 0 0 2600 TIBCO SOFTWARE INC COM 88632Q103 1095 101400 SH DEFINED 1 101400 0 0 TIBCO SOFTWARE INC COM 88632Q103 10 900 SH DEFINED 3 0 0 900 TIBCO SOFTWARE INC COM 88632Q103 24 2200 SH DEFINED 16 2200 0 0 TIERONE CORP COM 88650R108 17 54000 SH DEFINED 4 0 0 54000 TIM HORTONS INC COM 88706M103 117068 3592131 SH DEFINED 1 3592131 0 0 TIM HORTONS INC COM 88706M103 106 3259 SH DEFINED 3 0 0 3259 TIM HORTONS INC COM 88706M103 1085 33300 CALL DEFINED 5 33300 0 0 TIM HORTONS INC COM 88706M103 44887 1377313 SH DEFINED 5 1377313 0 0 TIM HORTONS INC COM 88706M103 31056 952919 SH DEFINED 6 952919 0 0 TIM HORTONS INC COM 88706M103 1884 57818 SH DEFINED 7 0 57818 0 TIM HORTONS INC COM 88706M103 1246 38241 SH DEFINED 8 37906 335 0 TIM HORTONS INC COM 88706M103 55 1685 SH DEFINED 9 1685 0 0 TIM HORTONS INC COM 88706M103 59 1800 SH DEFINED 17 0 0 1800 TIM HORTONS INC COM 88706M103 16 495 SH DEFINED 5;1 495 0 0 TIM HORTONS INC COM 88706M103 60 1845 SH DEFINED 1845 0 0 TIM HORTONS INC COM 88706M103 39119 1200342 SH SOLE 1200342 0 0 TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 434 15628 SH DEFINED 2 15628 0 0 TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 16 586 SH DEFINED 3 500 0 86 TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 278 10000 SH DEFINED 14 10000 0 0 TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 18 638 SH DEFINED 18 638 0 0 TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 0 4 SH DEFINED 4 0 0 TIME WARNER TELECOM INC DBCV 2. 887319AC5 1469 1290000 PRN DEFINED 3 1290000 0 0 TIME WARNER CABLE INC COM 88732J207 18659 350000 SH DEFINED 1 350000 0 0 TIME WARNER CABLE INC COM 88732J207 7215 135334 SH DEFINED 2 135334 0 0 TIME WARNER CABLE INC COM 88732J207 2010 37701 SH DEFINED 3 13897 0 23804 TIME WARNER CABLE INC COM 88732J207 58 1087 SH DEFINED 5 1087 0 0 TIME WARNER CABLE INC COM 88732J207 3 51 SH DEFINED 7 0 51 0 TIME WARNER CABLE INC COM 88732J207 1 16 SH DEFINED 8 16 0 0 TIME WARNER CABLE INC COM 88732J207 8 155 SH DEFINED 14 155 0 0 TIME WARNER CABLE INC COM 88732J207 76 1421 SH DEFINED 15 1421 0 0 TIME WARNER CABLE INC COM 88732J207 1064 19962 SH DEFINED 16 19962 0 0 TIME WARNER CABLE INC COM 88732J207 46 865 SH DEFINED 18 865 0 0 TIME WARNER CABLE INC COM 88732J207 32 600 SH DEFINED 600 0 0 TITAN INTL INC ILL COM 88830M102 1036 118700 SH DEFINED 1 118700 0 0 TITAN INTL INC ILL COM 88830M102 58 6701 SH DEFINED 2 6701 0 0 TITAN INTL INC ILL COM 88830M102 1584 181500 SH DEFINED 3 181500 0 0 TITAN INTL INC ILL COM 88830M102 7 855 SH DEFINED 18 855 0 0 TOFUTTI BRANDS INC COM 88906B105 1 1000 SH DEFINED 5 1000 0 0 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 1571 49935 SH DEFINED 3 0 0 49935 TORTOISE CAP RES CORP COM 89147N304 120 16127 SH DEFINED 3 0 0 16127 TORTOISE NORTH AMRN ENRGY CO COM 89147T103 382 16510 SH DEFINED 3 0 0 16510 TORTOISE NORTH AMRN ENRGY CO COM 89147T103 250 10829 SH DEFINED 18 10829 0 0 TORTOISE ENERGY CAP CORP COM 89147U100 1549 62804 SH DEFINED 3 0 0 62804 TORTOISE PWR & ENERGY INFRAS COM 89147X104 119 5570 SH DEFINED 3 0 0 5570 TOWNEBANK PORTSMOUTH VA COM 89214P109 256 18370 SH DEFINED 3 17970 0 400 TRANS WORLD ENTMT CORP COM 89336Q100 270 150000 SH DEFINED 4 0 0 150000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- TRANSALTA CORP COM 89346D107 117923 5347964 SH DEFINED 1 5347964 0 0 TRANSALTA CORP COM 89346D107 1230 55800 CALL DEFINED 5 55800 0 0 TRANSALTA CORP COM 89346D107 40364 1830562 SH DEFINED 5 1830562 0 0 TRANSALTA CORP COM 89346D107 6396 290050 SH DEFINED 6 290050 0 0 TRANSALTA CORP COM 89346D107 5115 231991 SH DEFINED 7 0 231991 0 TRANSALTA CORP COM 89346D107 2149 97450 SH DEFINED 8 25055 72395 0 TRANSALTA CORP COM 89346D107 631 28604 SH DEFINED 9 28604 0 0 TRANSALTA CORP COM 89346D107 265 12000 SH DEFINED 15 12000 0 0 TRANSALTA CORP COM 89346D107 101 4580 SH DEFINED 4580 0 0 TRANSALTA CORP COM 89346D107 201811 9152447 SH SOLE 9152447 0 0 TRANSCANADA CORP COM 89353D107 634733 17266941 SH DEFINED 1 17266941 0 0 TRANSCANADA CORP COM 89353D107 1862 50660 SH DEFINED 3 0 0 50660 TRANSCANADA CORP COM 89353D107 9547 259700 CALL DEFINED 5 259700 0 0 TRANSCANADA CORP COM 89353D107 323 8800 PUT DEFINED 5 8800 0 0 TRANSCANADA CORP COM 89353D107 282179 7676253 SH DEFINED 5 7676253 0 0 TRANSCANADA CORP COM 89353D107 29777 810038 SH DEFINED 6 810038 0 0 TRANSCANADA CORP COM 89353D107 60108 1635141 SH DEFINED 7 0 1635141 0 TRANSCANADA CORP COM 89353D107 8640 235049 SH DEFINED 8 198321 36728 0 TRANSCANADA CORP COM 89353D107 2916 79320 SH DEFINED 9 79320 0 0 TRANSCANADA CORP COM 89353D107 499 13566 SH DEFINED 14 13566 0 0 TRANSCANADA CORP COM 89353D107 224 6091 SH DEFINED 15 6091 0 0 TRANSCANADA CORP COM 89353D107 681 18525 SH DEFINED 17 0 0 18525 TRANSCANADA CORP COM 89353D107 114 3108 SH DEFINED 18 3108 0 0 TRANSCANADA CORP COM 89353D107 74774 2034100 SH DEFINED 5;1 2034100 0 0 TRANSCANADA CORP COM 89353D107 1573 42787 SH DEFINED 42787 0 0 TRANSCANADA CORP COM 89353D107 960237 26121779 SH SOLE 26121779 0 0 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 1378 50588 SH DEFINED 3 42229 0 8359 TRANSOCEAN INC NOTE 1.6 893830AU3 10 10000 PRN DEFINED 3 0 0 10000 TRANSOCEAN INC NOTE 1.5 893830AV1 5606 5742000 PRN DEFINED 3 5000000 0 742000 TRANSOCEAN INC NOTE 1.5 893830AW9 12012 12545000 PRN DEFINED 3 12541000 0 4000 TRAVELZOO INC COM 89421Q106 20 1300 SH DEFINED 3 0 0 1300 TREEHOUSE FOODS INC COM 89469A104 136 3111 SH DEFINED 2 3111 0 0 TREEHOUSE FOODS INC COM 89469A104 6 140 SH DEFINED 3 0 0 140 TREX CO INC COM 89531P105 10 484 SH DEFINED 2 484 0 0 TREX CO INC COM 89531P105 234 11000 SH DEFINED 4 0 0 11000 TRINITY INDS INC NOTE 3.8 896522AF6 4 5000 PRN DEFINED 3 0 0 5000 TRIQUINT SEMICONDUCTOR INC COM 89674K103 323 46115 SH DEFINED 2 46115 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 775 110751 SH DEFINED 3 0 0 110751 TRIQUINT SEMICONDUCTOR INC COM 89674K103 3054 436304 SH DEFINED 4 0 346094 90210 TRIQUINT SEMICONDUCTOR INC COM 89674K103 1 100 SH DEFINED 18 100 0 0 TRUE RELIGION APPAREL INC COM 89784N104 18510 609696 SH DEFINED 4 0 452246 157450 TRUEBLUE INC COM 89785X101 3 188 SH DEFINED 18 188 0 0 21ST CENTY HLDG CO COM 90136Q100 286 70000 SH DEFINED 4 0 0 70000 TWO HBRS INVT CORP COM 90187B101 128 14000 SH DEFINED 3 0 0 14000 USANA HEALTH SCIENCES INC COM 90328M107 3 98 SH DEFINED 2 98 0 0 USANA HEALTH SCIENCES INC COM 90328M107 8 250 SH DEFINED 3 0 0 250 USANA HEALTH SCIENCES INC COM 90328M107 104 3320 SH DEFINED 5 3320 0 0 USANA HEALTH SCIENCES INC COM 90328M107 2 75 SH DEFINED 18 75 0 0 USA TECHNOLOGIES INC *W EXP 12/31/201 90328S179 15 47700 SH DEFINED 3 47700 0 0 USEC INC NOTE 3.0 90333EAC2 2 2000 PRN DEFINED 3 0 0 2000 U S CONCRETE INC COM 90333L102 206 541910 SH DEFINED 4 0 0 541910 U S PHYSICAL THERAPY INC COM 90337L108 1455 83600 SH DEFINED 4 0 32800 50800 U S GEOTHERMAL INC COM 90338S102 6 7000 SH DEFINED 3 0 0 7000 U S GEOTHERMAL INC COM 90338S102 0 200 SH DEFINED 5 200 0 0 USA MOBILITY INC COM 90341G103 380 30000 SH DEFINED 4 0 0 30000 U S AIRWAYS GROUP INC COM 90341W108 32 4400 SH DEFINED 1 4400 0 0 U S AIRWAYS GROUP INC COM 90341W108 1495 203377 SH DEFINED 3 28000 0 175377 U S AIRWAYS GROUP INC COM 90341W108 147 20000 SH DEFINED 16 20000 0 0 U.S. AUTO PARTS NETWORK INC COM 90343C100 155 20573 SH DEFINED 3 0 0 20573 ULTA SALON COSMETCS & FRAG I COM 90384S303 112 4943 SH DEFINED 2 4943 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ULTA SALON COSMETCS & FRAG I COM 90384S303 488 21592 SH DEFINED 3 0 0 21592 ULTA SALON COSMETCS & FRAG I COM 90384S303 37 1624 SH DEFINED 5 1624 0 0 ULTA SALON COSMETCS & FRAG I COM 90384S303 5 243 SH DEFINED 18 243 0 0 ULTIMATE SOFTWARE GROUP INC COM 90385D107 50 1532 SH DEFINED 5 1532 0 0 ULTIMATE SOFTWARE GROUP INC COM 90385D107 12 357 SH DEFINED 18 357 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 4 73 SH DEFINED 3 0 0 73 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 6 129 SH DEFINED 18 129 0 0 ULURU INC COM 90403T100 2 10000 SH DEFINED 3 0 0 10000 UNION FIRST MKT BANKSH CP COM 90662P104 80 5300 SH DEFINED 3 100 0 5200 UNITED AMER INDEMNITY LTD CL A 90933T109 32 3309 SH DEFINED 3 0 0 3309 UNITED FINANCIAL BANCORP INC COM 91030T109 0 16 SH DEFINED 18 16 0 0 UNITED STS GASOLINE FD LP UNITS 91201T102 233 6151 SH DEFINED 5 6151 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 32063 795800 CALL DEFINED 3 795800 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 27635 685900 PUT DEFINED 3 685900 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 568 14105 SH DEFINED 3 3735 0 10370 UNITED STATES OIL FUND LP UNITS 91232N108 103 2564 SH DEFINED 5 2564 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 40 1000 SH DEFINED 13 1000 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 322 8000 SH DEFINED 15 8000 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 57 1404 SH DEFINED 18 1404 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 68 1700 SH DEFINED 1700 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 119 2945 SH SOLE 2945 0 0 U STORE IT TR COM 91274F104 62 8600 SH DEFINED 3 0 0 8600 U STORE IT TR COM 91274F104 3 381 SH DEFINED 18 381 0 0 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 20 500 SH DEFINED 3 0 0 500 UNITED STS 12 MONTH NAT GAS UNIT BEN INT 91288X109 276 6800 SH DEFINED 3 0 0 6800 UNITED STATES STL CORP NEW NOTE 4. 912909AE8 50 24000 PRN DEFINED 3 23000 0 1000 UNITED THERAPEUTICS CORP DEL COM 91307C102 55 1000 SH DEFINED 1 1000 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 52 935 SH DEFINED 2 935 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 799 14443 SH DEFINED 3 13576 0 867 UNITED THERAPEUTICS CORP DEL COM 91307C102 69 1250 SH DEFINED 0 0 1250 UNITEDHEALTH GROUP INC COM 91324P102 91260 2793400 SH DEFINED 1 2793400 0 0 UNITEDHEALTH GROUP INC COM 91324P102 19995 612033 SH DEFINED 2 612033 0 0 UNITEDHEALTH GROUP INC COM 91324P102 6534 200000 PUT DEFINED 3 200000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 10838 331728 SH DEFINED 3 181623 0 150105 UNITEDHEALTH GROUP INC COM 91324P102 13835 423465 SH DEFINED 4 0 180365 243100 UNITEDHEALTH GROUP INC COM 91324P102 1762 53931 SH DEFINED 5 53931 0 0 UNITEDHEALTH GROUP INC COM 91324P102 24 740 SH DEFINED 7 0 740 0 UNITEDHEALTH GROUP INC COM 91324P102 13 407 SH DEFINED 8 407 0 0 UNITEDHEALTH GROUP INC COM 91324P102 236 7218 SH DEFINED 10 7218 0 0 UNITEDHEALTH GROUP INC COM 91324P102 6 174 SH DEFINED 15 174 0 0 UNITEDHEALTH GROUP INC COM 91324P102 27 825 SH DEFINED 16 0 825 0 UNITEDHEALTH GROUP INC COM 91324P102 85 2609 SH DEFINED 18 2609 0 0 UNITEDHEALTH GROUP INC COM 91324P102 10 317 SH DEFINED 317 0 0 UNITEDHEALTH GROUP INC COM 91324P102 7 210 SH SOLE 210 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 11 912 SH DEFINED 2 912 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 51 4300 SH DEFINED 3 1400 0 2900 UNIVERSAL INS HLDGS INC COM 91359V107 1282 253300 SH DEFINED 3 0 0 253300 UNUM GROUP COM 91529Y106 3038 122655 SH DEFINED 2 122655 0 0 UNUM GROUP COM 91529Y106 617 24902 SH DEFINED 3 3671 0 21231 UNUM GROUP COM 91529Y106 1225 49454 SH DEFINED 5 49454 0 0 UNUM GROUP COM 91529Y106 49 1987 SH DEFINED 8 1987 0 0 UNUM GROUP COM 91529Y106 2 76 SH DEFINED 18 76 0 0 UNUM GROUP COM 91529Y106 196 7902 SH DEFINED 237 0 7665 UR ENERGY INC COM 91688R108 20 24000 SH DEFINED 5 24000 0 0 URANERZ ENERGY CORPORATION COM 91688T104 387 207946 SH DEFINED 5 207946 0 0 URANERZ ENERGY CORPORATION COM 91688T104 15 8000 SH DEFINED 8 8000 0 0 US ECOLOGY INC COM 91732J102 8 500 SH DEFINED 3 0 0 500 VAIL RESORTS INC COM 91879Q109 36 897 SH DEFINED 2 897 0 0 VAIL RESORTS INC COM 91879Q109 4 97 SH DEFINED 3 0 0 97 VALEANT PHARMACEUTICALS INTL COM 91911X104 90 2100 SH DEFINED 1 2100 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- VALEANT PHARMACEUTICALS INTL COM 91911X104 1276 29736 SH DEFINED 3 18076 0 11660 VALEANT PHARMACEUTICALS INTL COM 91911X104 293 6821 SH DEFINED 5 6821 0 0 VALEANT PHARMACEUTICALS INTL COM 91911X104 4616 107575 SH DEFINED 7 0 107575 0 VALEANT PHARMACEUTICALS INTL COM 91911X104 194 4510 SH DEFINED 8 0 4510 0 VALEANT PHARMACEUTICALS INTL COM 91911X104 26 615 SH DEFINED 15 615 0 0 VALEANT PHARMACEUTICALS INTL COM 91911X104 4 85 SH DEFINED 85 0 0 VALE CAP II GTD CV 6.75%12 91912F201 15462 170000 PRN DEFINED 3 170000 0 0 VALERO ENERGY CORP NEW COM 91913Y100 16479 836500 SH DEFINED 1 836500 0 0 VALERO ENERGY CORP NEW COM 91913Y100 4912 249339 SH DEFINED 2 249339 0 0 VALERO ENERGY CORP NEW COM 91913Y100 2261 114776 SH DEFINED 3 57070 0 57706 VALERO ENERGY CORP NEW COM 91913Y100 8326 422635 SH DEFINED 4 0 196220 226415 VALERO ENERGY CORP NEW COM 91913Y100 1641 83293 SH DEFINED 5 83293 0 0 VALERO ENERGY CORP NEW COM 91913Y100 36110 1833004 SH DEFINED 6 1833004 0 0 VALERO ENERGY CORP NEW COM 91913Y100 99 5000 SH DEFINED 7 0 5000 0 VALERO ENERGY CORP NEW COM 91913Y100 32 1600 SH DEFINED 8 845 755 0 VALERO ENERGY CORP NEW COM 91913Y100 45 2300 SH DEFINED 14 2300 0 0 VALERO ENERGY CORP NEW COM 91913Y100 153 7770 SH DEFINED 18 7770 0 0 VALUECLICK INC COM 92046N102 164 16208 SH DEFINED 2 16208 0 0 VALUECLICK INC COM 92046N102 77 7589 SH DEFINED 3 0 0 7589 VALUEVISION MEDIA INC CL A 92047K107 28 8500 SH DEFINED 3 0 0 8500 VAN KAMPEN CALIF VALUE MUN I COM 92112B107 10 818 SH DEFINED 3 0 0 818 VAN KAMPEN ADVANTAGE MUN II SH BEN INT 92112K107 157 12887 SH DEFINED 3 0 0 12887 VAN KAMPEN SELECT SECTOR MUN COM 92112M103 135 11045 SH DEFINED 3 0 0 11045 VAN KAMPEN PA VALUE MUN INCO COM 92112T108 298 21725 SH DEFINED 3 0 0 21725 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 116 2225 SH DEFINED 3 0 0 2225 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1820 26070 SH DEFINED 3 0 0 26070 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 7 94 SH DEFINED 94 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 217 2585 SH DEFINED 3 0 0 2585 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 277 8539 SH DEFINED 3 0 0 8539 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 902 15903 SH DEFINED 3 0 0 15903 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 1758 30554 SH DEFINED 3 0 0 30554 VANGUARD WORLD FDS INF TECH ETF 92204A702 4485 79830 SH DEFINED 3 0 0 79830 VANGUARD WORLD FDS INF TECH ETF 92204A702 14 250 SH DEFINED 5 250 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 414 5845 SH DEFINED 3 0 0 5845 VANGUARD WORLD FDS MATERIALS ETF 92204A801 28 401 SH DEFINED 5 401 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 145 2305 SH DEFINED 3 0 0 2305 VANGUARD WORLD FDS TELCOMM ETF 92204A884 112 1988 SH DEFINED 3 0 0 1988 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 10 398 SH DEFINED 2 398 0 0 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 1010 42010 SH DEFINED 3 0 0 42010 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 159 6600 SH DEFINED 18 6600 0 0 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 114 1500 SH DEFINED 3 0 0 1500 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 11 139 SH DEFINED 139 0 0 VARIAN MED SYS INC COM 92220P105 2628 47500 SH DEFINED 1 47500 0 0 VARIAN MED SYS INC COM 92220P105 2111 38155 SH DEFINED 2 38155 0 0 VARIAN MED SYS INC COM 92220P105 896 16186 SH DEFINED 3 1374 0 14812 VARIAN MED SYS INC COM 92220P105 686 12400 SH DEFINED 4 0 2000 10400 VARIAN MED SYS INC COM 92220P105 28 500 SH DEFINED 5 500 0 0 VARIAN MED SYS INC COM 92220P105 1610 29102 SH DEFINED 6 29102 0 0 VARIAN MED SYS INC COM 92220P105 342 6182 SH DEFINED 18 6182 0 0 VARIAN MED SYS INC COM 92220P105 1 13 SH DEFINED 13 0 0 VASCULAR SOLUTIONS INC COM 92231M109 4 500 SH DEFINED 3 0 0 500 VECTREN CORP COM 92240G101 929 37584 SH DEFINED 3 22726 0 14858 VECTOR GROUP LTD COM 92240M108 0 31 SH DEFINED 3 0 0 31 VECTOR GROUP LTD COM 92240M108 89 5775 SH DEFINED 5775 0 0 VENOCO INC COM 92275P307 15 1150 SH DEFINED 18 1150 0 0 VENTAS INC COM 92276F100 3609 76010 SH DEFINED 2 76010 0 0 VENTAS INC COM 92276F100 125 2637 SH DEFINED 3 1732 0 905 VENTAS INC COM 92276F100 37 771 SH DEFINED 18 771 0 0 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 177 5122 SH DEFINED 3 1300 0 3822 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 815 23585 SH DEFINED 5 23585 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 14 400 SH DEFINED 7 0 400 0 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 2 50 SH DEFINED 8 0 50 0 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 14 400 SH DEFINED 9 400 0 0 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 28 800 SH DEFINED 800 0 0 VERENIUM CORP COM NEW 92340P209 3 541 SH DEFINED 13 541 0 0 VERENIUM CORP COM NEW 92340P209 1 127 SH DEFINED 16 127 0 0 VERIFONE HLDGS INC COM 92342Y109 55 2741 SH DEFINED 2 2741 0 0 VERIFONE HLDGS INC COM 92342Y109 38 1885 SH DEFINED 3 0 0 1885 VERIFONE HLDGS INC COM 92342Y109 8 416 SH DEFINED 18 416 0 0 VERISIGN INC SDCV 3. 92343EAD4 136 150000 PRN DEFINED 3 0 0 150000 VERIZON COMMUNICATIONS INC COM 92343V104 44604 1437900 SH DEFINED 1 1437900 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 19010 612830 SH DEFINED 2 612830 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 7169 231100 CALL DEFINED 3 231100 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 13283 428200 PUT DEFINED 3 428200 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 39806 1283241 SH DEFINED 3 87866 0 1195375 VERIZON COMMUNICATIONS INC COM 92343V104 11322 365000 SH DEFINED 4 0 132615 232385 VERIZON COMMUNICATIONS INC COM 92343V104 12883 415298 SH DEFINED 5 415298 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 460 14820 SH DEFINED 6 14820 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 314 10115 SH DEFINED 7 0 10115 0 VERIZON COMMUNICATIONS INC COM 92343V104 607 19575 SH DEFINED 8 16975 2600 0 VERIZON COMMUNICATIONS INC COM 92343V104 14 442 SH DEFINED 9 442 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 98 3155 SH DEFINED 15 3155 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 180 5800 SH DEFINED 16 5800 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 186 6000 SH DEFINED 17 0 0 6000 VERIZON COMMUNICATIONS INC COM 92343V104 3672 118362 SH DEFINED 18 118362 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1 40 SH DEFINED 5;1 40 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1035 33374 SH DEFINED 5864 27510 0 VERIZON COMMUNICATIONS INC COM 92343V104 6 200 SH SOLE 200 0 0 VERISK ANALYTICS INC CL A 92345Y106 218 7725 SH DEFINED 2 7725 0 0 VERISK ANALYTICS INC CL A 92345Y106 16 562 SH DEFINED 3 262 0 300 VERISK ANALYTICS INC CL A 92345Y106 19 684 SH DEFINED 18 684 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 4210 103000 SH DEFINED 1 103000 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 2030 49673 SH DEFINED 2 49673 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 2600 63608 SH DEFINED 3 56423 0 7185 VERTEX PHARMACEUTICALS INC COM 92532F100 31 756 SH DEFINED 18 756 0 0 VESTIN RLTY MTG II INC COM NEW 92549X201 5 3149 SH DEFINED 3 0 0 3149 VIAD CORP COM NEW 92552R406 3 125 SH DEFINED 2 125 0 0 VIAD CORP COM NEW 92552R406 16 759 SH DEFINED 3 0 0 759 VIAD CORP COM NEW 92552R406 719 35000 SH DEFINED 16 35000 0 0 VIAD CORP COM NEW 92552R406 4 200 SH DEFINED 0 0 200 VIASYSTEMS GROUP INC COM PAR$.01 92553H803 2 72 SH DEFINED 72 0 0 VIACOM INC NEW CL A 92553P102 668 18199 SH DEFINED 3 0 0 18199 VIACOM INC NEW CL A 92553P102 11 290 SH DEFINED 8 290 0 0 VIACOM INC NEW CL B 92553P201 26810 779800 SH DEFINED 1 779800 0 0 VIACOM INC NEW CL B 92553P201 9376 272724 SH DEFINED 2 272724 0 0 VIACOM INC NEW CL B 92553P201 2652 77134 SH DEFINED 3 6541 10249 60344 VIACOM INC NEW CL B 92553P201 10731 312119 SH DEFINED 5 312119 0 0 VIACOM INC NEW CL B 92553P201 18 525 SH DEFINED 7 0 525 0 VIACOM INC NEW CL B 92553P201 477 13863 SH DEFINED 8 13863 0 0 VIACOM INC NEW CL B 92553P201 147 4265 SH DEFINED 14 4265 0 0 VIACOM INC NEW CL B 92553P201 72 2083 SH DEFINED 15 2083 0 0 VIACOM INC NEW CL B 92553P201 541 15723 SH DEFINED 18 15723 0 0 VIACOM INC NEW CL B 92553P201 160 4643 SH DEFINED 878 3765 0 VIRGIN MEDIA INC COM 92769L101 753 43633 SH DEFINED 2 43633 0 0 VIRGIN MEDIA INC COM 92769L101 4126 239070 SH DEFINED 3 239070 0 0 VIRGIN MEDIA INC COM 92769L101 263 15218 SH DEFINED 10 15218 0 0 VIRGIN MEDIA INC COM 92769L101 369590 21413101 SH OTHER 16 0 21413101 0 VIRGIN MEDIA INC COM 92769L101 7 420 SH SOLE 420 0 0 VIRGIN MEDIA INC *W EXP 99/99/999 92769L119 0 33 SH DEFINED 16 33 0 0 VIRGINIA COMM BANCORP INC COM 92778Q109 67 10000 SH DEFINED 3 0 0 10000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- VIRGINIA COMM BANCORP INC COM 92778Q109 10 1569 SH DEFINED 18 1569 0 0 VIRNETX HOLDING CORP COM 92823T108 14 3000 SH DEFINED 3 0 0 3000 VIRTUAL RADIOLOGIC CORPORATI COM 92826B104 22 1965 SH DEFINED 3 0 0 1965 VISA INC COM CL A 92826C839 72173 792850 SH DEFINED 1 792850 0 0 VISA INC COM CL A 92826C839 19232 211269 SH DEFINED 2 211269 0 0 VISA INC COM CL A 92826C839 4910 53933 SH DEFINED 3 5209 0 48724 VISA INC COM CL A 92826C839 655 7195 SH DEFINED 4 0 6375 820 VISA INC COM CL A 92826C839 11327 124435 SH DEFINED 5 124435 0 0 VISA INC COM CL A 92826C839 2497 27429 SH DEFINED 7 0 27429 0 VISA INC COM CL A 92826C839 183 2005 SH DEFINED 8 700 1305 0 VISA INC COM CL A 92826C839 18 200 SH DEFINED 9 200 0 0 VISA INC COM CL A 92826C839 741 8144 SH DEFINED 10 8144 0 0 VISA INC COM CL A 92826C839 130 1423 SH DEFINED 11 1423 0 0 VISA INC COM CL A 92826C839 7012 77000 SH DEFINED 13 77000 0 0 VISA INC COM CL A 92826C839 74 810 SH DEFINED 15 810 0 0 VISA INC COM CL A 92826C839 68 750 SH DEFINED 16 750 0 0 VISA INC COM CL A 92826C839 343 3770 SH DEFINED 17 0 0 3770 VISA INC COM CL A 92826C839 481 5282 SH DEFINED 18 5282 0 0 VISA INC COM CL A 92826C839 573 6298 SH DEFINED 5950 348 0 VISA INC COM CL A 92826C839 1757 19305 SH SOLE 19305 0 0 VIRTUSA CORP COM 92827P102 26 2480 SH DEFINED 3 0 0 2480 VIRTUS INVT PARTNERS INC COM 92828Q109 1 63 SH DEFINED 3 0 0 63 VIRTUS INVT PARTNERS INC COM 92828Q109 1 25 SH DEFINED 16 25 0 0 VITAL IMAGES INC COM 92846N104 128 7900 SH DEFINED 3 0 0 7900 VITACOST COM INC COM 92847A200 50 4123 SH DEFINED 3 0 0 4123 VIVO PARTICIPACOES S A SPON ADR PFD NEW 92855S200 115 4229 SH DEFINED 2 4229 0 0 VIVO PARTICIPACOES S A SPON ADR PFD NEW 92855S200 199 7325 SH DEFINED 3 2500 0 4825 VIVO PARTICIPACOES S A SPON ADR PFD NEW 92855S200 0 4 SH DEFINED 5 4 0 0 VIVO PARTICIPACOES S A SPON ADR PFD NEW 92855S200 45 1676 SH DEFINED 18 1676 0 0 VIVO PARTICIPACOES S A SPON ADR PFD NEW 92855S200 1 41 SH DEFINED 41 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 1372 58843 SH DEFINED 2 58843 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 4832 207312 SH DEFINED 3 0 0 207312 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 6962 298656 SH DEFINED 5 298656 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 181 7786 SH DEFINED 8 7786 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 163 7000 SH DEFINED 11 7000 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 8 340 SH DEFINED 15 340 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 59 2552 SH DEFINED 16 2552 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 604 25891 SH DEFINED 18 25891 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 542 23256 SH DEFINED 18137 0 5119 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 3 109 SH SOLE 109 0 0 VOCUS INC COM 92858J108 3 154 SH DEFINED 16 154 0 0 VOLCOM INC COM 92864N101 2 100 SH DEFINED 3 0 0 100 VONAGE HLDGS CORP COM 92886T201 4 2863 SH DEFINED 3 0 0 2863 W & T OFFSHORE INC COM 92922P106 24 2818 SH DEFINED 2 2818 0 0 W & T OFFSHORE INC COM 92922P106 173 20615 SH DEFINED 3 0 0 20615 WGL HLDGS INC COM 92924F106 1474 42552 SH DEFINED 3 0 0 42552 WCA WASTE CORP COM 92926K103 519 102000 SH DEFINED 4 0 0 102000 WABCO HLDGS INC COM 92927K102 53 1787 SH DEFINED 3 171 0 1616 WABCO HLDGS INC COM 92927K102 1 24 SH DEFINED 15 24 0 0 W P CAREY & CO LLC COM 92930Y107 221 7520 SH DEFINED 3 0 0 7520 WPCS INTL INC COM NEW 92931L203 309 100000 SH DEFINED 4 0 0 100000 WPP PLC ADR 92933H101 2 33 SH DEFINED 3 0 0 33 WPP PLC ADR 92933H101 107 2082 SH DEFINED 5 2082 0 0 WPP PLC ADR 92933H101 4 68 SH DEFINED 18 68 0 0 WSB HOLDINGS INC COM 92934C101 2 750 SH DEFINED 3 0 0 750 WALTER ENERGY INC COM 93317Q105 89 960 SH DEFINED 3 140 0 820 WALTER ENERGY INC COM 93317Q105 143 1547 SH DEFINED 18 1547 0 0 WALTER INVT MGMT CORP COM 93317W102 0 18 SH DEFINED 3 0 0 18 WARREN RES INC COM 93564A100 47 18801 SH DEFINED 3 0 0 18801 WASTE MGMT INC DEL COM 94106L109 7943 230699 SH DEFINED 2 230699 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- WASTE MGMT INC DEL COM 94106L109 2926 84980 SH DEFINED 3 5381 0 79599 WASTE MGMT INC DEL COM 94106L109 1016 29499 SH DEFINED 5 29499 0 0 WASTE MGMT INC DEL COM 94106L109 34 1000 SH DEFINED 7 0 1000 0 WASTE MGMT INC DEL COM 94106L109 28 800 SH DEFINED 8 800 0 0 WASTE MGMT INC DEL COM 94106L109 7 200 SH DEFINED 16 0 200 0 WASTE MGMT INC DEL COM 94106L109 143 4154 SH DEFINED 18 4154 0 0 WASTE MGMT INC DEL COM 94106L109 135 3916 SH DEFINED 606 3310 0 WASTE MGMT INC DEL COM 94106L109 131 3800 SH SOLE 3800 0 0 WEBMD HEALTH CORP COM 94770V102 10 225 SH DEFINED 2 225 0 0 WEBMD HEALTH CORP COM 94770V102 27 576 SH DEFINED 3 144 0 432 WEBMD HEALTH CORP COM 94770V102 35 756 SH DEFINED 5 756 0 0 WEBMD HEALTH CORP COM 94770V102 27 585 SH DEFINED 7 0 585 0 WEBMD HEALTH CORP COM 94770V102 43 927 SH DEFINED 18 927 0 0 WEBMEDIABRANDS INC COM 94770W100 89 90000 SH DEFINED 4 0 0 90000 WELLCARE HEALTH PLANS INC COM 94946T106 1611 54074 SH DEFINED 3 40000 0 14074 WELLCARE HEALTH PLANS INC COM 94946T106 35 1160 SH DEFINED 5 1160 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 13 450 SH DEFINED 18 450 0 0 WELLPOINT INC COM 94973V107 13817 214618 SH DEFINED 2 214618 0 0 WELLPOINT INC COM 94973V107 4829 75000 CALL DEFINED 3 75000 0 0 WELLPOINT INC COM 94973V107 4862 75517 SH DEFINED 3 59962 0 15555 WELLPOINT INC COM 94973V107 400 6219 SH DEFINED 5 6219 0 0 WELLPOINT INC COM 94973V107 426 6615 SH DEFINED 6 6615 0 0 WELLPOINT INC COM 94973V107 14 220 SH DEFINED 8 220 0 0 WELLPOINT INC COM 94973V107 266 4133 SH DEFINED 10 4133 0 0 WELLPOINT INC COM 94973V107 45 705 SH DEFINED 14 705 0 0 WELLPOINT INC COM 94973V107 15 240 SH DEFINED 18 240 0 0 WELLPOINT INC COM 94973V107 292 4543 SH DEFINED 250 2130 2163 WELLPOINT INC COM 94973V107 106 1649 SH SOLE 1649 0 0 WESCO INTL INC COM 95082P105 38 1082 SH DEFINED 3 112 0 970 WESCO INTL INC COM 95082P105 22465 647215 SH DEFINED 6 647215 0 0 WESCO INTL INC COM 95082P105 1 16 SH DEFINED 18 16 0 0 WESCO INTL INC DBCV 2. 95082PAE5 281 277000 PRN DEFINED 3 277000 0 0 WESCO INTL INC DBCV 6. 95082PAH8 10939 7500000 PRN DEFINED 3 7500000 0 0 WESTAR ENERGY INC COM 95709T100 883 39602 SH DEFINED 3 30708 238 8656 WESTAR ENERGY INC COM 95709T100 78 3500 SH DEFINED 14 3500 0 0 WESTERN ASSET EMRG MKT DEBT COM 95766A101 1248 68778 SH DEFINED 3 0 0 68778 WESTERN ASSET EMRG MKT DEBT COM 95766A101 2075 114349 SH DEFINED 5 114349 0 0 WESTERN ASSET EMRG MKT DEBT COM 95766A101 33 1800 SH DEFINED 8 1800 0 0 WESTERN ASSET GLB HI INCOME COM 95766B109 565 48834 SH DEFINED 3 0 0 48834 WESTERN ASSET GLB PTNRS INCO COM 95766G108 23 1900 SH DEFINED 3 0 0 1900 WESTERN ASSET HIGH INCM FD I COM 95766J102 75 7622 SH DEFINED 3 0 0 7622 WESTERN ASSET HIGH INCM OPP COM 95766K109 51 8000 SH DEFINED 3 0 0 8000 WESTERN ASSETT MGD HI INCM F COM 95766L107 15 2350 SH DEFINED 3 0 0 2350 WESTERN ASST MNG MUN FD INC COM 95766M105 377 29262 SH DEFINED 3 0 0 29262 WESTERN ASSET MUN HI INCM FD COM 95766N103 29 3912 SH DEFINED 3 0 0 3912 WESTERN ASST MN PRT FD INC COM 95766P108 10 720 SH DEFINED 3 0 0 720 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 632 52181 SH DEFINED 3 0 0 52181 WESTERN ASSET CLYM INFL OPP COM 95766R104 3507 297182 SH DEFINED 3 0 0 297182 WESTERN ASSET CLYM INFL OPP COM 95766R104 12 1004 SH DEFINED 18 1004 0 0 WESTERN ASSET INCOME FD COM 95766T100 73 5548 SH DEFINED 3 0 0 5548 WESTERN ASSET INFL MGMT FD I COM 95766U107 313 19579 SH DEFINED 3 0 0 19579 WESTERN ASSET MUN DEF OPP TR COM 95768A109 65 3054 SH DEFINED 3 0 0 3054 WESTERN ASSET INVT GRADE DEF COM 95790A101 13 624 SH DEFINED 3 0 0 624 WILLDAN GROUP INC COM 96924N100 270 125000 SH DEFINED 4 0 0 125000 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 16916 420471 SH DEFINED 3 185700 0 234771 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 201 5000 SH DEFINED 13 5000 0 0 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 15 365 SH DEFINED 15 365 0 0 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 55 1360 SH DEFINED 1360 0 0 WILLIAMS PIPELINE PARTNERS L COM UNIT LP IN 96950K103 1111 36733 SH DEFINED 3 16060 0 20673 WINDSTREAM CORP COM 97381W104 1677 154000 SH DEFINED 1 154000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- WINDSTREAM CORP COM 97381W104 1911 175488 SH DEFINED 2 175488 0 0 WINDSTREAM CORP COM 97381W104 4545 417372 SH DEFINED 3 8434 0 408938 WINDSTREAM CORP COM 97381W104 1198 110051 SH DEFINED 5 110051 0 0 WINDSTREAM CORP COM 97381W104 0 3 SH DEFINED 7 0 3 0 WINDSTREAM CORP COM 97381W104 114 10460 SH DEFINED 18 10460 0 0 WINDSTREAM CORP COM 97381W104 58 5300 SH DEFINED 5300 0 0 WINTRUST FINANCIAL CORP COM 97650W108 16 435 SH DEFINED 3 0 0 435 WIRELESS HOLDRS TR DEPOSITRY RCPT 97653L208 47 1000 SH DEFINED 5 1000 0 0 WISDOMTREE TRUST TOTAL DIVID FD 97717W109 134 3114 SH DEFINED 3 0 0 3114 WISDOMTREE TRUST TOTAL DIVID FD 97717W109 9 200 SH DEFINED 5 200 0 0 WISDOMTREE TRUST DRYFS CURR ETF 97717W133 372 16730 SH DEFINED 3 0 0 16730 WISDOMTREE TRUST DRYFS CURR ETF 97717W133 337 15155 SH DEFINED 16 15155 0 0 WISDOMTREE TRUST CHINESE YUAN ETF 97717W182 20573 818000 PUT DEFINED 3 818000 0 0 WISDOMTREE TRUST CHINESE YUAN ETF 97717W182 13711 545165 SH DEFINED 3 531203 0 13962 WISDOMTREE TRUST CHINESE YUAN ETF 97717W182 148 5903 SH DEFINED 13 5903 0 0 WISDOMTREE TRUST CHINESE YUAN ETF 97717W182 2636 104800 SH DEFINED 15 104800 0 0 WISDOMTREE TRUST EQTY INC ETF 97717W208 555 15825 SH DEFINED 3 0 0 15825 WISDOMTREE TRUST NEW ZEAL DOLLR 97717W216 134 6000 SH DEFINED 3 0 0 6000 WISDOMTREE TRUST BRAZILN RL ETF 97717W240 30 1131 SH DEFINED 3 0 0 1131 WISDOMTREE TRUST EMG MKTS SMCAP 97717W281 285 6370 SH DEFINED 3 0 0 6370 WISDOMTREE TRUST EMG MKTS SMCAP 97717W281 11 250 SH DEFINED 250 0 0 WISDOMTREE TRUST LARGECAP DIVID 97717W307 496 11640 SH DEFINED 3 0 0 11640 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 47 895 SH DEFINED 3 0 0 895 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 26 500 SH DEFINED 6 500 0 0 WISDOMTREE TRUST INTL REAL EST 97717W331 95 3550 SH DEFINED 3 0 0 3550 WISDOMTREE TRUST INTL REAL EST 97717W331 29 1100 SH DEFINED 6 1100 0 0 WISDOMTREE TRUST DIV EX-FINL FD 97717W406 563 13159 SH DEFINED 3 0 0 13159 WISDOMTREE TRUST DIV EX-FINL FD 97717W406 30 700 SH DEFINED 5 700 0 0 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 4444 190478 SH DEFINED 3 43200 0 147278 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 44 1905 SH DEFINED 5 1905 0 0 WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 259 5609 SH DEFINED 3 0 0 5609 WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 9 200 SH DEFINED 5 200 0 0 WISDOMTREE TRUST LRGECP VALUE FD 97717W547 2 60 SH DEFINED 3 0 0 60 WISDOMTREE TRUST SMLCAP EARN FD 97717W562 207 4652 SH DEFINED 3 0 0 4652 WISDOMTREE TRUST MDCP EARN FUND 97717W570 338 7145 SH DEFINED 3 0 0 7145 WISDOMTREE TRUST MDCP EARN FUND 97717W570 66 1400 SH DEFINED 5 1400 0 0 WISDOMTREE TRUST SMALLCAP DIVID 97717W604 371 8713 SH DEFINED 3 0 0 8713 WISDOMTREE TRUST SMALLCAP DIVID 97717W604 30 700 SH DEFINED 5 700 0 0 WISDOMTREE TRUST DEFA FD 97717W703 54 1173 SH DEFINED 3 0 0 1173 WISDOMTREE TRUST DEFA FD 97717W703 9 200 SH DEFINED 5 200 0 0 WISDOMTREE TRUST DEFA FD 97717W703 2289 49400 SH DEFINED 6 49400 0 0 WISDOMTREE TRUST DEFA FD 97717W703 167 3600 SH DEFINED 18 3600 0 0 WISDOMTREE TRUST INTL ENERGY 97717W711 4 152 SH DEFINED 3 0 0 152 WISDOMTREE TRUST INTL ENERGY 97717W711 10 400 SH DEFINED 5 400 0 0 WISDOMTREE TRUST INTL BAS MATER 97717W752 254 8839 SH DEFINED 3 0 0 8839 WISDOMTREE TRUST INTL SMCAP DIV 97717W760 959 20354 SH DEFINED 3 0 0 20354 WISDOMTREE TRUST INTL SMCAP DIV 97717W760 24 500 SH DEFINED 7 0 500 0 WISDOMTREE TRUST INTL MIDCAP DV 97717W778 39 800 SH DEFINED 7 0 800 0 WISDOMTREE TRUST INTL DIV EX FINL 97717W786 85 2000 SH DEFINED 3 0 0 2000 WISDOMTREE TRUST INTL DIV EX FINL 97717W786 48 1125 SH DEFINED 7 0 1125 0 WISDOMTREE TRUST INTL LRGCAP DV 97717W794 249 5475 SH DEFINED 3 0 0 5475 WISDOMTREE TRUST PAC EXJP TOT D 97717W828 31 500 SH DEFINED 7 0 500 0 WISDOMTREE TRUST JP SMALLCP DIV 97717W836 16 375 SH DEFINED 3 0 0 375 WISDOMTREE TRUST JP SMALLCP DIV 97717W836 312 7500 SH DEFINED 8 7500 0 0 WISDOMTREE TRUST WRLD EX-US GRWTH 97717W844 2 44 SH DEFINED 3 0 0 44 WISDOMTREE TRUST EUROPE SMCP DV 97717W869 11 300 SH DEFINED 7 0 300 0 WISDOMTREE TRUST GLB EQTY INC FD 97717W877 12 300 SH DEFINED 7 0 300 0 WISDOMTREE TR MID EAST DIVD 97717X305 2 102 SH DEFINED 5 102 0 0 WIZZARD SOFTWARE CORP NEW COM 97750V109 1 2200 SH DEFINED 3 0 0 2200 WORLD WRESTLING ENTMT INC CL A 98156Q108 162 9382 SH DEFINED 2 9382 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- WORLD WRESTLING ENTMT INC CL A 98156Q108 12 678 SH DEFINED 3 0 0 678 WRIGHT EXPRESS CORP COM 98233Q105 265 8792 SH DEFINED 2 8792 0 0 WRIGHT EXPRESS CORP COM 98233Q105 6 200 SH DEFINED 3 0 0 200 WRIGHT EXPRESS CORP COM 98233Q105 6 208 SH DEFINED 18 208 0 0 WRIGHT MED GROUP INC COM 98235T107 45 2541 SH DEFINED 3 2518 0 23 WYNDHAM WORLDWIDE CORP COM 98310W108 1963 76282 SH DEFINED 2 76282 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 116 4492 SH DEFINED 3 2025 0 2467 WYNDHAM WORLDWIDE CORP COM 98310W108 4 140 SH DEFINED 5 140 0 0 XTO ENERGY INC COM 98385X106 13663 289596 SH DEFINED 2 289596 0 0 XTO ENERGY INC COM 98385X106 1415 30000 PUT DEFINED 3 30000 0 0 XTO ENERGY INC COM 98385X106 40911 867121 SH DEFINED 3 852418 0 14703 XTO ENERGY INC COM 98385X106 568 12041 SH DEFINED 5 12041 0 0 XTO ENERGY INC COM 98385X106 28477 603576 SH DEFINED 6 603576 0 0 XTO ENERGY INC COM 98385X106 8 165 SH DEFINED 7 0 165 0 XTO ENERGY INC COM 98385X106 4 78 SH DEFINED 8 78 0 0 XTO ENERGY INC COM 98385X106 75 1582 SH DEFINED 14 1582 0 0 XTO ENERGY INC COM 98385X106 844 17886 SH DEFINED 18 17886 0 0 XTO ENERGY INC COM 98385X106 1 25 SH DEFINED 5;1 25 0 0 XTO ENERGY INC COM 98385X106 103 2183 SH DEFINED 2183 0 0 XCEL ENERGY INC COM 98389B100 8504 401154 SH DEFINED 3 106246 0 294908 XCEL ENERGY INC COM 98389B100 613 28923 SH DEFINED 18 28923 0 0 XCEL ENERGY INC COM 98389B100 5 254 SH DEFINED 254 0 0 XILINX INC SDCV 3. 983919AD3 3465 3748000 PRN DEFINED 3 3748000 0 0 XENOPORT INC COM 98411C100 4 399 SH DEFINED 2 399 0 0 XERIUM TECHNOLOGIES INC COM 98416J100 3 4000 SH DEFINED 5 4000 0 0 YAMANA GOLD INC COM 98462Y100 3445 349700 CALL DEFINED 3 349700 0 0 YAMANA GOLD INC COM 98462Y100 1594 161838 SH DEFINED 3 48672 0 113166 YAMANA GOLD INC COM 98462Y100 34 3500 CALL DEFINED 5 3500 0 0 YAMANA GOLD INC COM 98462Y100 148 15000 PUT DEFINED 5 15000 0 0 YAMANA GOLD INC COM 98462Y100 9307 944844 SH DEFINED 5 944844 0 0 YAMANA GOLD INC COM 98462Y100 3050 309666 SH DEFINED 6 309666 0 0 YAMANA GOLD INC COM 98462Y100 20 2000 SH DEFINED 7 0 2000 0 YAMANA GOLD INC COM 98462Y100 148 14995 SH DEFINED 8 14995 0 0 YAMANA GOLD INC COM 98462Y100 57 5800 SH DEFINED 14 5800 0 0 YAMANA GOLD INC COM 98462Y100 7 690 SH DEFINED 18 690 0 0 YAMANA GOLD INC COM 98462Y100 9 900 SH DEFINED 5;1 900 0 0 YAMANA GOLD INC COM 98462Y100 12 1200 SH DEFINED 1200 0 0 YAMANA GOLD INC COM 98462Y100 33706 3421884 SH SOLE 3421884 0 0 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 15 1143 SH DEFINED 3 0 0 1143 ZEP INC COM 98944B108 49 2247 SH DEFINED 2 2247 0 0 ZEP INC COM 98944B108 2 100 SH DEFINED 3 0 0 100 ZHONE TECHNOLOGIES INC NEW COM NEW 98950P884 0 100 SH DEFINED 3 0 0 100 ZHONGPIN INC COM 98952K107 6 500 SH DEFINED 3 0 0 500 ZIMMER HLDGS INC COM 98956P102 51178 864500 SH DEFINED 1 864500 0 0 ZIMMER HLDGS INC COM 98956P102 6247 105528 SH DEFINED 2 105528 0 0 ZIMMER HLDGS INC COM 98956P102 1445 24413 SH DEFINED 3 7236 0 17177 ZIMMER HLDGS INC COM 98956P102 2425 40955 SH DEFINED 5 40955 0 0 ZIMMER HLDGS INC COM 98956P102 65 1100 SH DEFINED 7 0 1100 0 ZIMMER HLDGS INC COM 98956P102 107 1800 SH DEFINED 8 0 1800 0 ZIMMER HLDGS INC COM 98956P102 672 11350 SH DEFINED 10 11350 0 0 ZIMMER HLDGS INC COM 98956P102 21 350 SH DEFINED 15 350 0 0 ZIMMER HLDGS INC COM 98956P102 22 375 SH DEFINED 16 375 0 0 ZIMMER HLDGS INC COM 98956P102 75 1265 SH DEFINED 18 1265 0 0 ZIMMER HLDGS INC COM 98956P102 4 64 SH DEFINED 64 0 0 ZIMMER HLDGS INC COM 98956P102 20 335 SH SOLE 335 0 0 ZIPREALTY INC COM 98974V107 20 4000 SH DEFINED 16 4000 0 0 ZORAN CORP COM 98975F101 281 26076 SH DEFINED 2 26076 0 0 ZOLTEK COS INC COM 98975W104 28 2895 SH DEFINED 2 2895 0 0 ZOLTEK COS INC COM 98975W104 104 10800 SH DEFINED 3 10300 0 500 ZOLTEK COS INC COM 98975W104 14 1434 SH DEFINED 18 1434 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ZYMOGENETICS INC COM 98985T109 8 1337 SH DEFINED 2 1337 0 0 ZYMOGENETICS INC COM 98985T109 1 100 SH DEFINED 3 0 0 100 DAIMLER AG REG SHS D1668R123 5 100 SH DEFINED 2 100 0 0 DAIMLER AG REG SHS D1668R123 80 1701 SH DEFINED 3 0 0 1701 DAIMLER AG REG SHS D1668R123 492 10470 SH DEFINED 5 10470 0 0 DAIMLER AG REG SHS D1668R123 24 510 SH DEFINED 7 0 510 0 DAIMLER AG REG SHS D1668R123 538 11449 SH DEFINED 10 11449 0 0 DAIMLER AG REG SHS D1668R123 179 3818 SH DEFINED 14 3818 0 0 DAIMLER AG REG SHS D1668R123 615 13075 SH DEFINED 15 13075 0 0 DAIMLER AG REG SHS D1668R123 130 2769 SH DEFINED 16 2769 0 0 DAIMLER AG REG SHS D1668R123 127 2702 SH DEFINED 18 2702 0 0 DAIMLER AG REG SHS D1668R123 8426 179236 SH DEFINED 5;1 179236 0 0 DAIMLER AG REG SHS D1668R123 62 1312 SH DEFINED 245 0 1067 DAIMLER AG REG SHS D1668R123 170 3607 SH SOLE 3607 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 325 4224 SH DEFINED 3 2300 0 1924 DEUTSCHE BANK AG NAMEN AKT D18190898 61 794 SH DEFINED 5 794 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 481 6256 SH DEFINED 10 6256 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 120 1555 SH DEFINED 14 1555 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 85 1100 SH DEFINED 15 1100 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 14 180 SH DEFINED 16 180 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 23 300 SH DEFINED 17 0 0 300 DEUTSCHE BANK AG NAMEN AKT D18190898 58 752 SH DEFINED 18 752 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 164 2131 SH DEFINED 2131 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 14 180 SH SOLE 180 0 0 TELVENT GIT SA SHS E90215109 38 1316 SH DEFINED 2 1316 0 0 TELVENT GIT SA SHS E90215109 6 224 SH DEFINED 3 0 224 0 AIRCASTLE LTD COM G0129K104 112 11859 SH DEFINED 2 11859 0 0 AIRCASTLE LTD COM G0129K104 5 500 SH DEFINED 5 500 0 0 ALLIED WRLD ASSUR COM HLDG L SHS G0219G203 315 7016 SH DEFINED 2 7016 0 0 ALLIED WRLD ASSUR COM HLDG L SHS G0219G203 6 141 SH DEFINED 3 132 0 9 ALLIED WRLD ASSUR COM HLDG L SHS G0219G203 3 60 SH DEFINED 18 60 0 0 AMDOCS LTD ORD G02602103 276 9181 SH DEFINED 2 9181 0 0 AMDOCS LTD ORD G02602103 283 9415 SH DEFINED 3 516 0 8899 AMDOCS LTD ORD G02602103 8 267 SH DEFINED 5 267 0 0 AMDOCS LTD ORD G02602103 51 1700 SH DEFINED 14 1700 0 0 AMDOCS LTD ORD G02602103 60 2000 SH DEFINED 16 2000 0 0 AMDOCS LTD ORD G02602103 68 2250 SH DEFINED 18 2250 0 0 AMERICAN SAFETY INS HLDGS LT ORD G02995101 315 19000 SH DEFINED 4 0 0 19000 A POWER ENERGY GENERAT SYS L COM G04136100 772 72120 SH DEFINED 5 72120 0 0 ARCH CAP GROUP LTD ORD G0450A105 51 675 SH DEFINED 3 129 0 546 ARCH CAP GROUP LTD ORD G0450A105 103 1350 SH DEFINED 4 0 1350 0 ARCH CAP GROUP LTD ORD G0450A105 1 14 SH DEFINED 15 14 0 0 ARGO GROUP INTL HLDGS LTD COM G0464B107 43 1309 SH DEFINED 3 0 0 1309 APCO OIL & GAS INTERNATIONAL SHS G0471F109 265 9778 SH DEFINED 3 0 0 9778 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 71 2466 SH DEFINED 3 221 0 2245 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 3 97 SH DEFINED 5 97 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 21 722 SH DEFINED 18 722 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 58 2000 SH DEFINED 2000 0 0 ASSURED GUARANTY LTD COM G0585R106 5444 247800 SH DEFINED 1 247800 0 0 ASSURED GUARANTY LTD COM G0585R106 14 659 SH DEFINED 2 659 0 0 ASSURED GUARANTY LTD COM G0585R106 1371 62407 SH DEFINED 3 50000 0 12407 ASSURED GUARANTY LTD COM G0585R106 234 10630 SH DEFINED 10 10630 0 0 ASSURED GUARANTY LTD COM G0585R106 1 34 SH DEFINED 18 34 0 0 ASSURED GUARANTY LTD COM G0585R106 7 305 SH SOLE 305 0 0 AXIS CAPITAL HOLDINGS SHS G0692U109 68 2178 SH DEFINED 2 2178 0 0 AXIS CAPITAL HOLDINGS SHS G0692U109 15 474 SH DEFINED 3 352 0 122 AXIS CAPITAL HOLDINGS SHS G0692U109 5 173 SH DEFINED 15 173 0 0 AXIS CAPITAL HOLDINGS SHS G0692U109 15 478 SH DEFINED 18 478 0 0 ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 18 1000 SH DEFINED 13 1000 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 28276 674030 SH DEFINED 1 674030 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1407 33544 SH DEFINED 3 22387 0 11157 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 71 1697 SH DEFINED 5 1697 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 94 2245 SH DEFINED 7 0 2245 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 4 100 SH DEFINED 8 0 100 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1503 35834 SH DEFINED 10 35834 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 142 3380 SH DEFINED 11 3380 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2 54 SH DEFINED 15 54 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1384 32992 SH DEFINED 16 32992 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 38 900 SH DEFINED 17 0 0 900 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 196 4679 SH DEFINED 18 4679 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 706 16828 SH DEFINED 15630 1198 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 39 930 SH SOLE 930 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 39414 2240688 SH DEFINED 1 2240688 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 398 22648 SH DEFINED 3 0 0 22648 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 5770 328016 SH DEFINED 5 328016 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 2 140 SH DEFINED 6 140 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 53 3020 SH DEFINED 7 0 3020 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 282 16044 SH DEFINED 8 16044 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 6 340 SH DEFINED 9 340 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 0 1 SH DEFINED 5;1 1 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 0 12 SH DEFINED 12 0 0 BUNGE LIMITED COM G16962105 167 2716 SH DEFINED 2 2716 0 0 BUNGE LIMITED COM G16962105 2971 48200 SH DEFINED 3 358 0 47842 BUNGE LIMITED COM G16962105 188 3052 SH DEFINED 5 3052 0 0 BUNGE LIMITED COM G16962105 12 200 SH DEFINED 7 0 200 0 BUNGE LIMITED COM G16962105 12 200 SH DEFINED 13 200 0 0 BUNGE LIMITED COM G16962105 148852 2415246 SH DEFINED 16 2415246 0 0 BUNGE LIMITED COM G16962105 35 573 SH DEFINED 18 573 0 0 BUNGE LIMITED COM G16962105 38 609 SH DEFINED 609 0 0 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 3 92 SH DEFINED 3 92 0 0 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 3 111 SH DEFINED 18 111 0 0 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 3 119 SH DEFINED 119 0 0 CDC CORP SHS A G2022L106 2 520 SH DEFINED 5 520 0 0 CDC CORP SHS A G2022L106 2 550 SH DEFINED 550 0 0 CHINA YUCHAI INTL LTD COM G21082105 623 35501 SH DEFINED 3 0 0 35501 CHINA YUCHAI INTL LTD COM G21082105 21 1200 SH DEFINED 5 1200 0 0 CHINA YUCHAI INTL LTD COM G21082105 14 800 SH DEFINED 8 800 0 0 CONSOLIDATED WATER CO INC ORD G23773107 385 28323 SH DEFINED 3 0 0 28323 COOPER INDUSTRIES PLC SHS G24140108 14416 300700 SH DEFINED 1 300700 0 0 COOPER INDUSTRIES PLC SHS G24140108 317 6620 SH DEFINED 2 6620 0 0 COOPER INDUSTRIES PLC SHS G24140108 645 13444 SH DEFINED 3 89 0 13355 COOPER INDUSTRIES PLC SHS G24140108 287 5990 SH DEFINED 5 5990 0 0 COOPER INDUSTRIES PLC SHS G24140108 219 4568 SH DEFINED 18 4568 0 0 COOPER INDUSTRIES PLC SHS G24140108 15 318 SH DEFINED 318 0 0 CREDICORP LTD COM G2519Y108 3377 38300 SH DEFINED 1 38300 0 0 CREDICORP LTD COM G2519Y108 1685 19109 SH DEFINED 3 19109 0 0 CREDICORP LTD COM G2519Y108 3 39 SH DEFINED 5 39 0 0 CREDICORP LTD COM G2519Y108 57 650 SH SOLE 650 0 0 COSAN LTD SHS A G25343107 539 57105 SH DEFINED 3 25700 0 31405 COSAN LTD SHS A G25343107 1 154 SH DEFINED 5 154 0 0 COVIDIEN PLC SHS G2554F105 770 15320 SH DEFINED 2 15320 0 0 COVIDIEN PLC SHS G2554F105 3882 77198 SH DEFINED 3 51000 0 26198 COVIDIEN PLC SHS G2554F105 17 339 SH DEFINED 5 339 0 0 COVIDIEN PLC SHS G2554F105 34258 681350 SH DEFINED 6 681350 0 0 COVIDIEN PLC SHS G2554F105 743 14785 SH DEFINED 7 0 14785 0 COVIDIEN PLC SHS G2554F105 18 360 SH DEFINED 8 0 360 0 COVIDIEN PLC SHS G2554F105 485 9647 SH DEFINED 10 9647 0 0 COVIDIEN PLC SHS G2554F105 163 3250 SH DEFINED 15 3250 0 0 COVIDIEN PLC SHS G2554F105 40 800 SH DEFINED 16 800 0 0 COVIDIEN PLC SHS G2554F105 191 3803 SH DEFINED 18 3803 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- COVIDIEN PLC SHS G2554F105 34 671 SH DEFINED 671 0 0 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 1148 30896 SH DEFINED 2 30896 0 0 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 61 1654 SH DEFINED 3 131 0 1523 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 27 726 SH DEFINED 18 726 0 0 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 5 143 SH DEFINED 143 0 0 ENSTAR GROUP LIMITED SHS G3075P101 96 1384 SH DEFINED 2 1384 0 0 ENSTAR GROUP LIMITED SHS G3075P101 4227 61126 SH DEFINED 3 0 0 61126 ASA LIMITED SHS G3156P103 3075 41258 SH DEFINED 3 0 0 41258 EVEREST RE GROUP LTD COM G3223R108 1443 17828 SH DEFINED 2 17828 0 0 EVEREST RE GROUP LTD COM G3223R108 1383 17087 SH DEFINED 3 16634 0 453 EVEREST RE GROUP LTD COM G3223R108 81 1000 SH DEFINED 7 0 1000 0 EVEREST RE GROUP LTD COM G3223R108 45 550 SH DEFINED 15 550 0 0 EVEREST RE GROUP LTD COM G3223R108 6 72 SH DEFINED 18 72 0 0 FLAGSTONE REINSURANCE HLDGS SHS G3529T105 38 3350 SH DEFINED 2 3350 0 0 FRESH DEL MONTE PRODUCE INC ORD G36738105 228 11258 SH DEFINED 2 11258 0 0 FRESH DEL MONTE PRODUCE INC ORD G36738105 85 4200 SH DEFINED 3 0 0 4200 FRESH DEL MONTE PRODUCE INC ORD G36738105 8 396 SH DEFINED 5 396 0 0 FRONTLINE LTD SHS G3682E127 95 3090 SH DEFINED 3 137 0 2953 FRONTLINE LTD SHS G3682E127 168 5484 SH DEFINED 5 5484 0 0 FRONTLINE LTD SHS G3682E127 124 4050 SH DEFINED 15 4050 0 0 GARMIN LTD ORD G37260109 744 19266 SH DEFINED 2 19266 0 0 GARMIN LTD ORD G37260109 1025 26525 SH DEFINED 3 9024 0 17501 GARMIN LTD ORD G37260109 51 1331 SH DEFINED 5 1331 0 0 GARMIN LTD ORD G37260109 5 142 SH DEFINED 18 142 0 0 GLOBAL CROSSING LTD SHS NEW G3921A175 25 1675 SH DEFINED 2 1675 0 0 GENPACT LIMITED SHS G3922B107 3 167 SH DEFINED 3 167 0 0 GLOBAL RESOURCES ORD G39300101 53199 8190707 SH DEFINED 14 8190707 0 0 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 40 1500 SH DEFINED 3 0 0 1500 HELEN OF TROY CORP LTD COM G4388N106 11 440 SH DEFINED 2 440 0 0 HELEN OF TROY CORP LTD COM G4388N106 704 27000 SH DEFINED 4 0 0 27000 HELEN OF TROY CORP LTD COM G4388N106 5 200 SH DEFINED 5 200 0 0 HELEN OF TROY CORP LTD COM G4388N106 5 183 SH DEFINED 18 183 0 0 HERBALIFE LTD COM USD SHS G4412G101 145 3142 SH DEFINED 3 165 0 2977 HERBALIFE LTD COM USD SHS G4412G101 10 207 SH DEFINED 18 207 0 0 INGERSOLL-RAND PLC SHS G47791101 34908 1001100 SH DEFINED 1 1001100 0 0 INGERSOLL-RAND PLC SHS G47791101 2658 76235 SH DEFINED 3 0 0 76235 INGERSOLL-RAND PLC SHS G47791101 8306 238195 SH DEFINED 4 0 103375 134820 INGERSOLL-RAND PLC SHS G47791101 211 6062 SH DEFINED 5 6062 0 0 INGERSOLL-RAND PLC SHS G47791101 91 2600 SH DEFINED 7 0 2600 0 INGERSOLL-RAND PLC SHS G47791101 94 2700 SH DEFINED 8 200 2500 0 INGERSOLL-RAND PLC SHS G47791101 217 6224 SH DEFINED 10 6224 0 0 INGERSOLL-RAND PLC SHS G47791101 10 285 SH DEFINED 16 0 285 0 INGERSOLL-RAND PLC SHS G47791101 226 6468 SH DEFINED 18 6468 0 0 INGERSOLL-RAND PLC SHS G47791101 17 500 SH DEFINED 500 0 0 INGERSOLL-RAND PLC SHS G47791101 72 2060 SH SOLE 2060 0 0 INVESCO LTD SHS G491BT108 3908 178377 SH DEFINED 2 178377 0 0 INVESCO LTD SHS G491BT108 127 5801 SH DEFINED 3 4705 0 1096 INVESCO LTD SHS G491BT108 53 2433 SH DEFINED 5 2433 0 0 INVESCO LTD SHS G491BT108 20 933 SH DEFINED 18 933 0 0 INVESCO LTD SHS G491BT108 137 6243 SH DEFINED 0 6243 0 JINPAN INTL LTD ORD G5138L100 11 505 SH DEFINED 2 505 0 0 JINPAN INTL LTD ORD G5138L100 75 3600 SH DEFINED 3 0 350 3250 JINPAN INTL LTD ORD G5138L100 541 26000 SH DEFINED 4 0 0 26000 KNIGHTSBRIDGE TANKERS LTD ORD G5299G106 23 1370 SH DEFINED 3 0 0 1370 KNIGHTSBRIDGE TANKERS LTD ORD G5299G106 796 47000 SH DEFINED 4 0 0 47000 KNIGHTSBRIDGE TANKERS LTD ORD G5299G106 14 855 SH DEFINED 5 855 0 0 LAZARD LTD SHS A G54050102 151 4236 SH DEFINED 2 4236 0 0 LAZARD LTD SHS A G54050102 81 2264 SH DEFINED 3 204 0 2060 LAZARD LTD SHS A G54050102 7 198 SH DEFINED 18 198 0 0 LAZARD LTD SHS A G54050102 61 1716 SH DEFINED 1716 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- LJ INTL INC ORD G55312105 14 5034 SH DEFINED 3 0 0 5034 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 17212 842900 SH DEFINED 1 842900 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 2539 124338 SH DEFINED 2 124338 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 193 9455 SH DEFINED 3 1373 0 8082 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 218 10680 SH DEFINED 5 10680 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 50 2442 SH DEFINED 18 2442 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 2 74 SH SOLE 74 0 0 MAX CAPITAL GROUP LTD SHS G6052F103 773 33633 SH DEFINED 2 33633 0 0 MAX CAPITAL GROUP LTD SHS G6052F103 3 129 SH DEFINED 8 129 0 0 MONTPELIER RE HOLDINGS LTD SHS G62185106 1710 101732 SH DEFINED 2 101732 0 0 MONTPELIER RE HOLDINGS LTD SHS G62185106 272 16200 SH DEFINED 3 0 0 16200 MONTPELIER RE HOLDINGS LTD SHS G62185106 61 3600 SH DEFINED 16 3600 0 0 NABORS INDUSTRIES LTD SHS G6359F103 6009 306100 SH DEFINED 1 306100 0 0 NABORS INDUSTRIES LTD SHS G6359F103 4380 223125 SH DEFINED 2 223125 0 0 NABORS INDUSTRIES LTD SHS G6359F103 2627 133818 SH DEFINED 3 18110 0 115708 NABORS INDUSTRIES LTD SHS G6359F103 841 42855 SH DEFINED 5 42855 0 0 NABORS INDUSTRIES LTD SHS G6359F103 32858 1673882 SH DEFINED 6 1673882 0 0 NABORS INDUSTRIES LTD SHS G6359F103 119 6082 SH DEFINED 8 6082 0 0 NABORS INDUSTRIES LTD SHS G6359F103 18 900 SH DEFINED 18 900 0 0 NEWLEAD HOLDINGS LTD SHS G64626107 0 87 SH DEFINED 3 0 0 87 NORDIC AMERICAN TANKER SHIPP COM G65773106 343 11327 SH DEFINED 2 11327 0 0 NORDIC AMERICAN TANKER SHIPP COM G65773106 144 4757 SH DEFINED 3 0 0 4757 NORDIC AMERICAN TANKER SHIPP COM G65773106 116 3828 SH DEFINED 5 3828 0 0 NORDIC AMERICAN TANKER SHIPP COM G65773106 30 1000 SH DEFINED 16 1000 0 0 NORTH ASIA INVESTMENT CORP *W EXP 07/23/201 G66202113 12 45100 SH DEFINED 3 45100 0 0 ONEBEACON INSURANCE GROUP LT CL A G67742109 179 10386 SH DEFINED 3 8851 0 1535 ONEBEACON INSURANCE GROUP LT CL A G67742109 5 300 SH DEFINED 18 300 0 0 ORIENT-EXPRESS HOTELS LTD CL A G67743107 1327 93600 SH DEFINED 3 0 0 93600 PARTNERRE LTD COM G6852T105 6298 79000 SH DEFINED 1 79000 0 0 PARTNERRE LTD COM G6852T105 34 432 SH DEFINED 3 220 0 212 PARTNERRE LTD COM G6852T105 14 175 SH DEFINED 5 175 0 0 PARTNERRE LTD COM G6852T105 4 49 SH DEFINED 8 49 0 0 PARTNERRE LTD COM G6852T105 19 242 SH DEFINED 18 242 0 0 PLATINUM UNDERWRITER HLDGS L COM G7127P100 517 13946 SH DEFINED 2 13946 0 0 PRUDENTIAL PLC 6.75%SUB REG S G7293H114 82 3400 PRN DEFINED 3 0 0 3400 PRUDENTIAL PLC PER SUB 6.50% G7293H189 90 3710 PRN DEFINED 3 0 0 3710 QIAO XING MOBILE COMM CO LTD SHS G73031109 0 200 SH DEFINED 3 0 0 200 QIAO XING UNIVERSAL TELEPHON ORD G7303A109 1 500 SH DEFINED 5 500 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 131 2308 SH DEFINED 3 167 0 2141 RENAISSANCERE HOLDINGS LTD COM G7496G103 333 5869 SH DEFINED 5 5869 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 15 259 SH DEFINED 8 259 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 1 16 SH DEFINED 15 16 0 0 SEAGATE TECHNOLOGY SHS G7945J104 4328 237000 SH DEFINED 1 237000 0 0 SEAGATE TECHNOLOGY SHS G7945J104 2360 129239 SH DEFINED 2 129239 0 0 SEAGATE TECHNOLOGY SHS G7945J104 1964 107560 SH DEFINED 3 75756 0 31804 SEAGATE TECHNOLOGY SHS G7945J104 219 11992 SH DEFINED 10 11992 0 0 SEAGATE TECHNOLOGY SHS G7945J104 30 1650 SH DEFINED 15 1650 0 0 SEAGATE TECHNOLOGY SHS G7945J104 18 1000 SH DEFINED 18 1000 0 0 SEAGATE TECHNOLOGY SHS G7945J104 6 340 SH SOLE 340 0 0 SHIP FINANCE INTERNATIONAL L SHS G81075106 96 5431 SH DEFINED 3 0 0 5431 SHIP FINANCE INTERNATIONAL L SHS G81075106 18 1000 SH DEFINED 5 1000 0 0 SHIP FINANCE INTERNATIONAL L SHS G81075106 24 1332 SH DEFINED 15 1332 0 0 SIGNET JEWELERS LIMITED SHS G81276100 87 2685 SH DEFINED 2 2685 0 0 SIGNET JEWELERS LIMITED SHS G81276100 125 3866 SH DEFINED 3 227 0 3639 SIGNET JEWELERS LIMITED SHS G81276100 3 100 SH DEFINED 5 100 0 0 SINA CORP ORD G81477104 414 10976 SH DEFINED 2 10976 0 0 SMART MODULAR TECHNOLOGIES I ORD SHS G82245104 161 20900 SH DEFINED 1 20900 0 0 SMART MODULAR TECHNOLOGIES I ORD SHS G82245104 16 2100 SH DEFINED 2 2100 0 0 SMART MODULAR TECHNOLOGIES I ORD SHS G82245104 127 16484 SH DEFINED 3 0 0 16484 SMART MODULAR TECHNOLOGIES I ORD SHS G82245104 81 10500 SH DEFINED 15 10500 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- TBS INTERNATIONAL PLC CL A SHS G8657Q104 2 320 SH DEFINED 3 0 0 320 TBS INTERNATIONAL PLC CL A SHS G8657Q104 1166 159700 SH DEFINED 4 0 34700 125000 UTI WORLDWIDE INC ORD G87210103 4 267 SH DEFINED 3 267 0 0 UTI WORLDWIDE INC ORD G87210103 11 700 SH DEFINED 16 700 0 0 TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 62 2891 SH DEFINED 2 2891 0 0 TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 26 1222 SH DEFINED 3 0 0 1222 TONGXIN INTERNATIONAL LTD COM G8918T103 207 27753 SH DEFINED 3 0 0 27753 TRANSATLANTIC PETROLEUM LTD SHS G89982105 10 2750 SH DEFINED 5 2750 0 0 TSAKOS ENERGY NAVIGATION LTD SHS G9108L108 138 9392 SH DEFINED 2 9392 0 0 TSAKOS ENERGY NAVIGATION LTD SHS G9108L108 51 3458 SH DEFINED 3 0 0 3458 TSAKOS ENERGY NAVIGATION LTD SHS G9108L108 34 2298 SH DEFINED 5 2298 0 0 TSAKOS ENERGY NAVIGATION LTD SHS G9108L108 22 1500 SH DEFINED 1500 0 0 VALIDUS HOLDINGS LTD COM SHS G9319H102 30 1089 SH DEFINED 3 252 0 837 VANTAGE DRILLING COMPANY ORD SHS G93205113 17 11381 SH DEFINED 3 0 0 11381 WARNER CHILCOTT PLC IRELAND SHS A G94368100 2028 79462 SH DEFINED 2 79462 0 0 WARNER CHILCOTT PLC IRELAND SHS A G94368100 6514 255244 SH DEFINED 3 230100 0 25144 WARNER CHILCOTT PLC IRELAND SHS A G94368100 23 906 SH DEFINED 18 906 0 0 GOLAR LNG LTD BERMUDA SHS G9456A100 143 12200 SH DEFINED 3 0 0 12200 WHITE MTNS INS GROUP LTD COM G9618E107 7 19 SH DEFINED 2 19 0 0 WHITE MTNS INS GROUP LTD COM G9618E107 911 2566 SH DEFINED 3 2051 0 515 WHITE MTNS INS GROUP LTD COM G9618E107 93 261 SH DEFINED 261 0 0 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 105 3348 SH DEFINED 2 3348 0 0 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 131 4189 SH DEFINED 3 0 0 4189 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 12 375 SH DEFINED 16 375 0 0 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 50 1593 SH DEFINED 18 1593 0 0 XL CAP LTD CL A G98255105 3106 164336 SH DEFINED 2 164336 0 0 XL CAP LTD CL A G98255105 251 13305 SH DEFINED 3 3781 0 9524 XL CAP LTD CL A G98255105 0 15 SH DEFINED 5 15 0 0 XL CAP LTD CL A G98255105 1 44 SH DEFINED 8 44 0 0 XL CAP LTD CL A G98255105 95 5000 SH DEFINED 16 5000 0 0 XL CAP LTD CL A G98255105 6 332 SH DEFINED 18 332 0 0 XOMA LTD ORD G9825R107 1 1300 SH DEFINED 3 0 0 1300 XOMA LTD ORD G9825R107 11 20000 SH DEFINED 5 20000 0 0 XYRATEX LTD COM G98268108 112 6600 SH DEFINED 1 6600 0 0 XYRATEX LTD COM G98268108 2 129 SH DEFINED 2 129 0 0 XYRATEX LTD COM G98268108 107 6312 SH DEFINED 3 0 0 6312 XYRATEX LTD COM G98268108 9472 559470 SH DEFINED 4 0 230670 328800 ACE LTD SHS H0023R105 1119 21391 SH DEFINED 3 0 0 21391 ACE LTD SHS H0023R105 4 78 SH DEFINED 5 78 0 0 ACE LTD SHS H0023R105 1031 19714 SH DEFINED 7 0 19714 0 ACE LTD SHS H0023R105 19 365 SH DEFINED 8 0 365 0 ACE LTD SHS H0023R105 19 358 SH DEFINED 15 358 0 0 ACE LTD SHS H0023R105 73 1400 SH DEFINED 16 1400 0 0 ACE LTD SHS H0023R105 501 9574 SH DEFINED 18 9574 0 0 ACE LTD SHS H0023R105 77 1476 SH DEFINED 95 0 1381 ALCON INC COM SHS H01301102 1616 10000 CALL DEFINED 3 10000 0 0 ALCON INC COM SHS H01301102 1914 11845 SH DEFINED 3 10200 0 1645 ALCON INC COM SHS H01301102 814 5040 SH DEFINED 5 5040 0 0 ALCON INC COM SHS H01301102 4 25 SH DEFINED 8 25 0 0 ALCON INC COM SHS H01301102 66 411 SH DEFINED 18 411 0 0 ALCON INC COM SHS H01301102 2 14 SH DEFINED 14 0 0 ALCON INC COM SHS H01301102 3 20 SH SOLE 20 0 0 WEATHERFORD INTERNATIONAL LT REG H27013103 178 11222 SH DEFINED 2 11222 0 0 WEATHERFORD INTERNATIONAL LT REG H27013103 48644 3067100 PUT DEFINED 3 3067100 0 0 WEATHERFORD INTERNATIONAL LT REG H27013103 50477 3182669 SH DEFINED 3 3067100 0 115569 WEATHERFORD INTERNATIONAL LT REG H27013103 1144 72147 SH DEFINED 5 72147 0 0 WEATHERFORD INTERNATIONAL LT REG H27013103 14 857 SH DEFINED 8 857 0 0 WEATHERFORD INTERNATIONAL LT REG H27013103 77 4856 SH DEFINED 18 4856 0 0 FOSTER WHEELER AG COM H27178104 4774 175900 SH DEFINED 1 175900 0 0 FOSTER WHEELER AG COM H27178104 445 16387 SH DEFINED 2 16387 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- FOSTER WHEELER AG COM H27178104 1818 66995 SH DEFINED 3 49500 0 17495 FOSTER WHEELER AG COM H27178104 3993 147110 SH DEFINED 4 0 50960 96150 FOSTER WHEELER AG COM H27178104 84 3110 SH DEFINED 5 3110 0 0 FOSTER WHEELER AG COM H27178104 109 4001 SH DEFINED 10 4001 0 0 FOSTER WHEELER AG COM H27178104 14 500 SH DEFINED 14 500 0 0 FOSTER WHEELER AG COM H27178104 12 443 SH DEFINED 18 443 0 0 FOSTER WHEELER AG COM H27178104 11 400 SH DEFINED 400 0 0 FOSTER WHEELER AG COM H27178104 43 1600 SH SOLE 1600 0 0 LOGITECH INTL S A SHS H50430232 652 39883 SH DEFINED 2 39883 0 0 LOGITECH INTL S A SHS H50430232 595 36400 SH DEFINED 4 0 5700 30700 LOGITECH INTL S A SHS H50430232 38 2300 SH DEFINED 5 2300 0 0 LOGITECH INTL S A SHS H50430232 78 4800 SH DEFINED 14 4800 0 0 LOGITECH INTL S A SHS H50430232 2 98 SH DEFINED 18 98 0 0 LOGITECH INTL S A SHS H50430232 23 1385 SH SOLE 1385 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 29956 716300 SH DEFINED 1 716300 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 3897 93194 SH DEFINED 3 150 0 93044 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 896 21427 SH DEFINED 5 21427 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 23 556 SH DEFINED 8 556 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 627 15000 SH DEFINED 13 15000 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 2 37 SH DEFINED 15 37 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 1 30 SH DEFINED 16 0 30 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 772 18453 SH DEFINED 18 18453 0 0 TRANSOCEAN LTD REG SHS H8817H100 6912 80016 SH DEFINED 1 80016 0 0 TRANSOCEAN LTD REG SHS H8817H100 11398 131954 SH DEFINED 3 41000 0 90954 TRANSOCEAN LTD REG SHS H8817H100 1597 18485 SH DEFINED 5 18485 0 0 TRANSOCEAN LTD REG SHS H8817H100 17 200 SH DEFINED 6 200 0 0 TRANSOCEAN LTD REG SHS H8817H100 60 695 SH DEFINED 7 0 695 0 TRANSOCEAN LTD REG SHS H8817H100 8 95 SH DEFINED 8 95 0 0 TRANSOCEAN LTD REG SHS H8817H100 69 800 SH DEFINED 13 800 0 0 TRANSOCEAN LTD REG SHS H8817H100 15 174 SH DEFINED 14 174 0 0 TRANSOCEAN LTD REG SHS H8817H100 150 1741 SH DEFINED 15 1741 0 0 TRANSOCEAN LTD REG SHS H8817H100 6 72 SH DEFINED 16 72 0 0 TRANSOCEAN LTD REG SHS H8817H100 1551 17956 SH DEFINED 18 17956 0 0 TRANSOCEAN LTD REG SHS H8817H100 46 531 SH DEFINED 531 0 0 TYCO INTERNATIONAL LTD SHS H89128104 2092 54700 SH DEFINED 1 54700 0 0 TYCO INTERNATIONAL LTD SHS H89128104 2456 64200 CALL DEFINED 3 64200 0 0 TYCO INTERNATIONAL LTD SHS H89128104 2184 57090 SH DEFINED 3 6499 0 50591 TYCO INTERNATIONAL LTD SHS H89128104 43 1137 SH DEFINED 5 1137 0 0 TYCO INTERNATIONAL LTD SHS H89128104 124 3250 SH DEFINED 15 3250 0 0 TYCO INTERNATIONAL LTD SHS H89128104 11 300 SH DEFINED 16 300 0 0 TYCO INTERNATIONAL LTD SHS H89128104 136 3561 SH DEFINED 18 3561 0 0 TYCO INTERNATIONAL LTD SHS H89128104 3 86 SH DEFINED 86 0 0 TYCO ELECTRONICS LTD SWITZER SHS H8912P106 137 5000 SH DEFINED 1 5000 0 0 TYCO ELECTRONICS LTD SWITZER SHS H8912P106 207 7543 SH DEFINED 2 7543 0 0 TYCO ELECTRONICS LTD SWITZER SHS H8912P106 766 27867 SH DEFINED 3 0 0 27867 TYCO ELECTRONICS LTD SWITZER SHS H8912P106 1 49 SH DEFINED 5 49 0 0 TYCO ELECTRONICS LTD SWITZER SHS H8912P106 717 26083 SH DEFINED 10 26083 0 0 TYCO ELECTRONICS LTD SWITZER SHS H8912P106 89 3250 SH DEFINED 15 3250 0 0 TYCO ELECTRONICS LTD SWITZER SHS H8912P106 8 300 SH DEFINED 16 300 0 0 TYCO ELECTRONICS LTD SWITZER SHS H8912P106 296 10770 SH DEFINED 18 10770 0 0 TYCO ELECTRONICS LTD SWITZER SHS H8912P106 36 1304 SH DEFINED 1304 0 0 UBS AG SHS NEW H89231338 94 5755 SH DEFINED 3 3000 0 2755 UBS AG SHS NEW H89231338 123 7575 SH DEFINED 5 7575 0 0 UBS AG SHS NEW H89231338 619 38040 SH DEFINED 7 0 38040 0 UBS AG SHS NEW H89231338 14 863 SH DEFINED 8 103 760 0 UBS AG SHS NEW H89231338 144 8820 SH DEFINED 11 8820 0 0 UBS AG SHS NEW H89231338 85 5220 SH DEFINED 13 5220 0 0 UBS AG SHS NEW H89231338 402 24680 SH DEFINED 14 24680 0 0 UBS AG SHS NEW H89231338 126 7741 SH DEFINED 15 7741 0 0 UBS AG SHS NEW H89231338 157 9614 SH DEFINED 16 9614 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- UBS AG SHS NEW H89231338 122 7500 SH DEFINED 17 0 0 7500 UBS AG SHS NEW H89231338 39 2380 SH DEFINED 18 2380 0 0 UBS AG SHS NEW H89231338 1078 66200 SH DEFINED 12363 51517 2320 UBS AG SHS NEW H89231338 3 159 SH SOLE 159 0 0 MILLICOM INTL CELLULAR S A SHS NEW L6388F110 1002 11236 SH DEFINED 2 11236 0 0 MILLICOM INTL CELLULAR S A SHS NEW L6388F110 9 100 SH DEFINED 3 0 0 100 MILLICOM INTL CELLULAR S A SHS NEW L6388F110 14 153 SH DEFINED 18 153 0 0 MILLICOM INTL CELLULAR S A SHS NEW L6388F110 99 1112 SH DEFINED 1112 0 0 ALVARION LTD SHS M0861T100 127 32100 SH DEFINED 3 0 0 32100 ALVARION LTD SHS M0861T100 269 67900 SH DEFINED 5 67900 0 0 CELLCOM ISRAEL LTD SHS M2196U109 88 2577 SH DEFINED 3 0 0 2577 CELLCOM ISRAEL LTD SHS M2196U109 10 300 SH DEFINED 5 300 0 0 CERAGON NETWORKS LTD ORD M22013102 215 19718 SH DEFINED 2 19718 0 0 CERAGON NETWORKS LTD ORD M22013102 4 400 SH DEFINED 3 0 0 400 CHECK POINT SOFTWARE TECH LT ORD M22465104 198 5657 SH DEFINED 2 5657 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 805 22942 SH DEFINED 3 0 0 22942 CHECK POINT SOFTWARE TECH LT ORD M22465104 141 4023 SH DEFINED 5 4023 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 58 1655 SH DEFINED 15 1655 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 29 819 SH DEFINED 18 819 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 202 5763 SH DEFINED 5 0 5758 ELBIT IMAGING LTD ORD SHS M37605108 2 100 SH DEFINED 3 0 0 100 ELBIT SYS LTD ORD M3760D101 78 1218 SH DEFINED 2 1218 0 0 ELBIT SYS LTD ORD M3760D101 16 250 SH DEFINED 3 0 0 250 ELBIT SYS LTD ORD M3760D101 25 397 SH DEFINED 5 397 0 0 FUNDTECH LTD ORD M47095100 11 800 SH DEFINED 3 0 0 800 FUNDTECH LTD ORD M47095100 217 15500 SH DEFINED 5 15500 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 639 27100 SH DEFINED 1 27100 0 0 GIVEN IMAGING ORD SHS M52020100 109 4600 SH DEFINED 1 4600 0 0 GIVEN IMAGING ORD SHS M52020100 227 9628 SH DEFINED 3 0 0 9628 GIVEN IMAGING ORD SHS M52020100 4 157 SH DEFINED 5 157 0 0 INCREDIMAIL LTD SHS M5364E104 36 5500 SH DEFINED 5 5500 0 0 MAGAL SECURITY SYS LTD ORD M6786D104 81 21000 SH DEFINED 4 0 0 21000 NOVA MEASURING INSTRUMENTS L COM M7516K103 164 29901 SH DEFINED 3 0 0 29901 RADVISION LTD ORD M81869105 3 500 SH DEFINED 3 0 0 500 RETALIX LTD ORD M8215W109 394 28000 SH DEFINED 4 0 0 28000 STARLIMS TECHNOLOGIES LTD SHS M8484K109 114 8137 SH DEFINED 3 0 0 8137 SYNERON MEDICAL LTD ORD SHS M87245102 3 250 SH DEFINED 3 0 0 250 SYNERON MEDICAL LTD ORD SHS M87245102 22 2000 SH DEFINED 5 2000 0 0 TTI TEAM TELECOM INTL LTD ORD M88258104 17 8558 SH DEFINED 3 0 0 8558 AERCAP HOLDINGS NV SHS N00985106 14 1190 SH DEFINED 3 0 0 1190 ASML HOLDING N V NY REG SHS N07059186 1069 30200 SH DEFINED 1 30200 0 0 ASML HOLDING N V NY REG SHS N07059186 52 1473 SH DEFINED 2 1473 0 0 ASML HOLDING N V NY REG SHS N07059186 0 1 SH DEFINED 3 0 0 1 ASML HOLDING N V NY REG SHS N07059186 5 142 SH DEFINED 18 142 0 0 CASCAL N V COM N1842P109 281 38500 SH DEFINED 3 0 0 38500 CNH GLOBAL N V SHS NEW N20935206 371 12069 SH DEFINED 3 0 0 12069 CNH GLOBAL N V SHS NEW N20935206 12 382 SH DEFINED 5 382 0 0 CORE LABORATORIES N V COM N22717107 131 1000 SH DEFINED 1 1000 0 0 CORE LABORATORIES N V COM N22717107 1414 10808 SH DEFINED 3 445 0 10363 CORE LABORATORIES N V COM N22717107 523 4000 SH DEFINED 4 0 1800 2200 CORE LABORATORIES N V COM N22717107 14 107 SH DEFINED 5 107 0 0 CORE LABORATORIES N V COM N22717107 10 80 SH DEFINED 18 80 0 0 CORE LABORATORIES N V COM N22717107 1 5 SH DEFINED 5 0 0 QIAGEN N V ORD N72482107 475 20668 SH DEFINED 2 20668 0 0 QIAGEN N V ORD N72482107 1 45 SH DEFINED 3 0 0 45 QIAGEN N V ORD N72482107 26 1122 SH DEFINED 14 1122 0 0 QIAGEN N V ORD N72482107 16 713 SH DEFINED 18 713 0 0 QIAGEN N V ORD N72482107 5 221 SH DEFINED 221 0 0 QIAGEN N V ORD N72482107 4 175 SH SOLE 175 0 0 VISTAPRINT N V SHS N93540107 197 3429 SH DEFINED 2 3429 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- VISTAPRINT N V SHS N93540107 37 650 SH DEFINED 3 0 0 650 VISTAPRINT N V SHS N93540107 34 600 SH DEFINED 5 600 0 0 BANCO LATINOAMERICANO DE COM SHS E P16994132 493 34329 SH DEFINED 2 34329 0 0 BANCO LATINOAMERICANO DE COM SHS E P16994132 10 700 SH DEFINED 3 0 0 700 BANCO LATINOAMERICANO DE COM SHS E P16994132 53 3678 SH DEFINED 3678 0 0 COPA HOLDINGS SA CL A P31076105 1142 18778 SH DEFINED 3 81 0 18697 SINOVAC BIOTECH LTD SHS P8696W104 19 3250 SH DEFINED 3 0 0 3250 SINOVAC BIOTECH LTD SHS P8696W104 1 250 SH DEFINED 5 250 0 0 STEINER LEISURE LTD ORD P8744Y102 159 3583 SH DEFINED 2 3583 0 0 STEINER LEISURE LTD ORD P8744Y102 14 322 SH DEFINED 18 322 0 0 ULTRAPETROL BAHAMAS LTD COM P94398107 172 31300 SH DEFINED 3 31300 0 0 EXCEL MARITIME CARRIERS LTD COM V3267N107 25 4108 SH DEFINED 3 0 0 4108 EXCEL MARITIME CARRIERS LTD COM V3267N107 374 62000 SH DEFINED 4 0 0 62000 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 6776 205400 SH DEFINED 1 205400 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 135 4095 SH DEFINED 3 3448 0 647 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 21 650 SH DEFINED 5 650 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 4 116 SH DEFINED 18 116 0 0 AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 20 707 SH DEFINED 2 707 0 0 AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 17 603 SH DEFINED 18 603 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 165 8000 SH DEFINED 1 8000 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 6 300 SH DEFINED 3 0 0 300 CAPITAL PRODUCT PARTNERS L P COM UNIT LP Y11082107 149 17507 SH DEFINED 3 17507 0 0 DANAOS CORPORATION SHS Y1968P105 8 2000 SH DEFINED 13 2000 0 0 DHT HOLDINGS INC COM Y2065G105 18 4479 SH DEFINED 3 0 0 4479 DIANA SHIPPING INC COM Y2066G104 305 20168 SH DEFINED 3 0 0 20168 DIANA SHIPPING INC COM Y2066G104 68 4505 SH DEFINED 5 4505 0 0 DRYSHIPS INC SHS Y2109Q101 1642 281106 SH DEFINED 3 269533 0 11573 EAGLE BULK SHIPPING INC COM Y2187A101 124 23287 SH DEFINED 2 23287 0 0 EAGLE BULK SHIPPING INC COM Y2187A101 37 6900 SH DEFINED 3 0 0 6900 EAGLE BULK SHIPPING INC COM Y2187A101 1476 278000 SH DEFINED 4 0 40000 238000 EUROSEAS LTD COM NEW Y23592200 30 7800 SH DEFINED 3 0 0 7800 FLEXTRONICS INTL LTD ORD Y2573F102 1283 163700 SH DEFINED 1 163700 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 13 1599 SH DEFINED 2 1599 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 2119 270238 SH DEFINED 3 142743 0 127495 FLEXTRONICS INTL LTD ORD Y2573F102 339 43244 SH DEFINED 5 43244 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 10 1270 SH DEFINED 8 1270 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 28 3600 SH DEFINED 15 3600 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 192 24467 SH DEFINED 18 24467 0 0 FREESEAS INC COM Y26496102 24 18400 SH DEFINED 3 0 0 18400 GENCO SHIPPING & TRADING LTD SHS Y2685T107 190 9000 SH DEFINED 2 9000 0 0 GENCO SHIPPING & TRADING LTD SHS Y2685T107 1046 49560 SH DEFINED 3 0 0 49560 GENCO SHIPPING & TRADING LTD SHS Y2685T107 6 302 SH DEFINED 18 302 0 0 GENERAL MARITIME CORP NEW SHS Y2693R101 189 26217 SH DEFINED 2 26217 0 0 GENERAL MARITIME CORP NEW SHS Y2693R101 511 71080 SH DEFINED 3 0 0 71080 GENERAL MARITIME CORP NEW SHS Y2693R101 4 500 SH DEFINED 5 500 0 0 GIGAMEDIA LTD ORD Y2711Y104 798 250000 SH DEFINED 3 250000 0 0 GLOBAL SHIP LEASE INC NEW SHS A Y27183105 17 7250 SH DEFINED 3 0 0 7250 NAVIOS MARITIME ACQUIS CORP SHS Y62159101 23398 2370600 SH DEFINED 3 2370600 0 0 NAVIOS MARITIME HOLDINGS INC COM Y62196103 7 1000 SH DEFINED 3 0 0 1000 NAVIOS MARITIME HOLDINGS INC COM Y62196103 8 1200 SH DEFINED 18 1200 0 0 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 13 764 SH DEFINED 2 764 0 0 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 88 5007 SH DEFINED 3 0 0 5007 OCEANFREIGHT INC SHS Y64202107 15 19500 SH DEFINED 3 0 0 19500 OCEANFREIGHT INC SHS Y64202107 404 539000 SH DEFINED 4 0 139000 400000 OMEGA NAVIGATION ENTERPRISES CLASS A Y6476R105 1 347 SH DEFINED 3 0 0 347 SAFE BULKERS INC COM Y7388L103 43 5450 SH DEFINED 3 0 0 5450 SAFE BULKERS INC COM Y7388L103 66 8500 SH DEFINED 0 8500 0 SEASPAN CORP SHS Y75638109 35 3479 SH DEFINED 2 3479 0 0 SEASPAN CORP SHS Y75638109 139 13848 SH DEFINED 3 0 0 13848 SEASPAN CORP SHS Y75638109 961 95786 SH DEFINED 5 95786 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SEASPAN CORP SHS Y75638109 10 1000 SH DEFINED 8 1000 0 0 SEASPAN CORP SHS Y75638109 9 930 SH DEFINED 18 930 0 0 SEASPAN CORP SHS Y75638109 3 265 SH DEFINED 5;1 265 0 0 STAR BULK CARRIERS CORP COM Y8162K105 6 2156 SH DEFINED 5 2156 0 0 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 2237 74951 SH DEFINED 3 47200 0 27751 TEEKAY CORPORATION COM Y8564W103 133 5855 SH DEFINED 2 5855 0 0 TEEKAY CORPORATION COM Y8564W103 637 28029 SH DEFINED 3 112 0 27917 TEEKAY CORPORATION COM Y8564W103 28 1222 SH DEFINED 5 1222 0 0 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 902 45262 SH DEFINED 3 44700 0 562 VERIGY LTD SHS Y93691106 18 1644 SH DEFINED 3 0 0 1644 VERIGY LTD SHS Y93691106 0 12 SH DEFINED 5 12 0 0 BANK OF GRANITE CORP COM 062401104 0 81 SH DEFINED 81 0 0 BB&T CORP COM 054937107 1 44 SH DEFINED 44 0 0 BNC BANCORP COM 05566T101 12 1475 SH DEFINED 1475 0 0 CAPITAL CITY BK GROUP INC COM 139674105 0 15 SH DEFINED 15 0 0 CENTERSTATE BANKS INC COM 15201P109 5 400 SH DEFINED 400 0 0 FIFTH THIRD BANCORP CNV PFD DEP1/250 316773100 2 115 SH DEFINED 115 0 0 FNB CORP PA COM 302520101 2 220 SH DEFINED 220 0 0 MARSHALL & ILSLEY CORP NEW COM 571837103 1 141 SH DEFINED 141 0 0 SUN BANCORP INC COM 86663B102 5 1289 SH DEFINED 1289 0 0 SYNOVUS FINL CORP COM 87161C105 1 330 SH DEFINED 330 0 0 SOUTH FINL GROUP INC COM 837841105 0 441 SH DEFINED 441 0 0 WHITNEY HLDG CORP COM 966612103 14 989 SH DEFINED 989 0 0