-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GkSv3bIBz8RNfhB/6CMBv3jvgsnUVkIUO7yJutfaDL4WDv3n+eUt7T4NsWQTEG7j 7DZYDv1bijBsLdNOV9qz6Q== 0000927089-08-000278.txt : 20080723 0000927089-08-000278.hdr.sgml : 20080723 20080723174518 ACCESSION NUMBER: 0000927089-08-000278 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080721 FILED AS OF DATE: 20080723 DATE AS OF CHANGE: 20080723 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMPERIAL CAPITAL BANCORP, INC. CENTRAL INDEX KEY: 0001000234 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954596322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 8585510511 MAIL ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 FORMER COMPANY: FORMER CONFORMED NAME: ITLA CAPITAL CORP DATE OF NAME CHANGE: 19970218 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL THRIFT & LOAN ASSOCIATION DATE OF NAME CHANGE: 19950907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRUCE NORVAL L CENTRAL INDEX KEY: 0001233955 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33199 FILM NUMBER: 08966550 BUSINESS ADDRESS: STREET 1: C/O ITLA CAPITAL CORP STREET 2: 888 PROSPECT STREET STE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 8585510511 MAIL ADDRESS: STREET 1: ITLA FINANCIAL CORP STREET 2: 888 PROSPECT STREET STE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2008-07-21 0 0001000234 IMPERIAL CAPITAL BANCORP, INC. IMP 0001233955 BRUCE NORVAL L IMPERIAL CAPITAL BANCORP, INC. 888 PROSPECT STREET STE 110 LA JOLLA CA 92037 1 1 0 0 Vice Chairman Common Stock 2008-07-21 4 I 0 100 6.47 A 2173 I By Def. Comp. Plan Common Stock 2008-07-21 4 I 0 100 6.48 A 2273 I By Def. Comp. Plan Common Stock 2008-07-21 4 I 0 100 6.55 A 2373 I By Def. Comp. Plan Common Stock 2008-07-21 4 I 0 100 6.56 A 2473 I By Def. Comp. Plan Common Stock 2008-07-21 4 I 0 2100 6.57 A 4573 I By Def. Comp. Plan Common Stock 2008-07-21 4 I 0 7500 6.6 A 12073 I By Def. Comp. Plan Common Stock 39209 I By SERP Common Stock 200 I By Spouse Stock Option (Right to Buy) 30.75 2017-08-08 Common Stock 1000 1000 D Stock Option (Right to Buy) 48.46 2005-12-19 2015-12-19 Common Stock 12500 12500 D Stock Option (Right to Buy) 23 2012-02-19 Common Stock 10500 10500 D Represents acquisition of shares under the Issuer's Non-Qualified Employer Securities Deferred Compensation Plan. Vesting schedule is as follows: one-third on August 8, 2008, one-third on August 8, 2009 and one-third on August 8, 2010. One-third of the option vested on February 19, 2003, one-third vested on February 19, 2004 and one-third vested on February 19, 2005. /s/ Norval L. Bruce 2008-07-23 -----END PRIVACY-ENHANCED MESSAGE-----