-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GenAr7WPXAKObOkSycpLQ0azHM4RthAOF4oJXUlqAZXLlrMQjk7umNu/UINCdga0 +NZS/qEVKaWscmRdPSWVKQ== 0000927089-08-000217.txt : 20080610 0000927089-08-000217.hdr.sgml : 20080610 20080610161313 ACCESSION NUMBER: 0000927089-08-000217 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080609 FILED AS OF DATE: 20080610 DATE AS OF CHANGE: 20080610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMPERIAL CAPITAL BANCORP, INC. CENTRAL INDEX KEY: 0001000234 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954596322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 8585510511 MAIL ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 FORMER COMPANY: FORMER CONFORMED NAME: ITLA CAPITAL CORP DATE OF NAME CHANGE: 19970218 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL THRIFT & LOAN ASSOCIATION DATE OF NAME CHANGE: 19950907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lombardi Phillip E. CENTRAL INDEX KEY: 0001290893 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33199 FILM NUMBER: 08890983 BUSINESS ADDRESS: BUSINESS PHONE: (818)254-2300 MAIL ADDRESS: STREET 1: 500 NORTH BRAND BLVD., STE. 2300 CITY: GLENDALE STATE: CA ZIP: 91203 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2008-06-09 0 0001000234 IMPERIAL CAPITAL BANCORP, INC. IMP 0001290893 Lombardi Phillip E. 500 NORTH BRAND BLVD., STE. 2300 GLENDALE CA 91203 0 1 0 0 Exec. Mng Dir./Ch.Credit Ofcr. Common Stock 2008-06-09 4 P 0 500 9.0799 A 4500 D Common Stock 2008-06-09 4 P 0 300 9.08 A 4800 D Common Stock 2008-06-09 4 P 0 200 9.0699 A 5000 D Common Stock 2884 I By SERP Stock Option (Right to Buy) 30.75 2017-08-08 Common Stock 10000 10000 D Stock Option (Right to Buy) 48.46 2005-12-19 2015-12-19 Common Stock 7500 7500 D Stock Option (Right to Buy) 53.33 2005-06-24 2015-06-24 Common Stock 22500 22500 D Vesting schedule is as follows: one-third on August 8, 2008, one-third on August 8, 2009 and one-third on August 8, 2010. /s/ Phillip E. Lombardi 2008-06-10 -----END PRIVACY-ENHANCED MESSAGE-----