-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DRnZ+LM0nXS7e3Yxlln+V9oAWURL8Kcvu8y6C0FYPNtuFG+DIKxiOgmtIV5FoY8h WUhyfg7WxU9RMO3u0M6IMA== 0000927089-08-000198.txt : 20080522 0000927089-08-000198.hdr.sgml : 20080522 20080522172652 ACCESSION NUMBER: 0000927089-08-000198 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080520 FILED AS OF DATE: 20080522 DATE AS OF CHANGE: 20080522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMPERIAL CAPITAL BANCORP, INC. CENTRAL INDEX KEY: 0001000234 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954596322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 8585510511 MAIL ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 FORMER COMPANY: FORMER CONFORMED NAME: ITLA CAPITAL CORP DATE OF NAME CHANGE: 19970218 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL THRIFT & LOAN ASSOCIATION DATE OF NAME CHANGE: 19950907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALIGOWSKI GEORGE W CENTRAL INDEX KEY: 0001139388 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33199 FILM NUMBER: 08855637 BUSINESS ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 858 551 0511 MAIL ADDRESS: STREET 1: C/O ITLA CAPITAL CORP STREET 2: 888 PROSPECT STREET CITY: LA JOLLA STATE: CA ZIP: 92037 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2008-05-20 0 0001000234 IMPERIAL CAPITAL BANCORP, INC. IMP 0001139388 HALIGOWSKI GEORGE W C/O IMPERIAL CAPITAL BANCORP, INC. 888 PROSPECT STREET LA JOLLA CA 92037 1 1 0 0 President and CEO Common Stock 2008-05-20 4 I 0 200 10.27 A 71216 I By Def. Comp. Plan Common Stock 2008-05-20 4 I 0 700 10.28 A 71916 I By Def. Comp. Plan Common Stock 2008-05-20 4 I 0 2500 10.29 A 74416 I By Def. Comp. Plan Common Stock 2008-05-20 4 I 0 3240 10.3 A 77656 I By Def. Comp. Plan Common Stock 2008-05-20 4 I 0 640 10.31 A 78296 I By Def. Comp. Plan Common Stock 2008-05-20 4 I 0 3100 10.32 A 81396 I By Def. Comp. Plan Common Stock 2008-05-20 4 I 0 760 10.33 A 82156 I By Def. Comp. Plan Common Stock 2008-05-20 4 I 0 1000 10.34 A 83156 I By Def. Comp. Plan Common Stock 2008-05-20 4 I 0 29660 10.35 A 112816 I By Def. Comp. Plan Common Stock 2008-05-21 4 I 0 795 10.01 A 113611 I By Def. Comp. Plan Common Stock 2008-05-21 4 I 0 300 10.05 A 113911 I By Def. Comp. Plan Common Stock 2008-05-21 4 I 0 1200 10.06 A 115111 I By Def. Comp. Plan Common Stock 2008-05-21 4 I 0 2600 10.08 A 117711 I By Def. Comp. Plan Common Stock 2008-05-21 4 I 0 2500 10.1 A 120211 I By Def. Comp. Plan Common Stock 2008-05-21 4 I 0 1700 10.13 A 121911 I By Def. Comp. Plan Common Stock 2008-05-21 4 I 0 700 10.14 A 122611 I By Def. Comp. Plan Common Stock 2008-05-21 4 I 0 200 10.15 A 122811 I By Def. Comp. Plan Common Stock 2008-05-21 4 I 0 1000 10.16 A 123811 I By Def. Comp. Plan Common Stock 2008-05-21 4 I 0 100 10.18 A 123911 I By Def. Comp. Plan Common Stock 2008-05-21 4 I 0 2205 10.2 A 126116 I By Def. Comp. Plan Common Stock 169059 I By SERP Common Stock 300 D Stock Option (Right to Buy) 30.75 2017-08-08 Common Stock 25000 25000 D Stock Option (Right to Buy) 48.46 2005-12-19 2015-12-19 Common Stock 50000 50000 D Stock Option (Right to Buy) 14 2009-02-02 Common Stock 10000 10000 D Stock Option (Right to Buy) 23 2012-02-19 Common Stock 37500 37500 D Represents acquisition of shares under the Issuer's Non-Qualified Employer Securities Deferred Compensation Plan. Vesting schedule is as follows: one-third on August 8, 2008, one-third on August 8, 2009 and one-third on August 8, 2010. One-third of the option vested on February 2, 2000, one-third vested on February 2, 2001 and one-third vested on February 2, 2002. One-third of the option vested on February 19, 2003, one-third vested on February 19, 2004 and one-third vested on February 19, 2005. /s/ George W. Haligowski 2008-05-22 -----END PRIVACY-ENHANCED MESSAGE-----