-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VIaROf9HjCVHT+07g680Dq9kMZS5UJ75c7FLZ7Bj/pgxGuqOLnWYDnYiW78SM4qr IG0iqwGSO3R4fIhzdH9UOw== 0000927089-08-000136.txt : 20080416 0000927089-08-000136.hdr.sgml : 20080416 20080416151039 ACCESSION NUMBER: 0000927089-08-000136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080414 FILED AS OF DATE: 20080416 DATE AS OF CHANGE: 20080416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMPERIAL CAPITAL BANCORP, INC. CENTRAL INDEX KEY: 0001000234 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954596322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 8585510511 MAIL ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 FORMER COMPANY: FORMER CONFORMED NAME: ITLA CAPITAL CORP DATE OF NAME CHANGE: 19970218 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL THRIFT & LOAN ASSOCIATION DATE OF NAME CHANGE: 19950907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALIGOWSKI GEORGE W CENTRAL INDEX KEY: 0001139388 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33199 FILM NUMBER: 08759739 BUSINESS ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 858 551 0511 MAIL ADDRESS: STREET 1: C/O ITLA CAPITAL CORP STREET 2: 888 PROSPECT STREET CITY: LA JOLLA STATE: CA ZIP: 92037 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2008-04-14 0 0001000234 IMPERIAL CAPITAL BANCORP, INC. IMP 0001139388 HALIGOWSKI GEORGE W C/O IMPERIAL CAPTIAL BANCORP, INC. 888 PROSPECT STREET LA JOLLA CA 92037 1 1 0 0 President and CEO Common Stock 2008-04-14 2008-04-14 4 A 0 300 17.36 A 70683 I By Def. Comp. Plan Common Stock 2008-04-14 2008-04-14 4 A 0 161 17.443 A 70844 I By Def. Comp. Plan Common Stock 2008-04-14 2008-04-14 4 A 0 172 17.54 A 71016 I By Def. Comp. Plan Common Stock 2008-04-14 2008-04-14 4 A 0 1531 17.2256 A 169059 I By SERP Common Stock 300 D Stock Option (Right to Buy) 30.75 2017-08-08 Common Stock 25000 25000 D Stock Option (Right to Buy) 48.46 2005-12-19 2015-12-19 Common Stock 50000 50000 D Stock Option (Right to Buy) 14 2009-02-02 Common Stock 10000 10000 D Stock Option (Right to Buy) 23 2012-02-19 Common Stock 37500 37500 D Represents acquisition of shares under the Issuer's Non-Qualified Employer Securities Deferred Compensation Plan, reflecting the reinvestment of cash dividends pursuant to the plan. Represents acquisition of shares under the Issuer's Supplemental Executive Retirement Plan, reflecting the reinvestment of cash dividends pursuant to the plan. Vesting schedule is as follows: one-third on August 8, 2008, one-third on August 8, 2009 and one-third on August 8, 2010. One-third of the option vested on February 2, 2000, one-third vested on February 2, 2001 and one-third vested on February 2, 2002. One-third of the option vested on February 19, 2003, one-third vested on February 19, 2004 and one-third vested on February 19, 2005. /s/ George W. Haligowski 2008-04-16 -----END PRIVACY-ENHANCED MESSAGE-----