-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FJ64zMU/r1g/D+njqrJOIxk94SEbrYOB8Bujhez/S2MKyPLAlJ1Q6gRHB8rgr6mF BWf7/u4N2AQZ5z7EjWH3Kw== 0000927089-08-000105.txt : 20080225 0000927089-08-000105.hdr.sgml : 20080225 20080225164106 ACCESSION NUMBER: 0000927089-08-000105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080221 FILED AS OF DATE: 20080225 DATE AS OF CHANGE: 20080225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMPERIAL CAPITAL BANCORP, INC. CENTRAL INDEX KEY: 0001000234 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954596322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 8585510511 MAIL ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 FORMER COMPANY: FORMER CONFORMED NAME: ITLA CAPITAL CORP DATE OF NAME CHANGE: 19970218 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL THRIFT & LOAN ASSOCIATION DATE OF NAME CHANGE: 19950907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALIGOWSKI GEORGE W CENTRAL INDEX KEY: 0001139388 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33199 FILM NUMBER: 08639884 BUSINESS ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 858 551 0511 MAIL ADDRESS: STREET 1: C/O ITLA CAPITAL CORP STREET 2: 888 PROSPECT STREET CITY: LA JOLLA STATE: CA ZIP: 92037 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2008-02-21 0 0001000234 IMPERIAL CAPITAL BANCORP, INC. IMP 0001139388 HALIGOWSKI GEORGE W C/O IMPERIAL CAPITAL BANCORP, INC. 888 PROSPECT STREET LA JOLLA CA 92037 1 1 0 0 President and CEO Common Stock 2008-02-21 4 I 0 400 26.62 A 64631 I By Def. Comp. Plan Common Stock 2008-02-21 4 I 0 800 26.63 A 65431 I By Def. Comp. Plan Common Stock 2008-02-21 4 I 0 100 26.64 A 65531 I By Def. Comp. Plan Common Stock 2008-02-21 4 I 0 700 26.66 A 66231 I By Def. Comp. Plan Common Stock 2008-02-21 4 I 0 600 26.67 A 66831 I By Def. Comp. Plan Common Stock 2008-02-21 4 I 0 252 26.68 A 67083 I By Def. Comp. Plan Common Stock 2008-02-21 4 I 0 2200 26.69 A 69283 I By Def. Comp. Plan Common Stock 2008-02-21 4 I 0 100 26.7 A 69383 I By Def. Comp. Plan Common Stock 2008-02-21 4 I 0 200 26.72 A 69583 I By Def. Comp. Plan Common Stock 2008-02-21 4 I 0 100 26.73 A 69683 I By Def. Comp. Plan Common Stock 2008-02-21 4 I 0 700 26.76 A 70383 I By Def. Comp. Plan Common Stock 167528 I By SERP Common Stock 300 D Stock Option (Right to Buy) 30.75 2017-08-08 Common Stock 25000 25000 D Stock Option (Right to Buy) 48.46 2005-12-19 2015-12-19 Common Stock 50000 50000 D Stock Option (Right to Buy) 14 2009-02-02 Common Stock 10000 10000 D Stock Option (Right to Buy) 23 2012-02-19 Common Stock 37500 37500 D Represents acquisition of shares under the Issuer's Non-Qualified Employer Securities Deferred Compensation Plan. Vesting schedule is as follows: one-third on August 8, 2008, one-third on August 8, 2009 and one-third on August 8, 2010. One-third of the option vested on February 2, 2000, one-third vested on February 2, 2001 and one-third vested on February 2, 2002. One-third of the option vested on February 19, 2003, one-third vested on February 19, 2004 and one-third vested on February 19, 2005. /s/ George W. Haligowski 2008-02-25 -----END PRIVACY-ENHANCED MESSAGE-----