-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UFpPH8uU8rbxyGLzubua5zHEAuFENcgIHScUpohLD3yw0ZVJBmnTtqs5oY3tOJHp xPDy9ESBbeLqjntwJssKig== 0000927089-08-000096.txt : 20080219 0000927089-08-000096.hdr.sgml : 20080218 20080219184534 ACCESSION NUMBER: 0000927089-08-000096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080213 FILED AS OF DATE: 20080219 DATE AS OF CHANGE: 20080219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMPERIAL CAPITAL BANCORP, INC. CENTRAL INDEX KEY: 0001000234 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954596322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 8585510511 MAIL ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 FORMER COMPANY: FORMER CONFORMED NAME: ITLA CAPITAL CORP DATE OF NAME CHANGE: 19970218 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL THRIFT & LOAN ASSOCIATION DATE OF NAME CHANGE: 19950907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALIGOWSKI GEORGE W CENTRAL INDEX KEY: 0001139388 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33199 FILM NUMBER: 08627974 BUSINESS ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 858 551 0511 MAIL ADDRESS: STREET 1: C/O ITLA CAPITAL CORP STREET 2: 888 PROSPECT STREET CITY: LA JOLLA STATE: CA ZIP: 92037 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2008-02-13 0 0001000234 IMPERIAL CAPITAL BANCORP, INC. IMP 0001139388 HALIGOWSKI GEORGE W C/O IMPERIAL CAPITAL BANCORP, INC. 888 PROSPECT STREET LA JOLLA CA 92037 1 1 0 0 President and CEO Common Stock 2008-02-13 4 P 0 300 24.95 A 300 D Common Stock 2008-02-14 4 I 0 1950 24.15 A 45033 I By Def. Comp. Plan Common Stock 2008-02-14 4 I 0 250 24.2 A 45283 I By Def. Comp. Plan Common Stock 2008-02-14 4 I 0 186 24.23 A 45469 I By Def. Comp. Plan Common Stock 2008-02-14 4 I 0 442 24.24 A 45911 I By Def. Comp. Plan Common Stock 2008-02-14 4 I 0 10550 24.25 A 56461 I By Def. Comp. Plan Common Stock 2008-02-14 4 I 0 286 24.26 A 56747 I By Def. Comp. Plan Common Stock 2008-02-14 4 I 0 150 24.27 A 56897 I By Def. Comp. Plan Common Stock 2008-02-14 4 I 0 144 24.28 A 57041 I By Def. Comp. Plan Common Stock 2008-02-14 4 I 0 150 24.44 A 57191 I By Def. Comp. Plan Common Stock 2008-02-14 4 I 0 100 24.46 A 57291 I By Def. Comp. Plan Common Stock 2008-02-14 4 I 0 50 24.49 A 57341 I By Def. Comp. Plan Common Stock 2008-02-14 4 I 0 742 24.5 A 58083 I By Def. Comp. Plan Common Stock 2008-02-15 4 I 0 706 24.35 A 58789 I By Def. Comp. Plan Common Stock 2008-02-15 4 I 0 134 24.25 A 58923 I By Def. Comp. Plan Stock Option (Right to Buy) 30.75 2017-08-08 Common Stock 25000 25000 D Stock Option (Right to Buy) 48.46 2005-12-19 2015-12-19 Common Stock 50000 50000 D Stock Option (Right to Buy) 14 2009-02-02 Common Stock 10000 10000 D Stock Option (Right to Buy) 23 2012-02-19 Common Stock 37500 37500 D Represents acquisition of shares under the Issuer's Non-Qualified Employer Securities Deferred Compensation Plan. Vesting schedule is as follows: one-third on August 8, 2008, one-third on August 8, 2009 and one-third on August 8, 2010. One-third of the option vested on February 2, 2000, one-third vested on February 2, 2001 and one-third vested on February 2, 2002. One-third of the option vested on February 19, 2003, one-third vested on February 19, 2004 and one-third vested on February 19, 2005. /s/ George W. Haligowski 2008-02-19 -----END PRIVACY-ENHANCED MESSAGE-----