-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S5iBJ4s9a3Lk6mVd5xu7qeUZ3+S8rDYvDo3MDneIHBfMyt0a5Z54BRZnojFimhdC 7jM/i04SgGPqQXr1GGbpmA== 0000927089-08-000028.txt : 20080117 0000927089-08-000028.hdr.sgml : 20080117 20080117133854 ACCESSION NUMBER: 0000927089-08-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080115 FILED AS OF DATE: 20080117 DATE AS OF CHANGE: 20080117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMPERIAL CAPITAL BANCORP, INC. CENTRAL INDEX KEY: 0001000234 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954596322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 8585510511 MAIL ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 FORMER COMPANY: FORMER CONFORMED NAME: ITLA CAPITAL CORP DATE OF NAME CHANGE: 19970218 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL THRIFT & LOAN ASSOCIATION DATE OF NAME CHANGE: 19950907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LODWICK LYLE C CENTRAL INDEX KEY: 0001212409 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33199 FILM NUMBER: 08535534 BUSINESS ADDRESS: STREET 1: C/O PACIFIC CREST CAPITAL STREET 2: 30343 CANWOOD STREET CITY: AGOURA HILLS STATE: CA ZIP: 91301 BUSINESS PHONE: (858)551-0511 MAIL ADDRESS: STREET 1: C/O IMPERIAL CAPITAL BANCORP, INC. STREET 2: 888 PROSPECT STREET, SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2008-01-15 0 0001000234 IMPERIAL CAPITAL BANCORP, INC. IMP 0001212409 LODWICK LYLE C C/O IMPERIAL CAPITAL BANCORP, INC. 888 PROSPECT STREET, SUITE 110 LA JOLLA CA 92037 0 1 0 0 Exec. Managing Director - COO Common Stock 2008-01-15 2008-01-15 4 A 0 30 16 A 3349 I By SERP Common Stock 10000 D Stock Option (Right to Buy) 30.75 2017-08-08 Common Stock 10000 10000 D Stock Option (Right to Buy) 48.46 2005-12-19 2015-12-19 Common Stock 12500 12500 D Stock Option (Right to Buy) 54.25 2005-08-08 2015-08-08 Common Stock 35000 35000 D Represents acquisition of shares under Issuer's Supplemental Executive Retirement Plan, reflecting the reinvestment of cash dividends pursuant to the plan. Vesting schedule is as follows: one-third on August 8, 2008, one-third on August 8, 2009, and one-third on August 8, 2010. /s/ Lyle C. Lodwick 2008-01-17 -----END PRIVACY-ENHANCED MESSAGE-----