-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FwFHT7ivs5ZKOdDB3V84Cl/3afPWSt7NJhbefuVowjc5/E0sNItORwoTyRcRhMlG n8joXkFXbMl9/zO1LMcgfQ== 0000927089-07-000307.txt : 20071213 0000927089-07-000307.hdr.sgml : 20071213 20071213150955 ACCESSION NUMBER: 0000927089-07-000307 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071211 FILED AS OF DATE: 20071213 DATE AS OF CHANGE: 20071213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMPERIAL CAPITAL BANCORP, INC. CENTRAL INDEX KEY: 0001000234 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954596322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 8585510511 MAIL ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 FORMER COMPANY: FORMER CONFORMED NAME: ITLA CAPITAL CORP DATE OF NAME CHANGE: 19970218 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL THRIFT & LOAN ASSOCIATION DATE OF NAME CHANGE: 19950907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALLACE SCOTT A CENTRAL INDEX KEY: 0001233958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33199 FILM NUMBER: 071304469 BUSINESS ADDRESS: STREET 1: C/O ITLA CAPITAL CORP STREET 2: 888 PROSPECT STREET STE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 8585510511 MAIL ADDRESS: STREET 1: C/O ITLA FINANCIAL CORP STREET 2: 888 PROSPECT STREET SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-12-11 0 0001000234 IMPERIAL CAPITAL BANCORP, INC. IMP 0001233958 WALLACE SCOTT A C/O IMPERIAL CAPITAL BANCORP, INC. 888 PROSPECT STREET SUITE 110 LA JOLLA CA 92037 0 1 0 0 Treasurer Common Stock 2007-12-11 4 M 0 4000 18 A 4000 D Common Stock 2007-12-11 4 S 0 4000 21.979 D 0 D Common Stock 5355 I By SERP Stock Option (Right to Buy) 18 2007-12-11 4 M 0 4000 0 D 2008-02-02 Common Stock 4000 0 D Stock Option (Right to Buy) 30.75 2017-08-08 Common Stock 1500 1500 D Stock Option (Right to Buy) 14 2009-02-02 Common Stock 5000 5000 D Stock Option (Right to Buy) 11 2010-01-31 Common Stock 2000 2000 D Stock Option (Right to Buy) 16.21 2011-05-09 Common Stock 3000 3000 D Stock Option (Right to Buy) 31.05 2012-07-15 Common Stock 5000 5000 D One-third of the option vested on February 2, 1999, one-third vested on February 2, 2000 and one-third vested on February 2, 2001. Vesting schedule is a follows: one-third on August 8, 2008, one-third on August 8, 2009 and one-third on August 8, 2010. One-third of the option vested on February 2, 2000, one-third vested on February 2, 2001 and one-third vested on February 2, 2002. One-third of the option vested on January 31, 2001, one-third vested on January 31, 2002 and one-third vested on January 31, 2003. One-third of the option vested on May 9, 2002, one-third vested on May 9, 2003 and one-third vested on May 9, 2004. One-third of the option vested on July 15, 2003, one-third vested on July 15, 2004 and one-third vested on July 15, 2005. /s/ Scott A. Wallace 2007-12-13 -----END PRIVACY-ENHANCED MESSAGE-----