-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NciqY+iAbi2MYhoVlwhJZf15w/WIymLAB13eHXEsWP98LvHL1CPL95RIytlQOO29 htFWOg+DueX0sqxxQxTRFA== 0000927089-07-000250.txt : 20071022 0000927089-07-000250.hdr.sgml : 20071022 20071022123257 ACCESSION NUMBER: 0000927089-07-000250 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071016 FILED AS OF DATE: 20071022 DATE AS OF CHANGE: 20071022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMPERIAL CAPITAL BANCORP, INC. CENTRAL INDEX KEY: 0001000234 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954596322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 8585510511 MAIL ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 FORMER COMPANY: FORMER CONFORMED NAME: ITLA CAPITAL CORP DATE OF NAME CHANGE: 19970218 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL THRIFT & LOAN ASSOCIATION DATE OF NAME CHANGE: 19950907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LODWICK LYLE C CENTRAL INDEX KEY: 0001212409 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33199 FILM NUMBER: 071182704 BUSINESS ADDRESS: STREET 1: C/O PACIFIC CREST CAPITAL STREET 2: 30343 CANWOOD STREET CITY: AGOURA HILLS STATE: CA ZIP: 91301 BUSINESS PHONE: (858)551-0511 MAIL ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-10-16 0 0001000234 IMPERIAL CAPITAL BANCORP, INC. IMP 0001212409 LODWICK LYLE C C/O IMPERIAL CAPITAL BANCORP, INC. 888 PROSPECT STREET, STE. 110 LA JOLLA CA 92037 0 1 0 0 Exec. Managing Director-COO Common Stock 2007-10-16 2007-10-19 4 A 0 19 24.48 A 3319 I By SERP Common Stock 0 D Stock Option (Right to Buy) 30.75 2017-08-08 Common Stock 10000 10000 D Stock Option (Right to Buy) 48.46 2005-12-19 2015-12-19 Common Stock 12500 12500 D Stock Option (Right to Buy) 54.25 2005-08-08 2015-08-08 Common Stock 35000 35000 D Represents acquisition of shares under Issuer's Supplemental Executive Retirement Plan, reflecting the reinvestment of cash dividends pursuant to the plan. Vesting schedule is as follows: one-third on August 8, 2008, one-third on August 8, 2009, and one-third on August 8, 2010. /s/ Lyle C. Lodwick 2007-10-22 -----END PRIVACY-ENHANCED MESSAGE-----