-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EBiUBo9DoNz0C3wnmBKELnvL/dhnmTDkWMaivZVE/dWeO581x6Mcuo8gvCuVHVyD 5NT1IS3BuGJuGjwEvtM8Kg== 0000927089-07-000204.txt : 20070810 0000927089-07-000204.hdr.sgml : 20070810 20070810132738 ACCESSION NUMBER: 0000927089-07-000204 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070808 FILED AS OF DATE: 20070810 DATE AS OF CHANGE: 20070810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMPERIAL CAPITAL BANCORP, INC. CENTRAL INDEX KEY: 0001000234 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 954596322 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 8585510511 MAIL ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 FORMER COMPANY: FORMER CONFORMED NAME: ITLA CAPITAL CORP DATE OF NAME CHANGE: 19970218 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL THRIFT & LOAN ASSOCIATION DATE OF NAME CHANGE: 19950907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUSNAK ANTHONY CENTRAL INDEX KEY: 0001233963 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33199 FILM NUMBER: 071044282 BUSINESS ADDRESS: STREET 1: C/O ITLA CAPITAL CORP STREET 2: 888 PROSPECT STREET STE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 8585510511 MAIL ADDRESS: STREET 1: C/O ITLA FINANCIAL CORP STREET 2: 888 PROSPECT STREET SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-08-08 0 0001000234 IMPERIAL CAPITAL BANCORP, INC. IMP 0001233963 RUSNAK ANTHONY C/O IMPERIAL CAPITAL BANCORP, INC. 888 PROSPECT STREET, SUITE 110 LA JOLLA CA 92037 0 1 0 0 General Counsel Common Stock 0 D Stock Option (Right to Buy) 30.75 2007-08-08 4 A 0 500 0 A 2017-08-08 Common Stock 500 500 D Stock Option (Right to Buy) 31.05 2012-07-15 Common Stock 5000 5000 D Vesting schedule is as follows: one-third on August 8, 2008, one-third on August 8, 2009 and one-third on August 8, 2010. One-third of the option vested on July 15, 2003, one-third on July 15, 2004 and one-third on July 15, 2005. /s/ Anthony A. Rusnak 2007-08-10 -----END PRIVACY-ENHANCED MESSAGE-----