-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KtM10FqRNq4KruOjBq3Le3n1tQF+/KYm0ngU9xDBDp3Uu8bC5SQuK+u0Itr7BVWx ED01Sk4IaYxAth0sNMnhpA== 0000927089-04-000436.txt : 20041215 0000927089-04-000436.hdr.sgml : 20041215 20041215182259 ACCESSION NUMBER: 0000927089-04-000436 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041214 FILED AS OF DATE: 20041215 DATE AS OF CHANGE: 20041215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRUCE NORVAL L CENTRAL INDEX KEY: 0001233955 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26960 FILM NUMBER: 041205969 BUSINESS ADDRESS: STREET 1: C/O ITLA CAPITAL CORP STREET 2: 888 PROSPECT STREET STE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 8585510511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITLA CAPITAL CORP CENTRAL INDEX KEY: 0001000234 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 954596322 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 8585510511 MAIL ADDRESS: STREET 1: 700 N CENTRAL AVE STREET 2: STE 600 CITY: GLENDALE STATE: CA ZIP: 91203 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL THRIFT & LOAN ASSOCIATION DATE OF NAME CHANGE: 19950907 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-12-14 0 0001000234 ITLA CAPITAL CORP ITLA 0001233955 BRUCE NORVAL L C/O ITLA CAPITAL CORPORATION 888 PROSPECT ST., STE. 110 LA JOLLA CA 92037 1 1 0 0 Chief Credit Officer Common Stock 2004-12-14 4 M 0 6468 10 A 17936 D Common Stock 2004-12-14 4 S 0 6468 54.5044 D 11468 D Common Stock 2004-12-14 4 M 0 3333 14.5 A 14801 D Common Stock 2004-12-14 4 S 0 3333 54.5044 D 11468 D Common Stock 2004-12-14 4 M 0 316 18 A 11784 D Common Stock 2004-12-14 4 S 0 316 54.5044 D 11468 D Common Stock 33830 I By SERP Stock Option (Right to buy) 10 2004-12-14 4 M 0 6468 0 D 2005-10-23 Common Stock 6468 5032 D Stock Option (Right to Buy) 14.5 2004-12-14 4 M 0 3333 0 D 2007-01-23 Common Stock 3333 0 D Stock Option (Right to Buy) 18 2004-12-14 4 M 0 316 0 D 2008-02-02 Common Stock 316 13665 D Stock Option (Right to Buy) 14 2009-02-02 Common Stock 5000 5000 D Stock Option (Right to Buy) 11 2010-01-31 Common Stock 3334 3334 D Stock Option (Right to Buy) 23 2012-02-19 Common Stock 16884 16884 D One-third of the option vested on October 23, 1996, one-third vested on October 23, 1997 and one-third vested on October 23, 1998. One-third of the option vested on January 23, 1998, one-third vested on January 23, 1999 and one-third vested on January 23, 2000. One-third of the option vested on February 2, 1999, one-third vested on February 2, 2000 and one-third vested on February 2, 2001. One-third of the option vested on January 31, 2001, one-third vested on January 31, 2002 and one-third vested on January 31, 2003. One-third of the option vested on January 31, 2001, one-third vested on January 31, 2002 and one-third vested on January 31, 2003. One-third of the option vested on February 19,2003, one-third vested on February 19, 2004 and the remaining one-third is scheduled to vest on February 19,2005. /s/ Norval L. Bruce 2004-12-15 -----END PRIVACY-ENHANCED MESSAGE-----