-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G5Spvh27R/c90R2k4VQyzlhK5H6QKDNrSSc9tV/tZ62NbvNnfjVUcEI4AwE7i9Ch 9AW2rpg53jI4MtSGxmH/yw== 0000927089-04-000098.txt : 20040310 0000927089-04-000098.hdr.sgml : 20040310 20040310185704 ACCESSION NUMBER: 0000927089-04-000098 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040308 FILED AS OF DATE: 20040310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NICKBERG DON CENTRAL INDEX KEY: 0001233956 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26960 FILM NUMBER: 04661380 BUSINESS ADDRESS: STREET 1: C/O ITLA CAPITAL CORP STREET 2: 888 PROSPECT STREET STE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 8585510511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITLA CAPITAL CORP CENTRAL INDEX KEY: 0001000234 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 954596322 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 8585510511 MAIL ADDRESS: STREET 1: 700 N CENTRAL AVE STREET 2: STE 600 CITY: GLENDALE STATE: CA ZIP: 91203 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL THRIFT & LOAN ASSOCIATION DATE OF NAME CHANGE: 19950907 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-03-08 0 0001000234 ITLA CAPITAL CORP ITLA 0001233956 NICKBERG DON C/O ITLA CAPITAL CORPORATION 888 PROSPECT ST., STE. 110 LA JOLLA CA 92037 0 1 0 0 Chief Banking Officer Common Stock 2004-03-08 4 A 0 1944 0 A 8761 I By SERP Common Stock 0 D Stock Option (Right to buy) 14 2009-02-02 Common Stock 6000 6000 D Stock Option (Right to buy) 13 2010-05-30 Common Stock 5000 5000 D Stock Option (Right to buy) 16.21 2011-05-09 Common Stock 10000 10000 D Stock Option (Right to buy) 11 2010-01-31 Common Stock 4000 4000 D Stock Option (Right to buy) 23 2012-02-19 Common Stock 15000 15000 D Represents allocation of shares to the Issuer's Supplemental Executive Retirement Plan for the benefit of the Reporting Person. The shares will vest in full on December 31, 2005. One-third of the option vested on February 2, 2000, one-third vested on February 2, 2001 and one-third vested on February 2, 2002. One-third of the option vested on May 30, 2001, one-third vested on May 30, 2002 and one-third vested on May 30, 2003. One-third of the option vested on May 9, 2002, one-third vested on May 9, 2003 and the remaining one-third is scheduled to vest on May 9, 2004. One-third of the option vested on January 31, 2001, one-third vested on January 31, 2002 and one third vested on January 31, 2003. One-third of the option vested on February 19, 2003, one-third vested on February 19, 2004 and the remaining one-third is scheduled to vest on February 19, 2005. /s/ Don Nickbarg 2004-03-10 -----END PRIVACY-ENHANCED MESSAGE-----