-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QRLRLjc+OFkln59aLvq1dMbHg/JT5kwv/n1en1/+4Tgsjz03Q5oWdhATrfxHyVw4 J+7/ZtYGHiO7o/pdhI9Xkg== 0000927089-03-000322.txt : 20031223 0000927089-03-000322.hdr.sgml : 20031223 20031223161754 ACCESSION NUMBER: 0000927089-03-000322 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031219 FILED AS OF DATE: 20031223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALIGOWSKI GEORGE W CENTRAL INDEX KEY: 0001139388 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26960 FILM NUMBER: 031071318 BUSINESS ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITLA CAPITAL CORP CENTRAL INDEX KEY: 0001000234 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 954596322 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 888 PROSPECT STREET STREET 2: SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 8585510511 MAIL ADDRESS: STREET 1: 700 N CENTRAL AVE STREET 2: STE 600 CITY: GLENDALE STATE: CA ZIP: 91203 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL THRIFT & LOAN ASSOCIATION DATE OF NAME CHANGE: 19950907 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-12-19 0 0001000234 ITLA CAPITAL CORP ITLA 0001139388 HALIGOWSKI GEORGE W C/O ITLA CAPITAL CORPORATION 888 PROSPECT ST., STE. 110 LA JOLLA CA 92037 1 1 0 0 President and CEO Common Stock 2003-12-19 4 M 0 10000 10 A 0 D Common Stock 2003-12-19 4 S 0 10000 50 D 0 D Common Stock 2003-12-22 4 M 0 35000 10 A 0 D Common Stock 2003-12-22 4 S 0 35000 50 D 0 D Common Stock 28870 I By Def. Comp Plan Common Stock 138454 I By SERP Stock Option (Right to buy) 10 2003-12-19 4 M 0 10000 0 D 2005-10-23 Common Stock 10000 235000 D Stock Option (Right to buy) 10 2003-12-22 4 M 0 35000 0 D 2005-10-23 Common Stock 35000 200000 D Stock Option (Right to buy) 14.5 2007-01-23 Common Stock 20000 20000 D Stock Option (Right to buy) 18 2008-02-02 Common Stock 45000 45000 D Stock Option (Right to buy) 14 2009-02-02 Common Stock 10000 10000 D Stock Option (Right to buy) 23 2012-02-19 Common Stock 37500 37500 D One-third of the option vested on October 23, 1996, one-third vested on October 23, 1997 and one-third vested on October 23, 1998. One-third of the option vested on January 23, 1998, one-third vested on January 23, 1999 and one-third vested on January 23, 2000. One-third of the option vested on February 2, 1999, one-third vested on February 2, 2000 and one-third vested on February 2, 2001. One-third of the option vested on February 2, 2000, one-third vested on February 2, 2001 and one-third vested on February 2, 2002. One-third of the option vested on February 19,2003, one-third of the option is scheduled to vest on February 19,2004 and the remaining one-third is scheduled to vest on February 19, 2005. /s/ George W. Haligowski 2003-12-23 -----END PRIVACY-ENHANCED MESSAGE-----