0001437749-24-025876.txt : 20240809 0001437749-24-025876.hdr.sgml : 20240809 20240809161416 ACCESSION NUMBER: 0001437749-24-025876 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240807 FILED AS OF DATE: 20240809 DATE AS OF CHANGE: 20240809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILKIN NEIL D JR CENTRAL INDEX KEY: 0001241189 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27022 FILM NUMBER: 241192943 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPTICAL CABLE CORP CENTRAL INDEX KEY: 0001000230 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 541237042 STATE OF INCORPORATION: VA FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 5290 CONCOURSE DR CITY: ROANOKE STATE: VA ZIP: 24019 BUSINESS PHONE: 5402650690 MAIL ADDRESS: STREET 1: 5290 CONCOURSE DRIVE CITY: ROANOKE STATE: VA ZIP: 24019 4 1 rdgdoc.xml FORM 4 X0508 4 2024-08-07 0001000230 OPTICAL CABLE CORP OCC 0001241189 WILKIN NEIL D JR 5290 CONCOURSE DRIVE ROANOKE VA 24019 1 1 1 Chairman, President and CEO 0 Common Stock 2024-08-07 4 A 0 71595 0 A 1044000 D Common Stock 22595 I By Wilkin Capital Fund I, LLC Common Stock 315 I By Daughter #1 Common Stock 315 I By Daughter #2 Common Stock 115 I By Daughter #3 Common Stock 315 I By Son Represents an award of restricted stock under the issuer's 2017 Stock Incentive Plan, as amended. The award in the amount of 71,595 shares generally vests annually over approximately five years if certain performance goals are achieved in fiscal years 2025, 2026, 2027, 2028 and 2029 with the first possible vesting date being January 31, 2026. The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr. The reporting person disclaims beneficial ownership of all securities held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. /s/ Neil D. Wilkin, Jr. 2024-08-09