0001209191-23-011171.txt : 20230221 0001209191-23-011171.hdr.sgml : 20230221 20230221162714 ACCESSION NUMBER: 0001209191-23-011171 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230216 FILED AS OF DATE: 20230221 DATE AS OF CHANGE: 20230221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haley David Justin CENTRAL INDEX KEY: 0001965638 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37747 FILM NUMBER: 23648603 MAIL ADDRESS: STREET 1: 1100 EAST 6600 SOUTH STREET 2: SUITE 510 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP CENTRAL INDEX KEY: 0001000209 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 043291176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 437 MADISON AVE 38 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123282153 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2023-02-16 0 0001000209 MEDALLION FINANCIAL CORP MFIN 0001965638 Haley David Justin C/O MEDALLION FINANCIAL CORP. 437 MADISON AVENUE NEW YORK NY 10022 0 1 0 0 See Remarks Common Stock 46441 D Common Stock (right to buy) 6.55 2029-03-21 Common Stock 9983 D Common Stock (right to buy) 6.68 2030-02-17 Common Stock 13274 D Common Stock (right to buy) 6.79 2031-03-04 Common Stock 14290 D One-fourth of the options became exercisable on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023. One-fourth of the options became exercisable on February 17, 2021, February 17, 2022 and February 17, 2023. The remaining one-fourth of the options will become exercisable on February 17 2024. One-fourth of the options became exercisable on March 4, 2022. The remaining three-fourths of the options will become exercisable on March 4, 2023, March 4, 2024 and March 4, 2025. Chief Financial Officer of Medallion Bank /s/ David Justin Haley 2023-02-21