0001209191-14-041641.txt : 20140624
0001209191-14-041641.hdr.sgml : 20140624
20140616164552
ACCESSION NUMBER: 0001209191-14-041641
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140613
FILED AS OF DATE: 20140616
DATE AS OF CHANGE: 20140616
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP
CENTRAL INDEX KEY: 0001000209
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 043291176
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 437 MADISON AVE 38 TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2123282153
MAIL ADDRESS:
STREET 1: 437 MADISON AVENUE
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEICKER LOWELL P JR
CENTRAL INDEX KEY: 0001185920
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00188
FILM NUMBER: 14923196
BUSINESS ADDRESS:
STREET 1: ONE CAMPUS MARTIUS
CITY: DETROIT
STATE: MI
ZIP: 48226
BUSINESS PHONE: 313-227-7300
MAIL ADDRESS:
STREET 1: 200 DUKE STREET
CITY: ALEXANDRIA
STATE: VA
ZIP: 22314
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-06-13
0
0001000209
MEDALLION FINANCIAL CORP
TAXI
0001185920
WEICKER LOWELL P JR
C/O MEDALLION FINANCIAL CORP.
437 MADISON AVENUE
NEW YORK
NY
10022
1
0
0
0
Common Stock
2014-06-13
4
M
0
5000
7.17
A
12600
D
Common Stock
2014-06-13
4
S
0
2500
12.6635
D
10100
D
Common Stock
2014-06-13
4
S
0
2500
12.6607
D
7600
D
Common Stock
8250
I
See footnote
Common Stock
2300
I
See footnote
Common Stock
300
I
See footnote
Common Stock(right to buy)
7.17
2014-06-13
4
M
0
5000
0.00
D
2010-06-11
2020-06-11
Common Stock
5000
18000
D
Represents shares beneficially owned by the Lowell P. Weicker Estate for Lowell P. Weicker, Jr. of which Mr. Weicker is the income beneficiary.
These shares are held by Bank of New York Mellon Wealth Management in an Individual Retirement Account for the benefit of Mr. Weicker's spouse.
These shares are held by Mr. Weicker's spouse.
One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested.
+Power of attorney filed on November 17, 2006 as Exhibit 24 to the Form 4 of Lowell P. Weicker, Jr.
/s/ Jeffrey J. Yin as Attorney-in-Fact+
2014-06-16