0001209191-14-041641.txt : 20140624 0001209191-14-041641.hdr.sgml : 20140624 20140616164552 ACCESSION NUMBER: 0001209191-14-041641 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140613 FILED AS OF DATE: 20140616 DATE AS OF CHANGE: 20140616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP CENTRAL INDEX KEY: 0001000209 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 043291176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 437 MADISON AVE 38 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123282153 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEICKER LOWELL P JR CENTRAL INDEX KEY: 0001185920 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00188 FILM NUMBER: 14923196 BUSINESS ADDRESS: STREET 1: ONE CAMPUS MARTIUS CITY: DETROIT STATE: MI ZIP: 48226 BUSINESS PHONE: 313-227-7300 MAIL ADDRESS: STREET 1: 200 DUKE STREET CITY: ALEXANDRIA STATE: VA ZIP: 22314 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-06-13 0 0001000209 MEDALLION FINANCIAL CORP TAXI 0001185920 WEICKER LOWELL P JR C/O MEDALLION FINANCIAL CORP. 437 MADISON AVENUE NEW YORK NY 10022 1 0 0 0 Common Stock 2014-06-13 4 M 0 5000 7.17 A 12600 D Common Stock 2014-06-13 4 S 0 2500 12.6635 D 10100 D Common Stock 2014-06-13 4 S 0 2500 12.6607 D 7600 D Common Stock 8250 I See footnote Common Stock 2300 I See footnote Common Stock 300 I See footnote Common Stock(right to buy) 7.17 2014-06-13 4 M 0 5000 0.00 D 2010-06-11 2020-06-11 Common Stock 5000 18000 D Represents shares beneficially owned by the Lowell P. Weicker Estate for Lowell P. Weicker, Jr. of which Mr. Weicker is the income beneficiary. These shares are held by Bank of New York Mellon Wealth Management in an Individual Retirement Account for the benefit of Mr. Weicker's spouse. These shares are held by Mr. Weicker's spouse. One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested. +Power of attorney filed on November 17, 2006 as Exhibit 24 to the Form 4 of Lowell P. Weicker, Jr. /s/ Jeffrey J. Yin as Attorney-in-Fact+ 2014-06-16