0001209191-14-034637.txt : 20140516 0001209191-14-034637.hdr.sgml : 20140516 20140516161752 ACCESSION NUMBER: 0001209191-14-034637 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140514 FILED AS OF DATE: 20140516 DATE AS OF CHANGE: 20140516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP CENTRAL INDEX KEY: 0001000209 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 043291176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 437 MADISON AVE 38 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123282153 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MURSTEIN ANDREW CENTRAL INDEX KEY: 0001033265 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00188 FILM NUMBER: 14851777 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-05-14 0 0001000209 MEDALLION FINANCIAL CORP TAXI 0001033265 MURSTEIN ANDREW C/O MEDALLION FINANCIAL CORP. 437 MADISON AVENUE NEW YORK NY 10022 1 1 0 0 President Common Stock 2014-05-14 4 M 0 25000 9.07 A 158284 D Common Stock 1446063 I See Footnote Common Stock (right to buy) 9.07 2014-05-14 4 M 0 25000 0.00 D 2004-09-17 2014-09-17 Common Stock 25000 95000 D Represents shares beneficially owned by the Andrew Murstein Family Trust. One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested. /s/ Andrew M. Murstein 2014-05-16