0001209191-14-018885.txt : 20140310
0001209191-14-018885.hdr.sgml : 20140310
20140310163830
ACCESSION NUMBER: 0001209191-14-018885
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140307
FILED AS OF DATE: 20140310
DATE AS OF CHANGE: 20140310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP
CENTRAL INDEX KEY: 0001000209
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 043291176
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 437 MADISON AVE 38 TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2123282153
MAIL ADDRESS:
STREET 1: 437 MADISON AVENUE
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CUOMO MARIO M
CENTRAL INDEX KEY: 0001230506
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00188
FILM NUMBER: 14681425
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-03-07
0
0001000209
MEDALLION FINANCIAL CORP
TAXI
0001230506
CUOMO MARIO M
C/O MEDALLION FINANCIAL CORP.
437 MADISON AVENUE
NEW YORK
NY
10022
1
0
0
0
Common Stock
2014-03-07
4
M
0
9000
10.76
A
9000
D
Common Stock
2014-03-07
4
M
0
5000
7.17
A
14000
D
Common Stock (right to buy)
10.76
2014-03-07
4
M
0
9000
0.00
D
2007-08-28
2017-08-28
Common Stock
9000
14000
D
Common Stock (right to buy)
7.17
2014-03-07
4
M
0
5000
0.00
D
2010-06-11
2020-06-11
Common Stock
5000
9000
D
One-third of the options vest on the first, second and third anniversaries of the date of grant. All options have fully vested.
One-third of the options vest on the first, second and third anniversaries of the date of grant. All options have fully vested.
Power of attorney filed on September 5, 2007 as Exhibit 24 to the Form 4 of Mario M. Cuomo.
By: /s/ Jeffrey J. Yin as Attorney-in-Fact
2014-03-10