0001209191-14-018885.txt : 20140310 0001209191-14-018885.hdr.sgml : 20140310 20140310163830 ACCESSION NUMBER: 0001209191-14-018885 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140307 FILED AS OF DATE: 20140310 DATE AS OF CHANGE: 20140310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP CENTRAL INDEX KEY: 0001000209 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 043291176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 437 MADISON AVE 38 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123282153 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CUOMO MARIO M CENTRAL INDEX KEY: 0001230506 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00188 FILM NUMBER: 14681425 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-03-07 0 0001000209 MEDALLION FINANCIAL CORP TAXI 0001230506 CUOMO MARIO M C/O MEDALLION FINANCIAL CORP. 437 MADISON AVENUE NEW YORK NY 10022 1 0 0 0 Common Stock 2014-03-07 4 M 0 9000 10.76 A 9000 D Common Stock 2014-03-07 4 M 0 5000 7.17 A 14000 D Common Stock (right to buy) 10.76 2014-03-07 4 M 0 9000 0.00 D 2007-08-28 2017-08-28 Common Stock 9000 14000 D Common Stock (right to buy) 7.17 2014-03-07 4 M 0 5000 0.00 D 2010-06-11 2020-06-11 Common Stock 5000 9000 D One-third of the options vest on the first, second and third anniversaries of the date of grant. All options have fully vested. One-third of the options vest on the first, second and third anniversaries of the date of grant. All options have fully vested. Power of attorney filed on September 5, 2007 as Exhibit 24 to the Form 4 of Mario M. Cuomo. By: /s/ Jeffrey J. Yin as Attorney-in-Fact 2014-03-10