0001209191-14-018296.txt : 20140307
0001209191-14-018296.hdr.sgml : 20140307
20140307161602
ACCESSION NUMBER: 0001209191-14-018296
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140306
FILED AS OF DATE: 20140307
DATE AS OF CHANGE: 20140307
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP
CENTRAL INDEX KEY: 0001000209
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 043291176
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 437 MADISON AVE 38 TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2123282153
MAIL ADDRESS:
STREET 1: 437 MADISON AVENUE
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Taggart John M.
CENTRAL INDEX KEY: 0001575139
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00188
FILM NUMBER: 14677428
MAIL ADDRESS:
STREET 1: 1100 EAST 6600 SOUTH
STREET 2: SUITE 510
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84121
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-03-06
0
0001000209
MEDALLION FINANCIAL CORP
TAXI
0001575139
Taggart John M.
C/O MEDALLION FINANCIAL CORP.
437 MADISON AVENUE
NEW YORK
NY
10022
0
1
0
0
See Remarks
Common Stock
2014-03-06
4
M
0
2816
11.21
A
88229
D
Common Stock
2014-03-06
4
M
0
8334
8.21
A
96563
D
Common Stock (right to buy)
11.21
2014-03-06
4
M
0
2816
0.00
D
2007-02-15
2017-02-15
Common Stock
2816
17518
D
Common Stock (right to buy)
8.21
2014-03-06
4
M
0
8334
0.00
D
2010-04-14
2020-04-14
Common Stock
8334
9184
D
One-fourth of the options vested on the first, second, third and fourth anniversaries of the date of grant. All options have fully vested.
One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested.
Chief Executive Officer and President of Medallion Bank
/s/ John M. Taggart
2014-03-07