0001209191-14-018296.txt : 20140307 0001209191-14-018296.hdr.sgml : 20140307 20140307161602 ACCESSION NUMBER: 0001209191-14-018296 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140306 FILED AS OF DATE: 20140307 DATE AS OF CHANGE: 20140307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP CENTRAL INDEX KEY: 0001000209 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 043291176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 437 MADISON AVE 38 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123282153 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Taggart John M. CENTRAL INDEX KEY: 0001575139 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00188 FILM NUMBER: 14677428 MAIL ADDRESS: STREET 1: 1100 EAST 6600 SOUTH STREET 2: SUITE 510 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-03-06 0 0001000209 MEDALLION FINANCIAL CORP TAXI 0001575139 Taggart John M. C/O MEDALLION FINANCIAL CORP. 437 MADISON AVENUE NEW YORK NY 10022 0 1 0 0 See Remarks Common Stock 2014-03-06 4 M 0 2816 11.21 A 88229 D Common Stock 2014-03-06 4 M 0 8334 8.21 A 96563 D Common Stock (right to buy) 11.21 2014-03-06 4 M 0 2816 0.00 D 2007-02-15 2017-02-15 Common Stock 2816 17518 D Common Stock (right to buy) 8.21 2014-03-06 4 M 0 8334 0.00 D 2010-04-14 2020-04-14 Common Stock 8334 9184 D One-fourth of the options vested on the first, second, third and fourth anniversaries of the date of grant. All options have fully vested. One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested. Chief Executive Officer and President of Medallion Bank /s/ John M. Taggart 2014-03-07