0001209191-14-009125.txt : 20140211 0001209191-14-009125.hdr.sgml : 20140211 20140211162915 ACCESSION NUMBER: 0001209191-14-009125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140210 FILED AS OF DATE: 20140211 DATE AS OF CHANGE: 20140211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP CENTRAL INDEX KEY: 0001000209 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 043291176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 437 MADISON AVE 38 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123282153 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MURSTEIN ALVIN CENTRAL INDEX KEY: 0001000210 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00188 FILM NUMBER: 14594646 BUSINESS ADDRESS: STREET 1: 205 EAST 42ND STREET STREET 2: SUITE 2000 CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-10 0 0001000209 MEDALLION FINANCIAL CORP TAXI 0001000210 MURSTEIN ALVIN C/O MEDALLION FINANCIAL CORP. 437 MADISON AVENUE NEW YORK NY 10022 1 1 0 0 Chairman & CEO Common Stock 2014-02-10 4 A 0 30814 0.00 A 109884 D Common Stock 70118 I See Footnote Common Stock 1168182 I See Footnote Common Stock 117660 I See Footnote Common Stock 5000 I See Footnote Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2009 Employee Restricted Stock Plan which will vest in equal one-third increments on the first, second and third anniversaries of the date of grant. Represents shares beneficially owned by the Alvin Murstein Second Family Trust of which Mr. Murstein is a co-trustee and the beneficiary. Represents shares beneficially owned by the Alvin Murstein Second Family Trust registered in the name of Morgan Stanley. Represents shares acquired by gift from Mr. Murstein to the Aileen J. Murstein Family 2012 Trust of which Mr. Murstein is the grantor and Mr. Murstein's spouse is a co-trustee and the beneficiary. Represents shares owned by Mr. Murstein's spouse. /s/Alvin Murstein 2014-02-11