0001209191-14-009125.txt : 20140211
0001209191-14-009125.hdr.sgml : 20140211
20140211162915
ACCESSION NUMBER: 0001209191-14-009125
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140210
FILED AS OF DATE: 20140211
DATE AS OF CHANGE: 20140211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP
CENTRAL INDEX KEY: 0001000209
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 043291176
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 437 MADISON AVE 38 TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2123282153
MAIL ADDRESS:
STREET 1: 437 MADISON AVENUE
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MURSTEIN ALVIN
CENTRAL INDEX KEY: 0001000210
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00188
FILM NUMBER: 14594646
BUSINESS ADDRESS:
STREET 1: 205 EAST 42ND STREET
STREET 2: SUITE 2000
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-02-10
0
0001000209
MEDALLION FINANCIAL CORP
TAXI
0001000210
MURSTEIN ALVIN
C/O MEDALLION FINANCIAL CORP.
437 MADISON AVENUE
NEW YORK
NY
10022
1
1
0
0
Chairman & CEO
Common Stock
2014-02-10
4
A
0
30814
0.00
A
109884
D
Common Stock
70118
I
See Footnote
Common Stock
1168182
I
See Footnote
Common Stock
117660
I
See Footnote
Common Stock
5000
I
See Footnote
Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2009 Employee Restricted Stock Plan which will vest in equal one-third increments on the first, second and third anniversaries of the date of grant.
Represents shares beneficially owned by the Alvin Murstein Second Family Trust of which Mr. Murstein is a co-trustee and the beneficiary.
Represents shares beneficially owned by the Alvin Murstein Second Family Trust registered in the name of Morgan Stanley.
Represents shares acquired by gift from Mr. Murstein to the Aileen J. Murstein Family 2012 Trust of which Mr. Murstein is the grantor and Mr. Murstein's spouse is a co-trustee and the beneficiary.
Represents shares owned by Mr. Murstein's spouse.
/s/Alvin Murstein
2014-02-11