0001209191-14-009117.txt : 20140211 0001209191-14-009117.hdr.sgml : 20140211 20140211162416 ACCESSION NUMBER: 0001209191-14-009117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140210 FILED AS OF DATE: 20140211 DATE AS OF CHANGE: 20140211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP CENTRAL INDEX KEY: 0001000209 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 043291176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 437 MADISON AVE 38 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123282153 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOWALSKY MICHAEL J CENTRAL INDEX KEY: 0001226952 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00188 FILM NUMBER: 14594590 MAIL ADDRESS: STREET 1: C/O MEDALLION FINANCIAL CORP STREET 2: 437 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-10 0 0001000209 MEDALLION FINANCIAL CORP TAXI 0001226952 KOWALSKY MICHAEL J C/O MEDALLION FINANCIAL CORP. 437 MADISON AVENUE NEW YORK NY 10022 0 1 0 0 Executive Vice President Common Stock 2014-02-10 4 A 0 2730 0.00 A 35753 D Common Stock 3670 I See Footnote Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2009 Employee Restricted Stock Plan which will vest in equal one-third increments on the first, second and third anniversaries of the date of grant. These shares are held by Fidelity Investments in an Individual Retirement Account for the benefit of Michael J. Kowalsky. /s/ Michael J. Kowalsky 2014-02-11