0001209191-11-055779.txt : 20111114 0001209191-11-055779.hdr.sgml : 20111111 20111114164351 ACCESSION NUMBER: 0001209191-11-055779 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111111 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUDNICK DAVID L CENTRAL INDEX KEY: 0001228452 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00188 FILM NUMBER: 111203518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP CENTRAL INDEX KEY: 0001000209 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 043291176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 437 MADISON AVE 38 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123282153 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 c24766_4x0.xml MAIN DOCUMENT DESCRIPTION X0304 4 2011-11-11 0001000209 MEDALLION FINANCIAL CORP TAXI 0001228452 RUDNICK DAVID L C/O MEDALLION FINANCIAL CORP. 437 MADISON AVENUE NEW YORK NY 10022 1 0 0 0 Common Stock 2011-11-11 4 M 0 6000 7.49 A 16424 D Common Stock 2011-11-11 4 S 0 480 11.67 D 15944 D Common Stock 2011-11-11 4 S 0 120 11.68 D 15824 D Common Stock 2011-11-11 4 S 0 100 11.695 D 15724 D Common Stock 2011-11-11 4 S 0 2033 11.70 D 13691 D Common Stock 2011-11-11 4 S 0 1000 11.71 D 12691 D Common Stock 2011-11-11 4 S 0 357 11.72 D 12334 D Common Stock 2011-11-11 4 S 0 300 11.725 D 12034 D Common Stock 2011-11-11 4 S 0 100 11.73 D 11934 D Common Stock 2011-11-11 4 S 0 700 11.7304 D 11234 D Common Stock 2011-11-11 4 S 0 100 11.735 D 11134 D Common Stock 2011-11-11 4 S 0 607 11.75 D 10527 D Common Stock 2011-11-11 4 S 0 103 11.76 D 10424 D Common Stock (right to buy) 7.49 2011-11-11 4 M 0 6000 0 D 2019-06-05 Common Stock 6000 12000 D Pursuant to the terms of Medallion Financial Corp.'s 2006 Non-Employee Director Stock Option Plan, one-third of the options vested on the date of the 2010 annual meeting of stockholders, one-third of the options vested on the date of the 2011 annual meeting of stockholders and the balance vests on the date of the 2012 annual meeting of stockholders. +Power of attorney filed on September 5, 2007 as Exhibit 24 to the Form 4 of David L. Rudnick. By: /s/ Jeffrey J. Yin as Attorney-in-Fact+ 2011-11-14