0001209191-11-055256.txt : 20111109
0001209191-11-055256.hdr.sgml : 20111109
20111109163405
ACCESSION NUMBER: 0001209191-11-055256
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111107
FILED AS OF DATE: 20111109
DATE AS OF CHANGE: 20111109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yin Jeffrey John
CENTRAL INDEX KEY: 0001330275
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00188
FILM NUMBER: 111192100
MAIL ADDRESS:
STREET 1: C/O MEDALLION FINANCIAL CORP.
STREET 2: 437 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10011
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP
CENTRAL INDEX KEY: 0001000209
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 043291176
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 437 MADISON AVE 38 TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2123282153
MAIL ADDRESS:
STREET 1: 437 MADISON AVENUE
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
c24515_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0304
4
2011-11-07
0001000209
MEDALLION FINANCIAL CORP
TAXI
0001330275
Yin Jeffrey John
C/O MEDALLION FINANCIAL CORP.
437 MADISON AVENUE
NEW YORK
NY
10022
0
1
0
0
See General Remarks
Common Stock
2011-11-07
4
M
0
20000
9.60
A
22491
D
Common Stock
2011-11-07
4
M
0
3209
9.22
A
25700
D
Common Stock
2011-11-07
4
S
0
21209
11.82
D
4491
D
Common Stock
2011-11-08
4
M
0
6791
9.22
A
11282
D
Common Stock
2011-11-08
4
S
0
6791
11.71
D
4491
D
Common Stock
1200
I
See Footnote
Common Stock (right to buy)
9.60
2011-11-07
4
M
0
20000
0
D
2005-07-27
2015-07-27
Common Stock
20000
10000
D
Common Stock (right to buy)
9.22
2011-11-07
4
M
0
3209
0
D
2008-04-03
2018-04-03
Common Stock
1209
6791
D
Common Stock (right to buy)
9.22
2011-11-08
4
M
0
6791
0
D
2008-04-03
2018-04-03
Common Stock
6791
0
D
Represents shares beneficially owned by the Mr. Yin's individual retirement account.
One-third of the options vested on the date of grant, one-third of the options vested on the second anniversary of the date of grant and the balance vested on the third anniversary of the date of grant. All options have fully vested.
One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested.
Chief Compliance Officer and General Counsel
/s/ Jeffrey J. Yin
2011-11-09