0001209191-11-055256.txt : 20111109 0001209191-11-055256.hdr.sgml : 20111109 20111109163405 ACCESSION NUMBER: 0001209191-11-055256 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111107 FILED AS OF DATE: 20111109 DATE AS OF CHANGE: 20111109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yin Jeffrey John CENTRAL INDEX KEY: 0001330275 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00188 FILM NUMBER: 111192100 MAIL ADDRESS: STREET 1: C/O MEDALLION FINANCIAL CORP. STREET 2: 437 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP CENTRAL INDEX KEY: 0001000209 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 043291176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 437 MADISON AVE 38 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123282153 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 c24515_4x0.xml MAIN DOCUMENT DESCRIPTION X0304 4 2011-11-07 0001000209 MEDALLION FINANCIAL CORP TAXI 0001330275 Yin Jeffrey John C/O MEDALLION FINANCIAL CORP. 437 MADISON AVENUE NEW YORK NY 10022 0 1 0 0 See General Remarks Common Stock 2011-11-07 4 M 0 20000 9.60 A 22491 D Common Stock 2011-11-07 4 M 0 3209 9.22 A 25700 D Common Stock 2011-11-07 4 S 0 21209 11.82 D 4491 D Common Stock 2011-11-08 4 M 0 6791 9.22 A 11282 D Common Stock 2011-11-08 4 S 0 6791 11.71 D 4491 D Common Stock 1200 I See Footnote Common Stock (right to buy) 9.60 2011-11-07 4 M 0 20000 0 D 2005-07-27 2015-07-27 Common Stock 20000 10000 D Common Stock (right to buy) 9.22 2011-11-07 4 M 0 3209 0 D 2008-04-03 2018-04-03 Common Stock 1209 6791 D Common Stock (right to buy) 9.22 2011-11-08 4 M 0 6791 0 D 2008-04-03 2018-04-03 Common Stock 6791 0 D Represents shares beneficially owned by the Mr. Yin's individual retirement account. One-third of the options vested on the date of grant, one-third of the options vested on the second anniversary of the date of grant and the balance vested on the third anniversary of the date of grant. All options have fully vested. One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested. Chief Compliance Officer and General Counsel /s/ Jeffrey J. Yin 2011-11-09