0001209191-11-054886.txt : 20111108 0001209191-11-054886.hdr.sgml : 20111108 20111108141359 ACCESSION NUMBER: 0001209191-11-054886 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111107 FILED AS OF DATE: 20111108 DATE AS OF CHANGE: 20111108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OLEARY BRIAN S CENTRAL INDEX KEY: 0001226955 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00188 FILM NUMBER: 111187246 MAIL ADDRESS: STREET 1: C/O MEDALLION FINANCIAL CORP STREET 2: 437 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP CENTRAL INDEX KEY: 0001000209 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 043291176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 437 MADISON AVE 38 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123282153 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 c24441_4x0.xml MAIN DOCUMENT DESCRIPTION X0304 4 2011-11-07 0001000209 MEDALLION FINANCIAL CORP TAXI 0001226955 OLEARY BRIAN S C/O MEDALLION FINANCIAL CORP. 437 MADISON AVENUE NEW YORK NY 10022 0 1 0 0 Chief Operating Officer Common Stock 2011-11-07 4 M 0 16667 7.90 A 18544 D Common Stock 2011-11-07 4 S 0 100 11.56 D 18444 D Common Stock 2011-11-07 4 S 0 901 11.5841 D 17543 D Common Stock 2011-11-07 4 S 0 600 11.585 D 16943 D Common Stock 2011-11-07 4 S 0 400 11.59 D 16543 D Common Stock 2011-11-07 4 S 0 100 11.60 D 16443 D Common Stock 2011-11-07 4 S 0 100 11.655 D 16343 D Common Stock 2011-11-07 4 S 0 300 11.66 D 16043 D Common Stock 2011-11-07 4 S 0 200 11.6625 D 15843 D Common Stock 2011-11-07 4 S 0 500 11.667 D 15343 D Common Stock 2011-11-07 4 S 0 100 11.67 D 15243 D Common Stock 2011-11-07 4 S 0 65 11.68 D 15178 D Common Stock 2011-11-07 4 S 0 116 11.69 D 15062 D Common Stock 2011-11-07 4 S 0 300 11.705 D 14762 D Common Stock 2011-11-07 4 S 0 100 11.707 D 14662 D Common Stock 2011-11-07 4 S 0 500 11.7088 D 14162 D Common Stock 2011-11-07 4 S 0 700 11.71 D 13462 D Common Stock 2011-11-07 4 S 0 100 11.715 D 13362 D Common Stock 2011-11-07 4 S 0 2585 11.7169 D 10777 D Common Stock 2011-11-07 4 S 0 100 11.717 D 10677 D Common Stock 2011-11-07 4 S 0 500 11.719 D 10177 D Common Stock 2011-11-07 4 S 0 200 11.72 D 9977 D Common Stock 2011-11-07 4 S 0 500 11.73 D 9477 D Common Stock 2011-11-07 4 S 0 2600 11.80 D 6877 D Common Stock 2011-11-07 4 S 0 100 11.805 D 6777 D Common Stock 2011-11-07 4 S 0 200 11.8063 D 6577 D Common Stock 2011-11-07 4 S 0 800 11.81 D 5777 D Common Stock 2011-11-07 4 S 0 100 11.815 D 5677 D Common Stock 2011-11-07 4 S 0 100 11.8175 D 5577 D Common Stock 5566 I See Footnote Common Stock (right to buy) 7.90 2011-11-07 4 M 0 16667 0 D 2001-12-31 2011-12-31 Common Stock 16667 30000 D These shares are held by Charles Schwab & Co., Inc. in an Individual Retirement Account for the benefit of Brian S. O'Leary. One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested. /s/ Brian S. O?Leary 2011-11-08