0001209191-11-054886.txt : 20111108
0001209191-11-054886.hdr.sgml : 20111108
20111108141359
ACCESSION NUMBER: 0001209191-11-054886
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111107
FILED AS OF DATE: 20111108
DATE AS OF CHANGE: 20111108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OLEARY BRIAN S
CENTRAL INDEX KEY: 0001226955
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00188
FILM NUMBER: 111187246
MAIL ADDRESS:
STREET 1: C/O MEDALLION FINANCIAL CORP
STREET 2: 437 MADISON AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP
CENTRAL INDEX KEY: 0001000209
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 043291176
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 437 MADISON AVE 38 TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2123282153
MAIL ADDRESS:
STREET 1: 437 MADISON AVENUE
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
c24441_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0304
4
2011-11-07
0001000209
MEDALLION FINANCIAL CORP
TAXI
0001226955
OLEARY BRIAN S
C/O MEDALLION FINANCIAL CORP.
437 MADISON AVENUE
NEW YORK
NY
10022
0
1
0
0
Chief Operating Officer
Common Stock
2011-11-07
4
M
0
16667
7.90
A
18544
D
Common Stock
2011-11-07
4
S
0
100
11.56
D
18444
D
Common Stock
2011-11-07
4
S
0
901
11.5841
D
17543
D
Common Stock
2011-11-07
4
S
0
600
11.585
D
16943
D
Common Stock
2011-11-07
4
S
0
400
11.59
D
16543
D
Common Stock
2011-11-07
4
S
0
100
11.60
D
16443
D
Common Stock
2011-11-07
4
S
0
100
11.655
D
16343
D
Common Stock
2011-11-07
4
S
0
300
11.66
D
16043
D
Common Stock
2011-11-07
4
S
0
200
11.6625
D
15843
D
Common Stock
2011-11-07
4
S
0
500
11.667
D
15343
D
Common Stock
2011-11-07
4
S
0
100
11.67
D
15243
D
Common Stock
2011-11-07
4
S
0
65
11.68
D
15178
D
Common Stock
2011-11-07
4
S
0
116
11.69
D
15062
D
Common Stock
2011-11-07
4
S
0
300
11.705
D
14762
D
Common Stock
2011-11-07
4
S
0
100
11.707
D
14662
D
Common Stock
2011-11-07
4
S
0
500
11.7088
D
14162
D
Common Stock
2011-11-07
4
S
0
700
11.71
D
13462
D
Common Stock
2011-11-07
4
S
0
100
11.715
D
13362
D
Common Stock
2011-11-07
4
S
0
2585
11.7169
D
10777
D
Common Stock
2011-11-07
4
S
0
100
11.717
D
10677
D
Common Stock
2011-11-07
4
S
0
500
11.719
D
10177
D
Common Stock
2011-11-07
4
S
0
200
11.72
D
9977
D
Common Stock
2011-11-07
4
S
0
500
11.73
D
9477
D
Common Stock
2011-11-07
4
S
0
2600
11.80
D
6877
D
Common Stock
2011-11-07
4
S
0
100
11.805
D
6777
D
Common Stock
2011-11-07
4
S
0
200
11.8063
D
6577
D
Common Stock
2011-11-07
4
S
0
800
11.81
D
5777
D
Common Stock
2011-11-07
4
S
0
100
11.815
D
5677
D
Common Stock
2011-11-07
4
S
0
100
11.8175
D
5577
D
Common Stock
5566
I
See Footnote
Common Stock (right to buy)
7.90
2011-11-07
4
M
0
16667
0
D
2001-12-31
2011-12-31
Common Stock
16667
30000
D
These shares are held by Charles Schwab & Co., Inc. in an Individual Retirement Account for the benefit of Brian S. O'Leary.
One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested.
/s/ Brian S. O?Leary
2011-11-08