UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
Medallion Financial Corp. (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”) on June 17, 2021. A summary of the matters voted on at the Annual Meeting by the Company’s stockholders is set forth below.
1. The following individuals were elected to the Company’s Board of Directors to serve as Class I Directors until the 2024 annual meeting of stockholders by the following votes:
| NOMINEE |
VOTES FOR | VOTES WITHELD | BROKER NON-VOTES | |||
| Frederick A. Menowitz | 11,881,382 | 4,275,117 | 5,121,165 | |||
| David L. Rudnick | 12,061,659 | 4,094,840 | 5,121,165 |
2. The Company’s stockholders ratified the appointment of Mazars USA LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021 by the following votes:
| VOTES FOR |
VOTES AGAINST | VOTES ABSTAINED | BROKER NON-VOTES | |||
| 17,704,681 | 1,969,592 | 1,603,391 | -0- |
3. The Company’s stockholders approved a non-binding advisory resolution to approve the 2020 compensation of the Company’s named executive officers, as described in the proxy statement by the following votes:
| VOTES FOR |
VOTES AGAINST | VOTES ABSTAINED | BROKER NON-VOTES | |||
| 11,217,721 | 4,881,629 | 57,149 | 5,121,165 |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: June 21, 2021
| MEDALLION FINANCIAL CORP. | ||
| By: | /s/ Larry D. Hall | |
| Name: Larry D. Hall | ||
| Title: Chief Financial Officer | ||
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