-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CPS0KQj0EOddmCrkPGcUURdcFTosqMof5zPrmZ75X65icwvPUNpSyqnPC8R/IJy4 FbhJqyrntgP405TrTNSisQ== 0001193125-10-140404.txt : 20100616 0001193125-10-140404.hdr.sgml : 20100616 20100616112600 ACCESSION NUMBER: 0001193125-10-140404 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100611 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20100616 DATE AS OF CHANGE: 20100616 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP CENTRAL INDEX KEY: 0001000209 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 043291176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-00188 FILM NUMBER: 10899819 BUSINESS ADDRESS: STREET 1: 437 MADISON AVE 38 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123282153 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 8-K 1 d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)

June 11, 2010

 

 

Medallion Financial Corp.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   814-00188   04-3291176

(State or other jurisdiction

of incorporation)

  

(Commission

File Number)

  

(IRS Employer

Identification No.)

 

437 Madison Avenue, 38th Floor, New York, New York   10022
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (212) 328-2100

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

ITEM 5.07. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS.

Medallion Financial Corp. (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”) on June 11, 2010. A summary of the matters voted on at the Annual Meeting by the Company’s stockholders is set forth below.

1. The following individuals were elected to the Company’s Board of Directors to serve as Class II Directors until the 2013 annual meeting of stockholders by the following votes:

 

NOMINEE

    VOTES FOR    VOTES WITHELD    BROKER NON-VOTES

Mario M. Cuomo

    11,289,562    1,961,453    3,547,960

Andrew M. Murstein

    11,787,520    1,463,495    3,547,960

Lowell P. Weicker, Jr.

    11,690,910    1,560,104    3,547,961

2. The Company’s stockholders ratified the appointment of Weiser LLP as the Company’s independent registered public accounting firm by the following votes:

 

VOTES FOR

   VOTES AGAINST   VOTES ABSTAINED   BROKER NON-VOTES
16,616,200   162,802   19,973   0

3. The Company’s stockholders approved a non-binding advisory resolution regarding executive compensation by the following votes:

 

VOTES FOR

   VOTES AGAINST   VOTES ABSTAINED   BROKER NON-VOTES
11,426,940   5,258,581   113,454   0

4. The Company’s stockholders approved the adoption of the Company’s 2009 Employee Restricted Stock Plan by the following votes:

 

VOTES FOR

   VOTES AGAINST   VOTES ABSTAINED   BROKER NON-VOTES
11,363,468   1,802,388   85,156   3,547,963

 

2

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

MEDALLION FINANCIAL CORP.
By:  

/s/ Larry D. Hall

  Name:   Larry D. Hall
  Title:   Chief Financial Officer
Date:   June 16, 2010

 

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