0001181431-13-045041.txt : 20130815
0001181431-13-045041.hdr.sgml : 20130815
20130815161947
ACCESSION NUMBER: 0001181431-13-045041
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130813
FILED AS OF DATE: 20130815
DATE AS OF CHANGE: 20130815
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP
CENTRAL INDEX KEY: 0001000209
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 043291176
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 437 MADISON AVE 38 TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2123282153
MAIL ADDRESS:
STREET 1: 437 MADISON AVENUE
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOWALSKY MICHAEL J
CENTRAL INDEX KEY: 0001226952
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00188
FILM NUMBER: 131042454
MAIL ADDRESS:
STREET 1: C/O MEDALLION FINANCIAL CORP
STREET 2: 437 MADISON AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
rrd388226.xml
FORM 4
X0306
4
2013-08-13
0
0001000209
MEDALLION FINANCIAL CORP
TAXI
0001226952
KOWALSKY MICHAEL J
C/O MEDALLION FINANCIAL CORP.
437 MADISON AVENUE
NEW YORK
NY
10022
0
1
0
0
Executive Vice President
Common Stock
2013-08-13
4
M
0
8000
9.22
A
39023
D
Common Stock
2013-08-13
4
S
0
6000
15.0502
D
33023
D
Common Stock
3670
I
See Footnote
Common Stock (right to buy)
9.22
2013-08-13
4
M
0
8000
0.00
D
2008-04-03
2018-04-03
Common Stock
8000
22000
D
These shares are held by Fidelity Investments in an Individual Retirement Account for the benefit of Michael J. Kowalsky.
One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested.
/s/ Michael J. Kowalsky
2013-08-15