0001181431-13-045041.txt : 20130815 0001181431-13-045041.hdr.sgml : 20130815 20130815161947 ACCESSION NUMBER: 0001181431-13-045041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130813 FILED AS OF DATE: 20130815 DATE AS OF CHANGE: 20130815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP CENTRAL INDEX KEY: 0001000209 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 043291176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 437 MADISON AVE 38 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123282153 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOWALSKY MICHAEL J CENTRAL INDEX KEY: 0001226952 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00188 FILM NUMBER: 131042454 MAIL ADDRESS: STREET 1: C/O MEDALLION FINANCIAL CORP STREET 2: 437 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 rrd388226.xml FORM 4 X0306 4 2013-08-13 0 0001000209 MEDALLION FINANCIAL CORP TAXI 0001226952 KOWALSKY MICHAEL J C/O MEDALLION FINANCIAL CORP. 437 MADISON AVENUE NEW YORK NY 10022 0 1 0 0 Executive Vice President Common Stock 2013-08-13 4 M 0 8000 9.22 A 39023 D Common Stock 2013-08-13 4 S 0 6000 15.0502 D 33023 D Common Stock 3670 I See Footnote Common Stock (right to buy) 9.22 2013-08-13 4 M 0 8000 0.00 D 2008-04-03 2018-04-03 Common Stock 8000 22000 D These shares are held by Fidelity Investments in an Individual Retirement Account for the benefit of Michael J. Kowalsky. One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested. /s/ Michael J. Kowalsky 2013-08-15