0001181431-13-045040.txt : 20130815 0001181431-13-045040.hdr.sgml : 20130815 20130815161845 ACCESSION NUMBER: 0001181431-13-045040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130813 FILED AS OF DATE: 20130815 DATE AS OF CHANGE: 20130815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP CENTRAL INDEX KEY: 0001000209 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 043291176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 437 MADISON AVE 38 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123282153 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Taggart John M. CENTRAL INDEX KEY: 0001575139 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00188 FILM NUMBER: 131042442 MAIL ADDRESS: STREET 1: 1100 EAST 6600 SOUTH STREET 2: SUITE 510 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 4 1 rrd388323.xml FORM 4 X0306 4 2013-08-13 0 0001000209 MEDALLION FINANCIAL CORP TAXI 0001575139 Taggart John M. C/O MEDALLION FINANCIAL CORP. 437 MADISON AVENUE NEW YORK NY 10022 0 1 0 0 CEO & Pres of Medallion Bank Common Stock 2013-08-13 4 M 0 12000 11.21 A 82926 D Common Stock 2013-08-13 4 S 0 6000 15.0114 D 76926 D Common Stock (right to buy) 11.21 2013-08-13 4 M 0 12000 0 D 2007-02-15 2017-02-15 Common Stock 12000 20334 D One-quarter of the options vested on the first, second, third and fourth anniversaries of the date of grant. All options have fully vested. /s/ John M. Taggart 2013-08-15