0001181431-13-031277.txt : 20130529 0001181431-13-031277.hdr.sgml : 20130529 20130529164503 ACCESSION NUMBER: 0001181431-13-031277 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130529 FILED AS OF DATE: 20130529 DATE AS OF CHANGE: 20130529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MENOWITZ FREDERICK CENTRAL INDEX KEY: 0001257723 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00188 FILM NUMBER: 13878753 MAIL ADDRESS: STREET 1: C/O MEDALLION FINANCIAL CORP STREET 2: 437 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP CENTRAL INDEX KEY: 0001000209 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 043291176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 437 MADISON AVE 38 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123282153 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 rrd381604.xml FORM 4 X0306 4 2013-05-29 0 0001000209 MEDALLION FINANCIAL CORP TAXI 0001257723 MENOWITZ FREDERICK C/O MEDALLION FINANCIAL CORP. 437 MADISON AVENUE NEW YORK NY 10022 1 0 0 0 Common Stock 2013-05-29 4 M 0 7000 7.49 A 15500 D Common Stock (right to buy) 7.49 2013-05-29 4 M 0 7000 0 D 2019-06-05 Common Stock 7000 11000 D Pursuant to the terms of Medallion Financial Corp.'s 2006 Non-Employee Director Stock Option Plan, one-third of the options vested on the date of the 2010 annual meeting of stockholders, one-third of the options vested on the date of the 2011 annual meeting of stockholders and the balance vested on the date of the 2012 annual meeting of stockholders. All options have fully vested. +Power of attorney filed on September 5, 2007 as Exhibit 24 to the Form 4 of Frederick A. Menowitz. /s/ Jeffrey J. Yin as Attorney-in-Fact+ 2013-05-29