0001181431-11-028225.txt : 20110509 0001181431-11-028225.hdr.sgml : 20110509 20110509164828 ACCESSION NUMBER: 0001181431-11-028225 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110509 FILED AS OF DATE: 20110509 DATE AS OF CHANGE: 20110509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOWALSKY MICHAEL J CENTRAL INDEX KEY: 0001226952 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00188 FILM NUMBER: 11824060 MAIL ADDRESS: STREET 1: C/O MEDALLION FINANCIAL CORP STREET 2: 437 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP CENTRAL INDEX KEY: 0001000209 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 043291176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 437 MADISON AVE 38 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123282153 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 rrd310926.xml FORM 4 X0303 4 2011-05-09 0 0001000209 MEDALLION FINANCIAL CORP TAXI 0001226952 KOWALSKY MICHAEL J C/O MEDALLION FINANCIAL CORP. 437 MADISON AVENUE NEW YORK NY 10022 0 1 0 0 Executive Vice President Common Stock 2011-05-09 4 M 0 6000 4.85 A 18601 D Common Stock 2011-05-09 4 S 0 3823 9.10 D 14778 D Common Stock 2011-05-09 4 S 0 77 9.11 D 14701 D Common Stock 2011-05-09 4 S 0 100 9.12 D 14601 D Common Stock 2458 I See Footnote Common Stock (right to buy) 4.85 2011-05-09 4 M 0 6000 0 D 2002-06-11 2012-06-11 Common Stock 6000 48494 D These shares are held by Fidelity Investments in an Individual Retirement Account for the benefit of Michael J. Kowalsky. One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested. /s/ Michael J. Kowalsky 2011-05-09