0001181431-11-028225.txt : 20110509
0001181431-11-028225.hdr.sgml : 20110509
20110509164828
ACCESSION NUMBER: 0001181431-11-028225
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110509
FILED AS OF DATE: 20110509
DATE AS OF CHANGE: 20110509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOWALSKY MICHAEL J
CENTRAL INDEX KEY: 0001226952
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00188
FILM NUMBER: 11824060
MAIL ADDRESS:
STREET 1: C/O MEDALLION FINANCIAL CORP
STREET 2: 437 MADISON AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP
CENTRAL INDEX KEY: 0001000209
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 043291176
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 437 MADISON AVE 38 TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2123282153
MAIL ADDRESS:
STREET 1: 437 MADISON AVENUE
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
rrd310926.xml
FORM 4
X0303
4
2011-05-09
0
0001000209
MEDALLION FINANCIAL CORP
TAXI
0001226952
KOWALSKY MICHAEL J
C/O MEDALLION FINANCIAL CORP.
437 MADISON AVENUE
NEW YORK
NY
10022
0
1
0
0
Executive Vice President
Common Stock
2011-05-09
4
M
0
6000
4.85
A
18601
D
Common Stock
2011-05-09
4
S
0
3823
9.10
D
14778
D
Common Stock
2011-05-09
4
S
0
77
9.11
D
14701
D
Common Stock
2011-05-09
4
S
0
100
9.12
D
14601
D
Common Stock
2458
I
See Footnote
Common Stock (right to buy)
4.85
2011-05-09
4
M
0
6000
0
D
2002-06-11
2012-06-11
Common Stock
6000
48494
D
These shares are held by Fidelity Investments in an Individual Retirement Account for the benefit of Michael J. Kowalsky.
One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested.
/s/ Michael J. Kowalsky
2011-05-09