rrd151926_171399.html

-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SXfelF4780bcMuTiQTb/Vq6SMPzeLVI9bAR94AVBFJ7UFONtrHr/2uspWkECq2j5 1CiwMxFzz/az6Ayr9UqvSA== 0001181431-07-055762.txt : 20070905 0001181431-07-055762.hdr.sgml : 20070905 20070905101642 ACCESSION NUMBER: 0001181431-07-055762 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070828 FILED AS OF DATE: 20070905 DATE AS OF CHANGE: 20070905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP CENTRAL INDEX KEY: 0001000209 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 043291176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 437 MADISON AVE 38 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123282153 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MENOWITZ FREDERICK CENTRAL INDEX KEY: 0001257723 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00188 FILM NUMBER: 071098465 MAIL ADDRESS: STREET 1: C/O MEDALLION FINANCIAL CORP STREET 2: 437 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 rrd171562.xml FORM 4 X0202 4 2007-08-28 0 0001000209 MEDALLION FINANCIAL CORP TAXI 0001257723 MENOWITZ FREDERICK C/O MEDALLION FINANCIAL CORP. 437 MADISON AVENUE NEW YORK NY 10022 1 0 0 0 Common Stock (right to buy) 10.76 2007-08-28 4 A 0 9000 10.76 A 2017-08-28 Common Stock 9000 17500 D Granted automatically pursuant to Medallion Financial Corp.'s 2006 Non-Employee Director Stock Option Plan on the date such plan was approved by the SEC. Pursuant to the terms of Medallion Financial Corp.'s 2006 Non-Employee Director Stock Option Plan, one-third of the options are immediately vested, one-third of the options vest on the date of the 2008 annual meeting of stockholders and the balance vests on the date of the 2009 annual meeting of stockholders. + Power of attorney filed herewith as Exhibit 24. /s/ Jeffrey J. Yin as Attorney-in-Fact + 2007-09-05 EX-24.1 2 rrd151926_171399.htm POWER OF ATTORNEY rrd151926_171399.html

                                POWER OF ATTORNEY

KNOW ALL BY THESE PRESENTS, that the undersigned hereby makes, constitutes and
appoints each of:

                               ANDREW M. MURSTEIN

                                       and

                                 JEFFREY J. YIN

and each of them acting individually, with full power of substitution and
resubstitution, as the undersigned's true and lawful attorney-in-fact, with full
power and authority as hereinafter described on behalf of and in the name, place
and stead of the undersigned to:

        (1)     prepare, execute, acknowledge, deliver, and file all documents
                with respect to the securities of Medallion Financial Corp., a
                Delaware corporation (the "Company"), with the United States
                Securities and Exchange Commission (the "SEC") pursuant to
                Sections 13 and 16 of the Securities Exchange Act of 1934 (the
                "Act") and the rules and regulations promulgated thereunder,
                including: (a) all documents relating to the beneficial
                ownership of securities required to be filed with the SEC
                pursuant to Section 13(d) or Section 16(a) of the Act including,
                without limitation: (i) any acquisition statements on Schedule
                13D or Schedule 13G and any amendments thereto, (ii) any joint
                filing agreements pursuant to Rule 13d-1(f) and (iii) any
                initial statements of, or statements of changes in, beneficial
                ownership of securities on Form 3, Form 4 or Form 5 and (b) any
                information statements on Form 13F required to be filed with the
                SEC pursuant to Section 13(f) of the Act;

        (2)     seek or obtain, as the undersigned's representative and on the
                undersigned's behalf, information on transactions in the
                Company's securities from any third party, including brokers,
                employee benefit plan administrators and trustees, and the
                undersigned hereby authorizes any such person to release any
                such information to the undersigned and approves and ratifies
                any such release of information; and

        (3)     perform any and all other acts which in the discretion of such
                attorney-in-fact are necessary or desirable for and on behalf of
                the undersigned in connection with the foregoing.

This Power of Attorney shall remain in full force and effect until revoked by
the undersigned in a signed writing delivered to each such attorney-in-fact.

All prior powers of attorney relating to the subject matter set forth herein are
hereby revoked.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed this 2 day of November, 2005.

                                        /s/ Frederick A. Menowitz
                                        ---------------------------------------
                                        Name: Frederick A. Menowitz

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