-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q1+k+WiojO9SpzzF4Fk5DC+X47dECOZXBjKL2KRA+4B1My+mNYrm3xUIHwmy8jBa 0ldR35z9NfcR49Nnw6ysFw== 0001181431-07-024785.txt : 20070411 0001181431-07-024785.hdr.sgml : 20070411 20070411152454 ACCESSION NUMBER: 0001181431-07-024785 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070410 FILED AS OF DATE: 20070411 DATE AS OF CHANGE: 20070411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OLEARY BRIAN S CENTRAL INDEX KEY: 0001226955 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00188 FILM NUMBER: 07761200 MAIL ADDRESS: STREET 1: C/O MEDALLION FINANCIAL CORP STREET 2: 437 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP CENTRAL INDEX KEY: 0001000209 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 043291176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 437 MADISON AVE 38 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123282153 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 rrd154317.xml FORM 4 X0202 4 2007-04-10 0 0001000209 MEDALLION FINANCIAL CORP TAXI 0001226955 OLEARY BRIAN S C/O MEDALLION FINANCIAL CORP. 437 MADISON AVENUE NEW YORK NY 10022 0 1 0 0 Chief Operating Officer Common Stock 2007-04-10 4 M 0 4874 4.85 A 4874 D Common Stock 2007-04-10 4 S 0 4874 11.70 D 0 D Common Stock 2007-04-10 4 M 0 2900 4.85 A 2900 D Common Stock 2007-04-10 4 S 0 2900 11.71 D 0 D Common Stock 2007-04-10 4 M 0 300 4.85 A 300 D Common Stock 2007-04-10 4 S 0 300 11.72 D 0 D Common Stock 2007-04-10 4 M 0 408 4.85 A 408 D Common Stock 2007-04-10 4 S 0 408 11.73 D 0 D Common Stock 2007-04-10 4 M 0 300 4.85 A 300 D Common Stock 2007-04-10 4 S 0 300 11.74 D 0 D Common Stock 2007-04-10 4 M 0 1700 4.85 A 1700 D Common Stock 2007-04-10 4 S 0 1700 11.75 D 0 D Common Stock 2007-04-10 4 M 0 1700 4.85 A 1700 D Common Stock 2007-04-10 4 S 0 1700 11.76 D 0 D Common Stock 2007-04-10 4 M 0 1694 4.85 A 1694 D Common Stock 2007-04-10 4 S 0 1694 11.77 D 0 D Common Stock 2007-04-10 4 M 0 200 4.85 A 200 D Common Stock 2007-04-10 4 S 0 200 11.78 D 0 D Common Stock 2007-04-10 4 M 0 723 4.85 A 723 D Common Stock 2007-04-10 4 S 0 723 11.79 D 0 D Common Stock 2007-04-10 4 M 0 600 4.85 A 600 D Common Stock 2007-04-10 4 S 0 600 11.80 D 0 D Common Stock 2007-04-10 4 M 0 100 4.85 A 100 D Common Stock 2007-04-10 4 S 0 100 11.82 D 0 D Common Stock 2735 I See Footnote Common Stock (right to buy) 4.85 2007-04-10 4 M 0 15499 4.85 D 2002-06-11 2012-06-11 Common Stock 15499 50001 D These shares are held by Charles Schwab & Co., Inc. in an Individual Retirement Account for the benefit of Brian S. O'Leary. One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested. /s/ Brian S. O'Leary 2007-04-11 -----END PRIVACY-ENHANCED MESSAGE-----